ALLEN I GROSS CHARITABLE FOUNDATION: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: ALLEN I GROSS CHARITABLE FOUNDATION (EIN 11-2906887)
Tax period: 2012-12-01 to 2013-11-30
Filed: 2014-10-08
IRS object ID: 201422819349100207
Schema version: 2012v2.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Compensation Explanation
General Explanation Attachment
Investments Corp Stock Schedule
Other Assets Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2014-10-08T14:35:42-05:00	Timestamp
Tax Period End Date	2013-11-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ROTH & COMPANY LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	1428 36TH STREET SUITE 200	AddressLine1
City	BROOKLYN	City
State	NY	State
ZIP Code	11218	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2012-12-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	112906887	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	ALLEN I GROSS CHARITABLE FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	ALLE	NameControl
Phone	2128374602	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	50 BROADWAY 3RD FL	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10004	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	ALLEN I GROSS	Name
Title	PRESIDENT	Title
Phone	2128374602	Phone
Date Signed	2014-10-02	DateSigned
Authorize Third Party	false	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	ALAN BOTWINICK	Name
Phone	7182361600	Phone
Date Prepared	2014-10-08	DatePrepared

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2015-12-30 17:16:21Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	13484119	FMVAssetsEOY
Method Of Accounting Accrual	X	MethodOfAccountingAccrual

