ALICE ROSENWALD FUND: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- ALICE ROSENWALD FUND (EIN 13-3174406)
- Tax period
- 2023-05-01 to 2024-04-30
- Filed
- 2025-03-05
- IRS object ID
- 202500649349100405
- Schema version
- 2023v6.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2025-03-05T09:06:41-06:00 | ReturnTs |
| Tax Period End | 2024-04-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 871353108 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EISNER ADVISORY GROUP LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 733 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100172703 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-05-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133174406 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALICE ROSENWALD FUND | BusinessNameLine1Txt |
| Business Name Line2 | C/O EISNER ADVISORY GROUP LLC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ALIC | BusinessNameControlTxt |
| Phone | 2128914054 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 733 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALICE ROSENWALD | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2128914054 | PhoneNum |
| Signature | 2025-02-19 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CINDY FEDER | PreparerPersonNm |
| PTIN | P01342030 | PTIN |
| Phone | 2129498700 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2025-03-06 01:10:19Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $29,193,165 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $597,615 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $577,351 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $301,854 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $9,300,275 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $307,515 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$39,342 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$13,390 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $860,127 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $871,476 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $88,560 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $44,280 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $44,280 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $157,312 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $157,312 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $1,558 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $1,558 | InterestNetInvstIncmAmt |
| Interest Adj Net Incm | $0 | InterestAdjNetIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $34,103 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $30,384 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,559 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $281,533 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $233,534 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $47,839 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,336,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,336,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,617,533 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $233,534 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,383,839 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$757,406 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $637,942 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $9,594 | CashBOYAmt |
| Cash EOY | $10,786 | CashEOYAmt |
| Cash EOYFMV | $10,786 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $224,919 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $168,258 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $168,258 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $4,852,264 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $5,262,642 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $5,327,256 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $3,704,614 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,465,779 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,768,552 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $6,918,098 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $7,046,922 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $12,918,313 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $15,709,489 | TotalAssetsBOYAmt |
| Total Assets EOY | $14,954,387 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $29,193,165 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $2,304 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $2,304 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $15,660,080 | CapitalStockBOYAmt |
| Capital Stock EOY | $14,902,674 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $49,409 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $49,409 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $15,709,489 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $14,952,083 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $15,709,489 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $14,954,387 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $15,709,489 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$757,406 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $14,952,083 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $14,952,083 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|
