LILLIAN VERNON FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- LILLIAN VERNON FOUNDATION (EIN 22-3390451)
- Tax period
- 2012-07-01 to 2013-06-30
- Filed
- 2014-05-09
- IRS object ID
- 201401299349102000
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-05-09T14:41:37-05:00 | Timestamp |
| Tax Period End Date | 2013-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 134038080 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MGI REPETTI LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 FIFTH AVENUE - 5TH FL | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10110 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 223390451 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LILLIAN VERNON FOUNDATION MGI REPETTI LLP | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | LILL | NameControl |
| Phone | 2123023300 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 FIFTH AVE 5TH FL | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10110 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | LILLIAN VERNON | Name |
| Title | TRUSTEE | Title |
| Phone | 2123023300 | Phone |
| Date Signed | 2014-05-09 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOHN R REPETTI | Name |
| PTIN | P00163823 | PTIN |
| Phone | 2123023300 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | X | AddressChange |
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 3699357 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 29 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 29 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 32006 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 32006 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -56483 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1951772 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 737 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 737 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | -23711 | TotalRevenueAndExpenses |
| Total Net Investment Income | 32772 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 15227 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 5076 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 10151 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 847 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 847 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 18495 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 18495 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 34569 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 24418 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 10151 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 315341 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 315341 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 349910 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 24418 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 325492 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -373621 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 8354 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 67435 | CashBOY |
| Cash EOY | 12200 | CashEOY |
| Cash EOYFMV | 12200 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 238118 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 495804 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 495804 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 2053536 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1007523 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1939134 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 0 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 999684 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 986371 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 542287 | InvestmentsOtherBOY |
