BRUNCKHORST FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- BRUNCKHORST FOUNDATION (EIN 23-7000850)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-10-13
- IRS object ID
- 201412879349100506
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-10-13T15:26:45-07:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KANDEL & COMPANY | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6800 Jericho Turnpike Suite 206E | AddressLine1 |
| City | Syosset | City |
| State | NY | State |
| ZIP Code | 11791 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 237000850 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Brunckhorst Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | BRUN | BusinessNameControlTxt |
| Phone | 5164969195 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6800 Jericho Turnpike | AddressLine1 |
| City | Syosset | City |
| State | NY | State |
| ZIP Code | 11791 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Barbara Brunckhorst | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Signature | 2014-09-18 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Richard Kandel | PreparerPersonNm |
| PTIN | P00167249 | PTIN |
| Phone | 5164969195 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $92,337,056 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $20,209,911 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $1,074 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,074 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,536,949 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,534,300 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $158,966 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $18,901,686 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $158,966 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $23,906,900 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,694,340 | TotalNetInvstIncmAmt |
| Accounting Fees Rev And Expnss | $30,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $15,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $15,000 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $208,006 | TaxesRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $1,675 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $40 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,635 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $239,681 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $15,040 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $16,635 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,900,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,900,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,139,681 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $15,040 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,916,635 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $19,767,219 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,679,300 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $125,018 | CashBOYAmt |
| Cash EOY | $273,342 | CashEOYAmt |
| Cash EOYFMV | $273,342 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $198,106 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $5,804,997 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $5,804,997 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $173,821 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $79,798 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $79,798 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $1,311,311 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $803,492 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $830,696 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $15,618,150 | CorporateStockBOYAmt |
| Corporate Stock EOY | $23,918,374 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $26,549,036 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $46,616,979 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $51,058,369 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $52,324,463 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $4,877,376 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $6,763,591 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $6,474,724 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $68,920,761 | TotalAssetsBOYAmt |
| Total Assets EOY | $88,701,963 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $92,337,056 | TotalAssetsEOYFMVAmt |
| Other Liabilities EOY | $13,983 | OtherLiabilitiesEOYAmt |
| Total Liabilities EOY | $13,983 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $68,920,761 | CapitalStockBOYAmt |
| Capital Stock EOY | $88,687,980 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $68,920,761 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $88,687,980 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $68,920,761 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $88,701,963 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $68,920,761 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $19,767,219 | ExcessRevenueOverExpensesAmt |
