DUKE UNIVERSITY: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: DUKE UNIVERSITY (EIN 56-0532129)
Tax period: 2012-07-01 to 2013-06-30
Filed: 2014-05-15
IRS object ID: 201421359349301637
Schema version: 2012v2.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2014-05-15T09:03:20-05:00	Timestamp
Tax Period End Date	2013-06-30	TaxPeriodEndDate
Return Type	990	ReturnType
Tax Period Begin Date	2012-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	560532129	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	DUKE	NameControl
Phone	9196842006	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST WASHINGTON BLDG NO	AddressLine1
Address Line2	850	AddressLine2
City	DURHAM	City
State	NC	State
ZIP Code	27701	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	TALLMAN TRASK III	Name
Title	EXECUTIVE VICE PRESIDENT	Title
Phone	9196842006	Phone
Date Signed	2014-05-09	DateSigned
Authorize Third Party	0	AuthorizeThirdParty

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2015-11-30 17:44:51Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	RICHARD H BRODHEAD	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL STREET	AddressLine1
City	DURHAM	City
State	NC	State
ZIP Code	27701	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	12969895292	GrossReceipts
Group Return For Affiliates	0	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	WWW.DUKE.EDU	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1841	YearFormation
State Legal Domicile	NC	StateLegalDomicile
Activity Or Mission Description	TO PROVIDE A SUPERIOR LIBERAL EDUCATION, TO PREPARE FUTURE MEMBERS OF LEARNED PROFESSIONS, TO ADVANCE THE FRONTIERS OF KNOWLEDGE, AND TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH	ActivityOrMissionDescription
Nbr Voting Members Governing Body	37	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	32	NbrIndependentVotingMembers
Total Nbr Employees	28765	TotalNbrEmployees
Total Nbr Volunteers	0	TotalNbrVolunteers
Total Gross UBI	0	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	1266450295	ContributionsGrantsPriorYear
Contributions Grants Current Year	1433799156	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	845395298	ProgramServiceRevenuePriorYear
Program Service Revenue CY	879812019	ProgramServiceRevenueCY
Investment Income Prior Year	239252699	InvestmentIncomePriorYear
Investment Income Current Year	605183768	InvestmentIncomeCurrentYear
Other Revenue Prior Year	47103614	OtherRevenuePriorYear
Other Revenue Current Year	51133480	OtherRevenueCurrentYear
Total Revenue Prior Year	2398201906	TotalRevenuePriorYear
Total Revenue Current Year	2969928423	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	265321386	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	289825385	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	1295102905	SalariesEtcPriorYear
Salaries Etc Current Year	1360254256	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	544429	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	3028336	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	44261715	TotalFundrsngExpCurrentYear
Other Expense Prior Year	936855248	OtherExpensePriorYear
Other Expenses Current Year	914197830	OtherExpensesCurrentYear
Total Expenses Prior Year	2497823968	TotalExpensesPriorYear
Total Expenses Current Year	2567305807	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	-99622062	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	402622616	RevenuesLessExpensesCY
Total Assets BOY	10201759923	TotalAssetsBOY
Total Assets EOY	11376610214	TotalAssetsEOY
Total Liabilities BOY	2276463364	TotalLiabilitiesBOY
Total Liabilities EOY	2214639349	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	7925296559	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	9161970865	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	SEE SCHEDULE O	MissionDescription
Significant New Program Services	0	SignificantNewProgramServices
Significant Change	0	SignificantChange
Expense	1286083473	Expense
Grants	250270216	Grants
Revenue	700994237	Revenue
Description	DUKE UNIVERSITY CONFERS UNDERGRADUATE, GRADUATE, AND PROFESSIONALDEGREES TO APPROXIMATELY 4689 STUDENTS ANNUALLY	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	858825181	Expense
Grants	38681772	Grants
Revenue	1041642321	Revenue
Description	DUKE UNIVERSITY ENGAGES IN WORLD-RENOWNED RESEARCH WORKSPONSORED BY NUMEROUS FEDERAL, STATE, LOCAL AGENCIES, AND PRIVATE GRANTS	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	202869134	Expense
Grants	873397	Grants
Revenue	84114043	Revenue
Description	DUKE UNIVERSITY AUXILIARY ENTERPRISES PROVIDE SUPPORTSERVICES TO THE DUKE UNIVERSITY COMMUNITY	Description

Field	Value	IRS element (for citing)
Total Program Service Expense	2347777788	TotalProgramServiceExpense
Described In501 C3	1	DescribedIn501C3
Schedule B Required	1	ScheduleBRequired
Political Activities	0	PoliticalActivities
Lobbying Activities	1	LobbyingActivities
Subject To Proxy Tax	0	SubjectToProxyTax
Donor Advised Funds	0	DonorAdvisedFunds
Conservation Easements	0	ConservationEasements
Collections Of Art	1	CollectionsOfArt
Credit Counseling	0	CreditCounseling
Term Or Permanent Endowments	1	TermOrPermanentEndowments
Report Land Bldg Equip	1	ReportLandBldgEquip
Report Invest Oth Securities	1	ReportInvestOthSecurities
Report Prog Rel Invest	0	ReportProgRelInvest
Report Other Assets	1	ReportOtherAssets
Report Other Liabilities	1	ReportOtherLiabilities
Report Fin48 Footnote	0	ReportFin48Footnote
Independent Audit Financial Stmt	0	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	1	ConsolidatedAuditFinancialStmt
School	1	School
Foreign Office	1	ForeignOffice
Foreign Activities	1	ForeignActivities
More Than5000 K To Organizations	1	MoreThan5000KToOrganizations
More Than5000 K To Individuals	1	MoreThan5000KToIndividuals
Professional Fundraising	1	ProfessionalFundraising
Fundraising Activities	1	FundraisingActivities
Gaming	0	Gaming
Hospital	0	Hospital
Grants To Organizations	1	GrantsToOrganizations
Grants To Individuals	1	GrantsToIndividuals
Schedule J Required	1	ScheduleJRequired
Tax Exempt Bonds	1	TaxExemptBonds
Invest Tax Exempt Bonds	1	InvestTaxExemptBonds
Escrow Account	0	EscrowAccount
On Behalf Of Issuer	0	OnBehalfOfIssuer
Excess Benefit Transaction	0	ExcessBenefitTransaction
Prior Excess Benefit Transaction	0	PriorExcessBenefitTransaction
Loan To Officer Or DQP	1	LoanToOfficerOrDQP
Grant To Related Person	1	GrantToRelatedPerson
Bsnss Rltnshp With Organization	0	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	1	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	1	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	1	DeductibleNonCashContributions
Deductible Contributions Of Art	1	DeductibleContributionsOfArt
Terminated	0	Terminated
Partial Liquidation	0	PartialLiquidation
Disregarded Entity	1	DisregardedEntity
Related Entity	1	RelatedEntity
Related Org Controlled Entity	1	RelatedOrgControlledEntity
Transaction Related Entity	1	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	0	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	0	ActivitiesConductedPartnership
Schedule O Required	1	ScheduleORequired
Info In Schedule O Part V	X	InfoInScheduleOPartV
Number Forms Transmitted With1096	9513	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	1	ComplianceWithBackupWitholding
Number Of Employees	28765	NumberOfEmployees
Employment Tax Returns Filed	1	EmploymentTaxReturnsFiled
Unrelated Business Income	0	UnrelatedBusinessIncome
Foreign Financial Account	1	ForeignFinancialAccount
Name Of Foreign Country	SP	NameOfForeignCountry
Name Of Foreign Country	EC	NameOfForeignCountry
Name Of Foreign Country	IT	NameOfForeignCountry
Name Of Foreign Country	GM	NameOfForeignCountry
Name Of Foreign Country	UK	NameOfForeignCountry
Name Of Foreign Country	CH	NameOfForeignCountry
Name Of Foreign Country	SN	NameOfForeignCountry
Name Of Foreign Country	TZ	NameOfForeignCountry
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTrans
Taxable Party Notification	0	TaxablePartyNotification
Non Deductible Contributions	0	NonDeductibleContributions
Quid Pro Quo Contributions	1	QuidProQuoContributions
Quid Pro Quo Disclosure	1	QuidProQuoDisclosure
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOf
Funds To Pay Premiums	0	FundsToPayPremiums
Premiums Paid	0	PremiumsPaid
Indoor Tanning Services	0	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	37	NbrVotingGoverningBodyMembers
Number Independent Voting Members	32	NumberIndependentVotingMembers
Family Or Business Relationship	1	FamilyOrBusinessRelationship
Delegation Of Management Duties	0	DelegationOfManagementDuties
Changes To Organizing Docs	0	ChangesToOrganizingDocs
Material Diversion Or Misuse	0	MaterialDiversionOrMisuse
Members Or Stockholders	0	MembersOrStockholders
Election Of Board Members	1	ElectionOfBoardMembers
Decisions Subject To Approval	0	DecisionsSubjectToApproval
Minutes Of Governing Body	1	MinutesOfGoverningBody
Minutes Of Committees	1	MinutesOfCommittees
Officer Mailing Address	0	OfficerMailingAddress
Local Chapters	0	LocalChapters
Form990 Provided To Governing Body	1	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	1	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	1	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	1	RegularMonitoringEnforcement
Whistleblower Policy	1	WhistleblowerPolicy
Document Retention Policy	1	DocumentRetentionPolicy
Compensation Process CEO	1	CompensationProcessCEO
Compensation Process Other	1	CompensationProcessOther
Investment In Joint Venture	1	InvestmentInJointVenture
Written Policy Or Procedure	0	WrittenPolicyOrProcedure
States Where Copy Of Return Is Filed	AK	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	CO	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	DC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	ME	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MD	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MI	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NH	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NJ	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NY	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OR	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	SC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	WA	StatesWhereCopyOfReturnIsFiled
Upon Request	X	UponRequest
Other Explain In Sch O	X	OtherExplainInSchO

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1

Field	Value	IRS element (for citing)
Telephone Number	9196842006	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST STE 850	AddressLine1
City	DURHAM	City
State	NC	State
ZIP Code	27701	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (57 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Average Hours Per Week RelatedAverageHoursPerWeekRelated	Individual Trustee Or DirectorIndividualTrusteeOrDirector	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	OfficerOfficer	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
ANNE T BASS
TRUSTEE	4.00	0.00	X	0	0	0
JACK O BOVENDER JR
TRUSTEE	6.00	1.20	X	0	0	0
RICHARD H BRODHEAD
PRESIDENT/TRUSTEE	60.00	11.00	X	1037439	0	193203	X
PAULA PHILLIPS BURGER
TRUSTEE	5.00	0.00	X	0	0	0
PAULA HANNAWAY CROWN
TRUSTEE	2.00	0.00	X	0	0	0
ALLYSON KAY DUNCAN
TRUSTEE	2.00	0.00	X	4500	0	0
RALPH EADS III
TRUSTEE	2.00	0.00	X	0	0	0
FRANK E EMORY JR
TRUSTEE	4.00	0.00	X	0	0	0
PAUL E FARMER
TRUSTEE	2.00	0.00	X	0	0	0
ROBIN A FERRACONE
TRUSTEE	4.00	0.00	X	0	0	0
XIQING GAO
TRUSTEE	2.00	0.00	X	0	0	0
THOMAS M GORRIE
TRUSTEE	4.00	1.60	X	0	0	0
JOHN HARPHAM
TRUSTEE	7.00	0.00	X	0	0	0
GERALD L HASSELL
TRUSTEE	2.00	0.00	X	0	0	0
WILLIAM A HAWKINS III
TRUSTEE	2.30	1.90	X	0	0	0
JANET HILL
TRUSTEE	2.00	0.00	X	0	0	0
BETSY D HOLDEN
TRUSTEE	2.00	0.00	X	0	0	0
KENNETH W HUBBARD
TRUSTEE	2.00	0.00	X	0	0	0
PETER J KAHN
TRUSTEE	2.00	0.00	X	0	0	0
BRUCE A KARSH
TRUSTEE	4.00	1.80	X	0	0	0
ELIZABETH KISS
TRUSTEE	2.00	0.00	X	0	0	0
MARGUERITE W KONDRACKE
TRUSTEE	2.00	0.00	X	0	0	0
MICHAEL MARSICANO
TRUSTEE	4.00	0.00	X	0	0	0
MARTHA L MONSERRATE
TRUSTEE	2.00	1.00	X	0	0	0
CLARENCE G NEWSOME
TRUSTEE	2.00	0.00	X	0	0	0
ROBERT R PENN
TRUSTEE	2.00	0.00	X	0	0	0
DAVID M RUBENSTEIN
TRUSTEE	6.00	0.00	X	0	0	0
ISHTIAQ ES SAAEM
TRUSTEE	2.00	0.00	X	0	0	0
ALAN D SCHWARTZ
TRUSTEE	4.00	0.00	X	0	0	0
MICHELLE SOHN
TRUSTEE	2.00	0.00	X	0	0	0
LAURENE M SPERLING
TRUSTEE	4.00	0.00	X	0	0	0
SUSAN M STALNECKER
TRUSTEE	4.00	1.00	X	0	0	0
ASHLEY CROWDER STANLEY
TRUSTEE	2.00	0.00	X	0	0	0
HARDY VIEUX
TRUSTEE	10.00	8.00	X	0	0	0
JEFFERY N VINIK
TRUSTEE	2.00	0.00	X	0	0	0
G RICHARD WAGONER JR
TRUSTEE	10.00	2.00	X	0	0	0
HOPE MORGAN WARD
TRUSTEE	2.00	0.00	X	0	0	0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	30.00	31.00		451897	0	45984	X
VICTOR J DZAU
CHANCELLOR HEALTH AFFAIRS	40.00	46.00		2146241	0	740263	X
PETER LANGE
PROVOST	72.00	2.00		558996	26000	39164	X
RICHARD V RIDDELL
VP & UNIVERSITY SECRETARY	50.00	0.00		317992	0	43203	X
TALLMAN TRASK III
EXECUTIVE VICE PRESIDENT	55.00	3.00		583908	0	79188	X
NANCY C ANDREWS
VICE CHAN OF ACADEMIC AFFAIRS	65.00	3.00		789644	0	47984		X
J SCOTT GIBSON
EXEC VICE DEAN OF ADMIN, SOM	55.00	0.50		554462	0	50688		X
ALICE E GOULD
INVESTMENT MANAGER	40.00	0.00		651100	0	51425		X
ANDERS W HALL
INVESTMENT MANAGER	40.00	0.00		724841	0	72742		X
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	40.00	0.00		280140	0	64543		X
LAURIE L PATTON
DEAN, COLLEGE OF A & S	82.00	0.00		360338	0	35744		X
ERIC D PETERSON
DIRECTOR, DCRI	80.00	20.00		383228	0	43585		X
JAMES S ROBERTS
EXEC VICE-PROVOST FIN & ADMIN	40.00	1.00		325419	0	37664		X
NEAL F TRIPLETT
CHIEF INVESTMENT OFFICER	46.00	4.00		2134820	0	212681		X
DAVID N CUTCLIFFE
COACH	40.00	0.00		1786979	0	48895			X
MICHAEL B KASTAN
EXEC DIRECTOR, CANCER INSTITUTE	40.00	0.00		929831	0	42417			X
MICHAEL W KRZYZEWSKI
COACH	40.00	0.00		4040678	0	1996932			X
RALPH SNYDERMAN
CHANCELLOR EMERITUS	40.00	0.00		6973913	0	43902			X
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	40.00	0.00		903466	0	49029			X
ALVIN L CRUMBLISS
FORMER KEY EMPLOYEE	40.00	0.00		200365	0	32669				X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	26140197	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	26000	TotalReportableCompFrmRltdOrgs
Total Other Compensation	3971905	TotalOtherCompensation
Number Individuals GT100 K	2342	NumberIndividualsGT100K
Formers Listed	1	FormersListed
Total Comp GT150 K	1	TotalCompGT150K
Compensation From Other Sources	0	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
LEND LEASE US CONSTRUCTION INC
324 BLACKWELL ST STE 130	DURHAM	NC	27701	CONSTRUCTION SERVICE	22001705
LECHASE CONSTRUCTION
324 BLACKWELL ST 1200	DURHAM	NC	27701	CONSTRUCTION SERVICE	19911738
PAREXEL INTERNATIONAL
5239 PAYSPHERE CIRCLE	CHICAGO	IL	60674	CONSULTING SERVICE	19030209
BALFOUR BEATTY CONSTRUCTION
5420 WADE PARK BLVD	RALEIGH	NC	27607	CONSTRUCTION SERVICE	17549490
UNIVERSITY OF NORTH CAROLINA
104 AIRPORT DR	CHAPEL HILL	NC	275991350	RESEARCH	8457562

