RECORDS-JOHNSTON FAMILY FOUNDATION INC: Form 990PF, tax year 2013

View the entire original 990 at ProPublica ↗

Organization
RECORDS-JOHNSTON FAMILY FOUNDATION INC (EIN 73-6093829)
Tax period
2013-01-01 to 2013-12-31
Filed
2014-11-13
IRS object ID
201413179349101651
Schema version
2013v3.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2014-11-13T16:02:34-06:00ReturnTs
Tax Period End2013-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1GRANT THORNTON LLPBusinessNameLine1

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1211 N Robinson Ste 1200AddressLine1
CityOklahoma CityCity
StateOKState
ZIP Code73102ZIPCode
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2013-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN736093829EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1RECORDS-JOHNSTON FAMILY FOUNDATION INCBusinessNameLine1
FieldValueIRS element (for citing)
In Care Of% THE FOUNDATIONInCareOfNm
Business Name ControlRECOBusinessNameControlTxt
Phone4057677000PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 54390AddressLine1
Address Line2SuiteAddressLine2
CityOKLAHOMA CITYCity
StateOKState
ZIP Code731541390ZIPCode

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonDANA REINDLPersonNm
Person TitleTREASURERPersonTitleTxt
Phone4052182800PhoneNum
Signature2014-11-12SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonM Brandon YoungPreparerPersonNm
PTINP00440841PTIN
Phone4052182800PhoneNum
FieldValueIRS element (for citing)
Tax2013TaxYr
Build TS2015-12-30 17:16:21ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$63,679,285FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$0ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss$1,387InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$1,387InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss$982,341DividendsRevAndExpnssAmt
Dividends Net Invst Incm$982,341DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$4,745,915NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$24,729,024GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$4,745,915CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss-$30,627OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm-$30,627OtherIncomeNetInvstIncmAmt
Total Rev And Expnss$5,699,016TotalRevAndExpnssAmt
Total Net Invst Incm$5,699,016TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Other Prof Fees Rev And Expnss$296,385OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$296,385OtherProfFeesNetInvstIncmAmt
Taxes Rev And Expnss$51,223TaxesRevAndExpnssAmt
Taxes Net Invst Incm$45,723TaxesNetInvstIncmAmt
Other Expenses Rev And Expnss$4,582OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$4,582OtherExpensesNetInvstIncmAmt
Tot Opr Expenses Rev And Expnss$352,190TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$346,690TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$0TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$7,955,265ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$7,955,265ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$8,307,455TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$346,690TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$7,955,265TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$2,608,439ExcessRevenueOverExpensesAmt
Net Investment Income$5,352,326NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$3,630,620SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$2,054,804SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$2,054,804SavAndTempCashInvstEOYFMVAmt
Corporate Stock BOY$45,361,934CorporateStockBOYAmt
Corporate Stock EOY$45,261,491CorporateStockEOYAmt
Corporate Stock EOYFMV$58,783,507CorporateStockEOYFMVAmt
Corporate Bonds BOY$15,226CorporateBondsBOYAmt
Corporate Bonds EOY$15,226CorporateBondsEOYAmt
Corporate Bonds EOYFMV$19CorporateBondsEOYFMVAmt
Other Investments BOY$3,454,175OtherInvestmentsBOYAmt
Other Investments EOY$2,672,734OtherInvestmentsEOYAmt
Other Investments EOYFMV$2,840,955OtherInvestmentsEOYFMVAmt
Total Assets BOY$52,461,955TotalAssetsBOYAmt
Total Assets EOY$50,004,255TotalAssetsEOYAmt
Total Assets EOYFMV$63,679,285TotalAssetsEOYFMVAmt
Accounts Payable BOY$3,573,333AccountsPayableBOYAmt
Accounts Payable EOY$2,605,000AccountsPayableEOYAmt
Total Liabilities BOY$3,573,333TotalLiabilitiesBOYAmt
Total Liabilities EOY$2,605,000TotalLiabilitiesEOYAmt
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind
Unrestricted BOY$48,888,622UnrestrictedBOYAmt
Unrestricted EOY$47,399,255UnrestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY$48,888,622TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$47,399,255TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$52,461,955TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$50,004,255TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$48,888,622TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$2,608,439ExcessRevenueOverExpensesAmt
Other Increases$1,307,220OtherIncreasesAmt
Subtotal$47,587,403SubtotalAmt
Other Decreases$188,148OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$47,399,255TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
SHORT TERM (SEE ATTACHMENT 16)P$11,146,423$10,211,303$935,120$935,120
LONG TERM (SEE ATTACHMENT 17)P$13,582,601$9,993,445$3,589,156$3,589,156
CAPITAL GAIN DIVIDENDSP$221,646
FieldValueIRS element (for citing)
Capital Gain Net Income$4,745,915CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$5,710,581AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$48,398,123NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.117992DistributionYr1Rt
Adjusted Qlfy Distri Yr2$3,009,361AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$49,712,861NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.060535DistributionYr2Rt
Adjusted Qlfy Distri Yr3$2,539,347AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$45,680,666NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.055589DistributionYr3Rt
Adjusted Qlfy Distri Yr4$4,139,321AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$40,342,442NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.102605DistributionYr4Rt
Adjusted Qlfy Distri Yr5$1,484,750AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$55,360,529NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.02682DistributionYr5Rt
Total Distribution0.363541TotalDistributionRt
Average Distribution0.072708AverageDistributionRt
Net Vl Noncharitable Assets$59,583,953NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$4,332,230AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$53,523NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$4,385,753AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$7,955,265QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$53,523InvestmentIncomeExciseTaxAmt
Subtotal$53,523SubtotalAmt
Tax Based On Investment Income$53,523TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$34,715EstimatedPlusOvpmtIncmTxAmt
Applied To Es Tax$30,000AppliedToEsTaxAmt
Total Payments And Credits$64,715TotalPaymentsAndCreditsAmt
Form2220 AttachedYes (X)Form2220AttachedInd
Overpayment$11,192OverpaymentAmt
Applied To ES Tax$11,192AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateOKOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1THE FOUNDATIONBusinessNameLine1
FieldValueIRS element (for citing)
Phone4058405585PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1501 W I-44 SVC RD 380AddressLine1
CityOKLAHOMA CITYCity
StateOKState
ZIP Code731181044ZIPCode
FieldValueIRS element (for citing)
Foreign Accounts QuestionYes (true)ForeignAccountsQuestionInd
Foreign CountryEIForeignCountryCd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
DANA REINDL
PO BOX 54390OKLAHOMA CITYOK731541390SECRETARY & TREASURER1.0$0$0$0
GEORGE J RECORDS
PO BOX 54390OKLAHOMA CITYOK731541390PRESIDENT1.0$0$0$0
NANCY J RECORDS
PO BOX 54390OKLAHOMA CITYOK731541390VICE PRESIDENT1.0$0$0$0
KATHRYN R RYAN
PO BOX 54390OKLAHOMA CITYOK731541390VICE PRESIDENT1.0$0$0$0
G JEFFREY RECORDS JR
PO BOX 54390OKLAHOMA CITYOK731541390VICE PRESIDENT1.0$0$0$0
MARTHA E RECORDS
PO BOX 54390OKLAHOMA CITYOK731541390VICE PRESIDENT1.0$0$0$0
WENDY KONGS
PO BOX 54390OKLAHOMA CITYOK731541390ASSISSTANT SECRETARY1.0$0$0$0

