ORTHOCAROLINA RESEARCH INSTITUTE INC: Form 990, tax year 2013

View the entire original 990 at ProPublica ↗

Organization
ORTHOCAROLINA RESEARCH INSTITUTE INC (EIN 01-0648145)
Tax period
2013-01-01 to 2013-12-31
Filed
2014-05-14
IRS object ID
201421349349305707
Schema version
2013v3.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2014-05-14T14:30:45-05:00ReturnTs
Tax Period End2013-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN560574444PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1CHERRY BEKAERT LLPBusinessNameLine1

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line11111 METROPOLITAN AVE STE 1000AddressLine1
CityCHARLOTTECity
StateNCState
ZIP Code28204ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2013-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN010648145EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1ORTHOCAROLINA RESEARCH INSTITUTE INCBusinessNameLine1
FieldValueIRS element (for citing)
Business Name ControlORTHBusinessNameControlTxt
Phone7043232260PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line12001 VAIL AVENUE NO 300AddressLine1
CityCHARLOTTECity
StateNCState
ZIP Code28207ZIPCode

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonCHRISTI CADDPersonNm
Person TitleEXECUTIVE DIRECTORPersonTitleTxt
Phone7043232260PhoneNum
Signature2014-05-14SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonKELLIANNE F BENSONPreparerPersonNm
PTINP01345659PTIN
Phone7043771678PhoneNum
FieldValueIRS element (for citing)
Tax2013TaxYr
Build TS2015-11-30 17:44:51ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerCHRISTI CADDPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line12001 VAIL AVENUE NO 300AddressLine1
CityCHARLOTTECity
StateNCState
ZIP Code28207ZIPCode
FieldValueIRS element (for citing)
Gross Receipts$1,685,898GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.ORTHOCAROLINARESEARCH.ORGWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation2002FormationYr
Legal Domicile StateNCLegalDomicileStateCd
Activity Or MissionORTHOCAROLINA RESEARCH INSTITUTE (THE "INSTITUTE" OR "OCRI") IS A NON-PROFIT ORGANIZATION DEDICATED TO PROMOTE, DEVELOP AND CONDUCT STATE OF THE ART SCIENTIFIC RESEARCH AND EDUCATIONAL PROGRAMS FOR THE ADVANCEMENT OF ORTHOPAEDIC CARE. OCRI WORKS BOTH INDEPENDENTLY AS WELL AS IN COLLABORATION WITH UNIVERSITIES, HOSPITALS, PHARMACEUTICAL COMPANIES, HEALTHCARE DEVICE MANUFACTURERS AND OTHER ACADEMIC AND RESEARCH ORGANIZATIONS TO FURTHER PROMOTE THE MISSION.ActivityOrMissionDesc
Voting Members Governing Body16VotingMembersGoverningBodyCnt
Voting Members Independent16VotingMembersIndependentCnt
Total Employee14TotalEmployeeCnt
Total Volunteers16TotalVolunteersCnt
Total Gross UBI$0TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm$0NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$401,738PYContributionsGrantsAmt
CY Contributions Grants$570,855CYContributionsGrantsAmt
PY Program Service Revenue$829,927PYProgramServiceRevenueAmt
CY Program Service Revenue$1,084,526CYProgramServiceRevenueAmt
PY Investment Income$29,749PYInvestmentIncomeAmt
CY Investment Income$30,517CYInvestmentIncomeAmt
PY Other Revenue$0PYOtherRevenueAmt
CY Other Revenue$0CYOtherRevenueAmt
PY Total Revenue$1,261,414PYTotalRevenueAmt
CY Total Revenue$1,685,898CYTotalRevenueAmt
PY Grants And Similar Paid$0PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$0CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$703,174PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$753,137CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$0PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$0CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$90,521CYTotalFundraisingExpenseAmt
PY Other Expenses$524,242PYOtherExpensesAmt
CY Other Expenses$710,043CYOtherExpensesAmt
PY Total Expenses$1,227,416PYTotalExpensesAmt
CY Total Expenses$1,463,180CYTotalExpensesAmt
PY Revenues Less Expenses$33,998PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$222,718CYRevenuesLessExpensesAmt
Total Assets BOY$2,273,606TotalAssetsBOYAmt
Total Assets EOY$2,667,286TotalAssetsEOYAmt
Total Liabilities BOY$262,539TotalLiabilitiesBOYAmt
Total Liabilities EOY$208,574TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$2,011,067NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$2,458,712NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionTHE INSTITUTE'S MISSION AND PRIORITIES ARE CENTRALLY FOCUSED ON: (1) IMPROVED PATIENT CARE, (2) HIGH QUALITY RESEARCH TO DEVELOP NEW AND INNOVATIVE ORTHOPAEDIC DEVICES AND TECHNOLOGIES, AND (3) COLLABORATIVE AND MULTIDISCIPLINE FORUMS TO FURTHER ENHANCE STATE-OF-THE-ART MEDICAL HEALTHCARE. THE INSTITUTE IS CURRENTLY PARTICIPATING IN 30 ON-GOING FDA REGULATED CLINICAL TRIALS AND APPROXIMATELY 80 SCIENTIFIC OUTCOMES STUDIES.MissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$933,140ExpenseAmt
Revenue$1,084,526RevenueAmt