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	250000	ContriReceivedRevAndExpnss
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss	66073	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	66073	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	143503	DividendsRevAndExpnss
Dividends Net Invst Incm	143503	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	132557	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	2124438	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	132557	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	-27000	OtherIncomeRevAndExpnss
Other Income Adj Net Incm	-27000	OtherIncomeAdjNetIncm
Total Revenue And Expenses	565133	TotalRevenueAndExpenses
Total Net Investment Income	342133	TotalNetInvestmentIncome
Total Adjusted Net Income	-27000	TotalAdjustedNetIncome
Accounting Fees Rev And Expnss	17591	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	14073	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	3518	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	29051	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	29051	OtherProfFeesNetInvstIncm
Taxes Rev And Expnss	17000	TaxesRevAndExpnss
Taxes Net Invst Incm	17000	TaxesNetInvstIncm
Other Expenses Rev And Expnss	60	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	60	OtherExpensesNetInvstIncm
Tot Opr Expenses Rev And Expnss	63702	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	60184	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	3518	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	295228	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	409228	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	358930	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	60184	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	412746	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	206203	ExcessOfRevenueOverExpenses
Net Investment Income	281949	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	5588770	CashBOY
Cash EOY	508902	CashEOY
Cash EOYFMV	508891	CashEOYFMV
Investments Corp Stock BOY	5725879	InvestmentsCorpStockBOY
Investments Corp Stock EOY	11002150	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	11002150	InvestmentsCorpStockEOYFMV
Other Assets BOY	2072150	OtherAssetsBOY
Other Assets EOY	1973078	OtherAssetsEOY
Other Assets EOYFMV	1973078	OtherAssetsEOYFMV
Total Assets BOY	13386799	TotalAssetsBOY
Total Assets EOY	13484130	TotalAssetsEOY
Total Assets EOYFMV	13484119	TotalAssetsEOYFMV
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Follow SFAS117	X	OrgThatFollowSFAS117
Unrestricted BOY	13386799	UnrestrictedBOY
Unrestricted EOY	13484130	UnrestrictedEOY
Total Net Assets BOY	13386799	TotalNetAssetsBOY
Total Net Assets EOY	13484130	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	13386799	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	13484130	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	13386799	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	206203	ExcessOfRevenueOverExpenses
Subtotal	13593002	Subtotal
Other Decreases	108872	OtherDecreases
Total Net Assets Fund Balances EOY	13484130	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (902 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Gross Sales PriceGrossSalesPrice	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses	Date AcquiredDateAcquired	Date SoldDateSold	Cost Or Other BasisCostOrOtherBasis
HSBC - SEE ATTACHED STATEMENTS	P	2698	2698	2698
AMAZON.COM INC	P	296	27	27	2013-02-14	2013-08-08	269
ARCELORMITTAL SA NY REG	P	338	-2	-2	2012-06-25	2013-03-04	340
BAYERISCHE MOTOREN WERKE A G ADR BLA	P	1314	1	1	2013-02-12	2013-08-08	1313
FC020114 CALL@MW+50BP	P	19273	125	125	2013-09-03	2013-09-30	19148
CREDIT SUISSE GROUP SPON ADR	P	375	-34	-34	2013-10-02	2013-11-18	409
DIEBOLD INC	P	61	-6	-6	2012-10-15	2013-08-09	67
ERICSSON SEK 10 NEW 2002 ADR	P	340	96	96	2012-06-25	2013-04-25	244
FACTOR 0.109290050000 FNMA PL AB4297	P	1472	-13	-13	2013-02-20	2013-08-20	1485
GEO GROUP INC MERGER EFF 06/2014	P	214	44	44	2012-12-31	2013-08-09	170
HMS HOLDINGS CORP	P	472	-107	-107	2013-03-07	2013-08-09	579
INTESA SANPAOLO SPON ADR	P	455	78	78	2013-08-30	2013-10-15	377
DTD042808 FC110108 NTS B/E	P	2000	-68	-68	2012-05-17	2013-05-01	2068
MALLINCKRODT PUB LTD CO	P	79	-2	-2	2013-01-11	2013-07-03	81
ADR	P	337	-7	-7	2013-02-21	2013-08-13	344
NOVARTIS AG SPON ADR	P	222	18	18	2013-03-01	2013-05-21	204
PIMCO TOTAL RETURN FUND CLASS A	P	4799	-267	-267	2013-01-07	2013-09-03	5066
PRICELINE GROUP INC NEW	P	958	318	318	2012-09-18	2013-08-13	640
RIVERBED TECHNOLOGY INC	P	14	-17	-17	2013-01-18	2013-08-13	31
RYLAND GROUP INC	P	868	70	70	2012-09-21	2013-08-13	798
SILGAN HOLDINGS INC	P	3048	-116	-116	2013-08-13	2013-09-04	3164
SOCIETE GENERALE FRANCE SPONS ADR AD	P	120	14	14	2013-08-16	2013-12-04	106
SUMITOMO CORP. SPON ADR	P	247	-15	-15	2013-09-11	2013-11-27	262
TECK RESOURCES LTD CL B ORD CAD	P	107	-44	-44	2013-01-07	2013-08-13	151
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	878	37	37	2013-05-24	2013-12-02	841
FACTOR 1.449270000000	P	32647	-62	-62	2013-01-22	2013-05-02	32709
US TSY NOTE 02.000 % DUE 02/15/23 DT	P
WELLCARE HEALTH PLANS INC	P	462	34	34	2012-09-11	2013-08-09	428
ALLIANZ FIXED INCOME SHARES: SERIES	P	30360	387	387	2012-05-10	2013-06-13	29973
AMERIPRISE FINANCIAL INC	P	86	38	38	2012-05-17	2013-08-28	48
ASML HLDG NV GDR EUR	P	360	140	140	2012-10-23	2013-11-21	220
BJ'S RESTAURANTS INC	P	63	-43	-43	2011-10-31	2013-08-08	106
CASH AMER INTL INC	P	204	-45	-45	2011-06-06	2013-08-08	249
CERNER CORP	P	93	20	20	2012-08-15	2013-08-28	73
CONCUR TECHNOLOGIES INC	P	1296	628	628	2011-12-28	2013-08-08	668
DELPHI AUTOMOTIVE PLC	P	389	190	190	2012-05-16	2013-08-09	199
EQUITY LIFESTYLE PROPERTIES INC REIT	P	75	5	5	2012-07-13	2013-08-09	70
0.106098530000 FORD MOTOR CRDT CO LL	P	8373	-161	-161	2012-07-10	2013-08-23	8534
GENL DYNAMICS CORP	P	87	23	23	2011-11-17	2013-08-09	64
GOLDMAN SACHS GROUP INC	P	487	148	148	2012-05-02	2013-08-09	339
HUNT J B TRANS SVCS INC	P	75	39	39	2011-10-04	2013-08-13	36
IPG PHOTONICS CORP	P	522	86	86	2011-11-01	2013-08-13	436
JPMORGAN CHASE & CO	P	545	176	176	2012-05-16	2013-08-13	369
LONZA GROUP AG ADR	P	178	-31	-31	2011-08-12	2013-08-13	209
MALLINCKRODT PUB LTD CO	P	17	2	2	2012-05-17	2013-07-01	15
MONSANTO CO NEW	P	194	49	49	2012-05-11	2013-08-13	145
NEWMONT MINING CORP (HOLDING CO )	P	1353	-886	-886	2012-05-08	2013-11-08	2239
ORACLE CORP	P	666	107	107	2011-10-04	2013-08-13	559
PIMCO TOTAL RETURN FUND CLASS A	P	27538	-337	-337	2011-10-04	2013-09-03	27875
PRUDENTIAL FINANCIAL INC	P	967	443	443	2011-10-04	2013-08-13	524
REDWOOD TRUST INC	P	54	24	24	2011-10-04	2013-08-13	30
SACRAMENTO CNTY CA PE NS TAX 2011B B	P
SBA COMMUNICATIONS CORP CL A	P	73	19	19	2012-06-21	2013-08-13	54
SOTHEBYS	P	1239	125	125	2011-06-03	2013-08-13	1114
SYMANTEC CORP	P	162	68	68	2011-10-04	2013-08-13	94
TEREX CORP DELA NEW	P	714	225	225	2012-01-26	2013-08-13	489
TWO HARBORS INVT CORP REIT SBI	P	59	-1	-1	2012-07-13	2013-08-09	60
UNITED THERAPEUTICS CORP	P	1545	699	699	2011-11-30	2013-08-09	846
FC 08/31/12	P	29707	-152	-152	2012-03-01	2013-08-09	29859
WASTE CONNECTIONS INC	P	44	20	20	2008-08-06	2013-08-09	24
YUM BRANDS INC	P	520	177	177	2011-10-04	2013-08-09	343
HSBC - SEE ATTACHED STATEMENTS	P	334	334	334
AMERICAN CAMPUS COMMUNITIES INC REIT	P	37	-8	-8	2012-10-26	2013-08-08	45
ARTISAN PARTNERS ASSET MGMT INC	P	1502	420	420	2013-03-08	2013-08-08	1082
BATS SER C	P	1395	28	28	2012-05-09	2013-02-05	1367
CNOOC LTD SPON ADR	P	1041	139	139	2012-06-25	2013-01-15	902
CSX CORPORATION	P	104	18	18	2013-02-06	2013-08-08	86
DISCOVER FINANCIAL SERVICES	P	100	21	21	2013-02-06	2013-08-09	79
EVEREST RE GROUP LTD BERMUDA	P	134	23	23	2013-01-07	2013-08-09	111
0.651282420000 FNMA PL AB5468 03.500	P	24088	707	707	2012-01-10	2013-01-09	23381
GILEAD SCIENCES INC	P	356	146	146	2012-10-03	2013-08-09	210
HOME DEPOT INC	P	318	80	80	2012-10-12	2013-08-13	238
INTESA SANPAOLO SPON ADR	P	299	23	23	2013-09-11	2013-10-15	276
JGC CORP ADR	P	635	23	23	2012-12-05	2013-08-13	612
MALLINCKRODT PUB LTD CO	P	34	2	2	2013-01-07	2013-08-13	32
NEWS CORP NEW CL A	P	11	1	1	2013-01-31	2013-07-01	10
NXP SEMICONDUCTORS N V COM EUR	P	108	23	23	2013-01-11	2013-08-13	85
PIMCO TOTAL RETURN FUND CLASS A	P	69	-4	-4	2013-03-28	2013-09-03	73
PRICESMART INC	P	1734	96	96	2013-08-13	2013-10-01	1638
RIVERBED TECHNOLOGY INC	P	83	-13	-13	2013-01-18	2013-08-13	96
RYLAND GROUP INC	P	289	28	28	2012-10-18	2013-08-13	261
SILVER BAY RLTY TR CORP REIT	P	7			2013-03-28	2013-04-24	7
SOCIETE GENERALE FRANCE SPONS ADR AD	P	584	73	73	2013-08-16	2013-12-10	511
SUMITOMO CORP. SPON ADR	P	62	-5	-5	2013-10-02	2013-11-27	67
TELEFONICA S A SPON ADR	P	328			2013-03-04	2013-07-11	328
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	240			2013-05-24	2013-12-18	240
US TSY NOTE 00.500 % DUE 05/31/13 DT	P
FC 08/15/13	P	16006	-1214	-1214	2013-03-01	2013-08-27	17220
WPX ENERGY INC	P	39	10	10	2013-02-27	2013-08-09	29
ALLIANZ SE ADR	P	468	40	40	2011-03-18	2013-07-10	428
ANALOG DEVICES INC	P	98	34	34	2011-10-04	2013-08-08	64
AT&T INC	P	176	37	37	2011-10-04	2013-08-08	139
BLACKROCK INC	P	835	285	285	2012-01-11	2013-08-08	550
CASH AMER INTL INC	P	204	-76	-76	2011-10-31	2013-08-08	280
CERNER CORP	P	186	44	44	2012-08-20	2013-08-28	142
COSTCO WHOLESALE CORP	P	694	213	213	2011-10-04	2013-08-09	481
DELPHI AUTOMOTIVE PLC	P	278	140	140	2012-05-23	2013-08-09	138
EXPERIAN PLC SPON ADR	P	347	65	65	2012-06-25	2013-06-28	282
DTD060112 FC122012 MED TERM NTS	P	50000			2012-05-29	2013-06-20	50000
GENL MILLS INC	P	1415	391	391	2011-10-04	2013-08-09	1024
GOOGLE INC CL A	P	998	505	505	2011-10-04	2013-10-18	493
HUNTSMAN CORP	P	1827	26	26	2011-06-03	2013-08-13	1801
IPG PHOTONICS CORP	P	464	33	33	2012-04-03	2013-08-13	431
KANSAS CITY STHN NEW	P	109	59	59	2011-10-04	2013-08-13	50
LONZA GROUP AG ADR	P	1441	172	172	2011-08-12	2013-08-13	1269
MALLINCKRODT PUB LTD CO	P	69	9	9	2011-03-16	2013-07-03	60
MONSTER WORLDWIDE INC	P	248	-283	-283	2011-08-31	2013-08-13	531
NEWMONT MINING CORP (HOLDING CO )	P	1082	-768	-768	2012-05-09	2013-11-08	1850
ORACLE CORP	P	400	20	20	2012-01-03	2013-08-13	380
PIMCO TOTAL RETURN FUND CLASS A	P	5630	-180	-180	2012-01-11	2013-09-03	5810
PUBLIC STORAGE REIT	P	160	54	54	2011-10-04	2013-08-13	106
REGAL BELOIT CORP	P	939	5	5	2011-06-03	2013-08-13	934
080124 DTD 101311	P	48516	1935	1935	2011-10-31	2013-03-28	46581
SBA COMMUNICATIONS CORP CL A	P	367	79	79	2012-06-27	2013-08-13	288
ST JUDE MEDICAL INC	P	639	246	246	2011-12-21	2013-08-13	393
SYSCO CORP	P	132	30	30	2011-10-04	2013-08-13	102
TEREX CORP DELA NEW	P	683	191	191	2012-03-30	2013-08-13	492
TYCO INTL LTD	P	233	74	74	2011-11-16	2013-08-28	159
UNITED THERAPEUTICS CORP	P	810	291	291	2012-02-14	2013-08-09	519
US TSY NOTE 03.125 % DUE 05/15/19 DT	P
WASTE CONNECTIONS INC	P	1664	494	494	2011-06-03	2013-08-09	1170
ZIMMER HOLDINGS INC	P	166	63	63	2011-10-04	2013-08-09	103
ACORDA THERAPEUTICS INC	P	669	163	163	2012-10-08	2013-08-08	506
AMGEN INC	P	220	45	45	2013-01-29	2013-08-08	175
ASML HLDG NV GDR EUR	P	561	231	231	2012-10-23	2013-10-17	330
BROADSOFT INC COM	P	327	99	99	2013-03-01	2013-08-08	228
COCA-COLA ENTERPRISES INC NEW	P	307	51	51	2012-11-01	2013-08-08	256
CULLEN FROST BANKERS INC	P	71	16	16	2012-10-25	2013-08-09	55
DOLLAR GEN CORP NEW	P	271	51	51	2013-01-07	2013-08-09	220
EXPERIAN PLC SPON ADR	P	254	42	42	2012-06-25	2013-01-28	212
0.688666990000 FNMA PL AL0069 05.000	P	31732	373	373	2012-06-07	2013-01-09	31359
GILEAD SCIENCES INC	P	475	203	203	2012-10-12	2013-08-09	272
HOME DEPOT INC	P	159	37	37	2012-11-09	2013-08-13	122
INTL BUSINESS MACH	P	378	-22	-22	2012-09-10	2013-08-13	400
JOHNSON CONTROLS INC	P	458	148	148	2012-10-05	2013-08-13	310
MARSH & MCLENNAN COS INC	P	42	5	5	2013-02-06	2013-08-13	37
NEWS CORP NEW CL A	P	28	6	6	2013-01-31	2013-08-13	22
NXP SEMICONDUCTORS N V COM EUR	P	287	50	50	2013-01-24	2013-08-13	237
PIMCO TOTAL RETURN FUND CLASS A	P	268	-18	-18	2013-04-30	2013-09-03	286
PRICESMART INC	P	578	39	39	2013-09-10	2013-10-01	539
ROBERT HALF INTL INC	P	78	7	7	2013-02-06	2013-08-13	71
RYLAND GROUP INC	P	325	19	19	2012-11-20	2013-08-13	306
SILVER BAY RLTY TR CORP REIT	P	6			2013-03-28	2013-04-24	6
SOFTBANK CORP ADR	P	662	113	113	2013-07-17	2013-10-10	549
SUMITOMO MITSUI FINANCIAL SPON ADR	P	488	101	101	2012-06-25	2013-02-15	387
TELEFONICA S A SPON ADR	P	504	30	30	2013-03-04	2013-08-15	474
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	481	27	27	2013-06-06	2013-12-18	454
FC 11/30/11	P	1001	-2	-2	2012-05-09	2013-02-05	1003
US TSY NOTE 02.000 % DUE 02/15/23 DT	P
ZILLOW INC CL A	P	1253	766	766	2012-11-05	2013-08-09	487
ALLIANZ SE ADR	P	2158	665	665	2010-07-20	2013-08-09	1493
ANHEUSER BUSCH INBEV SPON ADR	P	2121	553	553	2012-05-03	2013-08-08	1568
ATLAS AIR WORLDWIDE HOLDINGS INC NEW	P	515	-197	-197	2011-06-03	2013-08-08	712
BLACKROCK INC	P	835	328	328	2012-05-24	2013-08-08	507
CAVIUM INC COM	P	529	-1	-1	2012-01-19	2013-08-08	530
CHARLES RIVER LABORATORIES	P	95	39	39	2011-10-04	2013-08-08	56
COVANCE INC	P	83	36	36	2012-01-26	2013-08-09	47
DELPHI AUTOMOTIVE PLC	P	500	239	239	2012-06-06	2013-08-09	261
EZCHIP SEMICONDUCTOR LTD ORD ILS	P	426			2011-11-02	2013-08-09	426
FORTINET INC	P	331	-12	-12	2011-12-28	2013-08-09	343
GENL MILLS INC	P	367	97	97	2012-02-22	2013-08-09	270
GOOGLE INC CL A	P	2995	1187	1187	2012-05-08	2013-10-18	1808
HUTCHISON WHAMPOA LTD ADR HONG KONG	P	262	65	65	2012-06-25	2013-07-22	197
ITAU UNIBANCO HLDG SA ADR	P	996	-276	-276	2010-05-27	2013-08-13	1272
KAYDON CORP MERGER-EFF-11/2013	P	30	2	2	2011-10-04	2013-08-13	28
LOREAL CO ADR FRANCE ADR	P	3217	1915	1915	2009-03-23	2013-08-13	1302
MALLINCKRODT PUB LTD CO	P	106	9	9	2011-04-20	2013-07-03	97
MONSTER WORLDWIDE INC	P	37	-87	-87	2011-08-31	2013-08-13	124
NICE SYSTEMS LTD SPON ADR	P	521	-28	-28	2012-03-27	2013-08-13	549
PACIFIC DRILLING S.A	P	465	-52	-52	2012-02-17	2013-08-13	517
PINNACLE ENTERTAINMENT GROUP	P	898	471	471	2011-10-27	2013-08-13	427
QEP RES INC COM	P	116	18	18	2011-10-04	2013-08-13	98
REINSURANCE GROUP AMER INC NEW	P	133	41	41	2011-10-04	2013-08-13	92
SALESFORCE.COM INC	P	902	313	313	2011-10-04	2013-08-13	589
SBA COMMUNICATIONS CORP CL A	P	147	33	33	2012-06-28	2013-08-13	114
ST JUDE MEDICAL INC	P	266	46	46	2012-03-27	2013-08-13	220
SYSMEX CORP UNSPONSORED ADR	P	207	76	76	2012-05-17	2013-08-13	131
TEREX CORP DELA NEW	P	31	8	8	2012-04-04	2013-08-13	23
TYCO INTL LTD	P	100	22	22	2012-03-27	2013-08-28	78
UNIVERSAL ELECTRONICS INC	P	753	186	186	2011-06-03	2013-08-09	567
FC 11/15/09	P	1119	102	102	2011-05-03	2013-02-05	1017
WASTE CONNECTIONS INC	P	569	121	121	2011-10-31	2013-08-09	448
ACORDA THERAPEUTICS INC	P	458	136	136	2012-12-13	2013-08-08	322
AMGEN INC	P	220	47	47	2013-02-01	2013-08-08	173
ASML HLDG NV GDR EUR	P	360	65	65	2013-01-25	2013-11-21	295
