MAIHAUGEN FOUNDATION INC: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- MAIHAUGEN FOUNDATION INC (EIN 39-1857836)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-05-12
- IRS object ID
- 201431329349102348
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-05-12T12:18:59-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TRUST POINT INC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 230 FRONT STREET NORTH | AddressLine1 |
| City | La Crosse | City |
| State | WI | State |
| ZIP Code | 54601 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 391857836 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MAIHAUGEN FOUNDATION INC AGENCY 1045001263 | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MAIH | BusinessNameControlTxt |
| Phone | 6087821148 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 230 FRONT STREET NORTH | AddressLine1 |
| City | LA CROSSE | City |
| State | WI | State |
| ZIP Code | 54601 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | FRANCES BURTON | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 6087821148 | PhoneNum |
| Signature | 2014-04-29 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | TRUST POINT INC | PreparerPersonNm |
| Phone | 6087821148 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,369,248 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Dividends Rev And Expnss | $75,128 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $75,128 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $169,897 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,369,011 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $169,897 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $4,627 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $4,627 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $249,652 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $249,652 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $19,543 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $19,543 | CompOfcrDirTrstNetInvstIncmAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $900 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $900 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $9,037 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $9,037 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $930 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $930 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $99 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $99 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $30,509 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $29,510 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $999 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $148,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $148,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $179,009 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $29,510 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $149,499 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $70,643 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $220,142 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $2,414 | CashBOYAmt |
| Cash EOY | -$44 | CashEOYAmt |
| Cash EOYFMV | -$44 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $74,980 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $16,278 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $16,278 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Investments EOYFMV | $0 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $2,704,004 | OtherAssetsBOYAmt |
| Other Assets EOY | $2,835,038 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $3,353,014 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $2,781,398 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,851,272 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,369,248 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $2,781,398 | CapitalStockBOYAmt |
| Capital Stock EOY | $2,851,272 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,781,398 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,851,272 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,781,398 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,851,272 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,781,398 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $70,643 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $2,852,041 | SubtotalAmt |
| Other Decreases | $769 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $2,851,272 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (245 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 73. JDA SOFTWARE GROUP INC | 2012-11-27 | 2013-01-11 | $3,285 | $3,265 | $20 | $20 | |
| .8 REXAM PLC | 2012-09-24 | 2013-02-01 | $30 | $32 | -$2 | -$2 | |
| 64. AT&T INC | 2010-12-16 | 2013-02-15 | $2,249 | $1,874 | $375 | $375 | |
| 44. AGILENT TECHNOLOGIES INC | 2012-09-24 | 2013-02-15 | $1,864 | $1,707 | $157 | $157 | |
| 95. ARM HOLDINGS PLC SPONSORED ADR | 2012-04-03 | 2013-02-15 | $4,137 | $2,751 | $1,386 | $1,386 | |
| 80. AUTOLIV INC | 2011-04-27 | 2013-02-15 | $5,429 | $6,368 | -$939 | -$939 | |
| 78. BERRY PETROLEUM CO CLASS A | 2010-11-23 | 2013-02-15 | $3,085 | $2,902 | $183 | $183 | |
| 94. BIOMED REALTY TRUST | 2010-12-16 | 2013-02-15 | $1,989 | $1,620 | $369 | $369 | |
| 65. BRADY CORP | 2010-11-23 | 2013-02-15 | $2,336 | $2,000 | $336 | $336 | |
| 1. BRADY CORP | 2012-09-24 | 2013-02-15 | $36 | $30 | $6 | $6 | |
| 78. CAMERON INTERNATIONAL CORP | 2012-11-27 | 2013-02-15 | $5,020 | $4,299 | $721 | $721 | |
| 38. CHICAGO BRIDGE & IRON CO NV | 2010-11-23 | 2013-02-15 | $2,048 | $1,052 | $996 | $996 | |
| 102. COACH INC | 2011-10-10 | 2013-02-15 | $4,916 | $6,075 | -$1,159 | -$1,159 | |
| 36. COACH INC | 2012-09-24 | 2013-02-15 | $1,735 | $2,018 | -$283 | -$283 | |
| 29. CONCUR TECHNOLOGIES INC | 2010-11-23 | 2013-02-15 | $2,020 | $1,475 | $545 | $545 | |
| 29. DEERE & CO | 2010-12-16 | 2013-02-15 | $2,603 | $2,385 | $218 | $218 | |
| 51. DOVER CORP | 2010-12-16 | 2013-02-15 | $3,693 | $2,940 | $753 | $753 | |
| 275. ENERSIS SA | 2011-02-15 | 2013-02-15 | $5,292 | $6,193 | -$901 | -$901 | |
| 46. EXPRESS SCRIPTS HLDG CO | 2012-04-03 | 2013-02-15 | $2,521 | $2,630 | -$109 | -$109 | |
| 72. FORRESTER RESEARCH INC | 2012-11-27 | 2013-02-15 | $1,923 | $2,019 | -$96 | -$96 | |
| 115. LUMINEX CORP | 2012-11-27 | 2013-02-15 | $2,042 | $2,003 | $39 | $39 | |
| 30. MEAD JOHNSON NUTRITION CO | 2012-11-27 | 2013-02-15 | $2,363 | $2,021 | $342 | $342 | |
| 84. MEAD JOHNSON NUTRITION CO | 2011-10-10 | 2013-02-15 | $6,617 | $6,015 | $602 | $602 | |
| 39. PINNACLE WEST CAPITAL CORP | 2012-09-24 | 2013-02-15 | $2,115 | $2,090 | $25 | $25 | |
| 212. POLYONE CORP | 2010-11-23 | 2013-02-15 | $4,889 | $2,502 | $2,387 | $2,387 | |
| 31. PORTFOLIO RECOVERY ASSOCIATES | 2010-11-23 | 2013-02-15 | $3,603 | $1,988 | $1,615 | $1,615 | |
| 4. PRICELINE COM INC | 2012-09-24 | 2013-02-15 | $2,798 | $2,839 | -$41 | -$41 | |
| 46. QUEST DIAGNOSTICS INC | 2010-12-16 | 2013-02-15 | $2,626 | $2,483 | $143 | $143 | |
| 109. SANDY SPRING BANCORP INC | 2012-11-27 | 2013-02-15 | $2,105 | $1,999 | $106 | $106 | |