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	662	NumberOfContractorsGT100K
Fundraising Events	4095855	FundraisingEvents
Related Organizations	93178589	RelatedOrganizations
Government Grants	584362755	GovernmentGrants
All Other Contributions	752161957	AllOtherContributions
Noncash Contributions	36531648	NoncashContributions
Total Contributions	1433799156	TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
TUITION & FEES	611600	640544541	640544541
ANCILLARY STUDENT SVCS	611600	84114043	84114043
CONTINUING EDUCATION	611600	54092056	54092056
CONFERENCE FEES	611600	6357640	6357640
ACADEMIC MED. RESEARCH	611600	1976226	1976226

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	92727513	TotalRevenueColumn
Related Or Exempt Function Income	92727513	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Program Service Revenue	879812019	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	60928434	TotalRevenueColumn
Exclusion	$60,928,434	ExclusionAmount

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	22632249	TotalRevenueColumn
Exclusion	$22,632,249	ExclusionAmount

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Real	7588901	Real

Less Rental Expenses LessRentalExpenses

Field	Value	IRS element (for citing)
Real	4313416	Real

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	3275485	Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	3275485	TotalRevenueColumn
Exclusion	$3,275,485	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	10537412933	Securities
Other	893091	Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	9988045000	Securities
Other	6005690	Other

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	549367933	Securities
Other	-5112599	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	544255334	TotalRevenueColumn
Exclusion	$544,255,334	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	670255	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	4095855	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	1602763	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	-932508	TotalRevenueColumn
Exclusion	-$932,508	ExclusionAmount

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
MISC. SALES	900099	9309204	9309204
VARIOUS FEES AND FINES	900099	1783243	1783243
STUDENT DUES	900099	1409161	1409161

Miscellaneous Revenue MiscellaneousRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	13656646	TotalRevenueColumn
Related Or Exempt Function Income	13656646	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Other Revenue	26158254	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	2969928423	TotalRevenueColumn
Related Or Exempt Function Income	905970273	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	0	UnrelatedBusinessRevenue
Exclusion	$630,158,994	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	11623518	Total
Program Services	11623518	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	278164445	Total
Program Services	278164445	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	37422	Total
Program Services	37422	ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	12488713	Total
Program Services	831921	ProgramServices
Management And General	10842253	ManagementAndGeneral
Fundraising	814539	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	1437594	Total
Program Services	1268758	ProgramServices
Management And General	168836	ManagementAndGeneral

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	1083689660	Total
Program Services	941679726	ProgramServices
Management And General	121763120	ManagementAndGeneral
Fundraising	20246814	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	77402945	Total
Program Services	66947730	ProgramServices
Management And General	8920000	ManagementAndGeneral
Fundraising	1535215	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	109997060	Total
Program Services	95040500	ProgramServices
Management And General	12521949	ManagementAndGeneral
Fundraising	2434611	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	75238284	Total
Program Services	64704924	ProgramServices
Management And General	9028594	ManagementAndGeneral
Fundraising	1504766	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	11287955	Total
Program Services	1283988	ProgramServices
Management And General	10003967	ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	674237	Total
Management And General	659505	ManagementAndGeneral
Fundraising	14732	Fundraising

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	3028336	Total
Fundraising	3028336	Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	18733343	Total
Management And General	18733343	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	125633503	Total
Program Services	101202743	ProgramServices
Management And General	21748208	ManagementAndGeneral
Fundraising	2682552	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	4615785	Total
Program Services	3692842	ProgramServices
Management And General	779548	ManagementAndGeneral
Fundraising	143395	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	80831984	Total
Program Services	77329050	ProgramServices
Management And General	3044707	ManagementAndGeneral
Fundraising	458227	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	12879939	Total
Management And General	12879939	ManagementAndGeneral

Royalties Royalties

Field	Value	IRS element (for citing)
Total	31071023	Total
Program Services	19460404	ProgramServices
Management And General	11610619	ManagementAndGeneral

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	64741757	Total
Program Services	60631372	ProgramServices
Management And General	3272452	ManagementAndGeneral
Fundraising	837933	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	57950964	Total
Program Services	53806237	ProgramServices
Management And General	2077806	ManagementAndGeneral
Fundraising	2066921	Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	2697	Total
Program Services	2697	ProgramServices

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	29024374	Total
Program Services	21859861	ProgramServices
Management And General	2995078	ManagementAndGeneral
Fundraising	4169435	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	60209289	Total
Program Services	58883479	ProgramServices
Management And General	1325810	ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	177939950	Total
Program Services	167085613	ProgramServices
Management And General	10854337	ManagementAndGeneral

Insurance Insurance

Field	Value	IRS element (for citing)
Total	4401445	Total
Program Services	5245927	ProgramServices
Management And General	-863293	ManagementAndGeneral
Fundraising	18811	Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
SUBRECIPIENT PAYMENTS	156785240	156785240
PRINTING & PUBLICATION	10179935	6788794	2263685	1127456
EQUIP RENTAL & MAINTENA	42357140	65764207	-24131635	724568
COST OF GOODS SOLD	19077512	15864376	3197197	15939

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	5799758	Total
Program Services	71792014	ProgramServices
Management And General	-68429721	ManagementAndGeneral
Fundraising	2437465	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	2567305807	Total
Program Services	2347777788	ProgramServices
Management And General	175266304	ManagementAndGeneral
Fundraising	44261715	Fundraising

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	196703807	BOY
EOY	186307269	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	353246247	BOY
EOY	465485441	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	154197560	BOY
EOY	117987505	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	83890	BOY
EOY	67935	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	40658711	BOY
EOY	41884950	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	17450224	BOY
EOY	19121967	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	28766920	BOY
EOY	71253772	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	4004460089	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	2243159950	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	1694267178	BOY
EOY	1761300139	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	947329677	BOY
EOY	2562455501	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	6111813990	BOY
EOY	5443589979	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	657241719	BOY
EOY	707155756	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	10201759923	BOY
EOY	11376610214	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	255630806	BOY
EOY	258057872	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	160565970	BOY
EOY	158065135	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	1053900000	BOY
EOY	1053900000	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	6171000	BOY
EOY	6007482	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	328660313	BOY
EOY	367836456	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	471535275	BOY
EOY	370772404	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	2276463364	BOY
EOY	2214639349	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	3624323520	BOY
EOY	4334577206	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1986864925	BOY
EOY	2303099009	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	2314108114	BOY
EOY	2524294650	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	7925296559	BOY
EOY	9161970865	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	10201759923	BOY
EOY	11376610214	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	402622616	ReconcilationRevenueExpenses
Reconciliation Unrealized Invest	282220532	ReconciliationUnrealizedInvest
Reconcilation Other Changes	551831158	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	0	AccountantCompileOrReview
FS Audited	1	FSAudited

FS Audited Basis FSAuditedBasis

Field	Value	IRS element (for citing)
Financial Statement Consolidated	X	FinancialStatementConsolidated

Field	Value	IRS element (for citing)
Audit Committee	1	AuditCommittee
Federal Grant Audit Required	1	FederalGrantAuditRequired
Federal Grant Audit Performed	1	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School170b1 Aii	X	School170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Political Expenditures	0	PoliticalExpenditures
Volunteer Hours	0	VolunteerHours
Amt Of4955 Tax	0	AmtOf4955Tax
Amt Of4955 Tax On Managers	0	AmtOf4955TaxOnManagers
Form4720 Filed4955 Tax	0	Form4720Filed4955Tax
Correction Made	0	CorrectionMade
Volunteers	0	Volunteers
Paid Staff Or Management	1	PaidStaffOrManagement
Media Advertisements	0	MediaAdvertisements
Mailings Members	0	MailingsMembers
Publications Or Broadcast	0	PublicationsOrBroadcast
Grants Other Organizations	0	GrantsOtherOrganizations
Direct Contact Legislators	1	DirectContactLegislators
Direct Contact Legislators	$192,021	DirectContactLegislatorsAmount
Rallies Demonstrations	0	RalliesDemonstrations
Other Activities	1	OtherActivities
Other Activities	$18,757	OtherActivitiesAmount
Total Lobbying Expenditures IIB	210778	TotalLobbyingExpendituresIIB
Not Described In501c3	0	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

Field	Value	IRS element (for citing)
Identifier	PART IV, SUPPLEMENTAL INFORMATION:	Identifier
Explanation	DUKE UNIVERSITY EMPLOYS STAFF WHO PERFORM SOME LOBBYING ACTIVITIES AS PART OF THEIR JOB RESPONSIBILITIES. THESE SAME EMPLOYEES AND SENIOR LEADERS OF THE ORGANIZATION MAY HAVE DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, AND GOVERNMENT OFFICIALS. DUKE UNIVERSITY PAYS MEMBERSHIP DUES TO OTHER ORGANIZATIONS. PER THE MEMBERSHIP DUES INVOICES, SOME OF THESE ORGANIZATIONS PROVIDE A DISCLOSURE OF LOBBYING PERCENTAGE OF THE DUES RECEIVED.	Explanation

Schedule D IRS990ScheduleD

Art Public Exhibition Amts ArtPublicExhibitionAmts

Field	Value	IRS element (for citing)
Revenues Included	296247	RevenuesIncluded
Assets In Part X	31450649	AssetsInPartX

Field	Value	IRS element (for citing)
Collect Used For Public Exhibition	X	CollectUsedForPublicExhibition
Collect Used For Scholar Research	X	CollectUsedForScholarResearch
Collect Used For Preservation	X	CollectUsedForPreservation
Collect Used For Loan Or Exch Prgrms	X	CollectUsedForLoanOrExchPrgrms
Solicited Assets For Sale	1	SolicitedAssetsForSale

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	5537135706	BeginningOfYearBalance
Contributions	91146456	Contributions
Investment Earnings Or Losses	685897075	InvestmentEarningsOrLosses
Grants Or Scholarships	74093846	GrantsOrScholarships
Other Expenditures	220105517	OtherExpenditures
End Of Year Balance	6019979874	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	5728347000	BeginningOfYearBalance
Contributions	79855209	Contributions
Investment Earnings Or Losses	-2357082	InvestmentEarningsOrLosses
Grants Or Scholarships	70629526	GrantsOrScholarships
Other Expenditures	198079895	OtherExpenditures
End Of Year Balance	5537135706	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	4802051000	BeginningOfYearBalance
Contributions	81684000	Contributions
Investment Earnings Or Losses	1123743485	InvestmentEarningsOrLosses
Grants Or Scholarships	73647646	GrantsOrScholarships
Other Expenditures	205483839	OtherExpenditures
End Of Year Balance	5728347000	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	4430172000	BeginningOfYearBalance
Contributions	86145000	Contributions
Investment Earnings Or Losses	530625628	InvestmentEarningsOrLosses
Grants Or Scholarships	55616571	GrantsOrScholarships
Other Expenditures	189275057	OtherExpenditures
End Of Year Balance	4802051000	EndOfYearBalance

Current Year Minus4 Years CurrentYearMinus4Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	6112750000	BeginningOfYearBalance
Contributions	73482915	Contributions
Investment Earnings Or Losses	-1506464915	InvestmentEarningsOrLosses
Grants Or Scholarships	52113849	GrantsOrScholarships
Other Expenditures	197482151	OtherExpenditures
End Of Year Balance	4430172000	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.30000	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.70000	PermanentEndowmentEOYBalance
Endowments Held By Unrelated Orgs	1	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	1	EndowmentsHeldByRelatedOrgs
Are Related Orgs Listed Schedule R	1	AreRelatedOrgsListedScheduleR

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	23811070	OtherCostOrOtherBasis
Book Value	23811070	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	2586060596	OtherCostOrOtherBasis
Depreciation	1321456920	Depreciation
Book Value	1264603676	BookValue

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	151151546	OtherCostOrOtherBasis
Depreciation	101602011	Depreciation
Book Value	49549535	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	635717963	OtherCostOrOtherBasis
Depreciation	489093952	Depreciation
Book Value	146624011	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	607718914	OtherCostOrOtherBasis
Depreciation	331007067	Depreciation
Book Value	276711847	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	1761300139	TotalOfBookValueLandBuildings

Other Securities OtherSecurities (8 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
SHORT TERM INVESTMENTS	553750768	F
US GOVERNMENT SECURITIES	3631000	F
REAL ASSETS	1573285923	F
PRIVATE CAPITAL	1361838085	F
HEDGE STRATEGIES	812215620	F
OTHER INVESTMENTS	34253119	F
FIXED INCOME	172054912	F
EQUITIES	932560552	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	5443589979	TotalOfBookValueSecurities

Other Assets OtherAssets (2 entries)

