ALLEN I GROSS CHARITABLE FOUNDATION: Form 990PF, tax year 2013

View the entire original 990 at ProPublica ↗

Organization: ALLEN I GROSS CHARITABLE FOUNDATION (EIN 11-2906887)
Tax period: 2013-12-01 to 2014-11-30
Filed: 2015-10-15
IRS object ID: 201542889349100734
Schema version: 2013v4.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Compensation Explanation
Investments Corp Stock Schedule
Other Assets Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2015-10-15T18:13:59-05:00	ReturnTs
Tax Period End	2014-11-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	113360065	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	ROTH & COMPANY LLP	BusinessNameLine1

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	1428 36TH STREET SUITE 200	AddressLine1
City	BROOKLYN	City
State	NY	State
ZIP Code	11218	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2013-12-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	112906887	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ALLEN I GROSS CHARITABLE FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Business Name Control	ALLE	BusinessNameControlTxt
Phone	2128374602	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	140 BROADWAY 41ST FLOOR	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10005	ZIPCode

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	ALLEN I GROSS	PersonNm
Person Title	PRESIDENT	PersonTitleTxt
Phone	2128374602	PhoneNum
Signature	2015-09-27	SignatureDt

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	ALAN BOTWINICK	PreparerPersonNm
PTIN	P00841433	PTIN
Phone	7182361600	PhoneNum
Preparation	2015-10-13	PreparationDt