| 59. 3D SYSTEMS CORP | 2012-09-24 | 2013-02-15 | $3,505 | $2,093 | $1,412 | $1,412 | |
| 87. VALEO SA | 2010-12-16 | 2013-02-15 | $2,377 | $2,493 | -$116 | -$116 | |
| 65. VERINT SYSTEMS INC | 2010-11-23 | 2013-02-15 | $2,228 | $2,107 | $121 | $121 | |
| 151. WERNER ENTERPRISES INC | 2010-11-23 | 2013-02-15 | $3,561 | $3,160 | $401 | $401 | |
| 156. BANCO LATINOAMERICANO DE COMERCIO EXTERI | 2012-04-03 | 2013-02-15 | $3,787 | $3,298 | $489 | $489 | |
| 5262.296 DELAWARE EMERGING MARKETS I | 2011-06-21 | 2013-03-27 | $77,514 | $68,920 | $8,594 | $8,594 | |
| 114. AGILENT TECHNOLOGIES INC | 2012-09-24 | 2013-04-04 | $4,685 | $4,423 | $262 | $262 | |
| 18. ALLERGAN INC | 2013-02-15 | 2013-04-04 | $2,049 | $1,941 | $108 | $108 | |
| 15. ALLIANCE DATA SYSTEMS CORP | 2012-11-27 | 2013-04-04 | $2,374 | $2,100 | $274 | $274 | |
| 37. APACHE CORP | 2010-11-23 | 2013-04-04 | $2,765 | $3,915 | -$1,150 | -$1,150 | |
| 14. APPLE INC | 2010-11-23 | 2013-04-04 | $6,003 | $4,309 | $1,694 | $1,694 | |
| 140. ARM HOLDINGS PLC SPONSORED ADR | 2012-04-03 | 2013-04-04 | $5,639 | $4,054 | $1,585 | $1,585 | |
| 23. BAYER AG SPONSORED ADR | 2011-06-21 | 2013-04-04 | $2,436 | $1,911 | $525 | $525 | |
| 298. BOOZ ALLEN HAMILTON HOLDING CORP | 2013-02-15 | 2013-04-04 | $3,835 | $3,511 | $324 | $324 | |
| 81. BROADCOM CORP | 2012-04-03 | 2013-04-04 | $2,703 | $3,101 | -$398 | -$398 | |
| 143. CAPITAL ONE FINANCIAL CORP | 2011-05-24 | 2013-04-04 | $7,864 | $7,761 | $103 | $103 | |
| 116. CHICOS FAS INC | 2012-04-03 | 2013-04-04 | $2,039 | $1,789 | $250 | $250 | |
| 201. D R HORTON INC | 2012-11-27 | 2013-04-04 | $4,561 | $4,195 | $366 | $366 | |
| 50. DISNEY (WALT) CO | 2012-09-24 | 2013-04-04 | $2,872 | $2,645 | $227 | $227 | |
| 88. DISCOVER FINANCIAL SERVICES | 2012-04-03 | 2013-04-04 | $3,800 | $2,687 | $1,113 | $1,113 | |
| 42. DISCOVERY COMMUNICATIONS CL A | 2012-04-03 | 2013-04-04 | $3,247 | $2,148 | $1,099 | $1,099 | |
| 44. EASTMAN CHEMICAL CO WI | 2012-09-24 | 2013-04-04 | $2,963 | $2,484 | $479 | $479 | |
| 92. EBAY INC | 2012-04-03 | 2013-04-04 | $5,114 | $3,383 | $1,731 | $1,731 | |
| 41. EXXON MOBIL CORP | 2010-11-23 | 2013-04-04 | $3,677 | $2,822 | $855 | $855 | |
| 174. GENERAL ELECTRIC CO | 2011-05-24 | 2013-04-04 | $4,004 | $3,341 | $663 | $663 | |
| 54. GILEAD SCIENCES INC | 2012-11-27 | 2013-04-04 | $2,588 | $2,033 | $555 | $555 | |
| 62. GILEAD SCIENCES INC | 2012-04-03 | 2013-04-04 | $2,972 | $1,485 | $1,487 | $1,487 | |
| 39. GOLDMAN SACHS GROUP INC | 2012-04-03 | 2013-04-04 | $5,578 | $4,359 | $1,219 | $1,219 | |
| 4. GOOGLE INC | 2011-02-03 | 2013-04-04 | $3,177 | $2,436 | $741 | $741 | |
| 256. GROUP CGI INC CLASS A | 2010-12-16 | 2013-04-04 | $6,653 | $4,247 | $2,406 | $2,406 | |
| 115. HALLIBURTON CO | 2012-04-03 | 2013-04-04 | $4,408 | $3,982 | $426 | $426 | |
| 46. HONEYWELL INTERNATIONAL INC | 2012-04-03 | 2013-04-04 | $3,385 | $2,688 | $697 | $697 | |
| 53. HUMANA INC | 2010-11-23 | 2013-04-04 | $4,218 | $3,027 | $1,191 | $1,191 | |
| 127. J P MORGAN CHASE & CO | 2010-11-23 | 2013-04-04 | $6,022 | $4,802 | $1,220 | $1,220 | |
| 147. KROGER CO | 2012-11-27 | 2013-04-04 | $4,730 | $3,676 | $1,054 | $1,054 | |
| 110. LAS VEGAS SANDS CORP | 2013-02-15 | 2013-04-04 | $5,879 | $5,280 | $599 | $599 | |
| 51. MACYS INC | 2013-02-15 | 2013-04-04 | $2,219 | $1,990 | $229 | $229 | |
| 50. MACYS INC | 2012-04-03 | 2013-04-04 | $2,176 | $2,053 | $123 | $123 | |
| 133. MARATHON OIL CORP | 2011-10-10 | 2013-04-04 | $4,329 | $3,170 | $1,159 | $1,159 | |
| 23. MCKESSON HBOC INC | 2012-11-27 | 2013-04-04 | $2,481 | $2,144 | $337 | $337 | |
| 93. METLIFE INC | 2012-04-03 | 2013-04-04 | $3,461 | $3,483 | -$22 | -$22 | |
| 118. MICROSOFT CORP | 2011-02-15 | 2013-04-04 | $3,352 | $3,263 | $89 | $89 | |
| 72. MONDELEZ INTERNATIONAL INC | 2010-12-16 | 2013-04-04 | $2,178 | $1,487 | $691 | $691 | |
| 31. NORTHROP GRUMMAN CORP | 2012-11-27 | 2013-04-04 | $2,200 | $2,045 | $155 | $155 | |
| 27. PPG INDUSTRIES INC | 2012-09-24 | 2013-04-04 | $3,616 | $3,157 | $459 | $459 | |
| 89. PAREXEL INTERNATIONAL CORP | 2010-11-23 | 2013-04-04 | $3,511 | $1,743 | $1,768 | $1,768 | |
| 28. PARKER HANNIFIN CORP | 2011-05-24 | 2013-04-04 | $2,501 | $2,424 | $77 | $77 | |
| 103. PFIZER INC | 2010-12-16 | 2013-04-04 | $2,996 | $1,775 | $1,221 | $1,221 | |
| 82. PFIZER INC | 2012-11-27 | 2013-04-04 | $2,385 | $2,005 | $380 | $380 | |
| 3. PRICELINE COM INC | 2012-09-24 | 2013-04-04 | $2,098 | $1,893 | $205 | $205 | |
| 79. SCHOLASTIC CORP | 2012-09-24 | 2013-04-04 | $2,048 | $2,669 | -$621 | -$621 | |
| 55. SCRIPPS NETWORKS INTERACTIVE INC CLASS A | 2012-09-24 | 2013-04-04 | $3,562 | $3,400 | $162 | $162 | |
| 148. SUNTRUST BANKS INC | 2012-09-24 | 2013-04-04 | $4,034 | $4,299 | -$265 | -$265 | |
| 89. TRW AUTOMOTIVE HOLDING CORP | 2013-02-15 | 2013-04-04 | $4,751 | $4,804 | -$53 | -$53 | |
| 116. U S BANCORP DEL | 2012-04-03 | 2013-04-04 | $3,911 | $3,280 | $631 | $631 | |
| 20. UNION PACIFIC CORP | 2011-08-01 | 2013-04-04 | $2,753 | $2,016 | $737 | $737 | |
| 64. UNITED PARCEL SERVICE | 2012-04-03 | 2013-04-04 | $5,346 | $5,026 | $320 | $320 | |
| 60. UNITED TECHNOLOGIES CORP | 2010-12-16 | 2013-04-04 | $5,592 | $4,738 | $854 | $854 | |
| 28. VISA INC | 2012-09-24 | 2013-04-04 | $4,647 | $3,746 | $901 | $901 | |
| 149. WELLS FARGO & CO | 2012-04-03 | 2013-04-04 | $5,537 | $5,069 | $468 | $468 | |
| 37. ACCENTURE PLC | 2011-05-24 | 2013-04-04 | $2,832 | $2,086 | $746 | $746 | |
| 30. SIGNET JEWELERS LTD | 2010-11-23 | 2013-04-04 | $1,976 | $1,194 | $782 | $782 | |
| 58. TRANSOCEAN LTD | 2012-09-24 | 2013-04-04 | $2,877 | $2,748 | $129 | $129 | |
| 38. STRATASYS LTD | 2010-11-23 | 2013-04-04 | $2,683 | $1,281 | $1,402 | $1,402 | |
| 83. BANCO LATINOAMERICANO DE COMERCIO EXTERI | 2012-04-03 | 2013-04-04 | $2,023 | $1,755 | $268 | $268 | |
| 4538.968 VANGUARD CONVERTIBLE SEC | 2007-09-27 | 2013-04-19 | $60,005 | $66,102 | -$6,097 | -$6,097 | |
| 277. ALLIANZ SE ADR | 2013-02-15 | 2013-05-01 | $4,063 | $3,668 | $395 | $395 | |
| 104. BB&T CORP | 2012-04-03 | 2013-05-01 | $3,173 | $3,274 | -$101 | -$101 | |
| 68. BANK OF NOVA SCOTIA | 2012-04-03 | 2013-05-01 | $3,900 | $3,807 | $93 | $93 | |
| 56. BAYER AG SPONSORED ADR | 2011-10-10 | 2013-05-01 | $5,838 | $3,257 | $2,581 | $2,581 | |
| 95. BEACON ROOFING SUPPLY INC | 2011-04-27 | 2013-05-01 | $3,611 | $2,094 | $1,517 | $1,517 | |
| 82. BEAM INC | 2011-10-10 | 2013-05-01 | $5,288 | $3,818 | $1,470 | $1,470 | |
| 34. CHEVRONTEXACO CORP | 2010-12-16 | 2013-05-01 | $4,107 | $2,840 | $1,267 | $1,267 | |
| 41. CONOCOPHILLIPS | 2010-11-23 | 2013-05-01 | $2,466 | $1,887 | $579 | $579 | |
| 67. CONSTANT CONTACT INC | 2012-04-03 | 2013-05-01 | $936 | $2,001 | -$1,065 | -$1,065 | |
| 58. DOLLAR TREE INC | 2012-04-03 | 2013-05-01 | $2,787 | $2,773 | $14 | $14 | |
| 184. EMC CORP | 2011-10-10 | 2013-05-01 | $4,139 | $4,236 | -$97 | -$97 | |
| 86. FIRST AMERICAN FINANCIAL CORP | 2011-04-27 | 2013-05-01 | $2,277 | $1,381 | $896 | $896 | |
| 111. FREEPORT MCMORAN COPPER & GOLD CL B | 2011-06-21 | 2013-05-01 | $3,344 | $5,467 | -$2,123 | -$2,123 | |
