CARROLL PETRIE FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- CARROLL PETRIE FOUNDATION (EIN 13-3912203)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-08-13
- IRS object ID
- 201542259349100514
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-08-13T10:08:00-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 061667465 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PRAGER METIS CPAS LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 675 THIRD AVENUE 3FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133912203 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CARROLL PETRIE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CARR | BusinessNameControlTxt |
| Phone | 2129727555 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O PRAGER METIS675 THIRD AVE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAY GOLDBERG | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2123031800 | PhoneNum |
| Signature | 2015-08-11 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JAY B GOLDBERG | PreparerPersonNm |
| PTIN | P00296277 | PTIN |
| Phone | 2129727555 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,090,285 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $501,525 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $1,109 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,109 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $57,032 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $57,032 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $863,457 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,288,199 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,252,787 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $15 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $15 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,423,138 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,310,943 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $65,085 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $32,542 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $32,543 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $7,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,500 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $3,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $402 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $213 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $214 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $493 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $6,584 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3,142 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,442 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $79,564 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $39,397 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $39,699 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $970,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $970,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,049,564 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $39,397 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,009,699 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $373,574 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,271,546 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $409,129 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $250,108 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $250,108 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $405,930 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,040,111 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,037,978 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $1,556,910 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,436,120 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,797,433 | CorporateStockEOYFMVAmt |
| Other Assets BOY | $17,504 | OtherAssetsBOYAmt |
| Other Assets EOY | $4,766 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $4,766 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $2,389,473 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,731,105 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,090,285 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $2,389,473 | RetainedEarningBOYAmt |
| Retained Earning EOY | $2,731,105 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,389,473 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,731,105 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,389,473 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,731,105 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,389,473 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $373,574 | ExcessRevenueOverExpensesAmt |
| Other Increases | $994 | OtherIncreasesAmt |
| Subtotal | $2,764,041 | SubtotalAmt |
| Other Decreases | $32,936 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $2,731,105 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (128 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 25 SHS ANADARKO PETE CORP | P | 2013-07-17 | 2014-01-02 | $1,969 | $2,221 | -$252 | -$252 |
| 655 SHS ANADARKO PETE CORP | P | 2014-06-12 | 2014-12-05 | $51,861 | $70,584 | -$18,723 | -$18,723 |
| 119.99 SHS ANADARKO PETE CORP | P | 2014-06-12 | 2014-12-05 | $9,501 | $9,501 | $0 | $0 |
| 8,349.70 SHS FRANKLIN INVS SECS TOTAL RETURN | P | 2014-01-07 | 2014-10-06 | $85,000 | $82,495 | $2,505 | $2,505 |
| 1,470 SHS HALLIBURTON CO | P | 2014-06-12 | 2014-12-05 | $59,797 | $99,309 | -$39,512 | -$39,512 |
| 15 SHS. NOVO-NORDISK A S ADR | P | 2013-07-17 | 2014-01-02 | $2,771 | $2,461 | $310 | $310 |
| 25 SHS PRICE T ROWE GROUP INC | P | 2013-07-18 | 2014-01-02 | $2,083 | $1,961 | $122 | $122 |
| 200 SHS SOUTHWESTERN ENERGY CO | P | 2014-03-04 | 2014-10-27 | $6,192 | $8,206 | -$2,014 | -$2,014 |
| 175 SHS SOUTHWESTERN ENERGY CO | P | 2014-03-04 | 2014-10-27 | $5,454 | $7,180 | -$1,726 | -$1,726 |
| 275 SHS TRIMBLE NAVIGATION LTD | P | 2014-03-04 | 2014-12-05 | $7,708 | $10,623 | -$2,915 | -$2,915 |
| 20 SHS UNITED TECHNOLOGIES CORP | P | 2013-07-17 | 2014-01-02 | $2,257 | $2,015 | $242 | $242 |
| 50 SHS ALLERGAN INC COM | P | 2008-04-10 | 2014-01-02 | $5,542 | $2,914 | $2,628 | $2,628 |
| 175 SHS ALLERGAN INC COM | P | 2008-04-10 | 2014-03-24 | $21,671 | $10,197 | $11,474 | $11,474 |