Field	Value	IRS element (for citing)
Tax	2013	TaxYr
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$13,638,432	FMVAssetsEOYAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$235,771	ContriRcvdRevAndExpnssAmt
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss	$92,400	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$92,400	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$162,682	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$162,682	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$158,203	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$4,490,620	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$158,203	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	-$16,115	OtherIncomeRevAndExpnssAmt
Other Income Adj Net Incm	-$16,115	OtherIncomeAdjNetIncmAmt
Total Rev And Expnss	$632,941	TotalRevAndExpnssAmt
Total Net Invst Incm	$413,285	TotalNetInvstIncmAmt
Total Adj Net Incm	-$16,115	TotalAdjNetIncmAmt
Accounting Fees Rev And Expnss	$17,299	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$13,839	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$3,460	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$48,253	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$48,253	OtherProfFeesNetInvstIncmAmt
Taxes Rev And Expnss	$9,250	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$250	TaxesNetInvstIncmAmt
Other Expenses Rev And Expnss	$100	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$100	OtherExpensesNetInvstIncmAmt
Tot Opr Expenses Rev And Expnss	$74,902	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$62,442	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$3,460	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$600,166	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$558,116	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$675,068	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$62,442	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$561,576	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$42,127	ExcessRevenueOverExpensesAmt
Net Investment Income	$350,843	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$508,902	CashBOYAmt
Cash EOY	$1,810,977	CashEOYAmt
Cash EOYFMV	$1,810,977	CashEOYFMVAmt
Corporate Stock BOY	$11,002,150	CorporateStockBOYAmt
Corporate Stock EOY	$11,545,348	CorporateStockEOYAmt
Corporate Stock EOYFMV	$11,545,348	CorporateStockEOYFMVAmt
Other Assets BOY	$1,973,078	OtherAssetsBOYAmt
Other Assets EOY	$282,107	OtherAssetsEOYAmt
Other Assets EOYFMV	$282,107	OtherAssetsEOYFMVAmt
Total Assets BOY	$13,484,130	TotalAssetsBOYAmt
Total Assets EOY	$13,638,432	TotalAssetsEOYAmt
Total Assets EOYFMV	$13,638,432	TotalAssetsEOYFMVAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind
Unrestricted BOY	$13,484,130	UnrestrictedBOYAmt
Unrestricted EOY	$13,638,432	UnrestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY	$13,484,130	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$13,638,432	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$13,484,130	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$13,638,432	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$13,484,130	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$42,127	ExcessRevenueOverExpensesAmt
Other Increases	$196,429	OtherIncreasesAmt
Subtotal	$13,638,432	SubtotalAmt
Tot Net Ast Or Fund Balances EOY	$13,638,432	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (753 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
ADVANCE AUTO PARTS INC	P	2013-08-13	2014-02-25	$2,025	$1,414	$611	$611
ANGLOGOLD HOLDINGS PLC 05.125	P	2013-10-30	2014-07-01	$43,826	$41,358	$2,468	$2,468
BASF SE SPON ADR	P	2013-09-11	2014-07-30	$320	$279	$41	$41
CENTRICA PLC NEW 2004 SPON A	P	2013-10-02	2014-01-23	$107	$121	-$14	-$14
COMPANHIA ENERGETICA DE MINAS	P	2013-03-21	2014-01-13	$2	$2
DEUTSCHE TELEKOM AG DE SPON A	P	2013-08-14	2014-07-18	$374	$304	$70	$70
ELECTRICITE DE FRANCE ADR	P	2014-04-08	2014-12-17	$212	$302	-$90	-$90
FNMA PL AE0949 04.0000 DUE 02	P	2013-02-13	2014-02-11	$2,211	$2,246	-$35	-$35
FNMA PL AU2933 03.5000 DUE 09	P	2013-09-16	2014-02-11	$1,997	$1,963	$34	$34
HENRY JACK & ASSOC INC	P	2013-08-13	2014-02-10	$2,824	$2,535	$289	$289
ICICI BANK LTD SPON ADR	P	2013-10-02	2014-04-22	$438	$310	$128	$128
MAINSTAY MARKETFIELD FUND C	P	2014-02-04	2014-12-02	$13,308	$15,005	-$1,697	-$1,697
NIPPON TELEG & TEL CORP SPON A	P	2014-08-01	2014-12-05	$779	$998	-$219	-$219
ONEOK INC 04.250	P	2014-01-07	2014-07-01	$14,879	$14,611	$268	$268
ROYAL BANK OF SCOTLAND 04.700	P	2013-07-05	2014-04-23	$51,545	$49,184	$2,361	$2,361
SNAP ON INC	P	2013-10-03	2014-08-27	$624	$497	$127	$127
TULLOW OIL PLC ADR	P	2013-08-09	2014-08-08	$301	$422	-$121	-$121
US TSY INFL PROT BOND 02.375	P	2013-12-10	2014-02-11	$2,929	$2,877	$52	$52
US TSY NOTE 01.750 % DUE 05	P	2014-03-10	2014-05-06	$33,866	$33,864	$2	$2
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-06	$137	$139	-$2	-$2
WORLD FUEL SERVICES CORP	P	2013-08-13	2014-03-06	$4,181	$3,620	$561	$561
ALLIANZ FIXED INCOME SHARES	P	2012-05-10	2014-02-07	$159,829	$174,104	-$14,275	-$14,275
ANHEUSER BUSCH INBEV 04.125	P	2012-05-17	2014-07-24	$2,034	$2,030	$4	$4
AXA ADR	P	2013-03-01	2014-05-16	$302	$221	$81	$81
BASF SE SPON ADR	P	2012-11-27	2014-07-18	$337	$264	$73	$73
BIO TECHNE CORP COM	P	2013-08-13	2014-11-10	$2,273	$1,925	$348	$348
BROADCOM CORP CL A	P	2013-01-11	2014-12-03	$2,164	$1,691	$473	$473
CITRIX SYSTEMS INC	P	2011-04-20	2014-12-10	$440	$530	-$90	-$90
COVIDIEN PLC MERGER EFF 01	P	2012-05-17	2014-12-03	$307	$147	$160	$160
CVS HEALTH CORP	P	2012-11-14	2014-12-02	$450	$228	$222	$222
DOLBY LABORATORIES INC CL A	P	2013-08-08	2014-08-28	$2,798	$1,967	$831	$831
ELECTRICITE DE FRANCE ADR	P	2013-10-02	2014-12-17	$173	$198	-$25	-$25
EXELON CORP	P	2012-01-11	2014-04-23	$36	$44	-$8	-$8
FANNIE MAE NTS 00.625	P	2012-05-17	2014-09-04	$3,002	$3,001	$1	$1
FOREST LABORATORIES MERG	P	2012-11-28	2014-07-01	$2,669	$1,513	$1,156	$1,156
HSBC HOLDINGS PLC NEW GB SPON A	P	2012-07-09	2014-08-28	$377	$304	$73	$73
ING GROEP N V NL SPON ADR	P	2012-07-09	2014-08-28	$289	$130	$159	$159
JP MORGAN INTERNATIONAL VALUE	P	2012-06-26	2014-08-28	$14,169	$11,056	$3,113	$3,113
LIBERTY BROADBAND CORP	P	2011-03-16	2014-11-05	$24	$11	$13	$13
NEW ORLEANS LA TAX 20	P	2012-10-26	2014-10-29	$25,637	$26,036	-$399	-$399
NOVARTIS AG SPON ADR	P	2013-03-01	2014-06-18	$1,355	$1,019	$336	$336
NUCOR CORP	P	2011-04-20	2014-12-10	$1,282	$1,116	$166	$166
PENTAIR PLC	P	2011-03-16	2014-12-10	$61	$32	$29	$29
RIO TINTO PLC SPON ADR	P	2013-07-23	2014-11-18	$47	$46	$1	$1
SANDISK CORP	P	2011-03-16	2014-08-28	$3,344	$1,472	$1,872	$1,872
SEAGATE TECHNOLOGY PLC SHS	P	2011-03-16	2014-12-10	$1,766	$351	$1,415	$1,415
SUMITOMO MITSUI FINANC	P	2012-07-10	2014-08-28	$337	$275	$62	$62
TRAVELERS COS INC/THE	P	2012-05-08	2014-12-02	$1,148	$710	$438	$438
US TSY NOTE 00.250 % DUE 01	P	2012-05-09	2014-01-31	$46,000	$45,986	$14	$14
US TSY NOTE 02.500 % DUE 01	P	2012-12-27	2014-02-11	$18,409	$21,918	-$3,509	-$3,509
WELLS FARGO & CO NEW	P	2012-05-08	2014-12-02	$2,978	$1,834	$1,144	$1,144
ADVANCE AUTO PARTS INC	P	2013-08-13	2014-01-17	$6,489	$4,651	$1,838	$1,838
ANGLOGOLD HOLDINGS PLC 05.125	P	2013-10-30	2014-07-01	$43,826	$41,358	$2,468	$2,468
BASF SE SPON ADR	P	2013-09-11	2014-08-01	$410	$372	$38	$38
CENTRICA PLC NEW 2004 SPON A	P	2013-11-20	2014-01-23	$449	$495	-$46	-$46
COMPANHIA ENERGETICA DE MINAS	P	2013-03-21	2014-01-17	$384	$515	-$131	-$131
DEUTSCHE TELEKOM AG DE SPON A	P	2013-08-30	2014-07-18	$309	$244	$65	$65
ELECTRICITE DE FRANCE ADR	P	2014-08-18	2014-12-18	$534	$644	-$110	-$110
FNMA PL AJ4050 04.0000 DUE 10	P	2013-04-18	2014-02-11	$2,955	$3,020	-$65	-$65
FNMA PL AU3751 04.0000 DUE 08	P	2013-10-11	2014-02-11	$3,042	$3,045	-$3	-$3
HITTITE MICROWAVE CORP MERG	P	2013-08-13	2014-06-13	$5,767	$4,505	$1,262	$1,262
ICICI BANK LTD SPON ADR	P	2013-11-04	2014-04-22	$438	$372	$66	$66
MICROS SYSTEMS INC MERG	P	2013-08-13	2014-06-25	$6,102	$4,504	$1,598	$1,598
NOMURA HOLDINGS INC NEW SPON A	P	2013-09-17	2014-08-28	$452	$559	-$107	-$107
ORIX CORP SPON ADR	P	2013-06-13	2014-02-14	$74	$66	$8	$8
ROYAL BK SCOTLND GRP PLC 06.125	P	2013-05-30	2014-05-21	$54,130	$52,888	$1,242	$1,242
SOCIETE GENERALE FRANCE SPONS	P	2013-08-16	2014-01-30	$12	$10	$2	$2
TULLOW OIL PLC ADR	P	2013-09-11	2014-08-08	$301	$434	-$133	-$133
US TSY INFL PROT BOND 02.375	P	2013-12-30	2014-02-11	$2,929	$2,860	$69	$69
US TSY NOTE 01.750 % DUE 05	P	2014-04-11	2014-05-06	$7,184	$7,189	-$5	-$5
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-06	$337	$342	-$5	-$5
WORLD FUEL SERVICES CORP	P	2013-09-10	2014-03-06	$1,246	$1,077	$169	$169
ALLIANZ FIXED INCOME SHARES	P	2012-05-10	2014-06-13	$2,589	$2,797	-$208	-$208
ANSYS INC	P	2011-06-03	2014-08-27	$734	$494	$240	$240
AXA ADR	P	2013-07-10	2014-08-01	$283	$252	$31	$31
BASF SE SPON ADR	P	2013-05-24	2014-07-18	$337	$289	$48	$48
BIO TECHNE CORP COM	P	2013-09-10	2014-11-10	$1,909	$1,627	$282	$282
BROADCOM CORP CL A	P	2013-07-23	2014-12-03	$649	$463	$186	$186
CLARCOR INC	P	2013-08-13	2014-08-27	$1,311	$1,185	$126	$126
COVIDIEN PLC MERGER EFF 01	P	2012-05-21	2014-12-03	$205	$97	$108	$108
DEVON ENERGY CORP NEW	P	2012-12-21	2014-06-11	$5,730	$4,009	$1,721	$1,721
DOLBY LABORATORIES INC CL A	P	2013-08-08	2014-12-10	$973	$721	$252	$252
ENI SPA IT SPON ADR	P	2012-06-25	2014-04-01	$954	$748	$206	$206
EXELON CORP	P	2012-01-11	2014-04-23	$72	$89	-$17	-$17
FHLMC PL A96834 04.5000 DUE 02	P	2011-04-07	2014-02-11	$11,302	$10,666	$636	$636
FOREST LABORATORIES MERG	P	2013-01-11	2014-07-01	$1,591	$950	$641	$641
HSBC HOLDINGS PLC NEW GB SPON A	P	2013-06-26	2014-08-28	$216	$208	$8	$8
ING GROEP N V NL SPON ADR	P	2012-08-03	2014-08-28	$14	$7	$7	$7
JP MORGAN INTERNATIONAL VALUE	P	2012-06-26	2014-10-09	$170	$146	$24	$24
LIBERTY BROADBAND CORP SER A	P	2011-03-16	2014-11-05	$37	$16	$21	$21
NEWMONT MINING CORP (HOLDI	P	2012-05-09	2014-12-02	$286	$694	-$408	-$408
NOVARTIS AG SPON ADR	P	2013-03-01	2014-08-28	$90	$68	$22	$22
ORIX CORP SPON ADR	P	2012-06-25	2014-01-14	$418	$216	$202	$202
PEPSICO INC	P	2012-05-08	2014-12-02	$4,014	$2,649	$1,365	$1,365
RIO TINTO PLC SPON ADR	P	2013-08-09	2014-11-18	$803	$847	-$44	-$44
SANDISK CORP	P	2011-04-20	2014-12-10	$2,980	$1,405	$1,575	$1,575
SEAGATE TECHNOLOGY PLC SHS	P	2011-03-16	2014-08-28	$2,343	$494	$1,849	$1,849
TAIWAN SEMICONDUCTOR MFG CO LTD	P	2013-08-22	2014-12-02	$2,257	$1,608	$649	$649
TULLOW OIL PLC ADR	P	2013-01-15	2014-08-08	$455	$733	-$278	-$278
US TSY NOTE 00.250 % DUE 01	P	2012-05-17	2014-01-31	$5,000	$4,996	$4	$4
VERTEX PHARMACEUTICAL INC	P	2011-03-16	2014-08-28	$1,852	$910	$942	$942
WELLS FARGO & CO NEW	P	2012-05-09	2014-12-02	$271	$164	$107	$107
ADVANCE AUTO PARTS INC	P	2013-09-10	2014-02-25	$2,658	$1,695	$963	$963
ASML HLDG NV GDR EUR	P	2013-08-09	2014-01-07	$624	$640	-$16	-$16
BASF SE SPON ADR	P	2013-10-02	2014-08-01	$410	$390	$20	$20
CHICAGO IL ASSUR	P	2013-11-26	2014-09-12	$35,682	$34,535	$1,147	$1,147
COMPANHIA ENERGETICA DE MINAS	P	2013-06-04	2014-01-17	$212	$295	-$83	-$83
DEUTSCHE TELEKOM AG DE SPON A	P	2013-09-11	2014-07-18	$277	$223	$54	$54
ENEL SPA ADR	P	2014-01-23	2014-11-20	$317	$335	-$18	-$18
FNMA PL AL0935 04.0000 DUE 05	P	2014-04-09	2014-10-16	$4,075	$3,999	$76	$76
FNMA PL AU7303 04.0000 DUE 08	P	2013-11-08	2014-02-11	$2,075	$2,079	-$4	-$4
HITTITE MICROWAVE CORP MERG	P	2013-09-10	2014-06-13	$1,403	$1,144	$259	$259
INDUSTRIAL & COML BK CHINA	P	2014-07-23	2014-08-28	$329	$329
MICROS SYSTEMS INC MERG	P	2013-09-10	2014-06-25	$2,034	$1,503	$531	$531
NORDEA BANK SWED ADR	P	2013-10-17	2014-07-02	$386	$341	$45	$45
PEARSON PLC SPON ADR	P	2013-07-03	2014-01-30	$92	$92
ROYAL KPN N.V. SPON ADR	P	2014-01-29	2014-08-28	$476	$539	-$63	-$63
SOCIETE GENERALE FRANCE SPONS	P	2013-08-30	2014-01-30	$659	$500	$159	$159
TULLOW OIL PLC ADR	P	2013-10-02	2014-08-08	$30	$41	-$11	-$11
US TSY INFL PROT BOND 02.375	P	2014-04-01	2014-07-14	$1,525	$1,481	$44	$44
US TSY NOTE 02.000 % DUE 02	P	2013-03-12	2014-02-10	$6,674	$6,988	-$314	-$314
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-07	$149	$152	-$3	-$3
WORLD FUEL SERVICES CORP	P	2013-09-11	2014-03-06	$1,246	$1,056	$190	$190
ALLIANZ FIXED INCOME SHARES	P	2012-05-10	2014-02-07	$157,119	$157,944	-$825	-$825
ANSYS INC	P	2011-10-31	2014-08-27	$82	$54	$28	$28
AXA ADR	P	2013-07-10	2014-08-28	$99	$84	$15	$15
BASF SE SPON ADR	P	2013-05-30	2014-07-18	$112	$98	$14	$14
BIO TECHNE CORP COM	P	2013-09-11	2014-11-10	$1,818	$1,548	$270	$270
BROADCOM CORP CL A	P	2013-07-23	2014-12-10	$1,543	$1,112	$431	$431
COHEN & STEERS INC	P	2013-08-13	2014-08-26	$4,998	$3,998	$1,000	$1,000
COVIDIEN PLC MERGER EFF 01	P	2013-01-07	2014-12-10	$613	$324	$289	$289
DEVON ENERGY CORP NEW	P	2012-12-21	2014-10-22	$2,096	$1,871	$225	$225
DONALDSON CO INC	P	2013-08-13	2014-08-27	$878	$781	$97	$97
ENI SPA IT SPON ADR	P	2012-06-25	2014-02-05	$1,143	$1,024	$119	$119
EXELON CORP	P	2012-05-10	2014-04-23	$1,659	$1,798	-$139	-$139
FNMA PL AA5224 04.5000 DUE 03	P	2011-06-09	2014-02-11	$4,949	$4,804	$145	$145
FOREST LABORATORIES MERG	P	2013-02-15	2014-07-01	$1,544	$902	$642	$642
HSBC HOLDINGS PLC NEW GB SPON A	P	2013-08-09	2014-08-28	$485	$489	-$4	-$4
INTERCONTINENTAL HOTELS GROUP	P	2012-06-25	2014-02-25	$934	$729	$205	$205
JP MORGAN INTERNATIONAL VALUE	P	2012-06-26	2014-01-29	$2,665	$2,119	$546	$546
LIBERTY INTERACTIVE CORP QVC GR	P	2011-03-16	2014-12-10	$1,367	$548	$819	$819
NEWMONT MINING CORP (HOLDI	P	2012-11-28	2014-12-02	$286	$702	-$416	-$416
NOVARTIS AG SPON ADR	P	2013-03-19	2014-08-28	$629	$493	$136	$136
ORIX CORP SPON ADR	P	2012-06-25	2014-02-14	$742	$432	$310	$310
PETROBRAS INTL FIN NTS 05.375	P	2013-08-06	2014-09-12	$61,203	$60,544	$659	$659
RIO TINTO PLC SPON ADR	P	2013-08-30	2014-11-18	$189	$181	$8	$8
SANDISK CORP	P	2011-04-20	2014-12-03	$103	$48	$55	$55
SEVEN & I HLDGS CO LTD ADR	P	2013-01-28	2014-08-27	$1,136	$859	$277	$277
TARGET CORP	P	2011-11-02	2014-11-25	$1,370	$1,019	$351	$351
TULLOW OIL PLC ADR	P	2013-02-15	2014-08-08	$47	$79	-$32	-$32
US TSY NOTE 00.250 % DUE 01	P	2012-05-18	2014-01-31	$1,000	$999	$1	$1
