UMASS MEMORIAL HEALTH CARE INC: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- UMASS MEMORIAL HEALTH CARE INC (EIN 04-3358566)
- Tax period
- 2012-10-01 to 2013-09-30
- Filed
- 2014-08-08
- IRS object ID
- 201412209349300336
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule G
- Schedule I
- Schedule J
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-08-08T10:43:36-05:00 | Timestamp |
| Tax Period End Date | 2013-09-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 042684828 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FEELEY & DRISCOLL PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 PORTLAND STREET | AddressLine1 |
| City | BOSTON | City |
| State | MA | State |
| ZIP Code | 02114 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 043358566 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UMASS MEMORIAL HEALTH CARE INC (PARENT) | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | UMAS | NameControl |
| Phone | 5083340496 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 306 BELMONT STREET | AddressLine1 |
| City | WORCESTER | City |
| State | MA | State |
| ZIP Code | 01604 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | SERGIO MELGAR | Name |
| Title | EVP/CFO/TREASURER | Title |
| Phone | 5088568537 | Phone |
| Date Signed | 2014-07-16 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ALAN GAROFALO | Name |
| PTIN | P00744592 | PTIN |
| Phone | 6177427788 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | SERGIO MELGAR | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 306 BELMONT STREET | AddressLine1 |
| City | WORCESTER | City |
| State | MA | State |
| ZIP Code | 01604 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 256422396 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Group Exemption Number | 3642 | GroupExemptionNumber |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.UMASSMEMORIAL.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1998 | YearFormation |
| State Legal Domicile | MA | StateLegalDomicile |
| Activity Or Mission Description | UMASS MEMORIAL HEALTH CARE, INC. IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICES, TEACHING AND RESEARCH. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 19 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 13 | NbrIndependentVotingMembers |
| Total Nbr Employees | 0 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | -199 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -199 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 3233936 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 991457 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 190420787 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 197317139 | ProgramServiceRevenueCY |
| Investment Income Prior Year | -1590881 | InvestmentIncomePriorYear |
| Investment Income Current Year | 8975946 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 2829358 | OtherRevenuePriorYear |
| Other Revenue Current Year | 2668410 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 194893200 | TotalRevenuePriorYear |
| Total Revenue Current Year | 209952952 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 0 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 1000000 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 0 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 0 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 1127995 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | -52694 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 220325900 | OtherExpensePriorYear |
| Other Expenses Current Year | 226226308 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 221453895 | TotalExpensesPriorYear |
| Total Expenses Current Year | 227226308 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -26560695 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | -17273356 | RevenuesLessExpensesCY |
| Total Assets BOY | 206354442 | TotalAssetsBOY |
| Total Assets EOY | 235888083 | TotalAssetsEOY |
| Total Liabilities BOY | 87390521 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 67557754 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 118963921 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 168330329 | NetAssetsOrFundBalancesEOY |
| Mission Description | UMASS MEMORIAL HEALTH CARE, INC. IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICES, TEACHING AND RESEARCH. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 4558795 | Expense |
| Grants | 1000000 | Grants |
| Revenue | 198421636 | Revenue |
| Description | TO SUPPORT THE ADVANCEMENT OF THE KNOWLEDGE, EDUCATION, AND RESEARCH AND THE PRACTICE OF HEALTH CARE RELATED SERVICES THROUGH THE OVERSIGHT OF UMASS MEMORIAL HEALTH CARE OPERATIONS AND THE EFFICIENT DELIVERY OF SUPPORT SERVICES. | Description |
| Total Program Service Expense | 4558795 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 0 | ReportLandBldgEquip |
| Report Invest Oth Securities | 1 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 1 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 1 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 1 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 1 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 1 | RelatedOrgControlledEntity |
| Transaction Related Entity | 1 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 0 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Number Of Employees | 0 | NumberOfEmployees |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 1 | ForeignFinancialAccount |
| Name Of Foreign Country | CJ | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 19 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 13 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 1 | MembersOrStockholders |
| Election Of Board Members | 1 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 1 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | MA | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROBERT FELDMANN | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 5083340496 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 306 BELMONT STREET | AddressLine1 |