BUFFALO WILD WINGS INC	P	1392	394	394	2012-08-28	2013-08-08	998
COCA-COLA ENTERPRISES INC NEW	P	383	81	81	2012-11-09	2013-08-08	302
CYBERONICS INC	P	646	83	83	2013-02-05	2013-08-09	563
DOMINO'S PIZZA INC	P	879	405	405	2012-08-15	2013-08-09	474
EXPERIAN PLC SPON ADR	P	178	37	37	2012-06-25	2013-05-07	141
0.240340980000 FNMA PL AL1953 04.500	P	6328	-73	-73	2013-04-12	2013-08-20	6401
GILEAD SCIENCES INC	P	237	100	100	2012-10-16	2013-08-09	137
HOME DEPOT INC	P	397	90	90	2012-11-15	2013-08-13	307
INTL BUSINESS MACH	P	378	-8	-8	2012-10-26	2013-08-13	386
LABORATORY CORP AMER HLDGS NEW	P	197	22	22	2013-01-07	2013-08-13	175
MARSH & MCLENNAN COS INC	P	126	16	16	2013-02-27	2013-08-13	110
NEWS CORP NEW CL A	P	20	4	4	2013-02-05	2013-08-13	16
NXP SEMICONDUCTORS N V COM EUR	P	144	22	22	2013-01-29	2013-08-13	122
PIMCO TOTAL RETURN FUND CLASS A	P	219	-9	-9	2013-05-31	2013-09-03	228
PRICESMART INC	P	385	19	19	2013-09-11	2013-10-01	366
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	275	39	39	2012-09-26	2013-01-25	236
SANOFI SPON ADR	P	246	67	67	2012-06-25	2013-03-19	179
SILVER BAY RLTY TR CORP REIT	P	3			2013-03-28	2013-08-13	3
SOFTBANK CORP ADR	P	404	47	47	2013-08-09	2013-10-10	357
SUMITOMO MITSUI FINANCIAL SPON ADR	P	367	92	92	2012-06-25	2013-03-06	275
TELEFONICA S A SPON ADR	P	302	12	12	2013-03-26	2013-08-15	290
TUMI HLDGS INC	P	702	35	35	2012-11-09	2013-08-09	667
US TSY NOTE 00.750 % DUE 10/31/17 DT	P
FC 08/15/13	P	2825	-203	-203	2013-03-05	2013-08-27	3028
ZURICH INS GROUP LTD SPON ADR	P	615	38	38	2012-09-28	2013-02-26	577
ALLIANZ SE ADR	P	650	189	189	2010-07-20	2013-08-14	461
ANHEUSER BUSCH INBEV SPON ADR	P	303	83	83	2012-06-27	2013-08-08	220
ADR	P	1931	1355	1355	2009-03-23	2013-08-08	576
BORGWARNER INC BRE PROPERTIES INC CL	P	773	309	309	2011-10-04	2013-08-08	464
CAVIUM INC COM	P	529	33	33	2012-03-09	2013-08-08	496
CHEMTURA CORP	P	676	173	173	2012-04-09	2013-08-08	503
CREDIT SUISSE GROUP SPON ADR	P	186	37	37	2012-09-17	2013-11-04	149
DEVON ENERGY CORP NEW	P	117	11	11	2011-10-04	2013-08-09	106
EZCHIP SEMICONDUCTOR LTD ORD ILS	P	578	18	18	2012-08-08	2013-08-09	560
FRANKLIN RESOURCES INC	P	592	207	207	2012-01-11	2013-08-09	385
GEO GROUP INC MERGER EFF 06/2014	P	962	322	322	2011-06-03	2013-08-09	640
GOOGLE INC CL A	P	3993	1545	1545	2012-05-09	2013-10-18	2448
ICICI BANK LTD SPON ADR	P	1940	-400	-400	2010-05-17	2013-08-13	2340
ITAU UNIBANCO HLDG SA ADR	P	635	-75	-75	2012-07-30	2013-08-13	710
KBR INC	P	122	20	20	2012-07-03	2013-08-13	102
LORILLARD INC	P	391	-1	-1	2012-02-29	2013-08-13	392
MALLINCKRODT PUB LTD CO	P	11	1	1	2012-05-21	2013-08-13	10
MONSTER WORLDWIDE INC	P	61	-134	-134	2011-08-31	2013-08-13	195
NIPPON TELEG & TEL CORP SPON ADR	P	590	87	87	2012-06-25	2013-07-17	503
PANTRY INC	P	522	6	6	2012-02-27	2013-08-13	516
POLYCOM INC	P	20	-12	-12	2011-12-15	2013-08-13	32
QLIK TECHNOLOGIES INC COM	P	1050	60	60	2011-06-03	2013-08-13	990
REPSOL SA SPON ADR	P	918	387	387	2012-06-25	2013-12-04	531
SALESFORCE.COM INC	P	541	126	126	2012-06-19	2013-08-13	415
SCHLUMBERGER LTD NETHERLANDS ANTILLE	P	1485	409	409	2010-07-20	2013-08-13	1076
ST JUDE MEDICAL INC	P	320	84	84	2012-04-11	2013-08-13	236
SYSMEX CORP UNSPONSORED ADR	P	1242	444	444	2012-05-18	2013-08-13	798
TESCO PLC SPONS ADR UNITED KINGDOM	P	1433	-206	-206	2011-11-04	2013-08-13	1639
ULTA SALON COSMETICS & FRAGRANCE INC	P	106	24	24	2012-02-13	2013-08-09	82
UNIVERSAL ELECTRONICS INC	P	491	202	202	2011-10-31	2013-08-09	289
USG CORP NEW	P	255	85	85	2012-07-25	2013-08-09	170
WEB COM GROUP INC	P	778	325	325	2012-06-04	2013-08-09	453
AEROPOSTALE INC	P	68	4	4	2012-11-09	2013-08-08	64
ANALOG DEVICES INC ANGLOGOLD HOLDING	P	49	4	4	2013-02-27	2013-08-08	45
AT&T INC	P	388	-20	-20	2012-08-15	2013-08-08	408
BUNGE LIMITED	P	1159	53	53	2013-02-14	2013-08-08	1106
COLFAX CORP	P	581	225	225	2012-08-09	2013-08-08	356
DELL INC MERGER-EFF-10/2013	P	1909	-351	-351	2012-05-08	2013-04-24	2260
EBAY INC	P	1856	467	467	2012-05-08	2013-01-14	1389
FACEBOOK INC CL A	P	154	65	65	2012-10-26	2013-08-09	89
0.41134702	P	10093	-97	-97	2012-08-22	2013-04-22	10190
GILEAD SCIENCES INC	P	237	83	83	2013-01-07	2013-08-09	154
HOME DEPOT INC	P	318	66	66	2013-01-07	2013-08-13	252
INTL BUSINESS MACH	P	189	-5	-5	2013-01-07	2013-08-13	194
LAUDER ESTEE COS CL A	P	264	17	17	2013-01-07	2013-08-13	247
MCDONALDS CORP	P	483	29	29	2013-01-07	2013-08-13	454
NIPPON TELEG & TEL CORP SPON ADR	P	207	-12	-12	2012-06-25	2013-01-25	219
NXP SEMICONDUCTORS N V COM EUR	P	287	48	48	2013-02-05	2013-08-13	239
PIMCO TOTAL RETURN FUND CLASS A	P	149	-2	-2	2013-06-28	2013-09-03	151
PRUDENTIAL PLC ADR UNITED KINGDOM	P	142	54	54	2012-06-25	2013-05-07	88
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	255	66	66	2012-09-26	2013-07-11	189
SANOFI SPON ADR	P	439	153	153	2012-06-25	2013-05-02	286
SILVER BAY RLTY TR CORP REIT	P	52	-13	-13	2013-03-28	2013-08-13	65
SOFTBANK CORP ADR	P	368	35	35	2013-09-11	2013-10-10	333
SUMITOMO MITSUI FINANCIAL SPON ADR	P	318	100	100	2012-06-25	2013-04-19	218
TELEFONICA S A SPON ADR	P	489	-17	-17	2013-08-09	2013-08-15	506
TWENTY-FIRST CENTY FOX INC CL A	P	328	82	82	2013-01-31	2013-08-09	246
FC 04/30/13	P	31097	-6	-6	2012-11-21	2013-03-01	31103
US TSY NOTE 02.000 % DUE 02/15/23 DT	P
3M CO	P	1061	421	421	2011-10-04	2013-08-09	640
ALLIANZ SE ADR	P	362	99	99	2010-07-20	2013-08-22	263
APPLE INC	P	461	81	81	2011-10-04	2013-08-08	380
ATWOOD OCEANICS INC	P	648	222	222	2011-10-11	2013-08-08	426
04/2014	P	50	9	9	2011-10-04	2013-08-08	41
CBS CORP NEW CL B	P	108	39	39	2012-04-27	2013-08-08	69
CHICO'S FAS INC	P	580	64	64	2012-02-22	2013-08-08	516
CREDIT SUISSE GROUP SPON ADR	P	354	97	97	2012-09-26	2013-11-04	257
DIAGEO PLC NEW GB SPON ADR	P	786	336	336	2011-10-04	2013-08-09	450
FACEBOOK INC CL A	P	270	48	48	2012-05-23	2013-08-09	222
FRESENIUS MEDICAL CARE AG & CO KGAA	P	2618	-255	-255	2011-05-20	2013-08-09	2873
GEO GROUP INC MERGER EFF 06/2014	P	642	309	309	2011-10-31	2013-08-09	333
GULFPORT ENERGY CORP NEW	P	669	298	298	2011-10-18	2013-08-09	371
IMPERIAL OIL LTD NEW CANADA CAD	P	1617	196	196	2009-03-23	2013-08-13	1421
JACOBS ENGINEERING GROUP INC	P	183	86	86	2011-10-04	2013-08-13	97
KIRBY CORPORATION	P	84	32	32	2011-10-04	2013-08-13	52
LORILLARD INC	P	130	-5	-5	2012-04-05	2013-08-13	135
MASTERCARD INC CL A	P	633	206	206	2012-08-02	2013-08-13	427
MONSTER WORLDWIDE INC	P	75	-77	-77	2011-10-31	2013-08-13	152
NIPPON TELEG & TEL CORP SPON ADR	P	316	53	53	2012-06-25	2013-08-14	263
PAREXEL INTL CORP	P	1436	767	767	2011-07-19	2013-08-13	669
POLYCOM INC	P	10	-9	-9	2012-03-23	2013-08-13	19
QLIK TECHNOLOGIES INC COM	P	102	6	6	2011-06-06	2013-08-13	96
REPUBLIC SERVICES INC	P	105	25	25	2011-10-04	2013-08-13	80
SALIX PHARMACEUTICALS LTD (DELA)	P	1386	611	611	2011-06-03	2013-08-13	775
SCHLUMBERGER LTD NETHERLANDS ANTILLE	P	990	151	151	2012-05-09	2013-08-13	839
STANLEY BLACK & DECKER INC COM	P	890	390	390	2011-10-04	2013-08-13	500
SYSMEX CORP UNSPONSORED ADR	P	207	73	73	2012-05-21	2013-08-13	134
TEVA PHARMACEUTICALS IND LTD ISRAEL	P	79	8	8	2011-10-04	2013-08-13	71
ULTA SALON COSMETICS & FRAGRANCE INC	P	319	51	51	2012-03-12	2013-08-09	268
UNTD NAT FOODS INC	P	1351	466	466	2012-01-06	2013-08-09	885
VEECO INSTRUMENTS INC DELAWARE	P	640	-379	-379	2011-06-03	2013-08-09	1019
WELLPOINT INC	P	87	18	18	2012-03-28	2013-08-09	69
AETNA INC	P	321	91	91	2013-01-07	2013-08-08	230
DTD073013 FC011514 NTS B/E ANGLOGOLD	P	15965	1375	1375	2013-08-06	2013-10-29	14590
AVALONBAY COMMUNITIES INC SBI	P	132	3	3	2013-02-06	2013-08-08	129
CANON INC ADR JAPAN SPON ADR	P	112	10	10	2012-08-22	2013-04-11	102
COMERICA INC COMPANHIA ENERGETICA DE	P	42	7	7	2013-03-06	2013-08-08	35
DELL INC MERGER-EFF-10/2013	P	1975	-366	-366	2012-05-09	2013-04-24	2341
EBAY INC	P	1856	449	449	2012-05-09	2013-01-14	1407
FACEBOOK INC CL A	P	501	215	215	2012-11-15	2013-08-09	286
FNMA PL AL3006 05.0000 DUE 07/01/37	P
GLAXO SMITHKLINE PLC ADR	P	581	-15	-15	2012-06-25	2013-01-25	596
HONDA MOTOR CO ADR JAPAN ADR	P	460	64	64	2012-06-21	2013-03-06	396
INTL BUSINESS MACH INTL LEASE FIN CO	P	378	-9	-9	2013-01-17	2013-08-13	387
LEAR CORP COM NEW	P	73	34	34	2012-08-30	2013-08-13	39
MCKESSON CORP	P	247	47	47	2013-01-07	2013-08-13	200
NIPPON TELEG & TEL CORP SPON ADR	P	237	10	10	2013-05-23	2013-08-14	227
OAO GAZPROM LEVEL 1 ADR PROGRAM (RUS	P
PIMCO TOTAL RETURN FUND CLASS A	P	179	-3	-3	2013-07-31	2013-09-03	182
PTC INC COM	P	609	94	94	2012-12-28	2013-08-28	515
ROSS STORES INC	P	155	47	47	2012-11-16	2013-11-01	108
SANOFI SPON ADR	P	1745	-2	-2	2013-08-09	2013-11-29	1747
SILVER BAY RLTY TR CORP REIT	P	24	-6	-6	2013-03-28	2013-08-13	30
SOFTBANK CORP ADR	P	110	-2	-2	2013-10-02	2013-10-10	112
SUMITOMO MITSUI FINANCIAL SPON ADR	P	331	88	88	2012-06-25	2013-05-23	243
TERADATA CORP NEW (DELA)	P	130	-20	-20	2012-08-24	2013-08-13	150
TWENTY-FIRST CENTY FOX INC CL A	P	164	39	39	2013-02-05	2013-08-09	125
US TSY NOTE 00.750 % DUE 10/31/17 DT	P
FC 08/15/13	P	5649	-341	-341	2013-03-12	2013-08-27	5990
ABBOTT LABS	P	503	171	171	2011-10-04	2013-08-08	332
ALLIANZ SE ADR	P	181	21	21	2011-03-18	2013-08-22	160
APPLE INC	P	922	147	147	2011-11-16	2013-08-08	775
BABCOCK & WILCOX CO NEW COM	P	63	23	23	2011-10-04	2013-08-08	40
BRITISH AMER TOBACCO PLC GB SPON ADR	P	539	44	44	2012-06-25	2013-08-08	495
CBS CORP NEW CL B	P	595	243	243	2012-06-27	2013-08-08	352
CISCO SYSTEMS INC	P	1463	425	425	2011-04-28	2013-06-21	1038
CSL LTD EXCHANGE EFF 06/2014 ADR	P	2131	1154	1154	2010-08-24	2013-08-08	977
DISCOVER FINANCIAL SERVICES	P	50	26	26	2011-11-14	2013-08-09	24
FANUC CORP ADR FHLMC 04.875 % DUE 11	P	2964	1598	1598	2009-04-30	2013-08-09	1366
FRESH MKT INC	P	1082	447	447	2011-06-03	2013-08-09	635
GEOSPACE TECHNOLOGIES CORP	P	1370	481	481	2011-06-03	2013-08-09	889
GULFPORT ENERGY CORP NEW	P	103	41	41	2011-10-31	2013-08-09	62
ING GROEP N V NL SPON ADR	P	356	166	166	2012-06-25	2013-08-28	190
JACOBS ENGINEERING GROUP INC	P	122	45	45	2012-07-03	2013-08-13	77
KIRBY CORPORATION	P	84	39	39	2012-06-27	2013-08-13	45
LORILLARD INC	P	261	-10	-10	2012-04-11	2013-08-13	271
MCKESSON CORP	P	124	51	51	2011-10-17	2013-08-13	73
MONSTER WORLDWIDE INC	P	196	-132	-132	2012-03-02	2013-08-13	328
NOBLE ENERGY INC NOKIA CORP B/E 05.3	P	127	57	57	2011-10-04	2013-08-13	70
PAREXEL INTL CORP	P	205	117	117	2011-10-31	2013-08-13	88
POLYCOM INC	P	10	-10	-10	2012-03-23	2013-08-13	20
QLIK TECHNOLOGIES INC COM	P	644	98	98	2012-02-21	2013-08-13	546
RIVERBED TECHNOLOGY INC	P	619	-760	-760	2011-06-03	2013-08-13	1379
SALIX PHARMACEUTICALS LTD (DELA)	P	208	94	94	2011-06-06	2013-08-13	114
SCHNEIDER ELEC SE UNSPONSORED ADR	P	1920	232	232	2010-10-15	2013-08-09	1688
STARBUCKS CORP	P	1018	504	504	2011-10-04	2013-08-13	514
TAIWAN SEMICONDUCTOR MFG CO LTD ADR	P	1428	618	618	2009-03-23	2013-08-13	810
THERMO FISHER SCIENTIFIC INC	P	1203	550	550	2011-10-04	2013-08-13	653
ULTA SALON COSMETICS & FRAGRANCE INC	P	106	19	19	2012-05-11	2013-08-09	87
UNTD TECHNOLOGIES CORP	P	2418	833	833	2011-10-04	2013-08-09	1585
VEECO INSTRUMENTS INC DELAWARE	P	101	19	19	2011-10-31	2013-08-09	82
WESTERN UNION CO	P	147	-6	-6	2012-01-25	2013-08-09	153
AIA GROUP LTD SPON ADR	P	347	67	67	2012-09-21	2013-08-08	280
DTD073013 FC011514 NTS B/E ANGLOGOLD	P	15965	1375	1375	2013-08-06	2013-10-29	14590
BAIDU INC ADS REPSNTG CL A ORD SHS S	P	136	14	14	2013-01-11	2013-08-08	122
CANON INC ADR JAPAN SPON ADR	P	261	-14	-14	2012-12-18	2013-04-11	275
SPONSORED ADR PAR .01 REP NON	P	10	1	1	2013-03-21	2013-05-14	9
DELL INC MERGER-EFF-10/2013	P	1251	91	91	2012-06-06	2013-04-24	1160
EBAY INC	P	53	6	6	2012-08-30	2013-08-09	47
FACEBOOK INC CL A	P	115	45	45	2012-11-16	2013-08-09	70
0.486701770000 FNMA PL AL3006 05.000	P	2897	-35	-35	2013-03-26	2013-08-20	2932
GOOGLE INC CL A	P	998	319	319	2012-11-28	2013-10-18	679
HONDA MOTOR CO ADR JAPAN ADR	P	236	38	38	2012-06-21	2013-05-24	198
DTD052411 FC111511 B/E INTL LEASE FI	P	48560	765	765	2013-07-01	2013-10-21	47795
LENNAR CORP RECLASSIFICATION AS OF	P	193	-28	-28	2012-10-16	2013-08-13	221
MEDASSETS INC	P	662	122	122	2013-01-15	2013-08-13	540
NIPPON TELEG & TEL CORP SPON ADR	P	343	1	1	2013-08-09	2013-08-14	342
SPON ADR	P	426	-91	-91	2013-02-04	2013-08-09	517
PIMCO TOTAL RETURN FUND CLASS A	P	9			2013-08-30	2013-09-03	9
PTC INC COM	P	609	80	80	2013-01-03	2013-08-28	529
ROSS STORES INC ROYAL BANK OF SCOTLA	P	2169	268	268	2013-08-13	2013-11-01	1901
SANOFI SPON ADR	P	370	32	32	2013-08-30	2013-11-29	338
SIRIUS XM RADIO INC NAME CHANGE 11	P	218	52	52	2012-10-19	2013-08-13	166
SOURCEFIRE INC MERGER-EFF-10/2013:	P	981	418	418	2013-02-15	2013-08-13	563
SWEDBANK AB ADR	P	659	180	180	2012-06-25	2013-01-11	479
TERADATA CORP NEW (DELA)	P	130	7	7	2012-11-27	2013-08-13	123
TWO HARBORS INVT CORP REIT SBI	P	109	-20	-20	2013-02-06	2013-08-09	129
FC 04/30/13	P	31058	-45	-45	2012-11-21	2013-03-05	31103
USG CORP NEW VERIZON COMMUNICATIONS	P	740	238	238	2012-08-09	2013-08-09	502
ACCENTURE PLC IRELAND CL A	P	1242	350	350	2011-10-04	2013-08-08	892
ALLIANZ SE ADR	P	856	175	175	2011-03-18	2013-12-04	681
APPLE INC	P	461	-85	-85	2012-05-21	2013-08-08	546
BALLY TECHNOLOGIES INC	P	2200	1060	1060	2011-06-03	2013-08-08	1140
BROADSOFT INC COM	P	238	-78	-78	2011-07-19	2013-08-08	316
CDN NATL RAILWAY CO CAD	P	2189	548	548	2011-03-09	2013-08-08	1641
COCHLEAR LTD ADR	P	1126	-204	-204	2010-07-19	2013-08-08	1330
CSX CORPORATION	P	52	10	10	2011-12-21	2013-08-08	42
DISCOVER FINANCIAL SERVICES	P	151	82	82	2011-12-15	2013-08-09	69
05152004 FHLMC 04.875 % DUE 111513 D	P	28000			2012-05-09	2013-11-15	28000
FRESH MKT INC FRISCO TX ECO DEV CORP	P	512	149	149	2011-10-31	2013-08-09	363
GLIMCHER RLTY TRUST SBI	P	989	61	61	2012-07-05	2013-08-09	928
HEALTH NET INC	P	31	9	9	2011-10-04	2013-08-13	22
INTESA SANPAOLO SPON ADR	P	222	54	54	2012-08-22	2013-09-30	168
JETBLUE AIRWAYS CORP	P	580	55	55	2011-06-03	2013-08-13	525
KOHLS CORP	P	102	2	2	2011-10-06	2013-08-13	100
LOUISIANA PACIFIC CORP	P	1031	397	397	2012-06-21	2013-08-13	634
MEDASSETS INC	P	1229	492	492	2011-06-03	2013-08-13	737
MONSTER WORLDWIDE INC	P	168	-162	-162	2012-04-09	2013-08-13	330
FC111509 CALL@MW+40BP	P	30732	635	635	2011-06-08	2013-09-03	30097
PARTNERRE LTD ORD	P	88	37	37	2011-10-04	2013-08-13	51
POTLATCH CORP NEW (HOLDING CO) REIT	P	127	37	37	2011-10-04	2013-08-13	90
QLOGIC CORP	P	70	-5	-5	2011-10-04	2013-08-13	75
RIVERBED TECHNOLOGY INC	P	333	13	13	2012-05-31	2013-08-13	320
SALIX PHARMACEUTICALS LTD (DELA)	P	208	104	104	2011-10-31	2013-08-13	104
SCHNEIDER ELEC SE UNSPONSORED ADR	P	756	107	107	2010-10-15	2013-10-28	649
STATE STREET CORP	P	208	116	116	2011-10-04	2013-08-13	92
TAIWAN SEMICONDUCTOR MFG CO LTD ADR	P	600	85	85	2012-07-31	2013-08-13	515
THORATEC CORP NEW	P	523	-33	-33	2011-10-31	2013-08-09	556
UMB FINANCIAL CORP	P	486	152	152	2011-06-03	2013-08-09	334
US TSY NOTE 00.125 % DUE 09/30/13 DT	P
VIACOM INC NEW CL B	P	1040	556	556	2011-10-04	2013-08-09	484
WESTERN UNION CO	P	313	5	5	2012-02-08	2013-08-09	308