VERTEX PHARMACEUTICAL INC	P	2011-04-20	2014-12-03	$2,643	$1,056	$1,587	$1,587
WOLVERINE WORLD WIDE INC	P	2013-08-13	2014-08-27	$1,829	$1,829
ADVANCE AUTO PARTS INC	P	2013-09-11	2014-02-25	$760	$488	$272	$272
ASML HLDG NV GDR EUR	P	2013-08-09	2014-01-15	$179	$183	-$4	-$4
BASF SE SPON ADR	P	2013-12-26	2014-08-01	$512	$534	-$22	-$22
CHICAGO IL ASSUR	P	2013-11-26	2014-09-12	$35,682	$34,535	$1,147	$1,147
COMPANHIA ENERGETICA DE MINAS	P	2013-08-09	2014-01-17	$121	$145	-$24	-$24
DEUTSCHE TELEKOM AG DE SPON A	P	2013-09-11	2014-08-08	$325	$288	$37	$37
ENEL SPA ADR	P	2014-01-23	2014-08-28	$355	$321	$34	$34
FNMA PL AL1700 04.0000 DUE 09	P	2013-04-26	2014-02-11	$1,928	$1,969	-$41	-$41
FNMA PL MA1771 04.0000 DUE 02	P	2014-01-29	2014-02-11	$3,126	$3,125	$1	$1
HITTITE MICROWAVE CORP MERG	P	2013-09-11	2014-06-13	$1,481	$1,210	$271	$271
INFOSYS LTD SPON ADR	P	2014-08-22	2014-08-28	$178	$178
MICROS SYSTEMS INC MERG	P	2013-09-11	2014-06-25	$1,695	$1,255	$440	$440
NORDEA BANK SWED ADR	P	2013-10-17	2014-01-07	$503	$479	$24	$24
PEARSON PLC SPON ADR	P	2013-08-09	2014-01-30	$147	$166	-$19	-$19
ROYAL KPN N.V. SPON ADR	P	2014-01-29	2014-11-10	$679	$810	-$131	-$131
SOCIETE GENERALE FRANCE SPONS	P	2013-09-11	2014-01-30	$428	$366	$62	$62
TULLOW OIL PLC ADR	P	2013-11-20	2014-08-08	$290	$349	-$59	-$59
US TSY INFL PROT BOND 02.375	P	2014-06-17	2014-07-14	$1,525	$1,505	$20	$20
US TSY NOTE 02.000 % DUE 02	P	2013-04-02	2014-02-10	$20,974	$22,247	-$1,273	-$1,273
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-07	$124	$127	-$3	-$3
WORLD FUEL SERVICES CORP	P	2013-10-03	2014-03-06	$667	$552	$115	$115
ALLIANZ SE ADR	P	2011-03-18	2014-03-11	$952	$748	$204	$204
ANSYS INC	P	2013-08-13	2014-08-27	$734	$800	-$66	-$66
AXA ADR	P	2013-08-09	2014-08-28	$568	$535	$33	$33
BAYER A G SPON ADR	P	2012-06-25	2014-08-28	$799	$398	$401	$401
BIO TECHNE CORP COM	P	2013-10-03	2014-11-10	$727	$646	$81	$81
BROADCOM CORP CL A	P	2013-08-08	2014-12-10	$43	$26	$17	$17
COHEN & STEERS INC	P	2013-08-13	2014-08-27	$433	$348	$85	$85
COVIDIEN PLC MERGER EFF 01	P	2013-01-11	2014-12-10	$613	$328	$285	$285
DEVON ENERGY CORP NEW	P	2013-08-09	2014-10-22	$2,695	$2,632	$63	$63
DR PEPPER SNAPPLE GROUP INC	P	2012-05-08	2014-08-26	$4,260	$2,799	$1,461	$1,461
ENI SPA IT SPON ADR	P	2013-01-30	2014-04-01	$452	$448	$4	$4
EXELON CORP	P	2012-05-10	2014-04-24	$1,297	$1,407	-$110	-$110
FNMA PL AA7681 04.5000 DUE 06	P	2012-07-09	2014-02-11	$1,432	$1,438	-$6	-$6
GDF SUEZ NAME CHANGE EFF: 0	P	2012-06-25	2014-08-28	$514	$463	$51	$51
HSBC HOLDINGS PLC NEW GB SPON A	P	2013-08-09	2014-11-24	$791	$884	-$93	-$93
INTERCONTINENTAL HOTELS GROUP	P	2012-06-25	2014-07-23	$520	$337	$183	$183
JP MORGAN INTERNATIONAL VALUE	P	2012-06-26	2014-03-04	$1,969	$1,514	$455	$455
LIBERTY VENTURES SER A	P	2011-03-16	2014-10-20	$20	$9	$11	$11
NEWMONT MINING CORP (HOLDI	P	2013-01-11	2014-12-02	$382	$916	-$534	-$534
NOVARTIS AG SPON ADR	P	2013-03-27	2014-08-28	$180	$141	$39	$39
ORIX CORP SPON ADR	P	2012-08-22	2014-02-14	$148	$95	$53	$53
PRUDENTIAL PLC ADR UNITED	P	2012-06-25	2014-08-12	$920	$442	$478	$478
ROCHE HLDG LTD SPONS ADR SWITZ	P	2009-03-23	2014-08-28	$585	$262	$323	$323
SANDISK CORP	P	2012-11-28	2014-12-10	$1,028	$406	$622	$622
SEVEN & I HLDGS CO LTD ADR	P	2013-03-21	2014-08-28	$242	$192	$50	$50
TARGET CORP	P	2012-05-08	2014-11-25	$4,326	$3,314	$1,012	$1,012
TYCO INTL PLC	P	2011-03-16	2014-12-10	$2,342	$1,199	$1,143	$1,143
US TSY NOTE 00.250 % DUE 02	P	2012-05-09	2014-12-16	$20,007	$19,944	$63	$63
VERTEX PHARMACEUTICAL INC	P	2011-04-20	2014-08-28	$278	$144	$134	$134
ADVANCE AUTO PARTS INC	P	2013-09-11	2014-05-07	$1,427	$975	$452	$452
ASML HLDG NV GDR EUR	P	2013-08-30	2014-01-15	$269	$263	$6	$6
BASF SE SPON ADR	P	2014-03-07	2014-08-01	$512	$558	-$46	-$46
CHINA CONSTR BK CORP ADR	P	2013-08-09	2014-05-19	$395	$408	-$13	-$13
COMPANHIA ENERGETICA DE MINAS	P	2013-08-09	2014-01-23	$297	$352	-$55	-$55
DEUTSCHE TELEKOM AG DE SPON A	P	2013-09-17	2014-08-08	$827	$747	$80	$80
ENEL SPA ADR	P	2014-01-23	2014-11-19	$568	$585	-$17	-$17
FNMA PL AL2629 05.0000 DUE 06	P	2013-03-18	2014-02-11	$3,911	$3,881	$30	$30
FNMA PL MB0221 04.0000 DUE 01	P	2013-12-16	2014-02-11	$983	$974	$9	$9
HITTITE MICROWAVE CORP MERG	P	2013-10-03	2014-06-13	$1,091	$885	$206	$206
INTERCONTINENTAL HOTELS GROUP	P	2013-08-09	2014-07-23	$404	$317	$87	$87
MICROS SYSTEMS INC MERG	P	2013-10-03	2014-06-25	$1,085	$787	$298	$298
NORDEA BANK SWED ADR	P	2013-10-17	2014-01-30	$994	$934	$60	$60
PEARSON PLC SPON ADR	P	2013-08-09	2014-02-18	$370	$416	-$46	-$46
RTS LIBERTY BROADBAND CORP E	P	2014-12-11	2014-12-30	$10		$10	$10
SOCIETE GENERALE FRANCE SPONS	P	2013-10-02	2014-01-30	$58	$53	$5	$5
TURKIYE GARANTI BK SPON ADR	P	2014-04-02	2014-08-28	$309	$283	$26	$26
US TSY NOTE 00.750 % DUE 01	P	2014-02-26	2014-06-12	$8,004	$8,018	-$14	-$14
US TSY NOTE 02.000 % DUE 02	P	2013-07-09	2014-02-10	$2,860	$2,852	$8	$8
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-07	$38	$39	-$1	-$1
ZURICH INS GROUP LTD SPON A	P	2014-05-16	2014-08-28	$602	$591	$11	$11
ALLIANZ SE ADR	P	2011-06-01	2014-03-11	$85	$68	$17	$17
AUSTRALIA & NEW ZEALAND BKG GR	P	2012-06-25	2014-01-28	$1,216	$974	$242	$242
BARCLAYS PLC ADR	P	2012-06-25	2014-06-12	$664	$496	$168	$168
BECTON DICKINSON & CO	P	2012-05-31	2014-10-22	$6,216	$3,666	$2,550	$2,550
BIOGEN INC	P	2011-03-16	2014-12-10	$2,414	$484	$1,930	$1,930
CABLEVISION SYSTEMS CORP N Y GR	P	2011-03-16	2014-12-10	$1,127	$1,385	-$258	-$258
COMCAST CORP NEW SPECIAL CL A	P	2011-03-16	2014-08-28	$1,362	$564	$798	$798
CVS HEALTH CORP	P	2012-01-11	2014-12-02	$360	$168	$192	$192
DEVON ENERGY CORP NEW	P	2013-09-11	2014-10-22	$1,497	$1,461	$36	$36
DR PEPPER SNAPPLE GROUP INC	P	2012-05-09	2014-12-02	$4,425	$2,446	$1,979	$1,979
ENI SPA IT SPON ADR	P	2013-08-09	2014-11-26	$462	$502	-$40	-$40
EXELON CORP	P	2012-05-10	2014-05-02	$470	$508	-$38	-$38
FNMA PL AB4115 04.0000 DUE 12	P	2012-04-09	2014-04-07	$2,452	$2,480	-$28	-$28
GDF SUEZ NAME CHANGE EFF: 0	P	2012-09-19	2014-08-28	$171	$180	-$9	-$9
HSBC HOLDINGS PLC NEW GB SPON A	P	2013-08-09	2014-12-23	$333	$387	-$54	-$54
INTERCONTINENTAL HOTELS GROUP	P	2012-06-25	2014-07-01	$22	$15	$7	$7
JP MORGAN INTERNATIONAL VALUE	P	2012-06-26	2014-04-02	$2,043	$1,556	$487	$487
MEDTRONIC INC MERGER EFF 01	P	2012-05-08	2014-12-02	$3,714	$1,892	$1,822	$1,822
NEWMONT MINING CORP (HOLDI	P	2013-02-27	2014-12-02	$382	$818	-$436	-$436
NOVARTIS AG SPON ADR	P	2013-03-27	2014-10-08	$179	$141	$38	$38
ORIX CORP SPON ADR	P	2012-12-13	2014-02-14	$148	$105	$43	$43
PRUDENTIAL PLC ADR UNITED	P	2012-06-25	2014-08-28	$670	$309	$361	$361
ROCHE HLDG LTD SPONS ADR SWITZ	P	2012-09-26	2014-08-28	$110	$71	$39	$39
SCHNEIDER ELEC SE UNSPON	P	2010-10-15	2014-08-28	$270	$231	$39	$39
SEVEN & I HLDGS CO LTD ADR	P	2013-03-21	2014-08-27	$81	$64	$17	$17
TARGET CORP	P	2012-05-09	2014-11-25	$1,154	$886	$268	$268
TYCO INTL PLC	P	2011-04-20	2014-12-10	$554	$319	$235	$235
US TSY NOTE 00.750 % DUE 10	P	2012-11-21	2014-02-11	$4,945	$5,013	-$68	-$68
VERTEX PHARMACEUTICAL INC	P	2013-01-11	2014-12-10	$1,174	$465	$709	$709
ADVANCE AUTO PARTS INC	P	2013-10-03	2014-05-07	$1,902	$1,313	$589	$589
ASML HLDG NV GDR EUR	P	2013-09-11	2014-01-15	$449	$447	$2	$2
BIO TECHNE CORP COM	P	2013-12-26	2014-11-10	$1,000	$1,031	-$31	-$31
CHINA CONSTR BK CORP ADR	P	2013-09-11	2014-05-19	$282	$314	-$32	-$32
COMPANHIA ENERGETICA DE MINAS	P	2013-09-11	2014-01-23	$320	$354	-$34	-$34
DEUTSCHE TELEKOM AG DE SPON A	P	2013-10-02	2014-08-08	$413	$410	$3	$3
ENI SPA IT SPON ADR	P	2013-08-09	2014-04-01	$502	$456	$46	$46
FNMA PL AL3424 04.0000 DUE 01	P	2013-07-10	2014-02-11	$1,823	$1,798	$25	$25
FNMA PL 745580 05.0000 DUE 06	P	2013-09-27	2014-02-11	$1,068	$1,059	$9	$9
HITTITE MICROWAVE CORP MERG	P	2013-11-20	2014-06-13	$1,403	$1,074	$329	$329
JSC MMC NORILSK NICKEL NAME	P	2014-06-19	2014-08-28	$217	$219	-$2	-$2
MICROS SYSTEMS INC MERG	P	2013-12-26	2014-06-25	$814	$683	$131	$131
NORDEA BANK SWED ADR	P	2013-10-24	2014-07-02	$643	$584	$59	$59
PEARSON PLC SPON ADR	P	2013-08-30	2014-02-18	$204	$216	-$12	-$12
RTS LIBERTY BROADBAND CORP E	P	2014-12-11	2014-12-30	$30		$30	$30
SOCIETE GENERALE FRANCE SPONS	P	2013-11-20	2014-01-30	$416	$390	$26	$26
UNITED STATES TREAS BILL DUE 02	P	2013-11-08	2014-01-10	$191,999	$191,975	$24	$24
US TSY NOTE 01.000 % DUE 05	P	2014-02-12	2014-09-25	$8,869	$8,872	-$3	-$3
US TSY NOTE 02.000 % DUE 02	P	2013-08-20	2014-02-10	$1,907	$1,867	$40	$40
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-07	$12	$13	-$1	-$1
AAA ENERGY OPPORTUNITIES FUND L	P	2012-11-30	2014-12-31	$23,996	$30,000	-$6,004	-$6,004
ALLIANZ SE ADR	P	2011-06-01	2014-04-23	$521	$420	$101	$101
AUSTRALIA & NEW ZEALAND BKG GR	P	2012-06-25	2014-08-28	$591	$402	$189	$189
BARCLAYS PLC ADR	P	2012-06-25	2014-08-28	$344	$278	$66	$66
BECTON DICKINSON & CO	P	2012-11-28	2014-10-22	$1,243	$776	$467	$467
BIOGEN INC	P	2011-03-16	2014-08-28	$9,587	$1,936	$7,651	$7,651
CABLEVISION SYSTEMS CORP N Y GR	P	2011-04-01	2014-12-10	$102	$126	-$24	-$24
COMCAST CORP NEW SPECIAL CL A	P	2011-03-16	2014-12-03	$5,699	$2,256	$3,443	$3,443
CVS HEALTH CORP	P	2012-02-01	2014-12-02	$630	$301	$329	$329
DIRECTV MERGER EFF 07/201	P	2011-03-16	2014-08-28	$1,728	$900	$828	$828
DR PEPPER SNAPPLE GROUP INC	P	2012-05-09	2014-08-26	$304	$204	$100	$100
ENI SPA IT SPON ADR	P	2013-08-09	2014-08-28	$693	$639	$54	$54
EXELON CORP	P	2012-10-05	2014-05-05	$436	$433	$3	$3
FNMA PL AB4115 04.0000 DUE 12	P	2012-04-09	2014-10-16	$19,761	$19,620	$141	$141
GDF SUEZ NAME CHANGE EFF: 0	P	2013-08-09	2014-08-28	$123	$115	$8	$8
HSBC HOLDINGS PLC NEW GB SPON A	P	2013-08-09	2014-11-20	$637	$718	-$81	-$81
INTERCONTINENTAL HOTELS GROUP	P	2013-08-09	2014-08-28	$383	$329	$54	$54
JP MORGAN INTERNATIONAL VALUE	P	2012-06-26	2014-04-15	$1,467	$1,138	$329	$329
MICROSOFT CORP	P	2012-05-09	2014-11-10	$3,403	$2,143	$1,260	$1,260
NEWMONT MINING CORP (HOLDI	P	2013-04-18	2014-12-02	$954	$1,632	-$678	-$678
NOVARTIS AG SPON ADR	P	2013-08-09	2014-10-08	$537	$441	$96	$96
ORIX CORP SPON ADR	P	2013-06-13	2014-08-28	$304	$264	$40	$40
REPSOL SA SPON ADR	P	2013-01-28	2014-08-28	$100	$94	$6	$6
ROSS STORES INC	P	2013-08-13	2014-08-27	$2,410	$2,172	$238	$238
SCHNEIDER ELEC SE UNSPON	P	2011-03-18	2014-08-28	$253	$243	$10	$10
SEVEN & I HLDGS CO LTD ADR	P	2013-08-09	2014-08-28	$162	$149	$13	$13
TE CONNECTIVITY LTD CHF	P	2011-03-16	2014-12-03	$2,973	$1,547	$1,426	$1,426
UNITEDHEALTH GROUP INC	P	2011-03-16	2014-12-03	$5,152	$2,177	$2,975	$2,975
US TSY NOTE 00.750 % DUE 10	P	2012-12-13	2014-02-11	$48,456	$49,152	-$696	-$696
VERTEX PHARMACEUTICAL INC	P	2013-01-11	2014-12-03	$1,081	$418	$663	$663
ADVANCE AUTO PARTS INC	P	2013-12-26	2014-05-07	$832	$776	$56	$56
ASSURED GTY US HLDGS INC 05.000	P	2014-07-01	2014-12-02	$104,470	$101,991	$2,479	$2,479
BP PLC SPON ADR	P	2013-12-04	2014-08-28	$622	$607	$15	$15
CHINA CONSTR BK CORP ADR	P	2013-10-02	2014-05-19	$71	$78	-$7	-$7
COMPANHIA ENERGETICA DE MINAS	P	2013-10-02	2014-01-23	$38	$44	-$6	-$6
DEUTSCHE TELEKOM AG DE SPON A	P	2013-11-20	2014-08-08	$428	$436	-$8	-$8
ENI SPA IT SPON ADR	P	2013-12-26	2014-12-02	$470	$575	-$105	-$105
FNMA PL AQ7081 03.5000 DUE 12	P	2013-07-10	2014-02-11	$914	$903	$11	$11
FOREST LABORATORIES MERG	P	2013-08-08	2014-07-01	$4,696	$2,976	$1,720	$1,720
HONDA MOTOR CO ADR JAPAN ADR	P	2013-08-09	2014-04-04	$712	$712
JSC MMC NORILSK NICKEL NAME	P	2014-06-19	2014-11-07	$1,212	$1,415	-$203	-$203
MITSUBISHI ESTATE LTD ADR AD	P	2014-04-28	2014-08-27	$1,282	$1,225	$57	$57
NORDEA BANK SWED ADR	P	2013-11-04	2014-07-02	$572	$514	$58	$58
PEARSON PLC SPON ADR	P	2013-09-11	2014-02-18	$278	$306	-$28	-$28
RYANAIR HOLDINGS PLC SPON A	P	2014-02-28	2014-08-28	$329	$341	-$12	-$12
SOUTHERN CO	P	2014-01-02	2014-04-28	$11,363	$10,001	$1,362	$1,362
UNITED STATES TREAS BILL DUE 02	P	2013-11-21	2014-01-10	$94,000	$93,988	$12	$12
US TSY NOTE 01.000 % DUE 05	P	2014-02-12	2014-09-09	$12,800	$12,815	-$15	-$15
US TSY NOTE 02.000 % DUE 02	P	2013-11-12	2014-02-10	$3,813	$3,771	$42	$42
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-07	$99	$101	-$2	-$2
ACTAVIS PLC NAME	P	2011-03-16	2014-07-01	$154	$63	$91	$91
ALLIANZ SE ADR	P	2013-02-04	2014-04-23	$537	$454	$83	$83
AUSTRALIA & NEW ZEALAND BKG GR	P	2013-08-09	2014-08-28	$124	$107	$17	$17
BARCLAYS PLC ADR	P	2013-08-09	2014-08-28	$225	$269	-$44	-$44
BECTON DICKINSON & CO	P	2013-08-09	2014-10-22	$1,865	$1,499	$366	$366
BIOGEN INC	P	2011-04-20	2014-12-10	$1,379	$342	$1,037	$1,037
CABLEVISION SYSTEMS CORP N Y GR	P	2011-04-20	2014-12-10	$1,229	$1,488	-$259	-$259
COMCAST CORP NEW SPECIAL CL A	P	2011-03-16	2014-12-10	$1,664	$677	$987	$987
CVS HEALTH CORP	P	2012-02-03	2014-12-02	$721	$344	$377	$377
DIRECTV MERGER EFF 07/201	P	2011-04-20	2014-08-28	$173	$93	$80	$80
DR PEPPER SNAPPLE GROUP INC	P	2012-11-28	2014-12-02	$737	$445	$292	$292
ENI SPA IT SPON ADR	P	2013-08-30	2014-12-01	$39	$46	-$7	-$7
EXELON CORP	P	2012-10-05	2014-05-02	$1,447	$1,442	$5	$5
FNMA PL AB7079 03.0000 DUE 11	P	2012-11-07	2014-02-07	$30,226	$32,748	-$2,522	-$2,522
GENL ELEC CAP CORP B/E 01.625	P	2012-10-23	2014-07-24	$11,133	$11,076	$57	$57
HUTCHISON WHAMPOA LTD ADR HO	P	2012-06-25	2014-04-04	$1,305	$790	$515	$515
ISIS PHARMACEUTICALS INC	P	2011-03-16	2014-12-03	$2,409	$403	$2,006	$2,006
JP MORGAN INTERNATIONAL VALUE	P	2012-06-26	2014-06-19	$1,960	$1,441	$519	$519
MITSUBISHI UFJ FINANCIAL GROUP	P	2012-12-18	2014-08-28	$691	$595	$96	$96
NEWMONT MINING CORP (HOLDI	P	2013-08-09	2014-12-02	$95	$146	-$51	-$51
NOVARTIS AG SPON ADR	P	2013-08-09	2014-10-16	$846	$734	$112	$112
ORIX CORP SPON ADR	P	2013-08-09	2014-08-28	$228	$217	$11	$11
REPSOL SA SPON ADR	P	2013-02-26	2014-08-28	$374	$305	$69	$69
ROSS STORES INC	P	2013-08-13	2014-12-05	$1,719	$1,290	$429	$429
SCHNEIDER ELEC SE UNSPON	P	2011-03-18	2014-12-24	$355	$390	-$35	-$35
SIGMA ALDRICH CORP	P	2012-05-08	2014-02-14	$1,930	$1,365	$565	$565
TE CONNECTIVITY LTD CHF	P	2011-03-16	2014-08-28	$867	$471	$396	$396
UNITEDHEALTH GROUP INC	P	2011-03-16	2014-08-28	$2,509	$1,238	$1,271	$1,271
US TSY NOTE 00.750 % DUE 10	P	2012-12-13	2014-04-08	$17,734	$18,054	-$320	-$320
VODAFONE GROUP PLC SPON ADR	P	2011-10-04	2014-02-27	$7	$7
