CALIFORNIA INSTITUTE OF TECHNOLOGY: Form 990, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- CALIFORNIA INSTITUTE OF TECHNOLOGY (EIN 95-1643307)
- Tax period
- 2013-10-01 to 2014-09-30
- Filed
- 2015-08-13
- IRS object ID
- 201542259349302194
- Schema version
- 2013v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule E
- Schedule F
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-08-13T12:40:23-05:00 | ReturnTs |
| Tax Period End | 2014-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PricewaterhouseCoopers LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 High Street | AddressLine1 |
| City | Boston | City |
| State | MA | State |
| ZIP Code | 02110 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2013-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 951643307 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | California Institute of Technology | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % MATTHEW W BREWER | InCareOfNm |
| Business Name Control | CALI | BusinessNameControlTxt |
| Phone | 6263956744 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1200 E California Blvd | AddressLine1 |
| Address Line2 | Suite 117-15 | AddressLine2 |
| City | Pasadena | City |
| State | CA | State |
| ZIP Code | 91125 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MATTHEW W BREWER | PersonNm |
| Person Title | CONTROLLER | PersonTitleTxt |
| Phone | 6263956744 | PhoneNum |
| Signature | 2015-08-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | PRICEWATERHOUSECOOPERS LLP | PreparerPersonNm |
| PTIN | P01390592 | PTIN |
| Phone | 6263956744 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | DR THOMAS F ROSENBAUM | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1200 E CALIFORNIA BLVD | AddressLine1 |
| City | pasadena | City |
| State | CA | State |
| ZIP Code | 91125 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $2,970,932,000 | GrossReceiptsAmt |
| Group Return For Affiliates | false | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | www.caltech.edu | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1891 | FormationYr |
| Legal Domicile State | CA | LegalDomicileStateCd |
| Activity Or Mission | SEE SCHEDULE O | ActivityOrMissionDesc |
| Voting Members Governing Body | 62 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 52 | VotingMembersIndependentCnt |
| Total Employee | 10265 | TotalEmployeeCnt |
| Total Volunteers | 514 | TotalVolunteersCnt |
| Total Gross UBI | $21,878,000 | TotalGrossUBIAmt |
| PY Contributions Grants | $371,146,000 | PYContributionsGrantsAmt |
| CY Contributions Grants | $382,698,000 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $1,590,743,000 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $1,772,561,000 | CYProgramServiceRevenueAmt |
| PY Investment Income | $114,094,000 | PYInvestmentIncomeAmt |
| CY Investment Income | $124,252,000 | CYInvestmentIncomeAmt |
| PY Other Revenue | $40,840,000 | PYOtherRevenueAmt |
| CY Other Revenue | $16,812,000 | CYOtherRevenueAmt |
| PY Total Revenue | $2,116,823,000 | PYTotalRevenueAmt |
| CY Total Revenue | $2,296,323,000 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $76,614,000 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $71,453,000 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $1,167,739,000 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $1,200,039,000 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $14,661,000 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $862,519,000 | PYOtherExpensesAmt |
| CY Other Expenses | $988,202,000 | CYOtherExpensesAmt |
| PY Total Expenses | $2,106,872,000 | PYTotalExpensesAmt |
| CY Total Expenses | $2,259,694,000 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $9,951,000 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $36,629,000 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $4,131,634,000 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,166,404,000 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $1,769,070,000 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,649,022,000 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $2,362,564,000 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $2,517,382,000 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | SEE SCHEDULE O | MissionDesc |
| Significant New Program Srvc | false | SignificantNewProgramSrvcInd |
| Significant Change | false | SignificantChangeInd |
| Expense | $323,086,000 | ExpenseAmt |
| Grant | $71,333,000 | GrantAmt |
| Revenue | $162,454,000 | RevenueAmt |
| Desc | INSTRUCTION AND ACADEMIC SUPPORT AT THE CAMPUS. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $251,374,000 | ExpenseAmt |
| Revenue | $22,521,000 | RevenueAmt |
| Desc | ORGANIZED RESEARCH AT THE CAMPUS. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $1,560,024,000 | ExpenseAmt |
| Revenue | $1,560,024,000 | RevenueAmt |
| Desc | Sponsored research at the Jet Propulsion Laboratory. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Prog Srvc Expense | $30,586,000 | TotalOtherProgSrvcExpenseAmt |
| Total Other Prog Srvc Grant | $120,000 | TotalOtherProgSrvcGrantAmt |
| Total Other Prog Srvc Revenue | $27,562,000 | TotalOtherProgSrvcRevenueAmt |
| Total Program Service Expenses | $2,165,070,000 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (true) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (true) | ScheduleBRequiredInd |
| Political Campaign Acty | false | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (true) | LobbyingActivitiesInd |
| Subject To Proxy Tax | false | SubjectToProxyTaxInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Conservation Easements | false | ConservationEasementsInd |
| Collections Of Art | Yes (true) | CollectionsOfArtInd |
| Credit Counseling | Yes (true) | CreditCounselingInd |
| Temp Or Permanent Endowments | Yes (true) | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (true) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (true) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | false | ReportProgramRelatedInvstInd |
| Report Other Assets | false | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (true) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (true) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | Yes (true) | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | false | ConsolidatedAuditFinclStmtInd |
| School Operating | Yes (true) | SchoolOperatingInd |
| Foreign Office | Yes (true) | ForeignOfficeInd |
| Foreign Activities | Yes (true) | ForeignActivitiesInd |
| More Than5000 K To Org | false | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | Yes (true) | MoreThan5000KToIndividualsInd |
| Professional Fundraising | false | ProfessionalFundraisingInd |
| Fundraising Activities | false | FundraisingActivitiesInd |
| Gaming Activities | false | GamingActivitiesInd |
| Operate Hospital | false | OperateHospitalInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Grants To Individuals | Yes (true) | GrantsToIndividualsInd |
| Schedule J Required | Yes (true) | ScheduleJRequiredInd |
| Tax Exempt Bonds | Yes (true) | TaxExemptBondsInd |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBondsInd |
| Escrow Account | false | EscrowAccountInd |
| On Behalf Of Issuer | false | OnBehalfOfIssuerInd |
| Engaged In Excess Benefit Trans | false | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | false | PYExcessBenefitTransInd |
| Loan Outstanding | Yes (true) | LoanOutstandingInd |
| Grant To Related Person | Yes (true) | GrantToRelatedPersonInd |
| Business Rln With Org Mem | false | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | Yes (true) | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | Yes (true) | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | Yes (true) | DeductibleNonCashContriInd |
| Deductible Art Contribution | false | DeductibleArtContributionInd |
| Terminate Operations | false | TerminateOperationsInd |
| Partial Liquidation | false | PartialLiquidationInd |
| Disregarded Entity | Yes (true) | DisregardedEntityInd |
| Related Entity | Yes (true) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (true) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | false | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | false | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | false | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (true) | ScheduleORequiredInd |
| Info In Schedule O Part V | Yes (X) | InfoInScheduleOPartVInd |
| IRP Document | 2617 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (true) | BackupWthldComplianceInd |
| Employee | 10265 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (true) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Foreign Financial Account | Yes (true) | ForeignFinancialAccountInd |
| Foreign Country | CI | ForeignCountryCd |
| Foreign Country | SZ | ForeignCountryCd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | false | TaxablePartyNotificationInd |
| Nondeductible Contributions | false | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | false | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | false | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 62 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 52 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (true) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | false | DelegationOfMgmtDutiesInd |
| Change To Org Documents | false | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | false | MembersOrStockholdersInd |
| Election Of Board Members | false | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | false | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (true) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (true) | MinutesOfCommitteesInd |
| Officer Mailing Address | false | OfficerMailingAddressInd |