DescriptionDescription	Book ValueBookValue
DEPOSITS WITH BOND TRUSTEE	9339474
INTEREST IN PERPETUAL TRUST HELD BY OTHERS	697816282

Field	Value	IRS element (for citing)
Total Book Value Other Assets	707155756	TotalBookValueOtherAssets

Other Liabilities OtherLiabilities (6 entries)

DescriptionDescription	AmountAmount
ANNUITY AND SPLIT INTEREST OBLIGATIONS	$43,662,528
POSTRETIREMENT HEALTHCARE BENEFIT OBLIGATIONS	$174,551,032
FUNDS HELD FOR OTHERS	$69,177,565
CONDITIONAL ASSET RETIREMENT	$43,890,115
REFUNDABLE FEDERAL STUDENT LOANS	$34,576,492
MISC PAYABLES	$4,914,672

Field	Value	IRS element (for citing)
Total Of Amounts	370772404	TotalOfAmounts

Form990 Schedule D Part XIII Form990ScheduleDPartXIII (3 entries)

ExplanationExplanation
ART COLLECTION SCHEDULE D, PART III, LINE 4 DUKE UNIVERSITY'S COLLECTION OF ART, INCLUDING THOSE PIECES MAINTAINED IN THE NASHER MUSEUM OF ART AT DUKE UNIVERSITY, FOSTERS THE UNDERSTANDING AND APPRECIATION OF THE VISUAL ARTS BY PROVIDING DIRECT EXPERIENCE WITH ORIGINAL WORKS OF ART SUPPORTED BY A RANGE OF EXHIBITIONS, PROGRAMS AND PUBLICATIONS FOR THE UNIVERSITY AND BROADER COMMUNITY. THE MUSEUM DRAWS ON THE INTELLECTUAL RESOURCES OF THE RESEARCH UNIVERSITY AND SERVES AS A LABORATORY OF THE ARTS DEDICATED TO MULTIDISCIPLINARY APPROACHES TO LEARNING.
USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 THE INTENDED USES OF THE ENDOWMENT FUNDS ARE FOR INSTRUCTION, RESEARCH, LIBRARY AND FINANCIAL AID.
LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 SCHEDULE D, PART X DUKE UNIVERSITY ADOPTED THE REQUIREMENTS OF FIN 48 AND CONSIDERED ITS TAX POSITION. BASED ON THAT ANALYSIS, THE PROVISIONS OF FIN 48 ARE DEEMED IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS, AND THEREFORE, NO FIN 48 SPECIFIC DISCLOSURES ARE MADE IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2013.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	1	NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc	1	PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media	1	PolicyPublViaBroadcastMedia
Maint Racial Composition Records	1	MaintRacialCompositionRecords
Maint Scholarships Records	1	MaintScholarshipsRecords
Maint Copies Of Brochures Etc	1	MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations	1	MaintCopiesOfAllSolicitations
Discriminate Race Students Rights	0	DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies	0	DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty	0	DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships	0	DiscriminateRaceScholarships
Discriminate Race Educ Policies	0	DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog	0	DiscriminateRaceAthleticProg
Discriminate Race Other Acty	0	DiscriminateRaceOtherActy
Government Financial Aid Received	1	GovernmentFinancialAidReceived
Government Financial Aid Revoked	0	GovernmentFinancialAidRevoked
Compliance With Rev Proc7550	1	ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
RACIALLY NONDISCRIMINATORY POLICY	FORM 990, SCHEDULE E, LINE 3	DUKE UNIVERSITY IS COMMITTED TO ENCOURAGING AND SUSTAINING WORK AND LEARNING ENVIRONMENTS THAT ARE FREE FROM HARASSMENT AND PROHIBITED DISCRIMINATION. THE UNIVERSITY PROHIBITS DISCRIMINATION AND HARASSMENT IN THE ADMINISTRATION OF BOTH ITS EMPLOYMENT AND EDUCATIONAL POLICIES. EQUAL EMPLOYMENT AND EDUCATIONAL OPPORTUNITIES ARE PROVIDED WITHOUT REGARD TO RACE, COLOR, SEX, RELIGION, NATIONAL ORIGIN, DISABILITY, VETERAN STATUS, SEXUAL ORIENTATION, GENDER IDENTITY, AGE OR GENETIC INFORMATION. DUKE UNIVERSITY ALSO MAKES GOOD FAITH EFFORTS TO RECRUIT, HIRE AND PROMOTE QUALIFIED MINORITIES, WOMEN, INDIVIDUALS WITH DISABILITIES AND VETERANS. IN ACCORDANCE WITH TITLE IX OF THE EDUCATION AMENDMENTS OF 1972, DUKE UNIVERSITY PROHIBITS DISCRIMINATION ON THE BASIS OF SEX. SEXUAL HARASSMENT IS A FORM OF SEX DISCRIMINATION. DUKE UNIVERSITY HAS DESIGNATED DR. BENJAMIN D. REESE, VICE-PRESIDENT OF THE OFFICE FOR INSTITUTIONAL EQUITY AS ITS TITLE IX COORDINATOR. THE OFFICE FOR INSTITUTIONAL EQUITY IS LOCATED IN SMITH WAREHOUSE, 114 S. BUCHANAN BLVD., BAY 8, DURHAM, NORTH CAROLINA 27708. DR. REESE'S OFFICE TELEPHONE NUMBER IS (919) 684-8222. QUESTIONS OR CONCERNS REGARDING TITLE IX, HARASSMENT OR DISCRIMINATION MAY BE DIRECTED TO THE OFFICE FOR INSTITUTIONAL EQUITY. POLICIES AND RELATED PROCEDURES ARE COMMUNICATED TO ALL MEMBERS OF THE DUKE COMMUNITY THROUGH VAROIUS PUBLICATIONS, POSTINGS, ELECTRONIC MEDIA AND TRAINING SESSIONS FOR MANAGERS. PUBLICATIONS OF THE UNIVERSITY PICTURE BOTH MINORITY AND NON-MINORITY MEN AND WOMEN AND PERSONS WITH DISABILITIES. RECRUITING ADVERTISEMENTS STATE THAT THE UNIVERSITY IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER.
EXPLANATION OF GOVERNMENT FINANCIAL AID	FORM 990, SCHEDULE E, LINE 6	IN FUTHERANCE OF ITS EDUCATIONAL MISSIONS, DUKE UNIVERSITY RECEIVES FUNDS IN SUPPORT OF ITS UNDERGRADUATE AND GRADUATE STUDENTS. THESE FUNDS INCLUDE FINANCIAL AID PROGRAMS SUCH AS FEDERAL COLLEGE WORK STUDY, FEDERAL PERKINS FUNDS, FEDERAL STAFFORD LOAN FUNDS, FEDERAL PELL GRANT FUNDS, FEDERAL SEOG FUNDS, MEDICAL PROFESSION LOANS, FEDERAL NURSING LOANS, AND FEDERAL PLUS, ETC. ADDITIONAL STUDENT FINANCIAL AID IS RECEIVED IN THE FORM OF FELLOWSHIP SUPPORT FROM A VARIETY OF FEDERAL AGENCIES, INCLUDING NIH UNDER ITS INDIVIDUAL AND GRADUATE FELLOWSHIP PROGRAMS. IN ADDITION, DUKE UNIVERSITY RECEIVES COOPERATIVE AGREEMENTS FOR BOTH RESEARCH AND EDUCATIONAL PROGRAMS. ALTHOUGH THIS SUPPORT COMES FROM A WIDE VARIETY OF FEDERAL AGENCIES, THE NATIONAL INSTITUTE OF HEALTH, THE NATIONAL SCIENCE FOUNDATION, THE DEPARTMENT OF DEFENSE, AND THE DEPARTMENT OF ENERGY PROVIDE THE MAJORITY OF GRANTS AND COOPERATIVE AGREEMENTS.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	1	GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (49 entries)

RegionRegion	Number Of OfficesNumberOfOffices	Number Of EmployeesNumberOfEmployees	Type Of Activities ConductedTypeOfActivitiesConducted	Specific Services ProvidedSpecificServicesProvided	Total ExpendituresTotalExpenditures
ANTARCTICA	0	0	PROGRAM SERVICES	RESEARCH	4752
CENTRAL AMERICA AND THE CARIBBEAN	0	0	GRANTMAKING		18500
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	ATHLETIC EVENT	3010
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	EDUCATION	86207
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	RESEARCH	100875
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	STUDY ABROAD	93215
CENTRAL AMERICA AND THE CARIBBEAN	0	0	SEMINAR		89839
EAST ASIA AND THE PACIFIC	0	0	GRANTMAKING		9118
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	EDUCATION	3019527
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	RESEARCH	5136629
EAST ASIA AND THE PACIFIC	2	2	PROGRAM SERVICES	STUDY ABROAD	1579499
EAST ASIA AND THE PACIFIC	0	0	SEMINAR		2473725
EUROPE	0	0	FUNDRAISING		13375
EUROPE	0	0	GRANTMAKING		22880
EUROPE	0	0	PROGRAM SERVICES	ATHLETIC EVENT	10757
EUROPE	0	0	PROGRAM SERVICES	EDUCATION	843018
EUROPE	0	0	PROGRAM SERVICES	ENTERTAINMENT EVENT	14013
EUROPE	0	0	PROGRAM SERVICES	RESEARCH	10458561
EUROPE	2	57	PROGRAM SERVICES	STUDY ABROAD	5180721
EUROPE	0	0	SEMINAR		4264398
MIDDLE EAST AND NORTH AFRICA	0	0	GRANTMAKING		1715
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	EDUCATION	342537
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	RESEARCH	206511
MIDDLE EAST AND NORTH AFRICA	2	2	PROGRAM SERVICES	STUDY ABROAD	1075268
MIDDLE EAST AND NORTH AFRICA	0	0	SEMINAR		194325
NORTH AMERICA	0	0	GRANTMAKING		1000
NORTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	60183
NORTH AMERICA	0	0	PROGRAM SERVICES	ENTERTAINMENT EVENT	7576
NORTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	9512934
NORTH AMERICA	0	2	PROGRAM SERVICES	STUDY ABROAD	52209
NORTH AMERICA	0	0	SEMINAR		167068
RUSSIA	0	0	PROGRAM SERVICES	EDUCATION	805025
RUSSIA	0	0	PROGRAM SERVICES	RESEARCH	166697
RUSSIA	0	8	PROGRAM SERVICES	STUDY ABROAD	450912
RUSSIA	0	0	SEMINAR		151762
SOUTH AMERICA	0	0	GRANTMAKING		3140
SOUTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	156396
SOUTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	918878
SOUTH AMERICA	3	10	PROGRAM SERVICES	STUDY ABROAD	110210
SOUTH AMERICA	0	0	SEMINAR		561928
SOUTH ASIA	0	0	PROGRAM SERVICES	EDUCATION	302719
SOUTH ASIA	0	0	PROGRAM SERVICES	RESEARCH	3127893
SOUTH ASIA	1	5	PROGRAM SERVICES	STUDY ABROAD	1084189
SOUTH ASIA	0	0	SEMINAR		268304
SUB-SAHARAN AFRICA	0	0	GRANTMAKING		600
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	EDUCATION	306576
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	RESEARCH	3835432
SUB-SAHARAN AFRICA	1	12	PROGRAM SERVICES	STUDY ABROAD	419885
SUB-SAHARAN AFRICA	0	0	SEMINAR		432936

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	0	SubtotalNumberOfOffices
Subtotal Number Of Employees	0	SubtotalNumberOfEmployees
Cont Number Of Offices	11	ContNumberOfOffices
Cont Number Of Employees	98	ContNumberOfEmployees
Total Number Of Offices	11	TotalNumberOfOffices
Total Number Of Employees	98	TotalNumberOfEmployees
Subtotal Amount Spent	405516	SubtotalAmountSpent
Cont Amount Spent	57741911	ContAmountSpent
Total Amount Spent	58147427	TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS

Field	Value	IRS element (for citing)
Region	CENTRAL AMERICA AND THE CARIBBEAN	Region
Purpose Of Grant	GRANTMAKING	PurposeOfGrant
Amount Of Cash Grant	18500	AmountOfCashGrant
Manner Of Cash Disbursement	WIRE	MannerOfCashDisbursement

Field	Value	IRS element (for citing)
Total Number Of501c3 Orgs	0	TotalNumberOf501c3Orgs
Total Number Of Other Orgs	1	TotalNumberOfOtherOrgs

Grants To Ind Outside US GrantsToIndOutsideUS (5 entries)

Type Of AssistanceTypeOfAssistance	RegionRegion	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant	Manner Of Cash DisbursementMannerOfCashDisbursement
TUITION	EUROPE (INCLUDING ICELAND & GREENLAND)	1	8567	WIRE
TUITION	MIDDLE EAST AND NORTH AFRICA	1	1715	WIRE
DUKE BOOK AWARD	SOUTH AMERICA	1	1000	CHECK
TUITION	SOUTH AMERICA	1	2140	WIRE
TUITION	EAST ASIA AND THE PACIFIC	1	5500	WIRE

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	0	TransferToForeignCorp
Interest In Foreign Trust	0	InterestInForeignTrust
Own Foreign Corp	1	OwnForeignCorp
Passive Foreign Invest Co	0	PassiveForeignInvestCo
Foreign Partnership	0	ForeignPartnership
Boycott Countries	1	BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV

Field	Value	IRS element (for citing)
Identifier	PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES	Identifier
Return Reference	SCHEDULE F, PART I, LINE 2:	ReturnReference
Explanation	DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO SEVERAL ORGANIZATIONS OUTSIDE THE UNITED STATES. IN PARTICULAR FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANT FUNDS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY.	Explanation