DescCLINICAL TRIALS ARE DESIGNED TO DEVELOP NEW DEVICES, EVALUATE NEW MEDICATIONS, IMPROVE MATERIALS AND SYSTEMS, AND IMPROVE SURGICAL PROCEDURES. AT THE PRESENT TIME, THE ORTHOCAROLINA RESEARCH INSTITUTE IS FACILITATING THIRTY FDA-CONTROLLED CLINICAL TRIALS THAT SERVE AND SUPPORT THE PUBLIC IN PROVIDING STATE-OF-THE-ART SURGICAL AND NON-SURGICAL TREATMENT OPTIONS. SCIENTIFIC OUTCOMES STUDIES ARE DESIGNED TO PROVIDE DATA AND INFORMATION SUPPORTS, AND/OR OPPOSES, NEW METHODS OF TREATMENT, AND DETERMINES NEW TECHNOLOGY IN ORDER TO PROVIDE THE BEST TREATMENT OPTIONS FOR PATIENTS. CLINICAL RESEARCH STUDIES ALLOW PHYSICIANS TO PROVIDE IMPROVED PATIENT CARE, EVALUATE THE RESULTS OF NEW PROCEDURES, INSURE THAT THE TREATMENTS PROVIDED ARE THE BEST AVAILABLE, PROMOTE COST EFFECTIVE TREATMENT PROGRAMS, AND DOCUMENT PATIENT SATISFACTION AND QUALITY OF LIFE.ALL CLINICAL TRIALS AND SCIENTIFIC OUTCOMES STUDIES ARE REVIEWED AND APPROVED BY THE INSTITUTE'S RESEARCH ADVISORY COMMITTEE (RAC), THE INSTITUTIONAL REVIEW BOARD (IRB) AT CAROLINAS HEALTHCARE SYSTEM (CHS) OR CHARLOTTE ORTHOPEDIC HOSPITAL (COH) PRIOR TO IMPLEMENTATION. STRINGENT PROTOCOLS ARE REQUIRED TO ENSURE THE SAFETY OF ALL PARTICIPATING INDIVIDUALS AND TO MAKE CERTAIN THAT PARTICIPATING SURGEONS FOLLOW THE SAME STUDY PROCEDURES AND GUIDELINES.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$112,465ExpenseAmt
DescTHE ORTHOCAROLINA RESEARCH INSTITUTE HAS HOSTED THE OSCAR MILLER DAY SYMPOSIUM FOR OVER 30 YEARS. THIS CONTINUING MEDICAL EDUCATION EVENT HOSTS 300 TO 450 ORTHOPEDIC PROVIDERS AND ALLIED HEALTH PROFESSIONALS ANNUALLY. THE ACCREDITED ONE DAY SYMPOSIUM IS PRICED ONLY TO COVER COSTS AND ROTATES ORTHOPEDIC SUB-SPECIALTIES EACH YEAR. THE PROGRAM INVITES GUEST SPEAKERS FROM ACROSS THE COUNTRY WHO ARE KNOWN LEADERS IN THE FIELD OF ORTHOPEDICS TO HIGHLIGHT NEW TRENDS, TECHNIQUES AND RESEARCH. THE EVENT IS MARKETED TO THE SOUTHEASTERN UNITED STATES.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$83,671ExpenseAmt
DescTHE IPASS (INJURY PREVENTION ACROSS SPORTS WITH SCIENCE) CHARITY EVENT ORIGINATED IN 2013. THIS EVENT IS MEANT TO BE A FUNDRAISER BUT MORE IMPORTANTLY AN AVENUE TO EDUCATE THE LAY COMMUNITY ABOUT THE IMPORTANCE OF INJURY PREVENTION AND ORTHOPEDIC RESEARCH. THE EVENT INCLUDES A SILENT AUCTION, SEATED DINNER, GUEST CELEBRITY TABLE HOSTS, AND A PROGRAM FULL OF EDUCATIONAL PRESENTATIONS HIGHLIGHTING THE IMPORTANCE OF ORTHOPEDIC RESEARCH AND ADVANCEMENT.Desc
FieldValueIRS element (for citing)
Total Program Service Expenses$1,129,276TotalProgramServiceExpensesAmt
Described In Section501c3Yes (1)DescribedInSection501c3Ind
Schedule B RequiredYes (1)ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Lobbying Activities0LobbyingActivitiesInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised Fund0DonorAdvisedFundInd
Conservation Easements0ConservationEasementsInd
Collections Of Art0CollectionsOfArtInd
Credit Counseling0CreditCounselingInd
Temp Or Permanent Endowments0TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (1)ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other Assets0ReportOtherAssetsInd
Report Other Liabilities0ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (1)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtYes (1)IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt0ConsolidatedAuditFinclStmtInd
School Operating0SchoolOperatingInd
Foreign Office0ForeignOfficeInd
Foreign Activities0ForeignActivitiesInd
More Than5000 K To Org0MoreThan5000KToOrgInd
More Than5000 K To Individuals0MoreThan5000KToIndividualsInd
Professional Fundraising0ProfessionalFundraisingInd
Fundraising Activities0FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To Organizations0GrantsToOrganizationsInd
Grants To Individuals0GrantsToIndividualsInd
Schedule J Required0ScheduleJRequiredInd
Tax Exempt Bonds0TaxExemptBondsInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan Outstanding0LoanOutstandingInd
Grant To Related Person0GrantToRelatedPersonInd
Business Rln With Org Mem0BusinessRlnWithOrgMemInd
Business Rln With Fam Mem0BusinessRlnWithFamMemInd
Business Rln With Officer Ent0BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri0DeductibleNonCashContriInd
Deductible Art Contribution0DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded Entity0DisregardedEntityInd
Related Entity0RelatedEntityInd
Related Organization Ctrl Ent0RelatedOrganizationCtrlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org0TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
IRP Document27IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Employee14EmployeeCnt
Employment Tax Returns FiledYes (1)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit0UnrelatedBusIncmOverLimitInd
Foreign Financial Account0ForeignFinancialAccountInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible Contributions0NondeductibleContributionsInd
Quid Pro Quo ContributionsYes (1)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (1)QuidProQuoContriDisclInd
Form8282 Property Disposed Of0Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services0IndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members16GoverningBodyVotingMembersCnt
Independent Voting Member16IndependentVotingMemberCnt
Family Or Business Rln0FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties0DelegationOfMgmtDutiesInd
Change To Org Documents0ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or Stockholders0MembersOrStockholdersInd
Election Of Board Members0ElectionOfBoardMembersInd
Decisions Subject To Approva0DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (1)MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local Chapters0LocalChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEOYes (1)CompensationProcessCEOInd
Compensation Process OtherYes (1)CompensationProcessOtherInd
Investment In Joint Venture0InvestmentInJointVentureInd
States Where Copy Of Return Is FldNCStatesWhereCopyOfReturnIsFldCd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1CHRISTI CADDBusinessNameLine1
FieldValueIRS element (for citing)
Phone7043232260PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line12001 VAIL AVENUE STE 300AddressLine1
CityCHARLOTTECity
StateNCState
ZIP Code28207ZIPCode

