MARJORIE & CLARENCE E UNTERBERG FOUNDATION INC: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- MARJORIE & CLARENCE E UNTERBERG FOUNDATION INC (EIN 13-3792809)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-17
- IRS object ID
- 201403219349101120
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-17T11:43:08-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EISNERAMPER LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 750 THIRD AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 100172703 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133792809 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARJORIE & CLARENCE E UNTERBERG FDNINC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % THOMAS I UNTERBERG | InCareOfNm |
| Business Name Control | MARJ | BusinessNameControlTxt |
| Phone | 2125038800 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o DIKER MANAGEMENT LLC730 FIFTH | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10019 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS UNTERBERG | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2125038800 | PhoneNum |
| Signature | 2014-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JEFF CHAZEN | PreparerPersonNm |
| PTIN | P00088733 | PTIN |
| Phone | 2125038800 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $5,414,289 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $201,900 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $64,420 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $64,420 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$646,595 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,152,609 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | -$380,274 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $64,421 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $8,200 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $8,200 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $22,000 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $22,000 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $45,018 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $18 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $36,472 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $36,224 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $111,690 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $66,442 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,906,370 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,906,370 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,018,060 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $66,442 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,906,370 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,398,334 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $726,229 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $116,733 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $116,733 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $500,000 | AcctRcvblAmt |
| Acct Rcvbl EOY | $500,000 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $500,000 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $2,873,811 | CorporateStockBOYAmt |
| Corporate Stock EOY | $986,263 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,137,098 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $3,984,182 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,570,178 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,660,458 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $7,584,222 | TotalAssetsBOYAmt |
| Total Assets EOY | $5,173,174 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $5,414,289 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Additional Paid In Capital BOY | $7,584,222 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $5,173,174 | AdditionalPaidInCapitalEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $7,584,222 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $5,173,174 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $7,584,222 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $5,173,174 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $7,584,222 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,398,334 | ExcessRevenueOverExpensesAmt |
| Subtotal | $5,185,888 | SubtotalAmt |
| Other Decreases | $12,714 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $5,173,174 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (10 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| 327.335 SHS JPMORGAN CORE BOND | P | 2013-03-12 | $3,917 | $3,939 | -$22 | -$22 | |
| 12,671.595 SHS JHANCOCK FLOATING RATE | P | 2013-03-12 | $119,975 | $121,524 | -$1,549 | -$1,549 | 2011-03-24 |
| 11,090.855 SHS JPMORGAN CORE BOND | P | 2013-03-12 | $132,733 | $127,476 | $5,257 | $5,257 | |
| 30,000 SHS AES CORP | D | 2013-01-04 | $316,427 | $340,712 | -$24,285 | -$24,285 | |
| 15,000 SHS AES CORP | D | 2013-04-25 | $201,297 | $58,715 | $142,582 | $142,582 | |
| LOSS ON WORTHLESS STOCK - CLUB ONE | P | 2013-12-31 | $1,089,209 | -$1,089,209 | -$1,089,209 | ||
| SALE OF LOANLOGICS, INC. SHS | P | 2013-11-20 | $95,998 | $57,629 | $38,369 | $38,369 | |
| THRU UNTERBERG TECHNOLOGY PARTNERS LP | P | 2013-12-31 | $103,598 | $103,598 | $103,598 | 2005-01-01 | |
| THRU UNTERBERG TECHNOLOGY PARTNERS LP | P | 2013-12-31 | $174,280 | $174,280 | $174,280 | 2005-01-01 | |