| Local Chapters | false | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (true) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (true) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (true) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (true) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (true) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (true) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (true) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (true) | CompensationProcessOtherInd |
| Investment In Joint Venture | Yes (true) | InvestmentInJointVentureInd |
| Written Policy Or Procedure | Yes (true) | WrittenPolicyOrProcedureInd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | IL | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MATTHEW W BREWER | PersonNm |
| Phone | 6263958818 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1200 E CALIFORNIA BLVD | AddressLine1 |
| City | pasadena | City |
| State | CA | State |
| ZIP Code | 91125 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | Yes (X) | InfoInScheduleOPartVIIInd |
Form990 Part VII Section A Form990PartVIISectionAGrp (82 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | OfficerOfficerInd | Key EmployeeKeyEmployeeInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd |
|---|---|---|---|---|---|---|---|---|
| BARBARA M BARRETT | ||||||||
| TRUSTEE (SINCE 1/30/14) | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| GORDON M BINDER | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| Robert C Bonner | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| LYNN A BOOTH | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| Brigitte M Bren | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| John E Bryson | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Milton M Chang | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| John S Chen | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| WENCHI CHEN | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| PEGGY T CHERNG | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| Robert B Chess | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| William H Davidow | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| DAVID T DREIER | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Lounette M Dyer | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Thomas E Everhart | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| JOSHUA S FRIEDMAN | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| William T Gross | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| NARENDRA K GUPTA | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| B KIPLING HAGOPIAN | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| Frederick J Hameetman | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Shirley M Hufstedler | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| MARIA D HUMMER-TUTTLE | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| Bobby R Inman | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Robert T Jenkins | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| G BRADFORD JONES | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| Peter D Kaufman | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Louise Kirkbride | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| WALTER G KORTSCHAK | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| Kent Kresa | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Jon B Kutler | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| David LI Lee | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| York Liao | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Alexander Lidow | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Ronald K Linde | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| A Michael Lipper | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| ANDREW N LIVERIS | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Shirley M Malcom | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Deborah D McWhinney | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Richard Merkin | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| KENNETH G MOORE | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| Philip M Neches | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Patrick H Nettles Jr | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Peter Norton | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Ronald L Olson | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Stephen R Onderdonk | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Pedro J Pizarro | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Stewart A Resnick | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Nelson C Rising | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Stephen A Ross | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| James F Rothenberg | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| RICHARD H SCHELLER | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| Marc I Stern | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| Donald W Tang | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| KEVIN M TAWEEL | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| DAVID W THOMPSON | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Charles R Trimble | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Lewis W van Amerongen | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Walter L Weisman | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Gayle E Wilson | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| RICHMOND A WOLF | ||||||||
| Trustee | 1.0 | Yes (X) | ||||||
| Suzanne H Woolsey | ||||||||
| TRUSTEE | 1.0 | Yes (X) | ||||||
| EDWARD M STOLPER | ||||||||
| PROV/INTRM PRES(UNTIL 6/30/14) | 40.0 | Yes (X) | $631,498 | $113,216 | Yes (X) | |||
| THOMAS F ROSENBAUM | ||||||||
| PRES/TRUSTEE (SINCE 7/1/14) | 40.0 | Yes (X) | Yes (X) | |||||
| MATTHEW W BREWER | ||||||||
| CONTROLLER | 40.0 | $208,171 | $38,028 | Yes (X) | ||||
| DEAN CURRIE | ||||||||
| VP FOR BUSINESS AND FINANCE | 40.0 | $545,806 | $63,392 | Yes (X) | ||||
| CHARLES ELACHI | ||||||||
| VP/DIR JET PROPULSION LAB | 40.0 | $808,400 | $53,799 | Yes (X) | ||||
| DIANA JERGOVIC | ||||||||
| VP STRATEGY IMPL(SINCE 7/1/14) | 40.0 | Yes (X) | ||||||
| BRIAN K LEE | ||||||||
| VP for Dev & INSTIT. RELATIONS | 40.0 | $554,918 | $60,014 | Yes (X) | ||||
| MADELINE WAY LEE | ||||||||
| Assistant Treasurer | 32.0 | $141,673 | $34,346 | Yes (X) | ||||
| JENNIFER THERESA LUM | ||||||||
| DEPUTY GENERAL COUNSEL | 40.0 | $233,437 | $55,449 | Yes (X) | ||||
| SHARON E PATTERSON | ||||||||
| Assoc. VP for fin. & treas. | 40.0 | $325,311 | $42,302 | Yes (X) | ||||
| SCOTT H RICHLAND | ||||||||
| Chief Investment Officer | 40.0 | $571,821 | $369,822 | Yes (X) | ||||
| ANNEILA I SARGENT | ||||||||
| vp for Student Affairs | 40.0 | $323,071 | $53,119 | Yes (X) | ||||
| VICTORIA D STRATMAN | ||||||||
| General Counsel | 40.0 | $399,262 | $56,497 | Yes (X) | ||||
| MARY L WEBSTER | ||||||||
| Secretary of board of trustees | 40.0 | $226,976 | $47,460 | Yes (X) | ||||
| LARRY D JAMES | ||||||||
| DEPUTY DIRECTOR, JPL | 40.0 | $253,317 | $17,309 | Yes (X) | ||||
| JAKOB VAN ZYL | ||||||||
| FAC ASSOC. & ASSOC DIR JPL | 40.0 | $336,496 | $51,833 | Yes (X) | ||||
| MICHAEL ASCHBACHER | ||||||||
| PROFESSOR/EMERITUS | 40.0 | $841,039 | $49,264 | Yes (X) | ||||
| JANET F BAER | ||||||||
| DIRECTOR, OLAR | 40.0 | $438,726 | $40,128 | Yes (X) | ||||
| JEAN-LOU A CHAMEAU | ||||||||
| PRESIDENT/EMERITUS | 40.0 | $444,420 | $30,197 | Yes (X) | ||||
| EDWARD STONE | ||||||||
| PROFESSOR OF PHYSICS | 40.0 | $407,180 | $57,460 | Yes (X) | ||||
| EUGENE L TATTINI | ||||||||
| FMR Deputy Dir, Jet Prop Lab | 40.0 | $401,045 | $34,808 | Yes (X) | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $8,092,567 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $1,268,443 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 3904 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | false | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (true) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | false | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1 | CityContractorAddress/USAddress/City | StateContractorAddress/USAddress/State | ZIP CodeContractorAddress/USAddress/ZIPCode | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| ITT CORPORATION | |||||
| 5009 CENTENNIAL BLVD | COLORADO SPRINGS | CO | 809192401 | OPERATING DSN | $51,915,955 |
| LOCKHEED MARTIN CORP | |||||
| 12257 S WADSWORTH | LITTLETON | CO | 80125 | AEROSPACE | $73,471,047 |
| RAYTHEON | |||||
| 2000 EAST EL SEGUNDO BLVD | EL SEGUNDO | CA | 90245 | AEROSPACE | $21,655,394 |
| NORTHROP GRUMMAN SYSTEMS CORPORATIO | |||||
| 1 SPACE PARK DRIVE | REDONDO BEACH | CA | 902781001 | AEROSPACE | $48,781,246 |
| LOCKHEED MARTIN INTEGRATED SYSTEMS | |||||
| 2339 ROUTE 70 WEST | CHERRY HILL | NJ | 080023315 | INSTITUTIONAL COMP. | $26,623,783 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 5 | CntrctRcvdGreaterThan100KCnt |
| Government Grants | $259,138,000 | GovernmentGrantsAmt |
| All Other Contributions | $123,560,000 | AllOtherContributionsAmt |
| Noncash Contributions | $15,397,000 | NoncashContributionsAmt |
| Total Contributions | $382,698,000 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (4 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | ExclusionExclusionAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt | Unrelated Business RevenueUnrelatedBusinessRevenueAmt |
|---|---|---|---|---|---|
| JPL AND OTHER AWARDS | 900099 | $1,628,630,000 | $1,628,630,000 | ||
| STUDENT TUITION | 611600 | $88,279,000 | $88,279,000 | ||
| USE OF FACILITIES | 900099 | $28,090,000 | $28,090,000 | ||
| AUXILIARY ENTERPRISES | 900099 | $27,562,000 | $14,154,000 | $9,253,000 | $4,155,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $1,772,561,000 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $40,461,000 | TotalRevenueColumnAmt |
| Unrelated Business Revenue | $17,686,000 | UnrelatedBusinessRevenueAmt |
| Exclusion | $22,775,000 | ExclusionAmt |
Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $16,350,000 | TotalRevenueColumnAmt |
| Exclusion | $16,350,000 | ExclusionAmt |
Gross Rents GrossRentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $429,000 | RealAmt |
Less Rental Expenses LessRentalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $4,000 | RealAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $425,000 | RealAmt |
| Personal | $0 | PersonalAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $425,000 | TotalRevenueColumnAmt |
| Exclusion | $425,000 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $757,039,000 | SecuritiesAmt |
| Other | $1,357,000 | OtherAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $674,280,000 | SecuritiesAmt |
| Other | $325,000 | OtherAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $82,759,000 | SecuritiesAmt |
| Other | $1,032,000 | OtherAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $83,791,000 | TotalRevenueColumnAmt |
| Exclusion | $83,791,000 | ExclusionAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Income From Gaming NetIncomeFromGamingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Income Or Loss NetIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Other Revenue Misc OtherRevenueMiscGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ADVERTISING AND FILMING | Desc |
| Business | 900099 | BusinessCd |
| Total Revenue Column | $37,000 | TotalRevenueColumnAmt |
| Unrelated Business Revenue | $37,000 | UnrelatedBusinessRevenueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $37,000 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $2,296,323,000 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $125,622,000 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $21,878,000 | UnrelatedBusinessRevenueAmt |
| Exclusion | $1,766,125,000 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,279,000 | TotalAmt |
| Program Services | $2,279,000 | ProgramServicesAmt |
Grants To Domestic Individuals GrantsToDomesticIndividualsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $68,963,000 | TotalAmt |
| Program Services | $68,963,000 | ProgramServicesAmt |
Foreign Grants ForeignGrantsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $211,000 | TotalAmt |
| Program Services | $211,000 | ProgramServicesAmt |
Benefits To Members BenefitsToMembersGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $7,224,000 | TotalAmt |
| Program Services | $2,863,000 | ProgramServicesAmt |
| Management And General | $3,703,000 | ManagementAndGeneralAmt |
| Fundraising | $658,000 | FundraisingAmt |
Comp Disqual Persons CompDisqualPersonsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $5,894,000 | TotalAmt |
| Program Services | $4,924,000 | ProgramServicesAmt |
| Management And General | $853,000 | ManagementAndGeneralAmt |
| Fundraising | $117,000 | FundraisingAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $924,797,000 | TotalAmt |
| Program Services | $887,850,000 | ProgramServicesAmt |
| Management And General | $29,524,000 | ManagementAndGeneralAmt |
| Fundraising | $7,423,000 | FundraisingAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $89,591,000 | TotalAmt |
| Program Services | $86,129,000 | ProgramServicesAmt |
| Management And General | $2,817,000 | ManagementAndGeneralAmt |
| Fundraising | $645,000 | FundraisingAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $111,874,000 | TotalAmt |
| Program Services | $99,148,000 | ProgramServicesAmt |
| Management And General | $11,740,000 | ManagementAndGeneralAmt |
| Fundraising | $986,000 | FundraisingAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $60,659,000 | TotalAmt |
| Program Services | $57,673,000 | ProgramServicesAmt |
| Management And General | $2,463,000 | ManagementAndGeneralAmt |
| Fundraising | $523,000 | FundraisingAmt |
Fees For Services Management FeesForServicesManagementGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $9,774,000 | TotalAmt |
| Program Services | $6,389,000 | ProgramServicesAmt |
| Management And General | $3,385,000 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $646,000 | TotalAmt |
| Management And General | $646,000 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $615,000 | TotalAmt |
| Management And General | $615,000 | ManagementAndGeneralAmt |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $6,966,000 | TotalAmt |
| Management And General | $6,966,000 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $15,224,000 | TotalAmt |
| Program Services | $10,546,000 | ProgramServicesAmt |
| Management And General | $4,101,000 | ManagementAndGeneralAmt |
| Fundraising | $577,000 | FundraisingAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $264,000 | TotalAmt |
| Program Services | $99,000 | ProgramServicesAmt |
| Management And General | $130,000 | ManagementAndGeneralAmt |
| Fundraising | $35,000 | FundraisingAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $289,524,000 | TotalAmt |
| Program Services | $283,663,000 | ProgramServicesAmt |
| Management And General | $3,571,000 | ManagementAndGeneralAmt |
| Fundraising | $2,290,000 | FundraisingAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,807,000 | TotalAmt |
| Program Services | $3,126,000 | ProgramServicesAmt |
| Management And General | $1,646,000 | ManagementAndGeneralAmt |
| Fundraising | $35,000 | FundraisingAmt |
Royalties RoyaltiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $128,000 | TotalAmt |
| Program Services | $112,000 | ProgramServicesAmt |
| Management And General | $16,000 | ManagementAndGeneralAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $56,643,000 | TotalAmt |
| Program Services | $52,355,000 | ProgramServicesAmt |
| Management And General | $3,810,000 | ManagementAndGeneralAmt |
| Fundraising | $478,000 | FundraisingAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $36,267,000 | TotalAmt |
| Program Services | $35,054,000 | ProgramServicesAmt |
| Management And General | $649,000 | ManagementAndGeneralAmt |
| Fundraising | $564,000 | FundraisingAmt |
Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $6,979,000 | TotalAmt |
| Program Services | $6,702,000 | ProgramServicesAmt |
| Management And General | $233,000 | ManagementAndGeneralAmt |
| Fundraising | $44,000 | FundraisingAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $25,718,000 | TotalAmt |
| Program Services | $25,231,000 | ProgramServicesAmt |
| Management And General | $401,000 | ManagementAndGeneralAmt |
| Fundraising | $86,000 | FundraisingAmt |
Payments To Affiliates PaymentsToAffiliatesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $67,170,000 | TotalAmt |
| Program Services | $66,033,000 | ProgramServicesAmt |
| Management And General | $937,000 | ManagementAndGeneralAmt |
| Fundraising | $200,000 | FundraisingAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $6,107,000 | TotalAmt |
| Program Services | $4,350,000 | ProgramServicesAmt |
| Management And General | $1,757,000 | ManagementAndGeneralAmt |
Other Expenses OtherExpensesGrp (2 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt |
|---|---|---|
| CONTRACT SERVICES | $589,427,000 | $589,427,000 |
| JPL POST EMPLYMNT OBLIGATION | -$128,057,000 | -$128,057,000 |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,259,694,000 | TotalAmt |
| Program Services | $2,165,070,000 | ProgramServicesAmt |
| Management And General | $79,963,000 | ManagementAndGeneralAmt |
| Fundraising | $14,661,000 | FundraisingAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part X | Yes (X) | InfoInScheduleOPartXInd |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $206,111,000 | BOYAmt |
| EOY | $173,694,000 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $77,898,000 | BOYAmt |
| EOY | $92,385,000 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $216,290,000 | BOYAmt |
| EOY | $239,130,000 | EOYAmt |
Receivables From Officers Etc ReceivablesFromOfficersEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $350,000 | BOYAmt |
| EOY | $350,000 | EOYAmt |
Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $507,108 | BOYAmt |
| EOY | $435,000 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $559,031,000 | BOYAmt |
| EOY | $456,226,000 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $1,679,867,000 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $813,161,000 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $874,288,000 | BOYAmt |
| EOY | $866,706,000 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $979,434,000 | BOYAmt |
| EOY | $1,074,075,000 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,187,108,000 | BOYAmt |
| EOY | $1,263,403,000 | EOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Intangible Assets IntangibleAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $30,616,892 | BOYAmt |
| EOY | $0 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,131,634,000 | BOYAmt |
| EOY | $4,166,404,000 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $408,913,000 | BOYAmt |
| EOY | $462,540,000 | EOYAmt |
Grants Payable GrantsPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $34,605,000 | BOYAmt |
| EOY | $44,549,000 | EOYAmt |
Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $275,598,000 | BOYAmt |
| EOY | $275,576,000 | EOYAmt |
Escrow Account Liability EscrowAccountLiabilityGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $83,550,000 | BOYAmt |
| EOY | $90,327,000 | EOYAmt |
Loans From Officers Directors LoansFromOfficersDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $451,372,000 | BOYAmt |
| EOY | $406,786,000 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $515,032,000 | BOYAmt |
| EOY | $369,244,000 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,769,070,000 | BOYAmt |
| EOY | $1,649,022,000 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $665,085,000 | BOYAmt |
| EOY | $708,350,000 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $725,844,000 | BOYAmt |
| EOY | $750,967,000 | EOYAmt |
Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $971,635,000 | BOYAmt |
| EOY | $1,058,065,000 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,362,564,000 | BOYAmt |
| EOY | $2,517,382,000 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,131,634,000 | BOYAmt |
| EOY | $4,166,404,000 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $36,629,000 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | $88,824,000 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | $29,365,000 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | false | AccountantCompileOrReviewInd |
| FS Audited | Yes (true) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Separate Basis Fincl Stmt | Yes (X) | SeparateBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (true) | AuditCommitteeInd |
| Federal Grant Audit Required | Yes (true) | FederalGrantAuditRequiredInd |
| Federal Grant Audit Performed | Yes (true) | FederalGrantAuditPerformedInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| School | Yes (X) | SchoolInd |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $398,100,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $411,867,000 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $415,694,000 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $371,146,000 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $382,698,000 | CurrentTaxYearAmt |
| Total | $1,979,505,000 | TotalAmt |
Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $398,100,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $411,867,000 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $415,694,000 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $371,146,000 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $382,698,000 | CurrentTaxYearAmt |
| Total | $1,979,505,000 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantial Contributors Tot | $0 | SubstantialContributorsTotAmt |
| Public Support Total170 | $1,979,505,000 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $46,735,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $37,271,000 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $27,421,000 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $54,294,000 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $39,554,000 | CurrentTaxYearAmt |
| Total | $205,275,000 | TotalAmt |
Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus2 Years | $3,567,000 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $14,868,000 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $21,878,000 | CurrentTaxYearAmt |
| Total | $40,313,000 | TotalAmt |
Other Income170 OtherIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $2,225,093,000 | TotalSupportAmt |
| Gross Receipts Rltd Activities | $8,706,842,000 | GrossReceiptsRltdActivitiesAmt |
| Public Support CY170 | 0.88963 | PublicSupportCY170Pct |
| Public Support PY170 | 0.00000 | PublicSupportPY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbyingGrp | |
| Total Direct Lobbying | TotalDirectLobbyingGrp | |
| Total Lobbying Expend | TotalLobbyingExpendGrp | |
| Other Exempt Purpose Expend | OtherExemptPurposeExpendGrp | |
| Total Exempt Purpose Expend | TotalExemptPurposeExpendGrp | |
| Lobbying Nontaxable Amount | LobbyingNontaxableAmountGrp | |
| Grassroots Nontaxable | GrassrootsNontaxableGrp | |
| Tot Lbbyng Grassroot Mns Non Tx | TotLbbyngGrassrootMnsNonTxGrp | |
| Tot Lbby Expend Mns Lbbyng Non Tx | TotLbbyExpendMnsLbbyngNonTxGrp | |
| Volunteers | false | VolunteersInd |
| Paid Staff Or Management | Yes (true) | PaidStaffOrManagementInd |
| Media Advertisements | false | MediaAdvertisementsInd |
| Mailings Members | false | MailingsMembersInd |
| Publications Or Broadcast | false | PublicationsOrBroadcastInd |
| Grants Other Organizations | Yes (true) | GrantsOtherOrganizationsInd |
| Grants Other Organizations | $490,000 | GrantsOtherOrganizationsAmt |
| Direct Contact Legislators | Yes (true) | DirectContactLegislatorsInd |
| Direct Contact Legislators | $125,000 | DirectContactLegislatorsAmt |
| Rallies Demonstrations | false | RalliesDemonstrationsInd |
| Other Activities | Yes (true) | OtherActivitiesInd |
| Total Lobbying Expenditures | $615,000 | TotalLobbyingExpendituresAmt |
| Not Described Section501c3 | false | NotDescribedSection501c3Ind |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | lobbying activity explanation | FormAndLineReferenceDesc |
| Explanation | schedule C, part II-B THE INSTITUTE RETAINS A CONSULTING FIRM TO MONITOR LEGISLATIVE DEVELOPMENTS AND TO COUNSEL IT ON GOVERNMENT RELATIONS MATTERS. THE CONSULTANT MAY ESTABLISH DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, GOVERNMENT OFFICIALS, AND LEGISLATIVE BODIES AND ENGAGE IN COMMUNICATION WHICH MAY BE CONSIDERED COMMUNICATION WHICH ATTEMPTS TO INFLUENCE LEGISLATION. FURTHER, THE INSTITUTE'S STAFF IN THE COURSE OF NECESSARY COMMUNICATIONS WITH GOVERNMENT OFFICIALS AND INFORMATIONAL PUBLIC EDUCATION ACTIVITIES, MAY FROM TIME TO TIME ENGAGE IN COMMUNICATION WHICH MAY BE CONSIDERED TO INFLUENCE LEGISLATION. TOTAL LOBBYING EXPENDITURES INCLUDE THE TOTAL OF ALL EXPENDITURES IN ALL ACCOUNTS THAT THE INSITUTE BELIEVES MAY POTENTIALLY HAVE ANY RELATIONSHIP TO LOBBYING. THIS AMOUNT INCLUDES ALL OFFICE BUDGET EXPENDITURES OF THE INSTITUTE'S OFFICE OF GOVERNMENT RELATIONS, OF WHICH ONLY A FRACTION IS EXPENDED FOR LOBBYING ACTIVITIES. THE INSTITUTE IS A MEMBER OF CERTAIN PROFESSIONAL AND ACADEMIC ORGAIZATIONS THAT HAVE REGISTERED TO LOBBY ON BEHALF OF MEMBERSHIP. ALTHOUGH A SMALL PORTION OF THE INSTITUE'S MEMBERSHIP DUES MAY BE USED FOR LOBBYING, THE AMOUNT IS IMMATERIAL. CALTECH'S MEMBERSHIP IN THESE ORGANIZATIONS IS FOR THE PURPOSE OF HAVING ACCESS TO THE MOST CURRENT INFORMATION ON GOVERNMENT AND BUSINESS DEVELOPMENTS AS THEY RELATE TO COLLEGES AND UNIVERSITIES AND NOT FOR ANY LOBBYING EFFORT. | ExplanationTxt |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amounts | ArtPublicExhibitionAmountsGrp | |
| Held Works Art | HeldWorksArtGrp | |
| Coll Used Scholarly Rsrch | Yes (X) | CollUsedScholarlyRsrchInd |
| Collection Used Preservation | Yes (X) | CollectionUsedPreservationInd |
| Solicited Assets Sale | false | SolicitedAssetsSaleInd |
| Agent Trustee Etc | false | AgentTrusteeEtcInd |
| Incl Escrow Custodial Acct Liab | Yes (true) | InclEscrowCustodialAcctLiabInd |
| Explanation Provided | Yes (X) | ExplanationProvidedInd |
CY Endwmt Fund CYEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $1,961,311,000 | BeginningYearBalanceAmt |
| Contributions | $79,637,000 | ContributionsAmt |
| Investment Earnings Or Losses | $188,312,000 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $18,546,000 | GrantsOrScholarshipsAmt |
| Other Expenditures | $77,786,000 | OtherExpendituresAmt |
| Administrative Expenses | $17,198,000 | AdministrativeExpensesAmt |
| End Year Balance | $2,115,730,000 | EndYearBalanceAmt |
CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $1,811,497,000 | BeginningYearBalanceAmt |
| Contributions | $63,352,000 | ContributionsAmt |
| Investment Earnings Or Losses | $194,690,000 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $17,756,000 | GrantsOrScholarshipsAmt |
| Other Expenditures | $74,748,000 | OtherExpendituresAmt |
| Administrative Expenses | $15,724,000 | AdministrativeExpensesAmt |
| End Year Balance | $1,961,311,000 | EndYearBalanceAmt |
CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $1,624,331,000 | BeginningYearBalanceAmt |
| Contributions | $48,421,000 | ContributionsAmt |
| Investment Earnings Or Losses | $247,221,000 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $15,692,000 | GrantsOrScholarshipsAmt |
| Other Expenditures | $77,320,000 | OtherExpendituresAmt |
| Administrative Expenses | $15,464,000 | AdministrativeExpensesAmt |
| End Year Balance | $1,811,497,000 | EndYearBalanceAmt |
CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $1,631,959,000 | BeginningYearBalanceAmt |
| Contributions | $106,064,000 | ContributionsAmt |
| Investment Earnings Or Losses | -$10,788,000 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $13,767,000 | GrantsOrScholarshipsAmt |
| Other Expenditures | $75,029,000 | OtherExpendituresAmt |
| Administrative Expenses | $14,108,000 | AdministrativeExpensesAmt |
| End Year Balance | $1,624,331,000 | EndYearBalanceAmt |
CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $1,507,019,000 | BeginningYearBalanceAmt |
| Contributions | $81,279,000 | ContributionsAmt |
| Investment Earnings Or Losses | $151,556,000 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $15,015,000 | GrantsOrScholarshipsAmt |
| Other Expenditures | $73,401,000 | OtherExpendituresAmt |
| Administrative Expenses | $19,479,000 | AdministrativeExpensesAmt |
| End Year Balance | $1,631,959,000 | EndYearBalanceAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated Balance EOY | 0.29950 | BoardDesignatedBalanceEOYPct |
| Prmnnt Endowment Balance EOY | 0.69060 | PrmnntEndowmentBalanceEOYPct |
| Term Endowment Balance EOY | 0.00990 | TermEndowmentBalanceEOYPct |
| Endowments Held Unrelated Org | false | EndowmentsHeldUnrelatedOrgInd |
| Endowments Held Related Org | false | EndowmentsHeldRelatedOrgInd |
Land LandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $40,817,000 | OtherCostOrOtherBasisAmt |
| Book Value | $40,817,000 | BookValueAmt |
Buildings BuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $1,023,516,000 | OtherCostOrOtherBasisAmt |
| Depreciation | $399,226,000 | DepreciationAmt |
| Book Value | $624,290,000 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Leasehold Improvements | LeaseholdImprovementsGrp |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $553,520,000 | OtherCostOrOtherBasisAmt |
| Depreciation | $413,935,000 | DepreciationAmt |
| Book Value | $139,585,000 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $62,014,000 | OtherCostOrOtherBasisAmt |
| Book Value | $62,014,000 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $866,706,000 | TotalBookValueLandBuildingsAmt |
