ROCKY MOUNTAIN INSTITUTE: Form 990, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- ROCKY MOUNTAIN INSTITUTE (EIN 74-2244146)
- Tax period
- 2013-07-01 to 2014-06-30
- Filed
- 2014-11-03
- IRS object ID
- 201423079349301217
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-03T12:57:45-06:00 | ReturnTs |
| Tax Period End | 2014-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 461497033 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EKS&H LLLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7979 E TUFTS AVENUE SUITE 400 | AddressLine1 |
| City | DENVER | City |
| State | CO | State |
| ZIP Code | 802372521 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2013-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 742244146 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROCKY MOUNTAIN INSTITUTE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROCK | BusinessNameControlTxt |
| Phone | 3032451003 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1820 FOLSOM STREET | AddressLine1 |
| City | BOULDER | City |
| State | CO | State |
| ZIP Code | 80302 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JULES KORTENHORST | PersonNm |
| Person Title | CEO | PersonTitleTxt |
| Phone | 3032451003 | PhoneNum |
| Signature | 2014-10-31 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DORI J EGGETT | PreparerPersonNm |
| PTIN | P00645252 | PTIN |
| Phone | 3037409400 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | JULES KORTENHORST | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1820 FOLSOM STREET | AddressLine1 |
| City | BOULDER | City |
| State | CO | State |
| ZIP Code | 80302 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $20,119,393 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.RMI.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1982 | FormationYr |
| Legal Domicile State | CO | LegalDomicileStateCd |
| Activity Or Mission | OUR MISSION IS TO DRIVE THE EFFICIENT AND RESTORATIVE USE OF RESOURCES. | ActivityOrMissionDesc |
| Voting Members Governing Body | 16 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 13 | VotingMembersIndependentCnt |
| Total Employee | 108 | TotalEmployeeCnt |
| Total Volunteers | 20 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $13,905,792 | PYContributionsGrantsAmt |
| CY Contributions Grants | $16,217,886 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $2,374,423 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $1,985,012 | CYProgramServiceRevenueAmt |
| PY Investment Income | $152,083 | PYInvestmentIncomeAmt |
| CY Investment Income | $629,269 | CYInvestmentIncomeAmt |
| PY Other Revenue | $45,082 | PYOtherRevenueAmt |
| CY Other Revenue | $19,621 | CYOtherRevenueAmt |
| PY Total Revenue | $16,477,380 | PYTotalRevenueAmt |
| CY Total Revenue | $18,851,788 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $0 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $0 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $8,515,261 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $9,570,591 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $1,857,611 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $4,035,557 | PYOtherExpensesAmt |
| CY Other Expenses | $5,750,959 | CYOtherExpensesAmt |
| PY Total Expenses | $12,550,818 | PYTotalExpensesAmt |
| CY Total Expenses | $15,321,550 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $3,926,562 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $3,530,238 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $13,475,076 | TotalAssetsBOYAmt |
| Total Assets EOY | $18,910,188 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $1,713,682 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $2,524,549 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $11,761,394 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $16,385,639 | NetAssetsOrFundBalancesEOYAmt |
| Mission | WE ENVISON A WORLD THRIVING, VERDANT, AND SECURE, FOR ALL, FOR EVER. TO THAT END, OUR MISSION IS TO DRIVE THE EFFICIENT AND RESTORATIVE USE OF RESOURCES. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $11,063,756 | ExpenseAmt |
| Revenue | $1,984,500 | RevenueAmt |