ALLIANZ SE ADR	P	2013-08-30	2014-04-23	$588	$503	$85	$85
ASTRAZENECA PLC SPON ADR	P	2013-11-29	2014-06-18	$820	$633	$187	$187
BP PLC SPON ADR	P	2013-12-04	2014-09-04	$1,617	$1,682	-$65	-$65
CHINA CONSTR BK CORP ADR	P	2013-11-18	2014-05-19	$706	$813	-$107	-$107
COMPANHIA ENERGETICA DE MINAS	P	2013-11-20	2014-01-23	$313	$341	-$28	-$28
EATON VANCE CORP NON VTG	P	2013-11-20	2014-11-07	$535	$511	$24	$24
ERICSSON SEK 10 NEW 2002 ADR	P	2013-08-09	2014-03-24	$866	$817	$49	$49
FNMA PL AR2583 03.5000 DUE 02	P	2013-02-13	2014-02-11	$945	$984	-$39	-$39
FOREST LABORATORIES MERG	P	2013-09-04	2014-07-01	$2,277	$1,429	$848	$848
HONDA MOTOR CO ADR JAPAN ADR	P	2013-08-30	2014-04-04	$356	$359	-$3	-$3
KDDI CORP ADR	P	2013-11-27	2014-08-20	$1,138	$1,218	-$80	-$80
MITSUBISHI ESTATE LTD ADR AD	P	2014-04-28	2014-08-28	$208	$200	$8	$8
NORSK HYDRO A.S NEW NORWAY	P	2014-04-23	2014-08-28	$336	$296	$40	$40
PEARSON PLC SPON ADR	P	2013-10-02	2014-02-18	$93	$99	-$6	-$6
SANOFI SPON ADR	P	2014-08-04	2014-11-24	$706	$803	-$97	-$97
STATOIL ASA SPON ADR	P	2014-03-25	2014-07-28	$1,346	$1,287	$59	$59
UNITED STATES TREAS BILL DUE 02	P	2013-12-06	2014-01-10	$149,999	$149,994	$5	$5
US TSY NOTE 01.000 % DUE 05	P	2014-07-22	2014-09-25	$985	$986	-$1	-$1
US TSY NOTE 02.000 % DUE 11	P	2013-05-07	2014-02-11	$25,336	$26,876	-$1,540	-$1,540
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-07	$668	$683	-$15	-$15
ACTAVIS PLC NAME	P	2011-03-16	2014-08-28	$5,883	$2,395	$3,488	$3,488
AMER EXPRESS CO	P	2012-05-08	2014-03-07	$2,824	$1,789	$1,035	$1,035
AUTODESK INC	P	2011-03-16	2014-12-03	$2,454	$1,556	$898	$898
BARRICK GOLD CORP CAD	P	2012-05-08	2014-12-02	$891	$2,741	-$1,850	-$1,850
BECTON DICKINSON & CO	P	2013-10-02	2014-10-22	$1,865	$1,506	$359	$359
BLOCK FINANCIAL B/E 05.500	P	2013-02-13	2014-04-23	$53,526	$52,253	$1,273	$1,273
CABLEVISION SYSTEMS CORP N Y GR	P	2012-11-28	2014-12-10	$1,291	$867	$424	$424
COMCAST CORP NEW SPECIAL CL A	P	2011-04-20	2014-12-10	$1,720	$721	$999	$999
CVS HEALTH CORP	P	2012-02-24	2014-12-02	$180	$88	$92	$92
DIRECTV MERGER EFF 07/201	P	2011-04-20	2014-12-10	$1,926	$1,069	$857	$857
DRESSER RAND GROUP INC MERGE	P	2013-08-13	2014-08-27	$965	$862	$103	$103
ENI SPA IT SPON ADR	P	2013-08-30	2014-11-26	$420	$457	-$37	-$37
EXPEDITORS INTL WASH INC	P	2013-08-13	2014-08-27	$1,738	$1,707	$31	$31
FNMA PL AD8033 04.0000 DUE 08	P	2012-08-07	2014-04-07	$3,629	$3,717	-$88	-$88
GOLDMAN SACHS GROUP INC 02.375	P	2013-02-06	2014-12-16	$17,143	$17,060	$83	$83
HUTCHISON WHAMPOA LTD ADR HO	P	2012-06-25	2014-08-28	$260	$165	$95	$95
ISIS PHARMACEUTICALS INC	P	2011-03-16	2014-12-10	$612	$90	$522	$522
JP MORGAN INTERNATIONAL VALUE	P	2012-06-26	2014-08-12	$1,320	$1,044	$276	$276
MITSUBISHI UFJ FINANCIAL GROUP	P	2013-01-11	2014-08-28	$509	$484	$25	$25
NOMURA HOLDINGS INC NEW SPON A	P	2013-09-17	2014-10-21	$516	$724	-$208	-$208
NOVARTIS AG SPON ADR	P	2013-08-30	2014-10-16	$254	$219	$35	$35
ORIX CORP SPON ADR	P	2013-08-09	2014-10-21	$504	$578	-$74	-$74
REPSOL SA SPON ADR	P	2013-08-09	2014-08-28	$274	$267	$7	$7
ROSS STORES INC	P	2013-09-10	2014-12-05	$543	$416	$127	$127
SCHNEIDER ELEC SE UNSPON	P	2011-06-01	2014-12-24	$473	$517	-$44	-$44
SIGMA ALDRICH CORP	P	2012-05-09	2014-02-14	$1,351	$980	$371	$371
TE CONNECTIVITY LTD CHF	P	2011-04-20	2014-12-10	$2,288	$1,292	$996	$996
UNITEDHEALTH GROUP INC	P	2011-04-20	2014-12-10	$3,486	$1,555	$1,931	$1,931
US TSY NOTE 01.125 % DUE 12	P	2013-01-09	2014-02-11	$33,548	$34,686	-$1,138	-$1,138
VODAFONE GROUP PLC SPON ADR	P	2011-10-04	2014-05-21	$314	$429	-$115	-$115
ALLIANZ SE ADR	P	2013-09-11	2014-04-23	$470	$424	$46	$46
ASTRAZENECA PLC SPON ADR	P	2013-11-29	2014-08-28	$669	$518	$151	$151
BP PLC SPON ADR	P	2013-12-04	2014-11-26	$1,123	$1,261	-$138	-$138
CIT GROUP INC B/E 05.000	P	2013-08-06	2014-02-20	$30,698	$29,984	$714	$714
COPART INC	P	2013-08-13	2014-01-17	$2,427	$2,263	$164	$164
ELECTRICITE DE FRANCE ADR	P	2013-05-03	2014-01-23	$231	$151	$80	$80
ERICSSON SEK 10 NEW 2002 ADR	P	2013-08-30	2014-03-24	$375	$341	$34	$34
FNMA PL AR3315 03.5000 DUE 02	P	2013-11-08	2014-02-11	$2,878	$2,877	$1	$1
FOREST LABORATORIES MERG	P	2013-09-11	2014-07-01	$3,766	$2,380	$1,386	$1,386
HONDA MOTOR CO ADR JAPAN ADR	P	2013-09-11	2014-04-04	$71	$77	-$6	-$6
KDDI CORP ADR	P	2013-11-27	2014-08-27	$817	$879	-$62	-$62
MITSUBISHI ESTATE LTD ADR AD	P	2014-04-28	2014-09-12	$489	$490	-$1	-$1
NORTHROP GRUMMAN CORP	P	2013-10-02	2014-08-26	$1,907	$1,423	$484	$484
PETROBRAS GLOBAL FIN NTS 4.875%	P	2014-03-27	2014-09-12	$40,686	$40,695	-$9	-$9
SANOFI SPON ADR	P	2014-08-04	2014-08-28	$601	$589	$12	$12
STATOIL ASA SPON ADR	P	2014-03-25	2014-08-18	$813	$811	$2	$2
UNITED STATES TREAS BILL DUE 10	P	2014-05-06	2014-07-01	$26,997	$26,996	$1	$1
US TSY NOTE 01.125 % DUE 12	P	2013-11-12	2014-09-25	$2,889	$2,866	$23	$23
US TSY NOTE 02.750 % DUE 11	P	2013-12-06	2014-02-07	$11,081	$10,899	$182	$182
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-07	$235	$240	-$5	-$5
ACTAVIS PLC NAME	P	2011-04-20	2014-08-28	$4,555	$2,017	$2,538	$2,538
ANADARKO PETROLEUM CORP	P	2011-03-16	2014-08-28	$2,217	$1,515	$702	$702
AUTODESK INC	P	2011-04-20	2014-12-03	$1,840	$1,325	$515	$515
BARRICK GOLD CORP CAD	P	2012-05-09	2014-12-02	$891	$2,831	-$1,940	-$1,940
BG GROUP PLC SPON ADR	P	2009-03-23	2014-08-28	$776	$627	$149	$149
BNP PARIBAS SA ADR	P	2012-06-25	2014-11-11	$536	$313	$223	$223
CHINA CONSTR BK CORP ADR	P	2012-06-25	2014-02-27	$325	$314	$11	$11
COPART INC	P	2013-08-13	2014-08-27	$931	$899	$32	$32
CVS HEALTH CORP	P	2012-02-27	2014-12-02	$180	$89	$91	$91
DIRECTV MERGER EFF 07/201	P	2013-01-11	2014-12-10	$168	$105	$63	$63
EATON VANCE CORP NON VTG	P	2013-08-13	2014-11-07	$4,952	$4,489	$463	$463
ENI SPA IT SPON ADR	P	2013-09-11	2014-12-02	$431	$507	-$76	-$76
EXPRESS SCRIPTS HLDG CO	P	2011-11-16	2014-12-02	$1,012	$551	$461	$461
FNMA PL AD8033 04.0000 DUE 08	P	2012-08-07	2014-02-11	$19,066	$19,478	-$412	-$412
HENRY JACK & ASSOC INC	P	2013-08-13	2014-08-27	$1,618	$1,420	$198	$198
HUTCHISON WHAMPOA LTD ADR HO	P	2012-08-08	2014-08-28	$104	$71	$33	$33
ISIS PHARMACEUTICALS INC	P	2011-04-20	2014-12-10	$367	$52	$315	$315
L-3 COMMUNICATIONS HOLDIN	P	2011-03-16	2014-12-03	$3,084	$1,871	$1,213	$1,213
MOLSON COORS BREWING CO CL B	P	2011-10-04	2014-05-21	$129	$78	$51	$51
NORDSON CORP	P	2013-08-13	2014-08-27	$565	$517	$48	$48
NOVARTIS AG SPON ADR	P	2013-08-30	2014-10-21	$619	$511	$108	$108
PALL CORP	P	2011-03-16	2014-12-03	$2,473	$1,400	$1,073	$1,073
RIO TINTO PLC SPON ADR	P	2012-07-09	2014-04-22	$165	$141	$24	$24
ROYAL BK SCOTLAND NTS 05.000	P	2012-10-23	2014-10-01	$75,000	$75,000
SCHNEIDER ELEC SE UNSPON	P	2012-11-23	2014-12-24	$103	$96	$7	$7
SIGMA ALDRICH CORP	P	2012-05-09	2014-02-18	$576	$420	$156	$156
TE CONNECTIVITY LTD CHF	P	2011-04-20	2014-12-03	$517	$287	$230	$230
UNITEDHEALTH GROUP INC	P	2011-04-20	2014-12-03	$2,930	$1,288	$1,642	$1,642
US TSY NOTE 01.125 % DUE 12	P	2013-01-09	2014-08-19	$7,760	$7,928	-$168	-$168
VODAFONE GROUP PLC SPON ADR	P	2012-01-19	2014-05-21	$188	$297	-$109	-$109
ALLIANZ SE ADR	P	2013-10-02	2014-04-23	$370	$352	$18	$18
AVIVA PLC SPON ADR	P	2014-01-09	2014-05-16	$2,429	$2,174	$255	$255
BP PLC SPON ADR	P	2014-03-31	2014-11-26	$832	$966	-$134	-$134
CIT GROUP INC B/E 05.000	P	2013-08-06	2014-02-20	$30,698	$29,984	$714	$714
DENBURY RESOURCES INC 04.625	P	2014-04-28	2014-12-02	$39,995	$48,503	-$8,508	-$8,508
ELECTRICITE DE FRANCE ADR	P	2013-08-09	2014-05-30	$480	$413	$67	$67
ERICSSON SEK 10 NEW 2002 ADR	P	2013-09-11	2014-03-24	$465	$491	-$26	-$26
FNMA PL AR9902 03.5000 DUE 04	P	2013-08-12	2014-02-11	$1,937	$1,937
FOREST LABORATORIES MERG	P	2013-10-02	2014-07-01	$3,095	$1,940	$1,155	$1,155
HONDA MOTOR CO ADR JAPAN ADR	P	2013-09-11	2014-04-28	$260	$308	-$48	-$48
KDDI CORP ADR	P	2013-12-10	2014-08-27	$330	$353	-$23	-$23
MITSUBISHI ESTATE LTD ADR AD	P	2014-05-08	2014-09-12	$733	$789	-$56	-$56
NOVARTIS AG SPON ADR	P	2013-12-26	2014-11-20	$668	$553	$115	$115
POLYONE CORP NTS B/E 05.250	P	2014-02-03	2014-09-03	$66,462	$65,138	$1,324	$1,324
SANOFI SPON ADR	P	2014-08-04	2014-12-04	$141	$161	-$20	-$20
STATOIL ASA SPON ADR	P	2014-03-31	2014-08-18	$645	$650	-$5	-$5
UNITED STATES TREAS BILL DUE 10	P	2014-05-06	2014-10-23	$31,000	$30,996	$4	$4
US TSY NOTE 01.125 % DUE 12	P	2013-12-30	2014-09-25	$2,889	$2,838	$51	$51
US TSY NOTE 02.750 % DUE 11	P	2013-12-06	2014-02-28	$141,214	$138,709	$2,505	$2,505
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-07	$198	$202	-$4	-$4
ACTAVIS PLC NAME	P	2011-04-20	2014-12-03	$853	$322	$531	$531
ANADARKO PETROLEUM CORP	P	2011-04-20	2014-08-28	$2,217	$1,603	$614	$614
AUTODESK INC	P	2011-08-10	2014-12-10	$830	$402	$428	$428
BARRICK GOLD CORP CAD	P	2012-08-13	2014-12-02	$297	$855	-$558	-$558
BG GROUP PLC SPON ADR	P	2013-05-20	2014-08-28	$159	$150	$9	$9
BNP PARIBAS SA ADR	P	2012-06-25	2014-08-28	$882	$453	$429	$429
CHINA CONSTR BK CORP ADR	P	2012-06-25	2014-05-19	$212	$196	$16	$16
CORE LABORATORIES N V EUR	P	2013-08-13	2014-08-27	$1,235	$1,209	$26	$26
CVS HEALTH CORP	P	2012-02-29	2014-12-02	$270	$135	$135	$135
DOLBY LABORATORIES INC CL A	P	2011-03-16	2014-08-28	$933	$1,002	-$69	-$69
EATON VANCE CORP NON VTG	P	2013-08-13	2014-08-27	$1,641	$1,698	-$57	-$57
ENI SPA IT SPON ADR	P	2013-09-11	2014-12-01	$469	$553	-$84	-$84
EXPRESS SCRIPTS HLDG CO	P	2012-05-14	2014-12-02	$337	$219	$118	$118
FNMA PL AI1961 04.5000 DUE 05	P	2011-05-10	2014-02-11	$5,934	$5,730	$204	$204
HITACHI LTD ADR NEW JAPAN	P	2012-06-25	2014-08-28	$978	$759	$219	$219
HUTCHISON WHAMPOA LTD ADR HO	P	2012-08-08	2014-09-10	$105	$71	$34	$34
J P MORGAN CHASE & CO 03.150	P	2012-05-10	2014-10-17	$9,323	$9,156	$167	$167
L-3 COMMUNICATIONS HOLDIN	P	2011-04-20	2014-12-03	$1,233	$738	$495	$495
MOLSON COORS BREWING CO CL B	P	2012-05-08	2014-05-21	$6,459	$4,074	$2,385	$2,385
NORTHROP GRUMMAN CORP	P	2011-10-04	2014-01-07	$917	$408	$509	$509
NOVARTIS AG SPON ADR	P	2013-08-30	2014-11-04	$92	$73	$19	$19
PALL CORP	P	2011-04-20	2014-12-03	$297	$171	$126	$126
RIO TINTO PLC SPON ADR	P	2012-08-31	2014-04-22	$165	$132	$33	$33
ROYAL DUTCH SHELL PLC CL A S	P	2012-06-25	2014-08-28	$1,950	$1,550	$400	$400
SCHWAB CHARLES CORP NEW	P	2012-05-09	2014-01-06	$2,454	$1,251	$1,203	$1,203
SIGMA ALDRICH CORP	P	2012-11-28	2014-02-18	$961	$721	$240	$240
TECHNE CORP MINN NAME CHANGE	P	2013-08-13	2014-08-27	$1,035	$847	$188	$188
US TSY INFL PROT NOTE 00.125	P	2012-07-24	2014-02-11	$11,981	$13,192	-$1,211	-$1,211
US TSY NOTE 01.125 % DUE 12	P	2013-01-09	2014-09-25	$1,926	$1,982	-$56	-$56
VODAFONE GROUP PLC SPON ADR	P	2012-06-25	2014-05-21	$499	$738	-$239	-$239
AMKOR TECHNOLOGY INC NTS 06.375	P	2013-09-10	2014-04-28	$26,020	$24,474	$1,546	$1,546
BANK OF HAWAII CORP	P	2014-04-02	2014-08-27	$815	$860	-$45	-$45
BRITISH AMER TOBACCO PLC GB SPO	P	2014-05-19	2014-08-28	$470	$475	-$5	-$5
COHEN & STEERS INC	P	2013-09-10	2014-08-27	$216	$162	$54	$54
DEUTSCHE BANK AG REG SHS ORD EU	P	2014-07-15	2014-08-13	$1,424	$1,555	-$131	-$131
ELECTRICITE DE FRANCE ADR	P	2013-08-09	2014-01-23	$790	$658	$132	$132
ERICSSON SEK 10 NEW 2002 ADR	P	2013-10-02	2014-03-24	$362	$379	-$17	-$17
FNMA PL AS0203 03.0000 DUE 08	P	2013-12-16	2014-02-07	$1,899	$1,869	$30	$30
GOTHAM ABSOLUTE RETURN INSTIT	P	2014-01-22	2014-12-02	$50,000	$45,620	$4,380	$4,380
HONDA MOTOR CO ADR JAPAN ADR	P	2013-10-02	2014-04-28	$162	$191	-$29	-$29
KDDI CORP ADR	P	2013-12-10	2014-08-28	$283	$307	-$24	-$24
NASDAQ OMX GROUP 04.250	P	2014-06-11	2014-12-02	$50,745	$50,798	-$53	-$53
NOVARTIS AG SPON ADR	P	2014-01-24	2014-11-20	$763	$638	$125	$125
PORSCHE AUTOMOBIL HLDG SE ADR	P	2014-04-11	2014-08-28	$342	$403	-$61	-$61
SANOFI SPON ADR	P	2014-08-07	2014-12-04	$750	$825	-$75	-$75
STATOIL ASA SPON ADR	P	2014-06-16	2014-08-18	$645	$729	-$84	-$84
UNITED STATES TREAS BILL DUE 10	P	2014-05-12	2014-10-23	$11,000	$10,998	$2	$2
US TSY NOTE 01.125 % DUE 12	P	2014-07-22	2014-09-25	$963	$964	-$1	-$1
US TSY NOTE 02.750 % DUE 11	P	2014-01-10	2014-02-28	$548,718	$538,114	$10,604	$10,604
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-07	$223	$228	-$5	-$5
ACTAVIS PLC NAME	P	2012-11-28	2014-12-03	$3,978	$1,513	$2,465	$2,465
ANADARKO PETROLEUM CORP	P	2011-10-04	2014-08-28	$222	$120	$102	$102
AUTODESK INC	P	2011-08-10	2014-12-03	$368	$172	$196	$196
BARRICK GOLD CORP CAD	P	2012-11-28	2014-12-02	$238	$689	-$451	-$451
BG GROUP PLC SPON ADR	P	2013-05-20	2014-11-28	$380	$507	-$127	-$127
BNP PARIBAS SA ADR	P	2012-06-25	2014-06-12	$347	$174	$173	$173
CHURCH & DWIGHT CO INC	P	2013-08-13	2014-08-27	$1,496	$1,346	$150	$150
COVIDIEN PLC MERGER EFF 01	P	2011-03-16	2014-08-28	$1,739	$931	$808	$808
CVS HEALTH CORP	P	2012-03-06	2014-12-02	$540	$269	$271	$271
DOLBY LABORATORIES INC CL A	P	2011-04-20	2014-08-28	$1,166	$1,201	-$35	-$35
EATON VANCE CORP NON VTG	P	2013-09-10	2014-11-07	$1,918	$1,709	$209	$209
ENI SPA IT SPON ADR	P	2013-10-02	2014-12-02	$392	$469	-$77	-$77
EXPRESS SCRIPTS HLDG CO	P	2012-11-27	2014-12-02	$84	$52	$32	$32
FNMA PL AK5542 04.0000 DUE 03	P	2012-07-10	2014-02-11	$2,463	$2,517	-$54	-$54
HONDA MOTOR CO ADR JAPAN ADR	P	2012-06-21	2014-04-04	$926	$858	$68	$68
HUTCHISON WHAMPOA LTD ADR HO	P	2013-08-09	2014-09-10	$524	$475	$49	$49
J P MORGAN CHASE & CO 03.150	P	2012-05-18	2014-10-17	$1,036	$1,010	$26	$26
L-3 COMMUNICATIONS HOLDIN	P	2011-04-20	2014-12-10	$2,342	$1,402	$940	$940
MOLSON COORS BREWING CO CL B	P	2012-05-09	2014-05-21	$2,778	$1,769	$1,009	$1,009
NORTHROP GRUMMAN CORP	P	2012-05-08	2014-01-07	$4,584	$2,450	$2,134	$2,134
NOVARTIS AG SPON ADR	P	2013-09-11	2014-11-04	$828	$688	$140	$140
PALL CORP	P	2011-04-20	2014-12-10	$1,705	$1,028	$677	$677
RIO TINTO PLC SPON ADR	P	2012-09-12	2014-04-22	$329	$303	$26	$26
RTS LIBERTY BROADBAND CORP E	P	2011-03-16	2014-12-30	$7		$7	$7
SCHWAB CHARLES CORP NEW	P	2012-05-09	2014-08-26	$2,170	$988	$1,182	$1,182
SIRONA DENTAL SYSTEMS INC	P	2011-06-03	2014-08-27	$2,533	$1,607	$926	$926
TOYOTA MOTOR CORP NEW JAPAN	P	2013-06-21	2014-08-28	$458	$476	-$18	-$18
US TSY INFL PROT NOTE 00.125	P	2012-07-24	2014-02-11	$18,970	$20,890	-$1,920	-$1,920
US TSY NOTE 01.125 % DUE 12	P	2013-08-13	2014-09-25	$3,852	$3,802	$50	$50
VODAFONE GROUP PLC SPON ADR	P	2012-06-25	2014-08-28	$1,135	$1,686	-$551	-$551