| Financial Derivatives | FinancialDerivativesGrp | |
| Closely Held Equity Interests | CloselyHeldEquityInterestsGrp |
Other Securities OtherSecuritiesGrp (3 entries)
| DescDesc | Book ValueBookValueAmt | Method ValuationMethodValuationCd |
|---|---|---|
| ALTERNATIVE SECURITIES | $675,277,000 | F |
| PRIVATE EQUITY | $174,412,000 | F |
| REAL ASSETS | $413,714,000 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $1,263,403,000 | TotalBookValueSecuritiesAmt |
| Federal Income Tax Liability | $0 | FederalIncomeTaxLiabilityAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCUMULATED POST RET. BENEFIT | Desc |
| Amt | $369,244,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $369,244,000 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $2,318,418,000 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | $88,824,000 | NetUnrealizedGainsInvstAmt |
| Other Revenue | -$66,729,000 | OtherRevenueAmt |
| Revenue Not Reported | $22,095,000 | RevenueNotReportedAmt |
| Revenue Subtotal | $2,296,323,000 | RevenueSubtotalAmt |
| Total Revenue Per Form990 | $2,296,323,000 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $2,200,757,000 | TotExpnsEtcAuditedFinclStmtAmt |
| Expenses Subtotal | $2,200,757,000 | ExpensesSubtotalAmt |
| Investment Expenses Not Incld2 | $6,966,000 | InvestmentExpensesNotIncld2Amt |
| Other Expenses Not Included | $51,971,000 | OtherExpensesNotIncludedAmt |
| Expenses Not Rpt Fincl Stmt | $58,937,000 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $2,259,694,000 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | FORM 990, SCHEDULE D, PART III, LINE 1a | FormAndLineReferenceDesc |
| Explanation | The Institute does not capitalize its collection items. Due to the immateriality of the effect of collections practices on its financial statements, the Institute does not disclose its collections policies. FORM 990, SCHEDULE D, PART III, LINE 4 CALTECH MAINTAINS A COLLECTION OF INSTITUTIONAL RECORDS, DOCUMENTs, ARTIFACTS, and SPECIMENS FOR HISTORICAL PRESERVATION, INSTRUCTION, AND SCHOLARLY RESEARCH. FORM 990, SCHEDULE D, PART IV, LINE 2B The Institute IS THE TRUSTEE OF donor annuities and trust agreements and manages CERTAIN investment funds for others, such as related organizations. FORM 990, SCHEDULE D, PART V, LINE 4 The Institute's endowment functions to provide income to support the Institute's mission of scientific research and education. Form 990, Schedule D, Part VII, Line 3(A) Alternative Securities include, but are not limited to, substantial INVESTMENT holdings that are illiquid and/or contain various redemption restrictions. FORM 990, SCHEDULE D, PART X, LINE 2 THE INSTITUTE IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES RELATED TO ITS CHARITABLE PURPOSE UNDER THE PROVISIONS OF IRC SECTION 501(C)(3) AND FROM CALIFORNIA AND OTHER STATE INCOME TAXES UNDER CORRESPONDING STATE LAWS. THE INSTITUTE IS SUBJECT TO BOTH FEDERAL AND STATE INCOME TAXES ON INCOME FROM CERTAIN ACTIVITIES NOT SUBSTANTIALLY RELATED TO ITS EXEMPT PURPOSE. AT SEPTEMBER 30, 2014 AND 2013, THE INSTITUTE MAINTAINED A FULL VALUATION ALLOWANCE ON ITS IMMATERIAL DEFERRED TAX ASSETS, WHICH ARE PRIMARILY DUE TO TAX LOSSES FROM CERTAIN INVESTMENT ACTIVITIES. DUE TO UNCERTAINTIES SURROUNDING BOTH THE TIMING AND AMOUNTS OF POTENTIAL FUTURE NET TAXABLE INCOME, THE INSTITUTE HAS CONCLUDED THAT IT IS MORE LIKELY THAN NOT THAT THE INSTITUTE WILL NOT REALIZE THE DEFERRED TAX ASSETS. THE INSTITUTE HAS NO REPORTING REQUIREMENTS FOR UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED SEPTEMBER 30, 2014 AND 2013. FORM 990, SCHEDULE D, PART XI, LINE 2D RECLASSify FINANCIAL AID NETTED WITH TUITION ($51,971,000) CHANGES IN FAIR VALUE OF INTEREST RATE SWAP ($7,792,000) INVESTMENT EXPENSE ($6,966,000) TOTAL ($66,729,000) FORM 990, SCHEDULE D, PART XII, LINE 4B FINANCIAL AID EXPENSE $51,971,000 Total $51,971,000 | ExplanationTxt |
Schedule E IRS990ScheduleE
| Field | Value | IRS element (for citing) |
|---|---|---|
| Nondiscriminatory Policy Stmt | Yes (true) | NondiscriminatoryPolicyStmtInd |
| Policy Stmt In Brochures Etc | Yes (true) | PolicyStmtInBrochuresEtcInd |
| Plcy Pblczd Via Broadcast Media | Yes (true) | PlcyPblczdViaBroadcastMediaInd |
| Maintain Racial Comp Recs | Yes (true) | MaintainRacialCompRecsInd |
| Maintain Scholarships Recs | Yes (true) | MaintainScholarshipsRecsInd |
| Maintain Cpy Of Brochures Etc | Yes (true) | MaintainCpyOfBrochuresEtcInd |
| Maintain Cpy Of All Sol | Yes (true) | MaintainCpyOfAllSolInd |
| Discriminate Race Stdnts Rghts | false | DiscriminateRaceStdntsRghtsInd |
| Discriminate Race Admiss Plcy | false | DiscriminateRaceAdmissPlcyInd |
| Discriminate Race Emplm Fculty | false | DiscriminateRaceEmplmFcultyInd |
| Discriminate Race Schs | false | DiscriminateRaceSchsInd |
| Discriminate Race Educ Plcy | false | DiscriminateRaceEducPlcyInd |
| Discriminate Race Use Of Fclts | false | DiscriminateRaceUseOfFcltsInd |
| Discriminate Race Athlt Prog | false | DiscriminateRaceAthltProgInd |
| Discriminate Race Other Acty | false | DiscriminateRaceOtherActyInd |
| Government Financial Aid Rcvd | Yes (true) | GovernmentFinancialAidRcvdInd |
| Government Financial Aid Rvkd | false | GovernmentFinancialAidRvkdInd |
| Compliance With Rev Proc7550 | Yes (true) | ComplianceWithRevProc7550Ind |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE E, LINE 3 | FormAndLineReferenceDesc |
| Explanation | THE INSTITUTE'S RACIALLY NONDISCRIMINATORY POLICY IS CONTAINED IN THE MINUTES OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES OF FEBRUARY 1976. THE STATEMENT OF THIS POLICY OR REFERENCE THERETO APPEARS IN ALL OF THE INSTITUTE'S CATALOGS, BROCHURES, AND OTHER WRITTEN COMMUNICATIONS WITH THE PUBLIC DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. THE INSTITUTE SATISFIED THE PUBLICATIONS REQUIREMENT BY VIRTUE OF ITS COMPLIANCE WITH SECTION 4.02 AS PROVIDED IN SECTION 4.03-2(B). SCHEDULE E, LINE 6A THE INSTITUTE RECEIVES GRANTS AND ENTERS INTO CONTRACTS WITH VARIOUS AGENCIES OF THE U.S. GOVERNMENT, THE STATE OF CALIFORNIA, AND LOCAL GOVERNMENT UNITS FOR RESEARCH, TRAINING, AND STUDENT AID. | ExplanationTxt |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (true) | GrantRecordsMaintainedInd |
Account Activities Outside US AccountActivitiesOutsideUSGrp (18 entries)
| RegionRegionTxt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Specific Services ProvidedSpecificServicesProvidedTxt | Region Total ExpendituresRegionTotalExpendituresAmt | OfficesOfficesCnt | EmployeeEmployeeCnt |
|---|---|---|---|---|---|
| Antarctica | Program Services | SCIENTIFIC RESEARCH | $1,439 | ||
| Central America and the Caribbean | Investments | $542,070,544 | |||
| Central America and the Caribbean | Program Services | SCIENTIFIC RESEARCH | $132,754 | ||
| East Asia and the Pacific | Investments | $3,232,652 | |||
| East Asia and the Pacific | Program Services | SCIENTIFIC RESEARCH | $2,454,351 | ||
| Europe (Including Iceland and Greenland) | Investments | $25,834,474 | |||
| Europe (Including Iceland and Greenland) | Program Services | SCIENTIFIC RESEARCH&ED | $16,626,755 | 2 | 15 |
| Middle East and North Africa | Investments | $503,750 | |||
| Middle East and North Africa | Program Services | SCIENTIFIC RESEARCH | $248,982 | ||
| North America | Investments | $8,118,398 | |||
| North America | Program Services | SCIENTIFIC RESEARCH | $3,522,947 | ||
| Russia and the Newly Independent States | Investments | $4,474,804 | |||
| Russia and the Newly Independent States | Program Services | SCIENTIFIC RESEARCH | $155,368 | ||
| South America | Investments | $38,011,381 | |||
| South America | Program Services | SCIENTIFIC RESEARCH | $363,213 | ||
| South Asia | Program Services | SCIENTIFIC RESEARCH | $663,670 | ||
| Sub-Saharan Africa | Investments | $2,065,821 | |||
| Sub-Saharan Africa | Program Services | SCIENTIFIC RESEARCH | $99,777 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 2 | SubtotalOfficesCnt |
| Subtotal Employees | 15 | SubtotalEmployeesCnt |
| Total Office | 2 | TotalOfficeCnt |
| Total Employee | 15 | TotalEmployeeCnt |
| Subtotal Spent | $648,481,303 | SubtotalSpentAmt |
| Continuation Spent | $99,777 | ContinuationSpentAmt |
| Total Spent | $648,581,080 | TotalSpentAmt |
Foreign Individuals Grants ForeignIndividualsGrantsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Assistance | STUDY ABROAD | TypeOfAssistanceTxt |
| Region | Europe (Including Iceland and Greenland) | RegionTxt |
| Recipient | 22 | RecipientCnt |
| Cash Grant | $211,000 | CashGrantAmt |
| Manner Of Cash Disbursement | WIRE TRANS | MannerOfCashDisbursementTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transfer To Foreign Corp | Yes (true) | TransferToForeignCorpInd |
| Interest In Foreign Trust | false | InterestInForeignTrustInd |
| Foreign Corp Ownership | Yes (true) | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | Yes (true) | PassiveForeignInvestmestCoInd |
| Foreign Partnership | Yes (true) | ForeignPartnershipInd |
| Boycott Countries | Yes (true) | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Form 990, schedule f, Part I, LINES 1 AND 2 | FormAndLineReferenceDesc |
| Explanation | RECORDS FOR THE INSTITUTE'S STUDY ABROAD PROGRAM ARE MAINTAINED BY THE OFFICE OF FELLOWSHIPS ADVISING AND STUDY ABROAD. THIS OFFICE IS RESPONSIBLE FOR MONITORING THE USE OF FUNDS UNDER ESTABLISHED GUIDELINES. FORM 990, SCHEDULE F, PART I, LINE 3 THE ORGANIZATION IS ABLE TO IDENTIFY EXPENDITURES THROUGH ITS BOOKS AND RECORDS. EXPENDITURES FOR ALL PROGRAM SERVICES ARE MADE AT FAIR VALUE WITH THE OBJECTIVE OF OBTAINING THE BEST RATES AVAILABLE. THE INSTITUTE'S INVESTMENT OFFICE IS RESPONSIBLE FOR ALL FOREIGN AND DOMESTIC INVESTMENTS. ALL INVESTMENTS ARE MADE AT FAIR MARKET VALUE (FMV). FORM 990, SCHEDULE F, PARTS I & III EXPENDITURES PER REGION ARE REPORTED ON AN ACCRUAL BASIS, WHICH IS THE METHOD USED TO ACCOUNT FOR THEM IN THE ORGANIZATION'S BOOKS AND RECORDS. | ExplanationTxt |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (true) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Recipient EINRecipientEIN | IRC SectionIRCSectionDesc | Cash GrantCashGrantAmt | Purpose Of GrantPurposeOfGrantTxt |