| Desc | TRANSFORM GLOBAL ENERGY USE TO CREATE A CLEAN, PROSPEROUS, AND SECURE FUTURE. DRIVE SECTOR IMPACT: BUILDINGS - ENVISION ENERGY EFFICIENCY REVOLUTION REDUCING FOSSIL FUEL USE WHILE REVITALIZING REAL-ESTATE SECTOR, CREATING JOBS, AND REVIVING U.S. ECONOMY; ELECTRICITY - ACCELERATE CHANGE OF AGING, FOSSIL FUEL RELIANT, ELECTRICAL SYSTEM TO CLEAN, RELIABLE, AFFORDABLE, CUSTOMER-CENTRIC SYSTEM, USING DISTRIBUTED RENEWABLE RESOURCES; TRANSPORTATION - INCREASE LIGHTWEIGHT, ADVANCED-COMPOSITE MATERIALS AND MANUFACTURING TO ANSWER DESIGN AND AUTO MAKING CHALLENGES FOR SAFE, ULTRALIGHT, EFFICIENT VEHICLES; INDUSTRY - RESOLVE CHALLENGES FOR INDUSTRIAL PROCESSES AND EQUIPMENT TO INCREASE ENERGY EFFICIENCY WHILE INVIGORATING AND DE-RISKING THE SECTOR, CREATING JOBS AND DRIVING GLOBAL COMPETITIVENESS. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $1,383,260 | ExpenseAmt |
| Revenue | $512 | RevenueAmt |
| Desc | COMMUNICATION: THIS GROUP COVERS THE FULL COMPLEMENT OFCOMMUNICATION BY WORKING WITH RMI'S RESEARCH & COLLABORATION STAFF TOCREATE THE NECESSARY PLANS TO SUPPORT THE VARIOUS PROGRAMINITIATIVES AND PROJECTS. A LEAD COMMUNICATIONS PERSON IS PLACEDWITH EACH R&C TEAM TO COORDINATE ALL COMMUNICATIONS ACTIVITIESINCLUDING: CONSULTING REPORTS, WHITE PAPERS, CONFERENCE PAPERS,ANNUAL REPORTS AND BOOKS. ADDITIONALLY, THROUGH WEB, FILM,MULTIMEDIA AND BROADCASTING, THE COMMUNICATIONS GROUP CREATES BOTHIN-HOUSE AND SUBCONTRACTED PRODUCTIONS THAT PROVIDE CONSIDERABLEMEDIA COVERAGE OF RMI'S WORK AND PEOPLE. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expenses | $12,447,016 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | 0 | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Temp Or Permanent Endowments | Yes (1) | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (1) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (1) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | Yes (1) | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | 0 | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | 0 | ForeignOfficeInd |
| Foreign Activities | 0 | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | 0 | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | 0 | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | Yes (1) | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | 0 | DisregardedEntityInd |
| Related Entity | 0 | RelatedEntityInd |
| Related Organization Ctrl Ent | 0 | RelatedOrganizationCtrlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 49 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 108 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | 0 | ForeignFinancialAccountInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 16 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 13 | IndependentVotingMemberCnt |
| Family Or Business Rln | 0 | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | 0 | MembersOrStockholdersInd |
| Election Of Board Members | 0 | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | 0 | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | 0 | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | 0 | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | AL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | AK | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | AZ | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | AR | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CO | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CT | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | DC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | FL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | GA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | HI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | IL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | KS | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | KY | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | LA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | ME | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MD | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MN | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MS | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MO | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NH | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NJ | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NM | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NY | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | ND | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OH | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OK | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OR | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | PA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | RI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | SC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | TN | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | UT | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | VA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WV | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WI | StatesWhereCopyOfReturnIsFldCd |
