LOIS AND LLOYD HAWKINS JR FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- LOIS AND LLOYD HAWKINS JR FOUNDATION (EIN 33-1059511)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-13
- IRS object ID
- 201413179349100541
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Land Schedule2
- Land Etc Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-13T12:05:54-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LOVELL & COMPANY CPA'S | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 BOARD OF TRADE PLACE | AddressLine1 |
| City | NEW ORLEANS | City |
| State | LA | State |
| ZIP Code | 70130 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 331059511 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LOIS AND LLOYD HAWKINS JR FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % LOVELL & COMPANY | InCareOfNm |
| Business Name Control | LOIS | BusinessNameControlTxt |
| Phone | 5045250208 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 BOARD OF TRADE PLACE | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | NEW ORLEANS | City |
| State | LA | State |
| ZIP Code | 70130 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | H L HAWKINS III | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Signature | 2014-11-13 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | J C LOVELL JR | PreparerPersonNm |
| PTIN | P01365391 | PTIN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $20,580,652 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $396,193 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $1,237,874 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,237,874 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $323,861 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,405,217 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $323,861 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $165,161 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $165,161 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,123,089 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,726,896 | TotalNetInvstIncmAmt |
| Accounting Fees Rev And Expnss | $32,636 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $32,636 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $116,726 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $116,726 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $46,530 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $46,530 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $10 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $10 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $195,902 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $195,902 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $670,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $670,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $865,902 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $195,902 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $670,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,257,187 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,530,994 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $4,907 | CashBOYAmt |
| Cash EOY | $4,907 | CashEOYAmt |
| Cash EOYFMV | $4,907 | CashEOYFMVAmt |
| Acct Rcvbl | $0 | AcctRcvblAmt |
| Acct Rcvbl BOY | $0 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Grants Receivable BOY | $1,000,000 | GrantsReceivableBOYAmt |
| Grants Receivable EOY | $0 | GrantsReceivableEOYAmt |
| Corporate Stock BOY | $17,474,643 | CorporateStockBOYAmt |
| Corporate Stock EOY | $20,575,745 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $20,575,745 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $18,479,550 | TotalAssetsBOYAmt |
| Total Assets EOY | $20,580,652 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $20,580,652 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $18,479,550 | UnrestrictedBOYAmt |
| Unrestricted EOY | $20,580,652 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $18,479,550 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $20,580,652 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $18,479,550 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $20,580,652 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $18,479,550 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,257,187 | ExcessRevenueOverExpensesAmt |
| Other Increases | $843,915 | OtherIncreasesAmt |
| Subtotal | $20,580,652 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $20,580,652 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (377 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 1,327 SHS ABBOTT LABS | P | 2013-02-26 | 2013-08-01 | $48,880 | $45,086 | $3,794 | $3,794 |
| 393 SHS ATLAS COPCO | P | 2013-07-23 | 2013-11-27 | $11,295 | $9,897 | $1,398 | $1,398 |
| 210 SHS ALEXION PHARMS INC | P | 2013-06-26 | 2013-07-25 | $21,559 | $21,300 | $259 | $259 |
| 359 SHS ALLERGAN INC | P | 2013-01-04 | 2013-12-20 | $38,084 | $34,881 | $3,203 | $3,203 |
| 1,078 SHS AGILENT TECHNOLOGIES INC | P | 2013-01-04 | 2013-02-15 | $49,182 | $46,386 | $2,804 | $2,796 |
| 916 SHS AMERICAN INTERNATIONAL GROUP INC | P | 2013-02-14 | 2013-12-18 | $45,219 | $38,820 | $6,399 | $6,399 |
| 133 SHS ANHEUSER-BUSCH INC | P | 2012-05-15 | 2013-04-23 | $12,863 | $10,080 | $2,783 | $2,783 |
| 1,225 SHS AIA GROUP LTD | P | 2012-12-21 | 2013-10-24 | $23,983 | $20,176 | $3,807 | $3,807 |
| 330 SHS AMERICAN TOWER REIT INC | P | 2012-09-28 | 2013-06-03 | $25,300 | $24,750 | $550 | $550 |
| 189 SHS ADT CORP | P | 2013-07-23 | 2013-08-13 | $7,742 | $7,935 | -$193 | -$193 |
| 230 SHS ASML HLDG | P | 2012-12-20 | 2013-11-29 | $20,520 | $13,639 | $6,881 | $6,881 |
| 29 SHS ABBVIE INC | P | 2012-06-29 | 2013-06-20 | $1,208 | $958 | $250 | $250 |
| 427 SHS AT&T INC | P | 2012-08-13 | 2013-07-23 | $14,884 | $15,258 | -$374 | -$374 |
| 73 SHS AMER EXPRESS COMPANY | P | 2012-08-13 | 2013-07-23 | $5,445 | $4,059 | $1,386 | $1,386 |
| 428 SHS ASSA ABLOY | P | 2012-10-03 | 2013-09-20 | $9,413 | $6,995 | $2,418 | $2,418 |
| 145 SHS ANADARKO PETE CORP | P | 2012-06-29 | 2013-01-16 | $11,176 | $9,773 | $1,403 | $1,403 |
