INTERNATIONAL AIDS VACCINE INITIATIVE INC: Form 990, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- INTERNATIONAL AIDS VACCINE INITIATIVE INC (EIN 13-3870223)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-08-15
- IRS object ID
- 201412279349303606
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-08-15T13:28:34-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 521392008 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GELMAN ROSENBERG & FREEDMAN | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4550 MONTGOMERY AVE SUITE 650N | AddressLine1 |
| City | BETHESDA | City |
| State | MD | State |
| ZIP Code | 208142930 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133870223 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | INTERNATIONAL AIDS VACCINE INITIATIVE INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | INTE | BusinessNameControlTxt |
| Phone | 2128471111 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 BROAD STREET NO 9TH FL | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10004 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LOUIS SCHWARTZ | PersonNm |
| Person Title | CFO | PersonTitleTxt |
| Phone | 2128471111 | PhoneNum |
| Signature | 2014-08-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3019519090 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | MARGARET MCGLYNN | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 BROAD STREET NO 9TH FL | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10004 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $107,811,170 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.IAVI.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1996 | FormationYr |
| Legal Domicile State | DE | LegalDomicileStateCd |
| Activity Or Mission | SEE PART III, LINE 1. | ActivityOrMissionDesc |
| Voting Members Governing Body | 12 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 11 | VotingMembersIndependentCnt |
| Total Employee | 145 | TotalEmployeeCnt |
| Total Volunteers | 11 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $59,232,675 | PYContributionsGrantsAmt |
| CY Contributions Grants | $63,996,178 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $0 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $0 | CYProgramServiceRevenueAmt |
| PY Investment Income | $1,853,192 | PYInvestmentIncomeAmt |
| CY Investment Income | $1,340,482 | CYInvestmentIncomeAmt |
| PY Other Revenue | $373,183 | PYOtherRevenueAmt |
| CY Other Revenue | $1,030,216 | CYOtherRevenueAmt |
| PY Total Revenue | $61,459,050 | PYTotalRevenueAmt |
| CY Total Revenue | $66,366,876 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $24,455,364 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $19,414,399 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $24,793,547 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $20,889,808 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $1,808,812 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $19,824,500 | PYOtherExpensesAmt |
| CY Other Expenses | $18,434,960 | CYOtherExpensesAmt |
| PY Total Expenses | $69,073,411 | PYTotalExpensesAmt |
| CY Total Expenses | $58,739,167 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | -$7,614,361 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $7,627,709 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $90,186,843 | TotalAssetsBOYAmt |
| Total Assets EOY | $105,112,068 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $21,657,630 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $29,307,883 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $68,529,213 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $75,804,185 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | INTERNATIONAL AIDS VACCINE INITIATIVE (IAVI) IS A GLOBAL INITIATIVE DEDICATED TO ENSURE THE DEVELOPMENT OF SAFE, EFFECTIVE, ACCESSIBLE, PREVENTIVE HIV VACCINES FOR USE THROUGHOUT THE WORLD. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $44,930,224 | ExpenseAmt |
| Grant | $18,432,414 | GrantAmt |
| Desc | RESEARCH AND DEVELOPMENT - IMPLEMENTING A FOCUSED AND INNOVATIVE RESEARCH AND DEVELOPMENT PROGRAM THAT NOT ONLY CATALYZES ACTION BY MULTIPLE STAKEHOLDERS BUT HELPS DRIVE THE FIELD. IAVIS R&D TEAM DESIGNS AND DEVELOPS HIV VACCINE CANDIDATES, AND CONDUCTS VACCINE TRIALS AND RELATED EPIDEMIOLOGICAL RESEARCH IN PARTNERSHIP WITH MORE THAN 50 ACADEMIC, BIOTECHNOLOGY, PHARMACEUTICAL AND GOVERNMENTAL INSTITUTIONS. IAVI R&D IS PRIORITIZING TWO PRIMARY APPROACHES TO PREVENTING HIV INFECTION: ENGAGING THE IMMUNE SYSTEM TO BLOCK INFECTION, AND TRAINING IT TO RECOGNIZE AND DESTROY CELLS THAT HAVE ALREADY BEEN INFECTED BY HIV. HIV VACCINE CANDIDATES ARE PUT THROUGH A RIGOROUS AND LENGTHY PROCESS OF CLINICAL EVALUATION TO ESTABLISH THEIR SAFETY AND EFFICACY. IAVI AND ITS PARTNERS SUBSCRIBE TO THE HIGHEST SCIENTIFIC AND ETHICAL STANDARDS FOR CONDUCTING TRIALS OF HIV VACCINE CANDIDATES, ONE THAT EMPHASIZES PROTECTING THE RIGHTS, WELL-BEING AND DIGNITY OF TRIAL VOLUNTEERS. IAVI AND ITS PARTNERS HAVE SO FAR DEVELOPED AND ADVANCED 14 VACCINE CANDIDATES INTO 27 EARLY-STAGE HUMAN TRIALS IN 11 COUNTRIES IN ASIA, AFRICA, EUROPE AND NORTH AMERICA. IAVI AND ITS PARTNERS HAVE ESTABLISHED A NETWORK OF SOPHISTICATED LABORATORIES AND CLINICAL RESEARCH CENTERS IN ASIA, AFRICA, EUROPE AND NORTH AMERICA. IAVI ALSO HAS LAUNCHED RESEARCH CONSORTIA TO ADDRESS THE MAJOR SCIENTIFIC PROBLEMS OF HIV VACCINE DEVELOPMENT AND BOOST THE NUMBER AND QUALITY OF NOVEL VACCINE CANDIDATES EVALUATED IN CLINICAL TRIALS. A MAJOR PORTION OF THE VACCINE RESEARCH THAT IAVI SUPPORTS IS CONDUCTED IN DEVELOPING COUNTRIES, WHERE 95% OF ALL NEW HIV INFECTIONS OCCUR. IAVI PRIORITIZES BUILDING TECHNICAL AND SCIENTIFIC CAPACITY IN THESE COUNTRIES. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $5,070,501 | ExpenseAmt |
| Grant | $981,985 | GrantAmt |
