BUSCH FAMILY FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- BUSCH FAMILY FOUNDATION (EIN 77-0356496)
- Tax period
- 2012-08-01 to 2013-07-31
- Filed
- 2014-03-15
- IRS object ID
- 201400749349100700
- Schema version
- 2012v2.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-03-15T11:10:03-07:00 | Timestamp |
| Tax Period End Date | 2013-07-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Hayashi & Wayland CPAs | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 26515 Carmel Rancho Blvd STE 100 | AddressLine1 |
| City | Carmel | City |
| State | CA | State |
| ZIP Code | 93923 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-08-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770356496 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BUSCH FAMILY FOUNDATION | BusinessNameLine1 |
| Business Name Line2 | CO HAYASHI WAYLAND | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | BUSC | NameControl |
| Phone | 8316245333 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 26515 CARMEL RANCHO BLVD | AddressLine1 |
| City | CARMEL | City |
| State | CA | State |
| ZIP Code | 93923 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | RALPH B BUSCH III | Name |
| Title | President | Title |
| Date Signed | 2014-03-15 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Robert Lee | Name |
| PTIN | P01000223 | PTIN |
| Phone | 8316478055 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 4349568 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 42822 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 42822 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 42822 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | -3345 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 30899 | GrossSalesPrice |
| Total Revenue And Expenses | 39477 | TotalRevenueAndExpenses |
| Total Net Investment Income | 42822 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 42822 | TotalAdjustedNetIncome |
| Accounting Fees Rev And Expnss | 2250 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 2250 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 2250 | AccountingFeesAdjNetIncm |
| Interest Rev And Expnss | 2 | InterestRevAndExpnss |
| Interest Net Invst Incm | 2 | InterestNetInvstIncm |
| Interest Adj Net Incm | 2 | InterestAdjNetIncm |
| Taxes Rev And Expnss | 317 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 317 | TaxesNetInvstIncm |
| Taxes Adj Net Incm | 317 | TaxesAdjNetIncm |
| Other Expenses Rev And Expnss | 22735 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 22735 | OtherExpensesNetInvstIncm |
| Other Expenses Adj Net Incm | 22735 | OtherExpensesAdjNetIncm |
| Tot Opr Expenses Rev And Expnss | 25304 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 25304 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 25304 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 53000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 53000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 78304 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 25304 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 25304 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 53000 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -38827 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 17518 | NetInvestmentIncome |
| Adjusted Net Income | 17518 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 20429 | CashBOY |
| Cash EOY | 12063 | CashEOY |
| Cash EOYFMV | 12063 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 9900 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 68112 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 68112 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 130071 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 918215 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 3791870 | InvestmentsCorpStockEOYFMV |
| Investments Other EOY | 423470 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 477268 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 255 | OtherAssetsBOY |
| Other Assets EOY | 255 | OtherAssetsEOY |
| Other Assets EOYFMV | 255 | OtherAssetsEOYFMV |
| Total Assets BOY | 160655 | TotalAssetsBOY |
| Total Assets EOY | 1422115 | TotalAssetsEOY |