ANGLOGOLD HOLDINGS PLC 05.125	P	2013-07-11	2014-07-01	$29,218	$26,843	$2,375	$2,375
BASF SE SPON ADR	P	2013-08-09	2014-07-18	$112	$87	$25	$25
CARBO CERAMICS INC	P	2014-08-21	2014-08-27	$1,155	$1,150	$5	$5
COMMERZBANK A G SPON ADR	P	2014-01-07	2014-07-16	$398	$459	-$61	-$61
DEUTSCHE TELEKOM AG DE SPON A	P	2013-07-11	2014-04-10	$1,063	$796	$267	$267
ELECTRICITE DE FRANCE ADR	P	2013-08-30	2014-05-30	$318	$263	$55	$55
ERICSSON SEK 10 NEW 2002 ADR	P	2013-12-26	2014-03-24	$543	$506	$37	$37
FNMA PL AS0415 04.0000 DUE 09	P	2013-09-18	2014-02-11	$5,084	$5,043	$41	$41
HEICO CORP NEW CL A	P	2013-08-13	2014-01-23	$3,517	$2,735	$782	$782
HONDA MOTOR CO ADR JAPAN ADR	P	2013-12-19	2014-04-28	$812	$1,019	-$207	-$207
KT CORP SPON ADR	P	2014-04-14	2014-08-28	$238	$218	$20	$20
NESTLE S A SPONSORED ADR REPSTG	P	2014-08-08	2014-08-28	$773	$760	$13	$13
NUANCE COMMUNICATIONS INC	P	2014-03-14	2014-12-10	$708	$767	-$59	-$59
PUBLICIS GROUPE S.A. NEW SPON A	P	2013-11-18	2014-05-16	$1,011	$1,084	-$73	-$73
SANOFI SPON ADR	P	2014-08-07	2014-12-23	$368	$413	-$45	-$45
SWIFT ENERGY CO NTS B/E 07.875	P	2013-10-18	2014-07-01	$36,587	$35,525	$1,062	$1,062
UNITED STATES TREAS BILL DUE 10	P	2014-05-30	2014-10-23	$15,000	$14,998	$2	$2
US TSY NOTE 01.375 % DUE 06	P	2014-03-10	2014-05-09	$29,026	$28,977	$49	$49
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-02-24	$8	$8
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-07	$136	$139	-$3	-$3
ACTAVIS PLC NAME	P	2013-01-11	2014-12-03	$2,079	$893	$1,186	$1,186
ANADARKO PETROLEUM CORP	P	2012-11-28	2014-08-28	$2,661	$1,751	$910	$910
AUTODESK INC	P	2012-08-28	2014-12-10	$711	$372	$339	$339
BARRICK GOLD CORP CAD	P	2013-01-11	2014-12-02	$357	$1,027	-$670	-$670
BG GROUP PLC SPON ADR	P	2013-05-21	2014-11-28	$183	$244	-$61	-$61
BNP PARIBAS SA ADR	P	2012-06-29	2014-11-11	$209	$135	$74	$74
CISCO SYSTEMS INC	P	2011-04-28	2014-12-02	$835	$519	$316	$316
COVIDIEN PLC MERGER EFF 01	P	2011-04-20	2014-08-28	$87	$49	$38	$38
CVS HEALTH CORP	P	2012-03-12	2014-12-02	$180	$91	$89	$89
DOLBY LABORATORIES INC CL A	P	2011-08-05	2014-08-28	$699	$466	$233	$233
EATON VANCE CORP NON VTG	P	2013-09-11	2014-11-07	$1,918	$1,698	$220	$220
EQUIFAX INC	P	2013-08-13	2014-08-27	$1,714	$1,434	$280	$280
EXPRESS SCRIPTS HLDG CO	P	2013-06-21	2014-12-02	$4,047	$2,970	$1,077	$1,077
FNMA PL AL0789 04.0000 DUE 09	P	2012-10-12	2014-02-11	$715	$742	-$27	-$27
HONDA MOTOR CO ADR JAPAN ADR	P	2012-07-10	2014-04-04	$178	$161	$17	$17
HUTCHISON WHAMPOA LTD ADR HO	P	2013-08-09	2014-10-03	$437	$428	$9	$9
JOHNSON & JOHNSON COM	P	2011-03-18	2014-03-07	$465	$291	$174	$174
LANDSTAR SYSTEMS INC	P	2011-06-03	2014-08-21	$1,153	$756	$397	$397
MOLSON COORS BREWING CO CL B	P	2012-05-09	2014-12-02	$4,212	$2,262	$1,950	$1,950
NORTHROP GRUMMAN CORP	P	2012-05-09	2014-01-07	$1,375	$732	$643	$643
NOVARTIS AG SPON ADR	P	2013-10-02	2014-11-04	$92	$76	$16	$16
PEARSON PLC SPON ADR	P	2012-06-25	2014-01-28	$187	$189	-$2	-$2
RIO TINTO PLC SPON ADR	P	2012-09-12	2014-05-02	$163	$151	$12	$12
RTS LIBERTY BROADBAND CORP E	P	2011-04-20	2014-12-30	$6		$6	$6
SCHWAB CHARLES CORP NEW	P	2012-05-17	2014-08-26	$1,013	$445	$568	$568
SIRONA DENTAL SYSTEMS INC	P	2013-08-13	2014-08-27	$409	$350	$59	$59
TOYOTA MOTOR CORP NEW JAPAN	P	2013-08-09	2014-08-28	$458	$510	-$52	-$52
US TSY INFL PROT NOTE 00.125	P	2012-11-28	2014-02-11	$5,991	$6,645	-$654	-$654
US TSY NOTE 01.125 % DUE 12	P	2013-09-10	2014-09-25	$963	$938	$25	$25
WAL MART STORES INC	P	2012-05-08	2014-12-02	$4,742	$3,242	$1,500	$1,500
ANGLOGOLD HOLDINGS PLC 05.125	P	2013-07-11	2014-07-01	$29,218	$26,843	$2,375	$2,375
BASF SE SPON ADR	P	2013-08-09	2014-07-24	$1,101	$868	$233	$233
CARBO CERAMICS INC	P	2014-08-21	2014-12-02	$1,859	$5,227	-$3,368	-$3,368
COMMERZBANK A G SPON ADR	P	2014-01-07	2014-05-08	$1,063	$1,089	-$26	-$26
DEUTSCHE TELEKOM AG DE SPON A	P	2013-08-09	2014-04-10	$563	$468	$95	$95
ELECTRICITE DE FRANCE ADR	P	2013-09-11	2014-05-30	$47	$40	$7	$7
FHLMC PL G08323 05.0000 DUE 02	P	2013-09-18	2014-02-11	$705	$700	$5	$5
FNMA PL AT0181 03.0000 DUE 03	P	2013-12-16	2014-02-07	$1,856	$1,826	$30	$30
HEICO CORP NEW CL A	P	2013-09-10	2014-01-23	$1,082	$1,006	$76	$76
HONDA MOTOR CO ADR JAPAN ADR	P	2014-03-21	2014-04-28	$780	$899	-$119	-$119
KT CORP SPON ADR	P	2014-04-14	2014-10-21	$1,255	$1,323	-$68	-$68
NEWMONT MINING CORP B/E 03.500	P	2014-04-28	2014-09-09	$71,948	$71,595	$353	$353
ONEOK INC 04.250	P	2013-11-19	2014-02-03	$34,193	$33,424	$769	$769
PUBLICIS GROUPE S.A. NEW SPON A	P	2013-11-18	2014-08-28	$262	$303	-$41	-$41
SCHWAB CHARLES CORP NEW	P	2013-09-11	2014-08-26	$1,736	$1,329	$407	$407
SWIFT ENERGY CO NTS B/E 07.875	P	2013-10-18	2014-07-01	$36,587	$35,525	$1,062	$1,062
US TSY INFL PROT BOND 02.375	P	2013-10-23	2014-02-11	$7,323	$7,457	-$134	-$134
US TSY NOTE 01.375 % DUE 06	P	2014-03-10	2014-10-31	$1,004	$999	$5	$5
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-06	$1,141	$1,156	-$15	-$15
WABCO HOLDINGS INC	P	2013-08-28	2014-08-27	$1,750	$1,322	$428	$428
ACTAVIS PLC NAME	P	2013-01-11	2014-12-10	$129	$56	$73	$73
ANGLOGOLD HOLDINGS PLC 05.125	P	2013-04-26	2014-07-01	$38,957	$41,050	-$2,093	-$2,093
AXA ADR	P	2012-08-08	2014-02-05	$634	$340	$294	$294
BARRICK GOLD CORP CAD	P	2013-04-18	2014-12-02	$416	$634	-$218	-$218
BG GROUP PLC SPON ADR	P	2013-07-03	2014-11-28	$99	$118	-$19	-$19
BROADCOM CORP CL A	P	2011-03-16	2014-08-28	$1,569	$1,546	$23	$23
CISCO SYSTEMS INC	P	2011-10-04	2014-12-02	$195	$108	$87	$87
COVIDIEN PLC MERGER EFF 01	P	2011-04-20	2014-12-03	$1,945	$932	$1,013	$1,013
CVS HEALTH CORP	P	2012-03-21	2014-12-02	$721	$361	$360	$360
DOLBY LABORATORIES INC CL A	P	2012-08-07	2014-08-28	$699	$501	$198	$198
EATON VANCE CORP NON VTG	P	2013-10-03	2014-11-07	$1,383	$1,184	$199	$199
ERICSSON SEK 10 NEW 2002 ADR	P	2012-06-25	2014-03-24	$491	$331	$160	$160
FACTSET RESH SYSTEMS INC	P	2013-08-13	2014-08-27	$3,574	$3,115	$459	$459
FNMA PL AP7488 03.5000 DUE 09	P	2012-10-05	2014-02-11	$23,464	$24,855	-$1,391	-$1,391
HSBC HOLDINGS PLC NEW GB SPON A	P	2012-06-25	2014-03-18	$399	$346	$53	$53
HUTCHISON WHAMPOA LTD ADR HO	P	2013-08-30	2014-10-03	$437	$418	$19	$19
JOHNSON & JOHNSON COM	P	2011-04-19	2014-03-07	$2,327	$1,552	$775	$775
LANDSTAR SYSTEMS INC	P	2011-10-31	2014-08-21	$203	$135	$68	$68
MSC INDL DIRECT CO INC	P	2013-08-13	2014-08-21	$5,575	$4,932	$643	$643
NORTHROP GRUMMAN CORP	P	2012-05-09	2014-08-26	$3,560	$1,708	$1,852	$1,852
NOVARTIS AG SPON ADR	P	2013-10-02	2014-11-20	$668	$532	$136	$136
PEARSON PLC SPON ADR	P	2012-06-25	2014-01-29	$220	$226	-$6	-$6
RIO TINTO PLC SPON ADR	P	2013-05-22	2014-08-28	$107	$92	$15	$15
RTS LIBERTY BROADBAND CORP E	P	2013-09-04	2014-12-30	$4		$4	$4
SCHWAB CHARLES CORP NEW	P	2012-11-28	2014-08-26	$1,736	$786	$950	$950
SLM CORP MED TERM NTS 05.500	P	2013-04-26	2014-12-02	$28,720	$30,351	-$1,631	-$1,631
TRAVELERS COS INC/THE	P	2011-10-04	2014-12-02	$940	$418	$522	$522
US TSY INFL PROT NOTE 00.125	P	2012-11-28	2014-02-19	$7,964	$8,859	-$895	-$895
US TSY NOTE 01.125 % DUE 12	P	2013-09-17	2014-09-25	$963	$945	$18	$18
WEATHERFORD INTL PLC	P	2011-03-16	2014-08-28	$2,794	$2,419	$375	$375
ANGLOGOLD HOLDINGS PLC 05.125	P	2013-10-29	2014-07-01	$19,478	$18,107	$1,371	$1,371
BASF SE SPON ADR	P	2013-08-09	2014-07-30	$213	$174	$39	$39
CENTRICA PLC NEW 2004 SPON A	P	2013-08-09	2014-01-23	$385	$441	-$56	-$56
COMMERZBANK A G SPON ADR	P	2014-01-15	2014-07-16	$546	$691	-$145	-$145
DEUTSCHE TELEKOM AG DE SPON A	P	2013-08-14	2014-04-10	$16	$13	$3	$3
ELECTRICITE DE FRANCE ADR	P	2013-09-11	2014-08-28	$325	$288	$37	$37
FHLMC PL Q17639 03.0000 DUE 04	P	2013-09-16	2014-02-07	$1,858	$1,811	$47	$47
FNMA PL AT6306 04.0000 DUE 06	P	2013-12-16	2014-02-11	$2,060	$2,040	$20	$20
HEICO CORP NEW CL A	P	2013-09-11	2014-01-23	$1,028	$953	$75	$75
ICICI BANK LTD SPON ADR	P	2013-09-06	2014-04-22	$745	$537	$208	$208
LANDSTAR SYSTEMS INC	P	2013-09-10	2014-08-27	$205	$170	$35	$35
NIPPON TELEG & TEL CORP SPON A	P	2014-08-01	2014-11-07	$410	$410
ONEOK INC 04.250	P	2013-11-19	2014-02-03	$34,193	$33,424	$769	$769
RIO TINTO PLC SPON ADR	P	2013-05-22	2014-05-02	$271	$229	$42	$42
SLM CORP MED TERM NTS 04.625	P	2013-05-30	2014-04-28	$52,295	$50,761	$1,534	$1,534
TECHNE CORP MINN NAME CHANGE	P	2013-08-13	2014-01-17	$3,430	$2,773	$657	$657
US TSY INFL PROT BOND 02.375	P	2013-10-23	2014-02-11	$4,394	$4,477	-$83	-$83
US TSY NOTE 01.375 % DUE 06	P	2014-04-11	2014-10-31	$15,066	$15,028	$38	$38
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-06	$62	$63	-$1	-$1
WOLSELEY PLC SPON ADR	P	2014-02-27	2014-07-23	$779	$841	-$62	-$62
ACTAVIS PLC NAME	P	2013-02-15	2014-12-10	$2,173	$902	$1,271	$1,271
ANGLOGOLD HOLDINGS PLC 05.125	P	2013-05-30	2014-07-01	$29,218	$30,514	-$1,296	-$1,296
AXA ADR	P	2012-08-08	2014-05-16	$302	$177	$125	$125
BASF SE SPON ADR	P	2012-06-25	2014-06-18	$935	$529	$406	$406
BG GROUP PLC SPON ADR	P	2013-07-10	2014-11-28	$155	$190	-$35	-$35
BROADCOM CORP CL A	P	2011-04-20	2014-08-28	$1,569	$1,529	$40	$40
CISCO SYSTEMS INC	P	2012-05-09	2014-12-02	$1,753	$1,182	$571	$571
COVIDIEN PLC MERGER EFF 01	P	2012-05-11	2014-12-03	$102	$51	$51	$51
CVS HEALTH CORP	P	2012-04-05	2014-12-02	$90	$44	$46	$46
DOLBY LABORATORIES INC CL A	P	2012-11-28	2014-08-28	$2,098	$1,483	$615	$615
ELECTRICITE DE FRANCE ADR	P	2013-09-11	2014-12-04	$244	$236	$8	$8
ERICSSON SEK 10 NEW 2002 ADR	P	2012-12-07	2014-03-24	$607	$456	$151	$151
FACTSET RESH SYSTEMS INC	P	2013-08-13	2014-12-05	$3,438	$2,781	$657	$657
FOREST LABORATORIES MERG	P	2011-03-16	2014-07-01	$4,512	$2,458	$2,054	$2,054
HSBC HOLDINGS PLC NEW GB SPON A	P	2012-06-25	2014-07-08	$1,685	$1,428	$257	$257
HUTCHISON WHAMPOA LTD ADR HO	P	2013-09-11	2014-10-03	$73	$72	$1	$1
JOHNSON & JOHNSON COM	P	2011-10-04	2014-03-07	$931	$613	$318	$318
LANDSTAR SYSTEMS INC	P	2013-08-13	2014-08-21	$1,424	$1,156	$268	$268
MSC INDL DIRECT CO INC	P	2013-08-13	2014-08-27	$901	$795	$106	$106
NORTHROP GRUMMAN CORP	P	2012-05-17	2014-08-26	$1,272	$592	$680	$680
NOW INC COM	P	2011-03-16	2014-06-02	$9	$7	$2	$2
PEARSON PLC SPON ADR	P	2012-06-25	2014-01-30	$92	$94	-$2	-$2
RIO TINTO PLC SPON ADR	P	2013-05-30	2014-08-28	$214	$176	$38	$38
RTS LIBERTY BROADBAND CORP E	P	2013-10-02	2014-12-30	$4		$4	$4
SCHWAB CHARLES CORP NEW	P	2013-08-09	2014-08-26	$1,736	$1,339	$397	$397
SUMITOMO MITSUI FINANC	P	2012-06-25	2014-05-21	$1,083	$880	$203	$203
TRAVELERS COS INC/THE	P	2012-01-30	2014-12-02	$209	$115	$94	$94
US TSY INFL PROT NOTE 00.125	P	2012-11-28	2014-07-08	$8,279	$9,019	-$740	-$740
US TSY NOTE 01.750 % DUE 10	P	2012-05-09	2014-02-12	$12,143	$12,356	-$213	-$213
WEATHERFORD INTL PLC	P	2011-04-20	2014-08-28	$2,910	$2,642	$268	$268
ANGLOGOLD HOLDINGS PLC 05.125	P	2013-10-29	2014-07-01	$19,478	$18,107	$1,371	$1,371
BASF SE SPON ADR	P	2013-08-30	2014-07-30	$320	$262	$58	$58
CENTRICA PLC NEW 2004 SPON A	P	2013-09-11	2014-01-23	$556	$659	-$103	-$103
COMMERZBANK A G SPON ADR	P	2014-01-24	2014-07-16	$442	$535	-$93	-$93
DEUTSCHE TELEKOM AG DE SPON A	P	2013-08-14	2014-06-26	$744	$568	$176	$176
ELECTRICITE DE FRANCE ADR	P	2014-04-08	2014-12-18	$226	$326	-$100	-$100
FIRST CASH FINCL SERVIC	P	2014-02-19	2014-08-27	$1,825	$1,581	$244	$244
FNMA PL AT8873 04.0000 DUE 06	P	2014-09-12	2014-10-16	$1,981	$1,962	$19	$19
HEICO CORP NEW CL A	P	2013-10-03	2014-01-23	$866	$776	$90	$90
ICICI BANK LTD SPON ADR	P	2013-09-06	2014-04-04	$696	$505	$191	$191
MAINSTAY MARKETFIELD FUND C	P	2014-01-08	2014-12-02	$25,862	$30,005	-$4,143	-$4,143
NIPPON TELEG & TEL CORP SPON A	P	2014-08-01	2014-08-28	$611	$599	$12	$12
ONEOK INC 04.250	P	2014-01-07	2014-07-01	$14,879	$14,611	$268	$268
ROYAL BANK OF SCOTLAND 04.700	P	2013-07-05	2014-04-23	$51,545	$49,184	$2,361	$2,361
SNAP ON INC	P	2013-10-03	2014-08-27	$999	$794	$205	$205
TOWERS WATSON & CO CL A	P	2014-01-17	2014-08-27	$1,313	$1,313
US TSY INFL PROT BOND 02.375	P	2013-11-12	2014-02-11	$4,394	$4,361	$33	$33
US TSY NOTE 01.375 % DUE 06	P	2014-05-12	2014-10-31	$3,013	$3,001	$12	$12
VERIZON COMMUNICATIONS INC	P	2014-02-24	2014-03-06	$174	$176	-$2	-$2
WOLSELEY PLC SPON ADR	P	2014-02-27	2014-08-28	$251	$275	-$24	-$24
ACTAVIS PLC NAME	P	2013-08-08	2014-12-10	$311	$159	$152	$152
ANHEUSER BUSCH INBEV 04.125	P	2012-05-10	2014-07-24	$8,137	$8,120	$17	$17
AXA ADR	P	2012-08-22	2014-05-16	$186	$118	$68	$68
BASF SE SPON ADR	P	2012-06-25	2014-07-18	$449	$264	$185	$185
BG GROUP PLC SPON ADR	P	2013-09-11	2014-11-28	$521	$703	-$182	-$182
BROADCOM CORP CL A	P	2011-05-10	2014-12-03	$649	$486	$163	$163
CITRIX SYSTEMS INC	P	2011-03-16	2014-12-10	$944	$1,035	-$91	-$91
COVIDIEN PLC MERGER EFF 01	P	2012-05-14	2014-12-03	$205	$101	$104	$104
CVS HEALTH CORP	P	2012-06-05	2014-12-02	$180	$88	$92	$92
DOLBY LABORATORIES INC CL A	P	2013-01-11	2014-08-28	$2,098	$1,372	$726	$726
ELECTRICITE DE FRANCE ADR	P	2013-10-02	2014-12-04	$149	$160	-$11	-$11
ERICSSON SEK 10 NEW 2002 ADR	P	2012-12-20	2014-03-24	$297	$230	$67	$67
FANNIE MAE NTS 00.625	P	2012-05-11	2014-09-04	$29,023	$29,008	$15	$15
FOREST LABORATORIES MERG	P	2011-04-20	2014-07-01	$4,137	$2,340	$1,797	$1,797
HSBC HOLDINGS PLC NEW GB SPON A	P	2012-06-25	2014-08-28	$216	$173	$43	$43
ING GROEP N V NL SPON ADR	P	2012-06-25	2014-08-28	$248	$107	$141	$141
JP MORGAN INTERNATIONAL VALUE	P	2012-06-26	2014-11-05	$1,325	$1,096	$229	$229
LANDSTAR SYSTEMS INC	P	2013-08-13	2014-08-27	$957	$771	$186	$186
MSCI INC	P	2013-08-13	2014-08-27	$1,891	$1,555	$336	$336
NORTHROP GRUMMAN CORP	P	2013-01-11	2014-08-26	$1,907	$1,007	$900	$900
NUCOR CORP	P	2011-03-16	2014-12-10	$1,603	$1,390	$213	$213
PEARSON PLC SPON ADR	P	2012-08-22	2014-01-30	$221	$233	-$12	-$12
RIO TINTO PLC SPON ADR	P	2013-07-23	2014-08-28	$321	$274	$47	$47
SANDISK CORP	P	2011-03-16	2014-12-03	$103	$43	$60	$60
SEAGATE TECHNOLOGY PLC SHS	P	2011-03-16	2014-12-03	$4,288	$831	$3,457	$3,457
SUMITOMO MITSUI FINANC	P	2012-06-25	2014-08-28	$233	$181	$52	$52
TRAVELERS COS INC/THE	P	2012-04-16	2014-12-02	$313	$176	$137	$137
US TSY INFL PROT NOTE 00.125	P	2012-12-07	2014-07-08	$12,418	$13,662	-$1,244	-$1,244
US TSY NOTE 02.500 % DUE 01	P	2012-07-13	2014-02-11	$9,205	$10,862	-$1,657	-$1,657
WEATHERFORD INTL PLC	P	2012-11-28	2014-08-28	$4,494	$1,911	$2,583	$2,583

