THE CHARLESS FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- THE CHARLESS FOUNDATION (EIN 43-0666753)
- Tax period
- 2012-11-01 to 2013-10-31
- Filed
- 2014-01-22
- IRS object ID
- 201410229349100401
- Schema version
- 2012v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Land Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-01-22T13:45:49-06:00 | Timestamp |
| Tax Period End Date | 2013-10-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MADDOCK HENSON & HABERSTROH PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5353 S LINDBERGH BLVD STE 200 | AddressLine1 |
| City | ST LOUIS | City |
| State | MO | State |
| ZIP Code | 631263520 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-11-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 430666753 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE CHARLESS FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | CHAR | NameControl |
| Phone | 3148948400 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5353 SOUTH LINDBERGH | AddressLine1 |
| Address Line2 | ROOM/SUITE 200 | AddressLine2 |
| City | ST LOUIS | City |
| State | MO | State |
| ZIP Code | 63126 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ANN MCCANDLESS | Name |
| Title | PRESIDENT | Title |
| Phone | 3148948400 | Phone |
| Date Signed | 2014-01-07 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | STEVEN M HENSON | Name |
| Phone | 3148948400 | Phone |
| Date Prepared | 2014-01-07 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 6783478 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 132400 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 132400 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 436455 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 2198920 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 436455 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 199 | OtherIncomeRevAndExpnss |
| Total Revenue And Expenses | 569054 | TotalRevenueAndExpenses |
| Total Net Investment Income | 568855 | TotalNetInvestmentIncome |
| Legal Fees Rev And Expnss | 3205 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 3205 | LegalFeesNetInvstIncm |
| Accounting Fees Rev And Expnss | 7750 | AccountingFeesRevAndExpnss |
| Other Prof Fees Rev And Expnss | 28397 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 28397 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 10454 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 10454 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 216278 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 216169 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 266084 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 258225 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 0 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 0 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 266084 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 258225 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 0 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 302970 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 310630 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 131823 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 722399 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 722399 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig EOY | 49873 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 49746 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 3795912 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 3808700 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 5643667 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 693576 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 349762 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 367666 | InvestmentsCorpBondsEOYFMV |
| Investments Land Etc Basis | 950000 | InvestmentsLandEtcBasis |
| Investments Land Etc BOY | 950000 | InvestmentsLandEtcBOY |