ALIGN TECHNOLOGY INC	P	1145	333	333	2013-01-31	2013-08-08	812
DTD073013 FC011514 NTS B/E ANGLOGOLD	P	21380	1927	1927	2013-08-06	2013-10-30	19453
BAIDU INC ADS REPSNTG CL A ORD SHS S	P	271	43	43	2013-01-11	2013-08-08	228
CBS CORP NEW CL B	P	162	57	57	2012-11-09	2013-08-08	105
CORNERSTONE ONDEMAND INC	P	846	281	281	2013-03-08	2013-08-09	565
DELL INC MERGER-EFF-10/2013	P	988	266	266	2012-11-28	2013-04-24	722
EBAY INC	P	53	5	5	2012-10-16	2013-08-09	48
FACEBOOK INC CL A	P	154	51	51	2012-11-27	2013-08-09	103
0.486701770000 FNMA PL AL3423 05.000	P	5072	-58	-58	2013-03-26	2013-08-23	5130
GOOGLE INC CL A	P	998	272	272	2012-12-18	2013-10-18	726
HONDA MOTOR CO ADR JAPAN ADR	P	109	10	10	2012-06-21	2013-06-06	99
DTD052411 FC111511 B/E	P	48560	765	765	2013-07-01	2013-10-21	47795
LENNAR CORP RECLASSIFICATION AS OF	P	32	-7	-7	2012-10-19	2013-08-13	39
MONSANTO CO NEW	P	292	5	5	2013-01-07	2013-08-13	287
NISSAN MTR LTD SPONS ADR JAPAN ADR	P	633	75	75	2012-06-25	2013-03-15	558
ORACLE CORP	P	466	-42	-42	2013-03-18	2013-08-13	508
PIMCO TOTAL RETURN FUND CLASS A	P	7			2013-08-30	2013-09-03	7
RALPH LAUREN CORP CL A	P	179	18	18	2012-09-10	2013-08-13	161
DTD070303 FC010304 GROUP PLC NTS ROY	P	102351	1786	1786	2012-11-29	2013-05-30	100565
SANOFI SPON ADR	P	303	13	13	2013-08-30	2013-12-10	290
SIRIUS XM RADIO INC NAME CHANGE 11	P	337	86	86	2012-10-25	2013-08-13	251
STARBUCKS CORP	P	291	69	69	2013-01-07	2013-08-13	222
SYNOPSYS INC	P	76	8	8	2013-02-06	2013-08-13	68
TEVA PHARMACEUTICALS IND LTD ISRAEL	P	114	-6	-6	2012-06-25	2013-01-16	120
TYCO INTL LTD	P	798	80	80	2013-01-07	2013-08-28	718
US TSY NOTE 01.000 % DUE 10/31/16 DT	P
DTD110311 FC050112 CALL@MW+25BP	P	2103	-10	-10	2012-05-10	2013-02-05	2113
ACCENTURE PLC IRELAND CL A	P	512	102	102	2012-05-09	2013-08-08	410
ALLSTATE CORP	P	50	27	27	2011-10-04	2013-08-08	23
APPLIED MATERIALS INC	P	109	38	38	2011-10-04	2013-08-08	71
BARCLAYS PLC ADR	P	663	239	239	2012-06-25	2013-09-17	424
BROADSOFT INC COM	P	208	-44	-44	2011-10-31	2013-08-08	252
CELGENE CORP	P	1279	734	734	2011-10-04	2013-08-08	545
COGNEX CORP	P	221	80	80	2011-08-30	2013-08-08	141
CUBIST PHARMACEUTICALS INC	P	1428	532	532	2011-12-05	2013-08-09	896
DOLLAR GEN CORP NEW	P	163	22	22	2012-06-05	2013-08-09	141
5152004	P	4000			2012-05-17	2013-11-15	4000
667BE/R/ 6.300 021530 DTD 101507	P	27537	2472	2472	2011-03-21	2013-03-11	25065
GLOBAL PAYMENTS INC	P	48	8	8	2011-10-04	2013-08-09	40
HESS CORP	P	226	77	77	2011-10-04	2013-08-13	149
INTESA SANPAOLO SPON ADR	P	445	155	155	2012-08-22	2013-10-10	290
JETBLUE AIRWAYS CORP	P	139	40	40	2011-10-31	2013-08-13	99
KOHLS CORP	P	51	1	1	2012-03-09	2013-08-13	50
LOUISIANA PACIFIC CORP	P	615	209	209	2012-07-30	2013-08-13	406
MEDASSETS INC	P	71	39	39	2011-10-31	2013-08-13	32
MONSTER WORLDWIDE INC	P	215	-185	-185	2012-05-18	2013-08-13	400
NOKIAN TYRES OYJ UNSPONSORED ADR	P	1320	152	152	2012-03-07	2013-08-13	1168
PATTERSON COMPANIES INC	P	85	30	30	2011-10-04	2013-08-13	55
PPG INDUSTRIES INC	P	1301	745	745	2011-10-04	2013-08-13	556
QUAKER CHEMICAL CORP	P	708	291	291	2011-06-03	2013-08-13	417
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	3209	1572	1572	2009-03-23	2013-08-09	1637
SANOFI SPON ADR	P	410	124	124	2012-06-25	2013-06-26	286
SCHWAB CHARLES CORP NEW	P	1437	582	582	2012-05-08	2013-07-31	855
STATE STREET CORP	P	139	61	61	2012-01-26	2013-08-13	78
TALISMAN ENERGY INC CAD	P	11	-3	-3	2012-02-27	2013-08-13	14
TIBCO SOFTWARE INC	P	782	-77	-77	2011-06-03	2013-08-09	859
UMB FINANCIAL CORP	P	122	39	39	2011-06-06	2013-08-09	83
FC 03/31/12	P	44000	70	70	2012-05-11	2013-09-30	43930
VISA INC CL A	P	2339	1256	1256	2011-10-04	2013-08-09	1083
WESTERN UNION CO	P	276	9	9	2012-02-22	2013-08-09	267
ALIGN TECHNOLOGY INC ALLEGHENY TECHN	P	660	184	184	2013-02-06	2013-08-08	476
DTD073013 FC011514 NTS B/E ANGLOGOLD	P	21380	1927	1927	2013-08-06	2013-10-30	19453
BAIDU INC ADS REPSNTG CL A ORD SHS S	P	136	29	29	2013-02-04	2013-08-08	107
CENTRICA PLC NEW 2004 SPON ADR	P	255			2013-08-09	2013-12-10	255
CORNERSTONE ONDEMAND INC	P	53	20	20	2013-03-21	2013-08-09	33
DELPHI AUTOMOTIVE PLC	P	500	217	217	2012-09-18	2013-08-09	283
EBAY INC	P	160	3	3	2012-12-18	2013-08-09	157
FACEBOOK INC CL A	P	77	22	22	2012-12-18	2013-08-09	55
0.61057003	P	2539	-20	-20	2013-06-14	2013-08-20	2559
GRAINGER W W INC	P	520	142	142	2012-11-16	2013-08-09	378
HONDA MOTOR CO ADR JAPAN ADR	P	364	34	34	2012-06-21	2013-06-06	330
INVESCO LTD	P	33	9	9	2012-08-21	2013-08-13	24
LENNAR CORP RECLASSIFICATION AS OF	P	96	-19	-19	2012-11-09	2013-08-13	115
MOODYS CORP	P	693	255	255	2012-10-10	2013-08-13	438
NISSAN MTR LTD SPONS ADR JAPAN ADR	P	94	10	10	2012-11-06	2013-04-01	84
PEARSON PLC SPON ADR PETROBRAS INTL	P	193	-15	-15	2012-06-25	2013-03-01	208
PIMCO TOTAL RETURN FUND CLASS A	P	9			2013-08-30	2013-09-03	9
RALPH LAUREN CORP CL A	P	179	25	25	2012-12-10	2013-08-13	154
DTD120412 FC061513 B/E ROYAL BK SCOT	P	50304	2186	2186	2013-06-26	2013-09-30	48118
SANOFI SPON ADR	P	605	13	13	2013-09-11	2013-12-10	592
SIRIUS XM RADIO INC NAME CHANGE 11	P	61	16	16	2012-10-26	2013-08-13	45
STATE STREET CORP	P	1111	148	148	2013-03-20	2013-08-13	963
SYNOPSYS INC	P	38	3	3	2013-02-27	2013-08-13	35
TEVA PHARMACEUTICALS IND LTD ISRAEL	P	266	-22	-22	2012-08-09	2013-01-16	288
ULTIMATE SOFTWARE GROUP INC	P	877	309	309	2013-01-18	2013-08-09	568
FC 04/30/12	P	1016	1	1	2012-05-09	2013-02-05	1015
VIROPHARMA INC MERGER - EFF - 01/201	P	1241	166	166	2013-01-18	2013-08-09	1075
ACE LTD CHF	P	899	315	315	2011-10-04	2013-08-08	584
ALLSTATE CORP ALLY FINANCIAL INC NTS	P	50	23	23	2011-10-21	2013-08-08	27
APPLIED MATERIALS INC	P	47	10	10	2012-04-03	2013-08-08	37
BARD C R INC	P	3011	521	521	2012-05-08	2013-09-19	2490
BUNGE LIMITED	P	1313	307	307	2009-03-23	2013-08-08	1006
CELGENE CORP	P	142	71	71	2012-05-14	2013-08-08	71
COGNEX CORP	P	937	324	324	2011-08-30	2013-08-08	613
D R HORTON INC	P	38	1	1	2012-07-13	2013-08-09	37
DOLLAR GEN CORP NEW	P	380	39	39	2012-06-07	2013-08-09	341
FIFTH THIRD BANCORP	P	232	113	113	2011-10-04	2013-08-09	119
FULTON FINCL CORP PA	P	25	7	7	2012-07-25	2013-08-09	18
GLOBAL PAYMENTS INC	P	48	-3	-3	2012-02-08	2013-08-09	51
HEXCEL CORP NEW	P	1141	424	424	2011-10-10	2013-08-13	717
INTL BUSINESS MACH	P	567	54	54	2011-10-04	2013-08-13	513
JGC CORP ADR	P	1551	446	446	2011-05-11	2013-08-13	1105
KRATON PERFORMANCE POLYMERS INC	P	484	-11	-11	2011-10-31	2013-08-13	495
LUFKIN INDUSTRIES INC	P	1062	3	3	2011-06-03	2013-07-02	1059
MEDIDATA SOLUTIONS INC	P	3182	2341	2341	2011-06-03	2013-08-13	841
MOSAIC CO	P	89	-5	-5	2011-10-04	2013-08-13	94
NOKIAN TYRES OYJ UNSPONSORED ADR	P	635	174	174	2012-06-27	2013-08-13	461
PERKINELMER INC	P	38	19	19	2011-10-04	2013-08-13	19
PPL CORP	P	189	22	22	2011-10-06	2013-08-13	167
QUAKER CHEMICAL CORP	P	71	30	30	2011-06-06	2013-08-13	41
ROCKWELL COLLINS INC	P	74	23	23	2011-10-04	2013-08-13	51
SANOFI SPON ADR	P	829	257	257	2012-06-25	2013-08-14	572
SCHWAB CHARLES CORP NEW	P	995	402	402	2012-05-09	2013-07-31	593
STERIS CORP	P	132	46	46	2011-10-04	2013-08-13	86
TALISMAN ENERGY INC CAD	P	11	-3	-3	2012-02-28	2013-08-13	14
TIDEWATER INC	P	56	15	15	2011-10-04	2013-08-09	41
UMB FINANCIAL CORP	P	61	24	24	2011-10-31	2013-08-09	37
US TSY NOTE 00.125 % DUE 09/30/13 DT	P
VITAMIN SHOPPE INC	P	301	17	17	2011-06-03	2013-08-09	284
WEYERHAEUSER CO	P	138	60	60	2011-10-04	2013-08-09	78
DTD071213 FC021514 CALL@MW+50BP	P	50585	1524	1524	2013-09-10	2013-09-30	49061
DTD073013 FC011514 NTS B/E	P	26726	1281	1281	2013-09-11	2013-10-30	25445
BAIDU INC ADS REPSNTG CL A ORD SHS S	P	136	40	40	2013-02-05	2013-08-08	96
CHART INDUSTRIES INC	P	900	381	381	2012-11-02	2013-08-08	519
CREDIT SUISSE GROUP SPON ADR	P	646	56	56	2012-09-17	2013-03-01	590
DELTA AIR LINES INC DELA NEW	P	370	117	117	2013-01-24	2013-08-09	253
ELECTRICITE DE FRANCE ADR	P	711	235	235	2013-04-25	2013-09-27	476
FEDEX CORP	P	108	3	3	2013-02-05	2013-08-09	105
FORTINET INC	P	621	15	15	2012-11-01	2013-08-09	606
GRAINGER W W INC	P	260	53	53	2013-01-07	2013-08-09	207
INTERCONTINENTALEXCHANGE INC NAME C	P
INVESCO LTD	P	166	43	43	2012-11-28	2013-08-13	123
LENNAR CORP RECLASSIFICATION AS OF	P	96	-13	-13	2012-11-16	2013-08-13	109
MOODYS CORP	P	347	118	118	2012-11-09	2013-08-13	229
NISSAN MTR LTD SPONS ADR JAPAN ADR	P	242	57	57	2012-11-06	2013-05-24	185
DTD012711 FC072711 CALL@MW+30BP PETR	P	25019	281	281	2013-09-03	2013-09-30	24738
PIMCO TOTAL RETURN FUND CLASS A	P	10			2013-07-31	2013-09-10	10
RAYMOND JAMES FINANCIAL CORP	P	44	9	9	2012-08-30	2013-08-13	35
DTD120412 FC061513 B/E	P	50304	2186	2186	2013-06-26	2013-09-30	48118
SANOFI SPON ADR	P	403	-1	-1	2013-10-02	2013-12-10	404
SIRIUS XM RADIO INC NAME CHANGE 11	P	180	44	44	2012-12-31	2013-08-13	136
STIFEL FINANCIAL CORP	P	321	20	20	2013-02-06	2013-08-13	301
SYSMEX CORP UNSPONSORED ADR	P	739	174	174	2012-11-29	2013-08-13	565
TEVA PHARMACEUTICALS IND LTD ISRAEL	P	79	3	3	2013-02-06	2013-08-13	76
UNILEVER NV N Y SHS NEW NETHERLANDS	P	2389	363	363	2012-05-08	2013-01-23	2026
US TSY NOTE 01.375 % DUE 02/28/19 DT	P
VODAFONE GROUP PLC NEW SPON ADR	P	321	-13	-13	2012-06-25	2013-02-13	334
ACE LTD CHF	P	450	81	81	2012-03-21	2013-08-08	369
DTD110204 FC051505 STEP UP CPN	P	50000	794	794	2011-03-01	2013-11-15	49206
APPLIED MATERIALS INC	P	47	12	12	2012-08-07	2013-08-08	35
BARD C R INC	P	2324	310	310	2012-05-09	2013-10-02	2014
CABOT OIL & GAS CORP	P	681	320	320	2012-06-28	2013-08-08	361
CELGENE CORP	P	284	151	151	2012-06-19	2013-08-08	133
COGNEX CORP	P	110	37	37	2011-08-30	2013-08-08	73
DANAHER CORP	P	3015	1202	1202	2011-10-04	2013-08-09	1813
DOLLAR GEN CORP NEW	P	54	3	3	2012-07-30	2013-08-09	51
FIRST NIAGARA FINL GROUP NEW	P	21	4	4	2011-10-04	2013-08-09	17
FUSION-IO INC COM REVERSE SPLIT EFF	P	204	-301	-301	2012-04-13	2013-08-09	505
GOLDCORP INC NEW CAD	P	82	-49	-49	2011-10-04	2013-08-09	131
HEXCEL CORP NEW	P	147	47	47	2011-10-31	2013-08-13	100
INTL BUSINESS MACH	P	189	-11	-11	2012-05-17	2013-08-13	200
JOHNSON & JOHNSON COM	P	1325	452	452	2011-03-18	2013-09-13	873
KROGER COMPANY	P	117	52	52	2011-10-04	2013-08-13	65
LUFKIN INDUSTRIES INC	P	885	17	17	2011-06-06	2013-07-02	868
MEDIDATA SOLUTIONS INC	P	172	127	127	2011-06-06	2013-08-13	45
MTN GROUP LTD SPON ADR	P	1154	233	233	2009-11-20	2013-08-13	921
NORTHWEST PIPE CO	P	599	73	73	2011-06-03	2013-08-13	526
PFIZER INC	P	2050	841	841	2011-10-04	2013-08-13	1209
PRECISION CASTPARTS CORP	P	219	55	55	2012-01-27	2013-08-13	164
QUALCOMM INC	P	1751	481	481	2011-10-04	2013-08-13	1270
ROSS STORES INC	P	77	15	15	2012-06-29	2013-11-01	62
SANOFI SPON ADR	P	977	261	261	2012-06-25	2013-09-10	716
SEATTLE GENETICS INC	P	751	409	409	2011-06-03	2013-08-13	342
STERIS CORP	P	44	8	8	2012-01-26	2013-08-13	36
TALISMAN ENERGY INC CAD	P	43			2012-06-28	2013-08-13	43
TORCHMARK CORP	P	692	217	217	2012-05-08	2013-07-19	475
UNICHARM CORP SPON ADR	P	2664	713	713	2010-08-18	2013-08-09	1951
FC 03/31/12	P	5000	11	11	2012-05-17	2013-09-30	4989
VITAMIN SHOPPE INC	P	774	48	48	2011-06-06	2013-08-09	726
WHITING PETROLEUM CORP NEW	P	51	6	6	2011-10-19	2013-08-09	45
ALLERGAN INC	P	185	3	3	2012-11-05	2013-08-08	182
ANHEUSER BUSCH INBEV 04.125% 011515	P
ADR	P	1324	-9	-9	2013-02-21	2013-08-08	1333
CHECK POINT SOFTWARE TECH LTD ILS	P	59	14	14	2012-10-25	2013-08-09	45
CREDIT SUISSE GROUP SPON ADR	P	28	7	7	2012-09-17	2013-05-20	21
DEUTSCHE BANK AG REG SHS ORD EUR	P	2147	-87	-87	2013-10-10	2013-11-15	2234
ELECTRICITE DE FRANCE ADR	P	542	211	211	2013-04-25	2013-12-18	331
FEDEX CORP FHLMC 04.875 % DUE 111513	P	324	5	5	2013-02-07	2013-08-09	319
FORTINET INC	P	559	17	17	2012-12-11	2013-08-09	542
GULFPORT ENERGY CORP NEW	P	1184	592	592	2012-08-10	2013-08-09	592
EFF-11/2013:	P	183	38	38	2013-02-06	2013-08-13	145
ITAU UNIBANCO HLDG SA ADR	P	346	-39	-39	2012-09-25	2013-08-13	385
DTD030413 FC091513 CALL@MW+50BP	P	51797	762	762	2013-03-01	2013-04-30	51035
MOODYS CORP	P	416	137	137	2013-02-06	2013-08-13	279
NISSAN MTR LTD SPONS ADR JAPAN ADR	P	132	22	22	2012-11-16	2013-05-24	110
DTD012711 FC072711 CALL@MW+30BP	P	25019	281	281	2013-09-03	2013-09-30	24738
PIMCO TOTAL RETURN FUND CLASS A	P	169	-1	-1	2013-08-30	2013-09-10	170
REINSURANCE GROUP AMER INC NEW	P	67	9	9	2013-02-27	2013-08-13	58
RTI INTL METALS INC (HOLDING COMPANY	P	350	95	95	2012-09-26	2013-08-13	255
SBA COMMUNICATIONS CORP CL A	P	220	43	43	2012-09-12	2013-08-13	177
SOCIETE GENERALE FRANCE SPONS ADR AD	P	849	270	270	2012-12-07	2013-11-26	579
STRYKER CORP	P	71	18	18	2012-11-09	2013-08-13	53
TAIWAN SEMICONDUCTOR MFG CO LTD ADR	P	535	-27	-27	2012-12-05	2013-08-13	562
TEXAS INDUSTRIES MERGER - EFF - 07	P	793	258	258	2012-10-04	2013-08-13	535
UNILEVER NV N Y SHS NEW NETHERLANDS	P	2589	412	412	2012-05-09	2013-01-23	2177
FC 08/31/12	P	1980	-67	-67	2012-10-16	2013-08-09	2047
VODAFONE GROUP PLC NEW SPON ADR	P	157	-10	-10	2012-06-25	2013-02-15	167
AGL RESOURCES INC	P	46	7	7	2011-10-04	2013-08-08	39
ALTERA CORP	P	36	2	2	2012-05-21	2013-08-08	34
ARIAD PHARMACEUTICALS INC	P	660	138	138	2012-03-14	2013-08-08	522
BARD C R INC	P	581	88	88	2012-05-17	2013-10-02	493
CABOT OIL & GAS CORP	P	151	71	71	2012-06-29	2013-08-08	80
CENTRICA PLC NEW 2004 SPON ADR	P	978	85	85	2012-06-25	2013-12-10	893
COGNEX CORP	P	55	21	21	2011-10-31	2013-08-08	34
DASSAULT SYSTEMS S A SPON ADR	P	4623	3276	3276	2009-03-23	2013-08-09	1347
EBAY INC	P	693	167	167	2012-04-20	2013-08-09	526
FMC TECHNOLOGIES INC FNMA PL 725027	P	540	178	178	2011-10-04	2013-08-09	362
FUSION-IO INC COM REVERSE SPLIT EFF	P	215	-319	-319	2012-04-27	2013-08-09	534
GOLDCORP INC NEW CAD	P	27	-6	-6	2012-05-15	2013-08-09	33
HITACHI LTD ADR NEW JAPAN	P	632	48	48	2012-06-25	2013-10-17	584
INTL BUSINESS MACH	P	189	-9	-9	2012-05-18	2013-08-13	198
JOHNSON CONTROLS INC	P	708	265	265	2011-10-04	2013-08-13	443
LAS VEGAS SANDS CORP	P	624	204	204	2011-10-04	2013-08-13	420
LVMH MOET HENNESSY LOUIS NEW ADR	P	1527	766	766	2009-08-03	2013-08-13	761
MEDIDATA SOLUTIONS INC	P	430	339	339	2011-10-31	2013-08-13	91
MWI VETERINARY SUPPLY INC	P	895	471	471	2011-11-03	2013-08-13	424
NORTHWEST PIPE CO OAO GAZPROM LEVEL	P	57	7	7	2011-06-06	2013-08-13	50
PFIZER INC	P	410	117	117	2012-02-08	2013-08-13	293
PRECISION CASTPARTS CORP	P	219	50	50	2012-02-24	2013-08-13	169
RALPH LAUREN CORP CL A	P	536	149	149	2011-10-04	2013-08-13	387
ROSS STORES INC	P	77	13	13	2012-07-05	2013-11-01	64
SANOFI SPON ADR	P	53	17	17	2012-06-25	2013-11-29	36
SEATTLE GENETICS INC	P	292	138	138	2011-10-31	2013-08-13	154
STEVEN MADDEN LTD	P	1763	657	657	2011-06-03	2013-08-13	1106
TANGER FACTORY OUTLET CENTERS INC	P	886	-49	-49	2012-08-06	2013-08-13	935
TRIUMPH GROUP INC	P	2247	915	915	2011-06-03	2013-08-09	1332
UNILEVER PLC AMER SHS NEW SPON ADR	P	1328	729	729	2009-03-23	2013-08-09	599
US TSY NOTE 00.500 % DUE 05/31/13 DT	P
VITAMIN SHOPPE INC	P	731	95	95	2011-10-31	2013-08-09	636
WPP PLC NEW SPON ADR	P	3593	2455	2455	2009-03-23	2013-08-09	1138
ALLERGAN INC	P	185	3	3	2012-11-09	2013-08-08	182