| Desc | ADVOCACY, POLICY AND COMMUNICATIONS - ENSURING NATIONAL AND GLOBAL, POLITICAL, ECONOMIC AND SOCIETAL ENVIRONMENTS THAT DRIVE THE FASTEST POSSIBLE DEVELOPMENT OF AN ACCESSIBLE AIDS VACCINE AS OF A COMPREHENSIVE RESPONSE TO END THE PANDEMIC. STRENGTHEN LOCAL ADVOCACY CAPACITY AND RESEARCH PREPAREDNESS THROUGH WORKING WITH RESEARCHERS, COMMUNITIES AND STUDY PARTICIPANTS, ESPECIALLY WITH POPULATIONS MOST VULNERABLE TO HIV/AIDS AND IN COUNTRIES AND REGIONS MOST AFFECTED BY THE PANDEMIC WHERE THE NEED FOR HIV PREVENTION AND A VACCINE IS THE MOST IMPORTANT AND URGENT. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expenses | $50,000,725 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (1) | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Temp Or Permanent Endowments | 0 | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | 0 | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | Yes (1) | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (1) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | 0 | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (1) | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | Yes (1) | ForeignOfficeInd |
| Foreign Activities | Yes (1) | ForeignActivitiesInd |
| More Than5000 K To Org | Yes (1) | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | 0 | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | 0 | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | 0 | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | 0 | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (1) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | Yes (1) | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| Info In Schedule O Part V | Yes (X) | InfoInScheduleOPartVInd |
| IRP Document | 56 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 145 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | Yes (1) | ForeignFinancialAccountInd |
| Foreign Country | IN | ForeignCountryCd |
| Foreign Country | KE | ForeignCountryCd |
| Foreign Country | SF | ForeignCountryCd |
| Foreign Country | UK | ForeignCountryCd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 12 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 11 | IndependentVotingMemberCnt |
| Family Or Business Rln | 0 | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | 0 | MembersOrStockholdersInd |
| Election Of Board Members | 0 | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | 0 | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | Yes (1) | LocalChaptersInd |
| Policies Reference Chapters | Yes (1) | PoliciesReferenceChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | 0 | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | AL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | AK | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | AZ | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | AR | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CT | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | FL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | GA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | HI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | ID | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | IL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | KS | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | KY | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MN | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MS | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MO | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NH | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NJ | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | ND | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OK | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OR | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | PA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | RI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | SC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | TN | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | UT | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | VT | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | VA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WV | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WI | StatesWhereCopyOfReturnIsFldCd |
| Own Website | Yes (X) | OwnWebsiteInd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PATRICK MOUTON | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2128471137 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 BROAD STREET NO 9TH FL | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10004 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionAGrp (23 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Highest Compensated EmployeeHighestCompensatedEmployeeInd |
|---|---|---|---|---|---|---|---|
| PAUL H KLINGENSTEIN | |||||||
| CHAIR | 2.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | |
| IAN GUST | |||||||
| SECRETARY (UNTIL 12/6/13) | 2.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | |
| ANNE M VANLENT | |||||||
| TREASURER | 2.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | |
| ALEX GODWIN COUTINHO | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| JOHN D EVANS | |||||||
| BOARD MEMBER (UNTIL 12/6/13) | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| REINHARD KURTH SEE SCH O | |||||||
| BOARD MEMBER (UNTIL 6/27/13) | 4.70 | Yes (X) | $20,400 | $0 | $0 | ||
| GEOFFREY LAMB | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| ADEL AF MAHMOUD | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| PURNIMA MANE | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| MAJIKE WIJNROKS | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| HELEN REES | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| MARY C TYDINGS | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| ALICE ALBRIGHT | |||||||
| BOARD MEMBER (UNTIL 3/15/13) | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| LORD FOWLER | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| ROBIN WEISS SEE SCH O | |||||||
| BOARD MEMBER | 4.70 | Yes (X) | $9,568 | $0 | $0 | ||
| MARGARET MCGLYNN | |||||||
| PRESIDENT/CEO | 35.00 | Yes (X) | Yes (X) | $503,191 | $0 | $28,000 | |
| WAYNE KOFF | |||||||
| CHIEF SCIENTIFIC OFFICER/SR. VP R&D | 35.00 | Yes (X) | $359,331 | $0 | $47,056 | ||
| LOUIS SCHWARTZ | |||||||
| CHIEF FINANCIAL OFFICER | 35.00 | Yes (X) | $244,557 | $0 | $45,358 | ||
| LABEEB ABBOUD | |||||||
| SENIOR VP, GENERAL COUNSEL | 35.00 | $260,752 | $0 | $43,597 | Yes (X) | ||