| City | WORCESTER | City |
| State | MA | State |
| ZIP Code | 01604 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (45 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Key EmployeeKeyEmployee |
|---|---|---|---|---|---|---|---|
| DICKSON ERIC W MD | |||||||
| PRESIDENT & CEO, UMASS MEMORIAL HEALTH CARE, INC. | 40.00 | X | X | 0 | 545340 | 168423 | |
| FINBERG ROBERT W MD | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 20.00 | X | 0 | 299143 | 159525 | ||
| O'BRIEN JOHN G | |||||||
| PRESIDENT & CEO UNTIL 2/25/13, UMASS MEMORIAL HEAL | 40.00 | X | X | 0 | 4053252 | 720966 | |
| OKIKE O NSIDINANYA MD | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 40.00 | X | 0 | 522904 | 42755 | ||
| SEYMOUR-ROUTE PAULETTE PHD | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 40.00 | X | 0 | 4198 | 28614 | ||
| BENNETT DAVID L | |||||||
| CHAIRPERSON, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| BENNETT RICHARD K | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| BERKEY DENNIS D | |||||||
| EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| BERRY SARAH G | |||||||
| EMERITA TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| BUDD JOHN H | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| COLLINS MICHAEL MD | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| CORNELL LOIS D | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| D'ALELIO EDWARD | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| DAVIS DIX F | |||||||
| EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| FLOTTE TERENCE MD | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| JACOBSON M HOWARD | |||||||
| EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| KANGAS PAUL | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| KNOX PETER | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| LENHARDT STEPHEN W SR | |||||||
| EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| MACNEILL HARRIS L | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| MCMULLEN CYNTHIA M EDD | |||||||
| EMERITA TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| MCNAMARA MARY ELLEN | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| PARRY EDWARD J III | |||||||
| VICE CHAIRPERSON, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| PEDERSON THORU | |||||||
| EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| SIEGRIST RICHARD | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| SIMMONS IRINA | |||||||
| DIRECTOR UNTIL 2/2013, UMASS MEMORIAL HEALTH CARE, | 1.00 | X | 0 | 0 | 0 | ||
| WILSON JACK | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| YOUNG LYNDA M | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | X | 0 | 0 | 0 | ||
| BROWN DOUGLAS S | |||||||
| SECRETARY, UMASS MEMORIAL HEALTH CARE, INC. | 40.00 | X | 0 | 531712 | 218497 | ||
| KEATING TODD A | |||||||
| TREASURER & CFO, DIRECTOR, UMASS MEMORIAL HEALTH C | 40.00 | X | 0 | 606611 | 292549 | ||
| ANDERSON MILTON C | |||||||
| SR. VP, CHIEF HR OFFICER | 40.00 | 0 | 529912 | 88069 | X | ||
| BLUTE MICHAEL MD | |||||||
| DIRECTOR, UNTIL 3/31/12, CANCER CENTER OF EXCELLEN | 40.00 | 0 | 141719 | 133970 | X | ||
| BOLLAND ESHGHI KATHARINE | |||||||
| VP, DEPUTY GENERAL COUNSEL | 40.00 | 0 | 338695 | 67056 | X | ||
| BRENCKLE GEORGE PHD | |||||||
| SR. VP, CHIEF INFORMATION OFFICER | 40.00 | 0 | 385261 | 164172 | X | ||
| CYR JAMES P | |||||||
| SR. VP, HEART AND VASCULAR DISEASES | 40.00 | 0 | 266309 | 41819 | X | ||
| DALEY JENNIFER MD | |||||||
| EXECUTIVE VP, CHIEF OPERATING OFFICER, UNTIL 3/18/ | 40.00 | 0 | 593638 | 919806 | X | ||
| DIAMOND VICTORIA | |||||||
| SR. VP, OPERATIONS | 40.00 | 0 | 379990 | 174782 | X | ||
| ETTINGER WALTER H MD | |||||||
| PRESIDENT - MEDICAL CENTER UNTIL 1/20/12 | 40.00 | 0 | 128625 | 249000 | X | ||
| FISHER BARBARA | |||||||
| SR. VP, OPERATIONS | 40.00 | 0 | 336028 | 140830 | X | ||
| HUDLIN MARGARET MD | |||||||
| CHIEF MEDICAL OFFICER/VP PERIOPERATIVE SVCS. | 40.00 | 0 | 333780 | 36178 | X | ||
| HYLKA SHARON | |||||||
| SR. VP, HOSPITAL ADMIN. | 40.00 | 0 | 420176 | 284804 | X | ||
| KLUGMAN ROBERT MD | |||||||
| CHIEF QUALITY OFFICER | 40.00 | 0 | 501084 | 284146 | X | ||
| KRUGER NANCY | |||||||
| SR. VP, CHIEF NURSING OFFICER, UNTIL 6/29/12 | 40.00 | 0 | 319806 | 68870 | X | ||
| PHILLIPS ROBERT A MD | |||||||
| MED DIR, HEART & VASCULAR COE, UNTIL 6/7/13 | 40.00 | 0 | 844144 | 302160 | X | ||
| RANDOLPH JOHN T | |||||||
| VP, CHIEF COMPLIANCE OFFICER | 40.00 | 0 | 248138 | 171007 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 0 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 12330465 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 4757998 | TotalOtherCompensation |
| Number Individuals GT100 K | 0 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 1 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| XEROX BUSINESS SERVICES LLC | |||||
| PO BOX 201322 | DALLAS | TX | 75320 | I/S MANAGEMENT SERVICES | 28483966 |
| MCKINSEY & CO INC | |||||
| PO BOX 7247-7255 | PHILADELPHIA | PA | 181707255 | CONSULTING SERVICES | 11625000 |
| DELOITTE COUNSELING | |||||
| PO BOX 7247-6447 | PHILADELPHIA | PA | 191706447 | CONSULTING SERVICES | 4158640 |
| NUANCE TRANSCRIPTION SERVICES | |||||
| PO BOX 7247-7343 | PHILADELPHIA | PA | 19170 | TRANSCRIPTION SERVICES | 2970994 |
| UNIVERSAL HOSPITAL SERVICES INC | |||||
| PO BOX 86 | MINNEAPOLIS | MN | 55486 | MANAGING/SERVICING EQUIPMENT | 2796234 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 35 | NumberOfContractorsGT100K |
| All Other Contributions | 991457 | AllOtherContributions |
| Noncash Contributions | 32356 | NoncashContributions |
| Total Contributions | 991457 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| SYSTEM ALLOCATION REVE | 561000 | 161874538 | 161874538 |
| AFFILIATE RELATED PROG | 561000 | 34234954 | 34234954 |