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Email Solicitations	X	EmailSolicitations
Phone Solicitations	X	PhoneSolicitations
In Person Solicitations	X	InPersonSolicitations
Solicitation Of Non Govt Grants	X	SolicitationOfNonGovtGrants
Solicitation Of Govt Grants	X	SolicitationOfGovtGrants
Special Fundraising Events	X	SpecialFundraisingEvents
Agreement Ref Fundraising	1	AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation (10 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	ActivityActivity	Fundraiser Control Of FundsFundraiserControlOfFunds	Gross ReceiptsGrossReceipts	Amount Retained By ContractorAmountRetainedByContractor	Net To OrganizationNetToOrganization	Name Of IndividualNameOfIndividual
GRENZEBACH GLIER & ASSOCIATES
SEE PART IV FOR ADDRESS	SEE PART IV	IL	60611	CAMPAIGN CONSULTING	0	0	94749	0
(no name)
S	SEE PART IV	NC	27516	CAMPAIGN CONSULTING	0	0	37565	0	ERICA LIEBERMAN
COPPER REEF ENTERPRISES
SEE PART IV F	CARLSBAD	CA	92009	CAMPAIGN CONSULTING	0	0	79106	0
PW FEATS
S	BALTIMORE	MD	21202	CAMPAIGN CONSULTING	0	0	2221318	0
SULLIVAN & COMPANY
SEE PART IV F	NEW YORK	NY	10014	CAMPAIGN CONSULTING	0	0	310483	0
ORR ASSOCIATES INC
SEE PART IV F	WASHINGTON	DC	20007	CAMPAIGN CONSULTING	0	0	29150	0
MSA MARKETING INC
SEE PART IV FOR ADDRESS	RALEIGH	NC	27606	CAMPAIGN CONSULTING	0	0	25710	0
HOPKINS DESIGN GROUP LTD
SEE PART IV FOR ADDRESS	DURHAM	NC	27705	CAMPAIGN CONSULTING	0	0	24058	0
DRAWBRIDGE MEDIA INC
SEE PART IV FOR ADDRESS	RALEIGH	NC	27609	CAMPAIGN CONSULTING	0	0	72041	0
(no name)
SEE PART IV FOR ADDRESS	DURHAM	NC	27705	CAMPAIGN CONSULTING	0	0	23300	0	LUCY BYRD LYON

Field	Value	IRS element (for citing)
Total Retained By Contractors	2917480	TotalRetainedByContractors
Licensed States	AL	LicensedStates
Licensed States	AK	LicensedStates
Licensed States	AR	LicensedStates
Licensed States	CA	LicensedStates
Licensed States	CO	LicensedStates
Licensed States	CT	LicensedStates
Licensed States	DC	LicensedStates
Licensed States	FL	LicensedStates
Licensed States	GA	LicensedStates
Licensed States	HI	LicensedStates
Licensed States	IL	LicensedStates
Licensed States	KS	LicensedStates
Licensed States	KY	LicensedStates
Licensed States	LA	LicensedStates
Licensed States	ME	LicensedStates
Licensed States	MD	LicensedStates
Licensed States	MA	LicensedStates
Licensed States	MI	LicensedStates
Licensed States	MN	LicensedStates
Licensed States	MO	LicensedStates
Licensed States	NH	LicensedStates
Licensed States	NJ	LicensedStates
Licensed States	NM	LicensedStates
Licensed States	NY	LicensedStates
Licensed States	NC	LicensedStates
Licensed States	ND	LicensedStates
Licensed States	OH	LicensedStates
Licensed States	OK	LicensedStates
Licensed States	OR	LicensedStates
Licensed States	PA	LicensedStates
Licensed States	RI	LicensedStates
Licensed States	SC	LicensedStates
Licensed States	TN	LicensedStates
Licensed States	UT	LicensedStates
Licensed States	VA	LicensedStates
Licensed States	WA	LicensedStates
Licensed States	WV	LicensedStates
Licensed States	WI	LicensedStates

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	2012 CMN	NameOfEvent1
Gross Receipts Event1	2516960	GrossReceiptsEvent1
Charitable Contributions Event1	2512645	CharitableContributionsEvent1
Gross Revenue Event1	4315	GrossRevenueEvent1
Other Direct Expenses Event1	317444	OtherDirectExpensesEvent1
Name Of Event2	2013 RADIOTHON	NameOfEvent2
Gross Receipts Event2	626833	GrossReceiptsEvent2
Charitable Contributions Event2	549465	CharitableContributionsEvent2
Gross Revenue Event2	77368	GrossRevenueEvent2
Other Direct Expenses Event2	18438	OtherDirectExpensesEvent2
Total Number Of Other Events	8	TotalNumberOfOtherEvents
Gross Receipts Other Events	1622317	GrossReceiptsOtherEvents
Charitable Contrib Other Events	1033745	CharitableContribOtherEvents
Gross Revenue Other Events	588572	GrossRevenueOtherEvents
Non Cash Prizes Other Events	258922	NonCashPrizesOtherEvents
Food And Beverage Other Events	112509	FoodAndBeverageOtherEvents
Entertainment Other Events	18617	EntertainmentOtherEvents
Other Direct Expenses Other Events	876833	OtherDirectExpensesOtherEvents
Gross Receipts Total	4766110	GrossReceiptsTotal
Charitable Contributions Total	4095855	CharitableContributionsTotal
Gross Revenue Total Events	670255	GrossRevenueTotalEvents
Non Cash Prizes Total Events	258922	NonCashPrizesTotalEvents
Food And Beverage Total Events	112509	FoodAndBeverageTotalEvents
Entertainment Total Events	18617	EntertainmentTotalEvents
Other Direct Expenses Total Events	1212715	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	1602763	DirectExpenseSummaryEvents
Net Income Summary	-932508	NetIncomeSummary

Form990 Schedule G Part IV Form990ScheduleGPartIV (2 entries)

Return ReferenceReturnReference	ExplanationExplanation	IdentifierIdentifier
SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:	(I) NAME OF FUNDRAISER: GRENZEBACH GLIER & ASSOCIATES (I) ADDRESS OF FUNDRAISER: 401 N. MICHIGAN AVE, CHICAGO, IL 60611 (I) NAME OF FUNDRAISER: ERICA LIEBERMAN (I) ADDRESS OF FUNDRAISER: 6010 NEW JERICHO RD, CHAPEL HILL, NC 27516 (I) NAME OF FUNDRAISER: COOPER REEF ENTERPRISES (I) ADDRESS OF FUNDRAISER: 6965 EL CAMINO REAL SUITE, CARLSBAD, CA 92009 (I) NAME OF FUNDRAISER: P.W. FEATS (I) ADDRESS OF FUNDRAISER: 3 E. READ ST., BALTIMORE, MD 21202 (I) NAME OF FUNDRAISER: SULLIVAN & COMPANY (I) ADDRESS OF FUNDRAISER: 450 W. 14TH ST., NEW YORK, NY 10014 (I) NAME OF FUNDRAISER: ORR ASSOCIATES INC. (I) ADDRESS OF FUNDRAISER: 2801 M ST. NW, WASHINGTON, DC 20007 (I) NAME OF FUNDRAISER: MSA MARKETING INC. (I) ADDRESS OF FUNDRAISER: 5511 CAPITAL CENTER DR., RALEIGH, NC 27606 (I) NAME OF FUNDRAISER: HOPKINS DESIGN GROUP LTD (I) ADDRESS OF FUNDRAISER: 822 BROAD ST., DURHAM, NC 27705 (I) NAME OF FUNDRAISER: DRAWBRIDGE MEDIA INC. (I) ADDRESS OF FUNDRAISER: 507 W. PEACE ST., RALEIGH, NC 27609 (I) NAME OF FUNDRAISER: LUCY BYRD LYON (I) ADDRESS OF FUNDRAISER: 2616 ERWIN RD., DURHAM, NC 27705
FUNDRAISING ACTIVITIES	DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH ENTITIES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(B), COLUMN (V). THESE AGREEMENTS ALLOW FOR CERTAIN REIMBURSEMENTS OF EXPENSES SUCH AS: TRAVEL EXPENSES RELATED TO THE SERVICES PROVIDED. THE REIMBURSEMENT IS ANALYZED AND AUTHORIZED ON A CASE BY CASE BASIS. THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEE FOR SERVICES RENDERED.	SCHEDULE G, LINE 2(B), COLUMN (V)

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	1	RecordsMaintained

Recipient Table RecipientTable (56 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EIN Of RecipientEINOfRecipient	IRC SectionIRCSection	Amount Of Cash GrantAmountOfCashGrant	Purpose Of GrantPurposeOfGrant	Amount Of Non Cash AssistanceAmountOfNonCashAssistance	Method Of ValuationMethodOfValuation	Description Of Non Cash AssistanceDescriptionOfNonCashAssistance
ALBERT SCHWEITZER FELLOWSHIP
330 BROOKLINE AVE	BOSTON	MA	02215	131982786	501(C)(3)	20000	SCHWEITZER FELLOWSHIP PROGRAM
AMERICAN CANCER SOCIETY
8300 HEALTH PARK SUITE 10	RALEIGH	NC	27615	131788491	501(C)(3)	10000	GENERAL SUPPORT
AMERICAN COUNCIL OF LEARNED SO
633 THIRD AVE 8TH FLOOR	NEW YORK	NY	10017	131851145	501(C)(3)	50000	ACLS UNIVERSITY CONSORTIUM
CALVARY MINISTRIES OF THE
PO BOX 51398	DURHAM	NC	277171398	561858174	501(C)(3)	15500	GENERAL SUPPORT	2130	FMV	COMPUTER EQUIPMENT
CAMRAS VISION
PO BOX 12076	RTP	NC	27709	273817958	-	10000	DUKE START UP CHALLENGE AWARD
CHAMBER ORCHESTRA OF THE TRIAN
1213 E FRANKLIN STREET	CHAPEL HILL	NC	27514	561610461	501(C)(3)	12500	GENERAL SUPPORT
COUNCIL ON COMPETITIVENESS
1500 K STREET NW SUITE 850	WASHINGTON	DC	20005	521872849	501(C)(3)	10000	GENERAL SUPPORT
DUKE CATHOLIC STUDENT CENTER
PO BOX 90974	DURHAM	NC	27708	561378592	-	180000	GENERAL SUPPORT
DURASPACE
28 CHURCH ST SUITE 2	WINCHESTER	MA	018902538	260389639	501(C)(3)	20000	GENERAL SUPPORT
DURHAM AT RISK YOUTH COLLABORA
107 N DIVER ST	DURHAM	NC	27703	320263133	501(C)(3)	14000	GENERAL SUPPORT	610	FMV	OFFICE EQUIPMENT
DURHAM COMMUNITY LAND TRUSTEES
1208 WEST CHAPEL HILL ST	DURHAM	NC	27701	561203878	501(C)(3)	23000	GENERAL SUPPORT
DURHAM CONGREGATIONS IN ACTION
504 W CHAPEL HILL ST	DURHAM	NC	27701	237208424	501(C)(3)	6865	GENERAL SUPPORT
DURHAM COUNTY
PO BOX 3807	DURHAM	NC	277023807	566000297	GOV'T ENTITY	41984	HABITAT FOR HUMANITY SUPPORT
DURHAM COUNTY LITERACY COUNCIL
PO BOX 52209	DURHAM	NC	27707	561479534	501(C)(3)	6000	GENERAL SUPPORT
DURHAM ECONOMIC RESOURCE CENTE
904 N ROXBORO ST	DURHAM	NC	27701	237208424	501(C)(3)	5700	GENERAL SUPPORT
EMILY KRZYZEWSKI FAMILY LIFE C
904 W CHAPEL HILL ST	DURHAM	NC	27701	562230469	501(C)(3)	213950	GENERAL SUPPORT
ETHOS CLINICAL GROUP
2500 REGENCY PKWY	CARY	NC	275188549	451995206	-	7500	GENERAL SUPPORT
FAMILY HEALTH MINISTRIES INC
1921 NORTH POINTE DR SUITE 200	DURHAM	NC	27705	562206165	501(C)(3)	64755	GENERAL SUPPORT
GENESIS HOME
PO BOX 25426	DURHAM	NC	27702	561633998	501(C)(3)	10200	GENERAL SUPPORT
HABITAT FOR HUMANITY DUKE CHA
PO BOX 3807	DURHAM	NC	27702	581674794	501(C)(3)	9525	GENERAL SUPPORT
KIDZ NOTES
120 MORRIS ST	DURHAM	NC	27701	270446845	501(C)(3)	10746	COMMUNITY SUPPORT
MATI INC
1212 W CHAPEL HILL ST APT 21	DURHAM	NC	27701	455000591	-	11000	DUKE START UP CHALLENGE AWARD
NANOLY BIOSCIENCE INC
9066 E COLORADO CIRCLE	DENVER	CO	80231	460847398	-	70000	GENERAL SUPPORT
NATIONAL HUMANITIES CENTER
7 ALEXANDER DRIVE	RTP	NC	27709	591735367	501(C)(3)	125000	GENERAL SUPPORT
NCIMED INC
114 PARRISH STREET	DURHAM	NC	27702	561579041	501(C)(3)	7500	GENERAL SUPPORT
PARTNERS FOR YOUTH
1309 HALLEY ST	DURHAM	NC	27707	352206640	501(C)(3)	15346	COMMUNITY SUPPORT
PHI LAMBDA UPSILON
124 SCIENCE DR	DURHAM	NC	27708	237264553	501(C)(7)	8600	GENERAL SUPPORT
REFRESH INNOVATIONS
190 EL CAMINO REAL	ATHERTON	CA	94027	460617914	-	50000	DUKE START UP CHALLENGE AWARD
REGENTS OF UNIV OF COLORADO
1700 LINCOLN ST	DENVER	CO	80203	846000555	501(C)(3)	15500	STUDENT FELLOWSHIP AWARD
RESEARCH TRIANGLE ENVIRONMENTA
9200 LESLIESHIRE DR	RALEIGH	NC	276158103	204594346	501(C)(3)	10000	GENERAL SUPPORT
SENIOR PHARMASSIST INC
406 RIGSBEE AVE STE 201	DURHAM	NC	277012186	562084639	501(C)(3)	10600	GENERAL SUPPORT
STOP HUNGER NOW
615 HILLSBOROUGH ST SUITE 200	RALEIGH	NC	27603	161541024	501(C)(3)	10837	GENERAL SUPPORT
STUDENT ACTION WITH FARMWORKER
1317 W PETTIGREW ST	DURHAM	NC	27705	561789014	501(C)(3)	32500	COMMUNITY SUPPORT
SUDAN EDUCATION FOR LIBERTY FO
25 CAMP MCRAE LANE	ORMOND BEACH	FL	32174	262930141	501(C)(3)	10098	DAVIS PROJECTS AWARD
UC REGENTS -UNIV OF CAL BERKEL
18 SPROUL HALL	BERKELEY	CA	94720	946002123	501(C)(3)	15500	STUDENT FELLOWSHIP AWARD
UNIVERSITY OF COLORADO BOULDER
1700 LINCOLN ST LOWER LEVEL 3	DENVER	CO	80274	846000555	501(C)(3)	15500	STUDENT FELLOWSHIP AWARD
UNIVERSITY OF TEXAS AT ARLINGT
219 W MAIN ST	ARLINGTON	TX	760100136	756000121	501(C)(3)	15500	STUDENT FELLOWSHIP AWARD
WALLTOWN CHILDRENS THEATRE
1225 BERKLEY ST	DURHAM	NC	27705	562214825	501(C)(3)	14350	COMMUNITY SUPPORT
WASTEWATER & SEWER SOLUTIONS L
5448 APEX PEAKWAY 123	APEX	NC	275023924	364758472	-	10000	DUKE START UP CHALLENGE AWARD
DURHAM PUBLIC SCHOOLS
PO BOX 30002	DURHAM	NC	27705	566001021	GOV'T ENTITY	71703	GENERAL SUPPORT	61969	FMV	COMPUTER EQUIPMENT
CHANGING A GENERATION WITH FACE
PO BOX 11587	DURHAM	NC	27703	562158704	501(C)(3)		GENERAL SUPPORT	62103	FMV	OFFICE EQUIPMENT
CHILD EVANGELISM FELLOWSHIP INC
44 IONIA AVE S W	GRAND RAPIDS	MI	49502	561827691	501(C)(3)	250	GENERAL SUPPORT	98488	FMV	OFFICE EQUIPMENT
CHURCH OF JESUS CHRIST OF NAZARETH (ERCTS)
4930-H BLACKWALNUT CT	BROWNS SUMMIT	NC	27214	264202492	501(C)(3)		GENERAL SUPPORT	7345	FMV	COMPUTER EQUIPMENT
CHURCH WORLD SERVICE
212 S DUKE STREET	DURHAM	NC	27704	134080201	501(C)(3)	250	GENERAL SUPPORT	7301	FMV	OFFICE EQUIPMENT
DURHAM RESCUE MISSION
PO BOX 11858	DURHAM	NC	27703	581482590	501(C)(3)		GENERAL SUPPORT	30398	FMV	OFFICE EQUIPMENT
HOUSE OF REFUGE
947 E MAIN STREET	DURHAM	NC	27701	561988451	501(C)(3)		GENERAL SUPPORT	6454	FMV	OFFICE EQUIPMENT
KESTREL HEIGHTS SCHOOL
4700 SOUTH ALSTON AVENUE	DURHAM	NC	27713	561996482	501(C)(3)		GENERAL SUPPORT	10241	FMV	FITNESS EQUIPMENT
KRAMDEN INSTITUTE
4915 PROSPECTUS DRIVE	DURHAM	NC	27713	743108814	501(C)(3)		GENERAL SUPPORT	6500	FMV	COMPUTER EQUIPMENT
THE NAVIGATORS
201 BAPTIST ROAD	DURHAM	NC	27704	846007896	501(C)(3)		GENERAL SUPPORT	6275	FMV	COMPUTER EQUIPMENT
OFFG OUTREACH MISSION
3741 WAKE FOREST HWY	DURHAM	NC	27703	421716352	501(C)(3)		GENERAL SUPPORT	6626	FMV	COMPUTER EQUIPMENT
THE CHURCH AT NC
5401 HARDRIAN DR	DURHAM	NC	27703	560556746	501(C)(3)		GENERAL SUPPORT	11200	FMV	OFFICE EQUIPMENT
TROSA
1820 JAMES STREET	DURHAM	NC	27707	561861158	501(C)(3)	300	GENERAL SUPPORT	17280	FMV	HOUSEHOLD EQUIPMENT
VOYAGER ACADEMY
101 HOCK PARC	DURHAM	NC	27704	651318240	501(C)(3)		GENERAL SUPPORT	25203	FMV	COMPUTER EQUIPMENT
BOOK HARVEST
5802 BRISBANE DR	DURHAM	NC	27514	452610533	501(C)(3)	4000	COMMUNITY CARE FUND GRANT	1257	FMV	OFFICE EQUIPMENT
RELIGIOUS COALITION FOR A NON-VIOLENT DURHAM
105 PINECREST ROAD	DURHAM	NC	27705	201356454	501(C)(3)	4000	COMMUNITY CARE FUND GRANT	2075	FMV	COMPUTER EQUIPMENT
SPELMAN COLLEGE
350 SPELMAN LANE SW BOX 1209	ATLANTA	NC	30314	580586243	501(C)(3)	44982	SABBATICAL SCHOLAR SUPPORT

