BRIGHAM FAMILY FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- BRIGHAM FAMILY FOUNDATION (EIN 45-2457442)
- Tax period
- 2012-07-01 to 2013-06-30
- Filed
- 2014-05-08
- IRS object ID
- 201401289349101320
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-05-08T03:50:24-00:00 | Timestamp |
| Tax Period End Date | 2013-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 452457442 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Brigham Family Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | BRIG | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Ben M Brigham III | Name |
| Title | President | Title |
| Date Signed | 2014-05-08 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2014-05-08 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 6088716 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 4871 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 4871 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 81549 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 81549 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 24423 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 101429 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 24423 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 15070 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 7451 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 125913 | TotalRevenueAndExpenses |
| Total Net Investment Income | 118294 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 25472 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 25472 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 722 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 19 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 40432 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 11668 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 28740 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 66626 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 37159 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 28740 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 142000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 142000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 208626 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 37159 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 170740 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -82713 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 81135 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 5604805 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 1349795 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 1349795 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig EOY | 53500 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 52504 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 307314 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2394756 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 2521865 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds EOY | 911294 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 879844 | InvestmentsCorpBondsEOYFMV |
| Investments Other EOY | 1120061 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 1284708 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 5912119 | TotalAssetsBOY |
| Total Assets EOY | 5829406 | TotalAssetsEOY |
| Total Assets EOYFMV | 6088716 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 5912119 | RetainedEarningsBOY |
| Retained Earnings EOY | 5829406 | RetainedEarningsEOY |
| Total Net Assets BOY | 5912119 | TotalNetAssetsBOY |
| Total Net Assets EOY | 5829406 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 5912119 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 5829406 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 5912119 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -82713 | ExcessOfRevenueOverExpenses |
| Subtotal | 5829406 | Subtotal |
| Total Net Assets Fund Balances EOY | 5829406 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|
| Publicly-traded Securities | 101429 | 93689 | 7740 | 7740 |