| ST FROM PUBLICLY TRADED SECURITIES | $8,116,277 | $8,064,849 | $51,428 | $51,428 |
| LT FROM PUBLICLY TRADED SECURITIES | $1,183,998 | $895,560 | $288,438 | $288,438 |
| ST THRU PARTNERSHIPS (NON-UBTI) | -$184 | -$184 | ||
| LT THRU PARTNERSHIPS (NON-UBTI) | -$28,223 | -$28,223 | ||
| SEC 1231 THRU PARTNERSHIPS (NON-UBTI) | -$3,944 | -$3,944 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $307,515 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $51,244 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $8,867 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $8,867 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $8,867 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $8,321 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $6,500 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $14,821 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $5,954 | OverpaymentAmt |
| Applied To ES Tax | $5,954 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | EISNER ADVISORY GROUP LLC | IndividualWithBooksNm |
| Phone | 2128914054 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O J ZBAR 733 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| ALICE ROSENWALD | |||||||||
| C/O EISNER ADVISORY GROUP LLC 733 | THIRD AVENUE | NEW YORK | NY | 10017 | PRESIDENT & DIRECTOR | 1.00 | $0 | $0 | $0 |
| MARIA CHRIN | |||||||||
| C/O EISNER ADVISORY GROUP LLC 733 | THIRD AVENUE | NEW YORK | NY | 10017 | VICE PRESIDENT & DIRECTOR | 0.25 | $0 | $0 | $0 |
| JAMES LEDLEY | |||||||||
| C/O EISNER ADVISORY GROUP LLC 733 | THIRD AVENUE | NEW YORK | NY | 10017 | SECRETARY & DIRECTOR | 0.25 | $0 | $0 | $0 |
| JOEL ZBAR | |||||||||
| C/O EISNER ADVISORY GROUP LLC 733 | THIRD AVENUE | NEW YORK | NY | 10017 | TREASURER | 0.25 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| CIRCLE WEALTH MANAGEMENT LLC | |||||
| 47 MAPLE ST STE 201 | SUMMIT | NJ | 079012571 | INVEST CUSTODY SVCS | $157,312 |
| EISNERAMPER LLP | |||||
| 733 THIRD AVENUE | NEW YORK | NY | 10017 | TAX&ACCOUNTING SVCS | $88,560 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $26,696,269 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $148,657 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,313,218 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $28,158,144 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $28,158,144 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $422,372 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $27,735,772 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,386,789 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,386,789 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,867 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,867 | TotalTaxAmt |
| Distributable Before Adj | $1,377,922 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,377,922 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,377,922 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,383,839 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,383,839 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,377,922 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,383,839 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,377,922 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $5,917 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $5,917 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $5,917 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $5,917 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ALICE ROSENWALD | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | Address Line2RecipientUSAddress/AddressLine2Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| BRIGHAM AND WOMEN'S HOSPITAL | ||||||||
| DEVELOPMENT OFFICE 263 HUNTINGTON | AVE 318 | BOSTON | MA | 021154506 | NONE | PC | GENERAL SUPPORT | $15,000 |
| BRIGHAM AND WOMEN'S HOSPITAL | ||||||||
| DEVELOPMENT OFFICE 263 HUNTINGTON | AVE 318 | BOSTON | MA | 021154506 | NONE | PC | GENERAL SUPPORT | $15,000 |
| BRIGHAM AND WOMEN'S HOSPITAL | ||||||||
| DEVELOPMENT OFFICE 263 HUNTINGTON | AVE 318 | BOSTON | MA | 021154506 | NONE | PC | GENERAL SUPPORT | $5,000 |
| HOSPITAL FOR SPECIAL SURGERY | ||||||||
| DEVELOPMENT DEPT 535 E70TH STREET | NEW YORK | NY | 10021 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| HOSPITAL FOR SPECIAL SURGERY | ||||||||
| DEVELOPMENT DEPT 535 E70TH STREET | NEW YORK | NY | 10021 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| HOSPITAL FOR SPECIAL SURGERY | ||||||||
| DEVELOPMENT DEPT 535 E70TH STREET | NEW YORK | NY | 10021 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| HOSPITAL FOR SPECIAL SURGERY | ||||||||
| DEVELOPMENT DEPT 535 E70TH STREET | NEW YORK | NY | 10021 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| HOSPITAL FOR SPECIAL SURGERY | ||||||||
| DEVELOPMENT DEPT 535 E70TH STREET | NEW YORK | NY | 10021 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| HOSPITAL FOR SPECIAL SURGERY | ||||||||
| DEVELOPMENT DEPT 535 E70TH STREET | NEW YORK | NY | 10021 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| JCC ROCKLAND | ||||||||
| 450 WEST NYACK ROAD | WEST NYACK | NY | 10994 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| JCC ROCKLAND | ||||||||
| 450 WEST NYACK ROAD | WEST NYACK | NY | 10994 | NONE | PC | GENERAL SUPPORT | $6,000 | |
| LIFE RECAPTURED INC | ||||||||
