APPLE PICKERS FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- APPLE PICKERS FOUNDATION (EIN 20-7196513)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-09-09
- IRS object ID
- 201432529349100508
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-09-09T13:40:43-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 201696994 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HOYT FILIPPETTI & MALAGHAN LLC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 107 AIRPORT RD | AddressLine1 |
| City | WESTERLY | City |
| State | RI | State |
| ZIP Code | 028913420 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 207196513 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | APPLE PICKERS FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | APPL | BusinessNameControlTxt |
| Phone | 4015968960 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1033 | AddressLine1 |
| City | WESTERLY | City |
| State | RI | State |
| ZIP Code | 02891 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MICHAEL WARBURG | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 4015968960 | PhoneNum |
| Signature | 2014-09-02 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | TERENCE J MALAGHAN CPA | PreparerPersonNm |
| PTIN | P00171896 | PTIN |
| Phone | 4015962000 | PhoneNum |
| Preparation | 2014-09-02 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $12,342,685 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $26,364 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $26,364 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $183,414 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $183,414 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $169,282 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,787,819 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $169,282 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $2,285 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,285 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $381,345 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $381,345 | TotalNetInvstIncmAmt |
| Accounting Fees Rev And Expnss | $4,350 | AccountingFeesRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $48,947 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $48,947 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $133 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $133 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $7,003 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,489 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $13,698 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $13,698 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $74,131 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $66,267 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $673,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $673,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $747,131 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $66,267 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $673,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$365,786 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $315,078 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $649,828 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $696,856 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $696,856 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $6,200 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $3,600 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $3,600 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $5,458,703 | CorporateStockBOYAmt |
| Corporate Stock EOY | $6,931,445 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $8,547,554 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,453,264 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,900,367 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,651,764 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,772,000 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,439,907 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,437,528 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $3,777 | OtherAssetsBOYAmt |
| Other Assets EOY | $5,383 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $5,383 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $11,343,772 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,977,558 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $12,342,685 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $11,343,772 | UnrestrictedBOYAmt |
| Unrestricted EOY | $10,977,558 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $11,343,772 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,977,558 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $11,343,772 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,977,558 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $11,343,772 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$365,786 | ExcessRevenueOverExpensesAmt |
| Subtotal | $10,977,986 | SubtotalAmt |
| Other Decreases | $428 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $10,977,558 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $1,853,475 | $1,851,908 | $1,567 | $1,567 |