| Investments Land Etc EOY | 950000 | InvestmentsLandEtcEOY |
| Other Assets BOY | 25878 | OtherAssetsBOY |
| Other Assets EOY | 23179 | OtherAssetsEOY |
| Total Assets BOY | 5597189 | TotalAssetsBOY |
| Total Assets EOY | 5903913 | TotalAssetsEOY |
| Total Assets EOYFMV | 6783478 | TotalAssetsEOYFMV |
| Accounts Payable EOY | 3754 | AccountsPayableEOY |
| Other Liabilities BOY | 286649 | OtherLiabilitiesBOY |
| Other Liabilities EOY | 286649 | OtherLiabilitiesEOY |
| Total Liabilities BOY | 286649 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 290403 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 4846609 | UnrestrictedBOY |
| Unrestricted EOY | 5149579 | UnrestrictedEOY |
| Permanently Restricted BOY | 463931 | PermanentlyRestrictedBOY |
| Permanently Restricted EOY | 463931 | PermanentlyRestrictedEOY |
| Total Net Assets BOY | 5310540 | TotalNetAssetsBOY |
| Total Net Assets EOY | 5613510 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 5597189 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 5903913 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 5310540 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 302970 | ExcessOfRevenueOverExpenses |
| Subtotal | 5613510 | Subtotal |
| Total Net Assets Fund Balances EOY | 5613510 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (32 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 1055SHS HOSP PPTY TR 7% SR C | P | 2007-02-16 | 2013-07-01 | 26375 | 26379 | -4 | -4 |
| 100,000SHS GE CAP CORP MTN 4.80% | P | 2008-11-03 | 2013-05-01 | 100000 | 90765 | 9235 | 9235 |
| 2000SHS WELLS FARGO CAP VII PRFD | P | 2012-09-14 | 2013-02-04 | 50000 | 51610 | -1610 | -1610 |
| 600SHS JP MORGAN CHASE PFD | P | 2009-01-27 | 2013-09-01 | 15000 | 13950 | 1050 | 1050 |
| 1200SHS HARRIS CORP | P | 2006-11-17 | 2012-11-15 | 55779 | 51008 | 4771 | 4771 |
| 1000SHS YUM BRANDS | P | 2012-03-26 | 2013-01-14 | 66433 | 71001 | -4568 | -4568 |
| 100,000SHS ABBOTT LABORATORIES | P | 2008-12-05 | 2012-12-10 | 123017 | 104522 | 18495 | 18495 |
| 1000SHS HESS CORP | P | 2011-04-01 | 2012-12-20 | 53391 | 86957 | -33566 | -33566 |
| 900SHS ACTAVIS INC | P | 2013-03-05 | 2013-10-01 | 129600 | 77891 | 51709 | 51709 |
| 600SHS ISHARES S&P MIDCAP 400 INDEX | P | 2007-03-21 | 2013-06-24 | 67033 | 51047 | 15986 | 15986 |
| 800SHS ADVANCED AUTO PARTS | P | 2009-12-17 | 2013-01-14 | 57845 | 32677 | 25168 | 25168 |
| 2000SHS JPMORGAN CHASE CAP 6.35% | P | 2012-02-10 | 2013-05-08 | 50000 | 50980 | -980 | -980 |
| 100,000SHS AMEX 4.875% | P | 2008-03-27 | 2013-07-15 | 100000 | 99989 | 11 | 11 |
| 1886.49SHS KINDER MORGAN MGMT | P | 2004-03-29 | 2013-07-05 | 157910 | 39986 | 117924 | 117924 |
| 1600SHS APEI | P | 2009-08-14 | 2013-06-06 | 61005 | 54530 | 6475 | 6475 |
| 800SHS LABORATORY CORP OF AMERICA | P | 2007-12-06 | 2013-06-24 | 79675 | 58540 | 21135 | 21135 |
| 1000SHS CATERPILLAR | P | 2013-05-21 | 2013-09-30 | 83383 | 88406 | -5023 | -5023 |
| 400SHS NIKE | P | 2007-09-19 | 2013-06-06 | 24768 | 11705 | 13063 | 13063 |
| 1000SHS COACH INC | P | 2008-08-06 | 2013-08-16 | 51874 | 27870 | 24004 | 24004 |
| 2000SHS PEABODY ENERGY | P | 2012-09-14 | 2012-11-15 | 50309 | 51204 | -895 | -895 |
| 1100SHS DARDEN RESTAURANTS | P | 2011-08-30 | 2013-01-14 | 49108 | 53412 | -4304 | -4304 |
| 1000SHS SIGMA ALDRICH | P | 2011-09-13 | 2013-04-16 | 75494 | 59543 | 15951 | 15951 |
| 1000SHS DEER & CO | P | 2012-02-17 | 2013-05-24 | 86052 | 83418 | 2634 | 2634 |
| 3000SHS ST JOE CO | P | 2012-04-11 | 2013-06-06 | 59281 | 52656 | 6625 | 6625 |
| 400SHS DIRECTV INC | P | 2009-06-19 | 2013-06-06 | 24643 | 9462 | 15181 | 15181 |
| 1000SHS STRYKER CORP | P | 2011-06-14 | 2013-03-05 | 66106 | 58909 | 7197 | 7197 |
| 2800SHS EMC CORP | P | 2009-04-14 | 2013-04-16 | 64168 | 36295 | 27873 | 27873 |
| 400SHS THERMO FISHER SCIENTIFIC | P | 2005-01-11 | 2013-06-24 | 32761 | 12138 | 20623 | 20623 |
| 5816SHS ENBRIDGE ENERGY MGMT | P | 2004-03-29 | 2013-06-27 | 174599 | 68769 | 105830 | 105830 |
