THE NESSEL FAMILY FOUNDATION INC: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- THE NESSEL FAMILY FOUNDATION INC (EIN 06-1596433)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-05-08
- IRS object ID
- 201421289349100912
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-05-08T10:12:45-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 061175330 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Allison & Godfrey | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1 |
| City | Norwalk | City |
| State | CT | State |
| ZIP Code | 06851 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061596433 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Irwin and Dorothy Nessel Foundation Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NESS | BusinessNameControlTxt |
| Phone | 2032277470 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1 |
| City | Norwalk | City |
| State | CT | State |
| ZIP Code | 06851 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | David Godfrey | PersonNm |
| Person Title | Secretary | PersonTitleTxt |
| Phone | 2032277470 | PhoneNum |
| Signature | 2014-05-07 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | David L Godfrey | PreparerPersonNm |
| PTIN | P00232920 | PTIN |
| Phone | 2032277470 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,772,566 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $17 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $17 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $119,680 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $119,680 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $222,068 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,152,416 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $222,068 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $341,765 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $341,765 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,600 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,300 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $2,300 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $200 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $100 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $100 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $26,836 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $24,397 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $2,439 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,212 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $468 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $60 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $60 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $32,908 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $27,325 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,839 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $199,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $199,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $231,908 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $27,325 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $203,839 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $109,857 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $314,440 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $37,291 | CashBOYAmt |
| Cash EOY | $18,285 | CashEOYAmt |
| Cash EOYFMV | $18,285 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $172,381 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $151,201 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $151,201 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $1,913,145 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,031,379 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,753,934 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $601,084 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $765,614 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $758,200 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $238,988 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $104,232 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $88,858 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $53 | OtherAssetsBOYAmt |
| Other Assets EOY | $2,088 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $2,088 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $2,962,942 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,072,799 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,772,566 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $2,962,942 | RetainedEarningBOYAmt |