| 49. HANOVER INSURANCE GROUP INC | 2012-04-03 | 2013-05-01 | $2,401 | $1,985 | $416 | $416 | |
| 47. HESS CORP | 2011-10-10 | 2013-05-01 | $3,325 | $3,182 | $143 | $143 | |
| 83. INTEL CORP | 2010-12-16 | 2013-05-01 | $1,988 | $1,774 | $214 | $214 | |
| 1200. ISHARES RUSSELL MID CAP ETF | 2011-05-24 | 2013-05-01 | $153,645 | $122,906 | $30,739 | $30,739 | |
| 69. J P MORGAN CHASE & CO | 2010-11-23 | 2013-05-01 | $3,320 | $2,609 | $711 | $711 | |
| 51. KOPPERS HOLDINGS INC | 2013-02-15 | 2013-05-01 | $2,127 | $2,095 | $32 | $32 | |
| 138. LKQ CORP | 2010-11-23 | 2013-05-01 | $3,326 | $1,479 | $1,847 | $1,847 | |
| 142. MAXWELL TECHNOLOGIES INC | 2012-04-03 | 2013-05-01 | $804 | $2,510 | -$1,706 | -$1,706 | |
| 172. MICROSOFT CORP | 2011-04-27 | 2013-05-01 | $5,638 | $4,648 | $990 | $990 | |
| 112. MILLER HERMAN INC | 2010-12-16 | 2013-05-01 | $2,690 | $2,373 | $317 | $317 | |
| 7. MITSUI & CO LTD SPONSORED ADR | 2012-09-24 | 2013-05-01 | $1,891 | $2,083 | -$192 | -$192 | |
| 13. MITSUI & CO LTD SPONSORED ADR | 2011-04-27 | 2013-05-01 | $3,513 | $4,473 | -$960 | -$960 | |
| 35. NATIONAL-OILWELL INC | 2011-02-03 | 2013-05-01 | $2,280 | $2,652 | -$372 | -$372 | |
| 239. NATIONAL PENN BANCSHARES INC | 2011-08-01 | 2013-05-01 | $2,242 | $1,932 | $310 | $310 | |
| 51. PAREXEL INTERNATIONAL CORP | 2010-11-23 | 2013-05-01 | $2,216 | $999 | $1,217 | $1,217 | |
| 19. PRAXAIR INC | 2010-12-16 | 2013-05-01 | $2,161 | $1,769 | $392 | $392 | |
| 98. PUBLIC SERVICE ENTERPRISE GROUP INC | 2011-10-10 | 2013-05-01 | $3,612 | $3,172 | $440 | $440 | |
| 118. REXAM PLC | 2012-09-24 | 2013-05-01 | $4,664 | $4,214 | $450 | $450 | |
| 76. RIO TINTO PLC SPONSORED ADR | 2010-12-16 | 2013-05-01 | $3,423 | $5,082 | -$1,659 | -$1,659 | |
| 41. RIO TINTO PLC SPONSORED ADR | 2012-09-24 | 2013-05-01 | $1,847 | $1,979 | -$132 | -$132 | |
| 162. ROLLINS INC | 2011-02-03 | 2013-05-01 | $3,920 | $3,122 | $798 | $798 | |
| 59. THOR INDUSTRIES INC | 2012-04-03 | 2013-05-01 | $2,172 | $1,915 | $257 | $257 | |
| 26. VF CORP | 2012-04-03 | 2013-05-01 | $4,580 | $3,889 | $691 | $691 | |
| 617. VANGUARD LARGE CAP ETF | 2011-10-10 | 2013-05-01 | $44,894 | $33,497 | $11,397 | $11,397 | |
| 39. WAL MART STORES INC | 2010-12-16 | 2013-05-01 | $3,048 | $2,122 | $926 | $926 | |
| 78. ICON PLC | 2013-04-04 | 2013-05-01 | $2,543 | $2,336 | $207 | $207 | |
| 456. FLEXTRONICS INTERNATIONAL LTD | 2011-02-15 | 2013-05-01 | $3,117 | $3,505 | -$388 | -$388 | |
| 177. ALTERRA CAPITAL HOLDINGS LTD | 2012-04-03 | 2013-05-02 | $5,757 | $3,987 | $1,770 | $1,770 | |
| 77. ACTAVIS INC | 2010-12-16 | 2013-06-03 | $9,468 | $3,879 | $5,589 | $5,589 | |
| 91. AMERICA MOVIL SA DE CV | 2013-02-15 | 2013-06-03 | $1,786 | $2,048 | -$262 | -$262 | |
| 170. AMERICA MOVIL SA DE CV | 2011-02-15 | 2013-06-03 | $3,337 | $4,781 | -$1,444 | -$1,444 | |
| 101. BB&T CORP | 2012-04-03 | 2013-06-03 | $3,306 | $3,180 | $126 | $126 | |
| 121. BED BATH & BEYOND INC | 2012-11-27 | 2013-06-03 | $8,219 | $7,420 | $799 | $799 | |
| 66. BRADY CORP | 2012-09-24 | 2013-06-03 | $2,109 | $1,998 | $111 | $111 | |
| 21. CUMMINS INC | 2013-05-01 | 2013-06-03 | $2,460 | $2,184 | $276 | $276 | |
| 53. EMCOR GROUP INC | 2013-02-15 | 2013-06-03 | $2,113 | $2,034 | $79 | $79 | |
| 5. GOLDMAN SACHS GROUP INC | 2011-10-10 | 2013-06-03 | $809 | $476 | $333 | $333 | |
| 8. GOLDMAN SACHS GROUP INC | 2013-02-15 | 2013-06-03 | $1,294 | $1,239 | $55 | $55 | |
| 66. LILLY (ELI) & CO | 2013-04-04 | 2013-06-03 | $3,496 | $3,760 | -$264 | -$264 | |
| 7. MARKEL HOLDING | 2013-05-02 | 2013-06-03 | $3,646 | $3,654 | -$8 | -$8 | |
| 109. NATIONAL-OILWELL INC | 2011-06-21 | 2013-06-03 | $7,653 | $7,966 | -$313 | -$313 | |
| 6. RYMAN HOSPITALITY PPTYS INC | 2012-12-21 | 2013-06-03 | $231 | $222 | $9 | $9 | |
| 28. UNITED PARCEL SERVICE | 2012-11-27 | 2013-06-03 | $2,413 | $2,034 | $379 | $379 | |
| 66. UNITED PARCEL SERVICE | 2010-12-16 | 2013-06-03 | $5,687 | $4,691 | $996 | $996 | |
| 59. VALEO SA | 2010-12-16 | 2013-06-03 | $1,995 | $1,690 | $305 | $305 | |
| 1. VALEO SA | 2013-05-01 | 2013-06-03 | $34 | $29 | $5 | $5 | |
| .2 CHINA PETROLEUM & CHEMICAL CORP ADR | 2010-12-16 | 2013-07-23 | $15 | $14 | $1 | $1 | |
| .586 COMPANHIA ENERGETICA DE MINAS GERAIS | 2011-08-01 | 2013-07-29 | $5 | $8 | -$3 | -$3 | |
| 1219.98 FEDERATED MORTGAGE INSTITUTIONAL | 2011-01-27 | 2013-08-05 | $11,700 | $12,141 | -$441 | -$441 | |
| 2775.286 PIMCO TOTAL RETURN INSTL | 2012-03-06 | 2013-08-05 | $29,945 | $30,891 | -$946 | -$946 | |
| .586 AGL RESOURCES INC | 2011-12-12 | 2013-08-21 | $26 | $23 | $3 | $3 | |
| .58 RYMAN HOSPITALITY PPTYS INC | 2012-12-21 | 2013-08-21 | $19 | $21 | -$2 | -$2 | |
| .96 CASS INFORMATION SYSTEMS INC | 2010-12-16 | 2013-08-22 | $54 | $31 | $23 | $23 | |
| 86. AMERICAN ELECTRIC POWER CO INC | 2013-06-03 | 2013-09-10 | $3,677 | $4,077 | -$400 | -$400 | |
| 26. AMERICAN TOWER CORP | 2013-06-03 | 2013-09-10 | $1,932 | $2,020 | -$88 | -$88 | |
| 89. AMERICAN TOWER CORP | 2011-10-10 | 2013-09-10 | $6,613 | $4,950 | $1,663 | $1,663 | |
| 78. BRISTOL-MYERS SQUIBB CO | 2013-04-04 | 2013-09-10 | $3,303 | $3,192 | $111 | $111 | |
| 275. COLONY FINANCIAL INC | 2013-06-03 | 2013-09-10 | $5,448 | $5,936 | -$488 | -$488 | |
| 177.182 COMPANHIA ENERGETICA DE MINAS GERAIS | 2012-09-24 | 2013-09-10 | $1,472 | $2,019 | -$547 | -$547 | |
| 316.818 COMPANHIA ENERGETICA DE MINAS GERAIS | 2011-08-01 | 2013-09-10 | $2,633 | $4,386 | -$1,753 | -$1,753 | |
| 214. COMPANHIA PARANAENSE DE ENERGIA ADR | 2011-02-03 | 2013-09-10 | $2,885 | $5,286 | -$2,401 | -$2,401 | |
| 124. COMPANHIA PARANAENSE DE ENERGIA ADR | 2012-09-24 | 2013-09-10 | $1,672 | $2,010 | -$338 | -$338 | |
| 229. COMSTOCK RESOURCES INC | 2012-11-27 | 2013-09-10 | $3,424 | $4,033 | -$609 | -$609 | |
| 252. EMC CORP | 2011-10-10 | 2013-09-10 | $6,781 | $5,600 | $1,181 | $1,181 | |
| 137. EMC CORP | 2012-09-24 | 2013-09-10 | $3,687 | $3,804 | -$117 | -$117 | |
| 125. EDWARDS LIFESCIENCES CORP | 2013-06-03 | 2013-09-10 | $9,011 | $9,824 | -$813 | -$813 | |
| 74. FARO TECHNOLOGIES INC | 2010-11-23 | 2013-09-10 | $2,958 | $2,014 | $944 | $944 | |
| 153. FASTENAL CO | 2013-06-03 | 2013-09-10 | $7,676 | $8,050 | -$374 | -$374 | |
| 3719.912 FEDERATED ULTRASHORT BOND I | 2013-05-07 | 2013-09-10 | $34,000 | $34,372 | -$372 | -$372 | |
| 84. FIRST AMERICAN FINANCIAL CORP | 2013-06-03 | 2013-09-10 | $1,857 | $1,990 | -$133 | -$133 | |
| 75. FIRST AMERICAN FINANCIAL CORP | 2011-04-27 | 2013-09-10 | $1,658 | $1,204 | $454 | $454 | |
| 328. GLOBAL CASH ACCESS HOLDINGS INC | 2012-04-03 | 2013-09-10 | $2,585 | $2,671 | -$86 | -$86 | |
| 29. ICU MEDICAL INC | 2011-10-10 | 2013-09-10 | $2,003 | $1,114 | $889 | $889 | |
| 36. INTERNATIONAL BUSINESS MACHINES CORP | 2010-11-23 | 2013-09-10 | $6,718 | $5,144 | $1,574 | $1,574 | |
| 5. INTUITIVE SURGICAL INC | 2013-05-01 | 2013-09-10 | $1,895 | $2,467 | -$572 | -$572 | |
| 13. INTUITIVE SURGICAL INC | 2010-11-23 | 2013-09-10 | $4,926 | $3,281 | $1,645 | $1,645 | |
| 82. LKQ CORP | 2013-06-03 | 2013-09-10 | $2,548 | $1,993 | $555 | $555 | |
| 58. LKQ CORP | 2010-11-23 | 2013-09-10 | $1,802 | $621 | $1,181 | $1,181 | |
| 81. MICROSOFT CORP | 2013-06-03 | 2013-09-10 | $2,615 | $2,861 | -$246 | -$246 | |