| THOMAS HASSELL | |||||||
| V.P. VACCINE DEVELOPMENT R&D | 35.00 | $303,227 | $0 | $44,920 | Yes (X) | ||
| CHARLES R KING | |||||||
| V.P. VACCINE DESIGN R&D | 35.00 | $288,907 | $0 | $28,335 | Yes (X) | ||
| CHRISTOPHER PARKS | |||||||
| EXEC DIR., VIRAL VACCINES | 35.00 | $290,205 | $0 | $39,495 | Yes (X) | ||
| DEREK HODKEY | |||||||
| EXEC DIR., R&D OPERATIONS | 35.00 | $252,700 | $0 | $42,163 | Yes (X) | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $2,532,838 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $318,924 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 59 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1 | CityContractorAddress/USAddress/City | StateContractorAddress/USAddress/State | ZIP CodeContractorAddress/USAddress/ZIPCode | ServicesServicesDesc | CompensationCompensationAmt | Address Line1ContractorAddress/ForeignAddress/AddressLine1 | CityContractorAddress/ForeignAddress/City | Province Or StateContractorAddress/ForeignAddress/ProvinceOrState | CountryContractorAddress/ForeignAddress/Country | Postal CodeContractorAddress/ForeignAddress/PostalCode |
|---|---|---|---|---|---|---|---|---|---|---|
| EMMES CORPORATION | ||||||||||
| 401 N WASHINGTON STREET | ROCKVILLE | MD | 20850 | CLINICAL RESEARCH STUDIES | $887,527 | |||||
| VEDDER PRICE PC | ||||||||||
| 1633 BROADWAY 47TH FLOOR | NEW YORK | NY | 10019 | LEGAL | $333,790 | |||||
| AUSTRALIAN BIOLOGICS PTY LTD | ||||||||||
| CLINICAL RESEARCH STUDIES | $329,936 | PO BOX 587 | CRAIGIEBURN | VICTORIA | CA | 3064 | ||||
| C&G CONSULTING INCORP | ||||||||||
| 186 SAND ROAD | FAIRFIELD | NJ | 07004 | TEMP. SERVICES | $302,123 | |||||
| KEMPER COST MANAGEMENT INC | ||||||||||
| 3300 S LAKESIDE DR | OKLAHOMA CITY | OK | 73179 | EQUIPMENT MAINT. SERVICES | $269,709 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 11 | CntrctRcvdGreaterThan100KCnt |
| Government Grants | $52,859,698 | GovernmentGrantsAmt |
| All Other Contributions | $11,136,480 | AllOtherContributionsAmt |
| Total Contributions | $63,996,178 | TotalContributionsAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $1,225,832 | TotalRevenueColumnAmt |
| Exclusion | $1,225,832 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $41,558,944 | SecuritiesAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $41,444,294 | SecuritiesAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $114,650 | SecuritiesAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $114,650 | TotalRevenueColumnAmt |
| Exclusion | $114,650 | ExclusionAmt |
Other Revenue Misc OtherRevenueMiscGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MISCELLANEOUS | Desc |
| Business | 900099 | BusinessCd |
| Total Revenue Column | $1,030,216 | TotalRevenueColumnAmt |
| Exclusion | $1,030,216 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $1,030,216 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $66,366,876 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $0 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $0 | UnrelatedBusinessRevenueAmt |
| Exclusion | $2,370,698 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $6,752,178 | TotalAmt |
| Program Services | $6,752,178 | ProgramServicesAmt |
Foreign Grants ForeignGrantsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $12,662,221 | TotalAmt |
| Program Services | $12,662,221 | ProgramServicesAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,257,461 | TotalAmt |
| Program Services | $606,336 | ProgramServicesAmt |
| Management And General | $534,263 | ManagementAndGeneralAmt |
| Fundraising | $116,862 | FundraisingAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $15,764,006 | TotalAmt |
| Program Services | $11,741,646 | ProgramServicesAmt |
| Management And General | $3,218,922 | ManagementAndGeneralAmt |
| Fundraising | $803,438 | FundraisingAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,290,402 | TotalAmt |
| Program Services | $992,996 | ProgramServicesAmt |
| Management And General | $228,113 | ManagementAndGeneralAmt |
| Fundraising | $69,293 | FundraisingAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,513,650 | TotalAmt |
| Program Services | $1,111,091 | ProgramServicesAmt |
| Management And General | $318,419 | ManagementAndGeneralAmt |
| Fundraising | $84,140 | FundraisingAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,064,289 | TotalAmt |
| Program Services | $775,391 | ProgramServicesAmt |
| Management And General | $231,170 | ManagementAndGeneralAmt |
| Fundraising | $57,728 | FundraisingAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $386,486 | TotalAmt |
| Program Services | $372,110 | ProgramServicesAmt |
| Management And General | $8,426 | ManagementAndGeneralAmt |
| Fundraising | $5,950 | FundraisingAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $131,920 | TotalAmt |
| Program Services | $11,185 | ProgramServicesAmt |
| Management And General | $120,735 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $180,000 | TotalAmt |
| Fundraising | $180,000 | FundraisingAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $66,064 | TotalAmt |
| Management And General | $66,064 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,284,751 | TotalAmt |
| Program Services | $379,524 | ProgramServicesAmt |
| Management And General | $716,685 | ManagementAndGeneralAmt |
| Fundraising | $188,542 | FundraisingAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $34,271 | TotalAmt |
| Program Services | $11,729 | ProgramServicesAmt |
| Management And General | $20,712 | ManagementAndGeneralAmt |
| Fundraising | $1,830 | FundraisingAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $737,922 | TotalAmt |
| Program Services | $557,178 | ProgramServicesAmt |
| Management And General | $153,582 | ManagementAndGeneralAmt |
| Fundraising | $27,162 | FundraisingAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $470,232 | TotalAmt |
| Program Services | $292,504 | ProgramServicesAmt |
| Management And General | $166,717 | ManagementAndGeneralAmt |
| Fundraising | $11,011 | FundraisingAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,054,768 | TotalAmt |
| Program Services | $1,631,397 | ProgramServicesAmt |