Field	Value	IRS element (for citing)
Total Nbr Of501 C3 And Govt Grants	48	TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations	8	TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII (111 entries)

Type Of GrantTypeOfGrant	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant
UNDERGRADUATE ATHLETIC SCHOLARSHIPS	347	14922273
GARDUATE ATHLETIC SCHOLARSHIPS	8	253976
UNDERGRADUATE SCHOLARSHIPS	3335	114071709
GARDUATE SCHOLARSHIPS	3055	72505905
PRE-DOCTORAL SCHOLARSHIPS	2815	42323763
GRADUATE STIPENDS	1848	25418517
GRADUATE TUITION SCHOLARSHIPS	71	413085
INTERSHIP STIPENDS	1084	2777485
POSTDOCTORAL STIPENDS	34	791828
PRE-DOCTORAL STIPENDS	72	370131
PRE-DOCTORAL TUITION SCHOLARSHIPS	2	42210
UNDERGRADUATE STIPENDS	1126	3517801
UNDERGRADUATE TUITION PAYMENTS	188	482147
ACADEMIC AWARD	3	300
ALEX COHEN AWARD	2	1000
ALLEN STARLING JOHNSON JR AWARD	10	2100
AMERICAN LITERATURE AWARD	1	250
ANNE FIROR SCOTT AWARD	3	4000
ANNE FLEXNER AWARD	4	3000
BH SMITH AWARD	1	250
BME STUDIES AWARD	2	937
BRUCE J. HEIM FOUNDATION LEADERSHIP AWARD	2	2000
CAMP K PROJECT	1	16250
CAREER FAIR SCHOLARSHIP	3	1500
CHARLES ROWE VAIL MEMORIAL AWARD	1	500
CHESTER P MIDDLESWORTH AWARD	2	2000
CLACS RESEARCH AWARD	1	500
CLAY TALIAFOEER DANCE AWARD	1	250
COMPOSITION AWARD	1	500
DALE B.J. RANDALL AWARD	2	1000
DANA MARKS AWARD	1	500
DEANS RECOGNITION AWARD	9	900
DGHI CONTEST PRIZE WINNER	3	200
DHRC AWARD	12	13970
DORA ANN LITTLE AWARD	1	800
DUKE ARTS FESTIVAL WINNER	3	200
DUKE START UP CHALLENGE WINNER	35	18500
DURDEN PRIZE	4	3000
ELI SOCIAL ENTREPRENEURSHIP AWARD	1	12500
ESSAY AWARD	3	1500
EVA J SALBER AWARD	1	500
FIRST BOOK PRIZE	1	3000
FISH AWARD WINNER	1	250
FOERSTER PRIZE WINNER	3	2200
FUTRELL AWARD	1	1000
GALLERY CHOICE CONTEST WINNER	1	100
GEORGE SHERRERD III AWARD	1	500
HAAS ESSAY PRIZE	1	1200
HAROLD BRODY AWARD	1	500
HART FELLOWSHIP	1	1118
HASTAC SCHOLAR FELLOWSHIP	5	1500
HELMHOLTZ AWARD	2	400
HENRY SCHUMAN MUSIC PRIZE	1	350
HOLTON PRIZE	3	1500
INNOVATION CO-LAB CHALLENGE WINNER	4	5000
JH FRANKLIN AWARD	2	3000
JODY MCAULIFF AWARD	1	1000
JOHN HOPE FRANKLIN AWARD	1	1500
JOHN M CLUM DISTINGUISHED THEATER STUDIES	1	500
JUDITH MCDADE PRIZE	1	100
JULIA HARPER DAY AWARD	1	500
JULIA WILDINSON MUELLER PRIZE	3	300
JULIA WRAY MEMORIAL DANCE AWARD	2	500
KARL E ZENER AWARD	2	200
KENAN MORAL PURPOSE AWARD	1	1000
KENNETH J REARDON AWARD	2	1000
LEONARDO DA VINCI AWARD	1	200
LOUIS SADLER PRIZE	1	2000
MARY DUKE BIDDLE FOUNDATION IN VISUAL ARTS	2	1000
MARY MCLEOD BETHUNE WRITING AWARD	1	350
MAX KADA FAOUNDATION AWARD	1	1500
MELCHER AWARD	1	500
MELOSH WINNER	1	714
MEMORIAL AWARD	7	3631
MEMS RETREAT AWARD	13	2919
MICHAEL NATHAN AWARD	1	2500
MICHAEL RAMSEY PRIZE	1	84
MORAL PURPOST AWARD	1	1000
NANCY KANEB ART HISTORY AWARD	1	500
NEH SUMMER INSTITUTE	47	62910
PANHEL SCHOLARSHIP	2	779
PAUL FARMER AWARD	1	100
PAUL R BRYAN AWARD	3	375
PERRY PRIZE	1	7500
PHD DISSERTATION AWARD	3	3563
PHOTO/VIDEO CONTEST WINNER	10	4350
POSTER AWARD	24	12676
RADIOLOGICAL SOCIETY AWARD	1	3000
ROSE SCHOLARSHIP AWARD	1	200
SCHUBERT/RICHEY S-P AWARD	1	250
SCHUTT SENIOR AWARD	2	1000
SIMPSON AWARD	3	600
SPELLING BEE ASSISTANCE	1	3200
STEPHEN HORNE AWARD	1	1000
STUDENT ASSISTANCE	1	6728
STUDENT AWARD	4	8000
SUMMER RESEARCH AWARD	3	10150
SUMMER STUDY IN THE ARTS GRANT	4	2500
TEACHING AND MENTORING AWARD	2	311
TERRY WELBY TYLER JR AWARD	1	1000
THESIS AWARD	2	450
THOMAS JEFFERSON AWARD	1	250
TRAVEL ASSISTANCE	2	969
UNDERGRADUATE TEACHING AWARD	9	1637
UTKU AWARD	1	469
VAIL TA AWARD	2	1000
VISUAL STUDIES INITIATIVE AWARD	3	1500
WILLIAM KLENZE PRIZE IN MUSIC COMPOSITION	1	225
WORKSHOP AWARD	2	1200
WRITING CONTEST	12	1350
YOUTH CONTEST	5	350

Form990 Schedule I Part IV Form990ScheduleIPartIV

Field	Value	IRS element (for citing)
Identifier	SCHEDULE I, PART I, LINE 2:	Identifier
Return Reference	ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN U.S.	ReturnReference
Explanation	DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS WITHIN THE UNITED STATES. FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANTS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. STUDENTS' INSTITUTIONAL SCHOLARSHIPS AND FINANCIAL AID IS POSTED DIRECTLY TO THEIR BURSAR ACCOUNTS. THEREFORE, SUCH FUNDS ARE DIRECTLY APPLIED TO APPROPRIATE CHARGES WITHIN THE STUDENTS' ACCOUNTS. GRANT/FELLOWSHIP PAYMENTS ARE PROCESSED ACCORDING TO AWARD LETTERS, WHICH ARE REVIEWED AND SUBMITTED TO THE RECIPIENT IN ADVANCE OF ACCEPTING FOR THE APPLICABLE SEMESTER. EACH PAYMENT IS PREPARED ACCORDING TO THE AWARD LETTER BY A DEPARTMENTAL REPRESENTATIVE, WHICH IS THEN REVIEWED AND APPROVED BY A DEPARTMENTAL SUPERVISOR. PRIOR TO ISSUANCE, A FINAL REVIEW AND APPROVAL IS PROCESSED BY THE CENTRAL PAYMENT PROCESSING DEPARTMENT.	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Travel For Companions	X	TravelForCompanions
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Club Dues Or Fees	X	ClubDuesOrFees
Personal Services	X	PersonalServices
Written Policy Re T And E Expenses	1	WrittenPolicyReTAndEExpenses
Substantiation Required	1	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	0	SeverancePayment
Supplemental Nonqual Retire Plan	1	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	0	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	0	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	0	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	0	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	0	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	0	AnyNonFixedPayments
Initial Contract Exception	0	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (21 entries)

TitleTitle	Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
RICHARD H BRODHEAD
PRESIDENT/TRUSTEE	817140	0	0	0	220299	0	130635	0	65169	0	1233243	0	100000	0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	434897	0	0	0	17000	0	30635	0	17997	0	500529	0	0	0
VICTOR J DZAU
CHANCELLOR HEALTH AFFAIRS	1064538	0	1069441	0	12262	0	722437	0	21274	0	2889952	0	0	0
PETER LANGE
PROVOST	541996	26000	0	0	17000	0	30635	0	10235	0	599866	26000	0	0
RICHARD V RIDDELL
VP & UNIVERSITY SECRETARY	300992	0	0	0	17000	0	30635	0	13491	0	362118	0	0	0
TALLMAN TRASK III
EXECUTIVE VICE PRESIDENT	566908	0	0	0	17000	0	30635	0	50340	0	664883	0	0	0
NANCY C ANDREWS
VICE CHAN OF ACADEMIC AFFAIRS	499856	0	249301	0	40487	0	30635	0	18918	0	839197	0	0	0
J SCOTT GIBSON
EXEC VICE DEAN OF ADMIN, SOM	371972	0	165490	0	17000	0	30635	0	21207	0	606304	0	0	0
ALICE E GOULD
INVESTMENT MANAGER	325000	0	212250	0	113850	0	51425	0	1001	0	703526	0	113850	0
ANDERS W HALL
INVESTMENT MANAGER	302730	0	221611	0	200500	0	59835	0	13854	0	798530	0	183500	0
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	279970	0	170	0	0	0	30635	0	34763	0	345538	0	0	0
LAURIE L PATTON
DEAN, COLLEGE OF A & S	343338	0	0	0	17000	0	30635	0	6164	0	397137	0	0	0
ERIC D PETERSON
DIRECTOR, DCRI	340028	0	26200	0	17000	0	30635	0	14000	0	427863	0	0	0
JAMES S ROBERTS
EXEC VICE-PROVOST FIN & ADMIN	310619	0	14800	0	0	0	30635	0	7983	0	364037	0	0	0
NEAL F TRIPLETT
CHIEF INVESTMENT OFFICER	576817	0	636740	0	921263	0	198861	0	15657	0	2349338	0	868263	0
DAVID N CUTCLIFFE
COACH	1391395	0	375000	0	20584	0	30635	0	22727	0	1840341	0	0	0
MICHAEL B KASTAN
EXEC DIRECTOR, CANCER INSTITUTE	678014	0	251817	0	0	0	30635	0	13928	0	974394	0	0	0
MICHAEL W KRZYZEWSKI
COACH	1976663	0	2007000	0	57015	0	1982757	0	20544	0	6043979	0	492500	0
RALPH SNYDERMAN
CHANCELLOR EMERITUS	527267	0	0	0	6446646	0	30635	0	14925	0	7019473	0	0	0
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	825677	0	0	0	77789	0	30635	0	21022	0	955123	0	0	0
ALVIN L CRUMBLISS
FORMER KEY EMPLOYEE	187615	0	0	0	12750	0	24431	0	8806	0	233602	0	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII (2 entries)