| 55 SHS ALLERGAN INC COM | P | 2008-04-10 | 2014-10-03 | $9,790 | $3,205 | $6,585 | $6,585 |
| 60 SHS AMERICAN EXPRESS CO | P | 2009-12-24 | 2014-01-02 | $5,441 | $2,496 | $2,945 | $2,945 |
| 90 SHS AMERICAN EXPRESS CO | P | 2009-12-24 | 2014-03-24 | $8,141 | $3,744 | $4,397 | $4,397 |
| 125 SHS AMERICAN EXPRESS CO | P | 2009-12-24 | 2014-10-03 | $10,848 | $5,200 | $5,648 | $5,648 |
| 5,300 SHS AMERICAN EXPRESS CO | P | 2009-12-24 | 2014-12-05 | $490,731 | $233,541 | $257,190 | $257,190 |
| 15 SHS APPLE COMPUTER INC NPV | P | 2008-01-14 | 2014-01-02 | $8,334 | $2,916 | $5,418 | $5,418 |
| 45 SHS APPLE COMPUTER INC NPV | P | 2010-02-01 | 2014-03-24 | $24,125 | $8,747 | $15,378 | $15,378 |
| 20 SHS APPLE COMPUTER INC NPV | P | 2010-02-01 | 2014-09-23 | $2,051 | $555 | $1,496 | $1,496 |
| 50 SHS APPLE COMPUTER INC NPV | P | 2010-02-01 | 2014-10-03 | $4,973 | $1,388 | $3,585 | $3,585 |
| 115 SHS BRISTOL MYERS SQUIBB CO | P | 2011-05-10 | 2014-01-02 | $6,070 | $3,301 | $2,769 | $2,769 |
| 460 SHS BRISTOL MYERS SQUIBB CO | P | 2011-05-10 | 2014-03-24 | $23,495 | $13,205 | $10,290 | $10,290 |
| 100 SHS BRISTOL MYERS SQUIBB CO | P | 2011-05-10 | 2014-09-23 | $5,136 | $2,871 | $2,265 | $2,265 |
| 325 SHS BRISTOL MYERS SQUIBB CO | P | 2011-05-10 | 2014-10-03 | $16,413 | $9,330 | $7,083 | $7,083 |
| 45 SHS CELGENE CORP | P | 2010-07-28 | 2014-01-02 | $7,612 | $2,408 | $5,204 | $5,204 |
| 155 SHS CELGENE CORP | P | 2010-07-28 | 2014-03-24 | $22,101 | $8,296 | $13,805 | $13,805 |
| 50 SHS CHEVRONTEXACO CORP | P | 2011-01-11 | 2014-01-02 | $6,225 | $4,592 | $1,633 | $1,633 |
| 75 SHS CHEVRONTEXACO CORP | P | 2011-01-11 | 2014-03-24 | $8,694 | $6,889 | $1,805 | $1,805 |
| 50 SHS CHEVRONTEXACO CORP | P | 2011-01-11 | 2014-09-23 | $6,155 | $4,592 | $1,563 | $1,563 |
| 60 SHS COSTCO WHSL CORP NEW | P | 2005-12-28 | 2014-01-02 | $7,124 | $2,987 | $4,137 | $4,137 |
| 200 SHS COSTCO WHSL CORP NEW | P | 2005-12-28 | 2014-03-24 | $22,580 | $8,652 | $13,928 | $13,928 |
| 65 SHS COSTCO WHSL CORP NEW | P | 2003-01-09 | 2014-09-23 | $8,143 | $1,970 | $6,173 | $6,173 |
| 50 SHS CUMMINS ENGINE INC | P | 2010-08-25 | 2014-01-02 | $7,038 | $3,697 | $3,341 | $3,341 |
| 150 SHS CUMMINS ENGINE INC | P | 2010-08-25 | 2014-03-24 | $21,318 | $11,091 | $10,227 | $10,227 |
| 50 SHS CUMMINS ENGINE INC | P | 2010-08-25 | 2014-09-23 | $6,749 | $3,697 | $3,052 | $3,052 |
| 25 SHS DIAGEO PLC SPONSORED ADR NEW | P | 2012-08-02 | 2014-01-02 | $3,282 | $2,649 | $633 | $633 |
| 75 SHS DISNEY WALT CO | P | 2006-01-04 | 2014-01-02 | $5,712 | $1,827 | $3,885 | $3,885 |
| 200 SHS DISNEY WALT CO | P | 2006-01-04 | 2014-03-24 | $15,924 | $4,871 | $11,053 | $11,053 |
| 50 SHS DISNEY WALT CO | P | 2006-01-01 | 2014-10-03 | $4,388 | $942 | $3,446 | $3,446 |
| 85 SHS DU PONT E I DE NEMOURS & CO | P | 2011-02-10 | 2014-01-02 | $5,461 | $4,591 | $870 | $870 |
| 215 SHS DU PONT E I DE NEMOURS & CO | P | 2011-02-10 | 2014-03-04 | $14,367 | $10,643 | $3,724 | $3,724 |
| 200 SHS DU PONT E I DE NEMOURS & CO | P | 2008-04-28 | 2014-03-24 | $13,217 | $9,833 | $3,384 | $3,384 |
| 50 SHS DU PONT E I DE NEMOURS & CO | P | 2008-04-28 | 2014-09-23 | $3,558 | $2,458 | $1,100 | $1,100 |