DTD020510 CALL@MW+30BP WORLD WID	P	1065	-21	-21	2012-05-10	2013-02-05	1086
BARCLAYS PLC ADR	P	236	79	79	2012-06-25	2013-03-19	157
CHECK POINT SOFTWARE TECH LTD ILS	P	59	8	8	2013-02-06	2013-08-09	51
CREDIT SUISSE GROUP SPON ADR	P	240	33	33	2012-09-17	2013-06-26	207
DEUTSCHE BANK AG REG SHS ORD EUR	P	548	-36	-36	2013-10-15	2013-11-15	584
ELECTRICITE DE FRANCE ADR	P	292	99	99	2013-05-03	2013-12-18	193
5152004	P	1036	-33	-33	2012-05-09	2013-02-05	1069
FRANKLIN RESOURCES INC	P	296	35	35	2012-10-05	2013-08-09	261
HALLIBURTON CO (HOLDING COMPANY)	P	322	24	24	2013-02-15	2013-08-09	298
INTESA SANPAOLO SPON ADR	P	517	159	159	2013-06-26	2013-10-10	358
ITAU UNIBANCO HLDG SA ADR	P	476	-45	-45	2012-12-12	2013-08-13	521
LIQUIDITY SERVICES INC	P	399	-125	-125	2012-12-04	2013-08-13	524
NATL INSTRUMENTS CORP	P	2997	269	269	2013-08-13	2013-10-03	2728
NISSAN MTR LTD SPONS ADR JAPAN ADR	P	419	39	39	2013-01-15	2013-05-24	380
PETROCHINA CO LTD SPON ADR	P	761	-85	-85	2013-01-15	2013-05-17	846
POLYCOM INC	P	69	-1	-1	2013-03-08	2013-08-13	70
REPSOL SA SPON ADR	P	174	10	10	2013-01-28	2013-12-04	164
RTI INTL METALS INC (HOLDING COMPANY	P	318	13	13	2013-03-06	2013-08-13	305
SBERBANK SPON ADR	P	456	-17	-17	2012-10-03	2013-08-16	473
SOCIETE GENERALE FRANCE SPONS ADR AD	P	503	108	108	2013-01-11	2013-11-26	395
STRYKER CORP	P	355	70	70	2013-01-07	2013-08-13	285
TALISMAN ENERGY INC CAD	P	32	-2	-2	2012-11-09	2013-08-13	34
THERMO FISHER SCIENTIFIC INC	P	370	107	107	2013-01-07	2013-08-13	263
UNION PACIFIC CORP	P	318	57	57	2013-01-07	2013-08-09	261
US TSY NOTE 01.750 % DUE 05/15/23 DT	P
WALT DISNEY CO (HOLDING CO) DISNEY C	P	323	75	75	2012-08-22	2013-08-09	248
AIA GROUP LTD SPON ADR	P	2772	706	706	2012-02-10	2013-08-08	2066
AMAZON.COM INC	P	1183	348	348	2011-10-04	2013-08-08	835
ARIAD PHARMACEUTICALS INC	P	151	14	14	2012-05-14	2013-08-08	137
BG GROUP PLC SPON ADR	P	1265	187	187	2009-03-23	2013-08-09	1078
CANON INC ADR JAPAN SPON ADR	P	178	-44	-44	2011-03-18	2013-04-01	222
CENTURYLINK INC	P	138	12	12	2011-10-04	2013-08-08	126
COHERENT INC	P	58	5	5	2011-06-03	2013-08-08	53
DBS GROUP HLDGS LTD. SPON ADR	P	3239	329	329	2011-07-20	2013-08-09	2910
ECOLAB INC	P	1024	487	487	2011-10-04	2013-08-09	537
0.092706310000 FNMA PL 725027 05.000	P	317	4	4	2011-05-26	2013-04-22	313
GARMIN LTD SHS CHF	P	117	23	23	2011-10-04	2013-08-09	94
GOLDCORP INC NEW CAD	P	27	-12	-12	2012-07-03	2013-08-09	39
HONEYWELL INTL INC	P	1257	617	617	2011-10-04	2013-08-13	640
INTL BUSINESS MACH	P	378	-16	-16	2012-05-21	2013-08-13	394
JP MORGAN INTERNATIONAL VALUE SMA FU	P	624	112	112	2012-06-26	2013-07-11	512
LAUDER ESTEE COS CL A	P	463	162	162	2011-10-04	2013-08-13	301
MACY'S INC	P	49	23	23	2011-10-04	2013-08-13	26
METLIFE INC	P	1684	783	783	2011-10-04	2013-08-13	901
NESTLE S A SPONSORED ADR REPSTG REG	P
SPON ADR	P	581	-47	-47	2009-03-23	2013-08-09	628
PHILIP MORRIS INTL INC	P	2469	741	741	2011-10-04	2013-08-13	1728
PRECISION CASTPARTS CORP	P	219	53	53	2012-03-06	2013-08-13	166
RANGE RESOURCES CORP	P	79	13	13	2012-05-14	2013-08-13	66
ROSS STORES INC	P	465	100	100	2012-10-26	2013-11-01	365
SANOFI SPON ADR	P	899	270	270	2012-07-06	2013-11-29	629
SHFL ENTMT INC COM	P	1117	610	610	2011-06-03	2013-08-13	507
STIFEL FINANCIAL CORP	P	562	164	164	2011-08-26	2013-08-13	398
TECH DATA CORP	P	107	21	21	2011-10-04	2013-08-13	86
TRIUMPH GROUP INC	P	77	20	20	2011-10-31	2013-08-09	57
UNION PACIFIC CORP	P	2383	1170	1170	2011-10-04	2013-08-09	1213
FC 11/30/11	P	17000	-50	-50	2012-05-09	2013-05-31	17050
WABCO HOLDINGS INC	P	1588	239	239	2011-06-03	2013-08-09	1349
WPX ENERGY INC	P	19	1	1	2012-03-05	2013-08-09	18
ALLERGAN INC	P	185	-12	-12	2013-01-07	2013-08-08	197
APPLE INC ARCELORMITTAL NTS B/E 05.0	P	461	-61	-61	2013-01-07	2013-08-08	522
BARD C R INC	P	1162	190	190	2012-11-28	2013-10-02	972
CHINA CONSTR BK CORP ADR	P	14	1	1	2012-06-25	2013-06-19	13
CREDIT SUISSE GROUP SPON ADR	P	295	48	48	2012-12-14	2013-11-04	247
DIAGEO PLC NEW GB SPON ADR	P	262	29	29	2013-01-07	2013-08-09	233
ENI SPA IT SPON ADR	P	233	36	36	2012-06-25	2013-04-25	197
FIFTH THIRD BANCORP	P	39	6	6	2013-02-06	2013-08-09	33
FRESH MKT INC	P	683	222	222	2013-03-06	2013-08-09	461
HCA HOLDINGS INC	P	313	53	53	2012-11-09	2013-08-09	260
INTESA SANPAOLO SPON ADR	P	632	104	104	2013-08-09	2013-10-10	528
J P MORGAN CHASE & CO 04.750% 050113	P
LOCKHEED MARTIN CORP	P	372	105	105	2013-01-30	2013-08-13	267
NATL INSTRUMENTS CORP	P	865	34	34	2013-09-10	2013-10-03	831
NOBLE ENERGY INC	P	255	45	45	2013-01-07	2013-08-13	210
PETROLEO BRASILEIRO SA SPON ADR	P	769	-518	-518	2012-10-03	2013-08-13	1287
POTASH CORP SASK INC CANADA CAD	P	1148	-466	-466	2012-09-25	2013-08-13	1614
RIO TINTO PLC SPON ADR	P	276	53	53	2012-06-25	2013-01-16	223
RTS BARCLAYS PLC SPON ADR EXP 10/02/	P	93	93	93	2013-08-09	2013-09-24
SBERBANK SPON ADR	P	228	5	5	2012-11-08	2013-08-16	223
SOCIETE GENERALE FRANCE SPONS ADR AD	P	44	9	9	2013-01-11	2013-12-04	35
SUMITOMO CORP. SPON ADR	P	146	-14	-14	2012-06-25	2013-04-02	160
TEAM HEALTH HOLDINGS INC	P	644	105	105	2013-01-29	2013-08-13	539
THERMON GROUP HLDGS INC	P	406	-120	-120	2012-09-27	2013-08-09	526
UNITED STATES TREAS BOND DUE 02/15/1	P
FC 11/15/13	P	195150	-1270	-1270	2013-11-08	2013-12-06	196420
WALT DISNEY CO (HOLDING CO) DISNEY C	P	388	79	79	2012-09-06	2013-08-09	309
AIR LIQUIDE ADR FRANCE ADR	P	4348	1945	1945	2009-03-23	2013-08-08	2403
AMERICAN TOWER CORP REIT	P	759	181	181	2011-10-04	2013-08-08	578
ARIAD PHARMACEUTICALS INC	P	264	37	37	2012-05-31	2013-08-08	227
BIOMARIN PHARMACEUTICAL INC	P	571	322	322	2011-06-06	2013-08-08	249
CANON INC ADR JAPAN SPON ADR	P	417	-117	-117	2011-03-18	2013-04-03	534
CERNER CORP	P	49	17	17	2011-10-04	2013-08-08	32
COHERENT INC	P	1335	75	75	2011-06-03	2013-08-28	1260
DECKERS OUTDOOR CORP	P	58	14	14	2012-07-03	2013-08-09	44
EMC CORP MASS	P	590	134	134	2011-10-04	2013-08-09	456
0.092706310000 FNMA PL 725027 05.000	P	5071	67	67	2011-06-20	2013-04-22	5004
GENESCO INC	P	920	360	360	2011-06-03	2013-08-09	560
GOLDMAN SACHS GROUP INC	P	649	119	119	2012-01-11	2013-08-09	530
HOST HOTELS & RESORTS INC (REIT)	P	70	29	29	2011-10-04	2013-08-13	41
INTL BUSINESS MACH	P	189	-5	-5	2012-07-20	2013-08-13	194
JP MORGAN TR I EMERGING MKTS EQUITY	P
LEAR CORP COM NEW	P	145	51	51	2012-02-24	2013-08-13	94
MALLINCKRODT PUB LTD CO	P	39	7	7	2011-03-16	2013-07-01	32
MICROSOFT CORP	P	3507	172	172	2012-05-08	2013-07-31	3335
ADR	P	4378	2246	2246	2009-03-23	2013-08-13	2132
OASIS PETROLEUM INC	P	1248	250	250	2011-10-28	2013-08-13	998
PIMCO TOTAL RETURN FUND CLASS A	P	26625	-250	-250	2011-10-04	2013-08-30	26875
PRICELINE GROUP INC NEW	P	958	446	446	2012-01-18	2013-08-13	512
RANGE RESOURCES CORP	P	395	85	85	2012-06-27	2013-08-13	310
ROYAL DUTCH SHELL PLC CL A SPON ADR	P	462	10	10	2012-06-25	2013-11-08	452
SAP SE SPON ADR	P	3903	1963	1963	2009-03-23	2013-08-13	1940
SHFL ENTMT INC COM	P	684	369	369	2011-10-31	2013-08-13	315
SUMITOMO CORP. SPON ADR	P	829	-63	-63	2012-06-25	2013-11-27	892
TERADATA CORP NEW (DELA)	P	130	-9	-9	2012-03-27	2013-08-13	139
TURKIYE GARANTI BK SPON ADR	P	1984	-347	-347	2011-03-09	2013-08-09	2331
UNITED PARCEL SERVICE INC CL B	P	351	33	33	2012-07-05	2013-08-09	318
US TSY NOTE 00.500 % DUE 05/31/13 DT	P
WALT DISNEY CO (HOLDING CO) DISNEY C	P	712	158	158	2012-08-08	2013-08-09	554
XINYI GLASS HOLDINGS LTD ADR	P	472	195	195	2012-06-22	2013-08-09	277
ALTERA CORP	P	72			2013-02-27	2013-08-08	72
DTD022812 FC082512 CALL@MW+50BP	P	31263	1884	1884	2012-11-02	2013-01-09	29379
BARD C R INC	P	2324	-19	-19	2013-08-09	2013-10-02	2343
CHINA CONSTR BK CORP ADR CIT GROUP I	P	453	8	8	2012-06-25	2013-06-20	445
CREDIT SUISSE GROUP SPON ADR	P	462	-36	-36	2013-08-09	2013-11-18	498
DIAMONDROCK HOSPITALITY CO REIT	P	40	6	6	2012-10-26	2013-08-09	34
ENI SPA IT SPON ADR	P	473	79	79	2012-06-25	2013-05-22	394
FMC TECHNOLOGIES INC FNMA PL 735402	P	54	7	7	2013-01-29	2013-08-09	47
FULTON FINCL CORP PA	P	51	10	10	2012-10-15	2013-08-09	41
HCA HOLDINGS INC	P	195	31	31	2012-12-11	2013-08-09	164
INTESA SANPAOLO SPON ADR	P	71	11	11	2013-08-09	2013-10-15	60
DTD042808 FC110108 NTS B/E J P MORGA	P	2019	-62	-62	2012-05-10	2013-02-05	2081
LONZA GROUP AG ADR	P	371	60	60	2013-02-08	2013-08-13	311
NATL INSTRUMENTS CORP	P	741	22	22	2013-09-11	2013-10-03	719
NORDSTROM INC	P	60	6	6	2013-03-01	2013-08-13	54
PFIZER INC	P	322	32	32	2013-01-09	2013-08-13	290
POTASH CORP SASK INC CANADA CAD	P	403	-131	-131	2012-12-12	2013-08-13	534
RIO TINTO PLC SPON ADR	P	414	57	57	2012-06-25	2013-03-01	357
RTS BARCLAYS PLC SPON ADR EXP 10/02/	P	29	29	29	2013-08-30	2013-09-24
SBERBANK SPON ADR	P	479	-11	-11	2013-08-09	2013-08-16	490
SOCIETE GENERALE FRANCE SPONS ADR AD	P	305	67	67	2013-02-13	2013-12-04	238
SUMITOMO CORP. SPON ADR	P	557	-47	-47	2013-08-09	2013-11-27	604
TEAM HEALTH HOLDINGS INC	P	362	64	64	2013-02-12	2013-08-13	298
THERMON GROUP HLDGS INC	P	638	-42	-42	2013-03-06	2013-08-09	680
STRIP	P	933			2012-05-09	2013-02-05	933
US TSY NOTE 01.750 % DUE 05/15/23 DT	P
WALT DISNEY CO (HOLDING CO) DISNEY C	P	323	50	50	2013-01-24	2013-08-09	273
ALEXANDRIA REAL ESTATE EQUITIES	P	68	11	11	2011-10-04	2013-08-08	57
AMERIPRISE FINANCIAL INC	P	90	53	53	2011-10-04	2013-08-08	37
ARM HOLDINGS PLC SPON ADR	P	3434	1874	1874	2010-10-15	2013-08-08	1560
BIOMARIN PHARMACEUTICAL INC	P	127	57	57	2011-10-31	2013-08-08	70
CANON INC ADR JAPAN SPON ADR	P	410	-79	-79	2011-03-18	2013-04-11	489
CERNER CORP	P	325	98	98	2011-10-04	2013-08-28	227
COHERENT INC	P	111	8	8	2011-10-31	2013-08-28	103
DEERE AND CO	P	82	19	19	2011-10-04	2013-08-09	63
ENTERGY CORP NEW	P	134	7	7	2011-10-04	2013-08-09	127
0.092706310000 FNMA PL 735676 05.000	P	4437	36	36	2011-10-07	2013-04-22	4401
GENESCO INC	P	1912	771	771	2011-06-06	2013-08-09	1141
GOLDMAN SACHS GROUP INC	P	487	42	42	2012-04-18	2013-08-09	445
HSBC HOLDINGS PLC NEW GB SPON ADR	P	1165	49	49	2011-03-18	2013-09-06	1116
INTUITIVE SURGICAL INC NEW	P	386	26	26	2011-10-04	2013-08-13	360
CL	P	11298	1566	1566	2011-10-04	2013-09-06	9732
LIFE TECHNOLOGIES CORP MERGER-EFF-	P	75	38	38	2011-10-04	2013-08-13	37
MALLINCKRODT PUB LTD CO	P	6	1	1	2012-05-11	2013-07-01	5
MID AMER APARTMENT COMMUNITIES INC	P	63	4	4	2011-12-15	2013-08-13	59
NESTLE S A SPONSORED ADR REPSTG REG	P
OCCIDENTAL PETROLEUM CRP	P	616	126	126	2011-10-04	2013-08-13	490
PIMCO TOTAL RETURN FUND CLASS A	P	26550	-325	-325	2011-10-04	2013-09-03	26875
PROASSURANCE CORP	P	594	56	56	2012-06-08	2013-08-13	538
RAYMOND JAMES FINANCIAL CORP	P	88	39	39	2011-10-04	2013-08-13	49
RTI INTL METALS INC (HOLDING COMPANY	P	477	-7	-7	2011-07-14	2013-08-13	484
SAP SE SPON ADR	P	675	90	90	2012-05-03	2013-08-13	585
SONOVA HLDG AG ADR	P	1912	367	367	2011-08-11	2013-08-13	1545
SVENSKA HANDELBANKEN AB ADR	P	1345	376	376	2012-07-20	2013-08-13	969
TERADATA CORP NEW (DELA)	P	130	-4	-4	2012-05-21	2013-08-13	134
TWO HARBORS INVT CORP REIT SBI	P	671	27	27	2011-07-26	2013-08-09	644
UNITED PARCEL SERVICE INC CL B	P	263	26	26	2012-07-11	2013-08-09	237
FC 11/30/11	P	3000	-8	-8	2012-05-17	2013-05-31	3008
WASHINGTON FEDERAL INC	P	111	49	49	2011-10-04	2013-08-09	62
XINYI GLASS HOLDINGS LTD ADR	P	586	245	245	2012-06-25	2013-08-09	341
AMAZON.COM INC	P	296	27	27	2013-01-07	2013-08-08	269
ARCELORMITTAL SA NY REG	P	375	64	64	2012-06-25	2013-01-15	311
BASF SE SPON ADR	P	95	29	29	2012-06-25	2013-03-20	66
FC020114 CALL@MW+50BP CIT GROUP INC	P	19273	125	125	2013-09-03	2013-09-30	19148
CREDIT SUISSE GROUP SPON ADR	P	317			2013-08-30	2013-11-18	317
DIAMONDROCK HOSPITALITY CO REIT	P	30	5	5	2012-11-09	2013-08-09	25
ENSTAR GROUP LTD ORD	P	711	172	172	2012-12-31	2013-08-09	539
0.110004420000 FNMA PL 745275 . B/E	P	3225	-17	-17	2013-07-17	2013-08-20	3242
FUSION-IO INC COM REVERSE SPLIT EFF	P	261	-300	-300	2012-11-01	2013-08-09	561
HILL ROM HOLDINGS INC	P	109	7	7	2013-02-06	2013-08-13	102
INTESA SANPAOLO SPON ADR	P	526	54	54	2013-08-16	2013-10-15	472
DTD042808 FC110108 NTS B/E J P MORGA	P	6000	-242	-242	2012-05-10	2013-05-01	6242
LORILLARD INC	P	652	71	71	2012-09-13	2013-08-13	581
NESTLE S A SPONSORED ADR REPSTG REG	P
NORFOLK STHN CORP	P	74	9	9	2013-01-07	2013-08-13	65
PHILIP MORRIS INTL INC	P	265	6	6	2013-01-07	2013-08-13	259
PRECISION CASTPARTS CORP	P	658	90	90	2013-01-07	2013-08-13	568
RIO TINTO PLC SPON ADR	P	52	5	5	2012-07-09	2013-03-01	47
RTS BARCLAYS PLC SPON ADR EXP 10/02/	P	53	53	53	2013-09-11	2013-09-24
SCHWAB CHARLES CORP NEW	P	2487	645	645	2012-05-08	2013-03-15	1842
SOCIETE GENERALE FRANCE SPONS ADR AD	P	685	79	79	2013-08-09	2013-12-04	606
SUMITOMO CORP. SPON ADR	P	235	-4	-4	2013-08-30	2013-11-27	239
TECK RESOURCES LTD CL B ORD CAD	P	27	-14	-14	2013-01-07	2013-08-13	41
THORATEC CORP NEW	P	560	-11	-11	2012-11-27	2013-08-09	571
US AIRWAYS GROUP INC MERGER EFF: 1	P	807	292	292	2012-09-11	2013-08-09	515
FC 11/15/13	P	98487	-582	-582	2013-11-21	2013-12-06	99069
WELLCARE HEALTH PLANS INC	P	462	77	77	2012-08-20	2013-08-09	385
ALLIANZ FIXED INCOME SHARES: SERIES	P	13216	-171	-171	2012-05-10	2013-06-13	13387
AMERIPRISE FINANCIAL INC	P	86	49	49	2011-10-04	2013-08-28	37
ARM HOLDINGS PLC SPON ADR	P	745	277	277	2012-07-31	2013-08-08	468
BJ'S RESTAURANTS INC	P	722	-370	-370	2011-06-03	2013-08-08	1092
CASH AMER INTL INC	P	448	-106	-106	2011-06-03	2013-08-08	554
CERNER CORP	P	186	38	38	2012-07-30	2013-08-28	148
COLFAX CORP	P	1744	708	708	2012-02-07	2013-08-08	1036
DEL FRISCOS RESTAURANT GROUP INC	P	586	208	208	2012-07-30	2013-08-09	378
EQT CORP	P	169	65	65	2011-10-04	2013-08-09	104
0.106098530000 FNMA PL 735676 05.000	P	158	-3	-3	2012-07-10	2013-08-20	161
GENESCO INC	P	496	87	87	2011-10-31	2013-08-09	409
GOLDMAN SACHS GROUP INC	P	162	46	46	2012-04-18	2013-08-09	116
HSBC HOLDINGS PLC NEW GB SPON ADR	P	111	24	24	2012-06-25	2013-09-06	87
INVESCO LTD	P	33	11	11	2012-07-30	2013-08-13	22
JPMORGAN CHASE & CO	P	2452	1142	1142	2011-10-04	2013-08-13	1310
LOCKHEED MARTIN CORP	P	3103	1316	1316	2011-10-04	2013-08-13	1787
MALLINCKRODT PUB LTD CO	P	11	1	1	2012-05-14	2013-07-01	10
MONSANTO CO NEW	P	1263	472	472	2011-10-04	2013-08-13	791
ADR	P	741	140	140	2011-10-04	2013-08-13	601
OCCIDENTAL PETROLEUM CRP	P	352	-67	-67	2012-02-14	2013-08-13	419
PIMCO TOTAL RETURN FUND CLASS A	P	15237	-186	-186	2011-10-04	2013-09-03	15423
PROASSURANCE CORP	P	198	18	18	2012-07-25	2013-08-13	180
RAYONIER INC REIT	P	56	20	20	2011-10-04	2013-08-13	36
RTS BARCLAYS PLC SPON ADR EXP 10/02/	P	88	88	88	2012-06-25	2013-09-24
SASOL LTD SPON ADR	P	1043	361	361	2009-03-23	2013-08-13	682
SONOVA HLDG AG ADR	P	46	14	14	2011-08-11	2013-08-13	32
SWATCH GROUP AG ADR	P	1677	670	670	2010-09-21	2013-08-13	1007
TERADYNE INC	P	877	80	80	2011-06-03	2013-08-13	797
TWO HARBORS INVT CORP REIT SBI	P	306	18	18	2012-02-22	2013-08-09	288
UNITED PARCEL SERVICE INC CL B	P	351	54	54	2012-07-25	2013-08-09	297
US TSY NOTE 01.375 % DUE 02/28/19 DT	P
WASHINGTON FEDERAL INC	P	22	6	6	2012-02-27	2013-08-09	16
XINYI GLASS HOLDINGS LTD ADR	P	340	148	148	2012-06-26	2013-08-09	192