| OTHER PSR | 561000 | 1207647 | 1207647 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 197317139 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3641806 | TotalRevenueColumn |
| Unrelated Business Revenue | -199 | UnrelatedBusinessRevenue |
| Exclusion | $3,642,005 | ExclusionAmount |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 73187 | TotalRevenueColumn |
| Exclusion | $73,187 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 51326903 | Securities |
| Other | 7593 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 46000356 | Securities |
| Other | 0 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 5326547 | Securities |
| Other | 7593 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 5334140 | TotalRevenueColumn |
| Exclusion | $5,334,140 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 909536 | GrossIncomeFundraisingEvents |
| Fundraising Direct Expenses | 469088 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 440448 | TotalRevenueColumn |
| Exclusion | $440,448 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | ExclusionExclusionAmount |
|---|---|---|---|---|
| MISCELLANEOUS INCOME | 561000 | 1104497 | 1104497 | |
| SUBLEASE INCOME | 561000 | 1050278 | $1,050,278 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 2154775 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 209952952 | TotalRevenueColumn |
| Related Or Exempt Function Income | 198421636 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | -199 | UnrelatedBusinessRevenue |
| Exclusion | $10,540,058 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1000000 | Total |
| Program Services | 1000000 | ProgramServices |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1777634 | Total |
| Management And General | 1777634 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 924319 | Total |
| Management And General | 924319 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 272828 | Total |
| Program Services | 272828 | ProgramServices |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 352251 | Total |
| Management And General | 352251 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5319430 | Total |
| Management And General | 5319430 | ManagementAndGeneral |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1500467 | Total |
| Management And General | 1500467 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 14796284 | Total |
| Management And General | 14796284 | ManagementAndGeneral |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5742222 | Total |
| Management And General | 5742222 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 292465 | Total |
| Program Services | 6083 | ProgramServices |
| Management And General | 286382 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 415 | Total |
| Program Services | 9 | ProgramServices |
| Management And General | 406 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 28116316 | Total |
| Management And General | 28116316 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| PURCHASED SERVICES | 160523963 | 1509751 | 159066906 | -52694 |
| PROFESSIONAL SERVICES | 3063149 | 62977 | 3000172 | |
| OTHER DIRECT EXPENSES | 1311353 | 507384 | 803969 | |
| PROGRAM EXPENDITURES | 950944 | 950944 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1282268 | Total |
| Program Services | 248819 | ProgramServices |
| Management And General | 1033449 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 227226308 | Total |
| Program Services | 4558795 | ProgramServices |
| Management And General | 222720207 | ManagementAndGeneral |
| Fundraising | -52694 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6258287 | BOY |
| EOY | 1605671 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4116306 | BOY |
| EOY | 1713574 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 646353 | BOY |
| EOY | 427410 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4075715 | BOY |
| EOY | 836339 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5006375 | BOY |
| EOY | 3961216 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 0 | LandBuildingsEquipmentBasis |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6216 | BOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 146334969 | BOY |
| EOY | 179557937 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 37033173 | BOY |
| EOY | 31861953 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 120000 | BOY |
| EOY | 120000 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2757048 | BOY |
| EOY | 15803983 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 206354442 | BOY |
| EOY | 235888083 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 32175180 | BOY |
| EOY | 28444272 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 412679 | BOY |
| EOY | 97284 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 54802662 | BOY |
| EOY | 39016198 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 87390521 | BOY |
| EOY | 67557754 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 60533111 | BOY |
| EOY | 108049666 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 32219971 | BOY |
| EOY | 34337443 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 26210839 | BOY |
| EOY | 25943220 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 118963921 | BOY |
| EOY | 168330329 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 206354442 | BOY |
| EOY | 235888083 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | -17273356 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 10455667 | ReconciliationUnrealizedInvest |
| Reconcilation Other Changes | 56184097 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | 1 | AuditCommittee |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supporting Organization509a3 | X | SupportingOrganization509a3 |
| Supporting Org509a3 Type1 | X | SupportingOrg509a3Type1 |
| Certification Checkbox | X | CertificationCheckbox |
| Contrib By Controlling Individual | 0 | ContribByControllingIndividual |