Field	Value	IRS element (for citing)
Capital Gain Net Income	$158,203	CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss	$52,169	NetShortTermCapitalGainLossAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	false	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$412,746	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$11,428,942	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.036114	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$516,367	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$8,032,888	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.064282	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$341,838	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$10,622,635	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.032180	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$522,827	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$12,232,007	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.042743	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$708,363	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$9,428,294	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.075132	DistributionYr5Rt
Total Distribution	0.250451	TotalDistributionRt
Average Distribution	0.050090	AverageDistributionRt
Net Vl Noncharitable Assets	$11,929,967	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$597,572	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$3,508	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$601,080	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$561,576	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$7,017	InvestmentIncomeExciseTaxAmt
Subtotal	$7,017	SubtotalAmt
Tax Based On Investment Income	$7,017	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$12,076	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$12,076	TotalPaymentsAndCreditsAmt
Overpayment	$5,059	OverpaymentAmt
Applied To ES Tax	$5,059	AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	false	LegislativePoliticalActyInd
More Than100 Spent	false	MoreThan100SpentInd
Form1120 POL Filed	false	Form1120POLFiledInd
Activities Not Previously Rpt	false	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	false	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (true)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (true)	AtLeast5000InAssetsInd
Org Report Or Register State	NY	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (true)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	false	PrivateOperatingFoundationInd
New Substantial Contributors	false	NewSubstantialContributorsInd
Own Controlled Entity	false	OwnControlledEntityInd
Donor Advised Fund	false	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (true)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	THE ORGANIZATION	IndividualWithBooksNm
Phone	2128374602	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	C/O GFI 140 BROADWAY 41ST FLR	AddressLine1
City	NEW YORK CITY	City
State	NY	State
ZIP Code	10005	ZIPCode