Form990 Part VII Section A Form990PartVIISectionAGrp (17 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtOfficerOfficerInd
PATRICK M CONNOR MD
DIRECTOR1.00Yes (X)$0$0$0
WALTER B BEAVER MD
DIRECTOR1.00Yes (X)$0$0$0
ROBERT A HEYER MD
DIRECTOR1.00Yes (X)$0$0$0
MR RICHARD E THIGPEN
DIRECTOR1.00Yes (X)$0$0$0
J MICHAEL WATTENBARGER MD
DIRECTOR1.00Yes (X)$0$0$0
MR JOHN L FRALEY JR
DIRECTOR1.00Yes (X)$0$0$0
MR FRED R JONES
DIRECTOR1.00Yes (X)$0$0$0
MORRY JOHNSTON
DIRECTOR1.00Yes (X)$0$0$0
MR WESLEY WALLS
DIRECTOR1.00Yes (X)$0$0$0
GLENN GASTON MD
DIRECTOR1.00Yes (X)$0$0$0
HARVEY GANTT
DIRECTOR1.00Yes (X)$0$0$0
CHARLES M EAST III
DIRECTOR1.00Yes (X)$0$0$0
ROBERT ANDERSON
DIRECTOR1.00Yes (X)$0$0$0
BRANDON BOYD
DIRECTOR1.00Yes (X)$0$0$0
VELVA WOOLLEN
DIRECTOR1.00Yes (X)$0$0$0
WILLIAM L GRIFFIN MD
CHAIRMAN3.00Yes (X)$0$0$0Yes (X)
CHRISTI CADD
EXECUTIVE DIRECTOR40.00$103,862$0$3,116Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$103,862TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$3,116TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K1IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed0FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K0TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd
Cntrct Rcvd Greater Than100 K0CntrctRcvdGreaterThan100KCnt
All Other Contributions$570,855AllOtherContributionsAmt
Total Contributions$570,855TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp

FieldValueIRS element (for citing)
DescRESEARCH FOR PUBLIC BEDesc
Business900099BusinessCd
Total Revenue Column$1,084,526TotalRevenueColumnAmt
Related Or Exempt Func Income$1,084,526RelatedOrExemptFuncIncomeAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$1,084,526TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$20,742TotalRevenueColumnAmt
Exclusion$20,742ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$9,775SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$0SecuritiesAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$9,775SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$9,775TotalRevenueColumnAmt
Exclusion$9,775ExclusionAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,685,898TotalRevenueColumnAmt
Related Or Exempt Func Income$1,084,526RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$30,517ExclusionAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$106,978TotalAmt
Program Services$55,847ProgramServicesAmt
Management And General$51,131ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$501,290TotalAmt
Program Services$501,290ProgramServicesAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$15,960TotalAmt
Program Services$14,618ProgramServicesAmt
Management And General$1,342ManagementAndGeneralAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$80,360TotalAmt
Program Services$73,605ProgramServicesAmt
Management And General$6,755ManagementAndGeneralAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$48,549TotalAmt
Program Services$44,468ProgramServicesAmt
Management And General$4,081ManagementAndGeneralAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$9,881TotalAmt
Management And General$9,881ManagementAndGeneralAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$17,044TotalAmt
Management And General$17,044ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$12,450TotalAmt
Management And General$12,450ManagementAndGeneralAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$17,345TotalAmt
Management And General$17,345ManagementAndGeneralAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$41,406TotalAmt
Management And General$41,406ManagementAndGeneralAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$8,791TotalAmt
Management And General$8,791ManagementAndGeneralAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$16,357TotalAmt
Management And General$16,357ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
STUDY EXPENSES$337,904$337,904
MISCELLANEOUS$136,081$45,560$90,521
OSCAR MILLER DAY EXPENS$96,310$96,310
EQUIPMENT$11,240$11,240