| 59. MICROSOFT CORP | 2011-04-27 | 2013-09-10 | $1,905 | $1,555 | $350 | $350 | |
| 117. POLYONE CORP | 2010-11-23 | 2013-09-10 | $3,325 | $1,381 | $1,944 | $1,944 | |
| 73. ROPER INDUSTRIES INC | 2012-04-03 | 2013-09-10 | $9,456 | $7,222 | $2,234 | $2,234 | |
| 49. SAN DISK CORP | 2012-04-03 | 2013-09-10 | $2,956 | $2,468 | $488 | $488 | |
| 24. SCHLUMBERGER LTD | 2010-11-23 | 2013-09-10 | $2,077 | $1,795 | $282 | $282 | |
| 318. SILICON MOTION TECHNOLOGY CORP | 2013-06-03 | 2013-09-10 | $3,803 | $3,995 | -$192 | -$192 | |
| 323. SPREADTRUM COMMUNICATIONS INC ADR | 2013-02-15 | 2013-09-10 | $9,761 | $5,029 | $4,732 | $4,732 | |
| 46. SUN COMMUNITIES INC | 2012-04-03 | 2013-09-10 | $2,053 | $1,979 | $74 | $74 | |
| 62. THOR INDUSTRIES INC | 2012-04-03 | 2013-09-10 | $3,219 | $2,013 | $1,206 | $1,206 | |
| 21. THOR INDUSTRIES INC | 2013-06-03 | 2013-09-10 | $1,090 | $880 | $210 | $210 | |
| 39. ULTIMATE SOFTWARE GROUP INC | 2010-11-23 | 2013-09-10 | $5,675 | $1,668 | $4,007 | $4,007 | |
| 50. UNITED NATURAL FOODS INC | 2010-11-23 | 2013-09-10 | $2,980 | $1,829 | $1,151 | $1,151 | |
| 14. VF CORP | 2012-04-03 | 2013-09-10 | $2,678 | $2,094 | $584 | $584 | |
| 12. VF CORP | 2013-06-03 | 2013-09-10 | $2,296 | $2,217 | $79 | $79 | |
| 250. WINDSTREAM HOLDINGS INC | 2013-06-03 | 2013-09-10 | $2,092 | $2,035 | $57 | $57 | |
| 2. ACCENTURE PLC | 2012-11-27 | 2013-09-10 | $150 | $135 | $15 | $15 | |
| 78. ACCENTURE PLC | 2011-05-24 | 2013-09-10 | $5,834 | $3,671 | $2,163 | $2,163 | |
| 23. ASML HOLDING NV | 2012-11-28 | 2013-09-10 | $2,075 | $1,240 | $835 | $835 | |
| .44 ACTAVIS PLC | 2013-06-03 | 2013-10-23 | $27 | $53 | -$26 | -$26 | |
| .638 MARKEL HOLDING | 2013-05-02 | 2013-10-30 | $339 | $333 | $6 | $6 | |
| 285. BOISE INC | 2013-09-10 | 2013-11-06 | $3,577 | $2,602 | $975 | $975 | |
| 133. GREENWAY MEDICAL TECHNOLOGIES INC | 2013-04-04 | 2013-11-20 | $2,707 | $2,025 | $682 | $682 | |
| 19. BANK OF NOVA SCOTIA | 2012-04-03 | 2013-11-26 | $1,174 | $1,064 | $110 | $110 | |
| 71. BANK OF NOVA SCOTIA | 2013-06-03 | 2013-11-26 | $4,387 | $4,097 | $290 | $290 | |
| 47. BEAM INC | 2013-06-03 | 2013-11-26 | $3,162 | $3,042 | $120 | $120 | |
| 31. BEAM INC | 2011-10-10 | 2013-11-26 | $2,086 | $1,418 | $668 | $668 | |
| 281. BELO CORP CLASS A | 2013-06-03 | 2013-11-26 | $3,836 | $3,153 | $683 | $683 | |
| 87. BIO-REFERENCE LABORATORIES INC | 2011-02-15 | 2013-11-26 | $3,269 | $1,983 | $1,286 | $1,286 | |
| 70. BRISTOL-MYERS SQUIBB CO | 2012-09-24 | 2013-11-26 | $3,662 | $2,375 | $1,287 | $1,287 | |
| 47. CBS CORP NEW | 2012-09-24 | 2013-11-26 | $2,738 | $1,747 | $991 | $991 | |
| 69. CHICAGO BRIDGE & IRON CO NV | 2012-09-24 | 2013-11-26 | $5,264 | $2,513 | $2,751 | $2,751 | |
| 38. CHICAGO BRIDGE & IRON CO NV | 2013-05-01 | 2013-11-26 | $2,899 | $1,995 | $904 | $904 | |
| 216. COCA COLA CO | 2010-12-16 | 2013-11-26 | $8,744 | $6,965 | $1,779 | $1,779 | |
| 70. DOMTAR CORP | 2012-09-24 | 2013-11-26 | $6,072 | $5,316 | $756 | $756 | |
| 31. DOMTAR CORP | 2013-09-10 | 2013-11-26 | $2,689 | $2,061 | $628 | $628 | |
| 7423.581 FEDERATED ULTRASHORT BOND I | 2013-05-07 | 2013-11-26 | $68,000 | $68,594 | -$594 | -$594 | |
| 35. GAMCO INVESTORS INC | 2011-10-10 | 2013-11-26 | $2,911 | $1,463 | $1,448 | $1,448 | |
| 54. HANOVER INSURANCE GROUP INC | 2012-09-24 | 2013-11-26 | $3,273 | $2,023 | $1,250 | $1,250 | |
| 267. HEARTLAND EXPRESS INC | 2012-04-03 | 2013-11-26 | $4,795 | $4,133 | $662 | $662 | |
| 69. HITACHI LTD SPONSORED ADR | 2011-05-24 | 2013-11-26 | $4,946 | $3,827 | $1,119 | $1,119 | |
| 60. KOPPERS HOLDINGS INC | 2012-09-24 | 2013-11-26 | $2,800 | $2,166 | $634 | $634 | |
| 49. KOPPERS HOLDINGS INC | 2013-06-03 | 2013-11-26 | $2,287 | $1,965 | $322 | $322 | |
| 150. LKQ CORP | 2012-09-24 | 2013-11-26 | $4,923 | $2,858 | $2,065 | $2,065 | |
| 89. MOBILE MINI INC | 2012-04-03 | 2013-11-26 | $3,596 | $1,885 | $1,711 | $1,711 | |
| 82. MOSAIC CO NEW | 2012-09-24 | 2013-11-26 | $3,853 | $4,895 | -$1,042 | -$1,042 | |
| 53. PEGASYSTEMS INC | 2011-08-01 | 2013-11-26 | $2,663 | $2,091 | $572 | $572 | |
| 17. PERRIGO CO | 2013-09-10 | 2013-11-26 | $2,652 | $2,099 | $553 | $553 | |
| 309. QLOGIC CORP | 2012-09-24 | 2013-11-26 | $3,714 | $4,506 | -$792 | -$792 | |
| 56. TJX COMPANIES INC | 2010-12-16 | 2013-11-26 | $3,543 | $1,226 | $2,317 | $2,317 | |
| 22. COPA HOLDINGS SA CLASS A | 2012-09-24 | 2013-11-26 | $3,376 | $1,838 | $1,538 | $1,538 | |
| 1629.393 INVESCO CONVERTIBLE SECURITIES Y | 2012-09-27 | 2013-12-05 | $39,757 | $33,761 | $5,996 | $5,996 | |
| 405.624 DREIHAUS ACTIVE INCOME FUND | 2011-02-23 | 2013-12-05 | $4,377 | $4,596 | -$219 | -$219 | |
| 1084.936 FEDERATED MORTGAGE INSTITUTIONAL | 2011-01-27 | 2013-12-05 | $10,350 | $10,708 | -$358 | -$358 | |
| 5513.591 IVY HIGH INCOME I | 2012-03-02 | 2013-12-05 | $48,299 | $45,818 | $2,481 | $2,481 | |
| 283.943 LOOMIS SAYLES GLOBAL BOND I | 2007-05-16 | 2013-12-05 | $4,682 | $4,455 | $227 | $227 | |
| 882.866 PIMCO FOREIGN BOND INSTITUTIONAL | 2010-09-07 | 2013-12-05 | $9,385 | $9,579 | -$194 | -$194 | |
| 135.231 PIMCO REAL RETURN I | 2011-01-27 | 2013-12-05 | $1,501 | $1,529 | -$28 | -$28 | |
| CAPITAL GAIN DIVIDENDS | $7,938 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $169,897 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $127,951 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $2,944,429 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.043455 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $110,800 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $2,757,580 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.04018 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $98,775 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $2,263,114 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.043646 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $120,165 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $2,028,528 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.059238 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $120,841 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $2,329,948 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.051864 | DistributionYr5Rt |
| Total Distribution | 0.238383 | TotalDistributionRt |
| Average Distribution | 0.047677 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $3,199,598 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $152,547 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,201 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $154,748 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $149,499 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,403 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,403 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,403 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,084 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $0 | AppliedToEsTaxAmt |
| Total Payments And Credits | $2,084 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $2,319 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | WI | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Trust Point Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6087821148 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 230 FRONT STREET NORTH | AddressLine1 |
