ESSEL FOUNDATION INC: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- ESSEL FOUNDATION INC (EIN 13-6191234)
- Tax period
- 2012-12-01 to 2013-11-30
- Filed
- 2014-04-08
- IRS object ID
- 201410989349100606
- Schema version
- 2012v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-04-08T14:00:28-05:00 | Timestamp |
| Tax Period End Date | 2013-11-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10018 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-12-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136191234 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ESSEL FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % CONSTANCE LIEBER | InCareOfName |
| Name Control | ESSE | NameControl |
| Phone | 9146987133 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2500 WESTCHESTER AVENUE | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | PURCHASE | City |
| State | NY | State |
| ZIP Code | 10577 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | CONSTANCE LIEBER | Name |
| Title | MANAGER | Title |
| Phone | 2127519100 | Phone |
| Date Signed | 2014-04-15 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | BARRY HOROWITZ CPA | Name |
| Phone | 2127519100 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 79982632 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 1888386 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 80 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 80 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 1167616 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 1167616 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 473719 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 2933710 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 473719 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 131748 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 131748 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 3661549 | TotalRevenueAndExpenses |
| Total Net Investment Income | 1773163 | TotalNetInvestmentIncome |
| Taxes Rev And Expnss | 49082 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1081 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 30 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 30 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 49112 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 1111 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 9127396 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 9127396 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 9176508 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 1111 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 9127396 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -5514959 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 1772052 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 160471 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 208252 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 208252 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 6529148 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 6031422 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 21720270 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 55970474 | InvestmentsOtherBOY |
| Investments Other EOY | 50616662 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 58054110 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 62660093 | TotalAssetsBOY |
| Total Assets EOY | 56856336 | TotalAssetsEOY |
| Total Assets EOYFMV | 79982632 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 62660093 | UnrestrictedBOY |
| Unrestricted EOY | 56856336 | UnrestrictedEOY |
| Total Net Assets BOY | 62660093 | TotalNetAssetsBOY |
| Total Net Assets EOY | 56856336 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 62660093 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 56856336 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 62660093 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -5514959 | ExcessOfRevenueOverExpenses |
| Other Increases | 911385 | OtherIncreases |
| Subtotal | 58056519 | Subtotal |
| Other Decreases | 1200183 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 56856336 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (12 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|
| RBC- SEE ATTACHED | P | 711257 | 669736 | 41521 | 41521 |
| RBC- SEE ATTACHED | P | 1182171 | 796704 | 385467 | 385467 |
| ALPINE WOOD GLOBAL GROWTH VALUES LP | P | 317 | -317 | -317 | |
| ALPINE WOOD GLOBAL GROWTH VALUES LP | P | 26036 | -26036 | -26036 | |
| ALPINE WOODS GROWTH VALUES, LP | P | 6404 | 6404 | 6404 | |
| ALPINE WOODS GROWTH VALUES, LP | 403522 | 403522 | 403522 | ||
| ALPINE WOODS GROWTH VALUES FINANICAL EQUITIES, LP | P | 3314 | -3314 | -3314 | |
| 924.556 SHS ALPINE CYCLICAL ADVANTAGE FUND | 25000 | 10107 | 14893 | 14893 | |
| 79,155.673 SHS ALPINE DYNAMIC DIVIDEND FUND | 300000 | 953777 | -653777 | -653777 | |
| CASH IN LIEU | P | 8 | 8 | 8 | |
| CLASS ACTION PROCEEDS | P | 348 | 348 | 348 | |
| CAPITAL GAIN DIVIDENDS | P | 305000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 473719 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 3907462 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 71317715 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.05479 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 4661711 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 73978720 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.063014 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 2122408 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 60427653 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.035123 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 3033468 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 47337347 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.064082 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 5375518 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 96811283 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.055526 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.272535 | TotalDistributionRatio |
| Average Distribution Ratio | 0.054507 | AverageDistributionRatio |
| Net Noncharitable Assets | 74621808 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 4067411 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 17721 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 4085132 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 9127396 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 17721 | InvestmentIncomeExciseTax |
| Subtotal | 17721 | Subtotal |
| Tax Based On Investment Income | 17721 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 24000 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 24000 | TotalCreditsAndPayments |
| Overpayment | 6279 | Overpayment |
| Amount Credited To Next Year | 6279 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CONSTANCE LIEBER | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 9146987133 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PER RETURN | AddressLine1 |
| City | MAMARONECK | City |