| Management And General | $341,610 | ManagementAndGeneralAmt |
| Fundraising | $81,761 | FundraisingAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,056,116 | TotalAmt |
| Program Services | $902,637 | ProgramServicesAmt |
| Management And General | $124,125 | ManagementAndGeneralAmt |
| Fundraising | $29,354 | FundraisingAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $815,925 | TotalAmt |
| Program Services | $707,325 | ProgramServicesAmt |
| Management And General | $102,090 | ManagementAndGeneralAmt |
| Fundraising | $6,510 | FundraisingAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,811,971 | TotalAmt |
| Program Services | $1,503,295 | ProgramServicesAmt |
| Management And General | $284,549 | ManagementAndGeneralAmt |
| Fundraising | $24,127 | FundraisingAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $414,543 | TotalAmt |
| Program Services | $241,948 | ProgramServicesAmt |
| Management And General | $152,000 | ManagementAndGeneralAmt |
| Fundraising | $20,595 | FundraisingAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt | FundraisingFundraisingAmt |
|---|---|---|---|---|
| RESEARCH&CLINICAL SVCS. | $5,208,063 | $5,098,977 | $32,415 | $76,671 |
| LAB SUPPLIES/EQUIPMENT | $3,035,554 | $3,034,114 | $1,440 | |
| EQUIPMENT RENTAL/MAINT. | $560,022 | $501,487 | $47,755 | $10,780 |
| SUBSCRIPTIONS & PUBS. | $88,662 | $78,444 | $6,768 | $3,450 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $97,690 | TotalAmt |
| Program Services | $35,012 | ProgramServicesAmt |
| Management And General | $54,510 | ManagementAndGeneralAmt |
| Fundraising | $8,168 | FundraisingAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $58,739,167 | TotalAmt |
| Program Services | $50,000,725 | ProgramServicesAmt |
| Management And General | $6,929,630 | ManagementAndGeneralAmt |
| Fundraising | $1,808,812 | FundraisingAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $12,278,888 | BOYAmt |
| EOY | $33,470,130 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $24,106,669 | BOYAmt |
| EOY | $14,692,706 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $48,640 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $12,878,129 | BOYAmt |
| EOY | $12,878,129 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,840,816 | BOYAmt |
| EOY | $778,306 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $26,884,504 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $22,515,914 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,609,645 | BOYAmt |
| EOY | $4,368,590 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $30,176,249 | BOYAmt |
| EOY | $30,837,316 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $296,447 | BOYAmt |
| EOY | $8,038,251 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $90,186,843 | BOYAmt |
| EOY | $105,112,068 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,483,537 | BOYAmt |
| EOY | $4,188,315 | EOYAmt |
Grants Payable GrantsPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,345,859 | BOYAmt |
| EOY | $3,128,312 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $12,107,136 | BOYAmt |
| EOY | $19,388,689 | EOYAmt |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $731,666 | BOYAmt |
| EOY | $649,071 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,989,432 | BOYAmt |
| EOY | $1,953,496 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $21,657,630 | BOYAmt |
| EOY | $29,307,883 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $56,165,250 | BOYAmt |
| EOY | $57,097,809 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $12,363,963 | BOYAmt |
| EOY | $18,706,376 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $68,529,213 | BOYAmt |
| EOY | $75,804,185 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $90,186,843 | BOYAmt |
| EOY | $105,112,068 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $7,627,709 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | -$356,556 | NetUnrlzdGainsLossesInvstAmt |
| Prior Period Adjustments | $225,069 | PriorPeriodAdjustmentsAmt |
| Other Changes In Net Assets | -$221,250 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | Yes (1) | FederalGrantAuditRequiredInd |
| Federal Grant Audit Performed | Yes (1) | FederalGrantAuditPerformedInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Organization170 | Yes (X) | PublicOrganization170Ind |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $81,029,914 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $62,108,316 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $58,170,600 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $59,232,675 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $63,996,178 | CurrentTaxYearAmt |
| Total | $324,537,683 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $81,029,914 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $62,108,316 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $58,170,600 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $59,232,675 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $63,996,178 | CurrentTaxYearAmt |
| Total | $324,537,683 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total170 | $324,537,683 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $2,162,202 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $884,611 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $1,508,589 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $1,772,736 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $1,225,832 | CurrentTaxYearAmt |
| Total | $7,553,970 | TotalAmt |
Other Income170 OtherIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $400,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $250,000 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $918,646 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $373,183 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $1,030,216 | CurrentTaxYearAmt |
| Total | $2,972,045 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $335,063,698 | TotalSupportAmt |
| Public Support CY170 | 0.96860 | PublicSupportCY170Pct |
| Public Support PY170 | 0.93160 | PublicSupportPY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Form990 Schedule A Part IV Form990ScheduleAPartIVGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE A, PART II - OTHER INCOME: | FormAndLineReferenceDesc |