| Investments Other EOY | 293762 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 265848 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 2901376 | TotalAssetsBOY |
| Total Assets EOY | 2808973 | TotalAssetsEOY |
| Total Assets EOYFMV | 3699357 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 2901376 | RetainedEarningsBOY |
| Retained Earnings EOY | 2808973 | RetainedEarningsEOY |
| Total Net Assets BOY | 2901376 | TotalNetAssetsBOY |
| Total Net Assets EOY | 2808973 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2901376 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 2808973 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2901376 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -373621 | ExcessOfRevenueOverExpenses |
| Other Increases | 281393 | OtherIncreases |
| Subtotal | 2809148 | Subtotal |
| Other Decreases | 175 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 2808973 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (91 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Cost Or Other BasisCostOrOtherBasis |
|---|---|---|---|---|---|---|---|
| 710.2 SHS. ROLLS ROYCE HLDGS PLC | P | 2012-05-15 | 2012-07-05 | 1102 | 1102 | 1102 | |
| 2000 SHS. LINCARE HLDGS INC | P | 2012-07-02 | 2012-08-13 | 83000 | 500 | 500 | 82500 |
| 1250 SHS. TIME WARNER INC | P | 2009-04-02 | 2012-08-20 | 53062 | 12490 | 12490 | 40572 |
| 1200 SHS. AMERIGROUP CORP | P | 2012-07-09 | 2012-12-24 | 110400 | 3816 | 3816 | 106584 |
| 509.2 SHS. ROLLS ROYCE HLDGS PLC | P | 2012-11-06 | 2013-01-07 | 819 | 819 | 819 | |
| 1000 SHS. LIBERTY MEDIA CORP | P | 2012-12-31 | 2013-01-28 | 110518 | 102145 | 102145 | 8373 |
| 3800 SHS. PSS WORLD MEDICAL | P | 2012-12-26 | 2013-02-25 | 110200 | 437 | 437 | 109763 |
| 1300 SHS. AXIS CAPITAL HLDGS LT | P | 2006-04-27 | 2012-07-02 | 42755 | 3689 | 3689 | 39066 |
| 1350 SHS. COMCAST CORP CL A SPL | P | 2004-02-20 | 2012-07-02 | 42685 | 16254 | 16254 | 26431 |
| 533 SHS. D R HORTON INC | P | 2004-06-08 | 2012-07-02 | 9753 | -1995 | -1995 | 11748 |
| 133 SHS. D R HORTON INC | P | 2004-07-21 | 2012-07-02 | 2434 | -210 | -210 | 2644 |
| 68 SHS. DIANA CONTAINERSHIPS INC COM | P | 2011-01-19 | 2012-07-02 | 498 | -420 | -420 | 918 |
| 2100 SHS. DIANA SHIPPING INC | P | 2007-09-20 | 2012-07-02 | 15924 | -36577 | -36577 | 52501 |
| 1300 SHS. DUKE ENERGY CORP | P | 2006-12-19 | 2012-07-02 | 30340 | 5187 | 5187 | 25153 |
| 1960 SHS. EQUAL ENERGY LTD | P | 2005-07-19 | 2012-07-02 | 4910 | -124153 | -124153 | 129063 |
| 400 SHS. LIBERTY MEDIA HLDG CORP. | P | 2003-08-19 | 2012-07-02 | 7056 | -395 | -395 | 7451 |
| 300 SHS. LIBERTY MEDIA HLDG CORP. | P | 2003-08-20 | 2012-07-02 | 5292 | -306 | -306 | 5598 |
| 600 SHS. DOW CHEMICAL CORP | P | 2010-06-16 | 2012-07-02 | 17688 | 1716 | 1716 | 15972 |
| 300 SHS. DOW CHEMICAL CORP | P | 2010-06-21 | 2012-07-02 | 8844 | 648 | 648 | 8196 |
| 2900 SHS. ALCOA, INC. | P | 2006-07-11 | 2012-10-10 | 25025 | -67586 | -67586 | 92611 |
| 1100 SHS. BANK OF AMERICA | P | 2007-06-20 | 2012-10-10 | 9971 | -45807 | -45807 | 55778 |
| 200 SHS. BANK OF AMERICA | P | 2007-06-21 | 2012-10-10 | 1813 | -8152 | -8152 | 9965 |
| 100 SHS. BANK OF AMERICA | P | 2011-03-09 | 2012-10-10 | 906 | -562 | -562 | 1468 |
| 600 SHS. BANK OF AMERICA | P | 2011-04-07 | 2012-10-10 | 5439 | -2787 | -2787 | 8226 |
| 480 SHS. ENBRIDGE ENERGY PARTNERS | P | 2004-09-09 | 2012-10-10 | 14476 | 2980 | 2980 | 11496 |
| 720 SHS. ENBRIDGE ENERGY PARTNERS | P | 2004-09-10 | 2012-10-10 | 21714 | 4452 | 4452 | 17262 |
| 1300 SHS. ENERGY TRANSFER PARTNERS | P | 2008-07-15 | 2012-10-10 | 55862 | 4576 | 4576 | 51286 |