| City | LA CROSSE | City |
| State | WI | State |
| ZIP Code | 54601 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| Carolyn Burton | ||||||
| 8221 North Links Way | Fox Point | WI | 53217 | Director | 1 | $500 |
| Paul Burton | ||||||
| 9962 South Dane Street | Ephraim | WI | 54211 | Director | 1 | $0 |
| Frances Burton | ||||||
| 9962 South Dane Street | Ephraim | WI | 54211 | Director | 1 | $0 |
| Michael Burton | ||||||
| 8221 North Links Way | Fox Point | WI | 53217 | Director | 1 | $1,000 |
| Trust Point Inc | ||||||
| 230 Front Street North | La Crosse | WI | 54601 | Investment | 1 | $18,043 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,248,323 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $0 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $3,248,323 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $3,248,323 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $48,725 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $3,199,598 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $159,980 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $159,980 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,403 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,403 | TotalTaxAmt |
| Distributable Before Adj | $155,577 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $155,577 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $155,577 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $149,499 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $149,499 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $149,499 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $155,577 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $143,101 | UndistributedIncomePYAmt |
| Prior Year1 | 2011 | PriorYear1Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $149,499 | QualifyingDistributionsAmt |
| Applied To Year1 | $143,101 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $6,398 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $149,179 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | FRANCES BURTON | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Carolyn Burton | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8221 North Links Way | AddressLine1 |
| City | Fox Point | City |
| State | WI | State |
| ZIP Code | 53217 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4142471255 | RecipientPhoneNum |
| Form And Info And Materials | Proposal letter not exceeding two pages. Write to above address for brochure outlining grant process. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Primarily organizations in Door County and Milwaukee, WI focusing on historic preservation, cultural activities and environmental issues. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (26 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2 |
|---|---|---|---|---|---|---|---|---|
| Alma Center | ||||||||
| 2821 NORTH FOURTH STREET | Milwaukee | WI | 53212 | NONE | PUBLIC | FATHERHOOD WISDOM WALK | $7,500 | |
| Arts Large | ||||||||
| 908 SOUTH FIFTH STREET | Milwaukee | WI | 53204 | NONE | PUBLIC | ACCESSIBLE ARTS EDUCATION | $5,000 | |
| Betty Brinn Children's Museum | ||||||||
| 929 EAST WISCONSIN AVENUE | Milwaukee | WI | 53202 | NONE | PUBLIC | NEIGHBORHOOD NIGHT | $8,000 | |
| Civic Music | ||||||||
| 2625 SOUTH GREELEY STREET SUITE 3A | Milwaukee | WI | 53207 | NONE | PUBLIC | EXPANSION OF PRIVATE LESSON | $5,000 | |
| Community Clinic of Door County | ||||||||
| PO BOX 3 | Sturgeon Bay | WI | 54235 | NONE | PUBLIC | MENTAL HEALTH SERVICES | $10,000 | |
| Conservatory of Music for Every | ||||||||
| 1584 NORTH PROSPECT AVENUE | Milwaukee | WI | 53202 | NONE | PUBLIC | EARLY CHILDHOOD MUSIC | $5,000 | Stage |
| Door County String Academy | ||||||||
| PO BOX 245 | Sturgeon Bay | WI | 54235 | NONE | PUBLIC | SCHOLARSHIPS | $10,000 | |
| Discovery World | ||||||||
| 500 NORTH HARBOR DRIVE | Milwaukee | WI | 53202 | NONE | PUBLIC | EDUCATIONAL MISSION AND | $7,000 | |
| Crossroads at Big Creek | ||||||||
| PO BOX 608 | Sturgeon Bay | WI | 54235 | NONE | PUBLIC | RESEARCH STORAGE AND | $3,000 | |
| Ephraim Historical Foundation | ||||||||
| PO BOX 165 | Ephraim | WI | 54211 | NONE | PUBLIC | STIPENDS FOR GUEST SPEAKERS | $1,000 | |
| Milwaukee Ballet | ||||||||
| 504 WEST NATIONAL AVENUE | Milwaukee | WI | 53204 | NONE | PUBLIC | SCHOLARSHIP AND FINANCIAL | $1,000 | |
| Wisconsin Philharmonic | ||||||||
| 234 WEST MAIN STREET SUITE 9 | Waukesha | WI | 53187 | NONE | PUBLIC | PRODUCTION OF STORMY | $1,000 | |
| Door County Medical Center | ||||||||
| PO BOX 230 | Sturgeon Bay | WI | 54235 | NONE | PUBLIC | EXPAND DENTAL CLINIC | $5,000 | Foundation |
| First Stage | ||||||||
| 325 WEST WALNUT STREET | Milwaukee | WI | 53212 | NONE | PUBLIC | COMMUNITY PARTNERSHIP | $5,000 | |
| Frank Lloyd Wright Wisconsin | ||||||||
| PO BOX 6339 | Madison | WI | 53716 | NONE | PUBLIC | INTERIOR RESTORATION OF | $5,000 | |
| Friendship Circle | ||||||||
| 8825 NORTH LAKE DRIVE | Milwaukee | WI | 53217 | NONE | PUBLIC | TREEHOUSE IN OUTDOOR PLAY | $15,000 | |
| Gathering Waters Conservancy | ||||||||
| 211 SOUTH PATERSON STREET SUITE 270 | Madison | WI | 53703 | NONE | PUBLIC | GENERAL OPERATIONS | $5,000 | |
| Milwaukee Repertory Theater | ||||||||
| 108 EAST WELLS STREET | Milwaukee | WI | 53202 | NONE | PUBLIC | ARTISTIC INTERN PROGRAM | $5,000 | |
| Old World Wisconsin | ||||||||
| 123 EAST MAIN STREET | Eagle | WI | 53119 | NONE | PUBLIC | HEIRLOOM GARDEN PROGRAM | $5,000 | |
| Open Door Bird Sanctuary | ||||||||
| 4114 COUNTY ROAD 1 | Sturgeon Bay | WI | 54235 | NONE | PUBLIC | INSTALLATION OF A WELL | $7,500 | |
| Peninsula Music Festival | ||||||||
| PO BOX 340 | Ephraim | WI | 54211 | NONE | PUBLIC | SUBSIDIZING TICKETS FOR | $5,000 | |
| Progressive Community Health | ||||||||
| 3522 WEST LISBON AVENUE | Milwaukee | WI | 53208 | NONE | PUBLIC | UNINSURED CARE COORDINATION | $7,500 | Centers |
| Rosalie Manor | ||||||||
| 2819 WEST HIGHLAND BOULEVARD | Milwaukee | WI | 53208 | NONE | PUBLIC | PARENTING PARTNERSHIP | $5,000 | |
| Schlitz Audubon Nature Center | ||||||||
| 1111 EAST BROWN DEER ROAD | Milwaukee | WI | 53217 | NONE | PUBLIC | NATURAL SCIENCE LIFELONG | $5,000 | |
| Sharon Lynne Wilson Center for the | ||||||||
| 19805 WEST CAPITOL DRIVE | Brookfield | WI | 53045 | NONE | PUBLIC | BEYOND THE CLASSROOM AND | $5,000 | Arts |
| Skylight Music Theatre | ||||||||
| 158 NORTH BROADWAY | Milwaukee | WI | 53202 | NONE | PUBLIC | ENLIGHTEN PROGRAM | $5,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $148,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $75,128 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $169,897 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $249,652 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $249,652 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $900 | Amt |