| ATTENTION BRANDY CRISAFULLI 5515 N | COURTENAY PARKWAY | MERRITT ISLAND | FL | 32953 | NONE | PC | GENERAL SUPPORT | $5,000 |
| MCLEAN HOSPITAL | ||||||||
| DEVELOPMENT OFFICE 115 MILL STREET | BELMONT | MA | 024789106 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| MCLEAN HOSPITAL | ||||||||
| DEVELOPMENT OFFICE 115 MILL STREET | BELMONT | MA | 024789106 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| MCLEAN HOSPITAL | ||||||||
| DEVELOPMENT OFFICE 115 MILL STREET | BELMONT | MA | 024789106 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| MCLEAN HOSPITAL | ||||||||
| DEVELOPMENT OFFICE 115 MILL STREET | BELMONT | MA | 024789106 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| MCLEAN HOSPITAL | ||||||||
| DEVELOPMENT OFFICE 115 MILL STREET | BELMONT | MA | 024789106 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| MCLEAN HOSPITAL | ||||||||
| DEVELOPMENT OFFICE 115 MILL STREET | BELMONT | MA | 024789106 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| STEP BY STEP SUPPORTED LIVING INC | ||||||||
| ATTENTION ARNIE ROSENBERG 1470 | BEACON STREET SUITE B | BROOKLINE | MA | 02446 | NONE | PC | GENERAL SUPPORT | $1,100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,336,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $597,615 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | -$5,661 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $307,515 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| PASS-THRU ORDINARY BUSINESS INCOME/LOSS FROM PARTNERSHIPS (NON-UBTI) | 01 | -$13,390 | ||
| PASS-THRU ORDINARY BUSINESS INCOME/LOSS FROM PARTNERSHIPS (SUBJECT TO UBTI) | 523000 | -$25,952 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$31,613 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $891,740 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $860,127 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX & ACCOUNTING FEES | CategoryTxt |
| Amt | $88,560 | Amt |
| Net Investment Income | $44,280 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $44,280 | DisbursementsCharitablePrpsAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Asset | SEC 1231 THRU PARTNERSHIPS (SUBJECT TO UBTI) | AssetDesc |
| How Acquired | PURCHASED | HowAcquiredTxt |
| Basis Method | COST | BasisMethodTxt |
| Sales Expense | $0 | SalesExpenseAmt |
| Total Net | -$5,661 | TotalNetAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (13 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| APPLE INC | $82,494 | $245,275 |
| CITIZENS FINL 6.35% PFD | $281,768 | $277,394 |
| CROWDSTRIKE HLDGS INC | $30,986 | $225,256 |
| FIRST HORIZON 6.625% PFD | $44,602 | $44,301 |
| FIRST HORIZON 6.1% PFD | $133,595 | $145,492 |
| GOLDMAN SACHS GROUP | $403,909 | $718,279 |
| JPMORGAN CHASE & CO | $393,500 | $666,835 |
| MICROSOFT CORP | $355,853 | $948,019 |
| MORGAN STANL 6.875% PFD | $183,679 | $183,416 |
| SYNOVUS FINL | $232,519 | $225,299 |
| VALLEY NTNL BA 5.5% PFD | $216,729 | $220,214 |
| AMETEK INC | $86,424 | $6,623,319 |
| CHEVRON CORP | $19,721 | $245,453 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $5,262,642 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $5,327,256 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (21 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 2800 SAP IV INVESTORS LLC | AT COST | $68,464 | $61,533 |
| 2800 SAP V ASSOCIATES LLC | AT COST | $3,615 | $0 |
| 2800 SAP V INVESTORS LLC | AT COST | $88,591 | $146,098 |
| 2800 ICV II ASSOCIATES LLC | AT COST | $0 | $720 |
| 2800 ICV II INVESTORS LLC | AT COST | $4,124 | $4,462 |
| 2800 JR INVESTORS LLC | AT COST | $7,964 | $0 |
| 2800 LBO V ASSOCIATES LLC | AT COST | $6,090 | $1,078 |
| 2800 LBO V INVESTORS LLC | AT COST | $11,315 | $10,862 |
| AMERICAN MCAP II LLC | AT COST | $0 | $119,131 |
| AMERICAN MCAP III LLC | AT COST | $123,459 | $390,575 |
| AMERICAN SECURITIES OPP FUNDII | AT COST | $46,181 | $20,003 |
| BIOVENTURES INVESTORS IV LP | AT COST | $182,896 | $182,896 |
| ACCOLADE PARTNERS VIII LP | AT COST | $338,751 | $376,374 |
| SCHWAB US BROAD MARKET | AT COST | $806,548 | $2,260,488 |
| SPDR S&P 500 ETF IV | AT COST | $1,724,237 | $3,768,925 |
| SPDR S&P 500 ETF IV | AT COST | $1,117,438 | $2,042,673 |
| BROWN ADVISORY SUSTAINAB | AT COST | $500,000 | $743,980 |
| GOLDMAN SACHS GQG PTNRS | AT COST | $500,927 | $657,776 |
| JANUS HENDERSON GLOBAL L | AT COST | $180,000 | $173,866 |
| BROWN ADVISORY SUSTAINAB | AT COST | $685,000 | $1,019,252 |
| GOLDMAN SACHS GQG PTNRS | AT COST | $651,322 | $937,621 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FILING FEES | $750 | $0 | $0 | $750 |
| THRU PARTNERSHIPS | $30,545 | $30,384 | $0 | $1 |
| INSURANCE | $2,808 | $0 | $0 | $2,808 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| PASS-THRU ORDINARY BUSINESS INCOME/LOSS FROM PARTNERSHIPS (NON-UBTI) | -$13,390 | -$13,390 | $0 |
| PASS-THRU ORDINARY BUSINESS INCOME/LOSS FROM PARTNERSHIPS (SUBJECT TO UBTI) | -$25,952 | $0 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CHARLES SCHWAB #1387 - CALL OPTIONS | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $2,304 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | CUSTODY FEES | CategoryTxt |
| Amt | $157,312 | Amt |
| Net Investment Income | $157,312 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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