| 600 SHS. ENERGY TRANSFER PARTNERS | P | 2008-07-16 | 2012-10-10 | 25783 | 1994 | 1994 | 23789 |
| 2000 SHS. ENERPLUS CORPORATION | P | 2003-10-31 | 2012-10-10 | 31898 | -21328 | -21328 | 53226 |
| 100 SHS. ENERPLUS CORPORATION | P | 2004-12-08 | 2012-10-10 | 1595 | -1762 | -1762 | 3357 |
| 2300 SHS. ENTERPRISE PRODS PART | P | 2004-04-29 | 2012-10-10 | 123604 | 75304 | 75304 | 48300 |
| 800 SHS. ENTERPRISE PRODS PART | P | 2006-03-02 | 2012-10-10 | 42993 | 23873 | 23873 | 19120 |
| 3421 SHS. EXCEL MARITIME CARRIERS LTD | P | 2008-04-15 | 2012-10-10 | 1801 | -99105 | -99105 | 100906 |
| 300 SHS. GRAFTECH INTL LTD | P | 2011-08-31 | 2012-10-10 | 2993 | -1884 | -1884 | 4877 |
| 100 SHS. GRAFTECH INTL LTD | P | 2011-09-01 | 2012-10-10 | 998 | -562 | -562 | 1560 |
| 800 SHS. NAVIOS MARITIME HOLDINGS | P | 2004-12-31 | 2012-10-10 | 2765 | -729 | -729 | 3494 |
| 1856 SHS. NAVIOS MARITIME HOLDINGS | P | 2007-02-02 | 2012-10-10 | 6416 | -2890 | -2890 | 9306 |
| 8700 SHS. NAVIOS MARITIME HOLDINGS | P | 2009-08-13 | 2012-10-10 | 30074 | -11677 | -11677 | 41751 |
| 1400 SHS. NAVIOS MARITIME HOLDINGS | P | 2009-08-27 | 2012-10-10 | 4839 | -1476 | -1476 | 6315 |
| 100 SHS. NAVIOS MARITIME HOLDINGS | P | 2009-10-06 | 2012-10-10 | 346 | -139 | -139 | 485 |
| 500 SHS. NAVIOS MARITIME HOLDINGS | P | 2009-11-17 | 2012-10-10 | 1728 | -1392 | -1392 | 3120 |
| 200 SHS. NAVIOS MARITIME HOLDINGS | P | 2009-11-24 | 2012-10-10 | 691 | -489 | -489 | 1180 |
| 100 SHS. NAVIOS MARITIME HOLDINGS | P | 2009-12-02 | 2012-10-10 | 346 | -257 | -257 | 603 |
| 1800 SHS. NAVIOS MARITIME PART | P | 2010-10-08 | 2012-10-10 | 26199 | -5742 | -5742 | 31941 |
| 2500 SHS. NAVIOS MARITIME PART | P | 2010-10-08 | 2012-10-10 | 36387 | -7740 | -7740 | 44127 |
| 3000 SHS. NUSTER GP HOLDINGS | P | 2006-12-14 | 2012-10-10 | 92564 | 29196 | 29196 | 63368 |
| 100 SHS. PATRIOT COAL CORP COM | P | 2007-02-28 | 2012-10-10 | 11 | -1255 | -1255 | 1266 |
| 80 SHS. PATRIOT COAL CORP COM | P | 2007-03-01 | 2012-10-10 | 9 | -1002 | -1002 | 1011 |
| 1100 SHS. PFIZER INC | P | 2009-12-15 | 2012-10-10 | 27455 | 7200 | 7200 | 20255 |
| 600 SHS. PFIZER INC | P | 2009-12-16 | 2012-10-10 | 14976 | 3857 | 3857 | 11119 |
| 100 SHS. PFIZER INC | P | 2009-12-17 | 2012-10-10 | 2496 | 662 | 662 | 1834 |
| 900 SHS. PFIZER INC | P | 2010-01-05 | 2012-10-10 | 22464 | 5655 | 5655 | 16809 |
| 770 SHS. PLAINS ALL AMERN PIPELINE L UNIT LTD | P | 2003-08-20 | 2012-10-10 | 34753 | 22423 | 22423 | 12330 |
| 924 SHS. PLAINS ALL AMERN PIPELINE L UNIT LTD | P | 2003-08-26 | 2012-10-10 | 41704 | 26872 | 26872 | 14832 |
| 730 SHS. PLAINS ALL AMERN PIPELINE L UNIT LTD | P | 2008-05-07 | 2012-10-10 | 32948 | 16005 | 16005 | 16943 |
| 470 SHS. PLAINS ALL AMERN PIPELINE L UNIT LTD | P | 2008-05-07 | 2012-10-10 | 21213 | 10329 | 10329 | 10884 |
| 2100 SHS. REGENCY ENERGY PART | P | 2006-01-30 | 2012-10-10 | 49537 | 7537 | 7537 | 42000 |
| 300 SHS. REGENCY ENERGY PART | P | 2007-07-26 | 2012-10-10 | 7077 | -2539 | -2539 | 9616 |
| 758 SHS. SAFE BULKERS INC | P | 2008-05-28 | 2012-10-10 | 4298 | -10105 | -10105 | 14403 |
| 942 SHS. SAFE BULKERS INC | P | 2008-05-29 | 2012-10-10 | 5341 | -12578 | -12578 | 17919 |
| 3300 SHS. SAFE BULKERS INC | P | 2010-03-18 | 2012-10-10 | 18710 | -4391 | -4391 | 23101 |
| 569 SHS. SENIOR HSG PPTYS TR SH BEN INT | P | 2010-12-09 | 2012-10-10 | 12461 | 794 | 794 | 11667 |
| 1331 SHS. SENIOR HSG PPTYS TR SH BEN INT | P | 2010-12-10 | 2012-10-10 | 29148 | 1181 | 1181 | 27967 |
| 200 SHS. SENIOR HSG PPTYS TR SH BEN INT | P | 2011-08-10 | 2012-10-10 | 4380 | 215 | 215 | 4165 |
| 300 SHS. STONEMOR PARTNERS | P | 2004-09-14 | 2012-10-10 | 6971 | 821 | 821 | 6150 |