| Retained Earning EOY | $3,072,799 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,962,942 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,072,799 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,962,942 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,072,799 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,962,942 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $109,857 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $3,072,799 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,072,799 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (37 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| Celgene Corp - 200 sh | 2012-05-02 | 2013-01-11 | $18,964 | $14,448 | $4,516 | $4,516 | |
| Facebook Inc A - 200 sh | 2013-07-02 | 2013-10-18 | $10,907 | $4,908 | $5,999 | $5,999 | |
| Micro Sys Inc - 1400 sh | 2013-06-03 | $59,275 | $66,114 | -$6,839 | -$6,839 | ||
| Proshares Tr - 800 sh | 2012-09-20 | 2013-03-27 | $24,661 | $26,951 | -$2,290 | -$2,290 | |
| Proshares Tr - 800 sh | 2012-09-20 | 2013-04-10 | $24,246 | $26,951 | -$2,705 | -$2,705 | |
| Proshares Tr - 800 sh | 2012-09-20 | 2013-04-24 | $24,257 | $26,951 | -$2,694 | -$2,694 | |
| Proshares Tr - 800 sh | 2012-09-20 | 2013-05-08 | $23,487 | $26,951 | -$3,464 | -$3,464 | |
| Proshares Tr - 800 sh | 2012-09-20 | 2013-05-22 | $22,885 | $26,952 | -$4,067 | -$4,067 | |
| China Minzhong Food Corp - 30000 sh | 2013-09-03 | $26,463 | $38,365 | -$11,902 | -$11,902 | ||
| Google Inc Cl A - 20 sh | 2011-03-23 | 2013-02-19 | $16,030 | $11,480 | $4,550 | $4,550 | |
| Hyflux Ltd - 20000 sh | 2011-02-24 | 2013-12-30 | $18,285 | $31,471 | -$13,186 | -$13,186 | |
| Kinder Morgan Mgmt LLC - .415 | 2011-09-02 | 2013-02-22 | $34 | $23 | $11 | $11 | |
| Kinder Morgan Mgmt LLC - .842 | 2011-09-02 | 2013-05-29 | $73 | $46 | $27 | $27 | |
| Kinder Morgan Mgmt LLC - .580 | 2011-09-02 | 2013-08-28 | $46 | $31 | $15 | $15 | |
| Kinder Morgan Mgmt LLC - .792 | 2011-09-02 | 2013-11-26 | $59 | $41 | $18 | $18 | |
| Neogen Corp - 1000 sh | 2011-08-31 | 2013-06-07 | $54,490 | $35,035 | $19,455 | $19,455 | |
| Hanesbrands Inc 8% 12/15/16 - 35M | 2013-06-26 | 2013-12-16 | $36,400 | $37,250 | -$850 | -$850 | |
| Bio Rad Labs Inc 8% 9/15/2016 - 50M | 2012-02-28 | 2013-09-30 | $52,000 | $56,493 | -$4,493 | -$4,493 | |
| Celgene Corp - 200 sh | 2010-02-04 | 2013-04-02 | $23,553 | $11,150 | $12,403 | $12,403 | |
| Celgene Corp - 200 sh | 2010-02-04 | 2013-05-14 | $26,221 | $11,151 | $15,070 | $15,070 | |
| Cognizant Technologies Sol - 500 sh | 2008-12-04 | 2013-10-10 | $41,671 | $8,627 | $33,044 | $33,044 | |
| Colonial Rlty Ltd Ptshp 6.15% 4/15/13 - 50M | 2009-10-28 | 2013-04-15 | $50,000 | $49,925 | $75 | $75 | |
| Corp Backed Tr 7.75% 7/1/97 - 20M | 2005-08-29 | 2013-11-25 | $20,000 | $20,895 | -$895 | -$895 | |
| Dolby Laboritories - 1000 sh | 2009-07-07 | 2013-02-04 | $32,017 | $35,338 | -$3,321 | -$3,321 | |
| Hanesbrands Inc 8% 12/15/16 - 65M | 2011-03-15 | 2013-12-16 | $67,600 | $70,688 | -$3,088 | -$3,088 | |
| Leucadia Natl Corp 7% 8/15/13 - 50M | 2006-06-15 | 2013-08-15 | $49,187 | $49,187 | $0 | $0 | |
| Moog Inc 6.25% 01/15/15 - 50M | 2010-07-14 | 2013-01-15 | $49,687 | $49,438 | $249 | $249 | |
| Philip Morris Intl Inc - 300 sh | 2013-07-19 | $26,619 | $8,781 | $17,838 | $17,838 | ||
| Royal Caribbean CR 7% 6/15/13 - 50M | 2008-11-03 | 2013-06-15 | $36,000 | $36,000 | $0 | $0 | |
| Schlumberger LTD - 500 sh | 2004-06-25 | 2013-07-19 | $41,333 | $15,948 | $25,385 | $25,385 | |
| Schlumberger LTD - 1000 sh | 2013-07-24 | $82,902 | $25,899 | $57,003 | $57,003 | ||
| Scholastic Corp 5% 4/15/13 - 50M | 2009-11-04 | 2013-04-15 | $47,026 | $47,026 | $0 | $0 | |
| United Technologies Corp - 400 sh | 2002-07-12 | 2013-07-19 | $40,704 | $12,799 | $27,905 | $27,905 | |
| Varian Medical Sys Inc - 1000 sh | 2013-10-24 | $73,089 | $39,277 | $33,812 | $33,812 | ||
| Visa Inc Cl A Shares - 100 sh | 2008-12-31 | 2013-07-19 | $19,020 | $5,172 | $13,848 | $13,848 | |
| Visa Inc Cl A Shares - 50 sh | 2008-12-31 | 2013-07-25 | $9,745 | $2,586 | $7,159 | $7,159 | |
| Capital Gains Dividends | $3,480 | $3,480 | $3,480 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $222,068 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $182,196 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $4,164,454 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.043750 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $174,571 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $4,057,572 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.043024 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $152,176 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,807,599 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.039966 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $115,621 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $2,896,178 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.039922 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $134,872 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $2,824,015 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.047759 | DistributionYr5Rt |