| Explanation | 2009: COLLABORATIVE AGREEMENT 400,000 2010: COLLABORATIVE AGREEMENT 250,000 2011: OTHER INCOME 7,054 COLLABORATIVE AGREEMENT 250,000 WRITE OFF DEFERRED RENT 661,592 TOTAL 918,646 2012: OTHER INCOME 123,183 COLLABORATIVE AGREEMENT 250,000 TOTAL 373,183 2013: OTHER INCOME 209,558 COLLABORATIVE AGREEMENT 250,000 WRITE OFF DEFERRED RENT 135,063 INNOVATION FUND RETURNED 353,000 LOAN FORGIVENESS 82,595 TOTAL 1,030,216 | ExplanationTxt |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
Total Grassroots Lobbying TotalGrassrootsLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Total Direct Lobbying TotalDirectLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $180,000 | FilingOrganizationsTotalAmt |
Total Lobbying Expend TotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $180,000 | FilingOrganizationsTotalAmt |
Other Exempt Purpose Expend OtherExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $58,559,167 | FilingOrganizationsTotalAmt |
Total Exempt Purpose Expend TotalExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $58,739,167 | FilingOrganizationsTotalAmt |
Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $1,000,000 | FilingOrganizationsTotalAmt |
Grassroots Nontaxable GrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $250,000 | FilingOrganizationsTotalAmt |
Tot Lbbyng Grassroot Mns Non Tx TotLbbyngGrassrootMnsNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Tot Lbby Expend Mns Lbbyng Non Tx TotLbbyExpendMnsLbbyngNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $1,000,000 | CurrentYearMinus3Amt |
| Current Year Minus2 | $1,000,000 | CurrentYearMinus2Amt |
| Current Year Minus1 | $1,000,000 | CurrentYearMinus1Amt |
| Current Year | $1,000,000 | CurrentYearAmt |
| Total | $4,000,000 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmt |
Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $8,552 | CurrentYearMinus3Amt |
| Current Year Minus2 | $26,974 | CurrentYearMinus2Amt |
| Current Year Minus1 | $180,000 | CurrentYearMinus1Amt |
| Current Year | $180,000 | CurrentYearAmt |
| Total | $395,526 | TotalAmt |
Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $250,000 | CurrentYearMinus3Amt |
| Current Year Minus2 | $250,000 | CurrentYearMinus2Amt |
| Current Year Minus1 | $250,000 | CurrentYearMinus1Amt |
| Current Year | $250,000 | CurrentYearAmt |
| Total | $1,000,000 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmt |
Avg Grassroots Lobbying Expend AvgGrassrootsLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $0 | CurrentYearMinus3Amt |
| Current Year Minus2 | $0 | CurrentYearMinus2Amt |
| Current Year Minus1 | $0 | CurrentYearMinus1Amt |
Schedule D IRS990ScheduleD
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $5,185,810 | OtherCostOrOtherBasisAmt |
| Depreciation | $4,081,428 | DepreciationAmt |
| Book Value | $1,104,382 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $19,865,490 | OtherCostOrOtherBasisAmt |
| Depreciation | $17,424,979 | DepreciationAmt |
| Book Value | $2,440,511 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $1,833,204 | OtherCostOrOtherBasisAmt |
| Depreciation | $1,009,507 | DepreciationAmt |
| Book Value | $823,697 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $4,368,590 | TotalBookValueLandBuildingsAmt |
Other Assets Org OtherAssetsOrgGrp (4 entries)
| DescDesc | Book ValueBookValueAmt |
|---|---|
| INTEREST RECEIVABLE | $3,422,371 |
| SECURITY DEPOSITS | $223,050 |
| REFUNDABLE ADVANCE | $351,024 |
| INTERCOMPANY RECEIVABLES | $4,041,806 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | $8,038,251 | TotalBookValueOtherAssetsAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)
| DescDesc | AmtAmt |
|---|---|
| DEFERRED RENT PAYABLE | $1,565,706 |
| DEFERRED COMPENSATION PAYABLE | $387,790 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $1,953,496 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $66,594,113 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | -$356,556 | NetUnrealizedGainsInvstAmt |
| Donated Services And Use Fclts | $646,897 | DonatedServicesAndUseFcltsAmt |
| Other Revenue | $2,116,072 | OtherRevenueAmt |
| Revenue Not Reported | $2,406,413 | RevenueNotReportedAmt |
| Revenue Subtotal | $64,187,700 | RevenueSubtotalAmt |
| Investment Expenses Not Incld | $66,064 | InvestmentExpensesNotIncldAmt |
| Other Revenues Not Included | $2,113,112 | OtherRevenuesNotIncludedAmt |
| Revenue Not Reported Fincl Stmt | $2,179,176 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $66,366,876 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $62,947,736 | TotExpnsEtcAuditedFinclStmtAmt |
| Donated Services Use Fclts | $646,897 | DonatedServicesUseFcltsAmt |
| Other Expenses Included | $5,740,848 | OtherExpensesIncludedAmt |
| Expenses Not Reported | $6,387,745 | ExpensesNotReportedAmt |
| Expenses Subtotal | $56,559,991 | ExpensesSubtotalAmt |
| Investment Expenses Not Incld2 | $66,064 | InvestmentExpensesNotIncld2Amt |
| Other Expenses Not Included | $2,113,112 | OtherExpensesNotIncludedAmt |
| Expenses Not Rpt Fincl Stmt | $2,179,176 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $58,739,167 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (5 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART X, LINE 2: | FOR THE YEAR ENDED DECEMBER 31, 2013, MANAGEMENT OF IAVI HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. THE REQUIRED TAX RETURNS FOR THE INTERNATIONAL AIDS VACCINE INITIATIVE, INC. (FEDERAL FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX), AS WELL AS THE REQUIRED CORPORATE TAX RETURNS FOR THE LIMITED LIABILITY COMPANIES, ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, GENERALLY FOR THREE YEARS AFTER THE RETURN HAS BEEN FILED. |
| PART XI, LINE 2D - OTHER ADJUSTMENTS: | REVENUE OF STICHTING INTERNATIONAL AIDS VACCINE INITIATIVE 1,441,460. INCLUDED IN CONSOLIDATED AUDIT REPORT BUT EXCLUDED FOR IAVI FORM 990 REPORTING PURPOSES. REVENUE OF IAVI HOLDINGS, LLC, INCLUDED IN CONSOLIDATED 674,218. AUDIT REPORT BUT EXCLUDED FOR FORM 990 REPORTING PURPOSES. REVENUE OF IAVI LAB, LLC, INCLUDED IN CONSOLIDATED AUDIT 394. REPORT BUT EXCLUDED FOR FORM 990 REPORTING PURPOSES. |