| Pass-Through K-1 Capital Gain | 16683 | 16683 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 24423 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 98082 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 3195433 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.030694 | DistributionRatioYear1 |
| Total Distribution Ratio | 000.030694 | TotalDistributionRatio |
| Average Distribution Ratio | 000.015347 | AverageDistributionRatio |
| Net Noncharitable Assets | 5844668 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 89698 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 811 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 90509 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 170740 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 811 | InvestmentIncomeExciseTax |
| Subtotal | 811 | Subtotal |
| Tax Based On Investment Income | 811 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 600 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 1063 | TaxPaidWithExtension |
| Total Credits And Payments | 1663 | TotalCreditsAndPayments |
| Tax Paid Original Return | 1663 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 852 | Overpayment |
| Amount Credited To Next Year | 852 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | true | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | true | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Anne L Brigham | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | VP / Dir | 001.00 | 0 |
| Ben M Brigham III | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Pres / Dir / Sec | 001.00 | 0 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 2808992 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 2295873 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 828808 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 5933673 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 5933673 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 89005 | CashDeemedCharitable |
| Net Noncharitable Assets | 5844668 | NetNoncharitableAssets |
| Minimum Investment Return | 292233 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 292233 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 811 | TaxBasedOnInvestmentIncome |
| Income Tax For This Year | 894 | IncomeTaxForThisYear |
| Total Tax | 1705 | TotalTax |
| Distributable Amount Before Adj | 290528 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 290528 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 290528 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 170740 | ExpensesAndContributions |
| Qualifying Distributions | 170740 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 811 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 169929 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 290528 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 61484 | UndistributedIncomePriorYear |
| Qualifying Distributions | 170740 | QualifyingDistributions |
| Applied To Year1 | 61484 | AppliedToYear1 |
| Applied To Current Year | 109256 | AppliedToCurrentYear |
| Undistributed Income CY | 181272 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Anne L Brigham | ContributingManager |
| Contributing Manager | Ben M Brigham III | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (22 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AMERICAN CENTER FOR LAW AND JUSTICE | |||||||
| PO BOX 90555 | WASHINGTON | DC | 20090 | N/A | 509a1 | General Unrestricted | $10,000 |
| COURT APPTD SPECIAL ADVOC OF TRAVIS CTY | |||||||
| 7701 N LAMAR BLVD STE 301 | AUSTIN | TX | 78752 | N/A | 509a1 | General Unrestricted | $10,000 |
| FAMILY LIFE TODAY INC | |||||||
| 1200 COUNTRY CLUB DR STE 2501 | LARGO | FL | 33771 | N/A | 509a2 | General Unrestricted | $5,000 |
| FELLOWSHIP OF CHRISTIAN ATHLETES | |||||||
| 104 HI STIRRUP | HORSESHOE BAY | TX | 78657 | N/A | 509a1 | General Unrestricted | $5,000 |
| FOCUS ON THE FAMILY | |||||||
| 8605 EXPLORER DR | COLORADO SPRINGS | CO | 80920 | N/A | 509a2 | General Unrestricted | $5,000 |
| FORWARD EDGE INTERNATIONAL | |||||||