| 235 SHS APPLE INC | P | 2012-08-13 | 2013-03-07 | $108,876 | $130,550 | -$19,589 | -$21,674 |
| 253 SHS BHP BILLITON PLC | P | 2013-07-23 | 2013-12-10 | $15,108 | $13,885 | $1,223 | $1,223 |
| 107 SHS BRITISH SKY | P | 2013-07-23 | 2013-12-10 | $5,627 | $5,536 | $91 | $91 |
| 663 SHS BROADCOM CORP | P | 2013-07-23 | 2013-09-24 | $20,259 | $21,732 | -$1,473 | -$1,473 |
| 138 SHS BIOGEN IDEC INC | P | 2012-08-13 | 2013-01-04 | $20,265 | $19,524 | $741 | $741 |
| 112 SHS BANK OF NOVA SCOTIA | P | 2012-08-13 | 2013-07-15 | $6,169 | $5,804 | $365 | $365 |
| 141 SHS BHP BILLITON LTD | P | 2012-08-13 | 2013-08-23 | $9,120 | $9,755 | -$635 | -$635 |
| 604 SHS BOEING COMPANY | P | 2012-09-28 | 2013-01-16 | $45,602 | $44,161 | $1,441 | $1,441 |
| 275 SHS BRISTOL-MYERS SQUIBB CO | P | 2012-08-13 | 2013-07-23 | $12,315 | $8,675 | $3,640 | $3,640 |
| 552 SHS COMCAST CORP | P | 2012-08-13 | 2013-01-04 | $20,973 | $17,466 | $3,507 | $3,507 |
| 349 SHS CENTURYLINK INC | P | 2012-08-13 | 2013-02-20 | $11,901 | $14,047 | -$2,146 | -$2,146 |
| 488 SHS CITRIX SYSTEMS INC | P | 2013-07-23 | 2013-10-29 | $30,014 | $32,314 | -$2,300 | -$2,300 |
| 230 SHS CANADIAN NATL RAILWAY CO | P | 2012-08-13 | 2013-05-07 | $22,897 | $19,733 | $3,164 | $3,164 |
| 450 SHS CVS CAREMARK CORP | P | 2013-07-23 | 2013-08-26 | $26,273 | $27,255 | -$982 | -$982 |
| CREDIT SUISSE - CASH IN LIEU | P | 2013-04-11 | 2013-05-31 | $14 | $13 | $1 | $1 |
| 78 SHS CONSOL ENERGY INC | P | 2012-08-13 | 2013-07-23 | $2,263 | $2,530 | -$267 | -$267 |
| 232 SHS CANON INC | P | 2012-12-03 | 2013-03-13 | $8,438 | $8,333 | $105 | $105 |
| 299 SHS COSTCO WHOLESALE CRP | P | 2012-08-13 | 2013-01-29 | $30,667 | $27,961 | $2,706 | $2,706 |
| 210 SHS CHINA LIFE INS CO | P | 2013-05-01 | 2013-06-21 | $7,426 | $8,580 | -$1,154 | -$1,154 |
| 121 SHS CHEVRON CORP | P | 2012-08-13 | 2013-07-23 | $15,374 | $13,679 | $1,695 | $1,695 |
| 82 SHS CONOCOPHILLIPS | P | 2012-08-13 | 2013-07-23 | $5,419 | $4,697 | $722 | $722 |
| 360 SHS CATERPILLAR INC | P | 2012-08-13 | 2013-04-04 | $31,477 | $31,928 | -$451 | -$451 |
| 143 SHS CARMAX INC | P | 2013-02-19 | 2013-06-20 | $6,545 | $5,725 | $820 | $820 |
| 225 SHS CME GROUP INC | P | 2013-07-23 | 2013-10-04 | $16,854 | $16,805 | $49 | $49 |
| 541 SHS CIE FINANCIERE RICHEMONT | P | 2013-04-23 | 2013-08-20 | $5,395 | $4,229 | $1,166 | $1,166 |
| 375 SHS CITIGROUP INC | P | 2013-05-08 | 2013-06-17 | $18,507 | $18,036 | $471 | $471 |
| 756 SHS CAPCOM CO | P | 2013-04-02 | 2013-11-05 | $7,023 | $5,892 | $1,131 | $1,131 |
| 688 SHS CATAMARAN CORP | P | 2013-07-23 | 2013-10-04 | $32,298 | $38,410 | -$4,876 | -$6,112 |
| 95 SHS CHUBB CORP | P | 2012-08-13 | 2013-07-23 | $8,327 | $6,852 | $1,475 | $1,475 |
| 1,427 SHS CISCO SYSTEMS INC | P | 2013-07-23 | 2013-09-27 | $33,084 | $35,366 | -$2,282 | -$2,282 |
| 1,212 SHS COCA COLA | P | 2012-08-13 | 2013-07-23 | $49,509 | $47,078 | $2,431 | $2,431 |
| 476 SHS DANAHER CORP | P | 2013-07-23 | 2013-11-14 | $31,681 | $27,382 | $4,299 | $4,299 |
| 95 SHS DIAGEO PLC | P | 2012-08-13 | 2013-07-23 | $11,829 | $10,122 | $1,707 | $1,707 |
| 158 SHS DOMINION RES INC | P | 2012-08-13 | 2013-07-23 | $9,483 | $8,441 | $1,042 | $1,042 |
| 167 SHS DISCOVER FINL SVCS | P | 2013-06-03 | 2013-10-30 | $8,810 | $8,000 | $810 | $810 |
| 285 SHS DISH NETWORK CORP | P | 2013-04-02 | 2013-04-15 | $10,080 | $10,850 | -$770 | -$770 |
| 210 SHS DISCOVERY COMMUNICATION | P | 2013-03-08 | 2013-05-06 | $16,611 | $15,241 | $1,370 | $1,370 |
| 174 SHS DUKE ENERGY CORP | P | 2013-02-12 | 2013-07-23 | $12,395 | $12,027 | $368 | $368 |
| 158 SHS DIRECTV | P | 2013-07-23 | 2013-09-04 | $9,224 | $10,293 | -$1,069 | -$1,069 |
| 106 SHS DEERE CO | P | 2012-08-13 | 2013-07-23 | $8,924 | $8,423 | $501 | $501 |
| 125 DISNEY (WALT) CO | P | 2013-01-29 | 2013-08-09 | $8,103 | $6,748 | $1,355 | $1,355 |
| 96 SHS DOW CHEMICAL CO | P | 2012-08-13 | 2013-07-23 | $3,327 | $2,823 | $504 | $504 |
| 211 SHS DU PONT E I DE NEMOURS | P | 2012-08-13 | 2013-07-23 | $12,245 | $10,553 | $1,692 | $1,692 |
| 560 SHS EMC CORPORATION | P | 2012-08-13 | 2013-01-04 | $13,497 | $14,202 | -$705 | -$705 |
| 121 SHS EQUINIX INC | P | 2013-07-23 | 2013-10-23 | $20,662 | $23,151 | -$2,489 | -$2,489 |
| 177 SHS ENBRIDGE INC | P | 2012-08-13 | 2013-07-23 | $8,048 | $6,966 | $1,082 | $1,082 |
| 207 SHS EOG RESOURCES INC | P | 2013-07-23 | 2013-11-04 | $35,644 | $27,677 | $7,967 | $7,967 |
| 225 SHS EQT CORP | P | 2012-08-13 | 2013-02-06 | $13,651 | $11,781 | $1,870 | $1,870 |
| 219 SHS EXPEDIA INC | P | 2013-02-06 | 2013-07-26 | $10,566 | $14,070 | -$593 | -$3,504 |
| 555 SHS EXPRESS SCRIPTS HLDG CO | P | 2013-01-23 | 2013-02-19 | $31,090 | $31,790 | -$661 | -$700 |
| 387 SHS EXPEDITORS INTL WASH INC | P | 2013-01-23 | 2013-03-15 | $13,724 | $14,259 | -$535 | -$535 |
| 253 SHS FIRSTENERGY CORP | P | 2012-08-13 | 2013-02-06 | $10,048 | $12,027 | -$1,979 | -$1,979 |
| 128 SHS F5 NETWORKS INC | P | 2012-08-13 | 2013-04-25 | $10,894 | $13,257 | -$2,363 | -$2,363 |
| 596 SHS FORD MOTOR CO | P | 2013-07-23 | 2013-10-29 | $10,409 | $10,064 | $345 | $345 |
| 292 SHS FMC TECHS INC | P | 2013-01-30 | 2013-10-04 | $16,700 | $13,545 | $3,155 | $3,155 |
| 945 SHS FIFTH THIRD BANCORP | P | 2013-05-09 | 2013-07-23 | $18,306 | $14,705 | $3,601 | $3,601 |
| 516 SHS FANUC LTD | P | 2013-01-23 | 2013-05-21 | $13,476 | $14,665 | -$1,189 | -$1,189 |
| 345 SHS FUSION-IO INC | P | 2012-09-28 | 2013-01-04 | $7,625 | $10,463 | -$2,838 | -$2,838 |
| 729 SHS FACEBOOK INC | P | 2013-07-25 | 2013-10-08 | $22,601 | $21,509 | $1,092 | $1,092 |
| 430 SHS GARTNER INC | P | 2013-07-23 | 2013-09-09 | $24,687 | $22,596 | $2,091 | $2,091 |
| 205 SHS GENL DYNAMICS CORP | P | 2012-08-13 | 2013-02-12 | $13,677 | $13,299 | $378 | $378 |
| 409 SHS GULFPORT ENERGY | P | 2013-07-23 | 2013-12-24 | $23,553 | $20,211 | $3,342 | $3,342 |
| 102 SHS GOLDMAN SACHS GROUP INC | P | 2012-08-13 | 2013-01-04 | $13,378 | $10,199 | $3,179 | $3,179 |
| 90 SHS GENERAL MILLS | P | 2012-08-13 | 2013-07-23 | $4,629 | $3,470 | $1,159 | $1,159 |
| 3 SHS GOOGLE INC | P | 2012-06-29 | 2013-01-23 | $2,239 | $1,728 | $511 | $511 |
| 577 SHS HARTFORD FINL SVCS GROUP | P | 2013-07-23 | 2013-12-03 | $19,963 | $18,254 | $1,709 | $1,709 |