| CAPITAL GAIN DIVIDENDS | P | $4,384 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$646,595 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,706,960 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $6,172,541 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.276541 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,271,430 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,332,448 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.238433 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,352,867 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $7,995,132 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.294287 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,699,484 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $8,661,475 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.311666 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,241,898 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $9,796,300 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.126772 | DistributionYr5Rt |
| Total Distribution | 1.247699 | TotalDistributionRt |
| Average Distribution | 0.24954 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,868,528 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,214,892 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $0 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,214,892 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,906,370 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $0 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $0 | SubtotalAmt |
| Tax Based On Investment Income | $0 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $29,629 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $29,629 | TotalPaymentsAndCreditsAmt |
| Overpayment | $29,629 | OverpaymentAmt |
| Applied To ES Tax | $29,629 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS I UNTERBERG | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2125038800 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O DIKER MANAGEMENT LLC 730 FIFTH | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10019 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| THOMAS I UNTERBERG | ||||||
| 730 FIFTH AVENUE | NEW YORK | NY | 10019 | PRESIDENT | 0.25 | $0 |
| MARY DEBARE | ||||||
| 730 FIFTH AVENUE | NEW YORK | NY | 10019 | VICE PRES/SECY | 0.25 | $0 |
| ANDREW ARNO | ||||||
| 730 FIFTH AVENUE | NEW YORK | NY | 10019 | TREASURER | 0.25 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,306,378 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $282,941 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $3,353,349 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,942,668 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,942,668 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $74,140 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,868,528 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $243,426 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $243,426 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $0 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $0 | TotalTaxAmt |
| Distributable Before Adj | $243,426 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $243,426 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $243,426 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,906,370 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,906,370 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,906,370 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $243,426 | DistributableAsAdjustedAmt |
| Prior Year1 | 2011 | PriorYear1Yr |
| Prior Year2 | 2010 | PriorYear2Yr |
| Prior Year3 | 2009 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $754,001 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $2,275,504 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,989,076 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,039,308 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,433,653 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $7,491,542 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,906,370 | QualifyingDistributionsAmt |
| Applied To Current Year | $243,426 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,662,944 | RemainingDistriFromCorpusAmt |
| Total Corpus | $9,154,486 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $754,001 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $8,400,485 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,275,504 | ExcessFromYear4Amt |
| Excess From Year3 | $1,989,076 | ExcessFromYear3Amt |
| Excess From Year2 | $1,039,308 | ExcessFromYear2Amt |
| Excess From Year1 | $1,433,653 | ExcessFromYear1Amt |
| Excess From Current Year | $1,662,944 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS UNTERBERG | ContributingManagerNm |
| Contributing Manager | MARY DEBARE | ContributingManagerNm |
| Contributing Manager | ANDREW ARNO | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (28 entries)
| Address Line1RecipientUSAddress/AddressLine1 | Address Line2RecipientUSAddress/AddressLine2 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| EDUCATION THROUGH MUSIC INC | ||||||||
| 122 EAST 42ND STREET | SUITE 1501 | NEW YORK | NY | 10168 | NO INDIVIDUALS | PC | CHARITABLE | $1,000 |
| CENTRAL PARK CONSERVANCY | ||||||||
| 14 EAST 60TH STREET | NEW YORK | NY | 10022 | NO INDIVIDUALS | PC | CHARITABLE | $2,000 | |
| IWHC | ||||||||
| 333 7TH AVENUE | NEW YORK | NY | 10001 | NO INDIVIDUALS | PC | CHARITABLE | $26,000 | |
| LINCOLN CENTER INSTITUTE | ||||||||
| 70 LINCOLN CENTER PLAZA | 6TH FLOOR | NEW YORK | NY | 10023 | NO INDIVIDUALS | PC | CHARITABLE | $108,500 |
| MANHATTAN THEATER CLUB | ||||||||
| 311 WEST 43RD STREET | 8TH FLOOR | NEW YORK | NY | 10036 | NO INDIVIDUALS | PC | CHARITABLE | $3,000 |
| JAZY AT LINCOLN CENTER | ||||||||
| 33 WEST 60TH STREET | NEW YORK | NY | 10023 | NO INDIVIDUALS | PC | CHARITABLE | $2,200 | |
| TRICKLE UP | ||||||||
| 104 WEST 27TH STREET | 12TH FLOOR | NEW YORK | NY | 10001 | NO INDIVIDUALS | PC | CHARITABLE | $5,000 |
| LINCOLN CENTER FOR THE PERFORMING ARTS | ||||||||