| 1100 SHS. TEEKAY TANKERS | P | 2007-12-12 | 2012-10-10 | 3873 | -17578 | -17578 | 21451 |
| 1200 SHS. TORCHMARK CORP. | P | 2009-08-06 | 2012-10-10 | 60838 | 29252 | 29252 | 31586 |
| 525 SHS. UNITED CONTL HLDGS INC COM | P | 2007-08-07 | 2012-10-10 | 10557 | -5104 | -5104 | 15661 |
| 900 SHS. VANGUARD NATURAL RESOURCES | P | 2007-09-11 | 2012-10-10 | 26229 | 1028 | 1028 | 25201 |
| 600 SHS. VANGUARD NATURAL RESOURCES | P | 2007-09-12 | 2012-10-10 | 17486 | 722 | 722 | 16764 |
| 2700 SHS. VANGUARD NATURAL RESOURCES | P | 2007-10-12 | 2012-10-10 | 78688 | 3729 | 3729 | 74959 |
| 600 SHS. WAL MART STORES INC | P | 2011-01-27 | 2012-10-10 | 45784 | 11226 | 11226 | 34558 |
| 100 SHS. WAL MART STORES INC | P | 2011-01-28 | 2012-10-10 | 7631 | 1864 | 1864 | 5767 |
| 200 SHS. WAL MART STORES INC | P | 2011-02-01 | 2012-10-10 | 15261 | 3979 | 3979 | 11282 |
| 100 SHS. WAL MART STORES INC | P | 2011-02-02 | 2012-10-10 | 7631 | 2047 | 2047 | 5584 |
| 100 SHS. WAL MART STORES INC | P | 2011-03-30 | 2012-10-10 | 7631 | 2399 | 2399 | 5232 |
| 100 SHS. WAL MART STORES INC | P | 2011-04-06 | 2012-10-10 | 7631 | 2321 | 2321 | 5310 |
| 37100 SHS. HOLY MINES LTD. | P | 2011-03-22 | 2012-10-11 | 5445 | -33471 | -33471 | 38916 |
| 100 SHS. DOW CHEMICAL CORP | P | 2011-11-01 | 2012-07-12 | 2948 | 266 | 266 | 2682 |
| 100 SHS. DOW CHEMICAL CORP | P | 2011-11-02 | 2012-07-12 | 2948 | 172 | 172 | 2776 |
| 500 SHS. DEVON ENERGY CORP | P | 2012-04-24 | 2012-10-10 | 30163 | -3154 | -3154 | 33317 |
| 30 SHS. ENERPLUS CORPORATION | P | 2012-06-06 | 2012-10-10 | 478 | 100 | 100 | 378 |
| 14 SHS. ENERPLUS CORPORATION | P | 2012-07-06 | 2012-10-10 | 223 | 24 | 24 | 199 |
| 13 SHS. ENERPLUS CORPORATION | P | 2012-08-08 | 2012-10-10 | 207 | 14 | 14 | 193 |
| 12 SHS. ENERPLUS CORPORATION | P | 2012-09-21 | 2012-10-10 | 191 | 2 | 2 | 189 |
| 12 SHS. ENERPLUS CORPORATION | P | 2013-01-22 | 2013-01-30 | 149 | -52 | -52 | 201 |
| 1200 SHS. FORD MTR CO DEL COM PAR | P | 2012-05-25 | 2012-10-10 | 11903 | -926 | -926 | 12829 |
| 100 SHS. GRAFTECH INTL LTD | P | 2011-10-27 | 2012-10-10 | 998 | -640 | -640 | 1638 |
| 42800 SHS. SIRIUS MINERALS PLC | P | 2012-03-12 | 2012-10-11 | 13113 | -2325 | -2325 | 15438 |
| 1200 SHS. SIRIUS MINERALS PLC | P | 2012-03-14 | 2012-10-11 | 368 | -55 | -55 | 423 |
| GAIN FROM PASSTHROUGH | P | 2012-12-31 | 2013-06-30 | 30940 | 30940 | 30940 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -56483 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 420481 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 3847492 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.109287 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 316328 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 4292689 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.073690 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 467313 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 3824862 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.122178 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 418663 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 3925291 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.106658 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 402547 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 5526010 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.072846 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.484659 | TotalDistributionRatio |
| Average Distribution Ratio | 0.096932 | AverageDistributionRatio |