| Subtotal | $88,687,980 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $88,687,980 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (69 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 10,000 Brookfield Global Inc | P | 2011-08-25 | 2013-10-29 | $203,392 | $197,162 | $6,230 | $6,230 |
| 30,257 Unit FT Strategic Div Plus | P | 2011-01-06 | 2013-01-22 | $299,432 | $296,515 | $2,917 | $2,917 |
| 35,180 John Hancock FDS Str Inc Opp A | P | 2012-10-12 | 2013-06-20 | $384,169 | $400,000 | -$15,831 | -$15,831 |
| 200,000 CA ST GO 4.85%,10/1/14 | P | 2010-01-25 | 2013-04-09 | $210,526 | $201,444 | $9,082 | $9,082 |
| 300,000 CA ST GO 4.85%,10/1/14 | P | 2010-01-25 | 2013-04-25 | $316,080 | $302,094 | $13,986 | $13,986 |
| 500,000 Citigroup Cap VII-7.125%,7/31/31 | P | 2010-02-18 | 2013-04-16 | $500,000 | $461,028 | $38,972 | $38,972 |
| 20,000 JP Morgan Cap XI-5.875%,6/15/33 | P | 2010-05-18 | 2013-05-08 | $500,000 | $477,641 | $22,359 | $22,359 |
| 8,000 Aflac inc | P | 2013-07-10 | 2013-08-30 | $459,482 | $493,974 | -$34,492 | -$34,492 |
| 8,500 Bank of Montreal | P | 2011-08-23 | 2013-05-14 | $515,571 | $519,304 | -$3,733 | -$3,733 |
| 3,000 Conoco Phillips | P | 2012-01-09 | 2013-01-31 | $172,634 | $174,500 | -$1,866 | -$1,866 |
| 10,000 Consolidated Edison Inc | P | 2010-09-02 | 2013-01-31 | $564,632 | $528,623 | $36,009 | $36,009 |
| 2,000 Deere & Co | P | 2013-05-03 | 2013-05-15 | $177,236 | $186,492 | -$9,256 | -$9,256 |
| 3,500 Home Depot Inc | P | 2013-05-02 | 2013-10-17 | $362,745 | $378,027 | -$15,282 | -$15,282 |
| 3,000 McDonalds Corp | P | 2013-04-08 | 2013-07-22 | $290,577 | $306,905 | -$16,328 | -$16,328 |
| 6,500 Merck & Co | P | 2012-03-12 | 2013-10-28 | $292,620 | $254,757 | $37,863 | $37,863 |
| 5,000 Merck & Co | P | 2012-06-22 | 2013-11-01 | $223,165 | $217,092 | $6,073 | $6,073 |
| 5,000 Oneok Inc | P | 2013-01-31 | 2013-03-06 | $224,535 | $240,106 | -$15,571 | -$15,571 |
| 3,000 Phillips 66 | P | 2013-02-12 | 2013-04-08 | $184,984 | $199,287 | -$14,303 | -$14,303 |
| 2,500 Schlumberger Ltd. | P | 2013-01-31 | 2013-03-26 | $183,408 | $198,076 | -$14,668 | -$14,668 |
| 8,000 Seadrill Ltd | P | 2012-01-17 | 2013-03-25 | $290,079 | $305,373 | -$15,294 | -$15,294 |
| 4,000 Seadrill Ltd | P | 2013-10-07 | 2013-11-29 | $169,533 | $177,563 | -$8,030 | -$8,030 |
| 4,000 Sempra Energy | P | 2013-01-31 | 2013-06-04 | $320,729 | $319,164 | $1,565 | $1,565 |
| 1,600 Sherwin Williams Co | P | 2013-05-02 | 2013-08-27 | $267,214 | $306,396 | -$39,182 | -$39,182 |
| 12,500 Southern Co | P | 2010-09-02 | 2013-12-26 | $504,579 | $520,979 | -$16,400 | -$16,400 |
| 7,000 Statoil ASA ADR | P | 2011-10-27 | 2013-03-06 | $172,324 | $193,592 | -$21,268 | -$21,268 |
| 1,500 Target Corp | P | 2013-07-10 | 2013-08-30 | $93,695 | $109,003 | -$15,308 | -$15,308 |
| 4,000 Total Fina Elf SA | P | 2012-03-13 | 2013-03-13 | $198,273 | $218,649 | -$20,376 | -$20,376 |
| 3,000 Travelers Cos | P | 2013-05-02 | 2013-08-01 | $250,758 | $257,926 | -$7,168 | -$7,168 |
| 3,000 Unilever PLC | P | 2010-09-15 | 2013-01-31 | $120,504 | $88,447 | $32,057 | $32,057 |
| 12,000 Unilever PLC | P | 2010-11-09 | 2013-10-16 | $456,843 | $387,607 | $69,236 | $69,236 |
| 1,300 United Health Group Inc | P | 2013-10-08 | 2013-11-11 | $90,725 | $98,580 | -$7,855 | -$7,855 |
| 5,000 Bank of America-7.25% Pfd J | P | 2010-08-11 | 2013-08-01 | $125,000 | $122,074 | $2,926 | $2,926 |
| 5,000 Bank of America-8.2% Pfd | P | 2010-05-17 | 2013-05-01 | $125,000 | $123,422 | $1,578 | $1,578 |
| 10,000 Bank of America-8.625% Pfd | P | 2009-01-02 | 2013-05-28 | $250,000 | $250,000 | ||
| 20,405.1 Deutsche Bank Con't Cap III-7.6% Pfd | P | 2008-02-12 | 2013-05-23 | $552,999 | $507,099 | $45,900 | $45,900 |
| 5,000 Goldman Sachs Group-Sr B | P | 2012-01-09 | 2013-02-04 | $125,672 | $122,831 | $2,841 | $2,841 |
| 7,493.993 ING Groep NV-8.5% Pfd | P | 2008-06-10 | 2013-05-16 | $194,522 | $170,794 | $23,728 | $23,728 |
| 600,000 Allstate Life Global-5.375%,4/30/13 | P | 2009-02-12 | 2013-04-30 | $600,000 | $600,000 | ||
| 500,000 American Express Co-5.875%,5/2/13 | P | 2008-06-09 | 2013-05-02 | $500,000 | $500,000 | ||
| 200,000 Anheuser Busch Co-4.375%,1/15/13 | P | 2008-06-13 | 2013-01-15 | $200,000 | $200,000 | ||
| 100,000 Bank of America-4.875%,1/15/13 | P | 2008-08-12 | 2013-01-15 | $100,000 | $100,000 | ||
| 200,000 Bank of America-4.9%,5/1/13 | P | 2008-08-12 | 2013-05-01 | $200,000 | $200,000 | ||
| 500,000 Bank of Corp-5.25%,1/30/13 | P | 2013-03-20 | 2013-01-30 | $500,000 | $500,000 | ||
| 200,000 Berkshire Hathway-4.625%,10/15/13 | P | 2009-03-03 | 2013-10-15 | $200,000 | $200,000 | ||
| 100,000 Carolina Pwr & Lt-5.125%,9/15/13 | P | 2009-09-16 | 2013-09-15 | $100,000 | $100,000 | ||
| 100,000 Caterpillar Fin Serv Corp-6.2%,9/30/13 | P | 2009-02-02 | 2013-09-30 | $100,000 | $100,000 | ||
| 100.000 Coca Cola HBC Fin-5.125%,9/17/13 | P | 2009-02-20 | 2013-09-17 | $100,000 | $100,000 | ||
| 500,000 Conoco Phillips Austral-5.5%,4/15/13 | P | 2007-10-23 | 2013-04-15 | $500,000 | $500,000 | ||