| 94 SHS HSBC HLDG PLC | P | 2012-06-29 | 2013-04-01 | $5,067 | $4,191 | $876 | $876 |
| 2,303 SHS HENNES AND MAURITZ | P | 2012-11-12 | 2013-02-07 | $16,371 | $16,367 | $4 | $4 |
| 85 SHS HOME DEPOT INC | P | 2013-02-14 | 2013-09-05 | $6,220 | $5,724 | $496 | $496 |
| 306 SHS ICICI BANK LTD | P | 2013-07-05 | 2013-08-20 | $9,760 | $11,787 | -$2,027 | -$2,027 |
| 72 SHS INTUITIVE SURGICAL INC | P | 2013-04-10 | 2013-07-17 | $36,008 | $36,202 | -$194 | -$194 |
| 205 SHS INTEL CORP | P | 2012-08-13 | 2013-07-23 | $4,664 | $5,450 | -$786 | -$786 |
| 58 SHS INTL BUSINESS MACHINES CORP | P | 2012-08-13 | 2013-07-23 | $11,398 | $11,510 | -$112 | -$112 |
| 263 SHS INTL PAPER CO | P | 2013-07-16 | 2013-07-23 | $12,417 | $12,683 | -$266 | -$266 |
| 538 SHS ITV PLC | P | 2013-02-27 | 2013-10-17 | $14,468 | $9,694 | $4,774 | $4,774 |
| 290 SHS INDUSTRIA DE DISENO TEXTIL INDITEX | P | 2013-04-23 | 2013-10-10 | $8,819 | $7,517 | $1,302 | $1,302 |
| 541 SHS ITAU UNIBANCO BANCO HO | P | 2013-01-23 | 2013-02-01 | $9,283 | $8,357 | $926 | $926 |
| 752 SHS INTRPUBLIC GRP OF CO | P | 2013-07-23 | 2013-11-05 | $12,592 | $11,722 | $870 | $870 |
| 510 SHS JPMORGAN CHASE & CO | P | 2012-06-29 | 2013-03-28 | $24,283 | $18,728 | $5,555 | $5,555 |
| 91 SHS JOHNSON CONTROLS INC | P | 2012-08-13 | 2013-07-23 | $3,729 | $2,363 | $1,366 | $1,366 |
| 1,953 SHS KINGFISHER PLC | P | 2013-04-12 | 2013-06-21 | $20,168 | $16,769 | $3,399 | $3,399 |
| 325 SHS KINDER MORGAN INC | P | 2013-02-06 | 2013-07-23 | $12,770 | $12,140 | $630 | $630 |
| 275 SHS KELLOGG CO | P | 2013-08-09 | 2013-11-04 | $17,394 | $18,069 | -$675 | -$675 |
| 52 SHS KIMBERLY CLARK | P | 2013-07-23 | 2013-12-03 | $5,497 | $5,048 | $449 | $449 |
| 262 SHS LAUDER ESTEE COS | P | 2013-01-04 | 2013-07-23 | $17,444 | $16,409 | $1,035 | $1,035 |
| 523 SHS LAS VEGAS SANDS CORP | P | 2012-08-13 | 2013-08-01 | $28,255 | $24,163 | $4,092 | $4,092 |
| 88 SHS LIBERTY GLOBAL INC | P | 2012-08-13 | 2013-05-09 | $6,718 | $4,478 | $2,240 | $2,240 |
| 141 SHS LORILLARD INC | P | 2012-08-13 | 2013-07-23 | $6,271 | $5,835 | $436 | $436 |
| 1,247 SHS LINDE AG | P | 2013-01-23 | 2013-04-24 | $22,592 | $19,732 | $2,860 | $2,860 |
| 28 SHS LINKEDIN CORP | P | 2013-02-26 | 2013-10-08 | $6,226 | $4,361 | $1,865 | $1,865 |
| 235 SHS ELI LILLY & CO | P | 2012-09-12 | 2013-02-14 | $12,533 | $10,943 | $1,590 | $1,590 |
| 396 SHS LIMITED BRANDS INC | P | 2012-08-13 | 2013-02-20 | $17,585 | $18,487 | -$902 | -$902 |
| 176 SHS MOODY'S CORP | P | 2013-01-04 | 2013-02-08 | $7,942 | $9,168 | -$1,226 | -$1,226 |
| 167 SHS METLIFE INC | P | 2013-07-09 | 2013-09-04 | $8,176 | $8,137 | $39 | $39 |
| 189 SHS MONSANTO CO | P | 2012-08-13 | 2013-05-28 | $20,106 | $15,519 | $4,587 | $4,587 |
| 151 SHS MEADWESTVACO CORP | P | 2012-08-13 | 2013-07-23 | $5,512 | $4,246 | $1,266 | $1,266 |
| 47 SHS MASTERCARD INC | P | 2013-01-04 | 2013-07-23 | $26,409 | $23,969 | $2,440 | $2,440 |
| 475 SHS MITSUBISHI UFJ FINL GR | P | 2013-01-15 | 2013-04-18 | $3,142 | $2,592 | $550 | $550 |
| 179 SHS MELCO CROWN ENTRTNMT L | P | 2013-07-17 | 2013-11-08 | $5,954 | $4,253 | $1,701 | $1,701 |
| 110 SHS MERCADOLIBRE INC | P | 2012-08-13 | 2013-08-09 | $12,948 | $8,614 | $4,334 | $4,334 |
| 300 SHS MEAD JOHNSON NUTRITION | P | 2013-01-15 | 2013-07-17 | $22,706 | $20,767 | $1,939 | $1,939 |
| 1,395 SHS MERCK AND CO INC | P | 2013-04-19 | 2013-07-23 | $63,596 | $60,637 | $2,959 | $2,959 |
| 225 SHS MICHAEL KORS HLDGS LTD | P | 2012-08-13 | 2013-01-04 | $11,884 | $9,321 | $2,563 | $2,563 |
| 238 SHS MONDELEZ INTERNATIONAL | P | 2013-04-22 | 2013-07-23 | $7,367 | $7,488 | -$121 | -$121 |
| 353 SHS MCDONALDS CORP | P | 2012-08-13 | 2013-07-23 | $32,985 | $31,449 | $1,536 | $1,536 |
| 280 SHS MCGRAW HILL COMPANIES | P | 2013-01-29 | 2013-02-08 | $12,080 | $15,998 | -$3,918 | -$3,918 |
| 2,044 SHS MICROSOFT CORP | P | 2013-06-24 | 2013-08-01 | $60,183 | $64,628 | -$2,924 | -$4,445 |
| 1,024 SHS NIDEC CORPORATION | P | 2013-09-19 | 2013-12-10 | $23,506 | $18,376 | $5,130 | $5,130 |
| 1,129 SHS NISSAN MTR LTD | P | 2012-11-12 | 2013-01-18 | $21,962 | $21,358 | $604 | $604 |
| 214 SHS NATIONAL-OILWELL VARCO | P | 2012-08-13 | 2013-01-30 | $15,778 | $15,228 | $550 | $550 |
| 112 SHS NEXTERA ENERGY INC | P | 2012-08-13 | 2013-07-23 | $9,536 | $7,754 | $1,782 | $1,782 |
| 502 SHS NESTLE | P | 2013-06-28 | 2013-12-10 | $36,189 | $35,049 | $1,222 | $1,140 |
| 270 SHS NEWMONT MINING CORP | P | 2013-02-12 | 2013-07-23 | $8,278 | $12,132 | -$3,854 | -$3,854 |
| 110 SHS NORTHEAST UTILITIES | P | 2012-08-13 | 2013-07-23 | $4,943 | $4,315 | $628 | $628 |
| 661 SHS ORACLE CORP | P | 2013-07-23 | 2013-11-19 | $21,755 | $20,852 | $903 | $903 |
| 34 SHS PRICELINE | P | 2013-08-01 | 2013-10-08 | $26,453 | $24,126 | $2,327 | $2,327 |
| 230 SHS PEABODY ENERGY CORP | P | 2012-08-13 | 2013-04-04 | $4,562 | $5,674 | -$1,112 | -$1,112 |
| 64 SHS POSCO | P | 2012-12-17 | 2013-04-05 | $4,385 | $5,261 | -$876 | -$876 |
| 136 SHS PHILIP MORRIS INTL INC | P | 2012-08-13 | 2013-07-23 | $12,116 | $12,533 | -$417 | -$417 |
| 719 SHS PERNOD-RICARD | P | 2013-07-23 | 2013-09-05 | $16,382 | $18,058 | -$1,676 | -$1,676 |
| 40 SHS PHILLIPS 66 | P | 2012-08-13 | 2013-07-23 | $2,364 | $1,604 | $760 | $760 |
| 283 SHS PEPSICO INC | P | 2012-08-13 | 2013-01-04 | $19,578 | $20,054 | -$476 | -$476 |
| 612 SHS PFIZER INC | P | 2012-06-29 | 2013-01-04 | $15,846 | $13,734 | $2,112 | $2,112 |
| 60 SHS PRAXAIR INC | P | 2012-08-13 | 2013-07-23 | $7,028 | $6,440 | $588 | $588 |
| 120 SHS PROCTER & GAMBLE CO | P | 2012-08-13 | 2013-07-23 | $9,719 | $7,986 | $1,733 | $1,733 |
| 731 SHS QUALCOMM INC | P | 2012-08-13 | 2013-04-26 | $45,755 | $43,691 | $2,064 | $2,064 |
| 668 SHS RIO TINTO PLC | P | 2013-01-23 | 2013-04-30 | $30,750 | $32,944 | -$2,194 | -$2,194 |
| 288 SHS RED HAT INC | P | 2012-08-13 | 2013-02-14 | $12,338 | $12,839 | -$501 | -$501 |
| 431 SHS ROYAL DUTCH SHEL PLC | P | 2013-05-06 | 2013-08-13 | $29,519 | $30,126 | -$563 | -$607 |
| 255 SHS ROYAL DUTCH SHELL PLC | P | 2013-07-23 | 2013-11-05 | $17,079 | $17,442 | -$363 | -$363 |
| 216 SHS RALPH LAUREN CORP | P | 2013-07-23 | 2013-08-28 | $36,034 | $35,801 | $233 | $233 |