| Net Noncharitable Assets | 3607875 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 349719 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 84 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 349803 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 325492 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 167 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 167 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 167 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 6771 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 6771 | TotalCreditsAndPayments |
| Overpayment | 6604 | Overpayment |
| Amount Credited To Next Year | 6604 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CT | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 2123023300 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O MGI REPETTI LLP500 FIFTH AVE | AddressLine1 |
| Address Line2 | 5TH FL | AddressLine2 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10110 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | Address Line2USAddress/AddressLine2 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|---|
| LILLIAN VERNON | |||||||||
| C/O MGI REPETTI-500 5TH AVENUE 5TH | FLOOR | NEW YORK | NY | 10110 | TRUSTEE AS NEEDED | 0.00 | 0 | 0 | 0 |
| FRED HOCHBERG | |||||||||
| 40 FIFTH AVE APT 12A | NEW YORK | NY | 10011 | TRUSTEE AS NEEDED | 0.00 | 0 | 0 | 0 | |
| DAVID HOCHBERG | |||||||||
| C/O MGI REPETTI-500 5TH AVENUE 5TH | FLOOR | NEW YORK | NY | 10110 | TRUSTEE AS NEEDED | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 2978286 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 266507 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 418024 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 3662817 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 3662817 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 54942 | CashDeemedCharitable |
| Net Noncharitable Assets | 3607875 | NetNoncharitableAssets |
| Minimum Investment Return | 180394 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 180394 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 167 | TaxBasedOnInvestmentIncome |
| Total Tax | 167 | TotalTax |
| Distributable Amount Before Adj | 180227 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 180227 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 180227 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 325492 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 325492 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 325492 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 180227 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 138946 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 223118 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 279340 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 102634 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 231072 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 975110 | TotalExcessDistriCarryover |
| Qualifying Distributions | 325492 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 180227 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 145265 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 1120375 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 138946 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 981429 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 223118 | ExcessFromYear4 |
| Excess From Year3 | 279340 | ExcessFromYear3 |
| Excess From Year2 | 102634 | ExcessFromYear2 |
| Excess From Year1 | 231072 | ExcessFromYear1 |
| Excess From Current Year | 145265 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | LILLIAN VERNON | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (19 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AMERICAN FARM SCHOOL | |||||||