| 15121A NE 72ND AVE | VANCOUVER | WA | 98686 | N/A | 509a1 | Villa Esperanza Project in Nicaragua | $7,500 |
| HELPING HAND HOME FOR CHILDREN | |||||||
| 3804 AVE B | AUSTIN | TX | 78751 | N/A | 509a1 | General Unrestricted | $2,500 |
| HOPE NICARAGUA INCORPORATED | |||||||
| 9011 PARLIAMENT DR | BURKE | VA | 22015 | N/A | 509a1 | Mathew Juns Clinic | $5,000 |
| HOPE NICARAGUA INCORPORATED | |||||||
| 9011 PARLIAMENT DR | BURKE | VA | 22015 | N/A | 509a1 | Eden Center | $5,000 |
| LIBERTY INSTITUTE | |||||||
| 2001 W PLANO PKWY STE 1600 | PLANO | TX | 75075 | N/A | 509a2 | General Unrestricted | $5,000 |
| LIFEWORKS | |||||||
| 3700 S 1ST ST | AUSTIN | TX | 78704 | N/A | 509a2 | General Unrestricted | $10,000 |
| MAKE-A-WISH FOUNDATION OF CENTRAL AND SOUTH TEXAS | |||||||
| 2224 WALSH TARLTON LN | AUSTIN | TX | 78746 | N/A | 509a1 | General Unrestricted | $2,000 |
| OBJECTIVIST CENTER LTD | |||||||
| 1001 CONNECTICUT AVE NW STE 830 | WASHINGTON | DC | 20036 | N/A | 509a1 | General Unrestricted | $15,000 |
| PRESBYTERIAN CHILDRENS HOMES AND SERVICES | |||||||
| 4407 BEE CAVES RD STE 520 | WEST LAKE HLS | TX | 78746 | N/A | 509a1 | General Unrestricted | $5,000 |
| TEXAS PUBLIC POLICY FOUNDATION | |||||||
| 900 CONGRESS AVE | AUSTIN | TX | 78701 | N/A | 509a1 | In Support of States Rights | $17,500 |
| THE SALVATION ARMY | |||||||
| PO BOX 1000 | AUSTIN | TX | 78767 | N/A | 509a1 | Austin, Texas Division | $5,000 |
| TRINITY CENTER AT ST DAVIDS EPISCOPAL CHURCH | |||||||
| 301 E 8TH ST | AUSTIN | TX | 78701 | N/A | 509a1 | General Unrestricted | $5,000 |
| UNIVERSITY OF TEXAS FOUNDATION | |||||||
| PO BOX 250 | AUSTIN | TX | 78767 | N/A | 509a1 | In Support of The Chancellors Council | $5,000 |
| WESTLAKE HILLS PRESBYTERIAN CHURCH | |||||||
| 7127 BEE CAVES RD | AUSTIN | TX | 78746 | N/A | 509a1 | Nicaragua Micro-Loan Program | $2,500 |
| WESTLAKE HILLS PRESBYTERIAN CHURCH | |||||||
| 7127 BEE CAVES RD | AUSTIN | TX | 78746 | N/A | 509a1 | Agua for Managua Project | $2,500 |
| WONDERS & WORRIES INC | |||||||
| 9101 BURNET RD STE 107 | AUSTIN | TX | 78758 | N/A | 509a1 | General Unrestricted | $5,000 |
| WORLD VISION | |||||||
| 34834 WEYERHAEUSER WAY S | FEDERAL WAY | WA | 98001 | N/A | 509a1 | General Unrestricted | $7,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 142000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $4,871 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $81,549 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $24,423 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | K-1 Inc/Loss AT MLP FUND, LLC | Description |
| Business Code | 525990 | BusinessCode |
| Unrelated Business Income | $7,619 | UnrelatedBusinessIncomeAmount |
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $7,451 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $7,619 | UnrelatedBusinessIncomeAmount |
| Exclusion | $118,294 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 125913 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset (2 entries)
| NameName | Gross Sales PriceGrossSalesPrice | BasisBasis | Total NetTotalNet |
|---|---|---|---|
| Publicly-traded Securities | 101429 | 93689 | 7740 |
| Pass-Through K-1 Capital Gain | 16683 |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (9 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BLACKROCK INC - 5.000 - 12/10/2019 | 119685 | 113423 |
| CATERPILLAR INC NT - 5.700 - 08/15/2016 | 118202 | 113776 |
| COCA COLA CO NOTES 5.350 11/15/2017 MAKE WHOLE | 90842 | 86021 |
| EI DUPONT DE NEMOURS 5.25 12/15/16 | 117008 | 113413 |
| GENERAL ELEC CAP CORP MTN BE 5.62500 05/01/2018 | 118086 | 114700 |
| GOLDMAN SACHS GRP INC - 5.125 - 01/15/2015 | 106312 | 105486 |
| JPMORGAN CHASE - 4.650 - 06/01/2014 | 79307 | 77692 |
| PEPSICO INC NOTES - 03.100 - 01/15/2015 | 79347 | 77808 |
| WAL MART STORES INC-3.25-10/25/2020 | 82505 | 77525 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (142 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 44 shares of ADVANCE AUTO PARTS INC | 3255 | 3571 |
| 313 shares of AETNA INC. NEW | 12526 | 19888 |
| 94 shares of ALLIANCE DATA SYSTEM CORP | 12987 | 17017 |