| Own Website | Yes (X) | OwnWebsiteInd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ED MCCULLOUGH | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3032451003 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1820 FOLSOM STREET | AddressLine1 |
| City | BOULDER | City |
| State | CO | State |
| ZIP Code | 80302 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionAGrp (29 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | OfficerOfficerInd | Key EmployeeKeyEmployeeInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd |
|---|---|---|---|---|---|---|---|---|
| JOHN ABELE | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| DAVID ALLEN | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| SHARMY ALTSHULER | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| PETER BOYER | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| MARY CAULKINS | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| TOM DINWOODIE | ||||||||
| LEAD TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | Yes (X) | ||
| MICHAEL FAIN | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| SUZANNE FARVER | ||||||||
| TRUSTEE/TREASURER | 1.00 | Yes (X) | $0 | $0 | $0 | Yes (X) | ||
| ARJUN GUPTA | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| KRISTINA JOHNSON | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| CHRIS SAWYER | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| TED WHITE | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| REUBEN MUNGER | ||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| AMORY LOVINS | ||||||||
| CHIEF SCIENTIST | 40.00 | Yes (X) | $354,200 | $0 | $23,684 | Yes (X) | ||
| MICHAEL POTTS | ||||||||
| FORMER CEO THROUGH 6/28/13 | 40.00 | Yes (X) | $216,138 | $0 | $22,103 | Yes (X) | ||
| MARTHA PICKETT | ||||||||
| MANAGING DIRECTOR - LEGAL COUNSEL | 40.00 | Yes (X) | $311,058 | $0 | $21,527 | Yes (X) | ||
| JULES KORTENHORST | ||||||||
| CEO AS OF 9/9/13 | 40.00 | Yes (X) | $187,692 | $0 | $12,725 | Yes (X) | ||
| ROBERT HUTCHINSON | ||||||||
| MANAGING DIRECTOR | 40.00 | $243,187 | $0 | $25,780 | Yes (X) | |||
| EDWARD HARVEY | ||||||||
| MANAGING DIRECTOR | 40.00 | $246,494 | $0 | $10,340 | Yes (X) | |||
| JON CREYTS | ||||||||
| MANAGING DIRECTOR | 40.00 | $247,270 | $0 | $23,401 | Yes (X) | |||
| JAMES NEWCOMB | ||||||||
| MANAGING DIRECTOR | 40.00 | $216,270 | $0 | $24,534 | Yes (X) | |||
| BRAD MUSHOVIC | ||||||||
| MANAGING DIRECTOR | 40.00 | $192,649 | $0 | $23,578 | Yes (X) | |||
| CAROL NASTA | ||||||||
| MANAGING DIRECTOR | 40.00 | $150,464 | $0 | $22,034 | Yes (X) | |||
| EDGAR MCCULLOUGH | ||||||||
| CONTROLLER, FINANCE & OPERATIONS | 40.00 | $157,456 | $0 | $23,571 | Yes (X) | |||
| LENA HANSEN | ||||||||
| PRINCIPAL | 40.00 | $154,473 | $0 | $12,272 | Yes (X) | |||
| VICTOR OLGYAY | ||||||||
| PRINCIPAL | 40.00 | $144,086 | $0 | $22,050 | Yes (X) | |||
| JULIE LEVINE | ||||||||
| DIRECTOR OF DEVELOPMENT | 40.00 | $138,429 | $0 | $11,512 | Yes (X) | |||
| KENDRA TUPPER | ||||||||
| PRINCIPAL | 40.00 | $128,997 | $0 | $11,716 | Yes (X) | |||
| DANIEL SEIF | ||||||||
| PRINCIPAL | 40.00 | $124,657 | $0 | $20,756 | Yes (X) | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $3,213,520 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $311,583 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 16 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1 | CityContractorAddress/USAddress/City | StateContractorAddress/USAddress/State | ZIP CodeContractorAddress/USAddress/ZIPCode | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| ZIMMER GUNSUL FRASCA ARCHITECTS LLP | |||||
| 1223 SW WASHINGTON ST 200 | PORTLAND | OR | 97205 | ARCHITECTS | $529,195 |
| LAWRENCE BERKELEY NATIONAL LABORATORY | |||||
| 1 CYCLOTRON ROAD MS971-SP | BERKELEY | CA | 94720 | CONSULTING | $250,000 |
| MULDAVIN COMPANY INC | |||||
| 44 WATERSIDE CIRCLE | SAN RAFAEL | CA | 94903 | CONSULTING | $194,740 |
| HEIDRICK & STRUGGLES INC | |||||
| 1133 PAYSPHERE CIRCLE | CHICAGO | IL | 60674 | RECRUITING | $159,935 |
| TRUE NORTH MANAGEMENT | |||||
| PO BOX 3645 | BASALT | CO | 81621 | NEW BUILDING OWNER'S REP. | $120,965 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 9 | CntrctRcvdGreaterThan100KCnt |
| All Other Contributions | $16,217,886 | AllOtherContributionsAmt |
| Noncash Contributions | $814,751 | NoncashContributionsAmt |