|---|---|---|---|---|---|---|---|
| CALTECH Y | |||||||
| 1200 E CALIFORNIA BLVD | PASADENA | CA | 91125 | 951684790 | 501(C)(3) | $75,000 | ASSIST RELATED ORG. |
| TMT OBSERVATORY CORPORATION | |||||||
| 1111 S ARROYO PKWY | PASADENA | CA | 91105 | 200988966 | 501(c)(3) | $2,159,000 | Scientific Collab. |
| UNITED WAY GREATER LOS ANGELES | |||||||
| 1150 S OLIVE ST SUITE T500 | LOS ANGELES | CA | 90015 | 952274801 | 501(C)(3) | $45,000 | DESIGNATED ASSISTANCE |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 3 | Total501c3OrgCnt |
| Total Other Org | 0 | TotalOtherOrgCnt |
Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Type | STUDENT AID | GrantTypeTxt |
| Recipient | 1655 | RecipientCnt |
| Cash Grant | $68,963,000 | CashGrantAmt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | form 990, schedule i, part i, line 2 | FormAndLineReferenceDesc |
| Explanation | THE INSTITUTE'S GRANTS AND ASSISTANCE WITHIN THE UNITED STATES CONSISTS PRIMARILY OF SCHOLARSHIPS AND FELLOWSHIPS AWARDED TO STUDENTS. STUDENTS ARE SELECTED FOR SCHOLARSHIPS AND FELLOWSHIPS BASED ON ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND SIMILAR STANDARDS. VARIOUS INSTITUTE OFFICES MONITOR ELIGIBILITY AND SATISFACTORY ACADEMIC PROGRESS BY GRANTEES. THE INSTITUTE MAKES AN ANNUAL $75,000 GRANT TO THE CALTECH Y. IN ADDITION, THE INSTITUTE ALLOWS THE CALTECH Y THE USE OF FACILITIES ON CAMPUS FREE OF CHARGE. THE CALTECH Y IS A RELATED ORGANIZATION WHOSE MISSION IS TO SUPPORT THE STUDENTS OF CALTECH THROUGH VARIOUS ACTIVITIES. THE INSTITUTE ALLOWS THE CALTECH ALUMNI ASSOCIATION THE USE OF FACILITIES ON CAMPUS FREE OF CHARGE. THE CALTECH ALUMNI ASSOCIATION IS A RELATED ORGANIZATION WHOSE MISSION IS TO PROVIDE EDUCATIONAL AND OTHER PROGRAMS FOR CALTECH ALUMNI AND STUDENTS. TMT DEVELOPMENT CORPORATION COLLABORATES WITH THE INSTITUTE ON THE THIRTY METER TELESCOPE PROJECT. THE INSTITUTE MAKES AN ANNUAL DONATION (DESIGNATED ASSISTANCE) TO THE UNITED WAY OF GREATER LOS ANGELES. THE INSTITUTE ALLOWS THE CHILDREN'S CENTER AT CALTECH THE USE OF FACILITIES ON CAMPUS FREE OF CHARGE. THE CHILDREN'S CENTER IS AN UNRELATED NONPROFIT ORGANIZATION WHOSE MISSION IS TO PROVIDE CHILD CARE SERVICES TO PARENTS THAT LIVE IN THE VICINITY OF CALTECH OR ARE EMPLOYED BY CALTECH. INSTITUTE OFFICES MONITOR GRANTEES PERFORMANCE ACCORDING TO THEIR RESPECTIVE PROGRAM SERVICES GOALS AND/OR PURSUANT TO OTHER AGREEMENTS. FORM 990, SCHEDULE I, PART III, COLUMN (C) CASH GRANTS REPRESENT CREDIT ON ACCOUNTS. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | Yes (X) | FirstClassOrCharterTravelInd |
| Idemnification Gross Up Pmts | Yes (X) | IdemnificationGrossUpPmtsInd |
| Housing Allowance Or Residence | Yes (X) | HousingAllowanceOrResidenceInd |
| Written Policy Ref T And E Expnss | Yes (true) | WrittenPolicyRefTAndEExpnssInd |
| Substantiation Required | Yes (true) | SubstantiationRequiredInd |
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | Yes (true) | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | Yes (true) | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | false | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | false | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | false | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | false | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | false | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | Yes (true) | AnyNonFixedPaymentsInd |
| Initial Contract Exception | false | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (19 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt |
|---|---|---|---|---|---|---|---|
| MATTHEW W BREWER | |||||||
| CONTROLLER | $207,808 | $363 | $23,374 | $14,654 | $246,199 | ||
| DEAN CURRIE | |||||||
| VP FOR BUSINESS AND FINANCE | $544,906 | $900 | $39,419 | $23,973 | $609,198 | ||
| CHARLES ELACHI | |||||||
| VP/DIR JET PROPULSION LAB | $496,517 | $18,383 | $39,419 | $14,380 | $862,199 | $293,500 | |
| BRIAN K LEE | |||||||
| VP for Dev & INSTIT. RELATIONS | $482,267 | $72,651 | $39,419 | $20,595 | $614,932 | ||
| MADELINE WAY LEE | |||||||
| Assistant Treasurer | $141,673 | $14,224 | $20,122 | $176,019 | |||
| JENNIFER THERESA LUM | |||||||
| DEPUTY GENERAL COUNSEL | $232,968 | $469 | $28,055 | $27,394 | $288,886 | ||
| SHARON E PATTERSON | |||||||
| Assoc. VP for fin. & treas. | $315,684 | $9,627 | $29,219 | $13,083 | $367,613 | ||
| SCOTT H RICHLAND | |||||||
| Chief Investment Officer | $411,654 | $19,813 | $324,219 | $45,603 | $941,643 | $140,354 | $137,981 |
| ANNEILA I SARGENT | |||||||
| vp for Student Affairs | $322,507 | $564 | $39,419 | $13,700 | $376,190 | ||
| EDWARD M STOLPER | |||||||
| PROV/INTRM PRES(UNTIL 6/30/14) | $613,098 | $18,400 | $104,419 | $8,797 | $744,714 | ||
| VICTORIA D STRATMAN | |||||||
| General Counsel | $381,069 | $18,193 | $39,419 | $17,078 | $455,759 | ||
| MARY L WEBSTER | |||||||
| Secretary of board of trustees | $210,939 | $16,037 | $34,919 | $12,541 | $274,436 | ||
| LARRY D JAMES | |||||||
| DEPUTY DIRECTOR, JPL | $136,225 | $29,163 | $16,425 | $884 | $270,626 | $87,929 | |
| JAKOB VAN ZYL | |||||||
| FAC ASSOC. & ASSOC DIR JPL | $319,454 | $17,042 | $39,419 | $12,414 | $388,329 | ||
| MICHAEL ASCHBACHER | |||||||
| PROFESSOR/EMERITUS | $113,266 | $727,773 | $43,133 | $6,131 | $890,303 | ||
| JANET F BAER | |||||||
| DIRECTOR, OLAR | $231,597 | $207,129 | $32,211 | $7,917 | $478,854 | ||
| JEAN-LOU A CHAMEAU | |||||||
| PRESIDENT/EMERITUS | $435,220 | $9,200 | $19,710 | $10,487 | $474,617 | ||
| EDWARD STONE | |||||||
| PROFESSOR OF PHYSICS | $311,823 | $95,357 | $39,419 | $18,041 | $464,640 | ||
| EUGENE L TATTINI | |||||||
| FMR Deputy Dir, Jet Prop Lab | $288,510 | $31,575 | $31,377 | $3,431 | $435,853 | $80,960 | |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | form 990, schedule j, part i, line 1a | FormAndLineReferenceDesc |
| Explanation | first class travel: Pursuant to a written policy, first class or business class travel is permitted for certain employees under certain circumstances for business purposes. During calendar year 2013, two officers, two key employees, and one highest compensated employee received first class or charter travel benefits. Travel for business purposes is not included in taxable wages. TAX INDEMNIFICATION AND GROSS UP PAYMENTS: DURING calendar year 2013, ONE OFFICER AND ONE HIGHEST COMPENSATED EMPLOYEE RECEIVED TAX INDEMNIFICATION AND GROSS UP PAYMENTS. Housing Allowance: Housing allowances are provided to certain officers, key employees and highest compensated employees as part of the Institute's Salary Supplement Housing Program, which is governed by a written policy. During calendar year 2013, one officer and ONE KEY EMPLOYEE received housing allowance benefits. Payments under this program are included in taxable wages. RENTAL ALLOWANCE: RENTAL ALLOWANCES ARE PROVIDED TO CERTAIN OFFICERS AND HIGHEST COMPENSATED EMPLOYEES. THESE ALLOWANCES ARE GOVERNED BY INDIVIDUAL WRITTEN AGREEMENTS WITH THE RESPECTIVE EMPLOYEES. DURING calendar year 2013, ONE OFFICER AND ONE HIGHEST COMPENSATED EMPLOYEE RECEIVED RENTAL ALLOWANCE BENEFITS THAT WERE GROSSED-UP FOR APPLICABLE TAXES AND INCLUDED IN TAXABLE WAGES. SCHEDULE J, PART I, LINE 4A SCHEDULE J, PART I, COLUMN B (III) INCLUDES COMPENSATION OF $710,032 PAID IN CALENDAR YEAR 2013 TO MICHAEL ASCHBACHER UNDER THE INSTITUTE'S EARLY RETIREMENT PLAN FOR FACULTY. FORM 990, SCHEDULE J, PART I, LINE 4B TERMS AND CONDITIONS OF DEFERRED PERFORMANCE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS: IN 2011 THE INSTITUTE ESTABLISHED A PERFORMANCE COMPENSATION PLAN TO ASSIST WITH RECRUITMENT AND RETENTION OF EMPLOYEES FOR ITS INVESTMENT OFFICE. UNDER THE TERMS OF THE PLAN PARTICIPANTS ARE ELIGIBLE FOR CERTAIN AWARDS BASED ON THE PERFORMANCE OF THE INSTITUTE'S INVESTMENTS AS MEASURED BY CERTAIN QUANTITATIVE AND QUALITATIVE FACTORS. DEFERRED AWARDS EARNED IN 2013 ARE SCHEDULED TO BE PAID OVER THE NEXT FIVE CALENDAR YEARS. THE DEFERRED AMOUNTS ARE SUBJECT TO RISK OF FORFEITURE UNDER CERTAIN CONDITIONS, INCLUDING TERMINATION OF EMPLOYMENT BY THE INSTITUTE. DURING CALENDAR YEAR 2013, ONE OFFICER RECEIVED SUCH COMPENSATION. Terms and Conditions of Deferred compensation agreement for Interim President and Provost: IN CALENDAR YEAR 2013, THE CALIFORNIA INSTITUTE OF TECHNOLOGY SET ASIDE $65,000 IN AN INVESTMENT ACCOUNT AS PER A DEFERRED COMPENSATION AGREEMENT (457(F)) WITH THE INTERIM PRESIDENT & PROVOST. VESTING WILL OCCUR ON JANUARY 16, 2021, OR AT AN EARLIER DATE UNDER CERTAIN CONDITIONS DESCRIBED IN THE AGREEMENT. THE $65,000 AMOUNT IS INCLUDED IN SCHEDULE J, PART II, COLUMN C. Terms and Conditions of Deferred compensation agreement for Director of OLAR: IN CALENDAR YEAR 2006, THE CALIFORNIA INSTITUTE OF TECHNOLOGY SET ASIDE AN AMOUNT IN AN INVESTMENT ACCOUNT AS PER A DEFERRED COMPENSATION AGREEMENT (457(F)) WITH THE DIRECTOR OF OLAR. VESTING OCCURRED ON AUGUST 19, 2013. THE FULL AMOUNT, INVESTMENT AND EARNINGS IS PART OF THE TOTAL THAT APPEARS IN SCHEDULE J, PART II, COLUMN B(iii). form 990, schedule j, part II, line 7 Certain individuals listed in Part I of Schedule J received bonuses in recognition of excellent job performance or as a negotiated payment at the beginning of an employment arrangement. Bonus recipients' names and amounts paid are shown in schedule J, part II, column B(ii). SCOTT H. RICHLAND - CHIEF INVESTMENT OFFICER: THE INSTITUTE OFFERS INCENTIVE COMPENSATION TO CERTAIN INVESTMENT PROFESSIONALS BASED UPON THE INSTITUTE'S INVESTMENT PERFORMANCE. SEE RESPONSE TO QUESTION 4B ABOVE. | ExplanationTxt |
Schedule K IRS990ScheduleK
Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)