| PART XI, LINE 4B - OTHER ADJUSTMENTS: | INTER-COMPANY REVENUE, ELIMINATED IN CONSOLIDATED AUDIT 2,113,112. REPORT BUT INCLUDED IN IAVI, INC. FORM 990. |
| PART XII, LINE 2D - OTHER ADJUSTMENTS: | EXPENSES OF STICHTING INTERNATIONAL AIDS VACCINE INITIATIVE 2,085,582. INCLUDED IN CONSOLIDATED AUDIT REPORT BUT EXCLUDED FOR IAVI FORM 990 REPORTING PURPOSES. EXPENSES OF IAVI HOLDINGS, LLC, INCLUDED IN CONSOLIDATED 675,041. AUDIT REPORT BUT EXCLUDED FOR FORM 990 REPORTING PURPOSES. EXPENSES OF IAVI HISTORIC HOLDINGS, LLC, INCLUDED IN 298. CONSOLIDATED AUDIT REPORT BUT EXCLUDED FOR FORM 990 REPORTING PURPOSES. EXPENSES OF IAVI LAB, LLC, INCLUDED IN CONSOLIDATED AUDIT 2,979,927. REPORT BUT EXCLUDED FOR FORM 990 REPORTING PURPOSES. |
| PART XII, LINE 4B - OTHER ADJUSTMENTS: | INTER-COMPANY EXPENSES, ELIMINATED IN CONSOLIDATED AUDIT 2,113,112. REPORT BUT INCLUDED IN IAVI, INC. FORM 990. |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Account Activities Outside US AccountActivitiesOutsideUSGrp (7 entries)
| RegionRegionTxt | OfficesOfficesCnt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Region Total ExpendituresRegionTotalExpendituresAmt | Specific Services ProvidedSpecificServicesProvidedTxt |
|---|---|---|---|---|---|
| EAST ASIA AND THE PACIFIC | 0 | 0 | GRANTS TO RECIPIENTS LOCATED IN REGION | $638,808 | |
| EUROPE | 1 | 4 | GRANTS TO RECIPIENTS LOCATED IN REGION | $5,762,358 | |
| NORTH AMERICA | 0 | 0 | GRANTS TO RECIPIENTS LOCATED IN REGION | $38,772 | |
| SOUTH ASIA | 1 | 8 | GRANTS TO RECIPIENTS LOCATED IN REGION | $258,503 | |
| SUB-SAHARAN AFRICA | 2 | 16 | GRANTS TO RECIPIENTS LOCATED IN REGION | $5,963,780 | |
| SOUTH ASIA | 0 | 0 | PROGRAM SERVICE ACTIVITIES | $950,556 | RESEARCH/ADVOCACY/POLICY |
| SUB-SAHARAN AFRICA | 0 | 0 | PROGRAM SERVICE ACTIVITIES | $2,355,818 | RESEARCH/ADVOCACY/POLICY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 4 | SubtotalOfficesCnt |
| Subtotal Employees | 28 | SubtotalEmployeesCnt |
| Continutation Total Office | 0 | ContinutationTotalOfficeCnt |
| Continutation Total Employee | 0 | ContinutationTotalEmployeeCnt |
| Total Office | 4 | TotalOfficeCnt |
| Total Employee | 28 | TotalEmployeeCnt |
| Subtotal Spent | $15,968,595 | SubtotalSpentAmt |
| Continuation Spent | $0 | ContinuationSpentAmt |
| Total Spent | $15,968,595 | TotalSpentAmt |
Grants To Org Outside US GrantsToOrgOutsideUSGrp (26 entries)
| RegionRegionTxt | Purpose Of GrantPurposeOfGrantTxt | Cash GrantCashGrantAmt | Manner Of Cash DisbursementMannerOfCashDisbursementTxt |
|---|---|---|---|
| EAST ASIA AND THE PACIFIC | RESEARCH & DEVELOPMENT | $75,371 | WIRE TRANSFER |
| EAST ASIA AND THE PACIFIC | RESEARCH & DEVELOPMENT | $563,437 | WIRE TRANSFER |
| EUROPE | RESEARCH & DEVELOPMENT | $5,342 | WIRE TRANSFER |
| EUROPE | RESEARCH & DEVELOPMENT | $7,890 | WIRE TRANSFER |
| EUROPE | RESEARCH & DEVELOPMENT | $17,433 | WIRE TRANSFER |
| EUROPE | RESEARCH & DEVELOPMENT | $25,051 | WIRE TRANSFER |
| EUROPE | RESEARCH & DEVELOPMENT | $38,730 | WIRE TRANSFER |
| EUROPE | RESEARCH & DEVELOPMENT | $134,184 | WIRE TRANSFER |
| EUROPE | RESEARCH & DEVELOPMENT | $203,258 | WIRE TRANSFER |
| EUROPE | RESEARCH & DEVELOPMENT | $3,891,576 | WIRE TRANSFER |
| NORTH AMERICA | ADVOCACY, EDUCATION, POLICY & ACCESS | $10,277 | WIRE TRANSFER |
| NORTH AMERICA | ADVOCACY, EDUCATION, POLICY & ACCESS | $28,495 | WIRE TRANSFER |
| SOUTH ASIA | RESEARCH & DEVELOPMENT | $13,115 | WIRE TRANSFER |
| SOUTH ASIA | RESEARCH & DEVELOPMENT | $16,724 | WIRE TRANSFER |
| SOUTH ASIA | RESEARCH & DEVELOPMENT | $38,909 | WIRE TRANSFER |
| SOUTH ASIA | RESEARCH & DEVELOPMENT | $182,887 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | ADVOCACY, EDUCATION, POLICY & ACCESS | $22,758 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | ADVOCACY, EDUCATION, POLICY & ACCESS | $42,000 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH & DEVELOPMENT | $322,292 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH & DEVELOPMENT | $358,597 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH & DEVELOPMENT | $724,313 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH & DEVELOPMENT | $991,390 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH & DEVELOPMENT | $1,019,832 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH & DEVELOPMENT | $1,030,150 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH & DEVELOPMENT | $1,365,779 | WIRE TRANSFER |
| EUROPE | RESEARCH & DEVELOPMENT | $1,438,894 | WIRE TRANSFER |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 11 | Total501c3OrgCnt |
| Total Other Org | 15 | TotalOtherOrgCnt |
| Transfer To Foreign Corp | Yes (1) | TransferToForeignCorpInd |
| Interest In Foreign Trust | 0 | InterestInForeignTrustInd |
| Foreign Corp Ownership | 0 | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | 0 | PassiveForeignInvestmestCoInd |
| Foreign Partnership | 0 | ForeignPartnershipInd |
| Boycott Countries | 0 | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 2: | FormAndLineReferenceDesc |
| Explanation | THE ORGANIZATION HAS A COMPLIANCE UNIT WITH A COMPLIANCE OFFICER LOCATED IN EAST AFRICA THAT MONITORS THE ADHERENCE OF SUB-GRANTEES TO THE CONTRACT AND DONOR TERMS WHICH INCLUDES ROUTINE COMPLIANCE AND SUBSTANTIVE AUDITS, ROUTINE INTERNAL CONTROL QUESTIONNAIRES, AND IN-DEPTH REVIEW OF QUARTERLY REPORTS OF SUB-GRANTEES ON A REGULAR BASIS. | ExplanationTxt |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable (22 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Recipient EINRecipientEIN | IRC SectionIRCSectionDesc | Cash GrantCashGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Address Line2USAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| INDIGO CREATIVE SOLUTIONS LLC | ||||||||
| 2142 200TH ST | CENTURIA | WI | 54824 | 161755259 | N/A | $6,888 | PROGRAM SUPPORT | |
| BLACK AIDS INSTITUTE | ||||||||
| 1833 W EIGHTH ST 200 | LOS ANGELES | CA | 900574920 | 954742741 | 501(C)(3) | $14,393 | PROGRAM SUPPORT | |
| UNIVERSITY OF ROCHESTER - INFECTIOUS DISEASES UNIT | ||||||||
| UNIV OF ROCHESTER MED CTR INFECTIOU | ROCHESTER | NY | 14642 | 160743209 | 501(C)(3) | $20,000 | PROGRAM SUPPORT | DISEASES UNIT 601 ELMWOOD AVE BOX |
| GLOBAL HIV VACCINE ENTERPRISE | ||||||||