| 1,287 SHS RECKITT BENCKISER GR | P | 2013-01-23 | 2013-02-01 | $16,992 | $14,780 | $2,212 | $2,212 |
| 453 SHS ROCHE HLDG LTD | P | 2012-08-13 | 2013-07-11 | $27,708 | $19,760 | $7,948 | $7,948 |
| 250 SHS ROGERS COMMUNICATIONS | P | 2013-01-23 | 2013-02-15 | $11,459 | $9,858 | $1,601 | $1,601 |
| 56 SHS SEMPRA ENERGY | P | 2012-08-13 | 2013-07-23 | $4,857 | $3,837 | $1,020 | $1,020 |
| 198 SHS SCHLUMBERGER LTD | P | 2013-01-30 | 2013-07-23 | $16,561 | $15,367 | $1,194 | $1,194 |
| 344 SHS SALESFORCE | P | 2012-08-13 | 2013-06-05 | $13,071 | $12,089 | $982 | $982 |
| 308 SHS SWATCH GROUP | P | 2012-10-02 | 2013-02-15 | $8,492 | $6,350 | $2,142 | $2,142 |
| 409 SHS STANLEY BLACK & DECKER | P | 2013-07-23 | 2013-11-05 | $31,320 | $29,241 | $2,079 | $2,079 |
| 117 SHS SANDS CHINA LTD | P | 2013-04-22 | 2013-10-17 | $7,501 | $5,895 | $1,606 | $1,606 |
| 297 SHS SBERBANK | P | 2012-06-29 | 2013-02-04 | $4,281 | $3,290 | $991 | $991 |
| 126 SHS SPLUNK INC | P | 2013-03-22 | 2013-11-08 | $7,584 | $4,903 | $2,681 | $2,681 |
| 455 SHS SERVICENOW INC | P | 2013-08-02 | 2013-12-09 | $22,731 | $20,741 | $1,990 | $1,990 |
| 423 SHS SOUTHERN COMPANY | P | 2012-08-13 | 2013-01-22 | $18,409 | $19,573 | -$1,164 | -$1,164 |
| 333 SHS STARBUCKS CORP | P | 2012-08-13 | 2013-02-26 | $17,746 | $16,953 | $793 | $793 |
| 640 SHS SUNTRUST BKS INC | P | 2013-05-09 | 2013-07-23 | $22,316 | $18,387 | $3,929 | $3,929 |
| 325 SHS TERADATA CORP | P | 2013-04-05 | 2013-06-24 | $16,140 | $20,304 | -$4,164 | -$4,164 |
| 76 SHS TOTAL | P | 2013-05-20 | 2013-10-24 | $4,592 | $3,861 | $731 | $731 |
| 144 SHS TARGET CORP | P | 2013-07-23 | 2013-12-10 | $9,106 | $10,516 | -$1,410 | -$1,410 |
| 58 SHS 3M COMPANY | P | 2012-08-13 | 2013-07-23 | $6,738 | $5,334 | $1,404 | $1,404 |
| 199 SHS TIME WARNER CABLE INC | P | 2013-07-23 | 2013-09-04 | $21,691 | $23,191 | -$1,500 | -$1,500 |
| 292 SHS TESLA MTRS INC | P | 2012-08-13 | 2013-02-26 | $9,969 | $8,956 | $1,013 | $1,013 |
| 230 SHS TWITTER INC | P | 2013-11-11 | 2013-12-18 | $12,541 | $9,679 | $2,862 | $2,862 |
| 423 SHS TEREX CORP | P | 2012-10-05 | 2013-01-15 | $12,129 | $8,966 | $3,163 | $3,163 |
| 98 SHS TORONTO DOMINION BANK | P | 2012-08-30 | 2013-07-23 | $8,361 | $7,903 | $458 | $458 |
| 400 SHS UNITED RENTALS INC | P | 2013-02-06 | 2013-12-24 | $24,886 | $20,881 | $4,858 | $4,005 |
| 98 SHS UNITED THERAPEUTICS COR | P | 2013-03-19 | 2013-05-06 | $6,469 | $6,089 | $380 | $380 |
| 190 SHS UNITED PARCEL SVC | P | 2013-03-18 | 2013-07-23 | $16,574 | $16,213 | $361 | $361 |
| 140 SHS US BANCORP | P | 2013-06-07 | 2013-12-10 | $5,527 | $5,016 | $511 | $511 |
| 521 SHS UNITED CONTL HLDGS INC | P | 2013-07-23 | 2013-08-26 | $15,688 | $17,994 | -$2,306 | -$2,306 |
| 126 SHS UNITED TECHS CORP | P | 2012-08-13 | 2013-07-23 | $13,219 | $9,715 | $3,504 | $3,504 |
| 56 SHS VF CORPORATION | P | 2012-08-13 | 2013-07-23 | $10,944 | $8,276 | $2,668 | $2,668 |
| 43 SHS VEECO INSTRUMENTS INC | P | 2012-05-15 | 2013-03-25 | $1,658 | $1,589 | $69 | $69 |
| 584 SHS VERIZON COMMUNICATIONS | P | 2012-08-13 | 2013-07-23 | $27,276 | $24,856 | $2,420 | $2,420 |
| 375 SHS VIACOM INC | P | 2013-07-23 | 2013-12-24 | $30,353 | $22,384 | $7,969 | $7,969 |
| 665 SHS VODAFONE GROP PLC | P | 2012-06-29 | 2013-04-23 | $17,339 | $18,371 | -$791 | -$1,032 |
| 195 SHS VMWARE INC | P | 2013-01-04 | 2013-02-11 | $15,107 | $19,750 | -$3,374 | -$4,643 |
| 22 SHS VALEANT PHARMACEUTICALS | P | 2012-06-29 | 2013-06-20 | $1,843 | $988 | $855 | $855 |
| 249 SHS ZURICH INSURANCE GROUP | P | 2013-07-23 | 2013-10-04 | $6,423 | $6,167 | $256 | $256 |
| 157 SHS WANT WANT CHINA | P | 2013-07-23 | 2013-12-10 | $11,493 | $10,605 | $888 | $888 |
| 15,080 SHS PT BANK RAKYAT INDO | P | 2013-01-23 | 2013-05-13 | $13,805 | $11,345 | $2,460 | $2,460 |
| 84 SHS WAL-MART STORES INC | P | 2012-08-13 | 2013-07-23 | $6,580 | $6,160 | $420 | $420 |
| 199 SHS WALGREEN CO | P | 2013-07-23 | 2013-12-17 | $11,291 | $10,172 | $1,119 | $1,119 |
| 238 SHS WEYERHAEUSER CO | P | 2012-08-13 | 2013-07-23 | $7,016 | $5,587 | $1,429 | $1,429 |
| 102 SHS WHOLE FOODS MKT INC | P | 2012-06-29 | 2013-01-08 | $8,932 | $9,419 | -$487 | -$487 |
| 309 SHS YAHOO INC | P | 2013-07-17 | 2013-10-08 | $10,088 | $9,046 | $1,042 | $1,042 |
| 190 SHS YANDEX | P | 2013-02-25 | 2013-09-23 | $5,786 | $4,530 | $1,256 | $1,256 |
| 65 SHS SMC CORP | P | 2012-10-19 | 2013-01-15 | $11,454 | $10,485 | $969 | $969 |
| 245 SHS JAPAN TOBACCO INC | P | 2013-02-06 | 2013-05-21 | $8,798 | $7,951 | $847 | $847 |
| 23 SHS KOMERCNI BANKA | P | 2012-08-13 | 2013-04-02 | $4,344 | $4,151 | $193 | $193 |
| 666 SHS WELLS FARGO & CO | P | 2012-06-29 | 2013-02-28 | $23,220 | $21,659 | $1,561 | $1,561 |
| 833 SHS BLACKROCK HI YLD BD | P | 2012-05-15 | 2013-01-23 | $6,831 | $6,447 | $384 | $384 |
| 10,000 UNITS AETNA INC | P | 2013-01-25 | 2013-07-22 | $9,794 | $10,047 | -$253 | -$253 |
| 12,000 UNITS ANHEUSER-BUSCH | P | 2013-01-16 | 2013-07-22 | $12,014 | $12,010 | $4 | $4 |
| 8,000 UNITS APPLE INC | P | 2013-05-01 | 2013-07-22 | $7,750 | $8,009 | -$259 | -$259 |
| 8,000 UNITS BRISTOL-MYERS SQUI | P | 2012-09-06 | 2013-07-22 | $7,806 | $7,915 | -$109 | -$109 |
| 8,000 UNITS BP CAPITAL MARKETS | P | 2013-02-25 | 2013-07-22 | $7,882 | $8,009 | -$127 | -$127 |
| 12,000 UNITS BERSHIRE HATHAWAY | P | 2013-01-30 | 2013-07-22 | $11,920 | $12,011 | -$91 | -$91 |
| 12,000 UNITS GENERAL ELECTRIC | P | 2012-05-15 | 2013-02-01 | $12,000 | $12,000 | ||
| 10,000 UNITS HCP, INC. | P | 2012-11-16 | 2013-07-22 | $9,522 | $9,960 | -$438 | -$438 |
| 6,000 UNITS CITIGROUP, INC. | P | 2013-01-11 | 2013-07-22 | $6,378 | $6,419 | -$41 | -$41 |
| 8,000 UNITS COSTCO | P | 2012-11-29 | 2013-07-22 | $7,819 | $8,026 | -$207 | -$207 |
| 9000 UNITS ENTERPRISE PRODUCTS | P | 2012-08-08 | 2013-07-22 | $9,071 | $9,017 | $54 | $54 |
| 7,000 UNITS GOLDMAN SACHS | P | 2013-01-16 | 2013-07-22 | $8,007 | $8,159 | -$152 | -$152 |
| 6,000 UNITS JP MORGAN CHASE | P | 2012-05-15 | 2013-01-16 | $7,167 | $6,752 | $415 | $415 |
| 2,000 UNITS KRAFT FOOD INC. | P | 2013-01-25 | 2013-07-22 | $2,145 | $2,152 | -$7 | -$7 |
| 9,000 UNITS MORGAN STANLEY | P | 2013-05-02 | 2013-07-22 | $8,753 | $9,041 | -$288 | -$288 |