| Total Assets EOYFMV | 4349568 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 160655 | RetainedEarningsBOY |
| Retained Earnings EOY | 1422115 | RetainedEarningsEOY |
| Total Net Assets BOY | 160655 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1422115 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 160655 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1422115 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 160655 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -38827 | ExcessOfRevenueOverExpenses |
| Other Increases | 1300287 | OtherIncreases |
| Subtotal | 1422115 | Subtotal |
| Total Net Assets Fund Balances EOY | 1422115 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -3345 | CapitalGainNetIncome |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 350 | InvestmentIncomeExciseTax |
| Subtotal | 350 | Subtotal |
| Tax Based On Investment Income | 350 | TaxBasedOnInvestmentIncome |
| Tax Due | 350 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | false | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | CA | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HAYASHI WAYLAND | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8316245333 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 26515 CARMEL RANCHO BLVD STE 100 | AddressLine1 |
| City | CARMEL | City |
| State | CA | State |
| ZIP Code | 93923 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| JEFFREY D BUSCH | ||||||
| 93 CORRAL DE TIERRA TERRACE | SALINAS | CA | 939089146 | Director | 1.00 | 0 |
| ELLYN D BUSCH ESSIG | ||||||
| 93 CORRAL DE TIERRA TERRACE | SALINAS | CA | 939089146 | Secretary | 1.00 | 0 |
| PETER S BUSCH | ||||||
| 93 CORRAL DE TIERRA TERRACE | SALINAS | CA | 939089146 | CFO | 1.00 | 0 |
| FRANK B BUSCH | ||||||
| 150 SAN BENANCIO RD | SALINAS | CA | 939089146 | Vice President | 1.00 | 0 |
| GREGORY J BUSCH | ||||||
| 93 CORRAL DE TIERRA TERRACE | SALINAS | CA | 939089146 | Vice President | 1.00 | 0 |
| RALPH B BUSCH III | ||||||
| 93 CORRAL DE TIERRA TERRACE | SALINAS | CA | 939089146 | President | 1.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 2557353 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 72685 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 2630038 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 2630038 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 39451 | CashDeemedCharitable |
| Net Noncharitable Assets | 2590587 | NetNoncharitableAssets |
| Minimum Investment Return | 129529 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 129529 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 350 | TaxBasedOnInvestmentIncome |
| Total Tax | 350 | TotalTax |
| Distributable Amount Before Adj | 129179 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 129179 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 129179 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 53000 | ExpensesAndContributions |
| Qualifying Distributions | 53000 | QualifyingDistributions |
| Adj Qualifying Distributions | 53000 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 129179 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year3 | 4982 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 10510 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 20872 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 36364 | TotalExcessDistriCarryover |
| Qualifying Distributions | 53000 | QualifyingDistributions |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 53000 | AppliedToCurrentYear |
| Excess Distri Cyov App CY Corpus | 36364 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 36364 | ExcessDistriCyovAppliedCY |
| Undistributed Income CY | 39815 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | RALPH B BUSCH III | ContributingManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | RALPH B BUSCH III | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 26515 CARMEL RANCHO BLVD SUITE 100 | AddressLine1 |
| City | CARMEL | City |
| State | CA | State |
| ZIP Code | 93923 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 8316245333 | RecipientPhoneNumber |
| Form And Info And Materials | LETTER | FormAndInfoAndMaterials |
| Submission Deadlines | NO DEADLINE | SubmissionDeadlines |