| 300,000 Consolidated Edison-4.875%,2/1/13 | P | 2008-04-01 | 2013-02-01 | $300,000 | $300,000 | ||
| 500,000 Credit Suisse FB USA-5%,5.15/13 | P | 2008-06-13 | 2013-05-15 | $500,000 | $500,000 | ||
| 100,000 Credit Suisse FB USA-5%,8/15/13 | P | 2013-04-30 | 2013-08-15 | $100,000 | $100,000 | ||
| 150,000 Daimler Chrysler-6.5%,11/15/13 | P | 2013-06-17 | 2013-11-15 | $150,000 | $150,000 | ||
| 200,000 Dell Inc-5.625%,4/15/14 | P | 2009-04-24 | 2013-11-29 | $203,786 | $201,030 | $2,756 | $2,756 |
| 65,000 Duke Energy Carolinas-5.75%,11/15/13 | P | 2009-05-04 | 2013-11-15 | $65,000 | $65,000 | ||
| 1,000,000 GE Capital Corp-5.45%,1/15/13 | P | 2008-10-03 | 2013-01-15 | $1,000,000 | $1,000,000 | ||
| 350,000 Genworth Fin'l-4.95%,10/1/15 | P | 2010-03-16 | 2013-09-04 | $377,331 | $351,254 | $26,077 | $26,077 |
| 200,000 Goldman Sachs Group-5.25%,10/15/13 | P | 2009-05-21 | 2013-10-15 | $200,000 | $200,000 | ||
| 100,000 John Deere Cap Corp-4.9%,9/9/13 | P | 2009-02-19 | 2013-09-09 | $100,000 | $100,000 | ||
| 200,000 Medtronics Inc-1.625%,4/15/13 | P | 2009-02-19 | 2013-04-15 | $200,000 | $200,000 | ||
| 300,000 Morgan Stanley-4.875%,11/1/22 | P | 2012-10-19 | 2013-12-05 | $303,000 | $306,324 | -$3,324 | -$3,324 |
| 300,000 Morgan Stanley-5.75%,10/18/16 | P | 2010-03-17 | 2013-09-26 | $331,773 | $311,719 | $20,054 | $20,054 |
| 100,000 Morgan Stanley-6%,5/13/14 | P | 2009-05-29 | 2013-09-26 | $102,593 | $100,285 | $2,308 | $2,308 |
| 70,000 NYSE Euronext-4.8%,6/30/13 | P | 2009-03-16 | 2013-06-28 | $70,000 | $70,000 | ||
| 200,000 Royal Bank 0f Scotland-5%,11/12./13 | P | 2008-03-31 | 2013-11-12 | $200,000 | $200,000 | ||
| 170.000 Walt Disney Co-4.5%,12/15/13 | P | 2009-02-20 | 2013-10-01 | $171,391 | $170,317 | $1,074 | $1,074 |
| 700,000 Wellpoint Inc-6%,2/15/14 | P | 2009-05-06 | 2013-09-05 | $716,870 | $704,265 | $12,605 | $12,605 |
| 300,000 Wells Fargo & Co-4.95%,10/16/13 | P | 2009-02-11 | 2013-10-16 | $300,000 | $300,000 | ||
| 20,000 Brookfield Global Inc-RTS | P | 2011-08-25 | 2013-09-27 | $7,032 | $7,032 | $7,032 | |
| Various Fund Distributions | P | 2012-01-01 | 2013-12-31 | $29,273 | $29,273 | $29,273 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $158,966 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$232,085 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,336,630 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $70,378,618 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.04741 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,333,625 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $66,926,755 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.04981 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,227,534 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $61,439,803 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.05253 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,830,998 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $57,498,821 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.04924 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,801,000 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $55,261,303 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.05069 | DistributionYr5Rt |
| Total Distribution | 0.24967 | TotalDistributionRt |
| Average Distribution | 0.04994 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $77,153,893 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,852,680 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $36,793 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,889,473 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,916,635 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $36,793 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $36,793 | SubtotalAmt |
| Tax Based On Investment Income | $36,793 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $116,591 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $100,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $216,591 | TotalPaymentsAndCreditsAmt |
| Overpayment | $179,798 | OverpaymentAmt |
| Applied To ES Tax | $179,798 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Richard Kandel | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5164969195 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6800 Jericho Turnpike-Suite 206E | AddressLine1 |
| City | Syosset | City |
| State | NY | State |
| ZIP Code | 11791 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | false | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| Frank Brunckhorst III | ||||||
| 1400 Ladue Lane | Sarasota | FL | 33404 | Trustee | 0.00 | $0 |
| Barbara Brunckhorst | ||||||
| 2700 N Ocean Dr 2604A | Riviera Beach | FL | 34242 | Trustee | 10.00 | $0 |
| Richard Todd Stravitz | ||||||