| 16,000 UNITS FEDERAL NATL MTG | P | 2013-02-25 | 2013-07-22 | $15,955 | $16,013 | -$58 | -$58 |
| 7,000 UNITS NEWS AMERICA INC. | P | 2012-05-15 | 2013-01-16 | $8,008 | $7,543 | $465 | $465 |
| 11,000 UNITS OMNICOM GROUP INC | P | 2012-08-08 | 2013-02-25 | $11,198 | $11,262 | -$64 | -$64 |
| 7,000 UNITS ORACLE CORP. | P | 2012-05-15 | 2013-04-15 | $7,000 | $7,000 | ||
| 9,000 UNITS TIME WARNER CABLE | P | 2013-01-25 | 2013-05-02 | $9,798 | $9,569 | $229 | $229 |
| 15,000 UNITS UNITER PARCEL SER | P | 2012-05-15 | 2013-01-15 | $15,000 | $15,000 | ||
| 3,000 UNITS VERIZON COMM | P | 2012-08-08 | 2013-07-22 | $3,290 | $3,501 | -$211 | -$211 |
| 10,000 UNITS WAL-MART INC. | P | 2013-04-05 | 2013-07-22 | $9,987 | $10,017 | -$30 | -$30 |
| 11,000 UNITS WATSON PHARMACEUT | P | 2012-10-01 | 2013-07-22 | $10,899 | $11,114 | -$215 | -$215 |
| 15,000 UNITS GENERAL ELECTRIC | P | 2013-01-16 | 2013-07-22 | $14,970 | $14,991 | -$21 | -$21 |
| 12,000 UNITS TOYOTA MOTOR | P | 2013-01-11 | 2013-07-22 | $11,832 | $12,052 | -$220 | -$220 |
| 7,000 UNITS AMERICAN EXPRESS | P | 2013-01-25 | 2013-07-22 | $7,342 | $7,358 | -$16 | -$16 |
| 68,000 UNITS U.S. TREASURY | P | 2013-06-26 | 2013-07-22 | $63,768 | $65,406 | -$1,638 | -$1,638 |
| 28,000 UNITS U.S. TREASURY | P | 2012-07-31 | 2013-07-22 | $28,138 | $28,462 | -$324 | -$324 |
| 13,000 UNITS U.S. TREASURY | P | 2012-06-07 | 2013-06-04 | $13,012 | $12,994 | $18 | $18 |
| 11,000 UNITS U.S. TREASURY | P | 2012-10-25 | 2013-01-11 | $10,777 | $10,804 | -$27 | -$27 |
| 13,000 UNITS U.S. TREASURY | P | 2013-06-25 | 2013-07-22 | $12,836 | $12,720 | $116 | $116 |
| 12,000 UNITS U.S. TREASURY | P | 2012-05-15 | 2013-04-05 | $13,608 | $13,383 | $225 | $225 |
| 6,000 UNITS U.S. TREASURY | P | 2012-05-15 | 2013-04-05 | $6,656 | $6,556 | $100 | $100 |
| 11,000 UNITS U.S. TREASURY | P | 2012-05-15 | 2013-04-05 | $12,689 | $12,460 | $229 | $229 |
| 45,000 UNITS U.S. TREASURY | P | 2013-06-13 | 2013-07-22 | $45,367 | $45,359 | $8 | $8 |
| 30,000 UNITS U.S. TREASURY | P | 2013-04-05 | 2013-07-22 | $30,579 | $30,637 | -$58 | -$58 |
| 33,000 UNITS FEDERAL HOME LN | P | 2012-05-15 | 2013-01-09 | $33,000 | $33,252 | -$252 | -$252 |
| 44 SHS ABBOTT LABS | P | 2012-05-15 | 2013-06-12 | $1,609 | $1,306 | $303 | $303 |
| 257 SHS ATLAS COPCO | P | 2012-11-12 | 2013-11-27 | $7,246 | $6,347 | $899 | $899 |
| 19 SHS AMAZON COM INC | P | 2012-05-15 | 2013-07-17 | $5,824 | $4,339 | $1,485 | $1,485 |
| 44 SHS ABBVIE INC | P | 2012-05-15 | 2013-06-20 | $1,833 | $1,416 | $417 | $417 |
| 348 SHS AT&T INC. | P | 2012-06-29 | 2013-07-23 | $12,414 | $12,209 | $205 | $205 |
| 143 SHS AMER EXP CO | P | 2012-06-29 | 2013-07-23 | $10,665 | $8,309 | $2,356 | $2,356 |
| 45 SHS BRITISH SKY BDCT | P | 2012-11-12 | 2013-12-10 | $24,902 | $21,272 | $3,630 | $3,630 |
| 221 SHS BANK OF NOVA SCO | P | 2012-06-29 | 2013-07-12 | $12,127 | $11,465 | $662 | $662 |
| 199 SHS BNP PARIBAS | P | 2012-08-13 | 2013-10-23 | $6,852 | $3,899 | $2,953 | $2,953 |
| 255 SHS BHP BILLITON | P | 2012-06-29 | 2013-07-23 | $16,494 | $16,776 | -$282 | -$282 |
| 557 SHS BRISTOL-MYERS SQ | P | 2012-06-29 | 2013-07-23 | $24,944 | $19,112 | $5,832 | $5,832 |
| 357 SHS COMCAST CRP NEW | P | 2012-08-13 | 2013-09-10 | $14,580 | $10,877 | $3,703 | $3,703 |
| 152 SHS CONSOL ENERGY IN | P | 2012-06-29 | 2013-07-23 | $4,410 | $4,714 | -$304 | -$304 |
| 246 SHS CHEVRON CORP. | P | 2012-06-29 | 2013-07-23 | $31,256 | $25,430 | $5,826 | $5,826 |
| 164 SHS CONOCOPHILIPS | P | 2012-06-29 | 2013-07-23 | $10,838 | $8,879 | $1,959 | $1,959 |
| 192 SHS CHUBB CORP | P | 2012-06-29 | 2013-07-23 | $16,830 | $14,002 | $2,828 | $2,828 |
| 112 SHS COCA COLA COM | P | 2012-06-29 | 2013-07-23 | $4,589 | $4,352 | $237 | $237 |
| 355 SHS DANAHER CORP | P | 2012-08-13 | 2013-11-14 | $25,476 | $18,841 | $6,635 | $6,635 |
| 186 SHS DIAGEO PLC SPSD | P | 2012-06-29 | 2013-07-23 | $23,160 | $18,817 | $4,343 | $4,343 |
| 324 SHS DOMINION RES INC | P | 2012-06-29 | 2013-07-23 | $19,447 | $17,265 | $2,182 | $2,182 |
| 214 SHS DEERE CO | P | 2012-06-29 | 2013-07-23 | $18,016 | $16,823 | $1,193 | $1,193 |
| 189 SHS DOW CHEMICAL CO | P | 2012-06-29 | 2013-07-23 | $6,550 | $5,894 | $656 | $656 |
| 410 SHS DU PONE E I DE | P | 2012-06-29 | 2013-07-23 | $23,793 | $20,657 | $3,136 | $3,136 |
| 350 SHS EBAY INC | P | 2012-08-13 | 2013-11-20 | $18,010 | $14,576 | $3,434 | $3,434 |
| 342 SHS ENBRIDGE INC | P | 2012-06-29 | 2013-07-23 | $15,551 | $13,655 | $1,896 | $1,896 |
| 892 SHS GENERAL ELECTRIC | P | 2012-08-13 | 2013-10-15 | $21,278 | $17,446 | $3,832 | $3,832 |
| 186 SHS GENERAL MILLS | P | 2012-06-29 | 2013-07-23 | $9,566 | $7,226 | $2,340 | $2,340 |
| 24 SHS GOOGLE INC. | P | 2012-08-13 | 2013-10-17 | $21,363 | $14,742 | $6,621 | $6,621 |
| 278 SHS GILEAD SCIENCES | P | 2012-08-14 | 2013-12-11 | $19,633 | $8,005 | $11,628 | $11,628 |
| 653 SHS HOME DEPOT INC | P | 2012-08-13 | 2013-09-05 | $49,074 | $33,451 | $15,623 | $15,623 |
| 197 SHS ICICI BANK LTD | P | 2012-06-29 | 2013-08-20 | $5,418 | $6,798 | -$1,235 | -$1,380 |
| 391 SHS INTEL CORP | P | 2012-06-29 | 2013-07-23 | $8,897 | $10,479 | -$1,582 | -$1,582 |
| 91 SHS INTL BUSINESS MAC | P | 2012-06-29 | 2013-07-23 | $17,733 | $17,932 | -$199 | -$199 |
| 62 SHS JOHNSON AND JOHNS | P | 2012-05-15 | 2013-09-17 | $5,505 | $3,946 | $1,559 | $1,559 |
| 180 SHS JOHNSON CONTROLS | P | 2012-06-29 | 2013-07-23 | $7,377 | $5,308 | $2,069 | $2,069 |
| 178 SHS KIMBERLY CLARK | P | 2012-08-13 | 2013-12-03 | $18,818 | $14,549 | $4,269 | $4,269 |
| 8 SHS LAS VEGAS SANDS CORP | P | 2012-06-29 | 2013-08-01 | $457 | $347 | $110 | $110 |
| 303 SHS LORILLARD INC | P | 2012-06-29 | 2013-07-23 | $13,475 | $13,086 | $389 | $389 |
| 298 SHS MEADWESTVACO COR | P | 2012-06-29 | 2013-07-23 | $10,878 | $8,450 | $2,428 | $2,428 |
| 176 SHS MCDONALDS CORP | P | 2012-06-29 | 2013-07-23 | $17,111 | $15,539 | $1,572 | $1,572 |
| 64 SHS MICROSOFT CORP | P | 2012-06-29 | 2013-07-31 | $2,036 | $1,950 | $86 | $86 |
| 225 SHS NEXTERA ENERGY | P | 2012-06-29 | 2013-07-23 | $19,157 | $15,102 | $4,055 | $4,055 |
| 219 SHS NORTHEAST UTILIT | P | 2012-06-29 | 2013-07-23 | $9,841 | $8,183 | $1,658 | $1,658 |