| 1133 BROADWAY SUITE 1226 | NEW YORK | NY | 10010 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 |
| AMERICAN FRIENDS OF THE ISRAEL PHIL | |||||||
| 122 EAST 42ND STREET SUITE 4507 | NEW YORK | NY | 10168 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $15,000 |
| AMERICAN FRIENDS OF THE SALZBURG EASTER FEST | |||||||
| 509 MADISON AVE SUITE 1710 | NEW YORK | NY | 10022 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| CANINE LINK | |||||||
| FDR STATION PO BOX 921 | NEW YORK | NY | 12502 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 |
| CITY MEALS ON WHEELS | |||||||
| 355 LEXINGTON AVENUE | NEW YORK | NY | 10017 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $72,000 |
| COLLEGIATE CHORAL | |||||||
| 115 EAST 57TH STREET 11TH FLOOR | NEW YORK | NY | 10022 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $12,500 |
| CONTRIBUTION FROM PASSTHROUGH | |||||||
| 1114 AVENUE OF AMERICAS 17TH FLOOR | NEW YORK | NY | 10036 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $41 |
| CREATIVE TIME | |||||||
| 59 E 4TH ST 6 | NEW YORK | NY | 10003 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $2,500 |
| FILM SOCIETY OF LINCOLN CENTER | |||||||
| 70 LINCOLN CENTER PLZ 4 | NEW YORK | NY | 10023 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $25,000 |
| KAGENO | |||||||
| 261 BROADWAY 10 D | NEW YORK | NY | 10007 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $18,800 |
| LINCOLN CENTER | |||||||
| 10 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $4,500 |
| METROPOLITAN OPERA | |||||||
| LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $38,000 |
| MUSEUM OF ART AND DESIGN | |||||||
| 2 COLUMBUS CIRCLE | NEW YORK | NY | 10019 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $4,000 |
| NEW YORK UNIVERSITY | |||||||
| 50 WEST 4TH STREET | NEW YORK | NY | 10012 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $100,000 |
| OTHER CHARITIES | |||||||
| 500 FIFTH AVENUE 5TH FLOOR | NEW YORK | NY | 10110 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,300 |
| PAL SERVICES | |||||||
| 11-02 QUEENS PLAZA SOUTH | NEW YORK | NY | 11101 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $500 |
| RICHARD TUCKER MUSIC | |||||||
| 162 WEST 56TH STREET SUITE 506 | NEW YORK | NY | 10019 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,700 |
| SANCTURY FOR FAMILIES | |||||||
| P O BOX 1406 WALL STREET STATION | NEW YORK | NY | 10268 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 |
| THE ALFRED & SMITH MEMORIAL FOUNDATION | |||||||
| 1011 FIRST AVENUE SUITE 1400 | NEW YORK | NY | 10022 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $12,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 315341 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $29 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $32,006 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $737 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$56,483 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | -$23,711 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | -23711 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MGI REPETTI LLP | Category |
| Amount | $15,227 | Amount |
| Net Investment Income | 5076 | NetInvestmentIncome |
| Disbursements Charitable Prps | 10151 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (5 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 13322.554 LOOMIS SAYLES BD-I | 200000 | 198506 |
| 21400.231 NEUBERGER BERMAN HIGH INCOME BD-1 | 200000 | 199236 |
| 15221.675 TEMPLETON GLOBAL BD-ADV | 200000 | 196512 |
| 16505.556 ANGEL OAK MULTI-STRAT INCM | 200000 | 198067 |