| 11 Bridgeway Road | Richmond | VA | 23226 | Trustee | 0.00 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $78,091,485 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $237,340 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $78,328,825 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $78,328,825 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,174,932 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $77,153,893 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,857,695 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,857,695 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $36,793 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $36,793 | TotalTaxAmt |
| Distributable Before Adj | $3,820,902 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,820,902 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,820,902 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,916,635 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $3,916,635 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $36,793 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,879,842 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,820,902 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,152,192 | UndistributedIncomePYAmt |
| Qualifying Distributions | $3,916,635 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,152,192 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,764,443 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $1,056,459 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Barbara Brunckhorst | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Sierra Club Foundation | |||||||
| 85 Second St-Ste 750 | San Francisco | CA | 94105 | N/A | Public | General Purpose | $700,000 |
| Planned Parenthood | |||||||
| 736 Central Ave | Sarasota | FL | 34236 | N/A | Public | General Purpose | $162,500 |
| So Environmental Law Ctr | |||||||
| 201 West Main St-Ste 14 | Charlottesville | VA | 22902 | N/A | Public | General Purpose | $200,000 |
| Chesapeake Bay Foundation | |||||||
| 6 Herndon Avenue | Annapolis | MD | 21403 | N/A | Public | General Purpose | $200,000 |
| SPCA of Richmond | |||||||
| 2519 Hermitage Road | Richmond | VA | 23220 | N/A | Public | General Purpose | $125,000 |
| Conservation Fund | |||||||
| 1655 N Fort Myers Dr-Ste 1300 | Arlington | VA | 22209 | N/A | Public | General Purpose | $175,000 |
| Center for Reproductive Rights | |||||||
| 120 Wall Street | New York | NY | 10005 | N/A | Public | General Purpose | $300,000 |
| Environmental Defense Fund | |||||||
| 257 Park Ave So | New York | NY | 10010 | N/A | Public | General Purpose | $200,000 |
| Riverside School | |||||||
| 2110 McRae Road | Richmond | VA | 23235 | N/A | Public | General Purpose | $75,000 |
| Earth Justice | |||||||
| 111 S ML King Blvd | Tallahassee | FL | 32301 | N/A | Public | General Purpose | $300,000 |
| SPCA Tri County Humane Society | |||||||
| 21287 Boca Rio Road | Boca Raton | FL | 33433 | N/A | Public | General Purpose | $125,000 |
| American Rivers | |||||||
| 1101 14th Street NW-Ste 1400 | Washington | DC | 20005 | N/A | Public | General Purpose | $275,000 |
| National Wildlife Foundation | |||||||
| 11100 Wildlife Center Drive | Reston | VA | 20190 | N/A | Public | General Purpose | $75,000 |
| Natural Resources Defense Council | |||||||
| 40 West 20th Street | New York | NY | 10011 | N/A | Public | General Purpose | $200,000 |
| Nature Conservancy | |||||||
| 490 Westfield Road | Charlottesville | VA | 22901 | N/A | Public | General Purpose | $175,000 |
| Suncoast Seabird Sanctuary | |||||||
| 18328 Gulf Blvd | Indian Shores | FL | 33785 | N/A | Public | General Purpose | $100,000 |
| Conservation Foundation of Gulf Coa | |||||||
| 224 Dantura Street | West Palm Beach | FL | 33401 | N/A | Public | General Purpose | $175,000 |
| Nature Conservancy | |||||||
| 222 S Westmonte Drive | Altamonte Springs | FL | 32714 | N/A | Public | General Purpose | $175,000 |
| Planned Parenthood | |||||||
| 2300 N Florida Manigo Dr | W Palm Beach | FL | 33409 | N/A | Public | General Purpose | $162,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,900,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,074 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,535,624 | ExclusionAmt |
| Related Or Exempt Function Incm | $1,325 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 1 | ExclusionCd |
| Exclusion | $158,966 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $3,695,664 | ExclusionAmt |
| Related Or Exempt Function Incm | $1,325 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,696,989 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 4 | LineNumberTxt |
| Relationship Statement | Interest & Dividends on Tax Exempt Securities | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (4 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1 | CityContributorUSAddress/City | StateContributorUSAddress/State | ZIP CodeContributorUSAddress/ZIPCode | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| Barbara Brunckhorst 2010 Trust | |||||||
| 1 | 2700 N Ocean Dr 2604A | Riviera Beach | FL | 33404 | $600,000 | Yes (X) | |
| Lillian Edith Brunckhorst 2002 Tr | |||||||
| 2 | 6800 Jericho Tpke-Ste 206E | Syosset | NY | 11791 | $7,472,190 | Yes (X) | |
| Barbara Brunckhorst | |||||||