| Disbursements Charitable Prps | $900 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (449 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DREIHAUS ACTIVE INCOME FUND | $61,233 | $66,638 | $64,456 |
| FEDERATED MORTGAGE INSTL | $149,407 | $132,744 | $128,599 |
| FEDERATED ULTRASHORT BOND INST | $72,034 | $71,332 | |
| CALAMOS CONVERTIBLE FUND | $0 | $0 | |
| GOLDMAN SACHS HIGH YIELD FUND | $0 | $0 | |
| LOOMIS SAYLES GLOBAL BOND FUND | $63,327 | $61,800 | $63,326 |
| PIMCO TOTAL RETURN INSTL | $299,323 | $288,792 | $286,851 |
| PIMCO FOREIGN BOND INSTL | $112,792 | $107,252 | $106,294 |
| PIMCO REAL RETURN FUND | $92,779 | $96,076 | $95,641 |
| VANGUARD CONVERTIBLE SEC | $66,102 | $0 | $0 |
| AGL RESOURCES INC | $23 | $0 | $0 |
| AT&T INC | $11,818 | $17,636 | $18,775 |
| ABAXIS INC | $2,254 | $2,254 | $3,441 |
| ABERCROMBIE & FITCH CO CLASS A | $0 | $0 | |
| ALLERGAN INC | $6,073 | $8,234 | $9,775 |
| ALLSCRIPTS HEALTHCARE SOLUTION | $0 | $0 | |
| ALLSTATE CORP | $3,625 | $3,625 | $6,654 |
| ALTRIA GROUP INC | $3,373 | $8,788 | $10,519 |
| AMERICA MOVIL S.A.B. DE C.V. | $4,781 | $0 | $0 |
| AMERICAN EXPRESS CO | $6,377 | $13,824 | $20,868 |
| AMERICAN TOWER CORP CLASS A | $4,950 | $0 | $0 |
| AMERISOURCEBERGEN CORP | $6,708 | $14,468 | $23,484 |
| AMGEN INC | $0 | $0 | |
| ANGIODYNAMICS INC | $0 | $0 | |
| ANIXTER INTERNATIONAL INC | $2,814 | $4,856 | $7,097 |
| ANNALY CAPITAL MANAGEMENT INC | $0 | $0 | |
| APACHE CORP | $10,891 | $9,048 | $7,906 |
| APPLE INC | $9,523 | $16,710 | $20,197 |
| ASHLAND INC | $0 | $0 | |
| ASTRAZENECA GROUP PLC SPONS | $4,332 | $15,407 | $18,345 |
| ATHENAHEALTH INC | $2,078 | $4,125 | $8,339 |
| ATMOS ENERGY CORP | $0 | $0 | |
| AUTOLIV INC | $6,368 | $0 | $0 |
| BAE SYSTEMS PLC ADR | $5,686 | $5,686 | $8,213 |
| BASF SE SPONSORED ADR | $0 | $0 | |
| BMC SOFTWARE | $0 | $0 | |
| BAIDU COM INC ADR | $0 | $0 | |
| BANK NEW YORK MELLON CORP | $6,420 | $6,420 | $7,617 |
| BAXTER INTERNATIONAL INC | $6,406 | $8,472 | $10,711 |
| BAYER AG SPONSORED ADR | $5,168 | $0 | $0 |
| BEACON ROOFING SUPPLY INC | $6,076 | $3,982 | $8,137 |
| BEAM INC | $5,235 | $0 | $0 |
| BECTON DICKINSON & CO | $0 | $0 | |
| BEMIS CO INC | $0 | $0 | |
| BERRY PETROLEUM CO CLASS A | $2,902 | $0 | $0 |
| BEST BUY CO INC | $0 | $0 | |
| BIO RAD LABS INC CLASS A | $0 | $0 | |
| BIO-REFERENCE LABORATORIES INC | $4,013 | $2,030 | $2,452 |
| BIOMED REALTY TRUST | $4,333 | $2,686 | $2,627 |
| BLACKROCK INC | $0 | $0 | |
| BRADY CORP | $4,029 | $0 | $0 |
| CBL & ASSOCIATES PROPERTIES | $0 | $0 | |
| CF INDUSTRIES HOLDINGS INC | $0 | $0 | |
| CME GROUP INC | $0 | $0 | |
| CMS ENERGY CORP | $0 | $0 | |
| CNOOC LTD SPONSORED ADR | $5,859 | $5,859 | $5,067 |
| CVS/CAREMARK CORP | $0 | $0 | |
| CABOT MICROELECTRONICS CORP | $4,144 | $4,144 | $4,433 |
| CANADIAN NATL RAILWAY CO | $8,399 | $10,428 | $16,878 |
| CAPELLA EDUCATION CO | $0 | $0 | |
| CAPITAL ONE FINANCIAL CORP | $7,761 | $0 | $0 |
| CARDINAL HEALTH INC | $0 | $0 | |
| CARPENTER TECHNOLOGY CORP | $0 | $0 | |
| CASS INFORMATION SYSTEMS INC | $2,945 | $2,914 | $6,129 |
| CELGENE CORP | $9,709 | $10,814 | |
| CEPHEID INC | $3,564 | $3,564 | $8,308 |
| CERNER CORP | $0 | $0 | |
| CHEESECAKE FACTORY INC | $4,026 | $4,026 | $6,179 |
| CHEMED CORP | $5,672 | $5,672 | $7,202 |
| CHEVRON CORP | $12,552 | $11,792 | $16,988 |
| CHICAGO BRIDGE & IRON CO NV | $3,566 | $0 | $0 |
| CHICOS FAS INC | $2,883 | $5,069 | $5,878 |
| CHINA MOBILE LTD ADR | $3,964 | $5,995 | $6,379 |
| CHINA PETROLEUM & CHEMICAL COR | $4,058 | $6,117 | $6,820 |
| CISCO SYSTEMS INC | $6,777 | $6,550 | |
| COACH INC | $8,093 | $0 | $0 |
| COCA COLA CO | $8,683 | $1,718 | $2,231 |
| COLGATE-PALMOLIVE CO | $6,485 | $6,485 | $10,434 |
| COLONIAL PROPERTIES TRUST | $2,141 | $0 | $0 |
| COMMUNITY TRUST BANCORP INC | $0 | $0 | |
| COMPANHIA ENERGETICA DE MINAS | $6,413 | $0 | $0 |
| COMPANHIA PARANAENSE DE ENERGI | $7,296 | $0 | $0 |
| COMPANHIA DE BEDIDAS DAS AMERI | $0 | $0 | |
| CONAGRA FOODS INC | $0 | $0 | |
| CONCUR TECHNOLOGIES INC | $3,986 | $2,511 | $4,643 |
| CONOCOPHILLIPS | $4,832 | $14,811 | $18,228 |
| COSTAR GROUP INC | $2,620 | $2,620 | $8,860 |
| COUSINS PROPERTIES INC | $3,168 | $3,168 | $4,254 |
| COVANCE INC | $0 | $0 | |
| DBS GROUP HOLDINGS LTD ADR | $0 | $0 | |
| DEALERTRACK HOLDINGS INC | $2,551 | $2,551 | $5,914 |
| DEERE & CO | $8,126 | $7,770 | $8,768 |
| DELAWARE EMERGING MARKETS | $68,920 | $0 | $0 |
| DEVON ENERGY CORP | $0 | $0 | |
| DIGI INTERNATIONAL INC | $2,981 | $2,981 | $3,660 |
| DISCOVER FINANCIAL SERVICES | $2,687 | $0 | $0 |
| DOMTAR CORP | $5,316 | $0 | $0 |
| DOVER CORP | $9,057 | $10,177 | $14,578 |
| DU PONT E I DE NEMOURS & CO | $0 | $0 | |
| EMC CORP | $16,436 | $6,805 | $6,992 |
| EBAY INC | $15,239 | $13,823 | $18,490 |
| EBIX INC | $2,662 | $2,662 | $2,089 |
| ECHO GLOBAL LOGISTICS INC | $2,002 | $2,002 | $2,878 |
| ELECTRO SCIENTIFIC INDUSTRIES | $4,171 | $4,171 | $3,787 |
| EMERSON ELECTRIC CO | $0 | $0 | |
| ENERSIS SA | $6,193 | $0 | $0 |
| ENERNOC INC | $0 | $0 | |
| DELHAIZE GROUP SPONSORED ADR | $0 | $0 | |
| EXPEDIA INC NEW | $14 | $14 | $35 |
| EXXON MOBIL CORP | $9,392 | $8,586 | $11,334 |
| FARO TECHNOLOGIES INC | $2,014 | $0 | $0 |
| FASTENAL CO | $0 | $0 | |
| FINANCIAL ENGINES INC | $1,958 | $1,958 | $5,906 |
| FIRST AMERICAN FINANCIAL CORP | $2,585 | $0 | $0 |
| FIRSTENERGY CORP | $0 | $0 | |
| FOMENTO ECONOMICO MEXICANO | $0 | $0 | |
| FORRESTER RESEARCH INC | $2,019 | $0 | $0 |
| FORTUNE BRANDS HOME & SECURITY | $0 | $0 | |
| FORWARD AIR CORP | $2,613 | $2,613 | $4,215 |
| FOSTER LB CO | $4,002 | $4,351 | |
| FREEPORT MOCMORAN COPPER & GOL | $13,767 | $10,341 | $10,077 |
| GAMCO INVESTORS INC | $4,179 | $2,715 | $5,044 |
| GT ADVANCED TECHNOLOGIES INC | $0 | $0 | |
| GAYLORD ENTERTAINMENT CO | $0 | $0 | |
| GAZPROM OAO ADR | $6,950 | $8,923 | $6,824 |
| GENERAL ELECTRIC CO | $15,119 | $11,779 | $19,481 |
| GENESCO INC | $0 | $0 | |
| GENTEX CORP | $4,329 | $4,329 | $6,728 |
| GOLDMAN SACHS GROUP INC | $8,927 | $6,890 | $9,040 |
| GOODRICH CO | $0 | $0 | |
| GOODRICH PETROLEUM CORP | $0 | $0 | |
| GOOGLE INC CLASS A | $8,570 | $6,135 | $11,207 |
| GRAND CANYON EDUCATION INC | $4,401 | $4,401 | $10,420 |
| GROUP CGI INC CLASS A | $4,247 | $0 | $0 |
| HALLIBURTON CO | $8,014 | $6,034 | $8,272 |
| HEARTLAND EXPRESS INC | $4,133 | $0 | $0 |
| HERSHA HOSPITALITY TRUST | $3,970 | $3,891 | $3,899 |
| HESS CORP | $9,970 | $8,793 | $12,699 |
| HITACHI LTD SPONSORED ADR | $3,827 | $2,017 | $2,726 |
| HONEYWELL INTERNATIONAL INC | $9,516 | $6,829 | $11,330 |
| HUMANA INC | $3,027 | $0 | $0 |
| ICU MEDICAL INC | $2,382 | $3,340 | $4,141 |
| IPC THE HOSPITALIST CO INC | $2,632 | $2,632 | $4,811 |
| INNERWORKINGS INC | $1,609 | $1,609 | $2,002 |
| INTEL CORP | $5,569 | $8,833 | $10,071 |
| INT'L BUSINESS MACHINES CORP | $5,144 | $0 | $0 |
| INTUITIVE SURGICAL INC | $3,281 | $0 | $0 |
| ISHARES RUSSELL MID CAP ETF | $188,569 | $167,991 | $210,272 |
| JPMORGAN CHASE & CO | $13,984 | $12,447 | $16,082 |
| JOHNSON & JOHNSON CO | $7,463 | $13,528 | $16,486 |
| JUNIPER NETWORKS INC | $0 | $0 | |
| KLA-TENCOR CORP | $0 | $0 | |
| KINGFISHER PLC ADR | $4,824 | $4,824 | $7,289 |
| KOHLS CORP | $5,457 | $5,457 | $5,675 |