Field	Value	IRS element (for citing)
Capital Gain Net Income	132557	CapitalGainNetIncome
Net Short Term Capital Gain Or Loss	35808	NetShortTermCapitalGainOrLoss

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	516367	QualifyingDistributionsYear1
Noncharitable Assets Year1	8032888	NoncharitableAssetsYear1
Distribution Ratio Year1	0.064282	DistributionRatioYear1
Qualifying Distributions Year2	341838	QualifyingDistributionsYear2
Noncharitable Assets Year2	10622635	NoncharitableAssetsYear2
Distribution Ratio Year2	0.032180	DistributionRatioYear2
Qualifying Distributions Year3	522827	QualifyingDistributionsYear3
Noncharitable Assets Year3	12232007	NoncharitableAssetsYear3
Distribution Ratio Year3	0.042743	DistributionRatioYear3
Qualifying Distributions Year4	708363	QualifyingDistributionsYear4
Noncharitable Assets Year4	9428294	NoncharitableAssetsYear4
Distribution Ratio Year4	0.075132	DistributionRatioYear4
Qualifying Distributions Year5	408413	QualifyingDistributionsYear5
Noncharitable Assets Year5	12732182	NoncharitableAssetsYear5
Distribution Ratio Year5	0.032077	DistributionRatioYear5
Total Distribution Ratio	0.246414	TotalDistributionRatio
Average Distribution Ratio	0.049283	AverageDistributionRatio
Net Noncharitable Assets	11428942	NetNoncharitableAssets
Adjusted Noncharitable Assets	563253	AdjustedNoncharitableAssets
One Percent Net Investment Income	2819	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	566072	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	412746	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	5639	InvestmentIncomeExciseTax
Subtotal	5639	Subtotal
Tax Based On Investment Income	5639	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	8715	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	9000	TaxPaidWithExtension
Total Credits And Payments	17715	TotalCreditsAndPayments
Overpayment	12076	Overpayment
Amount Credited To Next Year	12076	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	NY	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	THE ORGANIZATION	BooksInCareOfPersonName
Books In Care Of Phone Number	2128374602	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	C/O GFI 50 BROADWAY 3RD FLR	AddressLine1
City	NEW YORK CITY	City
State	NY	State
ZIP Code	10004	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Relying Curr Notice Disaster Asst1	X	RelyingCurrNoticeDisasterAsst1
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Business Holdings	false	BusinessHoldings
Excess Business Holdings	false	ExcessBusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
ALLEN I GROSS
1345 EAST 27TH ST	BROOKLYN	NY	11210	PRESIDENT	5.00	0	0	0
EDITH GROSS
1345 EAST 27TH ST	BROOKLYN	NY	11210	TRUSTEE	5.00	0	0	0
BRIAN GROSS
2822 AVE L	BROOKLYN	NY	11210	TRUSTEE	5.00	0	0	0
JONATHAN GROSS
1224 EAST 24TH ST	BROOKLYN	NY	11210	TRUSTEE	5.00	0	0	0
CAROLYN WEISER
1609 EAST 29TH ST	BROOKLYN	NY	11210	TRUSTEE	5.00	0	0	0
ZAHAVA HURWITZ
975 EAST 19TH ST	BROOKLYN	NY	11230	TRUSTEE	5.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Description1	N/A	Description1