| Contribution By Related Party | 0 | ContributionByRelatedParty |
| Contrib By35 Controlled Entity | 0 | ContribBy35ControlledEntity |
Supported Org Information SupportedOrgInformation
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UMASS MEMORIAL MEDICAL CENTER INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 043358564 | EIN |
| Type Of Organization | 03 | TypeOfOrganization |
| Listed In Governing Doc | 1 | ListedInGoverningDoc |
| Supported Organization Notified | 1 | SupportedOrganizationNotified |
| Organized In US | 1 | OrganizedInUS |
| Amount | $0 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of Supported Orgs | 1 | TotalNumberOfSupportedOrgs |
| Sum Of Amounts | 0 | SumOfAmounts |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 0 | Volunteers |
| Paid Staff Or Management | 0 | PaidStaffOrManagement |
| Media Advertisements | 0 | MediaAdvertisements |
| Mailings Members | 0 | MailingsMembers |
| Publications Or Broadcast | 0 | PublicationsOrBroadcast |
| Grants Other Organizations | 1 | GrantsOtherOrganizations |
| Grants Other Organizations | $32,828 | GrantsOtherOrganizationsAmount |
| Direct Contact Legislators | 0 | DirectContactLegislators |
| Rallies Demonstrations | 1 | RalliesDemonstrations |
| Rallies Demonstrations | $240,000 | RalliesDemonstrationsAmount |
| Other Activities | 0 | OtherActivities |
| Total Lobbying Expenditures IIB | 272828 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | 0 | NotDescribedIn501c3 |
Schedule D IRS990ScheduleD
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 38224612 | BeginningOfYearBalance |
| Investment Earnings Or Losses | 2507314 | InvestmentEarningsOrLosses |
| Other Expenditures | 1625730 | OtherExpenditures |
| End Of Year Balance | 39106196 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 34479956 | BeginningOfYearBalance |
| Contributions | 1198886 | Contributions |
| Investment Earnings Or Losses | 3963333 | InvestmentEarningsOrLosses |
| Other Expenditures | 1417563 | OtherExpenditures |
| End Of Year Balance | 38224612 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 36676864 | BeginningOfYearBalance |
| Contributions | 158165 | Contributions |
| Investment Earnings Or Losses | -936731 | InvestmentEarningsOrLosses |
| Other Expenditures | 1418342 | OtherExpenditures |
| End Of Year Balance | 34479956 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 34701644 | BeginningOfYearBalance |
| Contributions | 622721 | Contributions |
| Investment Earnings Or Losses | 1795326 | InvestmentEarningsOrLosses |
| Other Expenditures | 442827 | OtherExpenditures |
| End Of Year Balance | 36676864 | EndOfYearBalance |
Current Year Minus4 Years CurrentYearMinus4Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 34201797 | BeginningOfYearBalance |
| Contributions | 76330 | Contributions |
| Investment Earnings Or Losses | -5733 | InvestmentEarningsOrLosses |
| Other Expenditures | -429250 | OtherExpenditures |
| End Of Year Balance | 34701644 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Permanent Endowment EOY Balance | 0.66000 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.34000 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 0 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
| Total Of Book Value Land Buildings | 0 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities (9 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| TIFF ABSOLUTE RETURN POOL CLASS A (SHARES 2,878) | 12523844 | F |
| TIFF PRIVATE EQUITY PARTNERS 2006/2007 (SHARES 1,286,870) | 1221651 | F |
| FRANK RUSSELL GLOBAL PRIVATE EQUITY FUND (SHARES 227,704) | 180861 | F |
| MPPLTD PORTFOLIO CLASS A (SHARES 1,979) | 83401 | F |
| AETOS CAPITAL LONG/SHORT STRATEGIES (SHARES 32,440) | 3519672 | F |
| AETOS CAPITAL DISTRESSED STRATEGIES (SHARES 10,687) | 1547604 | F |
| AETOS CAPITAL MULTI-STRATEGY ARBITRAGE (SHARES 17,848) | 2179487 | F |
| TIFF ABSOLUTE RETURN POOL CLASS C (SHARES 1,773) | 3548924 | F |
| BENEFICIAL INTEREST | 7056509 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 31861953 | TotalOfBookValueSecurities |
Other Assets OtherAssets (3 entries)
| DescriptionDescription | Book ValueBookValue |
|---|---|
| CASH VALUE OF LIFE INSURANCE POLICIES | 30897 |
| DUE FROM RELATED PARTIES | 15718125 |
| OTHER NON-CURRENT ASSETS | 54961 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | 15803983 | TotalBookValueOtherAssets |
Other Liabilities OtherLiabilities (5 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| O/S LOSS RESERVES | $32,603,135 |
| DUE TO RELATED PARTIES | $1,099,897 |
| ANNUITY PAYABLE | $3,235,444 |
| THIRD PARTY LIABILITES | $100,013 |
| DUE TO UNIVERSITY OF MASS | $1,977,709 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 39016198 | TotalOfAmounts |
| Footnote In Part XIII | X | FootnoteInPartXIII |
| Tot Revenue Etc Audited Fincl Stmt | 227344000 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 13400948 | NetUnrealizedGainsInvestments |
| Other Revenues | 7491285 | OtherRevenues |
| Revenue Not Rptd F990 | 20892233 | RevenueNotRptdF990 |
| Revenue Subtotal | 206451767 | RevenueSubtotal |
| Investment Expenses Not Included | 352251 | InvestmentExpensesNotIncluded |
| Other Revenues Not Included | 3148934 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 3501185 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 209952952 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 233037000 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 6162943 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 6162943 | ExpensesNotRptdF990 |
| Expenses Subtotal | 226874057 | ExpensesSubtotal |
| Investment Expenses Not Included2 | 352251 | InvestmentExpensesNotIncluded2 |
| Expenses Not Rptd On Fin Stmt | 352251 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 227226308 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII (5 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: | PART V, LINE 4: | PARENT - THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS ARE DIRECTED IN ACCORDANCE WITH THE DONOR'S INTENT INCLUDING THE PRESERVATION OF THE ORIGINAL GIFT AND VARIOUS PURPOSES INCLUDING CHARITY CARE, MEDICAL EDUCATION, RESEARCH, HEALTH CARE SERVICES, BUILDINGS AND EQUIPMENT. |
| DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | PART X, LINE 2: | FIN 48 FOOTNOTE: INCOME TAXES - UMASS MEMORIAL FOLLOWS A TWO-STEP APPROACH FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN. THE SUBSTANTIAL MAJORITY OF UMASS MEMORIAL AND ITS AFFILIATE ENTITIES ARE RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS TAX-EXEMPT UNDER SECTION 501 (C) (3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, THESE ENTITIES WILL NOT INCUR ANY LIABILITY FOR FEDERAL INCOME TAXES EXCEPT FOR TAX ON UNRELATED BUSINESS INCOME. CERTAIN AFFILIATES ARE TAXABLE ENTITIES. THE MEASUREMENT OF THE AMOUNTS RECORDED AS A PROVISION FOR INCOME TAXES BASED UPON THE AFOREMENTIONED APPROACH IS NOT MATERIAL AND IS RECORDED AS PART OF SUPPLIES AND OTHER EXPENSE IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS OF OPERATIONS. UMASS MEMORIAL DOES NOT BELIEVE IT HAS TAKEN ANY SIGNIFICANT UNCERTAIN TAX POSITIONS. |
| PART XI, LINE 2D - OTHER ADJUSTMENTS: | CO. 99E CPAC/PARENT ELIMS -24,387,000. CPAC 29,467,000. NARFR FROM OPS 2,410,342. ROUNDING 943. | |
| PART XI, LINE 4B - OTHER ADJUSTMENTS: | FUNDRAISING EXPENSES -469,088. FUNDRAISING REVENUE 909,536. INVESTMENT INCOME TEMP RESTRICTED 579,347. REALIZED G/L TEMP RESTRICTED 1,763,512. TEMP RESTRICTED REVENUE -368,913. TEMP RESTRICTED REVENUE 734,540. | |
| PART XII, LINE 2D - OTHER ADJUSTMENTS: | CO. 99E CPAC/PARENT ELIMS -24,387,000. CPAC 30,549,000. ROUNDING 943. |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | X | MailSolicitations |
| In Person Solicitations | X | InPersonSolicitations |
| Solicitation Of Non Govt Grants | X | SolicitationOfNonGovtGrants |
| Solicitation Of Govt Grants | X | SolicitationOfGovtGrants |
| Special Fundraising Events | X | SpecialFundraisingEvents |
| Agreement Ref Fundraising | 1 | AgreementRefFundraising |
Fundraiser Activity Information FundraiserActivityInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Individual | UMASS MEMORIAL FOUNDATION INC | NameOfIndividual |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 SOUTH STREET | AddressLine1 |
| City | SHREWSBURY | City |
| State | MA | State |
| ZIP Code | 01545 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Activity | FUNDRAISING | Activity |
| Fundraiser Control Of Funds | 1 | FundraiserControlOfFunds |
| Gross Receipts | 1129201 | GrossReceipts |
| Amount Retained By Contractor | 52694 | AmountRetainedByContractor |
| Net To Organization | 1076507 | NetToOrganization |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Gross Receipts | 1129201 | TotalGrossReceipts |
| Total Retained By Contractors | 52694 | TotalRetainedByContractors |
| Total Net To Organization | 1076507 | TotalNetToOrganization |
| Licensed States | MA | LicensedStates |
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | WINTER BALL | NameOfEvent1 |
| Gross Receipts Event1 | 678157 | GrossReceiptsEvent1 |
| Gross Revenue Event1 | 678157 | GrossRevenueEvent1 |
| Other Direct Expenses Event1 | 369422 | OtherDirectExpensesEvent1 |
| Name Of Event2 | GOLF TOURNAMENT | NameOfEvent2 |
| Gross Receipts Event2 | 125823 | GrossReceiptsEvent2 |
| Gross Revenue Event2 | 125823 | GrossRevenueEvent2 |
| Other Direct Expenses Event2 | 41243 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 3 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 105556 | GrossReceiptsOtherEvents |
| Gross Revenue Other Events | 105556 | GrossRevenueOtherEvents |
| Other Direct Expenses Other Events | 58423 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 909536 | GrossReceiptsTotal |
| Gross Revenue Total Events | 909536 | GrossRevenueTotalEvents |
| Other Direct Expenses Total Events | 469088 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 469088 | DirectExpenseSummaryEvents |
| Net Income Summary | 440448 | NetIncomeSummary |
Form990 Schedule G Part IV Form990ScheduleGPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | EXPLANATION OF FUNDRAISING PAYMENTS | Identifier |
| Return Reference | SCHEDULE G, PART I, LINE 2B, COLUMN (V) | ReturnReference |
| Explanation | PART I, LINE 2B, COLUMN (III) UMASS MEMORIAL FOUNDATION, INC. IS IDENTIFIED AS THE ADMINISTRATOR OF THE PHILANTHROPIC ACTIVITIES OF THE REPORTING ENTITIES OF UMASS MEMORIAL HEALTH CARE, INC. THIS INCLUDES THE COORDINATION OF ALL CHARITABLE WORK AND THE MANAGEMENT OF OFFICE OPERATIONS TO SUPPORT FUNDRAISING INCLUDING THE FOLLOWING PROCEDURES: 1) ACTIVE DEVELOPMENT WORK 2) DONOR RELATIONS AND COMMUNICATIONS 3) SERVICES TO UMASS MEMORIAL STAFF 4) CONTRIBUTION REPORTS, DONOR RECORD FILES 5) TRANSFER OF CONTRIBUTIONS RECEIVED (CONTRIBUTIONS RECEIVED BY THE FOUNDATION THAT ARE DELEGATED TO A UMASS MEMORIAL REPORTING ENTITY ARE DEPOSITED INTO A DESIGNATED ACCOUNT OF THE RESPECTIVE REPORTING ENTITY UPON RECEIPT.) 6) EXPENDITURES OF CONTRIBUTIONS PART I, LINE 2B, COLUMN (V) UMASS MEMORIAL HEALTH CARE, INC. PAYS UMASS MEMORIAL FOUNDATION, INC. ITS PRORATA SHARE OF OPERATING EXPENSES BASED ON THE SPLIT OF UMASS MEMORIAL CONTRIBUTION RECEIPTS VERSUS THE OVERALL TOTAL CONTRIBUTION RECEIPTS AS COLLECTED BY THE FOUNDATION. PART II, COLUMN (C) THE 3 EVENTS REPORTED IN COLUMN (B) ARE: 1) LINKS GOLF TOUR 2) STAR GALA 3) PINK LIGHTING THE WAY | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable
Recipient Name Business RecipientNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UNIVERSITY OF MA MED SCHOOL | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 LAKE AVE N | AddressLine1 |
| City | WORCESTER | City |
| State | MA | State |
| ZIP Code | 01655 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN Of Recipient | 043167352 | EINOfRecipient |
| IRC Section | 501(C)(3) | IRCSection |
| Amount Of Cash Grant | 1000000 | AmountOfCashGrant |