| KOMATSU LTD SPONSORED ADR | $0 | $0 | |
| KRAFT FOODS INC | $4,203 | $8,139 | $10,135 |
| LKQ CORP | $4,958 | $0 | $0 |
| LVMH MOET HENNESSY L.V. | $0 | $0 | |
| LABORATORY CORP OF AMERICA | $4,493 | $6,592 | $6,579 |
| LATTICE SEMICONDUCTOR CORP | $0 | $0 | |
| LINCOLN NATIONAL CORP | $0 | $0 | |
| MARATHON OIL CORP | $3,170 | $0 | $0 |
| MATTEL INC | $0 | $0 | |
| MAXIMUS INC | $2,808 | $4,871 | $10,470 |
| MC DONALDS CORP | $6,900 | $6,695 | |
| MEAD JOHNSON NUTRITION CO | $8,036 | $0 | $0 |
| MEDNAX INC | $4,390 | $4,390 | $7,793 |
| MERCK & CO INC NEW | $3,205 | $9,082 | $11,311 |
| MICROSOFT CORP | $16,790 | $7,325 | $10,063 |
| MILLER HERMAN INC | $4,404 | $2,031 | $3,100 |
| MITSUI & CO LTD SPONSORED ADR | $6,556 | $0 | $0 |
| MUELLER INDUSTRIES INC | $1,461 | $1,461 | $2,772 |
| NACCO INDUSTRIES INC | $0 | $0 | |
| NATIONAL INSTRUMENTS CORP | $5,386 | $5,386 | $7,589 |
| NATIONAL-OILWELL INC | $10,619 | $0 | $0 |
| NATIONAL PENN BANCSHARES INC | $2,013 | $4,120 | $4,509 |
| NEOGEN CORP | $3,287 | $3,287 | $6,170 |
| NESTLE S A ADR | $0 | $0 | |
| NEWMONT MINING CORP | $0 | $0 | |
| NEXTERA ENERGY INC | $5,699 | $5,699 | $9,333 |
| NIPPON TELEGRAPH & TELEPHONE | $6,171 | $6,171 | $7,409 |
| NISSAN MOTOR CO LTD SPONSORED | $0 | $0 | |
| OCCIDENTAL PETROLEUM CORP | $4,498 | $10,412 | $11,412 |
| OLD NATIONAL BANCORP | $2,676 | $4,695 | $6,148 |
| ORACLE CORP | $5,742 | $5,742 | $7,231 |
| PAN AMERICAN SILVER CORP | $0 | $0 | |
| PAPA JOHN'S INT'L INC | $1,056 | $1,056 | $1,816 |
| PAREXEL INTERNATIONAL CORP | $2,741 | $0 | $0 |
| PARKER HANNIFIN CORP | $2,424 | $0 | $0 |
| PARTNER COMMUNICATIONS CO LTD | $0 | $0 | |
| PEGASYSTEMS INC | $4,261 | $2,170 | $2,705 |
| PFIZER INC | $3,780 | $0 | $0 |
| PHILLIP MORRIS INTL INC | $3,831 | $9,263 | $10,891 |
| PHOTRONICS INC | $0 | $0 | |
| PIEDMONT NATURAL GAS CO | $0 | $0 | |
| PINNACLE WEST CAPITAL CORP | $4,145 | $2,055 | $2,170 |
| POLARIS INDUSTRIES INC | $0 | $0 | |
| POLYONE CORP | $3,882 | $0 | $0 |
| POOL CORP | $0 | $0 | |
| PORTFOLIO RECOVERY ASSOCIATES | $4,617 | $4,722 | $9,194 |
| POST PROPERTIES INC | $0 | $0 | |
| POWER INTEGRATIONS INC | $2,979 | $2,979 | $4,242 |
| PRAXAIR INC | $5,959 | $8,444 | $10,532 |
| T ROWE PRICE GROUP INC | $0 | $0 | |
| PROCTER & GAMBLE CO | $5,185 | $7,618 | $9,199 |
| PROVIDENT FINANCIAL SERVICES | $4,039 | $4,039 | $5,294 |
| PUBLIC SERVICE ENTERPRISE GRP | $8,256 | $7,346 | $7,401 |
| QUALCOMM INC | $4,772 | $6,793 | $9,578 |
| QUALITY SYSTEMS INC | $0 | $0 | |
| QUEST DIAGNOSTICS INC | $2,483 | $0 | $0 |
| RAYTHEON CO | $0 | $0 | |
| REDWOD TRUST INC | $0 | $0 | |
| RELIANCE STEEL & ALUMINUM CO | $2,327 | $2,327 | $3,185 |
| REYNOLDS AMERICAN INC | $8,679 | $9,548 | |
| RIO TINTO PLC SPONSORED ADR | $7,061 | $0 | $0 |
| RITCHIE BROS AUCTIONEERS INC | $3,925 | $5,954 | $6,650 |
| ROLLINS INC | $5,950 | $4,865 | $7,436 |
| ROYAL DUTCH SHELL PLC SPONSOR | $4,103 | $6,171 | $6,628 |
| ST JUDE MEDICAL INC | $0 | $0 | |
| SAN DISK CORP | $6,258 | $3,790 | $5,361 |
| SCHLUMBERGER LTD | $7,005 | $7,256 | $9,191 |
| SEMTECH CORP | $4,974 | $4,974 | $5,435 |
| SHIRE PLC | $0 | $0 | |
| SIEMENS AG SPONSORED ADR | $0 | $0 | |
| SIMON PROPERTY GROUP | $0 | $0 | |
| SMUCKER JM CO | $0 | $0 | |
| SNAP-ON INC | $0 | $0 | |
| SOHU.COM INC | $0 | $0 | |
| STARBUCKS CORP | $0 | $0 | |
| STATOIL ASA SPONSORED ADR | $4,373 | $6,398 | $6,974 |
| STRATASYS INC | $2,764 | $1,483 | $5,927 |
| SWIFT ENERGY CO | $0 | $0 | |
| SYKES ENTERPRISES INC | $3,362 | $5,377 | $5,758 |
| SYMANTEC CORP | $0 | $0 | |
| TJX COMPANIES INC | $4,424 | $3,197 | $9,305 |
| TECHNE CORP | $3,759 | $3,759 | $5,396 |
| TELEFONICA BRASIL SA SP ADR | $4,566 | $8,557 | $7,701 |
| TELENOR ASA | $0 | $0 | |
| TERADATA CORP DEL | $0 | $0 | |
| TIM PARTICIPACOES | $0 | $0 | |
| TIME WARNER CABLE INC | $4,982 | $4,982 | $10,976 |
| TRIPADVISOR INC | $14 | $14 | $41 |
| US BANCORP DEL | $7,054 | $5,817 | $8,363 |
| ULTIMATE SOFTWARE GROUP INC | $4,320 | $2,652 | $9,500 |
| UNIFIRST CORP | $0 | $0 | |
| UNION PACIFIC CORP | $2,016 | $0 | $0 |
| UNITED FINANCIAL BANCORP INC | $0 | $0 | |
| UNITED NATURAL FOODS INC | $5,158 | $5,414 | $9,122 |
| UNITED PARCEL SERVICE | $11,751 | $0 | $0 |
| UNITED TECHNOLOGIES CORP | $18,322 | $13,583 | $20,143 |
| VALE SA-SP | $0 | $0 | |
| VALEO SA | $6,168 | $3,967 | $8,257 |
| VANGUARD LARGE CAP ETF | $35,017 | $1,520 | $2,374 |
| VERIZON COMMUNICATIONS INC | $1,877 | $8,238 | $8,894 |
| VERINT SYSTEMS INC | $4,141 | $2,035 | $3,135 |
| VOLKSWAGEN AG SPONSORED ADR | $4,709 | $4,709 | $8,682 |
| WAL MART STORES INC | $10,137 | $10,093 | $13,141 |
| WALGREEN CO | $0 | $0 | |
| WALTER INVESTMENT MGMT CORP | $0 | $0 | |
| WATSON PHARMACEUTICALS | $3,879 | $0 | $0 |
| WEBSTER FINANCIAL CORP | $2,039 | $2,039 | $3,804 |
| WEIS MARKETS INC | $3,695 | $3,695 | $4,783 |
| WELLS FARGO & CO | $14,117 | $11,042 | $17,116 |
| WERNER ENTERPRISES INC | $3,160 | $0 | $0 |
| WESBANCO INC | $2,429 | $2,429 | $3,968 |
| WISCONSIN ENERGY CORP | $0 | $0 | |
| YANZHOU COAL MINING LTD | $0 | $0 | |
| ALTERRA CAPITAL HOLDINGS INC | $3,987 | $0 | $0 |
| ACCENTURE PLC | $7,782 | $1,890 | $2,302 |
| HERBALIFE LTD | $4,535 | $4,535 | $9,208 |
| MAIDEN HOLDINGS LTD | $4,010 | $4,010 | $4,744 |
| SIGNET JEWELERS LIMITED | $4,337 | $3,143 | $6,217 |
| WARNER CHILCOTT PLC | $0 | $0 | |
| ALLIED WORLD ASSURANCE HOLDING | $4,260 | $4,260 | $8,010 |
| TRANSOCEAN LTD | $2,748 | $0 | $0 |
| CHECK POINT SOFTWARE | $4,826 | $4,826 | $6,708 |
| AERCAP HOLDINGS NV | $5,558 | $5,558 | $15,263 |
| ASML HOLDING NV | $3,558 | $2,318 | $4,029 |
| STEINER LEISURE LTD | $1,978 | $1,978 | $2,460 |
| FLEXTRONICS INTERNATIONAL LTD | $5,493 | $6,058 | $6,643 |
| FEDERATED TAX-FREE OBLIGATIONS | $0 | $0 | |
| ACXIOM CORP | $2,803 | $4,844 | $8,394 |
| AGILENT TECHNOLOGIES INC | $11,649 | $5,518 | $8,350 |
| INVESCO CONVERTIBLE SECURITIES | $114,461 | $140,478 | $160,049 |
| AGRIUM INC | $5,183 | $7,188 | $6,678 |
| ALLIANCE DATA SYSTEMS CORP | $2,100 | $0 | $0 |
| ALLIANZ SE ADR | $4,373 | $4,721 | $6,125 |
| AMERICAN INTERNATIONAL GROUP | $3,124 | $6,611 | $9,546 |
| ARM HOLDINGS PLC SPONOSRED ADR | $6,805 | $0 | $0 |
| ASSOCIATED BANC CORP | $3,642 | $3,642 | $4,715 |
| BB&T CORP | $8,440 | $1,986 | $2,612 |
| BT GROUP PLC ADR | $5,047 | $5,047 | $8,775 |
| BANK OF MONTREAL | $5,270 | $5,270 | $5,933 |
| BANK OF NOVA SCOTIA | $4,871 | $0 | $0 |
| BED BATH & BEYOND INC | $7,420 | $0 | $0 |
| BOOZ ALLEN HAMILTON HOLDING | $1,975 | $0 | $0 |
| BORG WARNER AUTOMOTIVE INC | $6,333 | $6,333 | $8,275 |
| BRISTOL MYERS SQUIBB CO | $3,698 | $1,323 | $2,073 |
| BROADCOM CORP | $3,101 | $0 | $0 |
| CBS CORP NEW | $4,908 | $5,188 | $8,031 |
| CLECO CORP | $2,016 | $4,037 | $4,522 |
| CAMERON INTERNATIONAL CORP | $4,299 | $0 | $0 |
| CATO CORP | $1,989 | $4,032 | $4,834 |
| CITRIX SYSTEMS INC | $5,748 | $9,768 | $9,930 |
| COMCAST CORP CLASS A | $6,795 | $8,852 | $12,160 |
| COMSTOCK RESOURCES INC | $4,033 | $0 | $0 |
| CONSTANT CONTACT INC | $2,001 | $0 | $0 |
| CUMMINS INC | $6,601 | $6,398 | $8,881 |
| CYTEC INDUSTRIES INC | $2,002 | $3,951 | $5,683 |
| D R HORTON INC | $4,195 | $0 | $0 |