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	9153660	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	2107333	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	341994	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	11602987	TotalFMVOfUnusedAssets
Adj Total FMV Of Unused Assets	11602987	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	174045	CashDeemedCharitable
Net Noncharitable Assets	11428942	NetNoncharitableAssets
Minimum Investment Return	571447	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	571447	MinimumInvestmentReturn
Tax Based On Investment Income	5639	TaxBasedOnInvestmentIncome
Total Tax	5639	TotalTax
Distributable Amount Before Adj	565808	DistributableAmountBeforeAdj
Distributable Amount Before Ded	565808	DistributableAmountBeforeDed
Distributable Amount As Adjusted	565808	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	412746	ExpensesAndContributions
Qualifying Distributions	412746	QualifyingDistributions
Adj Qualifying Distributions	412746	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	565808	DistributableAmountAsAdjusted
Undistributed Income Prior Year	384883	UndistributedIncomePriorYear
Qualifying Distributions	412746	QualifyingDistributions
Applied To Year1	384883	AppliedToYear1
Applied To Current Year	27863	AppliedToCurrentYear
Undistributed Income CY	537945	UndistributedIncomeCY

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (176 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
HASC
5902 14TH AVENUE	BROOKLYN	NY	11219	CHARITY	$24,000
AGUDATH ISRAEL BAIS BINYOMIN
2913-15 AVENUE L	BROOKLYN	NY	11210	CHARITY	$30,000
BAIS YAAKOV D'RAV MEIR
85 PARKVILLE AVENUE	BROOKLYN	NY	11230	CHARITY	$34,000
YESHIVA TIFERES YISROEL
1271 EAST 35TH STREET	BROOKLYN	NY	11210	CHARITY	$26,000
ADAS YEREIM
185 WILSON STREET	BROOKLYN	NY	11211	CHARITY	$3,600
AGUDATH ISRAEL BAIS BINYOMIN
2913-15 AVENUE L	BROOKLYN	NY	11210	CHARITY	$23,000
AGUDATH ISRAEL OF AMERICA
42 BROADWAY	NEW YORK	NY	10004	CHARITY	$1,162
AGUDATH YISROEL
42 BROADWAY	NEW YORK	NY	10004	CHARITY	$6,000
AGUDIST BENEVOLENT SOCIETY
1769 46TH STREET	BROOKLYN	NY	11204	CHARITY	$200
AIBB CHESED FUND
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,000
AIPAC
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,500
AISH HATORAH
408 SOUTH LAKE DRIVE	LAKEWOOD	NJ	08701	CHARITY	$5,180
ALIYAS SHLOMO
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
AMERICAN FRIENDS OF EMUNAH V'CHESED
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,800
AMERICAN FRIENDS
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$500
ANSHE MA'AMAD FUND
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
AVIGDOR'S HELPING HAND
138-45 78TH DRIVE	FLUSHING	NY	11367	CHARITY	$250
BAIS CHANA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
BAIS MEDRESH ELYON
70 MAIN STREET	MONSEY	NY	10952	CHARITY	$200
BAIS SHMUEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
BAIS YAAKOV D'CHASIDAS GUR
1975 51ST STREET	BROOKLYN	NY	11204	CHARITY	$300
BAIS YAAKOV D'RAV MEIR
85 PARKVILLE AVENUE	BROOKLYN	NY	11230	CHARITY	$22,000
BAYIT HAFILAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
BAYIT LEPLETOT
1362 EAST 21ST ST	BROOKLYN	NY	11210	CHARITY	$100
BAYSWATER NEIGHBORS FUND
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
BE'ER HAGOLAH
671 LOUISIANA AVENUE	BROOKLYN	NY	11239	CHARITY	$500
BENSALEM OUTREACH CENTER
2446 BRISTOL RD	BENSALEM	PA	19020	CHARITY	$100
BETH MEDRASH LTORAH V'HOROAH
606 EAST 2ND STREET	BROOKLYN	NY	11218	CHARITY	$360
BETH OLOTH
704 EAST 3RD STREET	BROOKLYN	NY	11218	CHARITY	$100
BIKUR CHOLIM
5612 11TH AVENUE	BROOKLYN	NY	11219	CHARITY	$1,100
BIKUR CHOLIM D'ARUGAS HABOSEM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
BIKUR CHOLIM NEFESH CHAYA
3018 BEDFORD AVENUE	BROOKLYN	NY	11210	CHARITY	$100
BINA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
BMG
617 6TH STREET	LAKEWOOD	NJ	08701	CHARITY	$1,200
BNEI DOVID
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
BNEI YAAKOV
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$72
BOBBIE'S PLACE
1401 LOCUST AVENUE	BROOKLYN	NY	11230	CHARITY	$50
BONEI OLAM
1755 46TH STREET	BROOKLYN	NY	11204	CHARITY	$1,500
BROOKLYN JEWISH EXPERIENCE
998 EAST 21ST STREET	BROOKLYN	NY	11210	CHARITY	$100
CENTRAL YESHIVA BETH YOSEF
1429 49TH STREET	BROOKLYN	NY	11219	CHARITY	$100
CHAI LIFE LINE
151 WEST 30TH STREET	NEW YORK	NY	10001	CHARITY	$2,210
CHAIM MEIR CAMP FUND
132 NASSAU ST	NEW YORK	NY	10038	CHARITY	$180
CHESED 247
286 NORTH MAIN STREET SUI	SPRING VALLEY	NY	10977	CHARITY	$200
CHILD LIFE SOCIETY
1347 43RD STREET	BROOKLYN	NY	11218	CHARITY	$360
CHOFETZ CHAIM HERITAGE FUND
361 SPOOK ROCK ROAD	SUFFERN	NY	10901	CHARITY	$50
CHUSH
430 KENT AVENUE	BROOKLYN	NY	11211	CHARITY	$100
COJO
1523 AVENUE M	BROOKLYN	NY	11230	CHARITY	$150
CONG SHAARE SHOMOYIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$250
CONGREGATION BAIS TOREH
89 W CARLTON RD	SUFFERN	NY	10901	CHARITY	$500
CONGREGATION BNAI YAAKOV
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$36
CONGREGATION BNEI DA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
CONGREGATION GRAND PARK BARUCH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,000
CONGREGATION YECHEZKEL SHRAGA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$125
DARKEI ISH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
DERECH HATORA - KIRYAT
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
ECHO WOMEN
295 WEST RTE 59	MONSEY	NY	10952	CHARITY	$180
EDUCATIONAL INSTITUTE OHOLEI TORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
EMUNAS YISROEL
4310 16TH AVENUE	BROOKLYN	NY	11204	CHARITY	$100
ESROG CHALLAP
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$774
EZER L'SHABBOS
5014 16TH AVENUE	BROOKLYN	NY	11204	CHARITY	$500
FRIENDS OF IR DAVID
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
FRIENDS OF UNITED HATZALAH
208 EAST 51ST STREET	NEW YORK	NY	10022	CHARITY	$100
FRIENDS OF YAD SARAH
450 PARK AVENUE	NEW YORK	NY	10022	CHARITY	$360
GEMILAS CHESED
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$10,000
GUARDIAN OF THE SICK
5216 11TH AVENUE	BROOKLYN	NY	11219	CHARITY	$180
HAAZINU
1164 49TH STREET	BROOKLYN	NY	11219	CHARITY	$180
HASC
5902 14TH AVENUE	BROOKLYN	NY	11219	CHARITY	$42,000
HASC SUMMER PROGRAM
5902 14TH AVENUE	BROOKLYN	NY	11219	CHARITY	$200
HOROWITZ FUND
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,000
ICHUD
3908 16TH AVENUE	BROOKLYN	NY	11218	CHARITY	$1,036
JEP CAMP SCHOLORSHIP FUND
110 ROCKAWAY TURNPIKE	LAWRENCE	NY	11559	CHARITY	$180
JEP
110 ROCKAWAY TURNPIKE	LAWRENCE	NY	11559	CHARITY	$36
JEWISH CENTER FOR SPECIAL ED
1760 53RD STREET	BROOKLYN	NY	11204	CHARITY	$680
JEWISH EDUCATION PROGRAM
110 ROCKAWAY TURNPIKE	LAWRENCE	NY	11559	CHARITY	$100
KARLIN STOLIN
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
KEHILLAS MORESHES YAAKOV
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
KEREN MISHPACHA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
KEREN YAAKOV ZEV
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$150
KEREN YISROEL MORDECHAI
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
KEREN YITZCHOK ZVI
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$36
KEREN ZICHRON ROSH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$500
KHAL SUSREGEN
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
KHAL ZICHRON ARYE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
KIMPITORIN AID
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$410
KOLEL NACHLAS TZVI
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
KOLLEL AVREICHIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
KOLLEL BAIS HATORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
KOLLEL BNEI TORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,000
KOLLEL OHEL MOSHE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$36
KOLLEL SHOMRE HACHOMOS
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$200
KOLLEL YAD CHAIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
KSAV SOFER
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$250
MASORES BAIS YAAKOV
1395 OCEAN AVENUE	BROOKLYN	NY	11230	CHARITY	$360
MATAH BSETA BAMBI
1667 54TH STREET	BROOKLYN	NY	11204	CHARITY	$360
MATNAS MICHOEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
MEMORIAL SLOAN K
1275 YORK AVENUE	NEW YORK	NY	10065	CHARITY	$100
MERKAZ COMMUNITY CENTER
1739 OCEAN AVENUE	BROOKLYN	NY	11230	CHARITY	$9,000
MERKAZ HATORAH
3495 RICHMOND ROAD	STATEN ISLAND	NY	10309	CHARITY	$100
MESIVTA TIFERES JERUSALEM
145 E BROADWAY	NEW YORK	NY	10002	CHARITY	$500
MIRRER YESHIVA
1791 OCEAN PARKWAY	BROOKLYN	NY	11223	CHARITY	$2,036
MUZIM V'TZEDEK
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$18
NER HAMIZRACH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
N'SHAI AHAVAS CHESED
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$280
OHAV ZEDEK BELLE HARBOR
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
OHEL
4510 16TH AVENUE	BROOKLYN	NY	11204	CHARITY	$5,000
OHEL AVRAHAMS JEWISH STUDENT INFO C
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
OHEL MOSHE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
OHR NAAVA
2201 EAST 23RD STREET	BROOKLYN	NY	11229	CHARITY	$5,720
OLD BROADWAY SYNAGOGUE
15 OLD BROADWAY	NEW YORK	NY	10027	CHARITY	$430
PARTNERS IN TORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$540
PEARL BLAU LEARNING CENTER
112 HADASSAH LANE	LAKEWOOD	NJ	08701	CHARITY	$180
P'EYLIM LEV L'ACHIM
1034 EAST 12TH STREET	BROOKLYN	NY	11230	CHARITY	$2,072
PRIORITY 1
PB BOX 486	CEDARHURST	NY	11516	CHARITY	$180
PROJECT INSPIRE
1407 BROADWAY SUITE 1703A	NEW YORK	NY	10018	CHARITY	$25,000
PROJECT RANANA
1179 EAST 13TH STREET	BROOKLYN	NY	11230	CHARITY	$2,500
PROSPECT PARK YESHIVA
1784 EAST 17TH STREET	BROOKLYN	NY	11229	CHARITY	$20,800
P'TACH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,100
RCCS
1555 56TH STREET	BROOKLYN	NY	11219	CHARITY	$1,000
RACHEL'S PLACE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$500
RAJE
2915 OCEAN PARKWAY	BROOKLYN	NY	11235	CHARITY	$1,000
RAV CHESED
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
RIVKAH LAUFER BIKUR CHOLIM
1406 57TH STREET	BROOKLYN	NY	11219	CHARITY	$860
ROCKLAND EIRUV
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
SAMCHENU
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,800
SASOVER KOLLEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
SATMAR BIKUR CHOLOM
545 BEDFORD AVENUE	BROOKLYN	NY	11211	CHARITY	$610
SHALOM YITZCHOK TORAH INSTITUTE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
SH'OR YOSHUV INSTITUTE
1 CEDAR LAWN AVENUE	LAWRENCE	NY	11559	CHARITY	$6,000
SHUL FIVE FUND
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,000
SINAI ACADEMY
2025 79TH STREET	BROOKLYN	NY	11214	CHARITY	$3,180
SKATE 24 TO FIND A CURE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
SOCIETY FOR THE EDUCATION OF RUSSIA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
TAI OF LAKEWOOD
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$200
TALMUD TORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$36
TARYAG
2294 NOSTRAND AVENUE	BROOKLYN	NY	11210	CHARITY	$4,750
TEHILLAT NAAVA SHLACH LECHMECHA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
THE BOSTON MARATHON
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$500
THE CHEDER
129 ELMWOOD AVENUE	BROOKLYN	NY	11230	CHARITY	$100
THE DAVIS MEMORIAL FUND
275 TENNANT AVENUE 106	MORGAN HILL	CA	95037	CHARITY	$36
THE HEBRON FUND
1760 OCEAN AVENUE	BROOKLYN	NY	11230	CHARITY	$280
TIFERES BEVODOH L'KALLAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$400
TORAH COMMUNITCATIONS
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$96
TORAH UMISORAH
620 FOSTER AVENUE	BROOKLYN	NY	11230	CHARITY	$1,460
TZEDAKAH V'CHESED
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$144
UTA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
WHITE LAKE TORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
YAD BATYAH L'KALLAH
1256 EAST 26TH STREET	BROOKLYN	NY	11230	CHARITY	$780
YAD ELIEZER
1102 EAST 26TH STREET	BROOKLYN	NY	11210	CHARITY	$230
YAD EPHRAIM
5017 10TH AVENUE	BROOKLYN	NY	11219	CHARITY	$200
YEREIM CHAPEL
93 BROADWAY	BROOKLYN	NY	11249	CHARITY	$180
YESHIVA & MESIFTA ARUGAH HABOSEM
40 LYNCH ST	BROOKLYN	NY	11206	CHARITY	$36
YESHIVA & MESIFTA MKOR CHAIM
1571 55TH STREET	BROOKLYN	NY	11219	CHARITY	$380
YESHIVA & MESIFTA OF BROOKLYN
1200 OCEAN PARKWAY	BROOKLYN	NY	11230	CHARITY	$500
YESHIVA & MESIFTA TORAH EMES
1904 AVENUE N	BROOKLYN	NY	11230	CHARITY	$50
YESHIVA BAIS YOSEF
1502 AVENUE N	BROOKLYN	NY	11230	CHARITY	$350
YESHIVA CHASAN SOFER
1705 49TH STREET	BROOKLYN	NY	11204	CHARITY	$3,080
YESHIVA DERECH CHAIM
1573 39TH STREET	BROOKLYN	NY	11218	CHARITY	$50
YESHIVA EMEK HATORAH
12 SHARON CT	LAKEWOOD	NJ	08701	CHARITY	$125
YESHIVA GEDOLAH OF MONSEY
260 SADDLE RIVER ROAD	MONSEY	NY	10952	CHARITY	$360
YESHIVA GEDOLAH OF PASSAIC
35 ASCENSION ST	PASSAIC	NJ	07055	CHARITY	$200
YESHIVA IMREI YOSEF
5801 15TH AVENUE	BROOKLYN	NY	11219	CHARITY	$100
YESHIVA MORESHES YEHOSHUA
817 CENTRAL AVE	LAKEWOOD	NJ	08701	CHARITY	$500
YESHIVA OF KASHO
165 HAINES ROAD	BEDFORD HILLS	NY	10507	CHARITY	$500
YESHIVA OF STATEN ISLAND
1870 DRUMGOOLE ROAD EAST	STATEN ISLAND	NY	10309	CHARITY	$360
YESHIVA OHR REUVEN
259 GRANDVIEW AVENUE	SUFFERN	NY	10901	CHARITY	$500
YESHIVA OHR SHRAGA VERETZKY
1102 AVENUE L	BROOKLYN	NY	11219	CHARITY	$100
YESHIVA OHR YITZCHOK
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
YESHIVA PEER HATORAH
501 PROSPECT ST	LAKEWOOD	NJ	08701	CHARITY	$1,000
YESHIVA RABBI ISR HIRSCH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
YESHIVA TIFERES YISROEL
1271 EAST 35TH STREET	BROOKLYN	NY	11210	CHARITY	$27,370
YESHIVA TORAH TEMIMAH
555 OCEAN PARKWAY	BROOKLYN	NY	11218	CHARITY	$180
YESHIVA TORAH VODAATH
425 EAST 9TH STREET	BROOKLYN	NY	11218	CHARITY	$10,600
YESHIVA ZEEV HATORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
ZICHRON SHLOMO REFUAH FUND
1319 51ST STREET	BROOKLYN	NY	11219	CHARITY	$266
ZICHRON YAAKOV
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
VARIOUS RECOGNIZED CHARITIES
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$2,680