| 270 SHS OCCIDENTAL PETE | P | 2012-08-13 | 2013-08-27 | $24,125 | $22,907 | $1,218 | $1,218 |
| 81 SHS PRUDENTIAL FINANC | P | 2012-06-29 | 2013-08-13 | $6,516 | $3,961 | $2,555 | $2,555 |
| 280 SHS PHILIP MORRIS IN | P | 2012-06-29 | 2013-07-23 | $24,945 | $24,079 | $866 | $866 |
| 82 SHS PHILLIPS 66 | P | 2012-06-29 | 2013-07-23 | $4,846 | $2,664 | $2,182 | $2,182 |
| 115 SHS PRAXAIR INC. | P | 2012-06-29 | 2013-07-23 | $13,470 | $12,565 | $905 | $905 |
| 243 SHS PROCTER & GAMBLE | P | 2012-06-29 | 2013-07-23 | $19,681 | $15,176 | $4,505 | $4,505 |
| 328 SHS PUB SVC ENTERPRI | P | 2012-08-13 | 2013-10-15 | $10,990 | $10,552 | $438 | $438 |
| 199 SHS RAYTHEON CO DELA | P | 2012-06-29 | 2013-07-23 | $13,846 | $10,474 | $3,372 | $3,372 |
| 54,000 UNITS ROYAL DUTCH SHEL | P | 2012-06-29 | 2013-08-13 | $3,636 | $3,928 | -$194 | -$292 |
| 113 SHS SEMPRA ENERGY | P | 2012-06-29 | 2013-07-23 | $9,800 | $7,526 | $2,274 | $2,274 |
| 129 SHS SCHLUMBERGER LTD | P | 2012-05-16 | 2013-06-13 | $9,294 | $8,705 | $589 | $589 |
| 128 SHS SANOFI | P | 2012-06-29 | 2013-11-22 | $6,767 | $4,747 | $2,020 | $2,020 |
| 172 SHS SALESFORCE | P | 2012-05-15 | 2013-06-04 | $7,097 | $5,992 | $1,105 | $1,105 |
| 62 SHS SWATCH GROUP | P | 2012-10-02 | 2013-10-23 | $2,033 | $1,278 | $755 | $755 |
| 403 SHS TOTAL | P | 2012-08-13 | 2013-10-24 | $23,760 | $18,499 | $5,261 | $5,261 |
| 117 SHS 3M COMPANY | P | 2012-06-29 | 2013-07-23 | $13,593 | $10,239 | $3,354 | $3,354 |
| 155 SHS TRAVELERS COS INC | P | 2012-05-15 | 2013-07-23 | $12,823 | $9,951 | $2,872 | $2,872 |
| 88 SHS TORONTO DOMINION BANK | P | 2012-06-29 | 2013-07-23 | $7,508 | $6,922 | $586 | $586 |
| 746 SHS UNILEVER | P | 2012-08-13 | 2013-12-03 | $29,363 | $25,190 | $4,173 | $4,173 |
| 642 SHS US BANCORP | P | 2012-08-13 | 2013-12-10 | $23,800 | $20,636 | $3,164 | $3,164 |
| 228 SHS UNDER ARMOUR INC | P | 2012-08-13 | 2013-10-02 | $18,324 | $11,395 | $6,929 | $6,929 |
| 246 SHS UNITED TECHS CORP | P | 2012-06-29 | 2013-07-23 | $25,809 | $18,629 | $7,180 | $7,180 |
| 120 SHS VF CORPORATION | P | 2012-06-29 | 2013-07-23 | $23,452 | $16,355 | $7,097 | $7,097 |
| 660 SHS VERIZON COMMUNICATIONS | P | 2012-06-29 | 2013-07-23 | $33,184 | $28,841 | $4,343 | $4,343 |
| 726 SHS VODAFONE GROP PLC | P | 2012-08-13 | 2013-10-24 | $23,260 | $21,080 | $2,180 | $2,180 |
| 23 SHS VALEANT PHARMACEUTICALS | P | 2012-05-15 | 2013-06-20 | $1,927 | $1,155 | $772 | $772 |
| 460 SHS ZURICH INSURANCE GROUP | P | 2012-09-19 | 2013-10-04 | $12,083 | $9,711 | $2,372 | $2,372 |
| 83 SHS WANT WANT CHINA | P | 2012-09-28 | 2013-10-11 | $6,346 | $5,256 | $1,090 | $1,090 |
| 68 SHS ACE LIMITED | P | 2012-06-29 | 2013-12-10 | $6,889 | $5,106 | $1,783 | $1,783 |
| 174 SHS WAL-MART STORES INC | P | 2012-06-29 | 2013-07-23 | $13,630 | $11,186 | $2,444 | $2,444 |
| 474 SHS WEYERHAEUSER CO | P | 2012-06-29 | 2013-07-23 | $13,974 | $9,861 | $4,113 | $4,113 |
| 76 SHS WELLS FARGO & CO | P | 2012-06-29 | 2013-08-13 | $3,290 | $2,521 | $769 | $769 |
| 30,718 SHS BLACKROCK HI YLD BD | P | 2012-05-15 | 2013-07-22 | $251,888 | $237,757 | $14,131 | $14,131 |
| 7,000 UNITS CITIGROUP INC | P | 2012-05-15 | 2013-07-22 | $7,440 | $7,126 | $314 | $314 |
| 6,000 UNITS COMCAST CORP | P | 2012-05-15 | 2013-07-22 | $6,134 | $6,122 | $12 | $12 |
| 7,000 UNITS DIRECTV HLDG/FIN | P | 2012-05-15 | 2013-07-22 | $7,335 | $7,293 | $42 | $42 |
| 11,000 UNITS GOLDMAN SACHS GRO | P | 2012-05-15 | 2013-07-22 | $11,998 | $10,983 | $1,015 | $1,015 |
| 11,000 UNITS JP MORGAN CHASE | P | 2012-05-15 | 2013-07-22 | $11,897 | $11,617 | $280 | $280 |
| 8,000 UNITS KINDER MORGAN ENER | P | 2012-05-15 | 2013-07-22 | $8,060 | $8,071 | -$11 | -$11 |
| 7,000 UNITS KRAFT FOODS INC | P | 2012-05-15 | 2013-07-22 | $7,507 | $7,468 | $39 | $39 |
| 6,000 UNITS METLIFE INC | P | 2012-05-15 | 2013-07-22 | $6,458 | $6,391 | $67 | $67 |
| 11,000 UNITS FEDREAL NATL MTG | P | 2012-05-15 | 2013-07-31 | $11,057 | $11,022 | $35 | $35 |
| 6,000 UNITS VERIZON COMMUNICAT | P | 2012-05-15 | 2013-07-22 | $6,579 | $6,778 | -$199 | -$199 |
| 11,000 UNITS WELLS FARGO & CO | P | 2012-05-15 | 2013-07-22 | $11,511 | $11,267 | $244 | $244 |
| 11,000 UNITS WELLS FARGO & CO | P | 2012-05-15 | 2013-07-22 | $11,083 | $11,013 | $70 | $70 |
| 7,000 UNITS USD RABOBANK | P | 2012-05-15 | 2013-07-22 | $7,413 | $7,172 | $241 | $241 |
| 18,000 UNITS FEDERAL HOME LN | P | 2012-06-07 | 2013-07-22 | $17,922 | $17,983 | -$61 | -$61 |
| 7,000 UNITS FEDERAL HOME LN MT | P | 2012-05-15 | 2013-07-22 | $7,327 | $7,312 | $15 | $15 |
| 11,000 UNITS ROYAL BANK OF CAN | P | 2012-05-15 | 2013-07-22 | $11,097 | $11,038 | $59 | $59 |
| 7,000 UNITS PRUDENTIAL FINANCI | P | 2012-05-15 | 2013-07-22 | $7,350 | $7,305 | $45 | $45 |
| 15,000 UNITS US TREAS NOTE | P | 2012-05-15 | 2013-05-22 | $15,016 | $14,990 | $26 | $26 |
| 35,000 UNITS US TREAS NOTE | P | 2012-06-07 | 2013-06-25 | $35,029 | $34,984 | $45 | $45 |
| 21,000 UNITS US TREAS NOTE | P | 2012-05-15 | 2013-07-22 | $22,868 | $23,310 | -$442 | -$442 |
| 15,000 UNITS US TREAS NOTE | P | 2012-05-15 | 2013-07-22 | $15,418 | $15,385 | $33 | $33 |
| 24,000 UNITS US TREAS NOTE | P | 2012-05-15 | 2013-07-22 | $24,463 | $24,411 | $52 | $52 |
| 8,000 UNITS COMCAST CORP | P | 2013-01-11 | 2013-07-22 | $7,708 | $7,976 | -$268 | -$268 |
| 455 SHS APPLE INC | P | 2013-01-15 | 2013-12-10 | $228,547 | $258,189 | -$29,642 | -$29,642 |
| 300 SHS AUTOZONE INC | P | 2012-12-07 | 2013-04-02 | $120,054 | $108,328 | $11,726 | $11,726 |
| 10000 UNITS BB&T CORP | P | 2012-07-24 | 2013-02-19 | $257,382 | $250,000 | $7,382 | $7,382 |
| 10,000 UNITS CAPITAL ONE FIN | P | 2012-08-13 | 2013-02-19 | $251,159 | $250,000 | $1,159 | $1,159 |
| 10,000 UNITS COMCAST CORP | P | 2012-11-30 | 2013-06-21 | $243,733 | $250,000 | -$6,267 | -$6,267 |
| 5,000 UNITS FORD MOTOR CORP | P | 2013-02-21 | 2013-04-16 | $65,256 | $61,937 | $3,319 | $3,319 |
| 10,000 UNITS GENERAL ELEC CAP | P | 2012-10-02 | 2013-05-21 | $257,303 | $250,000 | $7,303 | $7,303 |
| 5,000 UNITS ISHARES MSCI EMERG | P | 2013-06-21 | 2013-07-15 | $197,254 | $186,342 | $10,912 | $10,912 |
| 5,287 UNITS KILROY REALTY CORP | P | 2012-03-16 | 2013-02-19 | $138,139 | $132,175 | $5,964 | $5,964 |