Field	Value	IRS element (for citing)
Foreign Accounts Question	false	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	false	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	false	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	false	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	false	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	false	TransferAstDisqualifiedPrsnInd
Payment To Government Official	false	PaymentToGovernmentOfficialInd
Relying Current Ntc Dsstr Asst	Yes (X)	RelyingCurrentNtcDsstrAsstInd
Undistributed Income PY	false	UndistributedIncomePYInd
Business Holdings	false	BusinessHoldingsInd
Excess Business Holdings	false	ExcessBusinessHoldingsInd
Jeopardy Investments	false	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	false	UncorrectedPYJeopardyInvstInd
Influence Legislation	false	InfluenceLegislationInd
Influence Election	false	InfluenceElectionInd
Grants To Individuals	false	GrantsToIndividualsInd
Grants To Organizations	false	GrantsToOrganizationsInd
Noncharitable Purpose	false	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
ALLEN I GROSS
1345 EAST 27TH ST	BROOKLYN	NY	11210	PRESIDENT	5.00	$0	$0	$0
EDITH GROSS
1345 EAST 27TH ST	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0
BRIAN GROSS
2822 AVE L	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0
JONATHAN GROSS
1224 EAST 24TH ST	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0
CAROLYN WEISER
1368 EAST 26TH STREET	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0
ZAHAVA HURWITZ
1360 EAST 28TH STREET	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Description1	N/A	Description1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$11,284,383	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$522,131	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$305,128	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$12,111,642	TotalFMVOfUnusedAssetsAmt
Adjusted Total FMV Of Unused Ast	$12,111,642	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$181,675	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$11,929,967	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$596,498	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$596,498	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$7,017	TaxBasedOnInvestmentIncomeAmt
Total Tax	$7,017	TotalTaxAmt
Distributable Before Adj	$589,481	DistributableBeforeAdjAmt
Distributable Before Ded	$589,481	DistributableBeforeDedAmt
Distributable As Adjusted	$589,481	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$561,576	ExpensesAndContributionsAmt
Qualifying Distributions	$561,576	QualifyingDistributionsAmt
Adjusted Qualifying Distri	$561,576	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$589,481	DistributableAsAdjustedAmt
Undistributed Income PY	$537,945	UndistributedIncomePYAmt
Qualifying Distributions	$561,576	QualifyingDistributionsAmt
Applied To Year1	$537,945	AppliedToYear1Amt
Applied To Current Year	$23,631	AppliedToCurrentYearAmt
Undistributed Income CY	$565,850	UndistributedIncomeCYAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (175 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
OHALEI TORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
AGUDATH ISRAEL BAIS BINYOMIN
2913-15 AVENUE L	BROOKLYN	NY	11210	CHARITY	$20,000
BETH JACOB DAY SCHOOL
85 PARKVILLE AVENUE	BROOKLYN	NY	11230	CHARITY	$32,000
CHASDEI LEV
POB 297257	BROOKLYN	NY	11229	CHARITY	$32,000
KLEINMAN FAMILY HOLOCAUST EDUCATION
5923 STRICKLAND AVENUE	BROOKLYN	NY	11234	CHARITY	$1,000
MIRRER YESHIVA
1791 OCEAN PARKWAY	BROOKLYN	NY	11223	CHARITY	$2,500
PROJECT INSPIRE
1407 BROADWAY SUITE 1703A	NEW YORK	NY	10018	CHARITY	$9,500
PROJECT INSPIRE
1407 BROADWAY SUITE 1703A	NEW YORK	NY	10018	CHARITY	$50,000
PROSPECT PARK YESHIVA
1784 EAST 17TH STREET	BROOKLYN	NY	11229	CHARITY	$1,000
PROSPECT PARK YESHIVA
1784 EAST 17TH STREET	BROOKLYN	NY	11229	CHARITY	$18,500
SINAI ACADEMY
2025 79TH STREET	BROOKLYN	NY	11214	CHARITY	$1,000
TOMCHAI SHABBOS
6225 NEW UTRECHT AVENUE	BROOKLYN	NY	11219	CHARITY	$1,000
YESHIVA CHOFETZ CHAIM
1271 EAST 35TH STREET	BROOKLYN	NY	11210	CHARITY	$27,500
YESHIVA TIFERE ELIMELECH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
YESHIVA TORAH VODAATH
425 EAST 9TH STREET	BROOKLYN	NY	11218	CHARITY	$18,000
A TIME
1310 48 STREET	BROOKLYN	NY	11219	CHARITY	$118
AGUDATH ISRAEL BAIS BINYOMIN
2913-15 AVENUE L	BROOKLYN	NY	11210	CHARITY	$7,800
AGUDATH ISRAEL OF AMERICA
42 BROADWAY	NEW YORK	NY	10004	CHARITY	$54
AISH INTERNATIONAL
408 SOUTH LAKE DRIVE	LAKEWOOD	NJ	08701	CHARITY	$121,000
ALZHEIMERS ASSOCIATION
225 N MICHIGAN AVE	CHICAGO	IL	60601	CHARITY	$280
AMERICAN FRIENDS OF EMUNAH V'CHESED
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,800
AMERICAN FRIENDS OF SERACH SOD
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,000
AMERICAN FRIENDS OF YESHIVA TALMUD
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$500
ARUGAS HABOSEM
BROOKLYN	BROOKLYN	NY	11211	CHARITY	$150
BAIS CHANA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$18
BAIS SHMUEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
BAIS YAAKOV D'CHASIDAS GUR
1975 51ST STREET	BROOKLYN	NY	11204	CHARITY	$180
BAIS YAAKOV D'RAV MEIR
85 PARKVILLE AVENUE	BROOKLYN	NY	11230	CHARITY	$1,000
BAIS YAAKOV HIGH SCHOOL
BROOKLYN	BROOKLYN	NY	11219	CHARITY	$104
BAIS YAKOV
BROOKLYN	BROOKLYN	NY	11219	CHARITY	$36
BAIS YISROEL TZEDAKAH FUND
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
BAYSWATER NEIGHBORS FUND
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$500
BE'ER HAGOLAH
671 LOUISIANA AVENUE	BROOKLYN	NY	11239	CHARITY	$1,000
BENSALEM OUTREACH CENTER
2446 BRISTOL RD	BENSALEM	PA	19020	CHARITY	$180
BETH HALFOHL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
BETH HATALMUD
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
BETH JACOB DAY SCHOOL
85 PARKVILLE AVENUE	BROOKLYN	NY	11230	CHARITY	$350
BETH OLOTH
704 EAST 3RD STREET	BROOKLYN	NY	11218	CHARITY	$180
BIKUR CHOLIM
5612 11TH AVENUE	BROOKLYN	NY	11219	CHARITY	$1,050
BIKUR CHOLIM NEFESH CHAYA
3018 BEDFORD AVENUE	BROOKLYN	NY	11210	CHARITY	$150
BINA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
BIRCAS YECHESKEL
BROOKLYN	BROOKLYN	NY	11204	CHARITY	$50
BNEI TORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
BOBBIE'S PLACE
1401 LOCUST AVENUE	BROOKLYN	NY	11230	CHARITY	$50
BONEI OLAM
1755 46TH STREET	BROOKLYN	NY	11204	CHARITY	$100
CHABAD EDUCATION INSTITUTE
BROOKYN	BROOKLYN	NY	11213	CHARITY	$3,360
CHAI LIFE LINE
151 WEST 30TH STREET	NEW YORK	NY	10001	CHARITY	$68
CHAI4EVER
1221 MADISN AVE	LAKEWOOD	NJ	08701	CHARITY	$720
CHAIM MEIR CAMP FUND
132 NASSAU ST	NEW YORK	NY	10038	CHARITY	$100
CHASDEI LEV
POB 297257	BROOKLYN	NY	11229	CHARITY	$500
CHEVRON FUND
1760 OCEAN AVE	BROOKLYN	NY	11230	CHARITY	$100
CHILD LIFE SOCIETY
1347 43RD STREET	BROOKLYN	NY	11218	CHARITY	$180
CMBM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$250
CONG SHAARE SHOMOYIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$250
CONG AHAVAS SHOLOM
BROOKLYN	BROOKLYN	NY	11211	CHARITY	$500
CONG MASSE ROKACH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$18
CONG TZEDAKKAH VCHESED
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$36
CONG WEST PARK
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$9,450
CONGREGATION BAIS MEDRASH AVREICHIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
CONGREGATION BNEI YAAKOV
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
CONGREGATION CARRIAGE CLUB SOUTH
5001 COLLINS AVE	MIAMI	FL	33140	CHARITY	$1,300
CONGREGATION GRAND PARK BARUCH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$500
CONGREGATION KHAL CHASIDIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$500
CONGREGATION LOMDEI TOREH
BROOKLYN	BROOKYN	NY	11219	CHARITY	$360
DERECH HATORA - KIRYAT
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
ECHO WOMEN
295 WEST RTE 59	MONSEY	NY	10952	CHARITY	$250
EDUCATIONAL INSTITUTE OHOLEI TORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
EIZER AVREICHIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
EIZER L'SHABBOS
5014 16TH AVENUE	BROOKLYN	NY	11204	CHARITY	$1,000
EMUNAS YISROEL
4310 16TH AVENUE	BROOKLYN	NY	11204	CHARITY	$360
EZRAS YISROEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$460
FRIENDS OF OHR ELCHANAN
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$300
GUARDIAN OF THE SICK
5216 11TH AVENUE	BROOKLYN	NY	11219	CHARITY	$100
HAAZINU
1164 49TH STREET	BROOKLYN	NY	11219	CHARITY	$180
HASC
5902 14TH AVENUE	BROOKLYN	NY	11219	CHARITY	$100
HATZOLAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
ICHUD
3908 16TH AVENUE	BROOKLYN	NY	11218	CHARITY	$5,000
ISRAEL PURIM FUND
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
JEP CAMP SCHOLORSHIP FUND
110 ROCKAWAY TURNPIKE	LAWRENCE	NY	11559	CHARITY	$180
JERUSALEM OPEN HOUSE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
JEWISH CENTER FOR SPECIAL ED
1760 53RD STREET	BROOKLYN	NY	11204	CHARITY	$750
KAUFMAN ORPHAN FUND
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
KEHAL UNGVAR
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$36
KEREN AHAVAS CHESED
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
KEREN ANIYAI YISROEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$150
KEREN YISROEL MORDECHAI
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
KIMPITORIN AID
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
KOLEL NACHLAS TZVI
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
KOLLEL BAIS HATORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
KOLLEL SHOMRE HACHOMOS
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$350
KOLLEL TORAS CHAIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
KOLLEL YAD CHAIM MORDECHAI
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
LEV LACHIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$186
MAOS CHITIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
MATAN BSETAR BAMBI
1667 54TH STREET	BROOKLYN	NY	11204	CHARITY	$200
MATNAS MICHOEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
MATNAS YISROEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$680
MERKAZ COMMUNITY CENTER
1739 OCEAN AVENUE	BROOKLYN	NY	11230	CHARITY	$4,500
MERKAZ HATORAH
3495 RICHMOND ROAD	STATEN ISLAND	NY	10309	CHARITY	$100
MESIVTA TIFERES JERUSALEM
145 E BROADWAY	NEW YORK	NY	10002	CHARITY	$180
MESORES BAIS YAAKOV
1395 OCEAN AVENUE	BROOKLYN	NY	11230	CHARITY	$8,700
MIRRER YESHIVA
1791 OCEAN PARKWAY	BROOKLYN	NY	11223	CHARITY	$600
MISHKON MEYER
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
MOSDOS CHERNOBEL
BROOKLYN	BROOKLYN	NY	11219	CHARITY	$50
MOSDOS VIZNITZ
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$18
N'SHAI AHAVAS CHESED
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
NEFESH CHAYA TIFERES YOSEF
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
NETZACH YISROEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
OHEL
4510 16TH AVENUE	BROOKLYN	NY	11204	CHARITY	$5,000
OHR NAAVA
2201 EAST 23RD STREET	BROOKLYN	NY	11229	CHARITY	$500
OHR SHALOM VECHESED
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$136
ORTHODOX UNION
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
PRIORITY 1
PB BOX 486	CEDARHURST	NY	11516	CHARITY	$180
PROJECT INSPIRE
1407 BROADWAY SUITE 1703A	NEW YORK	NY	10018	CHARITY	$50,000
PROJECT RANANA
1179 EAST 13TH STREET	BROOKLYN	NY	11230	CHARITY	$2,500
PROJECT WITNESS
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$5,000
PROSPECT PARK YESHIVA
1784 EAST 17TH STREET	BROOKLYN	NY	11229	CHARITY	$1,000
PTACH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$600
RACHSHEI LEV
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,200
RAJE
2915 OCEAN PARKWAY	BROOKLYN	NY	11235	CHARITY	$1,000
RCCS
1555 56TH STREET	BROOKLYN	NY	11219	CHARITY	$1,100
RIVKAH LAUFER BIKUR CHOLIM
1406 57TH STREET	BROOKLYN	NY	11219	CHARITY	$410
SAMCHENU
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
SATMAR BIKUR CHOLOM
545 BEDFORD AVENUE	BROOKLYN	NY	11211	CHARITY	$180
SHAAREI TSHUVA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$36
SHAI FREE LOAN FUND
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
SHALOM YITZCHOK TORAH INSTITUTE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
SHALVAT CHAIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
SHARSHERET
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
SINAI ACADEMY
2025 79TH STREET	BROOKLYN	NY	11214	CHARITY	$3,200
SOCIETY FOR THE EDUCATION OF RUSSIA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$250
TALMUD TORAH TZFAS
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$36
TAT PHILADELPHIA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
THE DAVIS MEMORIAL FUND
275 TENNANT AVENUE 106	MORGAN HILL	CA	95037	CHARITY	$36
THE INTERNATIONAL COMMITTE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$250
TOMCHAI TZEDAKKA
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$25
TORAH COMMUNITCATIONS NETWORK
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$96
TORAH LIFE INSTITUTE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
TORAH UMSORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$500
TORAH VODAATH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$17,000
TZEDAKAH V'CHESED
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$290
UNITED HATZOLAH OF ISRAEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$5,000
UNIVERSITY JEWISH EXPERIENCE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
VAAD HACHNOSAS ORCHIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
VAAD HARABANIM
BROOKLYN	BROOKLYN	NY	11219	CHARITY	$180
VARIOUS RECOGNIZED CHARITIES
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$68
VLNY
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
YAD ELIEZER
1102 EAST 26TH STREET	BROOKLYN	NY	11210	CHARITY	$180
YAD YOSEF
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
YESHIVA & MESIFTA MKOR CHAIM
1571 55TH STREET	BROOKLYN	NY	11219	CHARITY	$360
YESHIVA & MESIFTA OF BROOKLYN
1200 OCEAN PARKWAY	BROOKLYN	NY	11230	CHARITY	$500
YESHIVA BAIS AHARON
BROOKLYN	BROOKLYN	NY	11219	CHARITY	$100
YESHIVA BETH MOSHE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$230
YESHIVA BONIM LAMAKOM
BROOKLYN	BROOKLYN	NY	11219	CHARITY	$36
YESHIVA CHASAN SOFER
1705 49TH STREET	BROOKLYN	NY	11204	CHARITY	$100
YESHIVA CHOFETZ CHAIM
1271 EAST 35TH STREET	BROOKLYN	NY	11210	CHARITY	$2,300
YESHIVA MEON HATORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$275
YESHIVA MIKOR CHAIM
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
YESHIVA OF GREATER WASHINGTON
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$1,000
YESHIVA OF STATEN ISLAND
1870 DRUMGOOLE ROAD EAST	STATEN ISLAND	NY	10309	CHARITY	$280
YESHIVA OHR REUVEN
259 GRANDVIEW AVENUE	SUFFERN	NY	10901	CHARITY	$500
YESHIVA TAL TORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
YESHIVA TIFERES YISROEL
1271 EAST 35TH STREET	BROOKLYN	NY	11210	CHARITY	$6,000
YESHIVA TORAH EMES
1904 AVENUE N	BROOKLYN	NY	11230	CHARITY	$150
YESHIVA TORAH VODAATH
425 EAST 9TH STREET	BROOKLYN	NY	11218	CHARITY	$16,960
YESHIVA ZICHRON MEILECH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
YESHIVA ZICHRON YAAKOV
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$3,600
YISMACH MOSHE INSTITUTE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180
YITTI LEIBEL HELPLINE
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
YOUNG ISRAEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$250
ZICHRON ELIYAHU
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$100
ZICHRON KELEM OF BNEI BRAK
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$25,000
ZICHRON SHLOMO REFUAH FUND
1319 51ST STREET	BROOKLYN	NY	11219	CHARITY	$300
ZICHRON SHMUEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$3,000
ZICHRON YAAKOV
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$180