| 10 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NO INDIVIDUALS | PC | CHARITABLE | $119,500 | |
| CIVILIAN CONSERVATION CORP (CCC) | ||||||||
| PO BOX 341 | EDINBURG | VA | 22824 | NO INDIVIDUALS | PC | CHARITABLE | $3,000 | |
| NATIONAL DANCE INSTITUTE | ||||||||
| 217 W 147TH STREET | NEW YORK | NY | 10039 | NO INDIVIDUALS | PC | CHARITABLE | $2,000 | |
| NY SVC FOR THE HANDICAPPED | ||||||||
| 1140 BROADWAY | SUITE 903 | NEW YORK | NY | 10001 | NO INDIVIDUALS | PC | CHARITABLE | $3,000 |
| COMMUNITY FUNDS INC | ||||||||
| 17 SAFAMORE ROAD | BRONXVILLE | NY | 10708 | NO INDIVIDUALS | PC | CHARITABLE | $500,000 | |
| BETH ISRAEL HOSPITAL | ||||||||
| 10 NATHAN D PELMAN PL | NEW YORK | NY | 10003 | NO INDIVIDUALS | PC | CHARITABLE | $101,000 | |
| NEW YORK JUNIOR TENNIS LEA | ||||||||
| 58-12 QUEENS BOULEVARD 1 | WOODSIDE | NY | 11377 | NO INDIVIDUALS | PC | CHARITABLE | $5,000 | |
| MADISON SQ BOYS & GIRLS CLUB | ||||||||
| 317 MADISON AVE | NEW YORK | NY | 10012 | NO INDIVIDUALS | PC | CHARITABLE | $350 | |
| NEW DRAMATICS | ||||||||
| 77 FIFTH AVE | NEW YORK | NY | 10011 | NO INDIVIDUALS | PC | CHARITABLE | $500 | |
| PLANNED PARENTHOOD OF NYC | ||||||||
| 434 WEST 33RD STREET | NEW YORK | NY | 10001 | NO INDIVIDUALS | PC | CHARITABLE | $5,000 | |
| LINCOLN CENTER THEATER | ||||||||
| 70 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NO INDIVIDUALS | PC | CHARITABLE | $1,220 | |
| THE COMMUNITY YMCA | ||||||||
| 170 PATTERSON AVE | SHREWSBURY | NJ | 07702 | NO INDIVIDUALS | PC | CHARITABLE | $5,000 | |
| NORTHSIDE CTR FOR CHILDHOOD | ||||||||
| 1301 FIFTH AVENUE | NEW YORK | NY | 10029 | NO INDIVIDUALS | PC | CHARITABLE | $1,000 | |
| MONROE COUNTY HUMANE ASSOCIATION (MCHA) | ||||||||
| 3410 S WALNUT ST | BLOOMINGTON | IN | 47401 | NO INDIVIDUALS | PC | CHARITABLE | $1,000 | |
| WEILL CORNELL MEDICAL COLLEGE | ||||||||
| 445 E 69TH STREET | NEW YORK | NY | 10021 | NO INDIVIDUALS | PC | CHARITABLE | $1,000 | |
| CONG SHEARITH ISRAEL | ||||||||
| 8 W 70TH STREET | NEW YORK | NY | 10023 | NO INDIVIDUALS | PC | CHARITABLE | $5,000 | |
| OUR CHILDRENS CHARITABLE FUND | ||||||||
| UNKNOWN | NEW YORK | NY | 99999 | NO INDIVIDUALS | PC | CHARITABLE | $1,000 | |
| LITERACY VOLUNTEERS OF MONMOUTH COUNTY | ||||||||
| 213 BROADWAY | LONG BRANCH | NJ | 07740 | NO INDIVIDUALS | PC | CHARITABLE | $100 | |
| LINCOLN CENTER EDUCATION | ||||||||
| 70 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NO INDIVIDUALS | PC | CHARITABLE | $3,000 | |
| MONMOUTH MEDICAL CENTER FOUNDATION | ||||||||
| 300 SECOND AVENUE | WEST LONG BEACH | NJ | 07740 | NO INDIVIDUALS | PC | CHARITABLE | $1,000,000 | |
| PRINCETON | ||||||||
| PO BOX 46 | PRINCETON | NJ | 08543 | NO INDIVIDUALS | PC | CHARITABLE | $1,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,906,370 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $64,420 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$646,595 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | THRU K-1 | Desc |
| Exclusion | $1 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | -$582,174 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$582,174 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | THOMAS I UNTERBERG | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 49 EAST 67TH STREET | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10021 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $201,900 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (17 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 30,000 SHS. AES CORP. | ||
| 3,352 SHS. ELECTRONICS FOR IMA | $82,262 | $129,823 |
| 20 SHS. INFINITY ENERGY RESOUR | $229 | $28 |
| 22,790 SHS. STORAGE ENGINE 6% | ||
| 100 SHS. BLUE PUMPKIN ESCROW D | $10,066 | $10,066 |
| 750 SHS. DIGITAL RIVER INC. | $7,808 | $13,853 |
| 300 SHS. DIGITAL RIVER INC. | $2,902 | $5,541 |
| 125,000 SHS. ECCS INC. CONV CU | ||
| 34,800 SHS. PREDICTIVE NETWORK | $103,669 | $103,669 |
| 23,372 SHS. SCENT DETECTION TE | ||
| 20,000 SHS. PD - LD INC | $168,000 | $168,000 |
| 95,998 A-1 LOANLOGICS (NYLX) | ||
| 237,162 A-2 LOANLOGICS (NYLX) | $142,371 | $237,162 |
| 14,286 SHS OBERON MEDIA INC | $100,000 | $100,000 |
| 23,663 SHS OBERON MEDIA INC | $243,956 | $243,956 |
| 34,168 CONNER TECH PUBLIC LTD | $125,000 | $125,000 |
| 217,842 SHS CLUB ONE INC |
Investments Land Schedule2 InvestmentsLandSchedule2
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (7 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| UNTERBERG TECHNOLOGY PARTNERS | FMV | $955,822 | $955,822 |
| JHANCOCK FLOATING RATE | FMV | $679,636 | $679,636 |
| HAMLIN HIGH DIVIDEND EQUITY | FMV | $634,720 | $634,720 |
| JPMORGAN CORE BOND SLCT | FMV | $0 | $0 |
| GRAHAM GLOBAL INVESTMENT FUND | FMV | $300,000 | $276,772 |
| southpaw credit opp prtners lt | FMV | $500,000 | $563,105 |
| amici international ltd | FMV | $500,000 | $550,403 |
Land Etc Schedule2 LandEtcSchedule2
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | UNREALIZED GAIN (LOSS) FROM PARTNERSHIPS | Description |
| Amount | $12,714 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| NYS FILING FEE | $250 | $250 |
| BANK FEES | $248 | |
| PORTFOLIO DEDUCTIONS | $35,974 | $35,974 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNTERBERG TECHNOLOGY PARTNERS | Desc |
| Revenue And Expenses Per Books | $1 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1 | NetInvestmentIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ADVISORY FEES | CategoryTxt |
| Amt | $22,000 | Amt |
| Net Investment Income | $22,000 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEDERAL EXCISE TAX | $45,000 | |
| FOREIGN TAX PAID | $18 | $18 |
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