| 131 shares of ALTERA CORPORATION | 4424 | 4322 |
| 44 shares of AMERICAN TOWER REIT INC | 3258 | 3219 |
| 61 shares of AMERIPRISE FINANCIAL INC | 3474 | 4934 |
| 75 shares of AMERISOURCEBERGEN CORP | 2982 | 4187 |
| 149 shares of AMETEK INC. | 5106 | 6303 |
| 58 shares of AMPHENOL CORPORATION | 3699 | 4521 |
| 150 shares of ANADARKO PETROLEUM CORP | 10542 | 12890 |
| 71 shares of ANSYS INC. | 4790 | 5190 |
| 130 shares of APACHE CORPORATION | 10443 | 10898 |
| 38 shares of APPLE INC. | 21884 | 15068 |
| 195 shares of AUTOMATIC DATA PROCESSING INC. | 10990 | 13428 |
| 79 shares of AUTONATION INC | 3190 | 3428 |
| 22 shares of AUTOZONE INC | 8134 | 9321 |
| 103 shares of AVAGO TECHNOLOGIES LIMITED | 3662 | 3850 |
| 188 shares of B M C SOFTWARE | 7580 | 8484 |
| 615 shares of BANK OF AMERICA CORP | 5368 | 7909 |
| 79 shares of BED BATH BEYOND INC. | 4809 | 5605 |
| 155 shares of BERRY PLASTICS GROUP INC | 2635 | 3421 |
| 25 shares of BLACKROCK INC | 4572 | 6421 |
| 85 shares of BOEING CO | 6297 | 8707 |
| 56 shares of BROWN FORMAN CORP CL B | 3525 | 3783 |
| 39 shares of CABOT OIL GAS CORP | 2800 | 2770 |
| 140 shares of CAPITAL ONE FINANCIAL CORP | 7319 | 8793 |
| 107 shares of CARDTRONICS INC | 2912 | 2953 |
| 93 shares of CATAMARAN CORP | 4455 | 4535 |
| 73 shares of CELANESE CORPORATION | 2883 | 3270 |
| 20 shares of CHARTER COMMUNICATIONS | 1444 | 2477 |
| 195 shares of CHECK POINT SOFTWARE TECHNOLOGIES LTD | 8826 | 9688 |
| 71 shares of CHURCH DWIGHT COMMON | 3673 | 4381 |
| 515 shares of CISCO SYSTEMS INC | 8901 | 12535 |
| 130 shares of CITIGROUP INC | 4271 | 6236 |
| 65 shares of CITRIX SYSTEMS INC | 3998 | 3923 |
| 119 shares of COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | 7732 | 7454 |
| 230 shares of COMCAST CORP CL A | 8230 | 9603 |
| 36 shares of CONCHO RESOURCES INC | 3157 | 3014 |
| 150 shares of COVIDIEN LTD | 8465 | 9426 |
| 285 shares of CROWN HOLDINGS INC | 10517 | 11722 |
| 150 shares of CVS CAREMARK CORP. | 6867 | 8577 |
| 175 shares of DANAHER CORP | 9211 | 11078 |
| 38 shares of DAVITA INC COMMON | 3980 | 4590 |
| 95 shares of DICKS SPORTING GDS | 4848 | 4756 |
| 38 shares of DIGITAL RLTY TR INC | 2630 | 2318 |
| 100 shares of DIRECTV GROUP | 4904 | 6164 |
| 67 shares of DISCOVERY COMMUNICATIONS, INC - SERIES C COMMON ST | 3479 | 4675 |
| 165 shares of DOLLAR GENERAL CORP | 7463 | 8321 |
| 131 shares of DOLLAR TREE INC. | 5857 | 6660 |
| 44 shares of DOVER CORP | 2605 | 3417 |
| 12451 shares of DREYFUS PREMIER EMERGING MARKETS DEBT LOCAL CURREN | 184603 | 174439 |
| 385 shares of EMC CORP-MASS | 9300 | 9094 |
| 70 shares of EQT CORPORATION | 4131 | 5556 |
| 22 shares of EQUINIX, INC. | 3959 | 4064 |
| 220 shares of EXPRESS SCRIPTS HOLDING CO. | 12428 | 13583 |
| 63 shares of F M C CP | 3385 | 3847 |
| 186 shares of FIDELITY NATIONAL INFORMATION SERVICES INC | 6168 | 7968 |
| 199 shares of FISERV INC | 14383 | 17395 |
| 51 shares of FLUOR CORP | 2877 | 3025 |
| 95 shares of FOOT LOCKER INC N.Y. COM | 3200 | 3337 |
| 175 shares of FORD MOTOR COMPANY | 1937 | 2707 |
| 163031 shares of FRANKLIN HIGH INCOME FUND ADVISOR CLASS | 329784 | 334212 |
| 245 shares of FREEPORT-MCMORAN COPPER GOLD INC. | 8794 | 6764 |
| 91 shares of GAMESTOP CORP | 1822 | 3825 |
| 590 shares of GENERAL ELECTRIC CO | 12330 | 13682 |
| 14 shares of GOOGLE INC CL A | 9171 | 12325 |
| 22 shares of GRAINGER W W INC. | 4377 | 5548 |
| 141 shares of HEALTHSOUTH CP | 3101 | 4061 |
| 40 shares of HUMANA INC | 2710 | 3375 |
| 18 shares of IHS INC | 1782 | 1879 |
| 30 shares of INTL FLAVORS FRAGRANCES INC | 2461 | 2255 |
| 22 shares of INTERCONTINETALEXCHANGE INC | 2894 | 3911 |
| 10 shares of INTUITIVE SURGICAL, INC. | 5166 | 5061 |
| 100 shares of JOHNSON JOHNSON | 6895 | 8586 |
| 26 shares of JONES LANG LASALLE | 1894 | 2370 |
| 250 shares of JP MORGAN CHASE CO | 9688 | 13198 |
| 38 shares of KANSAS CITY SOUTHERN | 2925 | 4026 |
| 240 shares of KINDER MORGAN INC | 8052 | 9156 |
| 84 shares of LKQ CORPORATION | 2189 | 2163 |
| 105 shares of MARRIOTT INTERNATIONAL INC. CL A | 3827 | 4239 |
| 85 shares of MCDONALDS CORP | 7272 | 8415 |
