HOWARD AND JENNIFER MICHAELS FAMILY FOUNDATION INC: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- HOWARD AND JENNIFER MICHAELS FAMILY FOUNDATION INC (EIN 20-1877079)
- Tax period
- 2012-10-01 to 2013-09-30
- Filed
- 2014-02-15
- IRS object ID
- 201420499349100407
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Decreases Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-02-15T14:54:28-06:00 | Timestamp |
| Tax Period End Date | 2013-09-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 131459550 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WEISERMAZARS LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 135 WEST 50TH STREET | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10020 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201877079 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE HOWARD AND JENNIFER MICHAELS | BusinessNameLine1 |
| Business Name Line2 | FAMILY FOUNDATION INC | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | HOWA | NameControl |
| Phone | 2125451000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 560 LEXINGTON AVENUE 10TH FLOOR | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10022 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | HOWARD L MICHAELS | Name |
| Title | PRESIDENT | Title |
| Phone | 2125451000 | Phone |
| Date Signed | 2014-02-17 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | HOWARD LANDSBERG | Name |
| PTIN | P00503812 | PTIN |
| Phone | 2128127000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1879214 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 15369 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 34 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 34 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 80439 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 80439 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 31188 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 208301 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 31188 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 127030 | TotalRevenueAndExpenses |
| Total Net Investment Income | 111661 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Taxes Rev And Expnss | 834 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 250 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 2216 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 467 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 87 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 3050 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 717 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 87 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 64500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 64500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 67550 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 717 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 64587 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 59480 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 110944 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 24535 | CashBOY |
| Cash EOY | 197682 | CashEOY |
| Cash EOYFMV | 197682 | CashEOYFMV |
| Investments Govt Oblig BOY | 159836 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 177778 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 171822 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 874523 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 906115 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1151495 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 541927 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 331026 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 358215 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 1600821 | TotalAssetsBOY |
| Total Assets EOY | 1612601 | TotalAssetsEOY |
| Total Assets EOYFMV | 1879214 | TotalAssetsEOYFMV |
| Other Liabilities BOY | 39100 | OtherLiabilitiesBOY |
| Other Liabilities EOY | 0 | OtherLiabilitiesEOY |
| Total Liabilities BOY | 39100 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 1561721 | RetainedEarningsBOY |
| Retained Earnings EOY | 1612601 | RetainedEarningsEOY |
| Total Net Assets BOY | 1561721 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1612601 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 1600821 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1612601 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 1561721 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 59480 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 1621201 | Subtotal |
| Other Decreases | 8600 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 1612601 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (13 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|---|---|
| ALLIANCE BERNSTEIN | 2003-04-22 | 2012-10-10 | 7539 | 13199 | -5660 | -5660 | |
| JEFFERIES GROUP | 2011-11-01 | 2013-03-11 | 30376 | 27221 | 3155 | 3155 | |
| CITIGROUP REDEMPTION | 2009-07-16 | 2013-04-30 | 25000 | 5988 | 19012 | 19012 | |
| GENERAL MOTORS REDEMPTION | 2005-12-07 | 2013-09-30 | 126000 | 115804 | 10196 | 10196 | |
| FNMA GTD REMIC PASS THRU CTF REMIC | 2006-01-05 | 2013-09-30 | 3476 | -3476 | -3476 | ||