| Purpose Of Grant | ACADEMIC CHAIR FUNDING | PurposeOfGrant |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 1 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 0 | TotalNbrOfOtherOrganizations |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 1 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (21 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DICKSON ERIC W MD | ||||||||||||||
| PRESIDENT & CEO, UMASS MEMORIAL HEAL | 0 | 419373 | 0 | 103620 | 0 | 22347 | 0 | 111023 | 0 | 57400 | 0 | 713763 | 0 | 20844 |
| FINBERG ROBERT W MD | ||||||||||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE | 0 | 246772 | 0 | 52371 | 0 | 0 | 0 | 129892 | 0 | 29633 | 0 | 458668 | 0 | 0 |
| O'BRIEN JOHN G | ||||||||||||||
| PRESIDENT & CEO UNTIL 2/25/13, UMASS | 0 | 941448 | 0 | 232336 | 0 | 2879468 | 0 | 702230 | 0 | 18736 | 0 | 4774218 | 0 | 2416000 |
| OKIKE O NSIDINANYA MD | ||||||||||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE | 0 | 451572 | 0 | 71332 | 0 | 0 | 0 | 12750 | 0 | 30005 | 0 | 565659 | 0 | 0 |
| BROWN DOUGLAS S | ||||||||||||||
| SECRETARY, UMASS MEMORIAL HEALTH CAR | 0 | 396070 | 0 | 100266 | 0 | 35376 | 0 | 195153 | 0 | 23344 | 0 | 750209 | 0 | 35376 |
| KEATING TODD A | ||||||||||||||
| TREASURER & CFO, DIRECTOR, UMASS MEM | 0 | 472105 | 0 | 89313 | 0 | 45193 | 0 | 269603 | 0 | 22946 | 0 | 899160 | 0 | 45193 |
| ANDERSON MILTON C | ||||||||||||||
| SR. VP, CHIEF HR OFFICER | 0 | 397857 | 0 | 102510 | 0 | 29545 | 0 | 53932 | 0 | 34137 | 0 | 617981 | 0 | 0 |
| BLUTE MICHAEL MD | ||||||||||||||
| DIRECTOR, UNTIL 3/31/12, CANCER CENT | 0 | 141719 | 0 | 0 | 0 | 0 | 0 | 121712 | 0 | 12258 | 0 | 275689 | 0 | 0 |
| BOLLAND ESHGHI KATHARINE | ||||||||||||||
| VP, DEPUTY GENERAL COUNSEL | 0 | 263476 | 0 | 75219 | 0 | 0 | 0 | 46099 | 0 | 20957 | 0 | 405751 | 0 | 0 |
| BRENCKLE GEORGE PHD | ||||||||||||||
| SR. VP, CHIEF INFORMATION OFFICER | 0 | 299172 | 0 | 53799 | 0 | 32290 | 0 | 138732 | 0 | 25440 | 0 | 549433 | 0 | 32290 |
| CYR JAMES P | ||||||||||||||
| SR. VP, HEART AND VASCULAR DISEASES | 0 | 216941 | 0 | 49368 | 0 | 0 | 0 | 20862 | 0 | 20957 | 0 | 308128 | 0 | 0 |
| DALEY JENNIFER MD | ||||||||||||||
| EXECUTIVE VP, CHIEF OPERATING OFFICE | 0 | 471116 | 0 | 85618 | 0 | 36904 | 0 | 887505 | 0 | 32301 | 0 | 1513444 | 0 | 36904 |
| DIAMOND VICTORIA | ||||||||||||||
| SR. VP, OPERATIONS | 0 | 258887 | 0 | 73741 | 0 | 47362 | 0 | 146196 | 0 | 28586 | 0 | 554772 | 0 | 47362 |
| ETTINGER WALTER H MD | ||||||||||||||
| PRESIDENT - MEDICAL CENTER UNTIL 1/2 | 0 | 53421 | 0 | 0 | 0 | 75204 | 0 | 247254 | 0 | 1746 | 0 | 377625 | 0 | 70554 |
| FISHER BARBARA | ||||||||||||||
| SR. VP, OPERATIONS | 0 | 247551 | 0 | 62356 | 0 | 26121 | 0 | 118545 | 0 | 22285 | 0 | 476858 | 0 | 26121 |
| HUDLIN MARGARET MD | ||||||||||||||
| CHIEF MEDICAL OFFICER/VP PERIOPERATI | 0 | 244303 | 0 | 89477 | 0 | 0 | 0 | 12913 | 0 | 23265 | 0 | 369958 | 0 | 0 |
| HYLKA SHARON | ||||||||||||||
| SR. VP, HOSPITAL ADMIN. | 0 | 303806 | 0 | 80412 | 0 | 35958 | 0 | 263847 | 0 | 20957 | 0 | 704980 | 0 | 35958 |
| KLUGMAN ROBERT MD | ||||||||||||||
| CHIEF QUALITY OFFICER | 0 | 388171 | 0 | 76580 | 0 | 36333 | 0 | 260637 | 0 | 23509 | 0 | 785230 | 0 | 36333 |
| KRUGER NANCY | ||||||||||||||
| SR. VP, CHIEF NURSING OFFICER, UNTIL | 0 | 223233 | 0 | 51084 | 0 | 45489 | 0 | 52773 | 0 | 16097 | 0 | 388676 | 0 | 27847 |
| PHILLIPS ROBERT A MD | ||||||||||||||
| MED DIR, HEART & VASCULAR COE, UNTIL | 0 | 601362 | 0 | 172241 | 0 | 70541 | 0 | 292112 | 0 | 10048 | 0 | 1146304 | 0 | 70541 |
| RANDOLPH JOHN T | ||||||||||||||
| VP, CHIEF COMPLIANCE OFFICER | 0 | 195361 | 0 | 52777 | 0 | 0 | 0 | 148090 | 0 | 22917 | 0 | 419145 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| PART I, LINE 1A | SPLIT DOLLAR GROSS UP CALCULATIONS TO WALTER ETTINGER ARE TREATED AS TAXABLE COMPENSATION | |
| PART I, LINE 4B | NAME OF PARTICIPANTS IN OR RECEIVING PAYMENT FROM A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN EXECUTIVES BROWN, DOUGLAS S. $35,376 DICKSON, ERIC W., M.D. $20,844 FINBERG, ROBERT W., M.D. $0 KEATING, TODD A. $45,193 O'BRIEN, JOHN G. $0 SUBTOTAL EXECUTIVES $101,413 KEY EMPLOYEES ANDERSON, MILTON C. $0 BLUTE, MICHAEL, M.D. $0 BRENCKLE, GEORGE, PH.D. $32,290 BOLLAND ESHGHI, KATHERINE $0 CYR, JAMES P. $0 DALEY, JENNIFER, M.D. $36,904 DIAMOND, VICTORIA $47,362 ETTINGER, WALTER H., M.D. $70,554 FISHER, BARBARA $26,121 HUDLIN, MARGARET, M.D. $0 HYLKA, SHARON $35,958 KLUGMAN, ROBERT, M.D. $36,333 KRUGER, NANCY $27,847 PHILLIPS, ROBERT A., M.D. $70,541 RANDOLPH, JOHN $0 SUBTOTAL KEY EMPLOYEES $383,910 TOTAL - ALL $485,323 | |
| PART III | OFFICERS, DIRECTORS AND HIGHEST COMPENSATED EMPLOYEES THAT RECEIVE COMPENSATION FROM UNRELATED ORGANIZATION FOR SERVICES: THE OFFICERS, DIRECTORS AND HIGHEST COMPENSATED EMPLOYEES LISTED IN PART II THAT RECEIVED COMPENSATION FROM AN UNRELATED ORGANIZATION WERE PAID FOR THEIR SERVICES RELATED TO MEDICAL RESEARCH, EDUCATION OF MEDICAL STUDENTS AND RESIDENT TRAINING. AMOUNTS INCLUDE THEIR BASE COMPENSATION AND DEFERRED COMPENSATION FOR CALENDAR YEAR 2012. THE NAME OF THE UNRELATED ORGANIZATION IS UMASS MEDICAL SCHOOL. NAME TOTAL COMPENSATION FINBERG, ROBERT W., M.D. $297,641 TOTAL COMPENSATION FROM UNRELATED ORGANIZATION $297,641 PART II - DISCLOSURES 1) DURING CY12 THE MAJORITY OF THE AMOUNT REPORTED IN JOHN O'BRIEN'S COLUMN C - COMPENSATION ($2,733,454) WAS DUE TO A PAYOUT OF RETIREMENT FUNDS REPRESENTING THE CULMINATION OF MANY YEARS OF RETIREMENT CONTRIBUTIONS, WHICH WERE PREVIOUSLY REPORTED AS DEFERRED COMPENSATION IN THOSE PRIOR YEARS. 2) JOHN O'BRIEN'S RETIREMENT AND OTHER DEFERRED COMPENSATION AMOUNT INCLUDES A CONTINGENT DEFERRED COMPENSATION ACCRUAL OF $626,633 WHICH REMAINS THE PROPERTY OF UMASS MEMORIAL UNTIL THE TERMS OF THE DEFERRED AGREEMENT IS FULFILLED. 3) THE ABOVE DIRECTORS RECEIVE NO COMPENSATION FOR THEIR ROLE AS DIRECTORS. ALL COMPENSATION RECEIVED RELATES TO THEIR POSITION AS A PHYSICIAN/ADMINISTRATOR. | SUPPLEMENTAL INFORMATION |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (5 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| ROBERT KLUGMAN MD | |||