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	409228	TotGrantOrContriPaidDuringYear

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture (13 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
TOMCHAI SHABBOS
6225 NEW UTRECHT AVENUE	BROOKLYN	NY	11219	CHARITY	$1,000
SINAI ACADEMY
2025 79TH STREET	BROOKLYN	NY	11214	CHARITY	$1,000
PROSPECT PARK YESHIVA
1784 EAST 17TH STREET	BROOKLYN	NY	11229	CHARITY	$1,000
KLEINMAN FAMILY HOLOCAUST EDUCATION
5923 STRICKLAND AVENUE	BROOKLYN	NY	11234	CHARITY	$1,000
MIRRER YESHIVA
1791 OCEAN PARKWAY	BROOKLYN	NY	11223	CHARITY	$2,500
PROJECT INSPIRE
1407 BROADWAY SUITE 1703A	NEW YORK	NY	10018	CHARITY	$9,500
YESHIVA TORAH VODAATH
425 EAST 9TH STREET	BROOKLYN	NY	11218	CHARITY	$18,000
PROSPECT PARK YESHIVA
1784 EAST 17TH STREET	BROOKLYN	NY	11229	CHARITY	$18,500
AGUDATH ISRAEL BAIS BINYOMIN
2913-15 AVENUE L	BROOKLYN	NY	11210	CHARITY	$20,000
YESHIVA CHOFETZ CHAIM
1271 EAST 35TH STREET	BROOKLYN	NY	11210	CHARITY	$27,500
CHASDEI LEV
POB 297257	BROOKLYN	NY	11229	CHARITY	$32,000
BETH JACOB DAY SCHOOL
85 PARKVILLE AVENUE	BROOKLYN	NY	11230	CHARITY	$32,000
PROJECT INSPIRE
1407 BROADWAY SUITE 1703A	NEW YORK	NY	10018	CHARITY	$50,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Approved Future	214000	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$66,073	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$143,503	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$132,557	ExclusionAmount

Other Revenue Described OtherRevenueDescribed

Field	Value	IRS element (for citing)
Description	FLOWTHRU INC. - PARTNERSHIP	Description
Business Code	531190	BusinessCode
Unrelated Business Income	-$27,000	UnrelatedBusinessIncomeAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	-$27,000	UnrelatedBusinessIncomeAmount
Exclusion	$342,133	ExclusionAmount

Field	Value	IRS element (for citing)
Total Part XVIA	315133	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ROTH & COMPANY LLP	Category
Amount	$17,591	Amount
Net Investment Income	14073	NetInvestmentIncome
Disbursements Charitable Prps	3518	DisbursementsCharitablePrps

Compensation Explanation CompensationExplanation

Compensation Compensation (6 entries)

ALLEN I GROSS
EDITH GROSS
BRIAN GROSS
JONATHAN GROSS
CAROLYN WEISER
ZAHAVA HURWITZ

General Explanation Attachment GeneralExplanationAttachment

General Explanation GeneralExplanation

Field	Value	IRS element (for citing)
Identifier	GENERAL ELECTIONS	Identifier
Explanation	YEAR ENDING: NOVEMBER 30, 2013 11-2906887 ALLEN I GROSS CHARITABLE FOUNDATION 50 BROADWAY 3RD FL NEW YORK, NY 10004 NOL CARRYBACK ELECTION UNDER IRC SECTION 172(B)(3), THE TAXPAYER ELECTS TO RELINQUISH THE ENTIRE CARRYBACK PERIOD WITH RESPECT TO ANY REGULAR TAX AND AMT NET OPERATING LOSS INCURRED DURING THE CURRENT TAX YEAR.	Explanation

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (2 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
INVESTMENT IN NOTE	23021	23021
BROKERAGE ACCOUNTS	10979129	10979129

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets (2 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
INVESTMENTS	418045	318973	318973
LOANS RECEIVEABLE	1654105	1654105	1654105

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Field	Value	IRS element (for citing)
Description	UNREALIZED LOSS ON SECURITIES	Description
Amount	$108,872	Amount

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome
EXPENSES
OFFICE EXPENSE	60	60

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	FLOWTHRU INC. - PARTNERSHIP	Description
Revenue And Expenses Per Books	-27000	RevenueAndExpensesPerBooks
Adjusted Net Income	-27000	AdjustedNetIncome

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Field	Value	IRS element (for citing)
Category	INVESTMENT SERVICE CHARGES	Category
Amount	$29,051	Amount
Net Investment Income	29051	NetInvestmentIncome

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
STATE TAXES
FEDERAL TAXES	$17,000	17000

ALLEN I GROSS CHARITABLE FOUNDATION: Form 990PF, tax year 2012

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (902 entries)

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (176 entries)

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture (13 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Other Revenue Described OtherRevenueDescribed

Subtotals Part XVIA SubtotalsPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Compensation Explanation CompensationExplanation

Compensation Compensation (6 entries)

General Explanation Attachment GeneralExplanationAttachment

General Explanation GeneralExplanation

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (2 entries)

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets (2 entries)

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

Comments