Return ReferenceReturnReference

ExplanationExplanation

PART I, LINE 1A

CHARTER TRAVEL SCHEDULE J, PART 1, LINE 1A MICHAEL W. KRYZYZEWSKI HAS USED CHARTER TRAVEL SERVICES. TO THE EXTENT SUCH TRAVEL WAS NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN TAXABLE INCOME OF THE INDIVIDUAL. RICHARD H. BRODHEAD USED FIRST CLASS TRAVEL SERVICES. SUCH TRAVEL WAS FOR BUSINESS PURPOSES AND NOT INCLUDED IN TAXABLE INCOME TO THE INDIVIDUALS. TRAVEL FOR COMPANIONS SCHEDULE J, PART 1, LINE 1A COMPANIONS HAVE TRAVELED WITH MICHAEL W. KRZYZEWSKI, DAVID CUTCLIFFE, AND KEVIN WHITE. TO THE EXTENT IT WAS PERSONAL IN NATURE, SUCH AMOUNTS WERE INCLUDED IN THEIR TAXABLE INCOME. TAX INDEMNIFICATION SCHEDULE J, PART 1, LINE 1A RICHARD H. BRODHEAD, MICHAEL W. KRZYZEWSKI, VICTOR J. DZAU, AND KEVIN M. WHITE RECEIVED SOME BENEFIT THAT WAS GROSSED UP TO COMPENSATE FOR WITHHOLDING OF TAXES. RESIDENCE FOR PERSONAL USE SCHEDULE J, PART 1, LINE 1A RICHARD H. BRODHEAD WAS PROVIDED WITH ON CAMPUS LIVING FACILITIES AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. ACCORDINGLY, SUCH LODGING IS NOT INCLUDED IN TAXABLE INCOME. PERSONAL SERVICES SCHEDULE J, PART 1, LINE 1A THE UNIVERSITY PROVIDES HOUSEKEEPING SERVICES TO MAINTAIN ALL UNIVERSITY FACILITIES, INCLUDING THE FACILITY USED BY THE UNIVERSITY'S PRESIDENT. IN ADDITION TO PROVIDING A PERSONAL RESIDENCE THAT IS FOR THE CONVENIENCE OF THE UNIVERSITY, THIS FACILITY IS USED THROUGHOUT THE YEAR FOR NUMEROUS DUKE RELATED FUNCTIONS. RICHARD H. BRODHEAD WAS PROVIDED WITH PERSONAL FINANCIAL SERVICES. TO THE EXTENT SUCH SERVICES WERE NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN THE TAXABLE INCOME OF THIS INDIVIDUAL. CLUB DUES SCHEDULE J, PART 1, LINE 1A DAVID N. CUTCLIFFE AND J. SCOTT GIBSON WERE PROVIDED WITH CLUB MEMBERSHIPS. TO THE EXTENT THE DUES WERE CONSIDERED PERSONAL, THE AMOUNTS WERE INCLUDED IN TAXABLE INCOME. DUKE POLICY GOVERNS THE NATURE AND TYPE OF ALLOWABLE EXPENDITURES AND PAYMENTS, INCLUDING REQUIREMENTS TO PROVIDE SUPPORTING DOCUMENTATION DETAILING THE TRANSACTION AND BUSINESS PURPOSE. ANY APPROVED EXCEPTIONS TO POLICY ARE DOCUMENTED IN CORRESPONDENCE OR EMPLOYMENT AGREEMENTS.

PART I, LINE 4B

SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART 1, LINE 4B THE FOLLOWING INDIVIDUALS PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: NEAL F. TRIPLETT $904,263, ANDERS W. HALL $183,500, ALICE E. GOULD $113,850, RALPH SYNDERMAN $6,441,836, RICHARD BRODHEAD $200,000, SUCH AMOUNTS WERE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F). VICTOR J. DZAU MD PARTICIPATES IN A PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE, HOWEVER HE DID NOT RECEIVE ANY PAYMENTS DURING THE REPORTING PERIOD.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
NC CAPITAL FACILITIES FINANCE AGENCY
A	561592154	65819GCF3	2005-06-24	216311656	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
B	561592154	65819GDR6	2006-11-02	397964337	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
C	561592154	65819GES3	2007-01-09	128278030	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
D	561592154	65819GFT0	2009-02-25	252585252	SEE PART VI	0	0	0

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceeds	Capitalized InterestCapitalizedInterest	Refunding EscrowRefundingEscrow	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Working Capital ExpendituresWorkingCapitalExpenditures	Capital ExpendituresCapitalExpenditures	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind	Amount RetiredAmountRetired	Amount UnspentAmountUnspent
A	220394024	8738412	69239409	1647641	236035	140532528	2007	1	0	1	1
B	405128364	8814929	262529247	2807772		130976419	2008	1	1	1	1	8210000
C	128278030		127234526	1043504			2004	0	1	1	1
D	253158413	7249152	109568000	2182146		124819643		1	0	0	1		9339472

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCd	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Engage Bond Counsel ContractsEngageBondCounselContracts	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Total Private Business UseTotalPrivateBusinessUse	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A	1	1	1	1	0.00000	0.00000	1
B	1	1	1	1	0.00340	0.00340	1
C	1	1	1	1	0.00000	0.00000	1
D	1	1	1	1	0.00020	0.00020	1

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Rebate Not Due YetRebateNotDueYet	Exception To RebateExceptionToRebate	No Rebate DueNoRebateDue	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Business Name Line2NameOfGICProvider/BusinessNameLine2	Term Of GICTermOfGIC	Regulatory Safe Harbor SatisfiedRegulatorySafeHarborSatisfied	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
MORGAN STANLEY &
A	0	0	0	1	0	0	1	CO	1.800000000000	1	1	1
MORGAN STANLEY &
B	0	0	0	1	0	0	1	CO	1.900000000000	0	0	1
(no name)
C	0	0	0	1	0	0	0				0	1
(no name)
D	0	0	0	0	0	0	0				0	1

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

Bond ReferenceBondReferenceCd	Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A	1
B	1
C	1
D	1

Form990 Schedule K Part VI Form990ScheduleKPartVI (5 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
FORM 990, SCHEDULE K, PART 1(C)	TAX-EXEMPT BOND	CUSIP NUMBER OF TAX-EXEMPT BONDS BOND ISSUE (C): FORM 8038 LISTS THE CUSIP NUMBER AS 65819GEQ7, 65819GER5, 65819GES3. ALL CUSIPS HAVE THE SAME MATURITY DATE. BOND ISSUE (A2): FORM 8038 LISTS THE CUSIP NUMBER AS VARIOUS DUE TO THE NATURE OF THE NOTES ISSUED, I.E., COMMERCIAL PAPER. THE ISSUE CLOSED ON 12/18/2012 AND CUSIPS 65818WAG9, 65818XAE2, 65818XAD4, 65818WAJ3, 65818XAF9, 65818WAK0, 65818WAL8, & 65818WAM6 WERE OUTSTANDING AS OF 6/30/2013 UNDER THE NEW ISSUE.
FORM 990, SCHEDULE K, PART 1(E)	TAX-EXEMPT BONDS	BOND ISSUE (A2): REPRESENTS MAXIMUM PRINCIPAL AMOUNT OF NEW MONEY COMMERCIAL PAPER NOTES ($579,077,000) AND FIRST GENERATION CURRENT REFUNDING COMMERICAL PAPER NOTES ($48,150,000) THAT CAN BE ISSUED PURSUANT TO THIS COMMERCIAL PAPER PROGRAM.
FORM 990, SCHEDULE K, PART 1(F)	PURPOSE OF TAX-EXEMPT BONDS	BOND ISSUE (A): TO (1) REFUND $69,038,000 AGGREGATE PRINCIPAL AMOUNT OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED MARCH 17, 2005 TO PROVIDE INTERIM FINANCING FOR CONSTRUCTING AND EQUIPPING FOUR PROJECTS LOCATED ON THE WEST CAMPUS OF DUKE UNIVERSITY (2005A PROJECTS), AND (2) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2005A PROJECTS. BOND ISSUE (B): TO (1) REFUND THE OUTSTANDING 1996B BONDS ISSUED 7/9/1996, (2) REFUND A PORTION OF THE 2001A BONDS ISSUED 1/8/2002, (3) REFUND $92,699,000 AGGREGATE PRINCIPAL AMOUNT OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 9/18/2006 AND $3,260,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 20 PROJECTS LOCATED ON THE WEST AND EAST CAMPUS OF DUKE UNIVERSITY (2006A PROJECTS), AND (4) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF COST OF CONSTRUCTING AND EQUIPPING THE 2006A PROJECTS. BOND ISSUE (C): TO REFUND THE OUTSTANDING 2002A BONDS ISSUED 7/30/2002. BOND ISSUE (D): TO (1) REFUND $104,184,000 AGGREGATE PRINCIPAL OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 5/13/2008 AND $5,384,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 28 PROJECTS LOCATED ON WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY (2009B PROJECTS), AND (2) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2009B PROJECTS. BOND ISSUE (A2): COMMERCIAL PAPER PROGRAM, THE PURPOSES OF WHICH ARE TO (1) REFUND COMMERCIAL PAPER NOTES ISSUED UNDER A PRIOR PROGRAM WITH AN ISSUE DATE OF 6/16/2011, AND (2) FINANCE PROJECTS ON THE WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY
FORM 990, SCHEDULE K, PART II, LINE 13	TAX-EXEMPT BOND	BOND ISSUE (D): NO YEAR IS PROVIDED AT THIS TIME, BECAUSE NOT ALL PROJECTS ARE SUBSTANTIALLY COMPLETE. BOND ISSUE (A2): NO YEAR IS PROVIDED AT THIS TIME, BECAUSE NOT ALL PROJECTS ARE SUBSTANTIALLY COMPLETE.
FORM 990, SCHEDULE K, PART IV	TAX-EXEMPT BOND	LINE 2C BOND ISSUE (A) - 6/24/2013 BOND ISSUE (B) - 11/1/2012 BOND ISSUE (C) - 1/1/2013 LINE 4D BOND ISSUE (B): ONLY TWO BIDS WERE RECEIVED FROM SIX PROVIDERS SOLICITED. LINE 6 BOND ISSUE (A2): SALES PROCEEDS ALLOCATED UPON ISSUANCE AND NOT INVESTED.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd

Issuer Name IssuerName

Field	Value	IRS element (for citing)
Business Name Line1	NC CAPITAL FACILITIES FINANCE AGENCY	BusinessNameLine1

Field	Value	IRS element (for citing)
Issuer EIN	561592154	IssuerEIN
CUSIP Number	65818WAM6	CUSIPNumber
Date Issued	2012-12-18	DateIssued
Issue Price	627227000	IssuePrice
Description Of Purpose	SEE PART VI	DescriptionOfPurpose
Defeased	0	Defeased
On Behalf Of Issuer	0	OnBehalfOfIssuer
Pool Financing	0	PoolFinancing

Form990 Schedule K Part II Form990ScheduleKPartII

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Total Proceeds	48150000	TotalProceeds
Refunding Escrow	48150000	RefundingEscrow
Year Of Subst Completion	2012	YearOfSubstCompletion
Current Refunding	1	CurrentRefunding
Advance Refunding	0	AdvanceRefunding
Final Allocation Made	0	FinalAllocationMade
Adequate Books And Recds Maintaind	1	AdequateBooksAndRecdsMaintaind

Form990 Schedule K Part III Form990ScheduleKPartIII

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Owning Bond Financed Property	0	OwningBondFinancedProperty
Any Lease Arrangements	0	AnyLeaseArrangements
Mngment Cntrct Bond Financd Prprty	1	MngmentCntrctBondFinancdPrprty
Engage Bond Counsel Contracts	1	EngageBondCounselContracts
Any Research Agreements	1	AnyResearchAgreements
Engage Bond Counsel Research	1	EngageBondCounselResearch
Prcntge Prvt Business Use By Others	0.00000	PrcntgePrvtBusinessUseByOthers
Percentage Of Prvt Business Re UBI	0.00000	PercentageOfPrvtBusinessReUBI
Total Private Business Use	0.00000	TotalPrivateBusinessUse
Bond Iss Meet Prvt Security Pay Test	0	BondIssMeetPrvtSecurityPayTest
Change In Use Bond Financed Prop	0	ChangeInUseBondFinancedProp
Non Qualified Bond Remed Procdrs	1	NonQualifiedBondRemedProcdrs

Form990 Schedule K Part IV Form990ScheduleKPartIV

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Form8038 T Filed	0	Form8038TFiled
Rebate Not Due Yet	0	RebateNotDueYet
Exception To Rebate	0	ExceptionToRebate
No Rebate Due	0	NoRebateDue
Variable Rate Issue	1	VariableRateIssue
Hedge Identified In Books And Recds	0	HedgeIdentifiedInBooksAndRecds
Gross Proceeds Invested In GIC	0	GrossProceedsInvestedInGIC
Gross Proceeds Invested	0	GrossProceedsInvested
Written Proc To Monitor Reqs	1	WrittenProcToMonitorReqs

Form990 Schedule K Part V Form990ScheduleKPartV

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Proc To Undertk Corrective Action	1	ProcToUndertkCorrectiveAction

Schedule L IRS990ScheduleL

Loan Table LoanTable

Field	Value	IRS element (for citing)
Name Person	LAURIE PATTON	NamePerson
Relationship With Organization	KEY EMPLOYEE	RelationshipWithOrganization
Purpose Of Loan	MOVING	PurposeOfLoan
Loan From Organization	X	LoanFromOrganization
Original Principal	$88,000	OriginalPrincipalAmount
Balance Due	67935	BalanceDue
Default	0	Default
Approved By Board	0	ApprovedByBoard
Written Agreement	1	WrittenAgreement

Field	Value	IRS element (for citing)
Total Balance Due	67935	TotalBalanceDue

Form990 Schedule L Part III Form990ScheduleLPartIII (4 entries)

Name Of Interested PersonNameOfInterestedPerson	Relationship With OrganizationRelationshipWithOrganization	Amount Of GrantAmountOfGrant	Type Of AssistanceTypeOfAssistance	Purpose Of AssistancePurposeOfAssistance
1 RECIPIENT	SEE PART V	25000	AWARD	GENERAL SUPP.
1 RECIPIENT	SEE PART V	10000	AWARD	GENERAL SUPP.
1 RECIPIENT	SEE PART V	15600	AWARD	GENERAL SUPP.
1 RECIPIENT	SEE PART V	10000	GRANT	GENERAL SUPP.