| 10,000 UNITS JPMORGAN CHASE & | P | 2013-01-29 | 2013-10-16 | $213,997 | $250,000 | -$36,003 | -$36,003 |
| 10,000 UNITS BLACKSTONE GSO | P | 2012-09-25 | 2013-01-15 | $192,276 | $199,123 | -$6,847 | -$6,847 |
| 10,218.064 SHS PRUDENTIAL GLOBAL | P | 2013-11-06 | 2013-11-25 | $173,938 | $203,973 | -$29,730 | -$30,035 |
| 12,673.4651 SHS APOLLO TACTICAL I | P | 2013-10-04 | 2013-10-21 | $215,875 | $252,935 | -$37,060 | -$37,060 |
| 10,144.3589 SHS FIRST TR INTER | P | 2013-11-21 | 2013-11-25 | $207,632 | $253,681 | -$45,371 | -$46,049 |
| 10,000 SHS ION GEOPHYSICAL | P | 2013-08-28 | 2013-11-07 | $32,044 | $48,400 | -$16,356 | -$16,356 |
| 10,000 UNITS NEXTERA ENERGY | P | 2012-11-14 | 2013-06-21 | $233,725 | $250,000 | -$16,275 | -$16,275 |
| 10,000 UNITS PUBLIC STORAGE | P | 2012-09-11 | 2013-06-21 | $228,151 | $250,000 | -$21,849 | -$21,849 |
| 10,000 UNITS STANLEY BLACK&DEC | P | 2012-07-18 | 2013-01-15 | $265,951 | $250,000 | $15,951 | $15,951 |
| 10,000 UNITS WELLS FARGO & CO | P | 2012-08-09 | 2013-03-13 | $251,401 | $250,000 | $1,401 | $1,401 |
| 4,000 UNITS TORCHMARK CORP | P | 2012-09-17 | 2013-06-21 | $94,963 | $100,000 | -$5,037 | -$5,037 |
| 20,000 UNITS TORTOISE ENERGY | P | 2012-12-03 | 2013-10-16 | $172,512 | $200,000 | -$27,488 | -$27,488 |
| 24950.1 SHS LEADER SHORT TERM | P | 2013-12-03 | 2013-12-10 | $250,000 | $245,758 | $4,242 | $4,242 |
| 175,504.001 SHS FEDERATED PRUDEN | P | 2013-03-08 | 2013-11-29 | $491,117 | $600,000 | -$108,883 | -$108,883 |
| 200,000 UNITS DUKE ENERGY CORP | P | 2012-11-21 | 2013-02-01 | $196,200 | $200,000 | -$3,800 | -$3,800 |
| 200,000 UNITS DUKE ENERGY CORP | P | 2012-12-10 | 2013-10-16 | $188,124 | $200,000 | -$11,876 | -$11,876 |
| 200 SHS APPLE INC | P | 2012-12-07 | 2013-12-10 | $113,007 | $108,106 | $4,901 | $4,901 |
| 20,000 UNITS ENERGY ARN ISSUER | P | 2012-05-24 | 2013-07-26 | $246,200 | $200,000 | $46,200 | $46,200 |
| 25,000 UNITS GDM ARN ISSUER | P | 2012-06-28 | 2013-08-30 | $170,338 | $250,000 | -$79,662 | -$79,662 |
| 5,000 SHS NOKIA CORP | P | 2011-07-15 | 2013-10-22 | $36,803 | $27,882 | $8,921 | $8,921 |
| 25,000 UNITS SP100 ARN ISSUER | P | 2012-07-26 | 2013-09-27 | $285,550 | $250,000 | $35,550 | $35,550 |
| 56,552 BLACKROCK LOW DURATION | P | 2012-02-24 | 2013-11-07 | $549,996 | $546,324 | $3,672 | $3,672 |
| 250,000 UNITS BARCLAYS BANK PL | P | 2012-01-20 | 2013-01-25 | $250,000 | $250,000 | ||
| 20,000 UNITS GOLD MITTS ISSUER | P | 2009-08-27 | 2013-09-04 | $301,007 | $301,007 | ||
| 20,000 ASIA CY MITTS ISSUER | P | 2011-11-22 | 2013-11-29 | $200,000 | $200,000 | ||
| 300 SHS GENERAL MOTORS CO | P | 2010-11-18 | 2013-04-30 | $13,923 | $15,000 | -$1,077 | -$1,077 |
| 10,000 UNITS GAMCO NAT RES GOL | P | 2011-09-29 | 2013-01-15 | $144,298 | $168,288 | -$23,990 | -$23,990 |
| 100,000 UNITS AMERICAN EXPRESS | P | 2009-07-16 | 2013-07-15 | $100,000 | $100,000 | ||
| 100,000 UNITS INTL PAPER CO | P | 2009-07-16 | 2013-08-20 | $105,535 | $100,570 | $4,965 | $4,965 |
| 100,000 UNITS MARRIOT INTL | P | 2009-07-16 | 2013-02-15 | $100,000 | $99,600 | $400 | $400 |
| 7,000 UNITS FEDERAL NATL MTG | P | 2007-09-21 | 2013-03-15 | $7,000 | $6,834 | $166 | $166 |
| SCH K-1, SUCC OF LCH - LONG TERM CAPITAL GAIN | P | 2012-01-01 | 2013-12-31 | $273,712 | $0 | $273,712 | $273,712 |
| CAPITAL GAIN DIVIDENDS | P | $183 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $323,861 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $305,295 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $16,062,581 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.019007 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $223,443 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,644,053 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.039589 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $0 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $5,540,625 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.0 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $14,000 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,164,355 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.002711 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $0 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $3,867,110 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.0 | DistributionYr5Rt |
| Total Distribution | 0.061307 | TotalDistributionRt |
| Average Distribution | 0.012261 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $18,609,052 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $228,166 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $15,310 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $243,476 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $670,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $15,310 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $15,310 | SubtotalAmt |
| Tax Based On Investment Income | $15,310 | TaxBasedOnInvestmentIncomeAmt |
| Applied To Es Tax | $45,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $45,000 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $342 | EsPenaltyAmt |
| Overpayment | $29,348 | OverpaymentAmt |
| Applied To ES Tax | $15,600 | AppliedToESTaxAmt |
| Refund | $13,748 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | LA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.GUIDESTAR.COM | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LOVELL & COMPANY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5045250208 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 BOARD OF TRADE PLACE | AddressLine1 |
| City | NEW ORLEANS | City |
| State | LA | State |
| ZIP Code | 70130 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Relying Current Ntc Dsstr Asst1 | Yes (X) | RelyingCurrentNtcDsstrAsst1Ind |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| JOHN C LOVELL JR | ||||||
| 300 BOARD OF TRADE PLACE | NEW ORLEANS | LA | 70130 | TREASURER | 0 | $0 |
| H L HAWKINS III | ||||||
| 300 BOARD OF TRADE PLACE | NEW ORLEANS | LA | 70130 | PRESIDENT | 0 | $0 |
| DEBORAH HAWKINS | ||||||