| Total Distribution | 0.214421 | TotalDistributionRt |
| Average Distribution | 0.042884 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,390,831 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $188,296 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,144 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $191,440 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $203,839 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $3,144 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $3,144 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $3,144 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,120 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $2,120 | TotalPaymentsAndCreditsAmt |
| Tax Due | $1,024 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | David L Godfrey | IndividualWithBooksNm |
| Phone | 2032270424 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1 |
| City | Norwalk | City |
| State | CT | State |
| ZIP Code | 06851 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Dorothy M Nessel | ||||||||
| 2321 Meadow Ridge | Redding | CT | 06896 | President | 0.50 | $0 | $0 | $0 |
| David L Nessel | ||||||||
| 129 Field Point Road | Fairfield | CT | 06430 | Vice President | 0.50 | $0 | $0 | $0 |
| Judy Nessel | ||||||||
| 129 Field Point Road | Fairfield | CT | 06430 | Director | 0.50 | $0 | $0 | $0 |
| David L Godfrey | ||||||||
| 134 East Avenue | Norwalk | CT | 06851 | Secretary | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,281,785 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $175,911 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,457,696 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,457,696 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $66,865 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,390,831 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $219,542 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $219,542 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $3,144 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $3,144 | TotalTaxAmt |
| Distributable Before Adj | $216,398 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $216,398 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $216,398 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $203,839 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $203,839 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $3,144 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $200,695 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $216,398 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $155,932 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $203,839 | QualifyingDistributionsAmt |
| Applied To Year1 | $155,932 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $47,907 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $168,491 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Dorothy M Nessel | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| A Hand for a Paw Inc | |||||||
| 114 Lakeside Drive | Bridgeport | CT | 06606 | None | PC | General | $1,000 |
| A WISH (World Institute for a Sustainable Humanity) | |||||||
| PO Box 812 | Lopez Island | WA | 98261 | NONE | PC | Rneetswe Happy Home Orphan Center, Botswana | $3,000 |
| American Cancer Society | |||||||
| 250 Williams Street NW | Atlanta | GA | 30303 | None | PC | Relay For Life: Amy's Army | $5,000 |
| Aspetuck Land Trust | |||||||
| 18 Cold Spring Road | Easton | CT | 06612 | None | PC | General | $2,500 |
| Bridgeport Hospital Foundation | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | NonE | PC | General | $15,000 |
| Bridgeport Ladies Charitable Society | |||||||
| 427 Center Rd | Easton | CT | 06612 | NONE | PC | General | $5,000 |
| Center for Women and Families of Eastern Ffld County | |||||||
| 753 Fairfield Ave | Bridgeport | CT | 06604 | NONE | PC | General | $30,000 |
| Connecticut Challenge | |||||||
| 250 Pequot Avenue | Southport | CT | 06890 | NONE | PC | General | $20,000 |
| Friends of Ambler Farm | |||||||
| PO Box 7442 | Wilton | CT | 06897 | None | PC | General | $5,000 |
| Grace Cottage Foundation | |||||||
| 74 Grafton Road | Townshend | VT | 05353 | NONE | PC | General | $40,000 |
| Horizons at GFA | |||||||
| 35 Beachside Avenue | PO Box Greens Farm | CT | 06838 | None | PC | General | $15,000 |
| Kids4Peace | |||||||
| 505 Alexander Ave | Durham | NC | 27705 | None | PC | General | $3,000 |
| Meadow Ridge Scholarship Fund at Fairfield County Comm Fdn | |||||||
| 383 Main Avenue | Norwalk | CT | 068511543 | None | PC | General | $5,000 |
| Near and Far Aid Association Inc | |||||||
| PO Box 717 | Southport | CT | 06490 | NONE | PC | General | $5,000 |
| Norma F Pfriem Breast Care Center | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | None | PC | General | $22,000 |