| 40 shares of MCKESSON CORP | 3645 | 4580 |
| 58 shares of MEDNAX, INC. | 4194 | 5312 |
| 200 shares of MERCK CO INC. | 8816 | 9290 |
| 153 shares of MICROCHIP TECHNOLOGY INC. | 4999 | 5699 |
| 415 shares of MICROSOFT CORPORATION | 11733 | 14334 |
| 30 shares of MOHAWK INDS INC | 2356 | 3375 |
| 81 shares of MONSTER BEVERAGE CORP | 4390 | 4927 |
| 28 shares of MSC INDUSTRIAL DRCT | 1967 | 2169 |
| 115 shares of NETAPP, INC. | 3331 | 4345 |
| 13857 shares of NEUBERGER BERMAN EQUITY INCOME FUND | 161445 | 167252 |
| 56 shares of NOBLE ENERGY INC. | 2636 | 3362 |
| 415 shares of ORACLE CORP | 12702 | 12745 |
| 24 shares of PANERA BREAD CO. CL. A. | 3873 | 4463 |
| 60 shares of PEPSICO INC | 4146 | 4907 |
| 20 shares of PERRIGO CO | 2374 | 2420 |
| 81 shares of PETSMART INC. | 5436 | 5426 |
| 150 shares of PG E CORP | 6420 | 6860 |
| 26888 shares of PIMCO COMMODITY REAL RETURN STRATEGY FUND | 183682 | 148692 |
| 32 shares of PIONEER NAT RES CO | 3261 | 4632 |
| 11943 shares of POLEN GROWTH FUND INSTITUTIONAL CLASS | 155671 | 166007 |
| 100 shares of PRAXAIR INC. | 10731 | 11516 |
| 12 shares of PRECISION CASTPARTS | 2044 | 2712 |
| 294 shares of QEP RESOURCES INC | 8298 | 8167 |
| 20 shares of RANGE RESOURCES CORP DEL | 1348 | 1546 |
| 9 shares of REGENERON PHARMACEUTICALS, INC | 1583 | 2024 |
| 221 shares of REPUBLIC SVCS INC. | 6042 | 7501 |
| 46 shares of RESMED INC | 1856 | 2076 |
| 27836 shares of RIDGEWORTH FDS SEIX FLOATING RATE HIGH INCOME FUND | 246225 | 249687 |
| 109 shares of RIVERBED TECHNOLOGY, INC. | 2036 | 1696 |
| 97 shares of ROCKWOOD HOLDINGS INC | 4421 | 6211 |
| 40 shares of ROPER INDUSTRIES NEW COMMON | 4263 | 4969 |
| 73 shares of ROSS STORES, INC. | 4523 | 4731 |
| 107 shares of SALLY BEAUTY HLDG | 2767 | 3328 |
| 65 shares of SBA COMMUNICATIONS | 4370 | 4818 |
| 45 shares of SHIRE PLC | 3900 | 4280 |
| 131 shares of SKYWORKS SOLUTIONS, INC | 3219 | 2868 |
| 200 shares of SPECTRA ENERGY CORP-W/I | 5620 | 6892 |
| 38 shares of STERICYCLE INC | 3454 | 4196 |
| 130 shares of STRYKER CORPORATION | 6867 | 8408 |
| 54 shares of T. ROWE PRICE ASSOCIATES | 3394 | 3953 |
| 130 shares of TARGET CORPORATION | 8121 | 8952 |
| 112 shares of TEAM HEALTH HOLDINGSINC COM | 3847 | 4600 |
| 100 shares of TERADATA CORPORATION | 5184 | 5023 |
| 58 shares of TIMKEN CO | 2309 | 3264 |
| 170 shares of TJX COMPANIES INC | 7490 | 8510 |
| 32 shares of TRACTOR SUPPLY CO | 2735 | 3762 |
| 61 shares of TRIUMPH GROUP INC | 3964 | 4828 |
| 30 shares of UNION PACIFIC | 3650 | 4628 |
| 130 shares of UNITED TECHNOLOGIES CORP | 10034 | 12082 |
| 200 shares of UNITEDHEALTH GROUP INC. | 10450 | 13096 |
| 220 shares of US BANCORP DEL | 7170 | 7953 |
| 45 shares of V F CORP | 6924 | 8688 |
| 133 shares of VANTIV INC - CLASS A | 2738 | 3671 |
| 24285 shares of VIRTUS EMERGING MARKETS OPPTS CL I | 238740 | 237264 |
| 40 shares of VISA INC | 5491 | 7310 |
| 125 shares of WALGREEN CO | 4081 | 5525 |
| 340 shares of WELLS FARGO CO. | 11191 | 14032 |
| 44 shares of WEX INC | 3109 | 3375 |
| 30 shares of WHIRLPOOL CORP | 3156 | 3431 |
| 290 shares of WILLIAMS COS | 9227 | 9416 |
| 7786 shares of YACKTMAN FOCUSED FUND | 156043 | 186312 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (2 entries)
| Category Or ItemCategoryOrItem | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|
| AT MLP FUND, LLC | 620061 | 736818 |
| PRISMA SPECTRUM FUND LTD | 500000 | 547890 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 28715 | 28715 | |
| K-1 Exp AT MLP FUND, LLC | 11692 | 11668 | |
| State or Local Filing Fees | 25 | 25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | K-1 Inc/Loss AT MLP FUND, LLC | Description |
| Revenue And Expenses Per Books | 15070 | RevenueAndExpensesPerBooks |
| Net Investment Income | 7451 | NetInvestmentIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $25,472 | Amount |
| Net Investment Income | 25472 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| Estimated Tax for 2013 | $600 | |
| Foreign Tax Paid | $19 | 19 |
| IRS Excise Tax Payment with 1st ext 990-PF | $103 |
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