| 3 | 2700 N Ocean Dr 2604A | Riviera Beach | FL | 33404 | $1,800,000 | Yes (X) | |
| Lillian Edith Brunckhorst 2002 Tr | |||||||
| 4 | 6800 Jericho Tpke-Ste 206E | Syosset | NY | 11791 | $10,337,721 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 4 | ContributorNum |
| Noncash Property | Publicly Traded Stocks & Bonds | NoncashPropertyDesc |
| Fair Market Value | $10,337,721 | FairMarketValueAmt |
| Received | 2013-10-07 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Kandel & Company | CategoryTxt |
| Amt | $30,000 | Amt |
| Net Investment Income | $15,000 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $15,000 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (223 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Conoco Phillips-5.5%,4/15/13 | ||
| American Express-5.875%,5/2/13 | ||
| Anheuser Busch-4.375%,1/15/13 | ||
| Banc One Corp-5.25%,1/30/13 | ||
| Bank of America-4.875%,1/15/13 | ||
| Bank of America-4.9%,5/1/13 | ||
| Consolidated Edison-4.875%,2/1/13 | ||
| Credit Suisse-5%,5/15/13 | ||
| GE Capital Corp-5.45%,1/15/13 | ||
| Royal Bank of Scotland-5%,11/12/13 | ||
| Allstate Life Global-5.375%,4/13/13 | ||
| American Express Co-7.25%, 5/20/14 | $401,984 | $410,516 |
| Bank of America Corp-5.125%, 11/15/14 | $402,756 | $414,432 |
| Barclays Bank-5.2%, 7/10/14 | $501,098 | $512,025 |
| BB&T Corp-5.7%, 4/30/14 | $300,089 | $305,172 |
| Bear Stearns Co-5.7%, 11/15/14 | $400,743 | $417,808 |
| Bellsouth Corp-5.2%, 9/15/14 | $100,508 | $103,261 |
| Berkshire Hathway Inc-4.625%, 10/15/13 | ||
| Carolina Power & Light-5.125%, 9/15/13 | ||
| Caterpillar Fin Ser Corp-6.125%, 2/17/14 | $900,774 | $906,309 |
| Caterpillar Fin Ser Corp-6.2%, 9/30/13 | ||
| CME Group Inc-5.75%. 2/15/14 | $500,564 | $502,930 |
| Coca Cola HBC Fin-5.125%, 9/17/13 | ||
| Conoco Phillips-4.75%, 2/1/14 | $50,032 | $50,169 |
| Credit Suisse FB USA-5.125%, 1/15/14 | $200,014 | $200,332 |
| Credit Suisse FB USA-5.5%, 8/15/13 | ||
| Credit Suisse New York-5.5%, 5/1/14 | $726,879 | $735,114 |
| Daimler Chrysler-6.5%, 11/15/13 | ||
| Dell Inc-5.625%, 4/15/14 | ||
| Deutsche Telecom-4.875%, 7/8/14 | $200,232 | $204,300 |
| Du Pont EI De Nemou-5.875%, 1/15/14 | $14,012 | $14,025 |
| Duke Energy Carolinas-5.75%, 11/15/13 | ||
| GE Capital Corp-5.65%, 6/9/14 | $300,789 | $306,792 |
| GE Capital Corp-5.9%, 5/13/14 | $501,976 | $510,115 |
| Glaxo Smithkline Cap-4.375%, 4/15/14 | $100,173 | $101,117 |
| Goldman Sachs Group-5%, 10/1/14 | $347,715 | $361,126 |
| Goldman Sachs Group-5.25%, 10/15/13 | ||
| Goldman Sachs Group-6%, 5/1/14 | $200,405 | $203,572 |
| Hewlett Packard-6.125%, 5/1/14 | $100,313 | $100,847 |
| HSBC Finance Corp-6.676%, 1/15/21 | $1,456,561 | $1,652,320 |
| International Paper-5.3%, 4/1/15 | $201,139 | $210,648 |
| John Deere Cap Corp-4.9%, 9/9/13 | ||
| JP Morgan Chase-4.65%, 6/1/14 | $775,174 | $788,570 |
| JP Morgan Chase-5.125%, 9/15/14 | $201,025 | $206,054 |
| JP Morgan Chase-5.375%, 1/15/14 | $200,009 | $200,322 |
| Medtronics Inc-1.625%, 4/15/13 | ||
| Mellon Funding-5%, 12/1/14 | $402,367 | $416,056 |
| Merrill Lynch Co-5.3%, 9/30/15 | $263,509 | $278,390 |
| MetLife-5.5%, 6/15/14 | $501,116 | $511,100 |
| Morgan Stanley-6%, 5/13/14 | ||
| NYSE Euronext-4.8%, 6/28/13 | ||
| Paccar Inc-6.875%, 2/15/14 | $200,235 | $201,452 |
| Philip Morris-6.875%, 3/17/14 | $100,501 | $101,332 |
| PNC Funding Corp-5.25%, 11/15/15 | $406,790 | $429,544 |
| Potash Corp-5.25%, 5/15/14 | $145,494 | $147,488 |
| Prudential Fin'l-5.1%, 9/20/14 | $250,970 | $257,985 |
| SBC Communications-5.1%, 9/15/14 | $100,519 | $103,187 |
| Staples Inc-9.75%, 1/15/14 | $60,124 | $60,187 |
| Unilever Capital-3.65%, 2/15/14 | $100,051 | $100,371 |
| United Healthcare Group-5%, 8/15/14 | $250,768 | $257,038 |
| US Bank NA Notes-4.95%, 10/30/14 | $351,341 | $363,314 |
| Wachovia Bank-4.8%, 11/1/14 | $483,695 | $518,565 |
| Wachovia Bank-5.25%, 8/1/14 | $200,310 | $205,438 |
| Walt Disney Co-4.5%, 12/15/13 | ||
| Well Point Inc-6%, 2/15/14 | ||
| Wells Fargo Co-4.95%, 10/16/13 | ||
| Western Union Co-6.5%, 2/26/14 | $160,428 | $161,389 |
| American Int'l Group-5.45%,5/18/17 | $100,622 | $111,772 |
| American Int'l Group-5.6%,10/16/16 | $150,586 | $167,122 |
| Bank of America-5.3%,3/15/17 | $510,911 | $551,110 |
| Bank of America-5.75%,8/15/16 | $207,146 | $220,562 |
| Bank of America-5.35%,9/15/15 | $60,877 | $63,620 |
| Bank of America-5.42%,3/15/17 | $358,586 | $384,787 |
| Bank of America-5.625%,10/14/16 | $102,596 | $111,438 |
| Bank of America-6.1%,6/15/17 | $315,597 | $338,277 |
| Bankers Trust NY-7.5%,11/15/15 | $104,683 | $110,680 |
| Barclays Bank-5%,9/22/16 | $402,676 | $440,280 |
| BB &T Corp-5.2%,12/23/15 | $143,079 | $151,271 |
| Berkley WR Corp-5.6%,5/15/15 | $101,635 | $105,560 |
| Capital One Fin'l-5.5%,6/1/15 | $102,276 | $106,210 |
| Citigroup Inc-4.875%,5/7/15 | $475,344 | $503,554 |
| Citigroup Inc-6.01%,1/15/15 | $177,231 | $184,282 |
| Comcast Corp-5.85%,11/15/15 | $208,507 | $218,816 |
| Comerica Bank-5.75%,11/21/16 | $306,178 | $337,524 |
| Compass Bank-6.4%,10/1/17 | $261,527 | $274,887 |
