BATTLE FAMILY FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- BATTLE FAMILY FOUNDATION (EIN 94-3350554)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-14
- IRS object ID
- 201433189349101678
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-14T16:06:30-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALVAREZ & MARSAL TAXAND LLC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 PINE STREET SUITE 900 | AddressLine1 |
| City | SAN FRANCISCO | City |
| State | CA | State |
| ZIP Code | 94111 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 943350554 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BATTLE FAMILY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % A GEORGE BATTLE | InCareOfNm |
| Business Name Control | BATT | BusinessNameControlTxt |
| Phone | 5108483653 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 VICENTE ROAD | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | BERKELEY | City |
| State | CA | State |
| ZIP Code | 94705 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | A GEORGE BATTLE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 5108483653 | PhoneNum |
| Signature | 2014-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ANTHONY L FULLER | PreparerPersonNm |
| PTIN | P00238409 | PTIN |
| Phone | 5108483653 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $9,519,791 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,585,600 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $39,453 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $41,470 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $33,956 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $35,056 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $139 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $139 | GrossRentsNetInvstIncmAmt |
| Net Rental Income Or Loss | $139 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $752,841 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,235,533 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $752,973 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $11,931 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $11,931 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,423,920 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $841,569 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $83,462 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $41,734 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $41,728 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $2,985 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $1,493 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $1,492 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $16,583 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,574 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $105 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $103,135 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $44,801 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $43,220 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $249,621 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $249,621 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $352,756 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $44,801 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $292,841 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $2,071,164 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $796,768 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $83,784 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $388,047 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $388,047 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $2,245,483 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,042,846 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,111,300 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,818,116 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,792,550 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,804,847 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $236,989 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $215,597 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $215,597 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $4,384,372 | TotalAssetsBOYAmt |
| Total Assets EOY | $6,439,040 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $9,519,791 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $4,384,372 | RetainedEarningBOYAmt |
| Retained Earning EOY | $6,439,040 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,384,372 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $6,439,040 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $4,384,372 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $6,439,040 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,384,372 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $2,071,164 | ExcessRevenueOverExpensesAmt |
| Subtotal | $6,455,536 | SubtotalAmt |
| Other Decreases | $16,496 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $6,439,040 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (18 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY 814 890097 558 | P | 2006-05-30 | 2013-02-06 | $142,581 | $2,155 | $140,426 | $140,426 |
| MORGAN STANLEY 814 890043 558 | P | 2011-05-18 | 2013-02-08 | $783,626 | $249,975 | $533,651 | $533,651 |