| 1000SHS TRIUMPH GROUP | P | 2013-06-27 | 2013-09-20 | 69939 | 79794 | -9855 | -9855 |
| 1200SHS EXPEDITORS INTL WASH | P | 2006-11-17 | 2012-11-15 | 43372 | 56372 | -13000 | -13000 |
| 2000SHS WELLS FARGO CAP VII PRFD | P | 2012-02-10 | 2013-02-04 | 50000 | 50680 | -680 | -680 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 436455 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | 29078 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 180000 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 5809698 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.030983 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 4077545 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 5784635 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.704892 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 1629034 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 10028470 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.162441 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 361586 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 10091629 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.035830 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 1416738 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 11485373 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.123352 | DistributionRatioYear5 |
| Total Distribution Ratio | 1.057498 | TotalDistributionRatio |
| Average Distribution Ratio | 0.211500 | AverageDistributionRatio |
| Net Noncharitable Assets | 7207096 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1524301 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3106 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1527407 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 0 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 6213 | InvestmentIncomeExciseTax |
| Subtotal | 6213 | Subtotal |
| Tax Based On Investment Income | 6213 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2550 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2550 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Penalty For Underpayment | 7 | PenaltyForUnderpayment |
| Tax Due | 3670 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | MO | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | WWW.GUIDESTAR.ORG | WebsiteAddress |
| Books In Care Of Person Name | MADDOCK HENSON HABERSTROH PC | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 3148948400 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5353 SOUTH LINDBERGH STE 200 | AddressLine1 |
| City | ST LOUIS | City |
| State | MO | State |
| ZIP Code | 63126 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (13 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| CAROL GASKIN | ||||||||
| 11 ST ANDREWS DR | ST LOUIS | MO | 63124 | DIRECTOR | 1.00 | 0 | 0 | 0 |
| JANE BRYANT | ||||||||
| 200 S BRENTWOOD BLVD | ST LOUIS | MO | 63105 | DIRECTOR | 1.00 | 0 | 0 | 0 |
| BETSY PHELAN | ||||||||
| 75 POINTER LANE | ST LOUIS | MO | 63124 | DIRECTOR | 1.00 | 0 | 0 | 0 |
| MARION CLIFFORD | ||||||||
| 44 GRANADA WAY | ST LOUIS | MO | 63124 | SECRETARY | 1.00 | 0 | 0 | 0 |
| SUE MOORE | ||||||||
| 7 LINDWORTH LANE | ST LOUIS | MO | 63124 | DIRECTOR | 1.00 | 0 | 0 | 0 |
| SALLY LILLY | ||||||||
| 230 S BRENTWOOD BLVD UNIT 17A | ST LOUIS | MO | 63105 | VICE PRESIDE | 1.00 | 0 | 0 | 0 |
| MARY LOPINOT | ||||||||
| 3917 FILMORE | ST LOUIS | MO | 63116 | DIRECTOR | 1.00 | 0 | 0 | 0 |
| ANN MCCANDLESS | ||||||||
| 750 S HANLEY ROAD UNIT 16 | ST LOUIS | MO | 63105 | PRESIDENT | 5.00 | 0 | 0 | 0 |
| DESSA MORROW | ||||||||
| 13309 KINGS GLEN DR | ST LOUIS | MO | 63131 | DIRECTOR | 1.00 | 0 | 0 | 0 |
| FRED PERABO | ||||||||
| 854 SHERILIN DR | ST LOUIS | MO | 63122 | DIRECTOR | 1.00 | 0 | 0 | 0 |
| JOHN ROWE | ||||||||
| 1630 DES PERES RD | ST LOUIS | MO | 63131 | DIRECTOR | 1.00 | 0 | 0 | 0 |
| JIM FULLINWIDER | ||||||||
| 1815 CRITTENDEN ST | ST LOUIS | MO | 63118 | TREASURER | 1.00 | 0 | 0 | 0 |
| DAVID STREETT | ||||||||