| Countrywide Fin'l-6.25%,5/15/16 | $104,250 | $110,350 |
| Donnelley RR-6.125%,1/15/17 | $205,271 | $218,000 |
| Dresdner Bank-7.25%,9/15/15 | $519,625 | $540,490 |
| Ford Motor Credit-5.625%,9/15/15 | $100,742 | $107,627 |
| Ford Motor Credit-6.625%,8/15/17 | $312,380 | $347,529 |
| Ford Motor Credit-7%,4/15/15 | $102,811 | $107,637 |
| GE Capital Corp-4.375%,9/21/15 | $404,539 | $423,948 |
| GE Capital Corp-5.5%,8/15/15 | $81,979 | $85,552 |
| Genworth Fin'l-4.95%,10/1/15 | ||
| Goldman Sachs Group-5.125%,1/15/15 | $203,222 | $208,918 |
| Goldman Sachs Group-5.625%,1/15/17 | $205,944 | $220,388 |
| JP Morgan Chase-5.15%,10/1/15 | $486,491 | $507,680 |
| Key Bank NA-4.95%,9/15/15 | $201,208 | $212,742 |
| Key Bank NA-5.45%,3/3/16 | $101,983 | $108,826 |
| MBNA Corp Sr Notes-5%,6/15/15 | $404,033 | $422,532 |
| Merrill Lynch Co-5%,1/15/15 | $202,216 | $208,386 |
| Merrill Lynch Co-6.05%,5/16/16 | $462,733 | $495,099 |
| Merrill Lynch Co-6.4%,8/28/17 | $103,827 | $115,470 |
| Morgan Stanley-5.55%,4/27/17 | $103,021 | $111,552 |
| Morgan Stanley-5.75%,10/18/16 | ||
| Morgan Stanley-5.95%,12/28/17 | $316,018 | $342,756 |
| Nationwide Fin'l-5.625%,2/13/15 | $152,196 | $156,648 |
| PPL Energy Supply-6.2%,5/15/16 | $156,100 | $164,983 |
| Simon Properties Group-5.75%,12/1/15 | $206,527 | $216,632 |
| Suntrust Banks-5.45%,12/1/17 | $282,300 | $299,830 |
| Transatlantic HL-5.75%,12/15/14 | $178,324 | $189,698 |
| UBS AG Stamford-3.875%,1/15/15 | $300,670 | $310,125 |
| UBS AG Stamford-5.875%,7/15/16 | $204,621 | $221,790 |
| Vodafone Group-5%,9/15/15 | $205,013 | $213,960 |
| Wachovia Bank-4.875%,2/1/15 | $202,517 | $209,140 |
| Wachovia Bank-5%,8/15/15 | $406,351 | $426,568 |
| Wachovia Bank-5.625%,10/15/16 | $103,312 | $112,326 |
| ABN AMRO Bank NV-4.65%,6/4/18 | $200,952 | $207,100 |
| Alcoa Inc-6.75%,7/15/18 | $213,328 | $225,364 |
| American Int'l Group-5.85%,1/16/18 | $366,286 | $401,467 |
| Bank of America-5.65%,5/1/18 | $209,738 | $227,654 |
| Bank of America-6.4%,8/15/19 | $216,072 | $227,734 |
| Barclays Bank-5.125%,1/8/20 | $308,661 | $332,400 |
| Barclays Bank-5.14%,10/14/20 | $890,464 | $905,140 |
| Barclays Bank-6.75%,5/22/19 | $216,693 | $241,340 |
| Citigroup Inc-5.5%,2/15/17 | $103,442 | $111,010 |
| Computer Science-6.5%,3/15/18 | $107,641 | $114,747 |
| Credit Suisse FB USA-4.375%,8/5/20 | $304,385 | $320,679 |
| Credit Suisse FB USA-5.3%,8/13/19 | $208,034 | $226,210 |
| Credit Suisse FB USA-5.4%,1/14/20 | $268,807 | $277,833 |
| Fifth Third Bank-4.5%,6/1/18 | $53,186 | $56,518 |
| Ford Motor Credit-5%,5/15/18 | $202,148 | $222,782 |
| GE Capital Corp-5.625%,5/1/18 | $106,340 | $114,837 |
| Goldman Sachs Group-6.15%,4/1/18 | $322,905 | $344,004 |
| Hartford Fin'l Services-6.3%,3/15/18 | $106,137 | $115,117 |
| HSBC Finance Corp-5%,9/27/20 | $102,904 | $106,907 |
| International Paper-9.375%,5/15/19 | $239,856 | $262,334 |
| Jabil Circuit Inc-5.625%,12/15/20 | $201,160 | $207,500 |
| Jefferies Group-5.125%,4/13/18 | $102,179 | $108,125 |
| JP Morgan Chase-6.3%,4/23/19 | $110,803 | $118,025 |
| Key Bank NA-4.625%,6/15/18 | $99,632 | $107,645 |
| Lincoln National Corp-6.25%,2/15/20 | $109,029 | $115,283 |
| Lloyds TSB Bank-4.875%.1/21/16 | $100,429 | $106,915 |
| Lorillard Tobacco Settle-6.875%,5/1/20 | $219,682 | $230,814 |
| Merrill Lynch-5.7%,5/2/17 | $205,886 | $222,314 |
| Moody's Corp-5.5%,9/1/20 | $106,501 | $105,955 |
| Morgan Stanley-5.625%,9/23/19 | $210,371 | $227,338 |
| Nationwide Fin'l-6.75%,5/15/67 | $174,000 | $198,000 |
| Peabody Morris-6.5%,9/15/20 | $97,224 | $94,725 |
| Pitney Bowes-4.75%,5/15/18 | $201,096 | $208,912 |
| Pitney Bowes-5.6%,3/15/18 | $209,001 | $215,160 |
| Protective Life-6.4%,1/15/18 | $106,306 | $110,834 |
| Royal Bank of Scotland-5.65%,8/24/20 | $102,420 | $111,952 |
| Transocean-6.5%,11/15/20 | $112,411 | $113,680 |
| UBS AG Stamford-5.75%,4/25/18 | $105,345 | $114,615 |
| Weyerhaeuser-7.375%,10/1/19 | $109,211 | $121,239 |
| Credit Suisse FB USA-6%,2/15/18 | $712,612 | $774,495 |
| Alcoa-5.4%,4/15/21 | $106,638 | $102,129 |
| Bank of America-5.49%,3/15/19 | $219,296 | $221,404 |
| Bank of America-6.75%,8/15/19 | $112,445 | $113,873 |
| Barclays Bank-6.05%,12/4/17 | $215,771 | $224,530 |
| Barclays Bank-6.278%,12/29/49 | $425,625 | $483,440 |
| Best Buy-5.5%,3/15/21 | $100,783 | $100,750 |
| BNP Paribas-5%,1/15/21 | $205,476 | $219,398 |
| Century Link Inc-6.45%,6/15/21 | $223,922 | $208,000 |
| Ford Motor Credit-5.875%,8/2/21 | $114,054 | $113,371 |
| Ford Motor Credit-4.25%,9/20/22 | $205,272 | $200,920 |
| GE Capital Corp-5.75%.2/15/23 | $35,410 | $33,114 |
| Goldman Sachs Group-4.85%,5/15/22 | $53,349 | $51,254 |
| Goldman Sachs Group-5%,5/15/22 | $88,011 | $82,645 |
| Goldman Sachs Group-5%,6/15/23 | $109,217 | $101,702 |
| Goldman Sachs Group-6%,12/15/23 | $59,277 | $53,240 |
| Hewlett Packard-4.3%,6/1/21 | $581,305 | $608,130 |
| Hewlett Packard-4.65%,12/9/21 | $313,290 | $303,756 |
| Ingram Micro Inc-5%,8/10/22 | $520,413 | $498,050 |
| Lloyds TSB Bank-6.5%,9/14/20 | $550,763 | $565,750 |
| Morgan Stanlry-5.75%,1/25/21 | $55,184 | $56,563 |