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$558,116	TotalGrantOrContriPdDurYrAmt

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (3 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
AGUDATH ISRAEL BAIS BINYOMIN
2913-15 AVENUE L	BROOKLYN	NY	11210	CHARITY	$73,600
AISH INTERNATIONAL
408 SOUTH LAKE DRIVE	LAKEWOOD	NJ	08701	CHARITY	$150,000
CHASDEI LEV
POB 297257	BROOKLYN	NY	11229	CHARITY	$32,500

Field	Value	IRS element (for citing)
Total Grant Or Contri Apprv Fut	$256,100	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$92,400	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$162,682	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$158,203	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDesc	BusinessBusinessCd	Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt
FLOWTHRU INC. - PARTNERSHIP	531190	-$15,554
FLOWTHRU INC. - PARTNERSHIP	523000	-$561

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	-$16,115	UnrelatedBusinessTaxblIncmAmt
Exclusion	$413,285	ExclusionAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$397,170	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	false	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	false	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	false	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	false	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	false	ReimbursementArrangementsInd
Loans Or Loan Guarantees	false	LoansOrLoanGuaranteesInd
Performance Of Services Etc	false	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	false	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ROTH & COMPANY LLP	CategoryTxt
Amt	$17,299	Amt
Net Investment Income	$13,839	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$3,460	DisbursementsCharitablePrpsAmt

Compensation Explanation CompensationExplanation

Compensation Explanation CompensationExplanationGrp (6 entries)

ALLEN I GROSS
EDITH GROSS
BRIAN GROSS
JONATHAN GROSS
CAROLYN WEISER
ZAHAVA HURWITZ

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
INVESTMENT IN NOTE	$23,021	$23,021
BROKERAGE ACCOUNTS	$11,522,327	$11,522,327

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (2 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
INVESTMENTS	$318,973	$282,107	$282,107
LOANS RECEIVEABLE	$1,654,105

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt
EXPENSES
OFFICE EXPENSE	$100	$100

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
FLOWTHRU INC. - PARTNERSHIP	-$15,554	-$15,554
FLOWTHRU INC. - PARTNERSHIP	-$561	-$561

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Field	Value	IRS element (for citing)
Description	UNREALIZED GAIN ON SECURITIES	Description
Amount	$196,429	Amount

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	INVESTMENT SERVICE CHARGES	CategoryTxt
Amt	$48,253	Amt
Net Investment Income	$48,253	NetInvestmentIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt
STATE TAXES	$250	$250
FEDERAL TAXES	$9,000

ALLEN I GROSS CHARITABLE FOUNDATION: Form 990PF, tax year 2013

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Preparer Person PreparerPersonGrp

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (753 entries)

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (175 entries)

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (3 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Compensation Explanation CompensationExplanation

Compensation Explanation CompensationExplanationGrp (6 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (2 entries)

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

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