| 1051 N HARRISON AVE | ST LOUIS | MO | 63122 | DIRECTOR | 1.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 5894164 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 472685 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 950000 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 7316849 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 7316849 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 109753 | CashDeemedCharitable |
| Net Noncharitable Assets | 7207096 | NetNoncharitableAssets |
| Minimum Investment Return | 360355 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 360355 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 6213 | TaxBasedOnInvestmentIncome |
| Total Tax | 6213 | TotalTax |
| Distributable Amount Before Adj | 354142 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 354142 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 354142 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 0 | ExpensesAndContributions |
| Qualifying Distributions | 0 | QualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 354142 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year2 | 3681985 | ExcessDistriCarryoverYear2 |
| Total Excess Distri Carryover | 3681985 | TotalExcessDistriCarryover |
| Excess Distri Cyov App CY Corpus | 354142 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 354142 | ExcessDistriCyovAppliedCY |
| Total Corpus | 3327843 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 3327843 | ExcessDistriCyovToNextYear |
| Excess From Year2 | 3327843 | ExcessFromYear2 |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $132,400 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $436,455 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed (2 entries)
| DescriptionDescription | Exclusion CodeExclusionCode | ExclusionExclusionAmount |
|---|---|---|
| SECURITIES LITIGATION SETTLEM | 41 | $128 |
| MISCELLANEOUS | 41 | $71 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $569,054 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 569054 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MADDOCK HENSON & HABERSTROH PC | Category |
| Amount | $7,750 | Amount |
Compensation Explanation CompensationExplanation
Compensation Compensation (13 entries)
| CAROL GASKIN |
| JANE BRYANT |
| BETSY PHELAN |
| MARION CLIFFORD |
| SUE MOORE |
| SALLY LILLY |
| MARY LOPINOT |
| ANN MCCANDLESS |
| DESSA MORROW |
| FRED PERABO |
| JOHN ROWE |
| JIM FULLINWIDER |
| DAVID STREETT |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (8 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 50,000S MICHIGAN FIN 4.75% | ||
| 50,000S MEDTRONIC INC | 50167 | 50740 |
| 100,000S GENERAL ELEC CAP CORP | ||
| 100,000S WYETH | 98683 | 101304 |
| 100,000S GENERAL ELEC CAP CORP | 99638 | 105712 |
| 100,000S AMERICAN EXPRESS | ||
| 100,000S ORACLE CORP / OZARK HLDG | 101274 | 109910 |
| 100,000S ABBOTT LABORATORIES |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (74 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 600S JP MORGAN CHASE & CO | ||
| 1500S MORGAN STANLEY INCOME SEC INC | 25822 | 25200 |
| 1055S HOSPITALITY PPTYS TR PFD | ||
| 2,000S COACH, INC | ||
| 1200S ADVANCE AUTO PARTS INC | ||
| 1,200S AMPHENOL CORP | 35916 | 96348 |
| 2,800S EMC CORPORATION | ||
| 1200S DIRECT TV GROUP | 28385 | 74988 |
| 1800S KINDER MORGAN MGMT | ||
| 3000S GLOBAL HIGH INCOME DOLLAR | 40119 | 31470 |
| 2,000S AFLAC INCORPORATED | 41127 | 129960 |
| 700S VF CORPORATION | 41792 | 150500 |
| 1,500S STATE STREET CORP | 42890 | 105105 |
| 1,500S ACCENTURE LTD | 47046 | 110250 |
| 1,200S ILLINOIS TOOL WORKS | 47949 | 94548 |
| 1500S RESMED INC | 48427 | 77610 |
| 1300S QUALCOMM, INCORPORATED | 49955 | 90337 |
| 1,200S AMETEK | 50017 | 129141 |
| 2,000S MORGAN STANLEY CP VII PFD | 50328 | 49220 |
| 2000S JPMORGAN CHASE CAP 6.35% | ||
| 1,200S HARRIS CORP | ||
| 600S ISHARES S&P MIDCAP 400 INDEX | ||
| 2000S PEABODY ENERGY CORP | ||