| KEY EMPLOYEE | 209777 | RENTAL OF PROPERTY - EXPENSE | 0 |
| ERIC W DICKSON MD | |||
| BOD - PARENT, MED CTR, MED GRP, VENTURES, CRIR, CMMIC | 130000 | INDEPENDENT CONTRACTOR ARRANGEMENT | 0 |
| WILLIAM F SULLIVAN SR | |||
| BOD - CMMIC, LABS, VENTURES, CRIR | 254656 | INDEPENDENT CONTRACTOR ARRANGEMENT | 0 |
| JOHN BUDD | |||
| BOD - PARENT, MED CTR, LABS, VENTURES, CRIR, CMMIC | 586332 | INDEPENDENT CONTRACTOR ARRANGEMENT | 0 |
| KATHLEEN HYLKA | |||
| UMM CAPITAL PLANNING, FAMILY MEMBER OF SHARON HYLKA, KEY EMPLOYEE | 98045 | EMPLOYMENT ARRANGEMENT | 0 |
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 1256 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 32356 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV/SELL PRICE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 1 | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | THIRD PARTY USE: | Identifier |
| Return Reference | PART I, LINE 32B: | ReturnReference |
| Explanation | UMASS MEMORIAL HEALTH CARE, INC. UTILIZES THE SERVICES OF UMASS MEMORIAL FOUNDATION, INC. TO SOLICIT DONOR CONTRIBUTIONS, ON OCCASION, THE ORGANIZATION RECEIVES GIFTS OF PUBLICLY TRADED STOCK. ALL GIFTS OF PUBLICLY TRADED STOCK ARE IMMEDIATELY SOLD UPON RECEIPT THROUGH AN INVESTMENT SERVICES FIRM. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (10 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | UMMHC 2012 BUDD, JOHN (BOARD MEMBER) HAS BUSINESS RELATIONSHIPS WITH PAUL D'ONFRO & ARTHUR BERGERON. PHILLIPS, ROBERT (KEY EMPLOYEE) HAS A FAMILY RELATIONSHIP WITH JULIA ANDRIENI | |
| FORM 990, PART VI, SECTION A, LINE 6 | THERE ARE NO CLASSES OF DIRECTORS. THE VOTING RIGHTS OF EACH MEMBER'S BOARD ARE ABSOLUTE. | |
| FORM 990, PART VI, SECTION A, LINE 7A | THE MAJORITY OF ENTITIES IN THE CONSOLIDATED GROUP HAVE A SOLE MEMBER (WHICH IS ALSO WITHIN THE CONSOLIDATED GROUP) THAT ELECTS THE BOARD OF TRUSTEES. THERE ARE NO CLASSES OF TRUSTEES. THE MAJORITY OF THE ENTITIES RESERVE TO THE MEMBER THE POWER TO REMOVE TRUSTEES, TO FILL VACANCIES, AND TO INCREASE OR DECREASE THE SIZE OF THE BOARD. | |
| FORM 990, PART VI, SECTION A, LINE 7B | THE MAJORITY OF THE ENTITIES IN THE CONSOLIDATED GROUP HAVE A SOLE MEMBER (WHICH IS ALSO WITHIN THE CONSOLIDATED GROUP) WITH THE RIGHT TO APPROVE OR RATIFY DECISIONS OF THE ENTITY, WHICH IS EXERCISED BY THAT MEMBER'S BOARD OF TRUSTEES. THERE ARE NO CLASSES OF TRUSTEES OR MEMBERS. THUS, THE VOTING RIGHTS OF A MEMBER BOARD ARE ABSOLUTE. GENERALLY, THE SOLE MEMBER OF EACH ENTITY RESERVES THE POWER TO APPROVE MAJOR TRANSACTIONS; TO MERGE, CONSOLIDATE OR LIQUIDATE THE CORPORATION'S ASSETS; TO ADOPT ANNUAL OPERATING AND CAPITAL BUDGETS AND AMENDMENTS; TO ENTER INTO LOAN AGREEMENTS AND/OR GUARANTIES; TO APPOINT AND/OR ELECT THE PRESIDENT AND/OR CEO; TO ELECT AND/OR APPOINT AND REMOVE TRUSTEES, FILL VACANCIES, TO INCREASE OR DECREASE THE SIZE OF THE BOARD; AND TO APPROVE UNBUDGETED EXPENDITURES. | |
| FORM 990, PART VI, SECTION B, LINE 11 | SECTIONS OF THE CORE FORM 990 RELATED TO EXECUTIVE COMPENSATION AND SCHEDULE J ARE REVIEWED IN DETAIL WITH THE ORGANIZATION'S COMPENSATION COMMITTEE OF THE BOARD. THE COMPLIANCE COMMITTEE OF THE BOARD REVIEWS ALL CONTENT ASSOCIATED WITH SCHEDULE L. THE AUDIT COMMITTEE OF THE BOARD REVIEWS THE FORM 990, INCLUDING THE ABOVE SCHEDULES AND RECOMMENDS THE FORM 990 TO THE FULL BOARD FOR APPROVAL. THE FULL BOARD IS GIVEN ACCESS TO THE FORM 990. | |
| FORM 990, PART VI, SECTION B, LINE 12C | THE CONFLICT OF INTEREST POLICY REQUIRES BOARD MEMBERS AND MANAGEMENT TO COMPLETE ANNUAL DISCLOSURE STATEMENTS AND, TO UPDATE THESE DISCLOSURE STATEMENTS FOR SIGNIFICANT CHANGES IN THEIR OUTSIDE GOVERNANCE AND PROFESSIONAL ACTIVITIES OR, FINANCIAL RELATIONSHIPS AS APPROPRIATE. ADDITIONALLY, ALL TRANSACTIONS INVOLVING BOARD MEMBERS OR MANAGEMENT AND THE ORGANIZATION ARE REQUIRED TO BE APPROVED BY THE COMPLIANCE COMMITTEE OF THE BOARD AND, THERE IS ACTIVE MONITORING AND COMMUNICATION TO ENSURE INDIVIDUALS WITH OUTSIDE RELATIONSHIPS DO NOT INAPPROPRIATELY PARTICIPATE IN BUSINESS DECISIONS OF THE ORGANIZATION, PURCHASING OR RESEARCH DECISIONS. | |
| FORM 990, PART VI, SECTION B, LINE 15 | AT UMASS MEMORIAL, ALL COMPENSATION MATTERS FOR THE CEO AND SENIOR EXECUTIVES THROUGHOUT THE SYSTEM (INCLUDING ALL "DISQUALIFIED PERSONS") ARE GOVERNED AND OVERSEEN BY THE BOARD OF TRUSTEES OF THE PARENT. THE BOARD APPROVED A COMPENSATION PHILOSOPHY THAT GOVERNS ALL SUCH DECISIONS. THE PHILOSOPHY INCLUDES THE OBJECTIVES OF THE PROGRAM, COMPONENTS OF EXECUTIVE COMPENSATION, THE RELEVANT MARKET, POSITIONING IN THE MARKET, FACTORS CONSIDERED IN SETTING EXECUTIVE COMPENSATION AND THE IMPORTANCE OF TYING SUCH COMPENSATION TO PERFORMANCE. THE BOARD ESTABLISHED A COMPENSATION COMMITTEE, MADE UP OF DISINTERESTED TRUSTEES, WHO ARE GIVEN THE AUTHORITY TO ESTABLISH COPMENSATION FOR ALL SENIOR EXECUTIVES, WITHIN THE PARAMETERS OF THE PHILOSOPHY, AND WITH FULL AND COMPLETE REPORTING TO THE FULL BOARD. THE COMPENSATION COMMITTEE PERFORMS ITS WORK PURSUANT TO ITS CHARTER AND A COPMENSATION POLICY THAT ESTABLISHES THE PROCESS THE COMMITTEE WILL FOLLOW IN REVIEWING AND APPROVING EXECUTIVE COMPENSATION EACH YEAR. THE COMMITTEE ENSURES THAT ITS PROCESS MEETS THE REBUTABLE PRESUMPTION OF REASONABLENESS ESTABLISHED BY THE IRS. IN ORDER TO ASSIST THE COMMITTEE IN ITS RESPONSIBILITIES, THE COMPENSATION COMMITTEE HIRES INDEPENDENT, OUTSIDE COMPNESATION CONSULTANTS TO ADVICE THE COMMITTEE AND THE BOARD ON THE REASONABLENESS OF OVERALL EXECUTIVE COMPENSATION PROGRAM, INCLUDING COMPENSATION OF THE SPECIFIC EXECUTIVES. THESE CONSULTANTS REPORT DIRECTLY TO THE COMMITTEE AND NOT TO MANAGEMENT. THE COMMITTEE WORKS WITH THESE CONSULTANTS, AND WITH LEGAL COUNSEL, TO ENSURE THAT ALL COMPENSATION PAID, AS WELL AS THE PROCESS FOLLOWED TO DETERMINE SUCH COMPENSATION, IS REASONABLE, MEETS ALL REGULATORY REQUIREMENTS AND IS COMPETITIVE WITH THE RELEVANT MARKET. | |