| Norwalk Hospital Foundation | |||||||
| 34 Maple Street | Norwalk | CT | 06856 | None | PC | General | $10,000 |
| Our Soil | |||||||
| 124 Church Road | Sherburne | NY | 13460 | None | PC | General | $5,000 |
| PEO Foundation | |||||||
| 3700 Grand Avenue | Des Moines | IA | 50312 | None | PC | CT Scholarship Fund | $2,500 |
| Roger Ludlowe Middle School PTA | |||||||
| 689 Unquowa Road | Fairfield | CT | 06824 | NONE | PC | Outdoor Adventure Club Scholarships | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $199,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $17 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $119,680 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $222,068 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $341,765 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $341,765 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Peoples Bank - Tax Fee | CategoryTxt |
| Amt | $200 | Amt |
| Net Investment Income | $100 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $100 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (10 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 100M Alliant Techsystems Inc 6.875% 09/15/2020 | $108,401 | $107,874 |
| 75M BallCorp 7.375% 09/01/2019 | $83,603 | $81,000 |
| 75M Clean Harbors Inc 5.25% 08/01/20 | $74,915 | $77,250 |
| 25M Colonial Rlty Ltd 6.25% 06/15/14 | $24,481 | $25,621 |
| 50M Hanesbrands Inc 6.375% 12/15/2020 | $55,438 | $54,625 |
| 100M Lear Corp 7.875% 03/15/2018 | $106,875 | $104,750 |
| 50M Olin Corp 8875% 08/15/2019 | $54,985 | $54,125 |
| 100M Service Corp Intl 8% 11/15/2021 | $116,197 | $114,750 |
| 50M Time Warner 8.75% 02/14/2009 | $59,381 | $59,642 |
| 75M Treehouse Foods Inc 7.75% 03/01/18 | $81,338 | $78,563 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (40 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3000 ABB Ltd ADR | $64,542 | $79,680 |
| 400 Allergan Inc | $39,359 | $44,432 |
| 2000 Altria Corp | $23,723 | $76,780 |
| 1000 American Tower Corp | $71,373 | $79,820 |
| 530 Apple Inc | $17,361 | $297,341 |
| 1000 Arcos Dorados Holdings Inc | $46,586 | $30,300 |
| 1000 Caterpillar Inc | $43,998 | $90,810 |
| 1000 Celgene Corp | $33,451 | $101,381 |
| 2500 Cenovus Energy Inc | $74,550 | $71,625 |
| 2000 Cognizant Technology Solutions | $34,506 | $201,960 |
| 800 Deere & Co | $70,000 | $73,064 |
| 600 Diageo PLC ADR | $34,862 | $79,452 |
| 1500 Dresser Rand Group Inc | $71,399 | $89,445 |
| 3500 E M C Corp | $62,554 | $88,025 |
| 1000 Evercore Partners Inc | $23,565 | $59,780 |
| 1000 Expeditors Intl Wash Inc | $47,331 | $44,250 |
| 1000 ExxonMobil | $39,364 | $101,200 |
| 750 F5 Networks, Inc | $72,459 | $68,145 |
| 800 Facebook Inc A | $19,631 | $43,719 |
| 3850 General Electric | $36,160 | $107,916 |
| 160 Google Inc Cl A | $64,739 | $179,314 |
| 800 Greenhill & Co Inc | $51,346 | $46,352 |
| 3500 Hospitality Ppptys Tr - Pfd Stock | $84,457 | $80,955 |
| 100 Intuitive Surgical Inc New | $9,817 | $38,408 |
| 1500 Jacobs Engineering Group | $64,166 | $94,485 |
| 1000 Johnson & Johnson | $55,370 | $91,590 |
| 2323 Kinder Morgan Mgmt LLC | $75,071 | $187,031 |
| 1000 Monsanto Co New | $78,054 | $116,550 |
| 600 National Oilwell Varco Inc - 600 sh | $41,367 | $47,718 |
| 1400 Pepsico Inc | $81,419 | $116,116 |
| 1500 Philip Morris Intl Inc | $32,808 | $104,556 |
| 2000 Plum Creek Timber Co Inc | $68,610 | $93,020 |
| 3000 Quanta Services Inc | $74,667 | $94,680 |
| 3000 Resmed Inc | $71,471 | $141,240 |
| 1000 Schlumberger Ltd | $28,399 | $90,110 |
| 1000 United Parcel Service | $73,810 | $105,080 |
| 600 United Technologies | $19,199 | $68,280 |
| 450 Visa Inc Cl A | $23,275 | $100,206 |
| 800 VmWare Inc | $64,542 | $71,768 |
| 2500 Whitewave Foods Inc | $42,018 | $57,350 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | 14000 Henderson Land Dev Co Ltd | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $104,232 | BookValueAmt |
| EOYFMV | $88,858 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Gunn Godfrey & Allison | CategoryTxt |
| Legal Fees | $4,600 | LegalFeesAmt |
| Net Investment Income | $2,300 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,300 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Prepaid Bond Interest | Desc |
| BOY Book Value | $53 | BOYBookValueAmt |
| EOY Book Value | $2,088 | EOYBookValueAmt |
| EOYFMV | $2,088 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Portfolio Expense | Desc |
| Revenue And Expenses Per Books | $60 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $60 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Custodial Fees | $4,878 | $2,439 | $2,439 |
| Investment Mgmt Fees | $21,958 | $21,958 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Federal Excise Taxes | $744 | $0 | $0 |
| Foreign Taxes | $468 | $468 | $0 |