| Bond ReferenceBondReferenceCd | Bond Issuer EINBondIssuerEIN | CUSIPCUSIPNum | Bond IssuedBondIssuedDt | Issue PriceIssuePriceAmt | PurposePurposeDesc | DefeasedDefeasedInd | On Behalf Of IssuerOnBehalfOfIssuerInd | Pool FinancingPoolFinancingInd |
|---|---|---|---|---|---|---|---|---|
| CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY | ||||||||
| A | 521705592 | 130178ez5 | 2006-07-12 | $165,000,000 | FIN VAR CAP PROJ,REFUND SER 2003 | false | false | false |
| CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY | ||||||||
| B | 521705592 | 131078te6 | 2009-07-28 | $80,696,800 | CONST,ACQ,IMPROVE VAR CAP PROJ | false | false | false |
Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)
| Bond ReferenceBondReferenceCd | RetiredRetiredAmt | Bond DefeasedBondDefeasedAmt | Total ProceedsTotalProceedsAmt | In Reserve FundInReserveFundAmt | Capitalized InterestCapitalizedInterestAmt | Refunding EscrowRefundingEscrowAmt | Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt | Credit EnhancementCreditEnhancementAmt | Working Capital ExpendituresWorkingCapitalExpendituresAmt | Capital ExpendituresCapitalExpendituresAmt | Other Spent ProceedsOtherSpentProceedsAmt | UnspentUnspentAmt | Substantial CompletionSubstantialCompletionYr | Current RefundingCurrentRefundingInd | Advance RefundingAdvanceRefundingInd | Final Allocation MadeFinalAllocationMadeInd | Adequate Books And Rec MaintAdequateBooksAndRecMaintInd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| A | $0 | $0 | $184,062,305 | $0 | $0 | $0 | $1,340,471 | $0 | $0 | $93,471,834 | $89,250,000 | $0 | 2010 | false | Yes (true) | Yes (true) | Yes (true) |
| B | $0 | $0 | $80,796,565 | $0 | $0 | $0 | $992,698 | $0 | $0 | $79,803,867 | $0 | $0 | 2010 | false | false | Yes (true) | Yes (true) |
Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)
| Bond ReferenceBondReferenceCd | Owning Bond Financed PropertyOwningBondFinancedPropertyInd | Any Lease ArrangementsAnyLeaseArrangementsInd | Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd | Any Research AgreementsAnyResearchAgreementsInd | Engage Bond Counsel ResearchEngageBondCounselResearchInd | Private Bus Use By OthersPrivateBusUseByOthersPct | Private Bus Concerning UBIPrivateBusConcerningUBIPct | Total Private Business UseTotalPrivateBusinessUsePct | Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd | Change In Use Bond Financed PropChangeInUseBondFinancedPropInd | Remedial Action TakenRemedialActionTakenInd | Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd | Engage Bond Counsel ContractsEngageBondCounselContractsInd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| A | false | Yes (true) | false | Yes (true) | Yes (true) | 0.01500 | 0.00200 | 0.01700 | false | false | false | Yes (true) | |
| B | false | Yes (true) | Yes (true) | Yes (true) | Yes (true) | 0 | false | false | false | Yes (true) | Yes (true) |
Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)
| Bond ReferenceBondReferenceCd | Form8038 T FiledForm8038TFiledInd | Rebate Not Due YetRebateNotDueYetInd | Exception To RebateExceptionToRebateInd | No Rebate DueNoRebateDueInd | Variable Rate IssueVariableRateIssueInd | Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd | Term Of HedgeTermOfHedgePct | Superintegrated HedgeSuperintegratedHedgeInd | Hedge TerminatedHedgeTerminatedInd | Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd | Business Name Line1GICProviderName/BusinessNameLine1 | Term Of GICTermOfGICPct | Regulatory Safe Harbor StsfdRegulatorySafeHarborStsfdInd | Gross Proceeds InvestedGrossProceedsInvestedInd | Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| bank of NY mellon | |||||||||||||||
| A | false | false | Yes (true) | Yes (true) | Yes (true) | Yes (true) | 30.3 | false | false | Yes (true) | citigroup glbl trade | 2. | Yes (true) | false | Yes (true) |
| 0 | |||||||||||||||
| B | false | false | Yes (true) | Yes (true) | false | false | false | 0 | false | Yes (true) | |||||
Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)
| Bond ReferenceBondReferenceCd | Procedures Corrective ActionProceduresCorrectiveActionInd |
|---|---|
| A | Yes (true) |
| B | Yes (true) |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| COLUMN A: | DIFFERENCE BETWEEN AMOUNT IN PART I, (E) AND PART II, 3 IS DUE TO INTEREST EARNED ON INVESTED PROCEEDS. PART I, LINE A(F) - THE ISSUE DATE OF THE SERIES 2003 BONDS IS 01/15/2003. PART IV, LINE 2C - THE REBATE COMPUTATION WAS PERFORMED AS OF JULY 1, 2012. |
| COLUMN B: | VARIANCE BETWEEN AMOUNTS SHOWN IN PART I, (E) AND PART II, 3 IS DUE TO INTEREST EARNED ON INVESTED PROCEEDS. PART IV, LINE 2C - THE REBATE COMPUTATION WAS PERFORMED AS OF SEPTEMBER 30, 2011. |
Schedule L IRS990ScheduleL
Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DEAN W CURRIE | PersonNm |
| Relationship With Org | VP FOR BUS AND FIN | RelationshipWithOrgTxt |
| Loan Purpose | RELOCATION LOAN | LoanPurposeTxt |
| Loan From Organization | Yes (X) | LoanFromOrganizationInd |
| Original Principal | $350,000 | OriginalPrincipalAmt |
| Balance Due | $350,000 | BalanceDueAmt |
| Default | false | DefaultInd |
| Board Or Committee Approval | Yes (true) | BoardOrCommitteeApprovalInd |
| Written Agreement | Yes (true) | WrittenAgreementInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Balance Due | $350,000 | TotalBalanceDueAmt |
Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash Grant | $149,300 | CashGrantAmt |
| Type Of Assistance | SEE PART V | TypeOfAssistanceTxt |
| Assistance Purpose | SEE PART V | AssistancePurposeTxt |
Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (12 entries)
| Relationship DescriptionRelationshipDescriptionTxt | TransactionTransactionAmt | TransactionTransactionDesc | Sharing Of RevenuesSharingOfRevenuesInd |
|---|---|---|---|
| ROBERT BONNER | |||
| TRUSTEE | $44,300 | FAMILY MEMBER EMPLOYED BY CIT | false |
| THOMAS F ROSENBAUM | |||
| PRESIDENT/TRUSTEE | $68,000 | FAMILY MEMBER EMPLOYED BY CIT | false |
| STEVEN ONDERDONK | |||
| TRUSTEE | $287,600 | FAMILY MEMBERS EMPLOYED BY CIT | false |
| PEDRO J PIZARRO | |||
| TRUSTEE | $114,000 | FAMILY MEMBER EMPLOYED BY CIT | false |
| EDWARD M STOLPER | |||
| PRO/INT PR(UNTIL 6/30/14) | $150,100 | FAMILY MEMBER EMPLOYED BY CIT | false |
| VICTORIA D STRATMAN | |||
| GENERAL COUNSEL | $70,300 | FAMILY MEMBER EMPLOYED BY CIT | false |
| MARY L WEBSTER | |||
| SECRETARY | $105,700 | FAMILY MEMBER EMPLOYED BY CIT | false |
| DR SHIRLEY M MALCOM | |||
| TRUSTEE | $61,300 | FAMILY MEMBER EMPLOYED BY CIT | false |
| ORBITAL SCIENCES CORPORATION | |||
| SEE PART V | $16,967,450 | SEE PART V | false |
| GLENAIR INC | |||
| SEE PART V | $362,885 | SEE PART V | false |
| DOW CHEMICAL CO | |||
| SEE PART V | $2,034,735 | SEE PART V | false |
| CANYON CAPITAL ADVISORS LLC | |||
| SEE PART V | $4,499,651 | SEE PART V | false |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART III, LINE 1 | FAMILY MEMBERS OF INTERESTED PERSONS RECEIVING GRADUATE FELLOWSHIPS WHILE ATTENDING CALTECH. |
| PART IV | BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS Name of Person: ORBITAL SCIENCES CORPORATION ("ORBITAL") Relationship between Interested Person and Organization: DAVID W. THOMPSON, A TRUSTEE OF THE INSTITUTE IS ALSO CO-FOUNDER, CHAIRMAN, CEO AND PRESIDENT OF ORBITAL. Amount of Transaction: AGGREGATE $16,967,450 FOR THE YEAR ENDED SEPTEMBER 30, 2014. Description of Transaction: Orbital is a U.S. based company that specializes in the manufacturing and launch of satellites and is an industry leader in small and medium class space and rocket systems. In connection with certain space missions managed by the Institute for which NASA provides funding, the Institute has procured space hardware from Orbital in the normal course of business, at arm's length and in accordance with Institute procurement policies and procedures. Mr. Thompson did not participate in and was excluded from the Institute's deliberations and decisions with respect to these procurements. NAME OF PERSON: GLENAIR, INC. ("GLENAIR") RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: PETER D. KAUFMAN, A TRUSTEE OF THE INSTITUTE, IS ALSO CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF GLENAIR. AMOUNT OF TRANSACTION: AGGREGATE $362,885 FOR THE YEAR ENDED SEPTEMBER 30, 2014. DESCRIPTION OF TRANSACTION: GLENAIR IS A U.S. BASED COMPANY THAT SPECIALIZES IN THE MANUFACTURING OF ELECTRONIC COMPONENTS. THE INSTITUTE HAS PROCURED COMPONENTS FROM GLENAIR IN THE NORMAL COURSE OF BUSINESS, AT ARMS LENGTH AND IN ACCORDANCE WITH INSTITUTE PROCUREMENT POLICIES AND PROCEDURES. MR. KAUFMAN DID NOT PARTICIPATE IN AND WAS EXCLUDED FROM THE INSTITUTE'S DELIBERATIONS AND DECISIONS WITH RESPECT TO THESE PROCUREMENTS. NAME OF PERSON: DOW CHEMICAL CO. ("DOW") RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: ANDREW N. LIVERIS, A TRUSTEE OF THE INSTITUTE, IS CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF DOW. AMOUNT OF TRANSACTION: EXPENDITURES UNDER RESEARCH GRANTS OF $2,034,735 FOR THE YEAR ENDED SEPTEMBER 30, 2014. DESCRIPTION OF TRANSACTION: DOW IS A LEADING GLOBAL CHEMICAL COMPANY. DOW PROVIDES RESEARCH GRANTS TO THE INSTITUTE THAT MEET THE IRS DEFINITION OF BUSINESS TRANSACTIONS. THE GRANT AGREEMENTS PREDATE MR. LIVERIS' TENURE AS A TRUSTEE OF THE INSTITUTE. NAME OF PERSON: CANYON CAPITAL ADVISORS LLC ("CANYON") RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: JOSHUA S. FRIEDMAN, A TRUSTEE OF THE INSTITUTE, IS ALSO A FOUNDING PARTNER, CO-CHAIRMAN AND CO-CEO OF CANYON. AMOUNT OF TRANSACTION: MANAGEMENT FEES AND EXPENSES OF $4,499,651. DESCRIPTION OF TRANSACTION: THE INSTITUTE IS AN INVESTOR IN TWO FUNDS MANAGED BY CANYON. THE INVESTMENT WITH CANYON ("THE TRANSACTION") WAS MADE DURING THE INSTITUTE'S FISCAL YEAR 2012 AFTER AN INDEPENDENT COMMITTEE OF TRUSTEES CONSIDERED THE TRANSACTION IN ACCORDANCE WITH INSTITUTE POLICY AND DETERMINED THAT: THE TRANSACTION WAS FAIR AND REASONABLE AS TO THE INSTITUTE AND THE ECONOMIC BENEFIT PROVIDED BY THE INSTITUTE DID NOT EXCEED THE FAIR MARKET VALUE OF THE CONSIDERATION RECEIVED BY THE INSTITUTE; THE TRANSACTION WAS ENTERED INTO SOLELY FOR THE BENEFIT OF THE INSTITUTE; AND THE INSTITUTE COULD NOT HAVE OBTAINED A MORE ADVANTAGEOUS ARRANGEMENT WITH REASONABLE EFFORT UNDER THE CIRCUMSTANCES. DURING THE YEAR ENDING SEPTEMBER 30, 2014, THE INSTITUTE'S INVESTMENTS IN CANYON FUNDS INCURRED $4,499,651 IN MANAGEMENT FEES AND EXPENSES. AS OF SEPTEMBER 30, 2014 ACCRUED AND UNPAID MANAGEMENT FEES AND EXPENSES TOTALED $4,292,171. AS OF SEPTEMBER 30, 2014, CANYON HAD TOTAL ASSETS UNDER MANAGEMENT OF APPROXIMATELY $24 BILLION. |