| State | NY | State |
| ZIP Code | 10543 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| CONSTANCE LIEBER | ||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | PRESIDENT | 10.0 | 0 |
| SAMUEL LIEBER | ||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | SECY-TREAS | 10.0 | 0 |
| JANICE LIEBER | ||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | TRUSTEE | 10.0 | 0 |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 75411478 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 346703 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 75758181 | TotalFMVOfUnusedAssets |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 75758181 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 1136373 | CashDeemedCharitable |
| Net Noncharitable Assets | 74621808 | NetNoncharitableAssets |
| Minimum Investment Return | 3731090 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 3731090 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 17721 | TaxBasedOnInvestmentIncome |
| Total Tax | 17721 | TotalTax |
| Distributable Amount Before Adj | 3713369 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 3713369 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 3713369 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 9127396 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 9127396 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 17721 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 9109675 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 3713369 | DistributableAmountAsAdjusted |
| Prior Year1 | 2010 | PriorYear1 |
| Prior Year2 | 2009 | PriorYear2 |
| Prior Year3 | 2008 | PriorYear3 |
| Excess Distri Carryover Year2 | 743462 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 386118 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 1129580 | TotalExcessDistriCarryover |
| Qualifying Distributions | 9127396 | QualifyingDistributions |
| Applied To Current Year | 3713369 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 5414027 | RemainingDistriFromCorpus |
| Total Corpus | 6543607 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 6543607 | ExcessDistriCyovToNextYear |
| Excess From Year2 | 743462 | ExcessFromYear2 |
| Excess From Year1 | 386118 | ExcessFromYear1 |
| Excess From Current Year | 5414027 | ExcessFromCurrentYear |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundations |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CONSTANCE LIEBER | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (7 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| COLUMBIA UNIVERSITY | ||||||
| 622 WEST 113ST MAIL CODE 4524 | New York | NY | 10025 | PUBLIC CHARITY | UNRESTRICTED GRANT | $1,444,971 |
| LIEBER INSTITUTE | ||||||
| 855 North Wolfe Street 3 | Baltimore | MD | 21205 | PUBLIC CHARITY | UNRESTRICTED GRANT | $7,142,425 |
| NARSAD RESEARCH INSTITUTE | ||||||
| 60 Cutter Mill Road SUITE 404 | Great Neck | NY | 11021 | PUBLIC CHARITY | UNRESTRICTED GRANT | $300,000 |
| UJA FEDERATION | ||||||
| 130 E 59th St | New York | NY | 10022 | PUBLIC CHARITY | UNRESTRICTED GRANT | $50,000 |
| WILLIAMS COLLEGE | ||||||
| 800 MAIN STREET | WILLIAMSTOWN | MA | 01267 | PUBLIC CHARITY | UNRESTRICTED GRANT | $175,000 |
| THE CHILD CENTER OF NY | ||||||
| 60-02 QUEENS BLVD | WOODSIDE | NY | 11377 | PUBLIC CHARITY | UNRESTRICTED GRANT | $10,000 |
| HEREDITARY DISEASE FOUNDATION | ||||||
| 3960 BROADWAY 6TH FL | NEW YORK | NY | 10032 | PUBLIC CHARITY | UNRESTRICTED GRANT | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 9127396 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments |
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $80 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $1,167,616 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $131,748 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $473,719 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,773,163 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 1773163 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
Transfer Schedule TransferSchedule
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 1a(1) | LineNumber |
Name Of Noncharitable EO NameOfNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo (2 entries)
| Contributor NumberContributorNumber | Contributor Name IndividualContributorNameIndividual | Address Line1ContributorAddressUS/AddressLine1 | CityContributorAddressUS/City | StateContributorAddressUS/State | ZIP CodeContributorAddressUS/ZIPCode | Aggregate ContributionsAggregateContributions | Noncash Contribution TypeNoncashContributionType |
|---|---|---|---|---|---|---|---|
| 1 | STEPHEN A LIEBER 20 YEAR CLAT | 120 GREACEN POINT ROAD | MAMARONECK | NY | 10543 | 1116878 | X |
| 2 | STEPHEN A LIEBER 30 YEAR CLAT | 1210 GREACEN POINT ROAD | MAMARONECK | NY | 10543 | 771508 | X |
Noncash Property NoncashProperty (2 entries)
| Contributor Number From Part IContributorNumberFromPartI | Noncash Property DescriptionNoncashPropertyDescription | Fair Market ValueFairMarketValue | Date ReceivedDateReceived |
|---|---|---|---|
| 1 | 30,064 SHS OF WELLS FARGO | 1116878 | 2013-04-08 |
| 2 | 63,603 SHS OF ALPINE FOUNDATION FUND | 771508 | 2013-04-08 |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Stock | RCB SEE SCHEDULE ATTACHED | NameOfStock |
| EOY Book Value | 6031422 | EOYBookValue |
| EOYFMV | 21720270 | EOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (12 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| ALPINE INTERNATIONAL R/E FUND | AT COST | 11294551 | 12820057 |
| ALPINE US REAL ESTATE FD | AT COST | 12965564 | 13947797 |
| ALPINE REALTY INCOME & GROWTH | AT COST | 4461061 | 5364231 |
| ALPINE WOODS GROWTH VALUE LP | FMV | 9412791 | 12282094 |
| ALPINE DYNAMIC FOUNDATION FUND | AT COST | 5986935 | 7016163 |
| ALPINE DYNAMIC DIVIDEND FUND | AT COST | 3238232 | 1999282 |
| ALPINE WOODS GROWTH VALUES FIN | FMV | 212133 | 261575 |
| ALPINE FINANCIAL SERVICES FUND | AT COST | 151011 | 198327 |
| ALPINE DYNAMIC INNOVATORS | AT COST | 1066621 | 1579590 |
| ALPINE WOODS GLOBAL GROWTH VAL | FMV | 819498 | 971095 |
| ALPINE DYNAMIC TRANSFORMATION | AT COST | 1008170 | 1613804 |
| ALPINE ULTRA SHORT TAX | AT COST | 95 | 95 |
Land Etc Schedule2 LandEtcSchedule2
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| BOOK COST ADJUSTMENT TO ALPINE FUNDS | $83,305 |
| STOCK CONTRIBUTION WITH ZERO BASIS | $1,116,878 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | OTHER FEES | Description |
| Revenue And Expenses Per Books | 30 | RevenueAndExpensesPerBooks |
| Net Investment Income | 30 | NetInvestmentIncome |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| THU ALPINE WOODS GLOBAL GROWTH VALUES | 6376 | 6376 |
| THRU ALPINE WOODS GROWTH VALUES | 129132 | 129132 |
| THRU ALPINE WOODS GROWTH VALUES FIN. EQ | -3760 | -3760 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | UNREALIZED GAIN-ALPINE INVESTMENT PARTNE | Description |
| Amount | $911,385 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| FEDERAL TAXES | $48,001 | |
| FOREIGN TAXES | $1,081 | 1081 |
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