| 1810 ISHARES CORE TOTAL US BOND MKT | 199684 | 194050 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (47 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 468 ALLERGAN, INC | 23940 | 39424 |
| 1000 AMERICAN EXPRESS CO. | 5243 | 74760 |
| 1500 AMC NETWORK INC. CLASS A - DEMERGE | 0 | 97995 |
| 200 AMERIPRISE-DISTRIBUTION FROM AMEX | 726 | 16176 |
| 40 ASCENT MEDIA CORP | 236 | 3123 |
| 6000 CABLEVISION SYSTEMS | 74211 | 100920 |
| 1000 CBS CORP | 24560 | 48870 |
| 1500 CIRCOR INC. | 55777 | 76290 |
| 2000 CRAZY WOMAN CREEK BANC | 39920 | 21400 |
| 500 DEERE & CO. | 3208 | 40625 |
| 1000 DIRECTV GROUP INC. | 26602 | 61640 |
| 800 DISCOVERY COMMUNICATIONS INC - FROM LIBERTY MEDIA | 2554 | 58805 |
| 1000 DISH NETWORK (FORMERLY )ECHOSTAR | 24816 | 42520 |
| 200 ECHOSTAR HOLDING-SPINOFF | 5239 | 7822 |
| 1000 FURMANITE CORPORATION* | 3100 | 6690 |
| 1000 GRUPO TELEVISA SA | 26570 | 24840 |
| 600 HONEYWELL INTERNATIONAL | 22614 | 47604 |
| 3000 JOURNAL COMMUNICATIONS | 23736 | 22470 |
| 600 LIBERTY GLOBAL INC. SER A (LBTYA) | 3570 | 44094 |
| 1000 LIBERTY MEDIA CAP SER A | 0 | 0 |
| 2000 LIBERTY MEDIA INTERACTIVE A (LINTA) | 8728 | 46020 |
| 1000 LIN TV CORP | 10852 | 15300 |
| 500 NAVISTAR INTERNATIONAL | 4665 | 13880 |
| 1000 NEWS CORP LTD PFD | 13041 | 32580 |
| 2000 OCEANEERING INTL | 27575 | 144400 |
| 1800 PNM RESOURCES | 22491 | 39942 |
| 6700 ROLLS ROYCE PLC | 50275 | 113900 |
| 1000 ROWAN COMPANIES | 38148 | 34070 |
| 600 SL INDUSTRIES INC. | 6048 | 15048 |
| 800 SOUTHWEST GAS CORP | 16486 | 37432 |
| 4000 SPRINT NEXTEL CORP | 84477 | 28080 |
| 1250 TIME WARNER INC. NEW (REV SPLIT) | 0 | 0 |
| 1033 VIVENDI SA | 14806 | 19338 |
| 1000 WASTE MANAGEMENT | 28680 | 40330 |
| 3000 WELLS FARGO | 96663 | 123810 |
| 1000 ZEP INC. | 13860 | 15830 |
| 2143 MADISON SQUARE GARDEN- DIST FROM CABLEVISION SYSTEMS | 19594 | 126973 |
| 3000 BOULDER BRANDS INC (FKY SMART BALANCE INC) | 17301 | 36150 |
| 1000 LAYNE CHRISTENSON CO | 19100 | 19510 |
| 3000 THE PEP BOYS | 26244 | 34740 |
| 2000 GENCORP INC | 22506 | 32520 |
| 2000 WEATHERFORD INTERNATIONAL | 26041 | 27400 |
| 700 BRINKS CO. | 19850 | 17857 |
| 4000 STEWART ENTERPRISES | 52210 | 52480 |
| 135 LIBERTY INTERACTIVE CORP LVNTA | 1260 | 11476 |
| 1000 STARZ SERIES A (FKA LIBERTY MEDIA CORP SER A) | 0 | 22100 |
| 1000 SANOFI- RECD AGST GENZYME CORP STOCK | 0 | 1900 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (9 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 1200 ENBRIDGE ENERGY PARTNERS | AT COST | 0 | 0 |
| 1900 ENERGY TRANSFER PARTNERS LP | AT COST | 0 | 0 |
| GAMCO MEDICAL OPPORTUNITIES LP | AT COST | 293762 | 265848 |
| 3000 NUSTAR GP HOLDINGS LLC | AT COST | 0 | 0 |
| 1447 PLAINS ALL AMERICAN PIPELINE LP | AT COST | 0 | 0 |
| 2400 REGENCY ENERGY PARTNERS LP | AT COST | 0 | 0 |
| 300 STONEMOR PARTNERS LP | AT COST | 0 | 0 |
| 4300 NAVIOUS MARITIME | AT COST | 0 | 0 |
| 4200 VANGUARD NATURAL RESOURCES LLC | AT COST | 0 | 0 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NONDEDUCTIBLE EXPENSES FROM PASSTHROUGH ENTITIES | Description |
| Amount | $175 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| INVESTMENT ADVISORY FEES | 9968 | 9968 | 0 |
| OTHER EXPENSE FROM K-1S | 8527 | 8527 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| CASH IN LIEU | 41 | 41 | 41 |
| CHASE MISC. INCOME | 262 | 262 | 262 |
| ORDINARY INCOME FROM K-1S | 434 | 434 | 434 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ADJUST BOOK TO TAX BASIS OF SECURITIES SOLD | Description |
| Amount | $281,393 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX PAID | Category |
| Amount | $847 | Amount |
| Net Investment Income | 847 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Comments