| FNMA GTD REMIC PASS THRU CTF REMIC | 2006-01-06 | 2013-09-30 | 2520 | -2520 | -2520 | ||
| FHLMC MULTICLASS MTG PARTN CTFS GTD | 2006-01-04 | 2013-09-30 | 1068 | -1068 | -1068 | ||
| ALLIANCE BERNSTEIN PASS THROUGH FROM K-1 | 2003-04-25 | 2012-10-04 | 444 | 444 | 444 | ||
| ABN AMRO MTG CORP | 2008-07-07 | 2013-09-30 | 10256 | 3502 | 6754 | 6754 | |
| FT UNIT 2886 ENERGY | 2011-06-16 | 2013-09-30 | 2735 | -2735 | -2735 | ||
| CHICAGO ILL SINGLE FAMILY MTG REV | 2010-05-12 | 2013-09-30 | 1600 | -1600 | -1600 | ||
| GAIN SALE PTP-ALLIANCE | 2003-04-22 | 2012-10-10 | 48 | 48 | 48 | P | |
| BASIS ADJUSTMENT-SALE PTP-ALLIANCE | 2003-04-22 | 2012-10-10 | 8638 | 8638 | 8638 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 31188 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 105200 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 1625300 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.064727 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 14758 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 1601206 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.009217 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 9519 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 1358627 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.007006 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 36163 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 1049740 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.034449 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 42331 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 1470145 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.028794 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.144193 | TotalDistributionRatio |
| Average Distribution Ratio | 0.028839 | AverageDistributionRatio |
| Net Noncharitable Assets | 1796815 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 51818 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1109 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 52927 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 64587 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 1109 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 1109 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 1109 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 275 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 275 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Penalty For Underpayment | 10 | PenaltyForUnderpayment |
| Tax Due | 844 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | THE CARLTON GROUP | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2125451000 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 560 LEXINGTON AVENUE 10TH FLOOR | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10022 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances | Address Line2USAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|---|
| HOWARD MICHAELS | |||||||||
| C/O CAS560 LEXINGTON AVE 10TH FLOOR | NEW YORK | NY | 10022 | DIRECTOR/PRESIDENT/TREASUR | 0.00 | 0 | 0 | 0 | |
| JENNIFER MICHAELS | |||||||||
| C/O CAS560 LEXINGTON AVE 10TH FLOOR | NEW YORK | NY | 10022 | DIRECTOR/VICE PRESIDENT | 0.00 | 0 | 0 | 0 | |
| DAVID KOROSTOFF | |||||||||
| C/O THE GMS GROUP LLC 111 TOWN | JERSEY CITY | NJ | 07310 | DIRECTOR/SECRETARY | 0.00 | 0 | 0 | 0 | SQUARE PLACE SUITE 1234 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1763850 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 60328 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1824178 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 1824178 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 27363 | CashDeemedCharitable |
| Net Noncharitable Assets | 1796815 | NetNoncharitableAssets |
| Minimum Investment Return | 89841 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 89841 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1109 | TaxBasedOnInvestmentIncome |
| Total Tax | 1109 | TotalTax |
| Distributable Amount Before Adj | 88732 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 88732 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 88732 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 64587 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 64587 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 1109 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 63478 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 88732 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year1 | 24755 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 24755 | TotalExcessDistriCarryover |
| Qualifying Distributions | 64587 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 64587 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 24145 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 24145 | ExcessDistriCyovAppliedCY |
| Total Corpus | 610 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 610 | ExcessDistriCyovToNextYear |
| Excess From Year1 | 610 | ExcessFromYear1 |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HOWARD MICHAELS | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (5 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ROBIN HOOD | |||||||
| 826 BROADWAY 9TH FLOOR | NEW YORK | NY | 10003 | NONE | PUBLIC | GENERAL CHARITABLE PURPOSE | $18,000 |