| Total Contributions | $16,217,886 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (4 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| CONSULTING FEES | 541610 | $1,896,253 | $1,896,253 |
| PROJECT REVENUE | 541900 | $72,504 | $72,504 |
| RENTAL INCOME | 531120 | $15,743 | $15,743 |
| PUBLICATION REVENUE | 511190 | $512 | $512 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $1,985,012 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $647,530 | TotalRevenueColumnAmt |
| Exclusion | $647,530 | ExclusionAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $14,492 | TotalRevenueColumnAmt |
| Exclusion | $14,492 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $1,249,344 | SecuritiesAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $1,267,605 | SecuritiesAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | -$18,261 | SecuritiesAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -$18,261 | TotalRevenueColumnAmt |
| Exclusion | -$18,261 | ExclusionAmt |
Other Revenue Misc OtherRevenueMiscGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME | Desc |
| Business | 900099 | BusinessCd |
| Total Revenue Column | $5,129 | TotalRevenueColumnAmt |
| Exclusion | $5,129 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $5,129 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $18,851,788 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $1,985,012 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $0 | UnrelatedBusinessRevenueAmt |
| Exclusion | $648,890 | ExclusionAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,756,155 | TotalAmt |
| Program Services | $2,217,568 | ProgramServicesAmt |
| Management And General | $70,543 | ManagementAndGeneralAmt |
| Fundraising | $468,044 | FundraisingAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $5,556,798 | TotalAmt |
| Program Services | $4,533,948 | ProgramServicesAmt |
| Management And General | $185,898 | ManagementAndGeneralAmt |
| Fundraising | $836,952 | FundraisingAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $126,843 | TotalAmt |
| Program Services | $103,769 | ProgramServicesAmt |
| Management And General | $4,432 | ManagementAndGeneralAmt |
| Fundraising | $18,642 | FundraisingAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $624,862 | TotalAmt |
| Program Services | $528,141 | ProgramServicesAmt |
| Management And General | $82,653 | ManagementAndGeneralAmt |
| Fundraising | $14,068 | FundraisingAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $505,933 | TotalAmt |
| Program Services | $411,020 | ProgramServicesAmt |
| Management And General | $15,684 | ManagementAndGeneralAmt |
| Fundraising | $79,229 | FundraisingAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $39,863 | TotalAmt |
| Program Services | $37,870 | ProgramServicesAmt |
| Management And General | $1,993 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $75,417 | TotalAmt |
| Management And General | $75,417 | ManagementAndGeneralAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $21,708 | TotalAmt |
| Management And General | $21,708 | ManagementAndGeneralAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $130,477 | TotalAmt |
| Program Services | $129,563 | ProgramServicesAmt |
| Fundraising | $914 | FundraisingAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $464,688 | TotalAmt |
| Program Services | $280,886 | ProgramServicesAmt |
| Management And General | $85,440 | ManagementAndGeneralAmt |
| Fundraising | $98,362 | FundraisingAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $148,290 | TotalAmt |
| Program Services | $82,031 | ProgramServicesAmt |
| Management And General | $35,877 | ManagementAndGeneralAmt |
| Fundraising | $30,382 | FundraisingAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $669,133 | TotalAmt |
| Program Services | $422,766 | ProgramServicesAmt |
| Management And General | $176,361 | ManagementAndGeneralAmt |
| Fundraising | $70,006 | FundraisingAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,363,747 | TotalAmt |
| Program Services | $1,247,944 | ProgramServicesAmt |
| Management And General | $39,973 | ManagementAndGeneralAmt |
| Fundraising | $75,830 | FundraisingAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $84,733 | TotalAmt |
| Program Services | $57,667 | ProgramServicesAmt |
| Management And General | $17,164 | ManagementAndGeneralAmt |
| Fundraising | $9,902 | FundraisingAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $24,345 | TotalAmt |
| Program Services | $18,332 | ProgramServicesAmt |
| Management And General | $3,722 | ManagementAndGeneralAmt |
| Fundraising | $2,291 | FundraisingAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $279,908 | TotalAmt |