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$5,234TotalAmt
Program Services$5,234ProgramServicesAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$1,463,180TotalAmt
Program Services$1,129,276ProgramServicesAmt
Management And General$243,383ManagementAndGeneralAmt
Fundraising$90,521FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$528,523BOYAmt
EOY$371,331EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$251,469BOYAmt
EOY$363,941EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$13,878LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$13,878LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$1,493,614BOYAmt
EOY$1,932,014EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$2,273,606BOYAmt
EOY$2,667,286EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$262,539BOYAmt
EOY$208,574EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$262,539BOYAmt
EOY$208,574EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$2,011,067BOYAmt
EOY$2,458,712EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$2,011,067BOYAmt
EOY$2,458,712EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$2,273,606BOYAmt
EOY$2,667,286EOYAmt
FieldValueIRS element (for citing)
Reconcilation Revenue Expnss$222,718ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst$224,927NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets$0OtherChangesInNetAssetsAmt
Info In Schedule O Part XIIYes (X)InfoInScheduleOPartXIIInd
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS AuditedYes (1)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Separate Basis Fincl StmtYes (X)SeparateBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (1)AuditCommitteeInd
Federal Grant Audit Required0FederalGrantAuditRequiredInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Publicly Supported Org509a2Yes (X)PubliclySupportedOrg509a2Ind

Gifts Grants Contris Rcvd509 GiftsGrantsContrisRcvd509Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$219,517CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$372,602CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$577,797CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$401,738CurrentTaxYearMinus1YearAmt
Current Tax Year$570,855CurrentTaxYearAmt
Total$2,142,509TotalAmt

Gross Receipts Admissions GrossReceiptsAdmissionsGrp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$490,421CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$575,108CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$709,928CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$829,927CurrentTaxYearMinus1YearAmt
Current Tax Year$1,084,526CurrentTaxYearAmt
Total$3,689,910TotalAmt

Total509 Total509Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$709,938CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$947,710CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,287,725CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,231,665CurrentTaxYearMinus1YearAmt
Current Tax Year$1,655,381CurrentTaxYearAmt
Total$5,832,419TotalAmt

Amounts Rcvd Dsqlfy Person AmountsRcvdDsqlfyPersonGrp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$194,517CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$303,121CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$387,926CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$238,758CurrentTaxYearMinus1YearAmt
Current Tax Year$154,230CurrentTaxYearAmt
Total$1,278,552TotalAmt

Substantial Contributors Amt SubstantialContributorsAmtGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Subst And Dsqlfy Prsns Tot SubstAndDsqlfyPrsnsTotGrp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$194,517CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$303,121CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$387,926CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$238,758CurrentTaxYearMinus1YearAmt
Current Tax Year$154,230CurrentTaxYearAmt
Total$1,278,552TotalAmt
FieldValueIRS element (for citing)
Public Support Total509$4,553,867PublicSupportTotal509Amt

Gross Investment Income509 GrossInvestmentIncome509Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$26,282CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$35,601CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$24,848CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$25,755CurrentTaxYearMinus1YearAmt
Current Tax Year$20,742CurrentTaxYearAmt
Total$133,228TotalAmt