| COMMUNITY PARTNERS FOR HEALTHY | |||||||
| 1000 N ALAMEDA ST SUITE 240 | LOS ANGELES | CA | 90012 | NONE | PUBLIC | GENERAL CHARITABLE PURPOSE | $1,500 |
| OLD WESTBURY HEBREW CONGREGATION | |||||||
| 21 OLD WESTBURY ROAD | OLD WESTBURY | NY | 11568 | NONE | PUBLIC | GENERAL CHARITABLE PURPOSE | $10,000 |
| AMERICAN FRIENDS OF SHEBA MEDICAL CENTER | |||||||
| 250 WEST 57TH STREET SUITE 711 | NEW YORK | NY | 10107 | NONE | PUBLIC | GENERAL CHARITABLE PURPOSE | $20,000 |
| RIVERDALE COUNTRY SCHOOL 2013 ANNUAL FUND | |||||||
| 5250 FIELDSTON ROAD | BRONX | NY | 10471 | NONE | PUBLIC | GENERAL CHARITABLE PURPOSE | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 64500 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $34 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $80,439 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $31,188 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Exclusion CodeExclusionCode |
|---|---|---|
| PASS THRU FROM ALLIANCEBERNSTEIN K-1 - UBTI | 523000 | |
| PASS THRU FROM ALLIANCEBERNSTEIN K-1 | 14 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $111,661 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 111661 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | HOWARD MICHAELS | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O CAS 560 LEXINGTON AVE 10TH FLOO | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10022 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 15369 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (17 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 120K BANC OF AMER ALT LN TR SER 2006 5 CL CB5 | 65083 | 69698 |
| 25M SHS CHICAGO ILL SINGLE FAMILY MTG REV | 0 | 0 |
| 47K SHS CWMBS INC MTG PASS THRU | 4699 | 8343 |
| 28M GENERAL MTRS ACCEP CORP SMARTNOTES 5.9% 01/15/19 | 0 | 0 |
| 33M GENERAL MTRS ACCEP CORP SMARTNOTES 6% 03/15/19 | 0 | 0 |
| 20M GENERAL MTRS ACCEP CORP SMARTNOTES 6.2% 03/15/16 | 0 | 0 |
| 20M GENERAL MTRS ACCEP CORP SMARTNOTES 6.75% 06/15/17 | 0 | 0 |
| 50M SHS FORD MTR CO DEL BD 6.375% 02/01/29 | 41449 | 54531 |
| 75K INDYMAC MBS INC SER 2005-A15 MTG | 52927 | 42009 |
| 30K WASHINGTON MUT MTG SECS CORP | 25356 | 15423 |
| 50M MARSH & MCLENNAN COS INC SR NT | 49198 | 53999 |
| 68K SHS ABN AMRO MTG CORP 2003 9.6% 10/25/33 | 0 | 0 |
| 66K SHS CWALT INC 2005-73CB MTG 6.25% 12/25/35 | 27302 | 45722 |
| 30K MORGAN STANLEY EX SER | 30006 | 31259 |
| 35K MORGAN STANLEY S P 500 | 35006 | 37231 |
| JEFFERIES INC NEW SR DEB | 0 | 0 |
| GENERAL MOTORS ACCEP CORP SMARTNOTES 7% | 0 | 0 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (31 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 750 SHS 3M CO COM | 51139 | 89558 |
| 500 SHS ACE LTD ORD | 21165 | 46780 |
| 800 SHS INGERSOLL RAND CO LTD CL A COM | 30292 | 51952 |
| 800 SHS AGILENT TECHNOLOGIES INC COM | 26654 | 41000 |
| 500 SHS ALLIANCEBERNSTEIN HLDGS L P UNIT LTD | 12157 | 9930 |
| 800 SHS AMERICA MOVIL SAB DE C V SPONSORED ADR | 26105 | 31696 |
| 2,500 SHS ALPINE GLOBAL PREMIER PPTYS FD | 25920 | 14831 |
| 650 SHS DOW CHEM CO | 31584 | 24960 |
| 500 SHS EXXON MOBIL CORP COM | 28120 | 43020 |
| 800 SHS GENERAL ELECTRIC CO COM | 28152 | 19112 |
| 800 SHS HONEYWELL INTL INC COM | 30072 | 66432 |
| 500 SHS INTERNATIONAL BUSINESS MACHINES CORP | 48550 | 92590 |
| 500 SHS INTERNATIONAL PAPER CO | 20135 | 22400 |
| 1,000 SHS JP MORGAN CHASE & CO COM | 37550 | 51690 |
| 500 SHS KELLOGG CO | 21700 | 29365 |
| 500 SHS LINCOLN NATL CORP IND | 23150 | 20995 |
| 500 SHS MCDONALDS CORP | 15750 | 48105 |
| 800 SHS PG & E CORP | 25400 | 32736 |
| 1,000 SHS TEXAS INSTRUMENTS INC | 32410 | 40290 |
| 1,000 SHS XEROX CORPORATION | 17010 | 10290 |
| 1,000 SHS SL GREEN REALTY CORP COM | 58400 | 88840 |
| 50 SHS ZIMMER HLDGS INC COM | 3400 | 4107 |
| 2,000 SHS CITIGROUP CAP VII CAP SEC 7.125% | 0 | 0 |
| 1,000 SHS FEDERAL NATL MTG 8.25% SER S PFD SHS 12/31/10 | 24306 | 5840 |
| 2,000 SHS M&T CAP TR IV 8.5% GTD ENHANCED TR PFD | 52306 | 51300 |
| 1,440 SHS FIRST EAGLE GLOBAL FUND CLASS A | 57750 | 83650 |
| 500 SHS FIRST TR STRATEGIC HIGH INCOME FD II | 29506 | 7955 |
| 3000 SHS FT UNIT 2886 ENERGY SELECT | 0 | 0 |
| 3482 SHS TEMPLETON GLOBAL BOND FUND CLASS | 52410 | 51899 |
| FLAHERTY & CRUMRINE DYNAMIC | 25006 | 21340 |
| GUGGENHEIM MID CAP | 50016 | 48832 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 0 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 0 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 177778 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 171822 | StateLocalSecuritiesEOYFMV |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PRIOR PERIOD ADJUSTMENT | Description |
| Amount | $8,600 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| NON DEDUCTIBLE EXPENSES ALLIANCEBERNSTEIN PASSTHRU | 294 | 0 | 0 |
| DEDUCTIONS FROM ALLIANCEBERNSTEIN HOLDING LP | 10 | 10 | 0 |
| PROFESSIONAL FEES | 175 | 88 | 87 |
| NON DEDUCTIBLE PENALTIES | 1368 | 0 | 0 |
| OTHER INCOME FROM ALLIANCEBERNSTEIN | 369 | 369 | 0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DONATIONS PAYABLE | Description |
| BOY Book Value | 39100 | BOYBookValue |
| EOY Book Value | 0 | EOYBookValue |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| NYS CORP TAX | $250 | 250 | 0 |
| FEDERAL EXCISE TAX | $584 | 0 | 0 |
Comments