| MORGAN STANLEY 814 013613 558 | P | $136,816 | $134,524 | $2,292 | $2,292 | ||
| MORGAN STANLEY 814 013613 558 | P | $12 | $0 | $12 | $12 | ||
| MORGAN STANLEY 814 013613 558 | P | $49,443 | $39,473 | $9,970 | $9,970 | ||
| MORGAN STANLEY 814 013613 558 | P | $224,895 | $199,137 | $25,758 | $25,758 | ||
| MORGAN STANLEY 814 890033 558 | P | $68,687 | $58,603 | $10,084 | $10,084 | ||
| MORGAN STANLEY 814 890050 558 | P | $408,798 | $405,103 | $3,695 | $3,695 | ||
| MORGAN STANLEY 814 890050 558 | P | $302,945 | $300,159 | $2,786 | $2,786 | ||
| DISPOSITION OF RAMIUS LEVERED MULTI-STRATEGY FOF LP | P | 2004-12-31 | 2013-12-31 | $37,755 | $3,898 | $33,857 | $33,857 |
| MORGAN STANLEY 814 890033 558 | P | $77,472 | $72,684 | $4,788 | $4,788 | ||
| MORGAN STANLEY 814 890033 558 | P | $38 | $32 | $6 | $6 | ||
| MORGAN STANLEY 814 890033 558 | P | $17,392 | $15,390 | $2,002 | $2,002 | ||
| MORGAN STANLEY 814 890033 558 | P | $1,725 | $1,427 | $298 | $298 | ||
| DISPOSITION OF ENERGY TRANSFER PARTNERS LP | P | $134 | $0 | $134 | $134 | ||
| SECTION 1231 GAIN FROM RAMIUS LEVERED MULTI-STRATEGY FOF LP K-1 | P | $563 | $0 | $563 | $563 | ||
| SECTION 1231 GAIN FROM ENERGY TRANSFER PARTNERS LP K-1 | P | $1 | $0 | $1 | $1 | ||
| CAPITAL GAIN DIVIDENDS | P | $132 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $752,973 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $239,899 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $5,154,006 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.046546 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $233,406 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,055,460 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.046169 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $212,953 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $4,546,605 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046838 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $162,671 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $3,838,673 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.042377 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $268,290 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,204,260 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.063814 | DistributionYr5Rt |
| Total Distribution | 0.245744 | TotalDistributionRt |
| Average Distribution | 0.049149 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $7,077,909 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $347,872 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $7,968 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $355,840 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $292,841 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $15,935 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $15,935 | SubtotalAmt |
| Tax Based On Investment Income | $15,935 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $13,853 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $13,853 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Tax Due | $2,082 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | false | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A GEORGE BATTLE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5108483653 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 VICENTE ROAD | AddressLine1 |
| City | BERKELEY | City |
| State | CA | State |
| ZIP Code | 94705 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| A GEORGE BATTLE | ||||||||
| 35 VICENTE ROAD | BERKELEY | CA | 94705 | PRESIDENT | 0 | $0 | $0 | $0 |
| EMILY T BATTLE | ||||||||
| 287 THE UPLANDS | BERKELEY | CA | 94705 | VP & TREASURER | 0 | $0 | $0 | $0 |
| DANIEL K BATTLE | ||||||||
| 1533 5TH STREET | OAKLAND | CA | 94607 | SECRETARY | 0 | $0 | $0 | $0 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $6,558,605 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $513,492 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $113,597 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,185,694 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $7,185,694 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $107,785 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,077,909 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $353,895 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $353,895 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $15,935 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $15,935 | TotalTaxAmt |
| Distributable Before Adj | $337,960 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $337,960 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $337,960 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $292,841 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $292,841 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $292,841 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $337,960 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2011 | PriorYear1Yr |
| Prior Year2 | 2010 | PriorYear2Yr |
| Prior Year3 | 2009 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $59,427 | ExcessDistributionCyovYr5Amt |