Schedule M IRS990ScheduleM
| Field | Value | IRS element (for citing) |
|---|---|---|
| Works Of Art | WorksOfArtGrp | |
| Art Historical Treasures | ArtHistoricalTreasuresGrp | |
| Art Fractional Interest | ArtFractionalInterestGrp | |
| Books And Publications | BooksAndPublicationsGrp |
Clothing And Household Goods ClothingAndHouseholdGoodsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Noncash Contributions Rpt F990 | $2,000 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | INVENTORY&PLACE MARK | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cars And Other Vehicles | CarsAndOtherVehiclesGrp | |
| Boats And Planes | BoatsAndPlanesGrp | |
| Intellectual Property | IntellectualPropertyGrp |
Securities Publicly Traded SecuritiesPubliclyTradedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 70 | ContributionCnt |
| Noncash Contributions Rpt F990 | $14,057,000 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | hi-lo avg | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities Closely Held Stock | SecuritiesCloselyHeldStockGrp | |
| Secur Prtnrshp Trust Intrsts | SecurPrtnrshpTrustIntrstsGrp | |
| Securities Miscellaneous | SecuritiesMiscellaneousGrp | |
| Qualified Contrib Hist Struct | QualifiedContribHistStructGrp | |
| Qualified Contrib Other | QualifiedContribOtherGrp | |
| Real Estate Residential | RealEstateResidentialGrp | |
| Real Estate Commercial | RealEstateCommercialGrp | |
| Real Estate Other | RealEstateOtherGrp |
Collectibles CollectiblesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 1 | ContributionCnt |
| Noncash Contributions Rpt F990 | $2,000 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | RETAIL & PLACE MARK | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Food Inventory | FoodInventoryGrp | |
| Drugs And Medical Supplies | DrugsAndMedicalSuppliesGrp | |
| Taxidermy | TaxidermyGrp | |
| Historical Artifacts | HistoricalArtifactsGrp | |
| Scientific Specimens | ScientificSpecimensGrp | |
| Archaeological Artifacts | ArchaeologicalArtifactsGrp |
Other Non Cash Contri Table OtherNonCashContriTableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Desc | EQUIPMENT | Desc |
| Contribution | 2 | ContributionCnt |
| Noncash Contributions Rpt F990 | $1,336,000 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | INVENTORY&PLACE MARK | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | Yes (true) | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | Yes (true) | ThirdPartiesUsedInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | FORM 990, SCHEDULE M, part i, column(B) | FormAndLineReferenceDesc |
| Explanation | amounts In this column reflect THE number of contributors. FORM 990, SCHEDULE M, LINE 25 EQUIPMENT DONATED FOR RESEARCH AND INSTRUCTION. FORM 990, SCHEDULE M, LINE 26 MISCELLANEOUS EXPENSE: POSTAGE, TRAVEL, PRINTING, OTHER. FORM 990, SCHEDULE M, LINE 32A THE INSTITUTE MAY UTILIZE THIRD PARTY BROKERS TO SELL SECURITIES AND REAL ESTATE. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | FORM 990, PARTS I AND III, LINE 1 | FormAndLineReferenceDesc |
| Explanation | The mission of the California Institute of Technology ("The Institute" or "CalTech") is to expand human knowledge and benefit society through research integrated with education. We investigate the most challenging, fundamental problems in science and technology in a singularly collegial, interdisciplinary atmosphere, while educating outstanding students to become creative members of society. FORM 990, PART I, LINE 6 THE NUMBER IDENTIFIED IS BASED ON A REASONABLE ESTIMATE. form 990, part iii, line 4d AUXILIARY ENTERPRISES (EXPENSES $30,586,000) (REVENUE $27,562,000) AUXILIARY ENTERPRISES IN SUPPORT OF INSTITUTE'S MISSION CALTECH Y ALLOCATION (GRANTS $75,000) CASH ALLOCATION TO RELATED ORGANIZATION SUPPORTING INSTITUTE'S MISSION UNITED WAY GREATER LOS ANGELES ALLOCATION (GRANTS $45,000) CASH ALLOCATION TO MATCH EMPLOYEE CONTRIBUTIONS TO UNITED WAY FORM 990, PART IV, LINE 6 THE INSTITUTE HAS NO SEPARATE FUNDS OR ACCOUNTS WHERE DONORS HAVE THE RIGHT EITHER TO PROVIDE ADVICE ON THE INVESTMENT OF AMOUNTS IN THE FUNDS OR TO PROVIDE ADVICE ON DISTRIBUTION OF SUCH FUNDS OUTSIDE THE INSTITUTE. FORM 990, Part VI, Line 2 Trustees Robert B. Chess and William H. Davidow - Business Relationship Trustees Thomas E. Everhart and Peter Norton - Business Relationship TRUSTEES JOSHUA S. FRIEDMAN AND B. KIPLING HAGOPIAN - BUSINESS RELATIONSHIP Trustees James F. Rothenberg and Richmond A. Wolf - Business Relationship TRUSTEES DONALD W. TANG AND DAVID LI LEE - BUSINESS RELATIONSHIP FORM 990, PART VI, LINE 11a The Institute prepares Form 990 with the assistance of a paid preparer. A draft of the Form 990 is presented to the Audit and Compliance Committee for review and comment. A final copy of Form 990 is provided to each member of the Board of Trustees prior to filing with the IRS. An officer of the institute and its paid preparer, respectively, sign the final form 990. FORM 990, PART VI, LINE 12c Each trustee and officer is required to complete annually a conflict of interest questionnaire disclosing potential or actual conflicts. Key employees are required to disclose in writing potential and actual conflicts on an ongoing basis throughout the year. All conflicts are resolved in accordance with the Institute's written conflict of interest policies. FORM 990, PART VI, LINE 15a, 15b The Executive Compensation Committee of the Board of Trustees NORMALLY reviews on an annual basis the compensation of officers and certain employees including key employees of the Institute. The Executive Compensation Committee reviews comparability data from relevant surveys. The deliberations are contemporaneously documented in the committee's minutes. FORM 990, PART VI, LINE 19 The Institute's governing documents, financial statements and conflict of interest policy are available upon request. FORM 990, PART VII, COLUMN B THE INSTITUTE HAS ESTIMATED THAT TRUSTEES DEVOTE, ON AVERAGE, AT LEAST ONE HOUR OF TIME PER WEEK. CERTAIN BOARD MEMBERS' TIME DEVOTED TO INSTITUTE BUSINESS MAY SUBSTANTIALLY EXCEED THIS ESTIMATE ON A REGULAR BASIS. FORM 990, PART X, LINE 11 Investments- publicly traded securities include, but are not limited to, investments held directly or in funds and managed accounts for which the underlying securities are primarily publicly traded, although certain restrictions on the liquidity of some of these holdings may exist. FORM 990, PART X, LINE 15 OTHER ASSETS, WHICH CONSIST PRIMARILY OF REAL ESTATE INVESTMENTS, WERE RECLASSIFIED FROM PART X, LINE 15, "OTHER ASSETS" TO PART X, LINE 12, "INVESTMENTS-OTHER SECURITIES" FOR THE YEAR ENDED SEPTEMBER 30, 2014. Form 990, Part XI, Line 9 Other Changes in Net Assets or Fund Balances Changes in Postemployment Benefit Obligations $40,627,000 LOSS ON DISPOSAL OF PROPERTY ($3,470,000) CHANGES IN FAIR VALUE OF INTEREST RATE SWAP ($7,792,000) TOTAL $29,365,000 | ExplanationTxt |
Schedule R IRS990ScheduleR
Id Disregarded Entities IdDisregardedEntitiesGrp (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Total IncomeTotalIncomeAmt | End Of Year AssetsEndOfYearAssetsAmt | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|
| CIT MICROPROBE HOLDINGS LLC | |||||||||
| 1200 E CALIFORNIA BLVD | PASADENA | CA | 91125 | 205217981 | HOLDING CO. | NV | $139,000 | $1,518,000 | CIT |
| WILSON AVENUE INVESTMENTS LLC | |||||||||
| 515 SOUTH FIGUEROA ST 9TH FLOOR | LOS ANGELES | CA | 90017 | 461712999 | HOLDING CO. | DE | $0 | $1,500,000 | CIT |
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|---|---|---|---|---|---|
| CALTECH Y | ||||||||||
| 1201 E CALIFORNIA BLVD | PASADENA | CA | 91125 | 951684790 | recreation | CA | 501(C)(3) | 11,3,fi | NA | false |
| ALUMNI ASSOCIATION OF CALTECH | ||||||||||
| 345 S HILL AVE | PASADENA | CA | 91125 | 956047395 | alumni | CA | 501(C)(3) | 11,type 1 | NA | false |
| TOM AND VALLEY KNUDSEN FDN | ||||||||||
| C/O CALTECH GIFT PLANNING | PASADENA | CA | 91125 | 956031188 | support org | CA | 501(C)(3) | 11,type 1 | NA | false |
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (2 entries)
| Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Entity TypeEntityTypeTxt | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|
| CRAT (6) | ||||
| CHARITABLE TR | CA | CALTECH | TRUST | false |
| CRUT (121) | ||||
| CHARITABLE TR | CA | CALTECH | TRUST | false |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | false | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | Yes (true) | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | Yes (true) | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | false | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | false | DivRelatedOrganizationInd |
| Asset Sale To Other Org | false | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | false | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | false | AssetExchangeInd |
| Rental Of Facilities To Oth Org | Yes (true) | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | false | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | false | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | false | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | Yes (true) | SharingOfFacilitiesInd |
| Paid Employees Sharing | Yes (true) | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | false | TransferToOtherOrgInd |
| Transfer From Other Org | false | TransferFromOtherOrgInd |
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