Investment Income And UBTI InvestmentIncomeAndUBTIGrp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$26,282CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$35,601CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$24,848CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$25,755CurrentTaxYearMinus1YearAmt
Current Tax Year$20,742CurrentTaxYearAmt
Total$133,228TotalAmt

Total Support Calendar Year TotalSupportCalendarYearGrp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$736,220CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$983,311CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,312,573CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,257,420CurrentTaxYearMinus1YearAmt
Current Tax Year$1,676,123CurrentTaxYearAmt
Total$5,965,647TotalAmt
FieldValueIRS element (for citing)
Public Support CY5090.76330PublicSupportCY509Pct
Public Support PY5090.73580PublicSupportPY509Pct
Investment Income CY0.02230InvestmentIncomeCYPct
Investment Income PY0.02650InvestmentIncomePYPct
Thirty Thr Pct Suprt Tests CY509Yes (X)ThirtyThrPctSuprtTestsCY509Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule D IRS990ScheduleD

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$13,878OtherCostOrOtherBasisAmt
Depreciation$13,878DepreciationAmt
Book Value$0BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$0TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (3 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
FIXED INCOME POOL$332,306F
EQUITY POOL$1,134,093F
PRIVATE INVESTMENT FUNDS$465,615F
FieldValueIRS element (for citing)
Total Book Value Securities$1,932,014TotalBookValueSecuritiesAmt
Footnote TextYes (X)FootnoteTextInd
Total Rev Etc Audited Fincl Stmt$1,655,381TotalRevEtcAuditedFinclStmtAmt
Revenue Not Reported$0RevenueNotReportedAmt
Revenue Subtotal$1,655,381RevenueSubtotalAmt
Other Revenues Not Included$30,517OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt$30,517RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990$1,685,898TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt$1,446,136TotExpnsEtcAuditedFinclStmtAmt
Expenses Not Reported$0ExpensesNotReportedAmt
Expenses Subtotal$1,446,136ExpensesSubtotalAmt
Investment Expenses Not Incld2$17,044InvestmentExpensesNotIncld2Amt
Expenses Not Rpt Fincl Stmt$17,044ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990$1,463,180TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART X, LINE 2:THE INSTITUTE IS LIABLE FOR FEDERAL AND STATE TAXES ON ANY UNRELATED BUSINESS INCOME, AS DEFINED IN THE INTERNAL REVENUE CODE. THE INSTITUTE'S POLICY IS TO RECORD A LIABILITY FOR ANY TAX POSITION TAKEN THAT IS BENEFICIAL TO THE INSTITUTE, INCLUDING ANY RELATED INTEREST AND PENALTIES, WHEN IT IS MORE LIKELY THAN NOT THE POSITION TAKEN BY MANAGEMENT WITH RESPECT TO A TRANSACTION OR CLASS OF TRANSACTIONS WILL BE OVERTURNED BY A TAXING AUTHORITY UPON EXAMINATION. MANAGEMENT BELIEVES THERE ARE NO SUCH POSITIONS AS OF DECEMBER 31, 2013 AND 2012 AND, ACCORDINGLY, NO LIABILITY HAS BEEN ACCRUED. THE INSTITUTE IS NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2010.
PART XI, LINE 4B - OTHER ADJUSTMENTS:INVESTMENT INCOME SHOWN AS CHANGE IN BENEFICIAL INTEREST TRUST ON FINANCIALS 20,742. REALIZED GAIN SHOWN AS CHANGE IN BENEFICIAL INTEREST IN TRUST ON FINANCIALS 9,775.