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

FieldValueIRS element (for citing)
Description1N/ADescription1Txt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Description1N/ADescription1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$55,091,794AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$2,104,685AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$3,294,844FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$60,491,323TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$60,491,323AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$907,370CashDeemedCharitableAmt
Net Vl Noncharitable Assets$59,583,953NetVlNoncharitableAssetsAmt
Minimum Investment Return$2,979,198MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$2,979,198MinimumInvestmentReturnAmt
Tax Based On Investment Income$53,523TaxBasedOnInvestmentIncomeAmt
Total Tax$53,523TotalTaxAmt
Distributable Before Adj$2,925,675DistributableBeforeAdjAmt
Distributable Before Ded$2,925,675DistributableBeforeDedAmt
Distributable As Adjusted$2,925,675DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$7,955,265ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid$0CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test$0SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test$0SetAsideCashDistriTestAmt
Qualifying Distributions$7,955,265QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$53,523PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$7,901,742AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$2,925,675DistributableAsAdjustedAmt
Undistributed Income PY$0UndistributedIncomePYAmt
Prior Year12011PriorYear1Yr
Prior Year22010PriorYear2Yr
Prior Year32009PriorYear3Yr
Total For Prior Years$0TotalForPriorYearsAmt
Excess Distribution Cyov Yr4$2,126,977ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3$263,993ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2$551,730ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1$3,368,247ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov$6,310,947TotalExcessDistributionCyovAmt
Qualifying Distributions$7,955,265QualifyingDistributionsAmt
Applied To Year1$0AppliedToYear1Amt
Applied To Current Year$2,925,675AppliedToCurrentYearAmt
Remaining Distri From Corpus$5,029,590RemainingDistriFromCorpusAmt
Total Corpus$11,340,537TotalCorpusAmt
Prior Year Undistributed Incm$0PriorYearUndistributedIncmAmt
Taxable1$0Taxable1Amt
Taxable2$0Taxable2Amt
Undistributed Income CY$0UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr$11,340,537ExcessDistriCyovToNextYrAmt
Excess From Year4$2,126,977ExcessFromYear4Amt
Excess From Year3$263,993ExcessFromYear3Amt
Excess From Year2$551,730ExcessFromYear2Amt
Excess From Year1$3,368,247ExcessFromYear1Amt
Excess From Current Year$5,029,590ExcessFromCurrentYearAmt
FieldValueIRS element (for citing)
Private Operating FoundationsPrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerKATHRYN RYAN MARTHA RECORDS GEORGContributingManagerNm
Contributing ManagerJEFF RECORDS CLAIRE RYAN ANNA RYAContributingManagerNm
Shareholder ManagerNONEShareholderManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp

Recipient Business Name RecipientBusinessName

FieldValueIRS element (for citing)
Business Name Line1SEE SCHEDULE ATTACHED - ATTACHMENT 15BusinessNameLine1

Recipient US Address RecipientUSAddress

FieldValueIRS element (for citing)
Address Line1SEE SCHEDULE ATTACHED - ATTACHMENTAddressLine1
CityVARIOUSCity
StateVAState
ZIP Code00000ZIPCode
FieldValueIRS element (for citing)
Grant Or Contribution PurposeSEE SCHEDULE ATTACHED - ATTACHMENT 15GrantOrContributionPurposeTxt
Amt$7,955,265Amt
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$7,955,265TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

FieldValueIRS element (for citing)
Fees Contracts From Govt AgFeesContractsFromGovtAgGrp
Membership Dues And AssmntMembershipDuesAndAssmntGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$1,387ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$982,341ExclusionAmt
FieldValueIRS element (for citing)
Net Rntl Incm Re Debt Fincd PropNetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd PropNetRntlIncmReNotDebtFincdProp
Net Rental Income Personal PropNetRentalIncomePersonalPropGrp
Other Investment Incm Part VIIOtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$4,745,915ExclusionAmt
FieldValueIRS element (for citing)
Net Income Loss From Special EvtNetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of InvntryGrossProfitLossSlsOfInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp

FieldValueIRS element (for citing)
DescOTHERDesc
Business900099BusinessCd
Unrelated Business Taxbl Incm-$41,586UnrelatedBusinessTaxblIncmAmt
Exclusion01ExclusionCd
Exclusion$10,959ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Unrelated Business Taxbl Incm-$41,586UnrelatedBusinessTaxblIncmAmt
Exclusion$5,740,602ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$5,699,016TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Depreciation Schedule DepreciationSchedule

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp

FieldValueIRS element (for citing)
BondCORPORATE BONDS - SEE ATTMT 18BondNm
EOY Book Value$15,226EOYBookValueAmt
EOYFMV$19EOYFMVAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

FieldValueIRS element (for citing)
StockSEE ATTACHED ATTACHMENT 18StockNm
EOY Book Value$45,261,491EOYBookValueAmt
EOYFMV$58,783,507EOYFMVAmt

Investments Land Schedule2 InvestmentsLandSchedule2

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (2 entries)

Category Or ItemCategoryOrItemTxtBook ValueBookValueAmtEOYFMVEOYFMVAmt
TREE LINE ASIA FUND$2,182,444$2,360,088
HALL CAPITAL PARTNERS II, LP$490,290$480,867

Land Etc Schedule2 LandEtcSchedule2

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

FieldValueIRS element (for citing)
DescriptionK-1 EQUITY ADJUSTMENTDescription
Amount$188,148Amount

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmt
OTHER EXPENSES$1,093$1,093
BANK FEES$1,749$1,749
INSURANCE$1,740$1,740

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (3 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmt
OTHER INCOME$7,823$7,823
HALL CAPITAL PARTNERS II, LP$3,136$3,136
HALL CAPITAL PARTNERS II, LP ORD INCOME-$41,586-$41,586

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail (2 entries)

DescriptionDescriptionAmountAmount
CHANGES IN PLEDGES PAYABLE$968,333
CONTRIBUTED STOCK BASIS ADJUSTMENT$338,887

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (7 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmt
INVESTMENT SERVICES FEES-SMITH$141,173$141,173
TAX PREPARATION$3,750$3,750
BBP SMALL CAP VALUE EXPENSES -
ADR FEES$6,020$6,020
CUSTODIAL FEES - BANK OF NEW Y$141,709$141,709
HALL CAPITAL PARTNERS EXPENSES$22$22
LEGAL FEES$3,711$3,711

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmt
FOREIGN TAXES$43,786$43,786
FEDERAL EXCISE TAXES$5,500
STATE TAXES$1,937$1,937

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