| PUBLICLY TRADED SECURITIES | P | $2,826,621 | $2,766,629 | $59,992 | $59,992 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $169,282 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $1,567 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $496,486 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $11,231,629 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.044204 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $554,347 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $11,688,994 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.047425 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $495,495 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $11,003,688 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.045030 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $594,907 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $9,344,067 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.063667 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $440,671 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $11,910,024 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.037000 | DistributionYr5Rt |
| Total Distribution | 0.237326 | TotalDistributionRt |
| Average Distribution | 0.047465 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $11,433,794 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $542,705 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,151 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $545,856 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $673,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $3,151 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $3,151 | SubtotalAmt |
| Tax Based On Investment Income | $3,151 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,600 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $1,500 | AppliedToEsTaxAmt |
| Total Payments And Credits | $5,100 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $2 | EsPenaltyAmt |
| Overpayment | $1,947 | OverpaymentAmt |
| Applied To ES Tax | $1,947 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MICHAEL WARBURG | IndividualWithBooksNm |
| Phone | 4015968960 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1033 | AddressLine1 |
| City | WESTERLY | City |
| State | RI | State |
| ZIP Code | 02891 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GEORGE S WARBURG | ||||||||
| PO BOX 1033 | WESTERLY | RI | 02891 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| ELINOR B WARBURG | ||||||||
| PO BOX 1033 | WESTERLY | RI | 02891 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| DANIEL S WARBURG | ||||||||
| PO BOX 1033 | WESTERLY | RI | 02891 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| MICHAEL F WARBURG | ||||||||
| PO BOX 1033 | WESTERLY | RI | 02891 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| JOHN P WARBURG | ||||||||
| PO BOX 1033 | WESTERLY | RI | 02891 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,186,964 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $420,949 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $11,607,913 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $11,607,913 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $174,119 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $11,433,794 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $571,690 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $571,690 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $3,151 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $3,151 | TotalTaxAmt |
| Distributable Before Adj | $568,539 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $568,539 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $568,539 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $673,000 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $673,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $3,151 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $669,849 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $568,539 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $110,261 | UndistributedIncomePYAmt |
| Qualifying Distributions | $673,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $110,261 | AppliedToYear1Amt |
| Applied To Current Year | $562,739 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $5,800 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (16 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2 |
|---|---|---|---|---|---|---|---|---|
| UNITES STATES YOUTH CRICKET ASSOC | ||||||||
| 1405 MADISON PARK DRIVE | GLEN BURNIE | MD | 21061 | N/A | PC | GENERAL SUPPORT | $30,000 | |
| YEAR UP INC | ||||||||
| 10 DORRANCE ST STE 1180 | PROVIDENCE | RI | 02903 | N/A | PC | GENERAL SUPPORT | $75,000 | YEAR UP PROVIDENCE |
| FRIENDS OF BROOKSVALE PARK INC | ||||||||
| 156 BROOKSVALE AVE | HAMDEN | CT | 06518 | N/A | PC | BUILDING PROJECT | $45,000 | |
| DIABETES HANDS FOUNDATION | ||||||||
| 1962 UNIVERSITY AVE STE1 | BERKELEY | CA | 94701 | N/A | PC | DEVELOP AND SUPPORT PROGRAM | $60,000 | |
| BRAVE NEW FOUNDATION | ||||||||
| 10510 CULVER BLVD | CULVER CITY | CA | 90232 | N/A | PC | PRODUCTION OF EDUCATIONAL FILMS | $50,000 | |
| LITERACY VOLUNTEERS OF | ||||||||
| 93 TOWER ST UNIT 25 | WESTERLY | RI | 02891 | N/A | PC | DEVELOP AND SUPPORT PROGRAMS | $46,000 | WASHINGTON COUNTY INC |
| INTERISE | ||||||||
| 197 PORTLAND ST 2ND FL | BOSTON | MA | 02114 | N/A | PC | DEVELOP AND SUPPORT PROGRAMS | $100,000 | |
| CT AGAINST GUN VIOLENCE | ||||||||
| PO BOX 523 | SOUTHPORT | CT | 06890 | N/A | PC | GENERAL SUPPORT | $10,000 | |
| COMPASSION & CHOICES | ||||||||
| PO BOX 101810 | DENVER | CO | 802501810 | N/A | PC | SUPPORT INITIATIVES | $60,000 | |
| YALE UNIVERSITY | ||||||||