| 150 SHS DU PONT E I DE NEMOURS & CO | P | 2008-04-28 | 2014-10-03 | $10,598 | $7,374 | $3,224 | $3,224 |
| 170 SHS EMC CORP MASS | P | 2005-12-29 | 2014-01-02 | $4,252 | $2,336 | $1,916 | $1,916 |
| 150 SHS EMC CORP MASS | P | 2005-12-29 | 2014-03-24 | $4,149 | $2,061 | $2,088 | $2,088 |
| 480 SHS EMC CORP MASS | P | 2005-12-29 | 2014-09-23 | $14,389 | $6,595 | $7,794 | $7,794 |
| 75 SHS EBAY INC | P | 2002-02-25 | 2014-01-02 | $4,103 | $991 | $3,112 | $3,112 |
| 225 SHS EBAY INC | P | 2002-02-25 | 2014-03-04 | $13,260 | $2,973 | $10,287 | $10,287 |
| 300 SHS EBAY INC | P | 2002-02-25 | 2014-09-23 | $15,830 | $3,964 | $11,866 | $11,866 |
| 60 SHS FREEPORT-MCMORAN COPPER & GOLD | P | 2011-04-26 | 2014-01-02 | $2,262 | $3,352 | -$1,090 | -$1,090 |
| 440 SHS FREEPORT-MCMORAN COPPER & GOLD | P | 2011-04-26 | 2014-03-04 | $14,560 | $24,581 | -$10,021 | -$10,021 |
| 1,500 SHS GENERAL ELECTRIC CO | P | 2009-03-18 | 2014-01-02 | $41,825 | $27,200 | $14,625 | $14,625 |
| 650 SHS GENERAL ELECTRIC CO | P | 2007-08-01 | 2014-12-05 | $16,940 | $25,303 | -$8,363 | -$8,363 |
| 50 SHS HOME DEPOT | P | 2009-08-04 | 2014-01-02 | $4,107 | $1,321 | $2,786 | $2,786 |
| 75 SHS HOME DEPOT | P | 2009-08-04 | 2014-09-23 | $6,889 | $1,981 | $4,908 | $4,908 |
| 150 INTEL CORP | P | 2006-01-03 | 2014-01-02 | $3,840 | $3,762 | $78 | $78 |
| 450 INTEL CORP | P | 2006-01-03 | 2014-09-23 | $15,545 | $11,286 | $4,259 | $4,259 |
| 25 SHS INTERNATIONAL BUSINESS MACHINE CORP | P | 2009-03-18 | 2014-01-02 | $4,675 | $2,297 | $2,378 | $2,378 |
| 100 SHS INTERNATIONAL BUSINESS MACHINE CORP | P | 2009-03-18 | 2014-09-23 | $19,188 | $9,189 | $9,999 | $9,999 |
| 75 SHS INTERNATIONAL BUSINESS MACHINE CORP | P | 2009-03-18 | 2014-11-03 | $12,328 | $6,891 | $5,437 | $5,437 |
| 300 SHS JOHNSON & JOHNSON | P | 2009-10-08 | 2014-12-05 | $32,208 | $17,979 | $14,229 | $14,229 |
| 160 SHS LOREAL CO ADR | P | 1992-10-09 | 2014-01-02 | $5,496 | $520 | $4,976 | $4,976 |
| 500 SHS LOREAL CO ADR | P | 1992-10-09 | 2014-03-24 | $15,864 | $1,625 | $14,239 | $14,239 |
| 50 SHS MCDONALDS CORP | P | 2009-11-04 | 2014-01-02 | $4,837 | $3,021 | $1,816 | $1,816 |
| 200 SHS MCDONALDS CORP | P | 2009-11-04 | 2014-03-04 | $19,002 | $12,084 | $6,918 | $6,918 |
| 150 SHS MCDONALDS CORP | P | 2009-11-04 | 2014-10-03 | $14,200 | $9,063 | $5,137 | $5,137 |
| 105 SHS MICROCHIP TECHNOLOGY INC | P | 2009-09-11 | 2014-01-02 | $4,649 | $2,477 | $2,172 | $2,172 |
| 95 SHS MICROCHIP TECHNOLOGY INC | P | 2009-09-11 | 2014-03-24 | $4,477 | $2,207 | $2,270 | $2,270 |
| 100 SHS MICROCHIP TECHNOLOGY INC | P | 2009-09-11 | 2014-09-23 | $4,766 | $2,252 | $2,514 | $2,514 |
| 75 SHS NIKE INC, CL B | P | 2008-07-08 | 2014-01-02 | $5,884 | $2,137 | $3,747 | $3,747 |
| 90 SHS NIKE INC, CL B | P | 2009-07-08 | 2014-03-24 | $6,749 | $2,564 | $4,185 | $4,185 |
| 100 SHS NIKE INC, CL B | P | 2008-07-08 | 2014-09-23 | $8,003 | $2,849 | $5,154 | $5,154 |
| 300 SHS PETROCHINA CO LTD SPONS ADR | P | 2009-03-18 | 2014-01-02 | $32,597 | $23,493 | $9,104 | $9,104 |
| 75 SHS PROCTOR & GAMBLE CO | P | 2009-09-28 | 2014-01-02 | $6,088 | $4,389 | $1,699 | $1,699 |