| 300 BOARD OF TRADE PLACE | NEW ORLEANS | LA | 70130 | VICE PRESIDENT SECRETARY | 0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $17,911,392 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $981,047 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,892,439 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $18,892,439 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $283,387 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,609,052 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $930,453 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $930,453 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $15,310 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $15,310 | TotalTaxAmt |
| Distributable Before Adj | $915,143 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $915,143 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $915,143 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $670,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $670,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $15,310 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $654,690 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $915,143 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $666,461 | UndistributedIncomePYAmt |
| Prior Year1 | 2011 | PriorYear1Yr |
| Prior Year2 | 2010 | PriorYear2Yr |
| Prior Year3 | 2009 | PriorYear3Yr |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $670,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $666,461 | AppliedToYear1Amt |
| Applied To Current Year | $3,539 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $911,604 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | H L HAWKINS III | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 BOARD OF TRADE PLACE | AddressLine1 |
| City | NEW ORLEANS | City |
| State | LA | State |
| ZIP Code | 70130 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 5045250208 | RecipientPhoneNum |
| Form And Info And Materials | NAME, ADDRESS, PHONE NUMBER AND TYPE OF REQUEST | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | N/A | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (10 entries)
| Address Line1RecipientUSAddress/AddressLine1 | Address Line2RecipientUSAddress/AddressLine2 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| GREATER NEW ORLEANS FOUNDATION | |||||||
| 1055 ST CHARLES AVENUE | STE 100 | NEW ORLEANS | LA | 70130 | NONE | DONATION FOR GRAND OPERA IN NEW ORLEANS AREA | $50,000 |
| LOUISIANA PHILHARMONIC ORCHESTRA | |||||||
| 1010 COMMON STREET | SUITE 2120 | NEW ORLEANS | LA | 70112 | NONE | DONATION TO SUPPORT SYMPHONIC MUSIC IN THE NEW ORLEANS AREA | $100,000 |
| NEW ORLEANS MUSEUM OF ART | |||||||
| ONE COLLINS C DIBOLL CIRCLE | CITY PARK | NEW ORLEANS | LA | 70124 | NONE | DONATION TO SUPPORT ART IN THE NEW ORLEANS AREA | $100,000 |
| NEW ORLEANS OPERA ASSOCIATION | |||||||
| 616 GIROD STREET SUITE 200 | NEW ORLEANS | LA | 70130 | NONE | DONATION TO SUPPORT OPERA IN THE NEW ORLEANS AREA | $100,000 | |
| NEW ORLEANS BALLET ASSOCIATION | |||||||
| 935 GRAVIER STREET | NEW ORLEANS | LA | 70112 | NONE | DONATION TO SUPPORT BALLET IN THE NEW ORLEANS AREA | $100,000 | |
| DELTA OLYMPIC SAILING ASSOCIATION | |||||||
| 300 BOARD OF TRADE PLACE | NEW ORLEANS | LA | 70130 | NONE | DONATION TO SUPPORT OLYMPIC SAILING IN THE NEW ORLEANS AREA | $50,000 | |
| NATIONAL WWII MUSEUM | |||||||
| 945 MAGAZINE STREET | NEW ORLEANS | LA | 70130 | NONE | DONATION TO SUPPORT WORLD WAR II HISTORY IN THE NEW ORLEANS AREA | $50,000 | |
| BRIDGE HOUSE | |||||||
| 4150 EARHART BLVD | NEW ORLEANS | LA | 70125 | NONE | DONATION TO SUPPORT RECOVERY FROM ADDICTION IN THE NEW ORLEANS AREA | $50,000 | |
| WOUNDED WARRIOR PROJECT | |||||||
| P O BOX 758517 | TOPEKA | KS | 66675 | NONE | DONATION TO SUPPORT INJURED MILITARY SERVICE MEMBERS | $50,000 | |
| SECOND HARVEST FOOD BANK | |||||||
| 700 EDWARDS AVE | NEW ORLEANS | LA | 70123 | NONE | DONATION TO SUPPORT THE FIGHT AGAINST HUNGER IN THE NEW ORLEANS AREA | $20,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $670,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $1,237,874 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $165,161 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $323,861 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MISCELLANEOUS | Desc |
| Exclusion | 14 | ExclusionCd |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $1,726,896 | UnrelatedBusinessTaxblIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,726,896 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | SUCCESSION OF LOIS CHALONA HAWKINS | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 BOARD OF TRADE PLACE | AddressLine1 |
| City | NEW ORLEANS | City |
| State | LA | State |
| ZIP Code | 70130 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $396,193 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LOVELL & COMPANY | CategoryTxt |
| Amt | $32,636 | Amt |
| Net Investment Income | $32,636 | NetInvestmentIncomeAmt |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MERRILL LYNCH # 04051 | $13,911,295 | $13,911,295 |
| MERRILL LYNCH # 04052 | $1,481,818 | $1,481,818 |
| MERRILL LYNCH # 02824 | $5,182,632 | $5,182,632 |
Investments Land Schedule2 InvestmentsLandSchedule2
Land Etc Schedule2 LandEtcSchedule2
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FILING FEES | Desc |
| Revenue And Expenses Per Books | $10 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $10 | NetInvestmentIncomeAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| SCH K-1, SUCC OF LCH - OTHER INCOME | $160,850 | $160,850 |
| FCX STEPS INCOME - ML # 594-04051 | $4,311 | $4,311 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| UNREALIZED GAIN PER YE STMT | $1,232,508 |
| UNREALIZED LOSS | -$388,593 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| MERRILL LYNCH #02824 FEES | $60,237 | $60,237 |
| MERRILL LYNCH #04051 FEES | $46,954 | $46,954 |
| MERRILL LYNCH #04052 FEES | $9,535 | $9,535 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEDERAL INCOME TAXES | $43,145 | $43,145 |
| FOREIGN DIVIDEND TAXES - 02824 | $2,692 | $2,692 |
| FOREIGN DIVIDEND TAXES - 04051 | $531 | $531 |
| FOREIGN DIVIDEND TAXES - 04052 | $162 | $162 |
| STATE TAXES |
Comments