| Morgan Stanlry-4.875%,11/1/22 | $1,142,802 | $1,126,026 |
| Nordea Bank Reg-S-4.875%,5/13/21 | $204,057 | $208,250 |
| Rabobank Nederland-3.95%,11/9/22 | $512,326 | $484,495 |
| Royal Bank of Scotland-6.4%,10/21/19 | $105,148 | $115,290 |
| Sociele Generale-5.2%,4/15/21 | $552,205 | $550,300 |
| Tyson Foods Inc-4.5%,6/15/22 | $268,580 | $254,542 |
| Weatherford Int'l-4.5%,4/15/22 | $155,573 | $150,945 |
| Weyerhaeuser Co-7.125%,7/15/23 | $228,932 | $219,820 |
| Wyndham Worldwide-4.25%,3/1/22 | $105,163 | $97,597 |
| American Tower-5%,2/15/24 | $101,961 | $100,739 |
| Avon Products-5%,3/15/23 | $322,270 | $291,666 |
| Bank of America-5.2%,5/29/53 | $256,239 | $220,000 |
| Barclays Bank-10.17%,6/21/21 | $1,285,929 | $1,334,200 |
| Barrick Gold Corp-3.85%,4/1/22 | $181,860 | $180,126 |
| Citigroup Inc-5.95%,1/30/23 | $315,815 | $277,605 |
| Citigroup Inc-3.5%,5/15/23 | $177,732 | $186,358 |
| Citigroup Inc-5.35%,5/29/53 | $512,174 | $439,000 |
| Citigroup Inc-5.5%,9/13/25 | $265,045 | $263,310 |
| Expedia Inc-5.95%,8/15/20 | $219,118 | $216,476 |
| Ford Motor Credit-8.875%,1/15/22 | $132,174 | $123,688 |
| Ford Motor Co Debenture-7.125%,11/15/25 | $238,908 | $233,260 |
| GE Capital Corp-5.55%,3/15/23 | $59,646 | $54,535 |
| Genworth Holdings Inc-4.9%,8/15/23 | $998,682 | $999,500 |
| Goldman Sachs Group-5.25%,8/15/24 | $225,078 | $207,270 |
| Goldman Sachs Group-5.95%,1/15/27 | $216,523 | $212,394 |
| Hewlett Packard-4.375%,9/15/21 | $217,954 | $213,828 |
| Indiana Bell Tel-7.5%,8/15/26 | $309,337 | $286,776 |
| ING Bank NV-5.8%,9/25/25 | $213,327 | $208,290 |
| International Game Tech-5.35%,10/15/23 | $267,361 | $257,395 |
| JP Morgan Chase-6%,8/1/23 | $200,429 | $191,250 |
| Leucadia National Corp-5.5%,10/18/23 | $509,197 | $499,710 |
| Lowes Companies-6.5%,3/15/29 | $127,178 | $124,535 |
| Merrill Lynch Co-6.22%,9/15/26 | $554,515 | $534,635 |
| Morgan Stanley-4.1%,5/22/23 | $288,458 | $290,325 |
| Oneck Inc-4.25%,2/1/22 | $338,829 | $329,259 |
| Pacific Bell-7.125%,3/15/26 | $248,421 | $239,344 |
| Petrobras Global-4.375%,5/20/23 | $599,711 | $533,580 |
| Standard Chartered PLC-5.2%,1/26/24 | $207,044 | $201,280 |
| Staples Inc-4.375%,1/12/23 | $308,734 | $290,622 |
| Suntrust Banks-6%,2/15/26 | $280,713 | $266,503 |
| Verizon Communications-5.15%,9/15/23 | $260,990 | $268,423 |
| Vivendi-4.75%,4/12/22 | $99,871 | $101,020 |
| Wachovia Bank-6.605%,10/1/25 | $121,228 | $114,830 |
| Wynn Las Vegas-5.375%,3/15/22 | $310,483 | $303,000 |
| Xstrata Fin'l Reg-4%,10/25/22 | $96,158 | $95,348 |
| Zions Bancorp-7.2%,8/19/2053 | $102,250 | $100,750 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (97 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Bank of America-8.2%-Pfd | ||
| Barclays Bank PLC-8.125%-Pfd | $200,903 | $202,960 |
| Deutsche Bank-7.6%-PFD | ||
| ING Group-7.375%-PFD | $354,580 | $431,800 |
| ING Group-8.5%-PFD | ||
| Bank of America-8.625%-Pfd | ||
| Bank of Montreal | ||
| Bristol Myers Squibb | $495,596 | $744,100 |
| Consolidated Edison | ||
| Duke Energy Corp | $330,868 | $413,991 |
| Southern Co | ||
| Unilever PLC | ||
| Verizon Communications | $508,608 | $687,960 |
| Aegon NV-6.375%-Pfd | $236,181 | $234,100 |
| Aegon NV-7.25%-Pfd | $572,188 | $634,250 |
| Bank of America-6.625%-Pfd | $118,540 | $125,350 |
| Bank of America-7.25%-Pfd | ||
| Barclays Bank PLC-7.1%-Pfd | $98,529 | $100,680 |
| Deutsch Bank Ctg't-6.55%-Pfd | $121,470 | $124,500 |
| HSBC Holding PLC-6.2%-Pfd | $590,007 | $617,500 |
| A T & T Inc | $436,169 | $492,240 |
| Dominion Resources Inc | $371,352 | $452,830 |
| Dow Chemical Co | $390,268 | $577,200 |
| Dupont EI De Nemours | $422,736 | $584,730 |
| Glaxo Smithkline PLC | $401,198 | $480,510 |
| Johnson & Johnson | $442,129 | $558,699 |
| JP Mprgan Chase | $456,424 | $760,240 |
| Nextera Energy Inc | $398,156 | $599,340 |
| Staoil ASA ADR | ||
| Blackrock Inc | $365,521 | $537,999 |
| Conoco Phillips | ||
| Eli Lilly & Co | $385,308 | $459,000 |
| General Electric | $529,040 | $756,810 |
| Kimberly Clark Corp | $595,056 | $626,760 |
| Lockheed Martin Corp | $558,386 | $862,228 |
| Merck & Co | ||
| Pfizer Inc | $301,200 | $367,560 |
| Procter & Gamble | $478,252 | $529,165 |
| Seadrill Ltd | ||
| Total SA Spon ADR | ||
| Wells Fargo & Co | $301,308 | $408,600 |
| BB&T Corp-5.2%-Pfd F | $127,006 | $93,750 |
| BB&T Corp-5.625%-Pfd E | $125,000 | $101,750 |
| BB&T Corp-5.85%-Pfd | $234,588 | $193,320 |
| Charles Schwab-6%-Pfd B | $108,761 | $87,960 |
| First Republic Bank-6.7%-Pfd A | $125,000 | $118,400 |
| Goldman Sachs Group-5.95%-PFD I | $383,671 | $320,850 |
| Goldman Sachs Group-PFD B | ||
| JP Morgan Chase-5.5%-Pfd O | $248,669 | $205,700 |
| PNC Financial Services-5.375%-Pfd O | $248,620 | $201,100 |
| Public Storage-5.625%-Pfd U | $200,000 | $161,680 |
| Public Storage-5.75%-Pfd T | $125,000 | $105,500 |
| Suntrust Banks-5.875%-Pfd E | $125,000 | $105,000 |
| Wells Fargo Global Notes-5.125%-Pfd | $244,636 | $203,000 |
| Amazon.Com | $104,632 | $139,576 |
| Ameren Corp | $326,616 | $361,600 |