| Program Services | $210,771 | ProgramServicesAmt |
| Management And General | $42,798 | ManagementAndGeneralAmt |
| Fundraising | $26,339 | FundraisingAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $42,336 | TotalAmt |
| Program Services | $42,336 | ProgramServicesAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt | FundraisingFundraisingAmt |
|---|---|---|---|---|
| CONSULTANTS AND SUBCONT | $1,598,113 | $1,468,402 | $41,333 | $88,378 |
| RECRUITING | $518,975 | $493,039 | $25,936 | |
| MISCELLANEOUS | $177,793 | $54,360 | $85,831 | $37,602 |
| DUES AND SUBSCRIPTIONS | $86,124 | $81,294 | $4,160 | $670 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $25,309 | TotalAmt |
| Program Services | $25,309 | ProgramServicesAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $15,321,550 | TotalAmt |
| Program Services | $12,447,016 | ProgramServicesAmt |
| Management And General | $1,016,923 | ManagementAndGeneralAmt |
| Fundraising | $1,857,611 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $474,398 | BOYAmt |
| EOY | $543,032 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,270,386 | BOYAmt |
| EOY | $2,506,181 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $300,000 | BOYAmt |
| EOY | $3,008,215 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $452,885 | BOYAmt |
| EOY | $165,757 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $94,299 | BOYAmt |
| EOY | $46,071 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,420 | BOYAmt |
| EOY | $2,613 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $123,689 | BOYAmt |
| EOY | $92,201 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $5,337,008 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $2,253,405 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,663,017 | BOYAmt |
| EOY | $3,083,603 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,482,569 | BOYAmt |
| EOY | $2,147,750 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,970,555 | BOYAmt |
| EOY | $6,622,428 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $640,858 | BOYAmt |
| EOY | $692,337 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $13,475,076 | BOYAmt |
| EOY | $18,910,188 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,567,510 | BOYAmt |
| EOY | $2,320,766 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $146,172 | BOYAmt |
| EOY | $203,783 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,713,682 | BOYAmt |
| EOY | $2,524,549 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $10,374,196 | BOYAmt |
| EOY | $11,120,837 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $560,508 | BOYAmt |
| EOY | $4,414,797 | EOYAmt |
Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $826,690 | BOYAmt |
| EOY | $850,005 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $11,761,394 | BOYAmt |
| EOY | $16,385,639 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $13,475,076 | BOYAmt |
| EOY | $18,910,188 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $3,530,238 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | $314,731 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | $779,276 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Separate Basis Fincl Stmt | Yes (X) | SeparateBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequiredInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Organization170 | Yes (X) | PublicOrganization170Ind |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $9,868,505 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $10,490,919 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $7,622,879 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $13,905,792 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $16,217,886 | CurrentTaxYearAmt |
| Total | $58,105,981 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $9,868,505 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $10,490,919 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $7,622,879 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $13,905,792 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $16,217,886 | CurrentTaxYearAmt |
| Total | $58,105,981 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantial Contributors Tot | $16,995,846 | SubstantialContributorsTotAmt |
| Public Support Total170 | $41,110,135 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $180,538 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $155,537 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $115,594 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $208,499 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $662,022 | CurrentTaxYearAmt |