| 125 BROAD STREET 9TH FLOOR | NEW YORK | NY | 10004 | 203347314 | N/A | $20,000 | PROGRAM SUPPORT | |
| FUTURES INSTITUTE | ||||||||
| 41-A NEW LONDON TURNPIKE | GLASTONBURY | CT | 06033 | 204816286 | 501(C)(3) | $27,870 | PROGRAM SUPPORT | |
| PUBLIC HEALTH INSTITUTE (PHI) | ||||||||
| 555 12TH STREET 10TH FLOOR | OAKLAND | CA | 94607 | 941646278 | 501(C)(3) | $32,391 | PROGRAM SUPPORT | |
| VIRGINIA COMMONWEALTH UNIVERSITY DEPT OF PEDIATRICS | ||||||||
| OFFICE OF SPONSORED PROGRAMS RED | RICHMOND | VA | 232980568 | 546001758 | 501(C)(3) | $45,597 | PROGRAM SUPPORT | TEAM 800 E LEIGH STREET SUITE 113 |
| UNIVERSITY OF WASHINGTON | ||||||||
| 12455 COLLECTIONS DRIVE | CHICAGO | IL | 60693 | 916001537 | GOVERNMENT | $49,499 | PROGRAM SUPPORT | |
| UNIVERSITY OF CALIFORNIA SAN DIEGO | ||||||||
| 9500 GILMAN DRIVE 0934 | LA JOLLA | CA | 92093 | 956006144 | N/A | $85,890 | PROGRAM SUPPORT | |
| THE WEIL MEDICAL COLLEGE CORNELL UNIVERSITY | ||||||||
| 1300 YORK AVENUE | NEW YORK | NY | 10021 | 136094042 | 501(C)(3) | $85,977 | PROGRAM SUPPORT | |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | ||||||||
| 77 MASSACHUSETTS AVE | CAMBRIDGE | MA | 02139 | 042103594 | N/A | $108,645 | PROGRAM SUPPORT | |
| DANA FARBER CANCER INSTITITE | ||||||||
| DEPARTMENT OF CANCER IMMUNOLOGY | BOSTON | MA | 02115 | 042263040 | 501(C)(3) | $125,000 | PROGRAM SUPPORT | AIDS 44 BINNEY STREET- BP431C |
| LA JOLLA INSTITUTE FOR ALLERGY & IMMUNOLOGY | ||||||||
| 9420 ATHENA CIRCLE | LA JOLLA | CA | 92037 | 330328688 | 501(C)(3) | $243,154 | PROGRAM SUPPORT | |
| UNIVERSITY OF WISCONSIN-MADISON | ||||||||
| RESEARCH SPONSORED PROGRAM 21 N | MADISON | WI | 537151218 | 366006492 | 501(C)(3) | $363,904 | PROGRAM SUPPORT | PARK STREET STE 6401 |
| CHILDRENS HOSPITAL OF PHILADELPHIA | ||||||||
| 3535 MARKET STREET 12TH FLOOR | PHILADELPHIA | PA | 19104 | 231352166 | N/A | $377,001 | PROGRAM SUPPORT | |
| NATIONAL INSTITUTE OF ALLERGY AND INFECTIOUS DISEASES | ||||||||
| OFFICE OF TECHNOLOGY DEVELOPMENT | BETHESDA | CA | 208926606 | 530196960 | N/A | $400,000 | PROGRAM SUPPORT | ATTN DIRECTOR 6610 ROCKLEDGE DRIVE |
| VETERANS MEDICAL RESEARCH FOUNDATION | ||||||||
| 3350 LA JOLLA VILLAGE DRIVE 151A | SAN DIEGO | CA | 92161 | 330189397 | 501(C)(3) | $468,158 | PROGRAM SUPPORT | |
| HARVARD MEDICAL SCHOOL | ||||||||
| PRES AND FELLOWS OF HARVARD 1350 | CAMBRIDGE | MA | 02138 | 042103580 | 501(C)(3) | $491,227 | PROGRAM SUPPORT | MASSACHUSETTS AVENUE HOLYOKE CENTER |
| THERACLONE SCIENCES INC | ||||||||
| 1124 COLUMBIA STREET SUITE 300 | SEATTLE | WA | 98104 | 562442890 | N/A | $525,000 | PROGRAM SUPPORT | |
| AVAC GLOBAL ADVOCACY FOR HIV PREVENTION | ||||||||
| 9000 ROCKVILLE PIKE | NEW YORK | NY | 10011 | 943240841 | 501(C)(3) | $584,473 | PROGRAM SUPPORT | |
| THE SCRIPPS RESEARCH INSTITUTE | ||||||||
| 10550 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | 330435954 | N/A | $1,909,008 | PROGRAM SUPPORT | |
| EMORY UNIVERSITY | ||||||||
| 1599 CLIFTON ROAD | ATLANTA | GA | 30322 | 580566256 | 501(C)(3) | $735,134 | PROGRAM SUPPORT | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 14 | Total501c3OrgCnt |
| Total Other Org | 8 | TotalOtherOrgCnt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 2: | FormAndLineReferenceDesc |
| Explanation | THE ORGANIZATION HAS A COMPLIANCE UNIT THAT MONITORS THE ADHERENCE OF SUB-GRANTEES TO THE CONTRACT TERMS WHICH INCLUDES SUBSTANTIVE AUDITS, ROUTINE INTERNAL CONTROL QUESTIONNAIRES, AND IN-DEPTH REVIEW OF QUARTERLY REPORTS OF SUB-GRANTEES ON A REGULAR BASIS. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | 0 | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | 0 | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | 0 | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | Yes (1) | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (8 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MARGARET MCGLYNN | ||||||||||||||
| PRESIDENT/CEO | $456,775 | $0 | $41,400 | $0 | $5,016 | $0 | $28,000 | $0 | $0 | $0 | $531,191 | $0 | $0 | $0 |
| WAYNE KOFF | ||||||||||||||
| CHIEF SCIENTIFIC OFFICER/SR. VP R&D | $329,504 | $0 | $27,637 | $0 | $2,190 | $0 | $28,000 | $0 | $19,056 | $0 | $406,387 | $0 | $0 | $0 |
| LOUIS SCHWARTZ | ||||||||||||||
| CHIEF FINANCIAL OFFICER | $233,341 | $0 | $9,800 | $0 | $1,416 | $0 | $26,842 | $0 | $18,516 | $0 | $289,915 | $0 | $0 | $0 |
| LABEEB ABBOUD | ||||||||||||||
| SENIOR VP, GENERAL COUNSEL | $221,836 | $0 | $20,640 | $0 | $18,276 | $0 | $25,967 | $0 | $17,630 | $0 | $304,349 | $0 | $0 | $0 |
| THOMAS HASSELL | ||||||||||||||
| V.P. VACCINE DEVELOPMENT R&D | $265,524 | $0 | $35,927 | $0 | $1,776 | $0 | $28,000 | $0 | $16,920 | $0 | $348,147 | $0 | $0 | $0 |
| CHARLES R KING | ||||||||||||||
| V.P. VACCINE DESIGN R&D | $270,631 | $0 | $0 | $0 | $18,276 | $0 | $28,000 | $0 | $335 | $0 | $317,242 | $0 | $0 | $0 |
| CHRISTOPHER PARKS | ||||||||||||||
| EXEC DIR., VIRAL VACCINES | $239,630 | $0 | $49,159 | $0 | $1,416 | $0 | $26,657 | $0 | $12,838 | $0 | $329,700 | $0 | $0 | $0 |
| DEREK HODKEY | ||||||||||||||
| EXEC DIR., R&D OPERATIONS | $231,429 | $0 | $19,855 | $0 | $1,416 | $0 | $23,107 | $0 | $19,056 | $0 | $294,863 | $0 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 7 | FormAndLineReferenceDesc |
| Explanation | BONUS COMPENSATION HAS BEEN REFLECTED IN PART II, COLUMN (B)(II). IN ADDITION TO THE ANNUAL BONUS PAYMENT, CHRISTOPHER PARKS AND THOMAS HASSELL ALSO PARTICIPATED IN IAVI'S RETENTION AND ONE-TIME MERITORIOUS BONUS PROGRAMS RESERVED FOR THE MOST DESERVING PERFORMERS. THESE PROGRAMS ARE HIGHLY SELECTIVE AND ARE AIMED AT HELPING ATTRACT AND RETAIN SUITABLY QUALIFIED KEY HIRES FROM THE FOR-PROFIT (INDUSTRY) MARKET AND REWARD MAJOR ACHIEVEMENTS THAT HAVE HAD SIGNIFICANT POSITIVE IMPACT ON IAVI'S RESOURCES OR SCIENTIFIC MILESTONES. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (6 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART VI, SECTION B, LINE 11 | THE AUDIT AND FINANCE COMMITTEE REVIEWED AND APPROVED THE FORM 990 IN DETAIL WITH THE CONTROLLER AND CFO. IT WAS THEN SENT TO THE FULL BOARD BEFORE IT WAS FILED WITH THE IRS. |