| Apple Inc | $316,269 | $392,714 |
| Biogen Idec Inc | $251,650 | $279,572 |
| Blackstone Group LP | $140,817 | $189,000 |
| Boeing Co | $172,531 | $204,735 |
| Caterpillar Inc | $101,173 | $108,972 |
| Chevron Corp | $214,825 | $224,838 |
| Clorox Co | $374,229 | $417,420 |
| Costco Wholesale Corp | $107,724 | $107,118 |
| CSX Corp | $100,883 | $115,080 |
| Cummins Inc | $129,029 | $140,970 |
| Deere & Co | $102,552 | $109,596 |
| Exxon Mobil Corp | $98,006 | $111,320 |
| Fedex Corp | $109,967 | $143,770 |
| General Mills | $401,975 | $399,280 |
| Gilead Science | $93,925 | $112,650 |
| Honeywell Int'l Inc | $103,485 | $109,644 |
| HSBC CI SPX 5.5% | $3,000,000 | $2,955,000 |
| HSBC Holdings PLC ADR | $228,610 | $220,520 |
| IBM Corp | $189,348 | $187,570 |
| Mastercard Inc-Cl A | $199,952 | $250,638 |
| MetLife Inc | $100,252 | $107,840 |
| Schlumberger Ltd | $99,360 | $108,132 |
| Starbucks Corp | $99,118 | $101,907 |
| Union Pacific Corp | $158,864 | $168,000 |
| United Technologies Corp | $105,308 | $113,800 |
| Visa Inc-CL A | $115,683 | $133,608 |
| Walgreen Co | $244,801 | $229,760 |
| Whole Foods Markets Inc | $169,665 | $173,490 |
| BB&T Corp-5.2%-PFD G | $125,000 | $94,000 |
| Citigroup Inc-5.8%-PFD C | $701,500 | $581,976 |
| Citigroup Inc-6.875%-PFD K | $125,000 | $126,700 |
| Citigroup Inc-7.125%-PFD J | $250,000 | $259,400 |
| Gulf Power Co-5.6%-PFD A | $100,000 | $82,078 |
| JP Morgan Chase-5.45%-PFD P | $325,000 | $263,640 |
| Morgan Stanley-6.875%-PFD F | $375,000 | $375,450 |
| Morgan Stanley-7.125%-PFD F | $375,000 | $391,500 |
| Public Storage-5.2%-PFD W | $125,000 | $94,250 |
| Public Storage-5.2%-PFD X | $125,000 | $94,350 |
| SCE Trust II-5.1%-PFD G | $125,000 | $92,200 |
| US Bancorp-5.15%-PFD H | $125,000 | $99,850 |
| Wells Fargo-5.85%-PFD Q | $324,701 | $306,410 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| State Local Sec Book Vl EOY | $803,492 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $830,696 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (41 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Morgan Stanley Cap Tr-6.45% | AT COST | $563,628 | $595,500 |
| Citigroup Cap VII-7.125% | AT COST | ||
| Corts GS Cap I-6% | AT COST | $114,687 | $118,250 |
| Goldman Sachs-6.125%,11/1/60 | AT COST | $372,813 | $365,400 |
| JP Chase Cap XL-5.875%,6/15/33 | AT COST | ||
| Brookfield Global Inc | AT COST | $227,482 | $197,700 |
| DTE Energy Ser-6.5%,12/1/61 | AT COST | $250,000 | $241,800 |
| KKR Fin'l Holdings-8.375%,11/15/41 | AT COST | ||
| Allianceber Equity Inc A | AT COST | $250,000 | $277,181 |
| John Hancock FDS Str Inc Opp'y A | AT COST | ||
| JP Morgan Equity Inc A | AT COST | $250,000 | $305,266 |
| Affiliated Managers-5.25%,10/15/22 | AT COST | $125,000 | $127,632 |
| AFLAC Inc-5.5%,9/15/52 | AT COST | $125,000 | $106,100 |
| Comcast Corp-5%,12/15/61 | AT COST | $125,000 | $103,200 |
| Entergy Arkansas-4.9%,12/1/52 | AT COST | $238,471 | $202,400 |
| GE Capital Corp-4.875%,10/15/52 | AT COST | $150,000 | $122,520 |
| Nextera-5.125%,11/15/72 | AT COST | $251,600 | $185,000 |
| Stanley Blacker Ser I-5.7%,7/25/52 | AT COST | $125,000 | $106,900 |
| First Trust MLP & Energy | AT COST | $345,350 | $340,170 |
| DWS RREEF GLB Infrastructure-C | AT COST | $207,975 | $231,486 |
| Duke Energy Corp-5.125%,1/15/73 | AT COST | $125,000 | $103,250 |
| Entergy Arkansas-4.75%,6/1/63 | AT COST | $125,000 | $95,500 |
| Entergy Louisiana LLC-4.7%,6/1/63 | AT COST | $125,000 | $96,750 |
| GE Capital Corp-4.7%,5/16/53 | AT COST | $125,000 | $97,100 |
| GE Capital Corp-4.875%,1/29/53 | AT COST | $125,000 | $101,400 |
| KKR Fin'l Holdings-8.375%,11/15/41 | AT COST | $250,000 | $268,100 |
| Nextera Energy Cap-5%,1/15/73 | AT COST | $100,000 | $73,040 |
| Nuveen Conn-2.65%,3/1/15 | AT COST | $100,350 | $100,100 |
| Nuveen Mass-2.65%,3/1/15 | AT COST | $100,500 | $100,300 |
| Prudential Fin'l-5.7%,3/15/53 | AT COST | $125,000 | $104,200 |
| Qwest Corp-6.125%,6/1/53 | AT COST | $178,506 | $132,650 |
| WR Berkley Corp-5.625%,4/30/53 | AT COST | $257,659 | $206,100 |
| Zions Bancorp-6.95%,9/15/28 | AT COST | $253,506 | $268,246 |
| SPDR S&P Dividend | AT COST | $266,403 | $290,480 |
| Vanguard European MSCI ETF | AT COST | $105,255 | $117,600 |
| Unit FT Strategic Div Plus | AT COST | ||
| Unit AAM Balanced 2012-2 | AT COST | $100,143 | $106,017 |
| Unit AAM Inflation Inc Strategy | AT COST | $99,990 | $99,767 |
| Unit AAM Preferred Inc Opp'y 2 Yr | AT COST | $85,677 | $78,132 |
| Unit AAM Hartford Global Div Strat | AT COST | $199,526 | $218,741 |
| Unit Guggenheim MLP 2 | AT COST | $194,070 | $190,746 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Filing Fees | $1,500 | $1,500 | |
| Public Notice | $135 | $135 | |
| Service Charges | $40 | $40 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Unrelated Business Tax Payable | Desc |
| EOY Book Value | $13,983 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| Excise Tax -'13 | $36,793 |
| Unrelated Business Tax-'13 | $171,213 |
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