| FORM 990, PART VI, SECTION C, LINE 19 | UMASS MEMORIAL MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC AS REQUIRED BY APPLICABLE STATE AND FEDERAL LAWS, AND BY REQUEST ON A CASE-BY-CASE BASIS. | |
| FORM 990, PART XI, LINE 9: | CHANGE IN BENEFICIAL INTEREST IN TRUSTS -267,620. MISCELLANEOUS 6,977. NET ASSETS RELEASED FROM RESTRICTIONS FOR OPERATIONS 2,410,342. TEMPORARY RESTRICTED EXPENDITURES -4,378,319. TRANSFERS FROM RELATED PARTIES 58,412,717. | CHANGES IN NET ASSETS OR FUND BALANCES: |
| PAGE 12, PART XI, LINE 2C | THE ORGANIZATION'S FINANCIAL STATEMENTS WERE AUDITED BY AN INDEPENDENT ACCOUNTING FIRM ON A CONSOLIDATED BASIS. THE ORGANIZATION HAS AN AUDIT COMMITTEE RESPONSIBLE FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AS WELL AS THE SELECTION OF AN INDEPENDENT ACCOUNTING FIRM. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Direct Controlling Entity NADirectControllingEntityNA | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|---|
| UMASS MEMORIAL FOUNDATION INC | ||||||||||
| 333 SOUTH STREET | SHREWSBURY | MA | 01545 | 043108190 | FUNDRAISING SUPPORT | MA | 501(C)(3) | 11C | N/A | 0 |
| HEALTH ALLIANCE REALTY CORPORATION | ||||||||||
| 60 HOSPITAL ROAD | LEOMINSTER | MA | 01473 | 042560754 | REAL ESTATE MANAGEMENT | MA | 501(C)(2) | N/A | N/A | 0 |
Form990 Schedule R Part III Form990ScheduleRPartIII (3 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Direct Controlling Entity NADirectControllingEntityNA | Predominant Income TypePredominantIncomeType | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Disproportionate AllocationsDisproportionateAllocations | Code VCodeVAmount | General Or Managing PartnerGeneralOrManagingPartner | Percentage OwnershipPercentageOwnership | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| UMASS MEMORIAL INVESTMENT PARTNERSHIP LLP | |||||||||||||||
| ONE BIOTECH PARK 365 PLANTATION ST | WORCESTER | MA | 01605 | 043530755 | INVESTMENT MANAGEMENT | MA | N/A | EXCLUDED 514 | 42700567 | 424244029 | 0 | -$423 | 1 | 1.00000 | |
| UMASS MEMORIAL MARLBOROUGH MRI OF MARLBOROUGH LLC | |||||||||||||||
| 157 UNION STREET | MARLBOROUGH | MA | 01752 | 202293995 | MAGNETIC RESONANCE IMAGING | MA | RELATED | 554282 | 337933 | 0 | 0 | 0.56000 | MARLBOROUGH HOSPITAL | ||
| UMASS MEMORIAL HEALTH ALLIANCE MRI CENTER LLC | |||||||||||||||
| 60 HOSPITAL ROAD | LEOMINSTER | MA | 01453 | 043561571 | MAGNETIC RESONANCE IMAGING | MA | N/A | RELATED | 989029 | 1245441 | 0 | 0 | 0.60000 | ||
Form990 Schedule R Part IV Form990ScheduleRPartIV (4 entries)
| Address Line1AddressForeign/AddressLine1 | CityAddressForeign/City | CountryAddressForeign/Country | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile Foreign CountryLegalDomicileForeignCountry | Direct Controlling Entity NADirectControllingEntityNA | Type Of EntityTypeOfEntity | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership | Controlled OrgControlledOrg | Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | Legal Domicile StateLegalDomicileState | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMONWEALTH PROFESSIONAL ASSURANCE CO LTD | |||||||||||||||||
| PO BOX 1051 GT | GRAND CAYMAN | CJ | 980226143 | INSURANCE | CJ | N/A | C | 6015243 | 174115169 | 1.00000 | 0 | ||||||
| MEMORIAL OFFICE CONDOMINIUM TRUST | |||||||||||||||||
| 046616900 | CONDOMINIUM ASSOCIATION | T | 484255 | 0.53690 | 0 | 306 BELMONT STREET | WORCESTER | MA | 01604 | MA | UMASS MEMORIAL MEDICAL CENTER INC | ||||||
| BIO-LAB INC | |||||||||||||||||
| 042708828 | CLINICAL LABORATORY | S | 699142 | 1059405 | 1.00000 | 0 | 215 WEST STREET | MILFORD | MA | 01757 | MA | UMASS MEMORIAL HEALTH VENTURES INC | |||||
| 116 BELMONT ST INC CO APPLETON CORP | |||||||||||||||||
| 042717865 | CONDOMINIUM ASSOCIATION | C | 465 | 97010 | 0.63040 | 0 | 57 SUFFOLK STREET | HOLYOKE | MA | 01040 | MA | UMM REALTY | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 1 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 1 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Dividends Related Organization | 0 | DividendsRelatedOrganization |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 1 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 1 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 1 | SharingOfFacilities |
| Sharing Of Paid Employees | 0 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 1 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 1 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (20 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| COMMONWEALTH PROFESSIONAL ASSURANCE COMPANY LTD | ||
| L | 24387201 | FAIR VALUE |
| UMASS MEMORIAL MEDICAL CENTER INC | ||
| B | 2091975 | FAIR VALUE |
| UMASS MEMORIAL MEDICAL GROUP INC | ||
| Q | 83803 | FAIR VALUE |
| UMASS MEMORIAL MEDICAL GROUP INC | ||
| L | 2895540 | FAIR VALUE |
| UMASS MEMORIAL MEDICAL GROUP INC | ||
| N | 814423 | FAIR VALUE |
| WING MEMORIAL HOSPITAL CORPORATION | ||
| Q | 300000 | FAIR VALUE |
| UMASS MEMORIAL REALTY INC | ||
| J | 4411002 | FAIR VALUE |
| UMASS MEMORIAL HEALTH VENTURES INC | ||
| P | 367632 | FAIR VALUE |
| UMASS MEMORIAL REALTY INC | ||
| P | 369228 | FAIR VALUE |
| MARLBOROUGH HOSPITAL | ||
| P | 2039339 | FAIR VALUE |
| THE CLINTON HOSPITAL ASSOCIATION | ||
| P | 1388103 | FAIR VALUE |
| WING MEMORIAL HOSPITAL CORPORATION | ||
| P | 2192554 | FAIR VALUE |
| WING MEMORIAL HOSPITAL CORPORATION | ||
| N | 94515 | FAIR VALUE |
| CENTRAL NEW ENGLAND HEALTH ALLIANCE INC | ||
| P | 3526765 | FAIR VALUE |
| UMASS MEMORIAL MEDICAL CENTER INC | ||
| P | 145815172 | FAIR VALUE |
| UMASS MEMORIAL MEDICAL GROUP INC | ||
| P | 38719918 | FAIR VALUE |
| CENTRAL MASSACHUSETTS MAGNETIC IMAGING CENTER INC | ||
| P | 135084 | FAIR VALUE |
| COMMUNITY HEALTHLINK INC | ||
| P | 596650 | FAIR VALUE |
| COMMONWEALTH PROFESSIONAL ASSURANCE COMPANY LTD | ||
| P | 21365213 | FAIR VALUE |
| UMASS MEMORIAL MEDICAL CENTER INC | ||
| C | 58695581 | FAIR VALUE |
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