| DIAGEO PLC SPONSORED ADR | $4,702 | $4,702 | $6,356 |
| DISNEY WALT CO | $2,645 | $8,660 | $10,161 |
| DISCOVERY COMMUNICATIONS CL A | $2,148 | $0 | $0 |
| DOLLAR TREE INC | $8,793 | $8,090 | $9,817 |
| EASTMAN CHEMICAL CO | $2,484 | $0 | $0 |
| EMCOR GROUP INC | $2,449 | $2,449 | $3,480 |
| EXPRESS SCRIPTS HLDG CO | $8,570 | $7,972 | $9,693 |
| FRESH MARKET INC | $2,003 | $2,003 | $1,661 |
| GILEAD SCIENCES INC | $3,518 | $0 | $0 |
| GLOBAL CASH ACCESS HLDGS INC | $2,671 | $0 | $0 |
| HSBC HOLDINGS PLC SPONSORED | $4,759 | $6,812 | $7,553 |
| HANOVER INSURANCE GROUP INC | $4,008 | $0 | $0 |
| ICON PLC SPONSORED ADR | $2,355 | $4,044 | $5,739 |
| IVY HIGH INCOME | $147,829 | $102,011 | $106,151 |
| JDA SOFTWARE GROUP INC | $3,265 | $0 | $0 |
| KOPPERS HOLDINGS INC | $2,238 | $0 | $0 |
| KROGER CO | $3,676 | $0 | $0 |
| LAS VEGAS SANDS CORP | $3,268 | $0 | $0 |
| LAUDER ESTEE COS INC CLASS A | $6,092 | $8,132 | $9,867 |
| LUMINEX CORP | $2,003 | $0 | $0 |
| MACYS INC | $2,053 | $0 | $0 |
| MAXWELL TECHNOLOGIES INC | $2,510 | $0 | $0 |
| MCKESSON HBOC INC | $2,144 | $0 | $0 |
| METLIFE INC | $3,483 | $0 | $0 |
| MOBILE MINI INC | $4,009 | $2,124 | $5,106 |
| MONDELEZ INTERNATIONAL INC | $4,055 | $8,696 | $11,684 |
| MONSANTO CO | $6,844 | $8,872 | $11,072 |
| MOSAIC CO NEW | $4,895 | $0 | $0 |
| NETEASE.COM INC | $4,891 | $4,891 | $7,467 |
| NETSCOUT SYSTEMS INC | $2,423 | $2,423 | $2,811 |
| NORTHROP GRUMMAN CORP | $2,045 | $0 | $0 |
| OIL CO LUKOIL SPONSORED ADR | $4,470 | $6,533 | $6,393 |
| PDC ENERGY INC | $2,114 | $4,089 | $5,854 |
| PPG INDUSTRIES INC | $3,157 | $0 | $0 |
| PORTLAND GENERAL ELECTRIC CO | $2,009 | $4,038 | $4,590 |
| PRECISION CASTPARTS CORP | $7,086 | $7,086 | $11,849 |
| PRICELINE COM INC | $4,732 | $0 | $0 |
| PRUDENTIAL CORP PLC ADR | $4,751 | $4,751 | $8,955 |
| QLOGIC CORP | $4,506 | $0 | $0 |
| REX ENERGY CORP | $1,991 | $3,974 | $5,617 |
| REXAM PLC | $4,706 | $0 | $0 |
| ROPER INDUSTRIES INC | $7,222 | $0 | $0 |
| RYMAN HOSPITALITY PPTYS INC | $244 | $0 | $0 |
| SPS COMMERCE INC | $2,404 | $2,404 | $6,138 |
| SANDY SPRING BANCORP INC | $3,964 | $1,965 | $3,045 |
| SCHOLASTIC CORP | $2,669 | $0 | $0 |
| SCIQUEST INC | $2,038 | $2,038 | $3,275 |
| SCRIPPS NETWORKS INTERACTIVE | $3,400 | $0 | $0 |
| SUN COMMUNITIES INC | $4,002 | $3,990 | $4,307 |
| SUNTRUST BANKS INC | $4,299 | $0 | $0 |
| TRW AUTOMOTIVE HOLDING CORP | $2,734 | $0 | $0 |
| TAIWAN SEMICONDUCTOR MFG SPON | $4,523 | $6,542 | $7,342 |
| THOR INDUSTRIES INC | $3,928 | $3,116 | $4,363 |
| 3D SYSTEMS CORP | $2,093 | $0 | $0 |
| TRAVELERS COS INC | $5,975 | $5,975 | $9,145 |
| UNITED OVERSEAS BANK ADR | $4,919 | $4,919 | $5,148 |
| VF CORP | $8,031 | $2,048 | $3,242 |
| VECTREN CORP | $3,110 | $3,110 | $3,799 |
| VISA INC | $3,746 | $8,081 | $10,021 |
| WUXI PHARMATECH CAYMAN ADR | $4,797 | $4,797 | $11,360 |
| ENERGY XXI BERMUDA LTD | $4,748 | $6,904 | $5,899 |
| VALIDUS HOLDINGS LTD | $4,938 | $6,962 | $8,098 |
| NXP SEMICONDUCTORS NV | $2,045 | $2,045 | $3,858 |
| BANCO LATINOAMERICANO DE EXP | $5,053 | $0 | $0 |
| COPA HOLDINGS SA CLASS A | $4,844 | $3,007 | $5,764 |
| AVAGO TECHNOLOGIES LTD | $2,038 | $4,044 | $6,134 |
| ABBVIE INC | $7,220 | $8,978 | |
| ADOBE SYSTEMS INC | $7,552 | $11,257 | |
| ADVISORY BOARD CO | $4,440 | $5,094 | |
| AMERICAN EQUITY INV LIFE HLDG | $4,934 | $8,389 | |
| ANALOG DEVICES INC | $7,372 | $7,741 | |
| ANHEUSER-BUSCH INBEV SA/NV SP | $6,110 | $6,707 | |
| BCE INC | $3,564 | $3,333 | |
| BP PLC SPONSORED ADR | $8,794 | $10,159 | |
| BRIDGESTONE CORP ADR | $5,569 | $5,794 | |
| CHIPOTLE MEXICAN GRILL | $7,497 | $9,590 | |
| DOMINION RESOURCES INC NEW | $5,779 | $6,081 | |
| DUKE ENERGY CORP | $9,156 | $8,971 | |
| EOG RESOURCES INC | $9,229 | $9,399 | |
| EATON VANCE FLOATING RATE | $43,050 | $43,097 | |
| FMC CORP | $8,380 | $9,055 | |
| FACEBOOK INC | $7,075 | $8,744 | |
| FIVE BELOW INC | $2,044 | $1,642 | |
| GLAXOSMITHKLINE PLC | $7,528 | $8,542 | |
| GLIMCHER REALTY TRUST | $2,968 | $2,490 | |
| GRAN TIERRA ENERGY INC | $5,544 | $5,570 | |
| GRAY TELEVISION INC | $4,162 | $8,095 | |
| HCP INC | $3,001 | $2,143 | |
| HANGER INC | $4,743 | $5,508 | |
| HEALTH CARE REIT | $4,672 | $3,589 | |
| HOME DEPOT INC | $9,744 | $10,128 | |
| HYSTER-YALE MATERIALS HANDLING | $2,110 | $3,074 | |
| ILLINOIS TOOL WORKS INC | $6,268 | $6,642 | |
| INTERCONTINENTAL EXCHANGE | $7,808 | $9,672 | |
| JGC CORP ADR | $4,228 | $4,474 | |
| K12 INC | $2,982 | $2,632 | |
| KAISER ALUMINUM CORP | $2,545 | $2,880 | |
| KIMBERLY CLARK CORP | $6,395 | $6,581 | |
| KULICKE & SOFFA INDUSTRIES INC | $2,008 | $2,314 | |
| LENOVO COMPUTER GROUP | $6,044 | $6,154 | |
| LILLY ELI & CO | $2,165 | $1,938 | |
| LORILLARD INC | $5,008 | $5,980 | |
| MID-AMERICA APARTMENT COMM | $2,120 | $2,777 | |
| NATIONAL GRID PLC SPONSORED | $10,233 | $11,300 | |
| NOBLE ENERGY INC | $8,413 | $8,582 | |
| OLD DOMINION FREIGHT LINE | $5,386 | $7,211 | |
| OPPENHEIMER DEVELOPING MARKETS | $87,303 | $93,571 | |
| PPL CORP | $4,687 | $4,514 | |
| PT BANK MANDIRI PERSERO ADR | $2,031 | $1,200 | |
| PTC INC | $2,042 | $2,583 | |
| PEPSICO INC | $2,065 | $2,156 | |
| PIONER ENERGY SERVICES CORP | $2,630 | $3,108 | |
| PIPER JAFFRAY COS | $3,960 | $4,153 | |
| POWELL INDUSTRIES INC | $2,047 | $2,077 | |
| PRECISION DRILLING CORP | $2,435 | $2,633 | |
| PROTO LABS INC | $1,944 | $2,634 | |
| RADIAN GROUP INC | $4,454 | $4,448 | |
| REALTY INCOME CORP | $3,173 | $2,986 | |
| ROCHE HOLDING LTD SPON ADR | $5,105 | $5,114 | |
| ROLLS-ROYCE PLC ADR | $4,148 | $4,857 | |
| ROYAL DUTCH SHELL PLC B | $9,095 | $10,290 | |
| SK TELECOM CO LTD SPONSORED | $4,252 | $5,983 | |
| SAFRAN S.A. ADR | $9,246 | $11,449 | |
| SBERBANK RUSSIA SP ADR | $4,662 | $4,507 | |
| SCHWAB CHARLES CORP | $7,080 | $11,102 | |
| SENIOR HOUSING PROPERTIES TR | $2,028 | $1,667 | |
| SOUTHERN CO | $8,145 | $7,359 | |
| SPIRIT AIRLINES INC | $2,009 | $1,998 | |
| SUNCOR ENERGY INC NEW | $4,782 | $5,503 | |
| SWATCH GROUP AG ADR | $4,786 | $5,502 | |
| TATA MOTORS LTD | $6,561 | $7,269 | |
| TOTAL FINA SA SPONSORED ADR | $8,851 | $11,090 | |
| UNILEVER PLC ADR NEW | $2,023 | $1,978 | |
| UNITEDHEALTH GROUP INC | $8,714 | $8,810 | |
| VODAFONE GROUP PLC NEW | $8,179 | $11,361 | |
| WM MORRISON SUPERMARKETS | $7,092 | $6,722 | |
| ACTAVIS PLC | $5,394 | $7,560 | |
| CREDICORP LTD | $6,014 | $6,238 | |
| PERRIGO CO LTD | $7,576 | $10,282 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ACCRUED INCOME/LOSS ADJUSTMENT | Description |
| Amount | $769 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER NON-ALLOCABLE EXPENSE - | $10 | $0 | $10 |
| OTHER NON-ALLOCABLE EXPENSE - | $89 | $0 | $89 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Revenue And Expenses Per Books | $4,627 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $4,627 | NetInvestmentIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MGMT FEES-NOT SUBJE | CategoryTxt |
| Amt | $9,037 | Amt |
| Net Investment Income | $9,037 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX PAID | $829 | $829 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $101 | $101 | $0 |
Comments