| 700S STANLEY BLACK & DECKER INC | 51315 | 55363 |
| 4,400S BANK OF AMERICA | 51472 | 61468 |
| 3000S ST JOE CO | ||
| 1100S DARDEN RESTAURANTS | ||
| 1,600S AMERICAN PUBLIC ED INC | ||
| 2000S US BANCORP DEL DEPOSITORY | 54765 | 54260 |
| 1,000S HENRY SCHEIN, INC | 55578 | 112430 |
| 1,200S EXPEDITORS INT'L | ||
| 700S KANSAS CITY SOUTHERN | 56716 | 85064 |
| 1000S DOVER CORP | 56785 | 91790 |
| 800S LAB CORP OF AM HOLDINGS | ||
| 1000S STRYKER CORP | ||
| 1000S SIGMA ALDRICH CORP | ||
| 1000S EXPRESS SCRIPTS | 60787 | 62520 |
| 1,000S UNITED TECHNOLOGIES CORP | 62149 | 106250 |
| 1,400S ECOLAB INC | 62230 | 148400 |
| 1,500S CHEVRON CORP | 66475 | 179940 |
| 4000S GENERAL ELECTRIC COMPANY | 66489 | 104560 |
| 1500S JP MORGAN CHASE | 68109 | 77310 |
| .211S ENBRIDGE ENERGY MGMT | 2 | 6 |
| 2000S NIKE | 58527 | 151520 |
| 3,000S DANAHER CORP | 70431 | 216270 |
| 1000S YUML BRANDS INC | ||
| 2,000S EXXON MOBIL | 72504 | 179240 |
| 2,000S THERMO FISHER SCIENTIFIC | 60688 | 195560 |
| 1000S MONSANTO CO | 76819 | 104880 |
| 2000S SPDR BARCLAYS HIGH YIELD | 78994 | 81260 |
| 2,400S CVS / CAREMARK CORP | 80941 | 149424 |
| 1000S DEERE & COMPANY | ||
| 1000S HESS CORP | ||
| 4000S WELLS FARGO CAP VII GLD TR | ||
| 3000S ISHARES S&P US PREFERRED | 116332 | 114600 |
| 1500S ISHARES BARCLAYS INTERMEDIATE | 166029 | 163395 |
| 2400S ISHARES TR BARCLYS 1-3 YR | 247701 | 253044 |
| 3000S ISHARES BARCLAYS 1-3 YR | 314915 | 316305 |
| 2000S STATE STR CORP DEP PRFD SHS | 50480 | 43440 |
| 4000S GOLDMAN SCHS 6.2% NON-CUM PRF | 102398 | 97520 |
| 800S CONTINENTAL RESOURCES | 89503 | 91120 |
| 2000S KINDER MORGAN | 76591 | 70620 |
| 1000S NATIONAL OILWELL VARCO | 69466 | 81180 |
| 1000S BOEING CO | 103125 | 130500 |
| 2000S ON ASSIGNMENT INC | 65680 | 67580 |
| 100S GOOGLE INC | 71579 | 103058 |
| 1400S DISCOVER FINANCIAL SVCS | 55125 | 72632 |
| 1500S METLIFE INC | 72994 | 70965 |
| 1000S HOME DEPOT | 63606 | 77890 |
| 1000S LEAR CORPORATION | 61197 | 77390 |
| 800S POLARIS INDS INC | 67611 | 104760 |
| 1200S STARBUCKS | 64987 | 97260 |
| 900S ACTAVIS INC | 129600 | 139122 |
| 600S CELGENE CORP | 58232 | 89094 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| State Local Securities EOY Book Val | 49873 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 49746 | StateLocalSecuritiesEOYFMV |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLand
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | 4431 SOUTH BROADWAY | CategoryOrItem |
| Cost Or Other Basis | 950000 | CostOrOtherBasis |
| Book Value | 950000 | BookValue |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PASTER, WEST, & KRANER, P.C. | Category |
| Amount | $3,205 | Amount |
| Net Investment Income | 3205 | NetInvestmentIncome |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (3 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue |
|---|---|---|
| CEMETARY LOTS | 1260 | 1260 |
| UTILITY DEPOSITS | 13266 | 13266 |
| ACCRUED INTEREST | 11352 | 8653 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (8 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| EXPENSES | ||
| SECURITY SERVICES | 164438 | 164438 |
| REPAIRS AND MAINTENANCE | 1803 | 1803 |
| UTILITIES | 44436 | 44436 |
| INSURANCE | 5492 | 5492 |
| PENALTIES - 10/31/11 | 44 | |
| PENALTIES - 10/31/12 | 58 | |
| PENALTIES - 10/31/13 | 7 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks |
|---|---|
| SECURITIES LITIGATION SETTLEM | 128 |
| MISCELLANEOUS | 71 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DUE TO BETHESDA HEALTH GROUP | Description |
| BOY Book Value | 286649 | BOYBookValue |
| EOY Book Value | 286649 | EOYBookValue |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEE | Category |
| Amount | $28,397 | Amount |
| Net Investment Income | 28397 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| EXCISE TAX - 10/31/12 | $2,550 | 2550 |
| EXCISE TAX - 10/31/11 | $1,607 | 1607 |
| EXCISE TAX - 10/31/13 | $6,297 | 6297 |
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