| Total | $1,322,190 | TotalAmt |
Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus3 Years | $850 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus1 Year | $963 | CurrentTaxYearMinus1YearAmt |
| Total | $1,813 | TotalAmt |
Other Income170 OtherIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $12,251 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | -$42,230 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $11,701 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $5,933 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $5,129 | CurrentTaxYearAmt |
| Total | -$7,216 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $59,422,768 | TotalSupportAmt |
| Gross Receipts Rltd Activities | $12,573,487 | GrossReceiptsRltdActivitiesAmt |
| Public Support CY170 | 0.69180 | PublicSupportCY170Pct |
| Public Support PY170 | 0.70810 | PublicSupportPY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Form990 Schedule A Part IV Form990ScheduleAPartIVGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: | FormAndLineReferenceDesc |
| Explanation | OTHER INCOME - 2009 AMOUNT: $ 12,251. 2010 AMOUNT: $ -42,230. 2011 AMOUNT: $ 11,701. 2012 AMOUNT: $ 5,933. 2013 AMOUNT: $ 5,129. | ExplanationTxt |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule D IRS990ScheduleD
CY Endwmt Fund CYEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $875,987 | BeginningYearBalanceAmt |
| Contributions | $23,315 | ContributionsAmt |
| Investment Earnings Or Losses | $89,825 | InvestmentEarningsOrLossesAmt |
| Administrative Expenses | $8,197 | AdministrativeExpensesAmt |
| End Year Balance | $980,930 | EndYearBalanceAmt |
CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $710,719 | BeginningYearBalanceAmt |
| Contributions | $125,365 | ContributionsAmt |
| Investment Earnings Or Losses | $52,732 | InvestmentEarningsOrLossesAmt |
| Other Expenditures | $12,829 | OtherExpendituresAmt |
| End Year Balance | $875,987 | EndYearBalanceAmt |
CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $746,828 | BeginningYearBalanceAmt |
| Contributions | $3,421 | ContributionsAmt |
| Investment Earnings Or Losses | -$35,339 | InvestmentEarningsOrLossesAmt |
| Administrative Expenses | $4,191 | AdministrativeExpensesAmt |
| End Year Balance | $710,719 | EndYearBalanceAmt |
CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $703,870 | BeginningYearBalanceAmt |
| Contributions | $710 | ContributionsAmt |
| Investment Earnings Or Losses | $46,472 | InvestmentEarningsOrLossesAmt |
| Administrative Expenses | $4,224 | AdministrativeExpensesAmt |
| End Year Balance | $746,828 | EndYearBalanceAmt |
CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $706,173 | BeginningYearBalanceAmt |
| Contributions | $1,754 | ContributionsAmt |
| Investment Earnings Or Losses | -$251 | InvestmentEarningsOrLossesAmt |
| Administrative Expenses | $3,806 | AdministrativeExpensesAmt |
| End Year Balance | $703,870 | EndYearBalanceAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Prmnnt Endowment Balance EOY | 0.86600 | PrmnntEndowmentBalanceEOYPct |
| Term Endowment Balance EOY | 0.13400 | TermEndowmentBalanceEOYPct |
| Endowments Held Unrelated Org | Yes (1) | EndowmentsHeldUnrelatedOrgInd |
| Endowments Held Related Org | 0 | EndowmentsHeldRelatedOrgInd |
Land LandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $86,964 | OtherCostOrOtherBasisAmt |
| Book Value | $86,964 | BookValueAmt |
Buildings BuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $2,724,906 | OtherCostOrOtherBasisAmt |
| Depreciation | $258,643 | DepreciationAmt |
| Book Value | $2,466,263 | BookValueAmt |
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $400,914 | OtherCostOrOtherBasisAmt |
| Depreciation | $391,673 | DepreciationAmt |
| Book Value | $9,241 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $1,653,835 | OtherCostOrOtherBasisAmt |
| Depreciation | $1,290,183 | DepreciationAmt |
| Book Value | $363,652 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $470,389 | OtherCostOrOtherBasisAmt |
| Depreciation | $312,906 | DepreciationAmt |
| Book Value | $157,483 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $3,083,603 | TotalBookValueLandBuildingsAmt |
Other Securities OtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ASSETS HELD BY THE DENVER FOUNDATION | Desc |
| Book Value | $6,622,428 | BookValueAmt |
| Method Valuation | F | MethodValuationCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $6,622,428 | TotalBookValueSecuritiesAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CAPITAL LEASE OBLIGATIONS | Desc |