| Restrictions On Awards | NO RESTRICTIONS OR LIMITATIONS ON AWARDS. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (6 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| LIVINGSTON MEMORIAL VNA | |||||||
| 1996 EASTMAN AVENUE SUITE 101 | VENTURA | CA | 93003 | NONE | EXEMPT | GENERAL | $25,000 |
| BOYS AND GIRLS CLUB OF SANTA CLARA | |||||||
| 1400 E HARVARD BLVD | SANTA PAULA | CA | 93060 | NONE | EXEMPT | GENERAL | $5,000 |
| BOYS AND GIRLS CLUB OF VENTURA | |||||||
| 6020 NICOLLE ST | VENTURA | CA | 93003 | NONE | EXEMPT | GENERAL | $5,000 |
| TOTAL LIFE CHRISTIAN CENTER | |||||||
| 660 N VENTURA AVE | VENTURA | CA | 93001 | NONE | EXEMPT | GENERAL | $2,500 |
| MIAMI UNIVERSITY | |||||||
| 501 EAST HIGH STREET | OXFORD | OH | 45056 | NONE | EXEMPT | GENERAL | $14,500 |
| PALMA HIGH SCHOOL | |||||||
| 919 IVERSON | SALINAS | CA | 93901 | NONE | EXEMPT | GENERAL | $1,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 53000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $42,822 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | -3345 | RelatedOrExemptFunctionIncome |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $42,822 | ExclusionAmount |
| Related Or Exempt Function Income | -3345 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 39477 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amount | $2,250 | Amount |
| Net Investment Income | 2250 | NetInvestmentIncome |
| Adjusted Net Income | 2250 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (30 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 930 HSBC HLDGS PLC | 25079 | 24003 |
| 580 SENIOR HSG PPTYS TR | 14408 | 12638 |
| 570 JPMORGAN CHASE & CO DEP SHS REPSTG | 14423 | 13127 |
| 540 DTE ENERGY CO JR SUB DEB PFD STOCK | 14030 | 13927 |
| 460 UNITED STATES CELLULAR CORP SR NT | 12147 | 11730 |
| 460 QUEST CORP NT | 12004 | 11661 |
| 420 REALTY INCOME CORP MONTHLY INCOME CU | 11449 | 10718 |
| 870 XCEL ENERGY INC COM | 18224 | 26057 |
| 800 VECTRON CORP COM | 21153 | 29616 |
| 790 BRISTOL MEYERS SQUIBB CO COM | 20484 | 34160 |
| 750 VERIZON COMMUNICATIONS COM | 24906 | 37110 |
| 740 PAYCHEX INC COM | 23584 | 29186 |
| 700 HAWAIIAN ELEC INDS INC COM | 15509 | 18662 |
| 700 AT&T INC COM | 19210 | 24689 |
| 70000 RSTK BERRY PETROLEUM CO CL A | 306250 | 2838500 |
| 690 ALTRIA GROUP INC COM | 12496 | 24191 |
| 660 ONEOK INC NEW COM | 12607 | 34947 |
| 642 NORTHEAST UTILITIES | 16796 | 28511 |
| 580 ATMOS ENERGY CORP COM | 16591 | 25659 |
| 574 DUKE ENERGY CORP NEW COM | 30362 | 40754 |
| 540 SOUTHERN CO COM | 18234 | 24214 |
| 530 FIRSTENERGY CORP COM | 20284 | 20177 |
| 470 DOMINION RES INC VA COM | 17495 | 27876 |
| 450 DTE ENERGY CO COM | 17829 | 31815 |
| 360 PHILIP MORRIS INTL INC COM | 20407 | 32105 |
| 216 KRAFT FOODS GROUP INC COM | 7234 | 12221 |
| 1515 B&G FOODS INC NEW COM | 14504 | 52783 |
| 1020 VECTOR GROUP LTD COM | 12026 | 16983 |
| 500 BERRY PETE CO CLASS A | 18420 | 20275 |
| 6000 BERRY PETE COMPANY | 130070 | 263575 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (8 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 800 NATIONAL RETAIL PPTYS INC COM | AT COST | 20378 | 27992 |
| 780 GOVERNMENT PPTYS INCOME TR COM SHS | AT COST | 20629 | 19711 |
| 730 LTC PROPERTIES INC | AT COST | 18654 | 28229 |
| 450 EPR PPTYS COM SH BEN INT | AT COST | 16481 | 22671 |
| 440 VENTAS INC COM | AT COST | 14820 | 28926 |
| 350 HEALTH CARE REIT INC COM | AT COST | 11427 | 22572 |
| 2090 HEALTHCARE TR AMER INC CL A | AT COST | 23114 | 22886 |
| 10997.409 CNI FIXED INCOME OPPORTUNITIES | AT COST | 297967 | 304281 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ORGANIZATIONAL COSTS | Description |
| BOY Book Value | 255 | BOYBookValue |
| EOY Book Value | 255 | EOYBookValue |
| EOYFMV | 255 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | INVESTMENT FEES | Description |
| Revenue And Expenses Per Books | 22735 | RevenueAndExpensesPerBooks |
| Net Investment Income | 22735 | NetInvestmentIncome |
| Adjusted Net Income | 22735 | AdjustedNetIncome |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | TRANSFER FROM CHARITABLE REMAINDER TRUST | Description |
| Amount | $1,300,287 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| UNTITED STATES TREASURY | $282 | 282 | 282 |
| SECTARY OF STATE | $25 | 25 | 25 |
| FTB | $10 | 10 | 10 |
Comments