Form990 Schedule L Part IV Form990ScheduleLPartIV (9 entries)

RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues
CYNTHIA BRODHEAD
SEE PART V	168836	SEE PART V	0
LORI LEACHMAN
SEE PART V	87118	SEE PART V	0
DEBORAH JAKUBS
SEE PART V	310813	SEE PART V	0
BERNARD MATHEY-PREVOT
SEE PART V	170346	SEE PART V	0
ROSETTA STONE
SEE PART V	106755	SEE PART V	0
BRIGHT HORIZONS
SEE PART V	345419	SEE PART V	0
PEPSI CO
SEE PART V	232557	SEE PART V	0
HINES GLOBAL
SEE PART V	10448197	SEE PART V	0
SCHNEIDER ELECTRIC
SEE PART V	792756	SEE PART V	0

Form990 Schedule L Part V Form990ScheduleLPartV (2 entries)

IdentifierIdentifier

ExplanationExplanation

SCH L, PART III, GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS:

(A) NUMBER OF RECIPIENTS: 1(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF GRANT SELECTION COMMITTEE(C) AMOUNT OF GRANT: $25,000(D) TYPE OF ASSISTANCE: AWARD(E) PURPOSE OF ASSISTANCE: GENERAL SUPPORT(A) NUMBER OF RECIPIENTS: 1(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: GRANT SELECTION COMMITTEE MEMBER(C) AMOUNT OF GRANT: $10,000(D) TYPE OF ASSISTANCE: AWARD(E) PURPOSE OF ASSISTANCE: GENERAL SUPPORT(A) NUMBER OF RECIPIENTS: 1(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: GRANT SELECTION COMMITTEE MEMBER(C) AMOUNT OF GRANT: $15,600(D) TYPE OF ASSISTANCE: AWARD(E) PURPOSE OF ASSISTANCE: GENERAL SUPPORT(A) NUMBER OF RECIPIENTS: 1(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: GRANT SELECTION COMMITTEE MEMBER(C) AMOUNT OF GRANT: $10,000(D) TYPE OF ASSISTANCE: GRANT(E) PURPOSE OF ASSISTANCE: GENERAL SUPPORT

SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS:

(A) NAME OF INTERESTED PERSON: CYNTHIA BRODHEAD(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: CYNTHIA BRODHEAD IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $168,836(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: LORI LEACHMAN(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: LORI LEACHMAN IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $87,118(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: DEBORAH JAKUBS(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DEBORAH JAKUBS IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $310,813(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: BERNARD MATHEY-PREVOT(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: BERNARD MATHEY-PREVOT IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $170,346(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED ENTITY: ROSETTA STONE(B) RELATIONSHIP BETWEEN INTERESTED ENTITY AND ORGANIZATION: ROSETTA STONE DIRECTOR IS A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $106,755(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS OR SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED ENTITY: BRIGHT HORIZONS(B) RELATIONSHIP BETWEEN INTERESTED ENTITY AND ORGANIZATION: BRIGHT HORIZONS DIRECTOR IS A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $345,419(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS OR SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED ENTITY: PEPSI CO.(B) RELATIONSHIP BETWEEN INTERESTED ENTITY AND ORGANIZATION: PEPSI CO. DIRECTOR IS A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $232,557(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS OR SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED ENTITY: HINES GLOBAL(B) RELATIONSHIP BETWEEN INTERESTED ENTITY AND ORGANIZATION: HINES GLOBAL OWNER IS A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $10,448,197(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS OR SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED ENTITY: SCHNEIDER ELECTRIC(B) RELATIONSHIP BETWEEN INTERESTED ENTITY AND ORGANIZATION: SCHNEIDER ELECTRIC DIRECTOR IS A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $792,756(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS OR SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	39	NumberOfContributions
Noncash Contribs Rptd F990	1195036	NoncashContribsRptdF990
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenues

Books And Publications BooksAndPublications

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Noncash Contribs Rptd F990	119742	NoncashContribsRptdF990
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenues

Clothing And Household Goods ClothingAndHouseholdGoods

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Noncash Contribs Rptd F990	13785	NoncashContribsRptdF990
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenues

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	735	NumberOfContributions
Noncash Contribs Rptd F990	34799677	NoncashContribsRptdF990
Method Of Determining Revenues	MARKET QUOTE	MethodOfDeterminingRevenues

Other Non Cash Contributions Table OtherNonCashContributionsTable (4 entries)

Non Cash CheckboxNonCashCheckbox	DescriptionDescription	Number Of ContributionsNumberOfContributions	Noncash Contribs Rptd F990NoncashContribsRptdF990	Method Of Determining RevenuesMethodOfDeterminingRevenues
X	EVENT TICKETS	1476	226665	FMV/FACE VALUE
X	MISCELLANEOUS	83	92672	VARIOUS
X	EQUIPMENT	13	71683	VARIOUS
X	DOCUMENTS	113	12388	VARIOUS

Field	Value	IRS element (for citing)
Number Of8283 Received	21	NumberOf8283Received
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	1	ReviewProcessUnusualNCGifts
Third Parties Used	1	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

Field	Value	IRS element (for citing)
Identifier	THIRD PARTY USE:	Identifier
Return Reference	PART I, LINE 32B:	ReturnReference
Explanation	USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS SCHEDULE M, PART 1, LINE 32B DUKE UNIVERSITY USES INVESTMENT BROKERS TO SELL SECURITIES. DUKE UNIVERSITY MAY OCCASSIONALLY USE THIRD PARTIES TO SELL OTHER TYPES OF NON-CASH CONTRIBUTIONS, AS THE NEED ARISES.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (11 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
TOTAL NUMBER OF VOLUNTEERS	FORM 990, PART I, LINE 6	DUKE UNIVERSITY HAS MANY VOLUNTEERS THAT FACILITATE MANY OF ITS ACTIVITIES.
ORGANIZATION'S MISSION	FORM 990, PART III, LINE 1	"JAMES B. DUKE'S FOUNDING INDENTURE OF DUKE UNIVERSITY DIRECTED THE MEMBERS OF THE UNIVERSITY TO 'PROVIDE REAL LEADERSHIP IN THE EDUCATIONAL WORLD' BY CHOOSING INDIVIDUALS OF 'OUTSTANDING CHARACTER, ABILITY, AND VISION' TO SERVE AS ITS OFFICERS, TRUSTEES AND FACULTY; BY CAREFULLY SELECTING STUDENTS OF 'CHARACTER, DETERMINATION AND APPLICATION;' AND BY PURSUING THOSE AREAS OF TEACHING AND SCHOLARSHIP THAT WOULD 'MOST HELP TO DEVELOP OUR RESOURCES, INCREASE OUR WISDOM, AND PROMOTE HUMAN HAPPINESS.' "TO THESE ENDS, THE MISSION OF DUKE UNIVERSITY IS TO PROVIDE A SUPERIOR LIBERAL EDUCATION TO UNDERGRADUATE STUDENTS, ATTENDING NOT ONLY TO THEIR INTELLECTUAL GROWTH BUT ALSO THEIR DEVELOPMENT AS ADULTS COMMITTED TO HIGH ETHICAL STANDARDS AND FULL PARTICIPATION AS LEADERS IN THEIR COMMUNITIES; TO PREPARE FUTURE MEMBERS OF THE LEARNED PROFESSIONS FOR LIVES OF SKILLED AND ETHICAL SERVICE BY PROVIDING EXCELLENT GRADUATE AND PROFESSIONAL EDUCATION; TO ADVANCE THE FRONTIERS OF KNOWLEDGE AND CONTRIBUTE BOLDLY TO THE INTERNATIONAL COMMUNITY OF SCHOLARSHIP; TO PROMOTE AN INTELLECTUAL ENVIRONMENT BUILT ON A COMMITMENT TO FREE AND OPEN INQUIRY; TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH, THROUGH SOPHISTICATED MEDICAL RESEARCH AND THOUGHTFUL PATIENT CARE; TO PROVIDE WIDE RANGING EDUCATIONAL OPPORTUNITES, ON AND BEYOND OUR CAMPUSES, FOR TRADITIONAL STUDENTS, ACTIVE PROFESSIONALS AND LIFE-LONG LEARNERS USING THE POWER OF INFORMATION TECHNOLOGIES; AND TO PROMOTE A DEEP APPRECIATION FOR THE RANGE OF HUMAN DIFFERENCE AND POTENTIAL, A SENSE OF THE OBLIGATIONS AND REWARDS OF CITIZENSHIP, AND A COMMITMENT TO LEARNING, FREEDOM AND TRUTH. "BY PURSUING THESE OBJECTIVES WITH VISION AND INTEGRITY, DUKE UNIVERSITY SEEKS TO ENGAGE THE MIND, ELEVATE THE SPIRIT, AND STIMULATE THE BEST EFFORT OF ALL WHO ARE ASSOCIATED WITH THE UNIVERSITY; TO CONTRIBUTE IN DIVERSE WAYS TO THE LOCAL COMMUNITY, THE STATE, THE NATION AND THE WORLD; AND TO ATTAIN AND MAINTAIN A PLACE OF REAL LEADERSHIP IN ALL THAT WE DO."
UNRELATED BUSINESS GROSS INCOME	FORM 990, PART V, LINE 3B	THE ORGANIZATION DID NOT HAVE UNRELATED BUSINESS GROSS INCOME OF $1,000 OR MORE DURING THE FISCAL YEAR ENDING JUNE 30, 2013. THEREFORE, FORM 990-T IS NOT REQUIRED FOR THE FISCAL YEAR ENDING JUNE 30, 2013.
	FORM 990, PART VI, SECTION A, LINE 2	OFFICERS VICTOR J. DZAU, MD AND PAMELA J. BERNARD ARE BOTH DIRECTORS OF DURHAM CASUALTY COMPANY, LTD. OFFICER VICTOR J. DZAU, MD AND KEY EMPLOYEE J. SCOTT GIBSON ARE BOTH DIRECTORS OF DUKE MEDICAL STRATEGIES, INC. TRUSTEES JANET HILL AND DAVID M. RUBENSTEIN ARE BOTH DIRECTORS OF THE CARLYLE GROUP. TRUSTEES JACK O BOVENDER JR, RICHARD H BRODHEAD, THOMAS M. GORRIE, WILLIAM A. HAWKINS III, SUSAN M. STALNECKER, AND G. RICHARD WAGONER JR., OFFICER VICTOR J. DZAU, AND KEY EMPLOYEE NANCY ANDREWS ARE ALL DIRECTORS OF DUKE UNIVERSITY HEALTH SYSTEM, INC.
	FORM 990, PART VI, SECTION A, LINE 7A	OF THE 36 ELECTED TRUSTEES FOR DUKE UNIVERSITY, TWELVE ARE ELECTED BY THE NORTH CAROLINA CONFERENCE OF THE UNITED METHODIST CHURCH AND ANOTHER TWELVE ARE ELECTED BY THE WESTERN NORTH CAROLINIA CONFERENCE OF THE UNITED METHODIST CHURCH.
	FORM 990, PART VI, SECTION B, LINE 11	DUKE UNIVERSITY'S DRAFT FORM 990 IS DISTRIBUTED TO THE AUDIT COMMITTEE OF THE UNIVERSITY TRUSTEES IN ADVANCE OF THE MEETING. AT THE MEETING, THE DUKE UNIVERSITY TAX DIRECTOR, THE PERSON RESPONSIBLE FOR THE PREPARATION OF THE UNIVERSITY'S FORM 990, REVIEWS THE FORM 990 WITH THE COMMITTEE. THE COMMITTEE IS OFFERED AN OPPORTUNITY TO ASK QUESTIONS BOTH AT THE MEETING AND ANYTIME THEREAFTER BY CONTACTING THE TAX DIRECTOR OR DUKE UNIVERSITY'S TAX ATTORNEY, WHO IS ALSO INVOLVED WITH THE PREPARATION OF DUKE UNIVERSITY'S FORM 990. SUBSQUENTLY, A DRAFT FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES OF THE UNIVERSITY PRIOR TO FILING AND IN ADVANCE OF A MEETING. THERE IS OPPORTUNITY FOR THE TRUSTEES TO ASK QUESTIONS OF THE TAX DIRECTOR AND UNIVERSITY COUNSEL AT THE MEETING OR ANYTIME THEREAFTER.
	FORM 990, PART VI, SECTION B, LINE 12C	THE PRESIDENT, OFFICERS, AND EMPLOYEES WITH ADMINISTRATIVE RESPONSIBILITIES SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS TOUCHING UPON THEIR DUTIES TO DUKE UNIVERSITY AND ITS PROPERTY. IN THEIR DEALINGS WITH AND ON BEHALF OF THE INSTITUTION, THEY SHALL BE HELD TO A STRICT RULE OF HONEST AND FAIR DEALINGS BETWEEN THEMSELVES AND THE UNIVERSITY. THEY SHALL NOT USE THEIR POSITIONS, OR KNOWLEDGE GAINED THEREFROM, IN SUCH A WAY THAT A MATERIAL CONFLICT WOULD ARISE BETWEEN THE INTEREST OF THE UNIVERSITY AND THAT OF THE INDIVIDUAL. COMPLIANCE IS MONITORED WITH AN ANNUAL SURVEY. IDENTIFIED CONFLICTS ARE ANALYZED AND MANAGED ACCORDINGLY.
	FORM 990, PART VI, SECTION B, LINE 15	THE DUKE UNIVERSITY COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE DUKE UNIVERSITY BOARD OF TRUSTEES, REVIEWS AND APPROVES ALL EXECUTIVE COMPENSATION FOR ALL DISQUALIFIED PERSONS AND OTHER KEY EMPLOYEES. DUKE UNIVERSITY HAS ADOPTED A STATEMENT OF COMPENSATION PHILOSOPHY THAT ARTICULATES BROAD OBJECTIVES TO HELP GUIDE THE DUKE UNIVERSITY COMPENSATION COMMITTEE IN ITS MISSION. THE DUKE UNIVERSITY COMPENSATION COMMITTEE ENGAGES THE SERVICES OF AN OUTSIDE EXECUTIVE COMPENSATION CONSULTING FIRM TO ESTABLISH COMPARABILITY DATA OF OTHER UNIVERSITIES OF SIMILAR SIZE AND COMPLEXITY AS DUKE UNIVERSITY. THE DUKE UNIVERSITY COMPENSATION COMMITTEE REVIEWS THE MARKET ANALYSIS THEN DETERMINES THE REASONABLENESS AND APPROPRIATENESS OF ALL ASPECTS OF EXECUTIVE COMPENSATION. THE DELIBERATIONS AND CONCLUSIONS OF THE DUKE UNIVERSITY COMPENSATION COMMITTEE ARE KEPT BY THE UNIVERSITY SECRETARY WHO RECORDS THE MINUTES OF THE COMMITTEE MEETING.
	FORM 990, PART VI, SECTION C, LINE 18	DUKE UNIVERSITY'S FORM 990 IS AVAILABLE TO THE PUBLIC ON WWW.GUIDESTAR.ORG. GUIDESTAR INDEPENDENTLY POSTS TAX-EXEMPT ORGANIZATION'S FORM 990'S ON THEIR WEBSITE, OBTAINED FROM THE INTERNAL REVENUE SERVICE.
	FORM 990, PART VI, SECTION C, LINE 19	DUKE UNIVERSITY'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE UNIVERSITY MAKES ITS ORGANIZING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE. DUKE UNIVERSITY'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE LOCATED AT HTTPS://FINANCE.DUKE.EDU/RESOURCES/DOCS/FINANCIAL_REPORTS.PDF
CHANGES IN NET ASSETS OR FUND BALANCES	FORM 990, PART XI, LINE 9	NONPERIODIC CHANGES IN BENEFIT PLANS 118,670,130 CHANGES IN PERPETUAL TRUSTS & SPLIT INT AGREEMENTS 49,208,506 TRANSFER FROM DUHS 62,860,799 CHANGES RELATED TO NONCONTROLLING INT 293,533,935 MEDICAL RESIDENT FICA ADJUSTMENT 10,516,523 ADJUSTMENT TO ACCRUED VACATION FOR FRINGE BENEFIT COSTS 15,777,798 OTHER CHANGES 1,263,467 ============== $ 551,831,158