| Total Excess Distribution Cyov | $59,427 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $292,841 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $292,841 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $45,119 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $45,119 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $14,308 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $14,308 | ExcessDistriCyovFromYr5Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | A GEORGE BATTLE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (11 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| BERKELEY COMMUNITY FUND | ||||||||
| 2112 MARTIN LUTHER KING JR WAY | Berkeley | CA | 94704 | NONE | SECTION 501(C)(3) | GENERAL SUPPORT | $35,000 | |
| FROM RAMIUS LEVERED MULTI-STRATEGY FOF LP K-1 | ||||||||
| C/O RAMIUS LLC | NEW YORK | NY | 10022 | NONE | N/A | CHARITABLE CONTRIBUTIONS PASSED THROUGH FROM RAMIUS LEVERED MULTI-STRATEGY FOF LP K-1. | $1 | 599 LEXINGTON AVENUE |
| FREIGHT & SALVAGE | ||||||||
| 2020 ADDISON STREET | BERKELEY | CA | 94704 | NONE | SECTION 501(C)(3) | GENERAL SUPPORT | $40,000 | |
| THE ASPEN INSTITUTE | ||||||||
| ONE DUPONT CIRCLE NW SUITE 700 | WASHINGTON | DC | 200361133 | NONE | SECTION 501(C)(3) | GENERAL SUPPORT | $2,996 | |
| ALAMEDA COUNTY FOOD BANK | ||||||||
| PO BOX 2599 | OAKLAND | CA | 94614 | NONE | SECTION 501(C)(3) | GENERAL SUPPORT | $25,000 | |
| DARTMOUTH COLLEGE | ||||||||
| 6066 DEVELOPMENT OFFICE | HANOVER | NH | 037553555 | NONE | SECTION 501(C)(3) | GENERAL SUPPORT | $50,000 | |
| OPERATION RAINBOW | ||||||||
| 4200 PARK BLVD PMB 157 | OAKLAND | CA | 94705 | NONE | SECTION 501(C)(3) | GENERAL SUPPORT | $500 | |
| SONOMA LAND TRUST | ||||||||
| 966 SONOMA AVENUE | SANTA ROSA | CA | 95404 | NONE | SECTION 501(C)(3) | GENERAL SUPPORT | $15,000 | |
| BERKELEY YMCA | ||||||||
| 2001 ALLSTON WAY | BERKELEY | CA | 94704 | NONE | SECTION 501(C)(3) | GENERAL SUPPORT | $49,880 | |
| PONAGANSET HIGH SCHOOL | ||||||||
| 137 ANAN WADE ROAD | NORTH SCITUATE | RI | 02857 | NONE | GENERAL SUPPORT | $1,244 | ||
| SENECA CENTER | ||||||||
| 2275 ARLINGTON DRIVE | SAN LEANDRO | CA | 94578 | NONE | GENERAL SUPPORT | $30,000 | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $249,621 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $39,453 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $33,956 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp |
Net Rental Income Personal Prop NetRentalIncomePersonalPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
| Exclusion | $139 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $93 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $11,838 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$125 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $752,966 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$32 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $838,352 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $838,320 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c | Yes (X) | Organization501cInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | A GEORGE BATTLE | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 VICENTE ROAD | AddressLine1 |
| City | BERKELEY | City |
| State | CA | State |
| ZIP Code | 94705 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $1,585,600 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 20,000 SHARES WORKDAY INC. CLASS B COMMON STOCK | NoncashPropertyDesc |
| Fair Market Value | $1,585,600 | FairMarketValueAmt |
| Received | 2013-12-04 | ReceivedDt |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | INVESTMENT IN CORPORATE BONDS | BondNm |
| EOY Book Value | $1,792,550 | EOYBookValueAmt |
| EOYFMV | $1,804,847 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | INVESTMENT IN CORPORATE STOCK | StockNm |
| EOY Book Value | $4,042,846 | EOYBookValueAmt |
| EOYFMV | $7,111,300 | EOYFMVAmt |
Investments Land Schedule2 InvestmentsLandSchedule2
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| INVEST. IN RAMIUS LEVERED FOF | $0 | $0 |
| INVEST. IN NORTHSOUND, L.P. | $113,597 | $113,597 |
| INVEST. IN SUNGEVITY | $102,000 | $102,000 |
| INVEST. IN ENERGY TRANSFER LP | $0 | $0 |
Land Etc Schedule2 LandEtcSchedule2
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PRIOR PERIOD NONCASH BASIS ADJUSTMENT | Description |
| Amount | $16,496 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| CA FRANCHISE TAX BOARD | $10 | $0 | $0 |
| ATTORNEY GENERAL REGISTRY | $75 | $0 | $0 |
| SECRETARY OF STATE | $20 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| MORGAN STANLEY 814 890050 558 | $1,578 | $1,578 |
| FROM RAMIUS LEVERED MULTI-STRATEGY FOF | $1,556 | $1,556 |
| MORGAN STANLEY 0A7 108267 | $7 | $7 |
| MORGAN STANLEY 814 890033 558 | $3,331 | $3,331 |
| FROM ENERGY TRANSFER PARTNERS, L.P. | -$82 | -$82 |
| MORGAN STANLEY 814 013613 558 | $5,541 | $5,541 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TAX PREPARATION FEES | $49,500 | $24,750 | $24,750 |
| FROM RAMIUS LEVERED FOF LP | $2,545 | $1,273 | $1,272 |
| ACCOUNT MANAGEMENT FEES | $31,417 | $15,711 | $15,706 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MS 014 AG2159 - FEDERAL TAX | $15,000 | $0 | $0 |
| RAMIUS K-1 - FEDERAL TAX | $9 | $0 | $0 |
| MS 0A7 108267 - FOREIGN TAX | $11 | $11 | $0 |
| MS 814890042558 - FOREIGN TAX | $17 | $17 | $0 |
| RAMIUS K-1 - FOREIGN TAXES | $19 | $19 | $0 |
| MS 814013613558 - FOREIGN TAX | $1,527 | $1,527 | $0 |
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