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
FORM 990, PART VI, SECTION B, LINE 11THE FORM 990 IS EMAILED TO ALL BOARD MEMBERS FOR THEIR REVIEW PRIOR TO FILING.
FORM 990, PART VI, SECTION B, LINE 12CDIRECTORS, OFFICERS AND KEY EMPLOYEES CERTIFY THAT THEY READ THE ORGANIZATION'S CONFLICT OF INTEREST POLICY AND HAVE DISCLOSED ANY RELATIONSHIPS WITH ANY OF THE ORGANIZATION'S CONTRACTING PARTIES ON THE ORGANIZATION'S CONFLICT OF INTEREST FORM. THE EXECUTIVE DIRECTOR REVIEWS THESE CERTIFIED FORMS, INCLUDING COMPARISONS TO THE PRIOR YEAR'S DISCLOSURES, AND CONFIRMS ANY CHANGES WITH THE SIGNERS. NO QUESTIONABLE RELATIONSHIP HAS BEEN NOTED OR BROUGHT TO THE ATTENTION OF THE APPROPRIATE GOVERNANCE GROUP. AT THE FEBRUARY MEETING OF THE FINANCE/AUDIT COMMITTEE, THE EXECUTIVE DIRECTOR REVIEWS WITH THE COMMITTEE THE COMPLIANCE STEPS TAKEN AND THE RESULTS FOR THE YEAR, AND CONFIRMS THAT NOTHING HAS BEEN BROUGHT TO HER ATTENTION DURING THE YEAR WHICH WOULD REQUIRE FURTHER EXAMINATION OF THE CURRENT CONFLICT OF INTEREST CERTIFICATIONS. THIS REVIEW IS INCLUDED AS PART OF THE COMMITTEE'S NORMAL REPORT TO THE BOARD REGARDING THE COMMITTEE'S ACTIVITIES.
FORM 990, PART VI, SECTION B, LINE 15THE EXECUTIVE COMMITTEE COMPLETES A PERFORMANCE EVALUATION AND ASSESSMENT OF SALARY FOR THE EXECUTIVE DIRECTOR ANNUALLY. THE EXECUTIVE COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD, CHAIRMAN OF THE RESEARCH ADVISORY COMMITTEE AND THE EXECUTIVE DIRECTOR. THE EXECUTIVE DIRECTOR IS A MEMBER OF THE EXECUTIVE COMMITTEE; HOWEVER, HAS NO VOTE WHEN IT COMES TO PERSONAL PERFORMANCE AND SALARY. THE ORTHOCAROLINA RESEARCH INSTITUTE SHARES HUMAN RESOURCE SERVICES WITH ORTHOCAROLINA, PA. THE ORTHOCAROLINA, PA HUMAN RESOURCE DEPARTMENT PERFORMS PERIODIC REVIEWS OF ALL POSITIONS TO ENSURE SALARIES ARE COMPETITIVE AND FAIR WITHIN THE MARKET. IT IS COMMON PRACTICE FOR SALARIES TO INCREASE 3-5% DEPENDING ON INDIVIDUAL PERFORMANCE ANNUALLY. THE EXECUTIVE DIRECTOR BUDGETS SALARY INCREASES ANNUALLY AND SHOULD A STAFF SALARY INCREASE GREATER THAN THE 3-5% EXPECTED RANGE, IT IS PRESENTED BEFORE THE EXECUTIVE COMMITTEE FOR APPROVAL. ALL SALARY ADJUSTMENTS MADE BY THE ORTHOCAROLINA RESEARCH INSTITUTE ARE DOCUMENTED AND SUBMITTED TO THE ORTHOCAROLINA PA, HUMAN RESOURCE DEPARTMENT FOR FINAL APPROVAL BEFORE SUBMITTING TO PAYROLL.
FORM 990, PART VI, SECTION C, LINE 19GOVERNING DOCUMENTS, POLICIES AND PROCEDURES AND FINANCIAL STATEMENTS ARE HELD IN THE OFFICE OF THE EXECUTIVE DIRECTOR. SUCH DOCUMENTS ARE AVAILABLE FOR REVIEW UPON REQUEST.

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