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI

Name Of Disregarded Entity NameOfDisregardedEntity

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UK TRUST LIMITED	BusinessNameLine1

Address Foreign AddressForeign

Field	Value	IRS element (for citing)
Address Line1	ALDER CASTLE 10 NOBLE	AddressLine1
City	LONDON	City
Country	UK	Country
Postal Code	EC2V 7QJ	PostalCode

Field	Value	IRS element (for citing)
EIN	980555714	EIN
Primary Activities	DEVELOPMENT	PrimaryActivities
Legal Domicile Foreign Country	UK	LegalDomicileForeignCountry
Total Income	330582	TotalIncome
EOY Assets	20001	EOYAssets

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1

Form990 Schedule R Part II Form990ScheduleRPartII (34 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Controlled OrgControlledOrg	EINEIN	Direct Controlling Entity NADirectControllingEntityNA
AMER ASSOC FOR GIFTED CHILDREN - 56-1686219
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1
ANGIER B DUKE MEMORIAL INC
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	SCHOLARSHIPS	NC	501(C)(3)	11 TYPE III	DUKE ENDOWMENT	0	136113895
ASSOCIATED HEALTH SVCS INC
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	HEALTHCARE	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	1	561845329
ATLANTIC COAST CONFERENCE
PO DRAWER ACC	GREENSBORO	NC	27417	ATHLETIC	NC	501(C)(3)	11 TYPE 1		0	560599082	N/A
C A CANNON CHAR TRUST NO 3
1525 W WT HARRIS BLVD D1114	CHARLOTTE	NC	28288	SUPPORT	NC	501(C)(3)	11 TYPE III		0	581360259	N/A
DAVID H MURDOCK RESEARCH INSTITUTE
150 RESEARCH CAMPUS DR	KANNAPOLIS	NC	28081	RESEARCH	NC	501(C)(3)	11 TYPE 1		0	208730759	N/A
DU SPECIAL VENTURES FUND INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561465177
DUKE ALUMNI ASSOCIATION INC
614 CHAPEL DRIVE	DURHAM	NC	27708	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561594088
DUKE CORPORATE EDUCATION
310 BLACKWELL ST	DURHAM	NC	27701	EDUCATION	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	421672476
DUKE GIFT PROPERTIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	571211078
DUKE GLOBAL INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	611588319
DUKE HOSPITAL AUXILIARY INC
PO BOX 2895	DURHAM	NC	27710	SUPPORT	NC	501(C)(3)	11 TYPE III		0	561825604	N/A
DUKE MEDICINE GLOBAL SUPP CORP- 61-1593721
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1
DUKE SCHOLARLY EXHIBITS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561701245
DUKE UNIV AFFILIATED PHYSICIANS
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	HEALTHCARE	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	1	561902501
DUKE UNIV PHILANTHROPIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	571211099
DUKE UNIV SCH OF MED RESEARCH FDN 56-2247203
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1
DUKE UNIVERSITY HEALTH SYSTEM INC
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	HEALTHCARE	NC	501(C)(3)	LINE 3	DUKE UNIVERSITY	1	562070036
DUMAC INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	900754895
DURHAM ASSET MGMT COMPANY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561757238
DURHAM REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561917936
GOTHIC CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561776668
GOTHIC HSP CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	1	271325761
HIGH POINT REALTY ASSOCIATES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561917939
IPIHD INC
310 BLACKWELL ST	DURHAM	NC	27710	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	320358709
KATHRINE R EVERETT CHARITABLE
PO BOX 3001	DURHAM	NC	27715	SUPPORT	NC	501(C)(3)	11 TYPE 1		0	566473809	N/A
NANALINE H DUKE TRUST
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	MED. SUPPORT	NY	501(C)(3)	11 TYPE III	DUKE ENDOWMENT	0	237270511
RESEARCH TRIANGLE INSTITUTE
PO BOX 12194	RTP	NC	27709	RESEARCH	NC	501(C)(3)	11 TYPE III		0	560686338	N/A
RUTH K BROAD BIOMED RES FDN
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	650045051
SMITHSHAVER LAW SCHOOL SCHOLARSHIP FUND
ONE WEST FOURTH ST STE 1200	WINSTONSALEM	NC	27101	SCHOLARSHIPS	NC	501(C)(3)	11 TYPE 1		0	202749954	N/A
THE CTR FOR DOCUMENTARY STUDIES
1317 PETTIGREW STREET	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561655039
THE LORD FDN OF NORTH CAROLINA
305 TEER BLDG	DURHAM	NC	27708	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	1	561415423
DUKE INTEGRATED NETWORK INC
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	1	463129771
DUKE QUALITY NETWORK INC
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	1	461340679

Form990 Schedule R Part III Form990ScheduleRPartIII (13 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	Primary ActivityPrimaryActivity	Legal Domicile StateLegalDomicileState	Direct Controlling Entity NADirectControllingEntityNA	Predominant Income TypePredominantIncomeType	Disproportionate AllocationsDisproportionateAllocations	General Or Managing PartnerGeneralOrManagingPartner
AVENUE BLUE TC FD 27-4011571
PARK AVENUE	NEW YORK	NY	10022	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PTR LLC 20-8075455
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	GA	N/A	N/A	0	0
CANYON BLUE INV FD 27-0186996
AVE OF STARS	LA	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
CD FUND LP - 27-0130641
MCKINNEY AVE	DALLAS	TX	75201	INVESTMENTS	TX	N/A	N/A	0	0
GMO FORESTRY 6B LP 48-1294791
FRANKLIN STREET	BOSTON	MA	02110	INVESTMENTS	DE	N/A	N/A	0	0
LIQUID REALTY PTR 05-0537755
LINDA MESA	DANVILLE	CA	94526	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT 27-2994514
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL-BLUE RGNT 45-3626577
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
OCTAVIAN BLUE FD 27-2408711
5TH AVENUE	NY	NY	10151	INVESTMENTS	DE	N/A	N/A	0	0
SBER LUCKY STRIKE 20-3891303
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
TAIYO BLUE FUND LP 80-0613746
5300 CARILLON POINT	KIRKLAND	WA	98033	INVESTMENTS	DE	N/A	N/A	0	0
MANGUM LLC - 46-1275587
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
TVV CAPITAL III-A 90-0909850
4TH AVE	NASHVILLE	TN	37219	INVESTMENTS	DE	N/A	N/A	0	0

Form990 Schedule R Part IV Form990ScheduleRPartIV (24 entries)

Address Line1AddressForeign/AddressLine1	CityAddressForeign/City	CountryAddressForeign/Country	Primary ActivityPrimaryActivity	Legal Domicile Foreign CountryLegalDomicileForeignCountry	Direct Controlling Entity NADirectControllingEntityNA	Type Of EntityTypeOfEntity	Controlled OrgControlledOrg	Postal CodeAddressForeign/PostalCode	Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Legal Domicile StateLegalDomicileState	Province Or StateAddressForeign/ProvinceOrState	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Percentage OwnershipPercentageOwnership
COLCHESTER ALPHA FUND (BERMUDA) LTD
59-62 TOWNSEND ST 2	DUBLIN	EI	INVESTMENTS	BD	N/A	C	0
COLCHESTER BETA THREE FUND LTD
CENTURY HOUSE 16 PAR-LA VILLE RD	HAMILTON	BD	INVESTMENTS	BD	N/A	C	0	HM HX
DUKE CE LS INC
			REAL ESTATE		N/A	C	0		310 BLACKWELL STREET	DURHAM	NC	27701	202004016	NC
DUKE CORP EDU INDIA PRIVATE
ACADEMIC BLOCK NEW CAMPUS	VASTRAPUR	IN	CONSULTING	IN	N/A	C	0	380015					421672476		AHMEDABAD
DUKE CORPORATE EDUCATION LIM
165 FLEET STREET	LONDON	UK	EDU CONSULT	UK	N/A	C	0	EC4A 2DY					421672476
DUKE CORPORATE EDUCATION RSA
GROUND FLOOR TWICKEHNHAM BLDG	BRYANSTON	SF	CONSULTING	SF	N/A	C	0	02021					421672476		JOHANNESBURG
DUKE GLOBAL CONSULTING (KUNSHAN)
1666 WEI CHEN NAN RD	KUNSHAN PR	CH	CONSULTING	CH	N/A	C	0	215300							KUNSHAN
DUKE MEDICAL STRATEGIES INC
			HEALTHCARE			C	1		2200 WEST MAIN STREET STE 920	DURHAM	NC	27705	561993799	NC		DUKE UNIVERSITY	1519	784318	1.00000
DUKE MEDICINE ASIA PTE LTD
5 SHENTON WAY 07-00 UIC BLD	SING	SN	MEDICAL RESEARCH	SN	N/A	C	0	0688
DUKE UNIV QUADRANGLE FUND
			INVESTMENTS		N/A	T	0		PO BOX 185	PITTSBURGH	PA	152300185	566218971	PA
DUKE UNIVERSITY TOWER FUND
			INVESTMENTS		N/A	T	0		PO BOX 185	PITTSBURGH	PA	152300185	566147362	PA
DURHAM CASUALTY COMPANY LTD
AON HOUSE 30 WOODBOURNE AVE	PEMBROKE	BD	INSURANCE	BD	N/A	C	0	HM 08					980113277
DUSVF EUROPEAN LP
7 CAVENDISH SQUARE	LONDON	UK	INVESTMENTS	UK	N/A	C	0	W1G 0PE					980346042
GOTHIC INTERNATIONAL LTD
113 S CHURCH STREET QUEENSGATE HOU	GRAND CAYMAN	CJ	INVESTMENTS	CJ	N/A	C	0	KY1-1108
INDOCHINA LAND HOLDINGS III
11F CHINA HONG KONG TOWER 8 HENNE	HONG KONG	HK	INVESTMENTS	CJ	N/A	C	0
JOHN & PATRICIA KOSKINEN CLUT
			INVESTMENTS		N/A	T	0		PO BOX 185	PITTSBURGH	PA	152300185	566532340	PA
MARATHON BLUE CAYMAN FUND
89 NEXUS WAY PO BOX 31106	GRAND CAYMAN	CJ	INVESTMENTS	CJ	N/A	C	0	KY1-1205
GHI HOLDINGS MAURITIUS
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C	0
GHI ERP LTD
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C	0
GHI HSP LTD
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C	0
GHI JBD LTD
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C	0
GHI LTP LTD
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C	0
QUORUM FUND LIMITED
PO BOX 1043 GEORGE TOWN	GRAND CAYMAN	CJ	INVESTMENTS	CJ	N/A	C	0	KY1-1102
DUKE CE (SEA) PRIVATE LIMITED
1 RAFFLES PLACE TOWER 2	SINGAPORE	SN	SUPPORT	SN	N/A	C	0	048616

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	0	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	1	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	1	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	1	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	0	LoansOrGuaranteesFromOtherOrg
Dividends Related Organization	0	DividendsRelatedOrganization
Sale Of Assets To Other Org	0	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	0	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	0	ExchangeOfAssets
Rental Of Facilities To Other Orgs	0	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	0	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	0	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	0	PerformOfServicesByOtherOrgs
Sharing Of Facilities	0	SharingOfFacilities
Sharing Of Paid Employees	0	SharingOfPaidEmployees
Reimbursement Paid To Other Org	1	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	1	OtherTransferToOtherOrg
Other Transfer From Other Org	1	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (29 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved
THE CENTER FOR DOCUMENTARY STUDIES
B	678430
DUKE GLOBAL INC
B	2235133
DURHAM REALTY INC
C	393205
HIGH POINT REALTY ASSOCIATES INC
C	2712000
DURHAM ASSET MANAGEMENT COMPANY INC
C	3003956
DURHAM ASSET MANAGEMENT COMPANY INC
B	1989799
THE LORD FOUNDATION OF NORTH CAROLINA
C	1119711
DUKE UNIVERSITY PHILANTHROPIES INC
C	1291568
DUKE GIFT PROPERTIES INC
C	61946
THE RUTH K BROAD BIOMEDICAL RESEARCH FOUNDATION
C	510326
DUKE UNIVERSITY SPECIAL VENTURES FUND INC
S	8386316
DUKE UNIVERSITY SPECIAL VENTURES FUND INC
R	961774
GOTHIC CORPORATION
S	1244042492
GOTHIC CORPORATION
R	1057190342
DUMAC INC
C	1472905
DUKE CORPORATE EDUCATION
P	202288
DUKE UNIVERSITY HEALTH SYSTEM INC
R	67590957
DUKE SCHOLARLY EXHIBITS INC
B	72000
DAVID H MURDOCK RESEARCH INSTITUTE
R	114100
RESEARCH TRIANGLE INSTITUTE
R	464197
ATLANTIC COAST CONFERENCE
R	647460
DUKE MEDICAL STRATEGIES INC
C	1500000
DUKE CORPORATE EDUCATION
K	302988
RESEARCH TRIANGLE INSTITUTE
S	788792
ANGIER B DUKE MEMORIAL INC
S	1360000
NANALINE H DUKE TRUST
S	1165000
CHARLES A CANNON TRUST
S	244288
SMITHSHAVER LAW SCHOOL SCHOLARSHIP FUND
S	60000
DUKE GLOBAL INC
C	2219477