| FORM 990, PART VI, SECTION B, LINE 12C | IAVI HAS A CONFLICT OF INTEREST POLICY WHICH APPLIES TO ALL BOARD AND ADVISORY COMMITTEE MEMBERS, MANAGEMENT, STAFF AND CONSULTANTS. THE POLICY REQUIRES THAT ALL BOARD AND ADVISORY COMMITTEE MEMBERS, AS WELL AS THE SENIOR MANAGEMENT, FILE AN ANNUAL DISCLOSURE FORM, INDICATING WHETHER THERE ARE ANY POTENTIAL OR ACTUAL CONFLICTS AS DEFINED UNDER THE POLICY. IN ADDITION, ALL STAFF AND CONSULTANTS, AS WELL AS SENIOR MANAGEMENT AND BOARD AND ADVISORY COMMITTEE MEMBERS, ARE REQUIRED TO DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS ON AN ONGOING BASIS. ANNUAL DISCLOSURE FORMS, AS WELL OTHER CONFLICT OF INTEREST DISCLOSURES THAT ARISE DURING THE YEAR, ARE FILED WITH AND REVIEWED BY THE GENERAL COUNSEL. IN ADDITION, THE AUDIT & FINANCE COMMITTEE REVIEWS CONFLICT OF INTEREST DISCLOSURES THAT INVOLVE A DIRECTOR, OFFICER, OR KEY EMPLOYEE. IN EACH CASE, THE REVIEW ENSURES THAT ANY CONFLICT OF INTEREST IS PROPERLY ADDRESSED, MITIGATED, AND/OR MANAGED. (BEGINNING IN 2014, CONFLICT OF INTEREST DISCLOSURES INVOLVING AN IAVI DIRECTOR, OFFICER, OR KEY EMPLOYEE, WILL BE SUMMARIZED AND PROVIDED TO THE CHAIR OF THE AUDIT & FINANCE COMMITTEE FOR REVIEW BY THE AUDIT & FINANCE COMMITTEE'S INDEPENDENT DIRECTORS). |
| FORM 990, PART VI, SECTION B, LINE 15 | ONCE EVERY TWO YEARS, THE COMPENSATION COMMITTEE OF THE BOARD, COMMISSIONS A COMPENSATION SURVEY OF THE CEO'S COMPENSATION PACKAGE. THE SURVEY COMPARES COMPENSATION PACKAGES OF CEO'S OF ORGANIZATIONS THAT ARE COMPARABLE TO IAVI. THE COMMITTEE REVIEWS THE RESULTS OF THE SURVEY AND RECOMMENDATIONS MADE, DISCUSSES THIS WITH THE BOARD BEFORE PROVIDING SPECIFIC GUIDANCE AND APPROVAL TO IAVI'S MANAGEMENT. THE COMPENSATION COMMITTEE DETERMINES THE APPROPRIATE PACKAGE FOR THE CEO AND THE BOARD CHAIR SHARES THIS INFORMATION WITH HUMAN RESOURCES FOR IMPLEMENTATION. IAVI ENGAGES AN EXTERNAL SPECIALIZED FIRM WITH EXPERTISE TO CONDUCT THE SURVEY AND PROVIDE RECOMMENDATION TO THE COMPENSATION COMMITTEE. THE LAST COMPENSATION REVIEW TOOK PLACE IN JANUARY 2013. FORM 990, PART VI, SECTION B, LINE 15B: IN CONJUNCTION WITH THE CEO'S COMPENSATIGN REVIEW, THE COMPENSATION COMMITTEE OF THE BOARD ALSO COMMISSIONS AN EXTERNAL COMPARATIVE COMPENSATION SURVEY OF ORGANIZATIONS SIMILAR TO IAVI, IN WHICH THE PACKAGES OF ALL OTHER OFFICERS AND KEY EMPLOYEES ARE BENCHMARKED AGAINST A MARKET TO DETERMINE APPROPRIATENESS OF PAY. THE COMMITTEE REVIEWS THE RESULTS AND RECOMMENDATIONS FROM THE SURVEY AND PROVIDES MANAGEMENT WITH SPECIFIC GUIDANCE IN ADDRESSING ANY DISPARITIES. USING BENCHMARK JOB CLASSIFICATIONS, ONCE EVERY 2 YEARS IAVI COMMISSIONS A COMPENSATION SURVEY, ACROSS ALL ITS OFFICES TO DETERMINE THE COMPETITIVENESS OF ITS COMPENSATION PROGRAMS AND TO ENABLE THE ORGANIZATION TO CONTINUE TO ATTRACT AND RETAIN THE RIGHT TALENT IN THESE VARIOUS MARKETS. IN MOST CASES THE LOCAL LABOR MARKET IS CONSIDERED AND FOR CERTAIN POSITIONS, REGIONAL MARKETS MUST BE TARGETED. THE RESULTS OF EACH SURVREY ARE REVIEWED WITH THE COMPENSATION COMMITTEE OF THE BOARD, WHICH GIVE MANAGEMENT OVERALL GUIDANCE ON COMPENSATION DIRECTION. BASED ON RECOMMENDATION AND GUIDANCE OF THE COMPENSATION CQMMITTEE, THE EXECUTIVE OFFICE AND HUMAN RESOURCES COMMUNICATE CHANGES TO ANY AFFECTED EMPLOYEES. ANY COMPENSATION CHANGES ARE DETERMINED BASED ON EXTERNAL COMPETIVENESS RELATIVE INTERNAL VALUE, INDIVIDUAL PERFORMANCE, TEAM DYNAMIC, AND IAVI'S ABILITY TO PAY. |
| FORM 990, PART VI, SECTION C, LINE 19 | THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. |
| FORM 990, PART XI, LINE 9: | FOREIGN EXCHANGE LOSS -249,029. FOREIGN EXCHANGE TRANSLATION ADJUSTMENT 27,779. |
| FORM 990, PART VII, SECTION A: | BOARD MEMBERS REINHARD KURTH AND ROBIN WEISS WERE PAID FOR CONSULTING SERVICES FOR CHAIRING SCIENTIFIC ADVISORY COMMITTEE. THESE FEES WERE NOT COMPENSATION FOR THEIR ROLE ON THE BOARD OF DIRECTORS. |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp
Disregarded Entity Name DisregardedEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | IAVI STICHTING | BusinessNameLine1 |
Foreign Address ForeignAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | HEREGRANCHT 208 1016 BS | AddressLine1 |
| City | AMSTERDAM | City |
| Country | NL | Country |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Primary Activities | RESEARCH SUPPORT | PrimaryActivitiesTxt |
| Legal Domicile Foreign Country | NL | LegalDomicileForeignCountryCd |
| Exempt Code Section | N/A | ExemptCodeSectionTxt |
| Public Charity Status | N/A | PublicCharityStatusTxt |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | IAVI INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Controlled Organization | Yes (1) | ControlledOrganizationInd |
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Entity TypeEntityTypeTxt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | OwnershipOwnershipPct | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| IAVI HOLDING LLC | ||||||||||||
| 125 BROAD STREET 9TH FL | NEW YORK | NY | 10004 | 262032322 | HOLDING COMPANY | DE | IAVI INC | C | $674,218 | $16,246,229 | 1.00000 | Yes (1) |
| IAVI HISTORIC HOLDING LLC | ||||||||||||
| 125 BROAD STREET 9TH FL | NEW YORK | NY | 10004 | 263632621 | HOLDING COMPANY | DE | IAVI INC | C | 1.00000 | Yes (1) | ||
| IAVI LAB LLC | ||||||||||||
| 125 BROAD STREET 9TH FL | NEW YORK | NY | 10004 | 262031769 | LAB RESEARCH | DE | IAVI HISTORIC HOLDING LLC | C | $394 | $11,392,539 | Yes (1) | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | Yes (1) | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | Yes (1) | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | 0 | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | Yes (1) | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | 0 | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | 0 | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | 0 | SharingOfFacilitiesInd |
| Paid Employees Sharing | 0 | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | 0 | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (3 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| IAVI HOLDING LLC | ||
| A | $674,218 | ACTUAL |
| IAVI STICHTING | ||
| B | $1,438,894 | ACTUAL |
| IAVI HOLDING LLC | ||
| D | $12,848,129 | ACTUAL |
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