| Amt | $203,783 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $203,783 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $20,033,778 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | $314,731 | NetUnrealizedGainsInvstAmt |
| Donated Services And Use Fclts | $135,000 | DonatedServicesAndUseFcltsAmt |
| Other Revenue | $753,967 | OtherRevenueAmt |
| Revenue Not Reported | $1,203,698 | RevenueNotReportedAmt |
| Revenue Subtotal | $18,830,080 | RevenueSubtotalAmt |
| Investment Expenses Not Incld | $21,708 | InvestmentExpensesNotIncldAmt |
| Revenue Not Reported Fincl Stmt | $21,708 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $18,851,788 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $15,409,533 | TotExpnsEtcAuditedFinclStmtAmt |
| Donated Services Use Fclts | $135,000 | DonatedServicesUseFcltsAmt |
| Expenses Not Reported | $135,000 | ExpensesNotReportedAmt |
| Expenses Subtotal | $15,274,533 | ExpensesSubtotalAmt |
| Investment Expenses Not Incld2 | $21,708 | InvestmentExpensesNotIncld2Amt |
| Other Expenses Not Included | $25,309 | OtherExpensesNotIncludedAmt |
| Expenses Not Rpt Fincl Stmt | $47,017 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $15,321,550 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (4 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART V, LINE 4: | ENDOWMENT FUNDS ARE USED TO PROVIDE RMI SUMMER RESEARCH INTERNSHIPS OPPORTUNITIES. |
| PART X, LINE 2: | RMI APPLIES A MORE-LIKELY-THAN-NOT MEASUREMENT METHODOLOGY TO REFLECT THE FINANCIAL STATEMENT IMPACT OF UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. AFTER EVAULUATING THE TAX POSITIONS TAKEN, NONE ARE CONSIDERED TO BE UNCERTAIN; THEREFORE, NO AMOUNTS HAVE BEEN RECOGNIZED AS OF JUNE 30, 2014. IF INCURRED, INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS ARE RECORDED IN THE PERIOD ASSESSED AS GENERAL AND ADMINISTRATIVE EXPENSE. NO INTEREST OR PENALTIES HAVE BEEN ASSESSED AS OF JUNE 30, 2014 AND 2013. TAX YEARS THAT REMAIN SUBJECT TO EXAMINATION INCLUDE 2010 THROUGH CURRENT FOR THE FEDERAL RETURN AND 2010 THROUGH CURRENT FOR THE COLORADO RETURN. |
| PART XI, LINE 2D - OTHER ADJUSTMENTS: | RESEARCH PRESENTATION MEETING EXPENSES NET AGAINST REVENUE IN FS -25,309. CHANGE IN NET ASSETS HELD AT THE DENVER FOUNDATION 779,276. |
| PART XII, LINE 4B - OTHER ADJUSTMENTS: | RESEARCH PRESENTATION MEETING EXPENSES NET AGAINST REVENUE IN FS 25,309. |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Payments For Use Of Residence | Yes (X) | PaymentsForUseOfResidenceInd |
| Written Policy Ref T And E Expnss | Yes (1) | WrittenPolicyRefTAndEExpnssInd |
| Substantiation Required | Yes (1) | SubstantiationRequiredInd |
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | 0 | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | 0 | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | 0 | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | Yes (1) | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (13 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AMORY LOVINS | ||||||||||||||
| CHIEF SCIENTIST | $254,200 | $0 | $100,000 | $0 | $0 | $0 | $13,062 | $0 | $10,622 | $0 | $377,884 | $0 | $0 | $0 |
| MICHAEL POTTS | ||||||||||||||
| FORMER CEO THROUGH 6/28/13 | $136,138 | $0 | $80,000 | $0 | $0 | $0 | $6,833 | $0 | $15,270 | $0 | $238,241 | $0 | $0 | $0 |
| MARTHA PICKETT | ||||||||||||||
| MANAGING DIRECTOR - LEGAL COUNSEL | $211,058 | $0 | $100,000 | $0 | $0 | $0 | $10,905 | $0 | $10,622 | $0 | $332,585 | $0 | $0 | $0 |
| JULES KORTENHORST | ||||||||||||||
| CEO AS OF 9/9/13 | $112,692 | $0 | $0 | $0 | $75,000 | $0 | $0 | $0 | $12,725 | $0 | $200,417 | $0 | $0 | $0 |
| ROBERT HUTCHINSON | ||||||||||||||
| MANAGING DIRECTOR | $201,187 | $0 | $42,000 | $0 | $0 | $0 | $10,510 | $0 | $15,270 | $0 | $268,967 | $0 | $0 | $0 |
| EDWARD HARVEY | ||||||||||||||
| MANAGING DIRECTOR | $205,494 | $0 | $41,000 | $0 | $0 | $0 | $10,340 | $0 | $0 | $0 | $256,834 | $0 | $0 | $0 |
| JON CREYTS | ||||||||||||||
| MANAGING DIRECTOR | $197,270 | $0 | $50,000 | $0 | $0 | $0 | $8,131 | $0 | $15,270 | $0 | $270,671 | $0 | $0 | $0 |
| JAMES NEWCOMB | ||||||||||||||
| MANAGING DIRECTOR | $176,270 | $0 | $40,000 | $0 | $0 | $0 | $9,264 | $0 | $15,270 | $0 | $240,804 | $0 | $0 | $0 |
| BRAD MUSHOVIC | ||||||||||||||
| MANAGING DIRECTOR | $159,649 | $0 | $33,000 | $0 | $0 | $0 | $8,308 | $0 | $15,270 | $0 | $216,227 | $0 | $0 | $0 |
| CAROL NASTA | ||||||||||||||
| MANAGING DIRECTOR | $121,464 | $0 | $29,000 | $0 | $0 | $0 | $6,764 | $0 | $15,270 | $0 | $172,498 | $0 | $0 | $0 |