| PO BOX 2038 | NEW HAVEN | CT | 065212038 | N/A | PC | BAROQUE OPERA PROJECT | $100,000 | |
| DIATRIBE FOUNDATION | ||||||||
| 804 HAIGHT ST | SAN FRANCISCO | CA | 94117 | N/A | PC | GENERAL SUPORT | $7,500 | |
| THE FOUR NATIONS ENEMBLE | ||||||||
| PO BOX 1112 | HUDSON | NY | 12534 | N/A | PC | GENERAL SUPPORT | $20,000 | GEMINIANI RECORDING PROJECT |
| USA CRICKET ASSOCIATION | ||||||||
| 8461 LAKE WORTH RD | WORTH | FL | 33467 | N/A | PC | DEVELOP AND SUPPORT PROGRAMS | $10,000 | |
| THE ENTREPRENEURSHIP FOUNDATION INC | ||||||||
| 425 KATONA DRIVE | FAIRFIELD | CT | 06824 | N/A | PC | SUPPORT INITIATIVES | $2,500 | |
| ONEFUND BOSTON | ||||||||
| 18 TREMONT ST SUITE 330 | BOSTON | MA | 02108 | N/A | PC | GENERAL SUPPORT | $25,000 | |
| THE WESTMINSTER SCHOOL FOUNDATION | ||||||||
| 630 FIFTH AVE | NEW YORK | NY | 10111 | N/A | PC | BUILDING PROJECT | $32,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $673,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $26,364 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $183,414 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $2,285 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $169,282 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $379,060 | ExclusionAmt |
| Related Or Exempt Function Incm | $2,285 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $381,345 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INDIRECT ACCOUNTING FEES | CategoryTxt |
| Amt | $4,350 | Amt |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp (5 entries)
| GEORGE S WARBURG |
| ELINOR B WARBURG |
| DANIEL S WARBURG |
| MICHAEL F WARBURG |
| JOHN P WARBURG |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (13 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ARTIO GLOBAL HIGH YIELD INCOME FD | $345,941 | $359,632 |
| COCA COLA 3.625% DUE 3/15/14 | ||
| GENERAL ELECTRIC 2.8% DUE 1/8/13 | ||
| IBM 2.1% DUE 5/6/13 | ||
| ISHARES BACLAYS 1-3 YR CR BD FUND | ||
| ISHARES BARCLAYS TIPS | $399,449 | $401,135 |
| JP MORGAN CHASE & CO 2.05% DUE 1/24/ | $304,908 | $300,000 |
| NOVARTIS CAP CORP 1.9% DUE 4/24/13 | ||
| PIMCO HIGH YIELD FD | $99,044 | $101,907 |
| PROSAHRES SHORT 20+ YR TREASURY | $250,681 | $192,407 |
| PROSHARES ULTRASHORT 20+ YEAR TR ETF | $500,344 | $296,683 |
| SHELL INTL FIN B V 3.1% DUE 6/28/15 | ||
| WALMART STORES INC 3.0% DUE 2/3/14 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (21 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| APPLE INC | ||
| ARTISAN INTERNATIONAL FUND | $209,200 | $286,058 |
| ARTISAN INTL VALUE FUND | $208,040 | $280,250 |
| CAMBIAR SMALL CAP FUND | ||
| COLUMBIA ACORN FUND | ||
| COLUMBIA DIVIDEND INCOME FUND | $1,053,638 | $1,304,120 |
| COLUMBIA SELECT LARGE CAP GROWTH FUN | $1,085,352 | $1,441,145 |
| EAGLE SM CAP GROWTH FUND | $182,797 | $245,277 |
| FIRST TR ISE REVERE NAT GAS | $225,288 | $273,000 |
| IBM | ||
| JOHN HANCOCK FDS III DISCIPLINED | $271,450 | $396,083 |
| SELECT SECTOR SPDR TR FINANCIAL | $215,375 | $273,250 |
| SPDR S&P CHINA | ||
| VANGUARD LARGE CAP ETF | $1,276,122 | $1,526,400 |
| VANGUARD MID-CAP ETF | $576,807 | $660,120 |
| VANGUARD SMALL-CAP ETF | $457,124 | $549,750 |
| VANGUARD MSCI EAFE ETF FUND | $517,535 | $625,200 |
| VANGUARD MSCI EMERGING MKTS ETF | $169,944 | $205,700 |
| WISDOMTREE EMERGING MARKETS HIGH YI | ||
| ISHARES MSCI EAFE ETF | $159,838 | $167,738 |
| ISHARES MSCI EMERGING MKTS ETF | $322,935 | $313,463 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (19 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ALEXANDRIA REAL ESTATE EQ INC | AT COST | ||
| DUKE RLTY CORP | AT COST | $13,870 | $15,040 |
| EQUITY REIDENTIAL SH BEN INT | AT COST | $14,590 | $12,968 |
| EXTRA SPACE STORAGE INC REITS | AT COST | $8,682 | $10,533 |
| HATTERAS ALPHA HEDGED STRATEGIES | AT COST | $50,000 | $51,439 |
| HEALTH CARE REIT INC | AT COST | $14,618 | $13,393 |
| INTERNATIONAL FARMLAND FD | AT COST | $267,500 | $214,000 |
| IVY ASSET STRATEGY FUND | AT COST | $50,000 | $54,380 |
| MEDICAL PPTYS TR INC | AT COST | $11,758 | $12,220 |
| MESIROW ABS RETURN LTD | AT COST | $500,000 | $563,877 |
| NATIXIS FDS TR IV AEW REAL ESTATE | AT COST | ||
| NUVEEN REAL ESTATE SECS FUND | AT COST | $50,000 | $44,190 |
| PIMCO ALL ASSET ALL AUTH FUND | AT COST | ||
| PIMCO COMMODITY REALRETURN | AT COST | ||
| PROVIDENCE VII PARTICIPATION TR | AT COST | $80,720 | $80,560 |
| ROBECO BOSTON PARTNERS LONG/SHORT | AT COST | $100,000 | $101,548 |
| SPDR DJ WILLSHIRE INT'L REAL ESTATE | AT COST | $128,381 | $123,600 |
| SUN COMMUNITIES INC | AT COST | $10,460 | $10,660 |
| VANGUARD REIT ETF | AT COST | $139,328 | $129,120 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDEND RECEIVABLE | Desc |
| BOY Book Value | $3,777 | BOYBookValueAmt |
| EOY Book Value | $5,383 | EOYBookValueAmt |
| EOYFMV | $5,383 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PRIOR YEAR DEDUCTION FOR K-1 INCOME | Description |
| Amount | $428 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| EXPENSES | ||
| PORTFOLIO DEDUCTION | $13,698 | $13,698 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INVESTMENT INCOME | Desc |
| Revenue And Expenses Per Books | $2,285 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $2,285 | NetInvestmentIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $48,947 | Amt |
| Net Investment Income | $48,947 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAX PAID | $3,489 | $3,489 |
| EXCISE TAX ON INVESTMENTS | $3,514 |
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