| EDGAR MCCULLOUGH | ||||||||||||||
| CONTROLLER, FINANCE & OPERATIONS | $127,456 | $0 | $30,000 | $0 | $0 | $0 | $8,301 | $0 | $15,270 | $0 | $181,027 | $0 | $0 | $0 |
| LENA HANSEN | ||||||||||||||
| PRINCIPAL | $124,473 | $0 | $30,000 | $0 | $0 | $0 | $6,380 | $0 | $5,892 | $0 | $166,745 | $0 | $0 | $0 |
| VICTOR OLGYAY | ||||||||||||||
| PRINCIPAL | $129,086 | $0 | $15,000 | $0 | $0 | $0 | $6,780 | $0 | $15,270 | $0 | $166,136 | $0 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART I, LINE 1A | BUSINESS USE OF PERSONAL RESIDENCE - AMORY LOVINS RENTS APPROXIMATELY 1200 SQ FT OF HIS HOUSE, PLUS SHARED SPACE TO RMI AS OFFICE SPACE UNDER A 1-YEAR WRITTEN LEASE ENDING JUNE 30, 2015. THE RENT IS $1,790 PER MONTH. |
| PART I, LINE 7 | NON-FIXED PAYMENTS - SOME EMPLOYEES WERE PAID PERFORMANCE BONUSES AT THE DISCRETION OF MANAGEMENT. |
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTradedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 11 | ContributionCnt |
| Noncash Contributions Rpt F990 | $814,751 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | 0 | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | 0 | ThirdPartiesUsedInd |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (5 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART VI, SECTION B, LINE 11 | RMI'S REVIEW PROCESS FOR THE 990 FORM BEGINS WITH A FORMAL REVIEW BY THE SENIOR MANAGEMENT TEAM (CEO, MANAGING DIRECTOR - LEGAL COUNSEL, MANAGING DIRECTOR - DEVELOPMENT, AND CONTROLLER). ONCE REVIEWED, A SECOND EVALUATION IS PERFORMED BY THE BOARD OF TRUSTEES AUDIT COMMITTEE WITH THE CEO AND DIRECTOR OF FINANCE IN ATTENDANCE. ONCE APPROVED, THE AUDIT COMMITTEE WILL FORMALLY ACCEPT THE REPORT AND AUTHORIZE THE AUDITORS TO FILE THE ANNUAL 990 FORM. THE MINUTES AND RECOMMENDATIONS OF THE AUDIT COMMITTEE WILL BE REPORTED TO THE BOARD OF TRUSTEES AT THE NEXT TRI-ANNUAL MEETING (JANUARY, APRIL, AND OCTOBER). |
| FORM 990, PART VI, SECTION B, LINE 12C | TRUSTEES ARE CONTACTED THROUGH AN ANNUAL AFFIRMATION TO UPDATE ANY CHANGES TO THEIR PERSONAL SITUATION. TRUSTEES ARE REQUIRED TO REPORT ANY CHANGES THAT MAY CONSTITUTE A POTENTIAL CONFLICT OF INTEREST. TRUSTEES ARE ASKED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE EACH YEAR. IF A CONFLICT OF INTEREST OR AN APPEARANCE OF A CONFLICT OF INTEREST ARISES, THE EXECUTIVE COMMITTEE REVIEWS AND INVESTIGATES COMPLIANCE ISSUES. |
| FORM 990, PART VI, SECTION B, LINE 15 | DURING FISCAL YEAR 2010, RMI RETAINED A CERTIFIED COMPENSATION PROFESSIONAL TO CONDUCT A DETAILED ANALYSIS OF ALL CURRENT POSITIONS. THIS ANALYSIS UTILIZED "WORLD AT WORK" BEST PRACTICES TO DETERMINE MARKET PRICES FOR THE ROLES THAT CURRENTLY EXIST WITHIN RMI AND ESTABLISH A GRADE TABLE. THE RESULTS OF THIS WORK ENABLE RMI LEADERSHIP TO ENSURE APPROPRIATE COMPENSATION LEVELS FOR CURRENT ROLES AS WELL AS NEW OR RESTRUCTURED JOBS IN THE ORGANIZATION. IN ORDER TO MAINTAIN THE INTEGRITY OF THIS TABLE, MEMBERS OF THE LEADERSHIP TEAM HAVE BEEN EDUCATED ON THE PHILOSOPHY BEHIND AND USE OF THE COMPENSATION STUDY RESULTS. FURTHER, PROCESSES FOR APPROPRIATELY "PRICING" NEW ROLES ARE BEING ESTABLISHED TO ENSURE FUTURE COMPLIANCE. IN 2011, THE ORGANIZATION ENGAGED AN OUTSIDE EXECUTIVE COMPENSATION FIRM TO REVIEW EXECUTIVE COMPENSATION AND PROVIDE AN INTERMEDIATE SANCTIONS LETTER. THIS EXECUTIVE COMPENSATION STUDY YIELDED SOLID DATA CONFIRMING RMI EXECUTIVES ARE PAID APPROPRIATELY FOR NONPROFIT EXECUTIVES IN AN ORGANIZATION OF RMI'S SIZE. CURRENTLY, RMI CONTINUES TO UTILIZE CERTIFIED COMPENSATION PROFESSIONALS TO ENSURE NEW AND MODIFIED POSITIONS OF ALL LEVELS ARE APPROPRIATELY PRICED WITH REGARD TO SALARY AND BONUS. ADDITIONALLY, THE BOARD OF TRUSTEES FORMED A COMPENSATION COMMITTEE IN THE 2ND QUARTER OF 2013 TO ENSURE APPROPRIATE COMPENSATION PRACTICES ARE IN PLACE FOR THE EXECUTIVE LEVEL. THE CHIEF SCIENTIST, CEO AND EXECUTIVE DIRECTOR POSITIONS WERE REVIEWED BY THE OUTSIDE COMPENSATION PROFESSIONALS NOTED ABOVE; THE COMPENSATION COMMITTEE THEN UTILIZED THAT INFORMATION TO HELP ENSURE APPROPRIATE SALARIES AND BONUSES ARE IN PLACE FOR THE INDIVIDUALS IN THOSE POSITIONS. |
| FORM 990, PART VI, SECTION C, LINE 19 | RMI'S ARTICLES OF INCORPORATION ARE OF PUBLIC RECORD WITH THE COLORADO SECRETARY OF STATE. ANNUAL REPORTS, IRS FORM 990, AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE RMI WEBSITE (WWW.RMI.ORG). COPIES OF ANY POLICY, INCLUDING BYLAWS, ARE AVAILABLE UPON REQUEST. |
| FORM 990, PART XI, LINE 9: | HELD BY DENVER FOUNDATION 779,276. |
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