| 325 SHS PROCTOR & GAMBLE CO | P | 2009-09-28 | 2014-03-04 | $25,399 | $19,019 | $6,380 | $6,380 |
| 1,950 SHS PROCTOR & GAMBLE CO | P | 2009-09-28 | 2014-12-05 | $174,181 | $60,941 | $113,240 | $113,240 |
| 60 SHS QUALCOM INC | P | 2009-09-17 | 2014-01-02 | $4,424 | $2,705 | $1,719 | $1,719 |
| 40 SHS QUALCOM INC | P | 2009-09-17 | 2014-03-24 | $3,096 | $1,804 | $1,292 | $1,292 |
| 100 SHS QUALCOM INC | P | 2009-09-17 | 2014-10-03 | $7,404 | $4,509 | $2,895 | $2,895 |
| 60 SHS ROYAL DUTCH SHELL PLC - ADR B | P | 2011-01-12 | 2014-01-02 | $4,490 | $4,067 | $423 | $423 |
| 240 SHS ROYAL DUTCH SHELL PLC - ADR B | P | 2011-01-12 | 2014-08-23 | $19,421 | $16,270 | $3,151 | $3,151 |
| 200 SHS ROYAL DUTCH SHELL PLC - ADR B | P | 2011-01-12 | 2014-10-03 | $15,325 | $13,558 | $1,767 | $1,767 |
| 50 SHS SCHLUMBERGER LTD | P | 2006-10-12 | 2014-01-02 | $4,479 | $2,888 | $1,591 | $1,591 |
| 100 SHS SCHLUMBERGER LTD | P | 2006-10-12 | 2014-09-23 | $10,241 | $5,776 | $4,465 | $4,465 |
| 225 SHS TAIWAN SEMICONDUCTOR MFG CO SPON ADR | P | 2006-06-21 | 2014-01-02 | $3,882 | $1,959 | $1,923 | $1,923 |
| 1,775 SHS TAIWAN SEMICONDUCTOR MFG CO SPON ADR | P | 2006-06-21 | 2014-03-14 | $32,078 | $15,457 | $16,621 | $16,621 |
| 600 SHS TERADATA CORP | P | 2010-12-20 | 2014-01-02 | $27,145 | $25,882 | $1,263 | $1,263 |
| 40 SHS UNION PAC CORP | P | 2011-04-28 | 2014-01-02 | $6,762 | $4,113 | $2,649 | $2,649 |
| 85 SHS UNION PAC CORP | P | 2011-04-28 | 2014-03-24 | $15,856 | $8,739 | $7,117 | $7,117 |
| 100 SHS UNION PAC CORP | P | 2011-04-28 | 2014-09-23 | $10,815 | $5,141 | $5,674 | $5,674 |
| 100 SHS UNION PAC CORP | P | 2011-04-28 | 2014-10-03 | $10,750 | $5,141 | $5,609 | $5,609 |
| 50 SHS UNITED PARCEL SVC INC CL B | P | 2010-06-21 | 2014-01-02 | $5,236 | $3,103 | $2,133 | $2,133 |
| 50 SHS UNITED PARCEL SVC INC CL B | P | 2010-06-21 | 2014-03-24 | $4,849 | $3,103 | $1,746 | $1,746 |
| 100 SHS UNITED PARCEL SVC INC CL B | P | 2010-06-21 | 2014-09-23 | $9,744 | $6,206 | $3,538 | $3,538 |
| 50,000 UNITED STATES TREASURY NTS INFLATION LINK DTD 7/15/2005 | P | 2009-03-20 | 2014-01-06 | $63,279 | $57,252 | $6,027 | $6,027 |
| 50,000 UNITED STATES TREASURY NOTE DTD 2/28/2009 | P | 2010-01-21 | 2014-01-06 | $52,338 | $49,455 | $2,883 | $2,883 |
| 285,000 UNITED STATES TREASURY NOTE INDEX LINKED 4/15/2011 | P | 2011-04-21 | 2014-01-06 | $309,976 | $299,080 | $10,896 | $10,896 |
| 40O SHS VARIAN MED SYS INC | P | 2011-05-04 | 2014-01-02 | $31,045 | $28,088 | $2,957 | $2,957 |
| 85 SHS VERIZON COMMUNICATIONS | P | 2003-01-28 | 2014-01-02 | $4,167 | $2,773 | $1,394 | $1,394 |
| 200 SHS VERIZON COMMUNICATIONS | P | 2005-12-28 | 2014-03-24 | $9,309 | $5,549 | $3,760 | $3,760 |
| 2,600 SHS WELLS FARGO & CO NEW | P | 2010-07-06 | 2014-12-05 | $142,983 | $69,690 | $73,293 | $73,293 |
| 105 SHS WHOLE FOODS MKT INC | P | 2009-12-08 | 2014-01-02 | $6,039 | $1,348 | $4,691 | $4,691 |
| 400 SHS WHOLE FOOD MKT INC | P | 2009-12-08 | 2014-03-24 | $21,501 | $5,137 | $16,364 | $16,364 |
| 25 SHS LOUIS VUITTON MOET HENNESSEY (FRF) | P | 2010-06-10 | 2014-01-02 | $4,505 | $2,699 | $1,806 | $1,806 |
| 75 SHS LOUIS VUITTON MOET HENNESSEY (FRF) | P | 2010-06-10 | 2014-03-04 | $13,672 | $8,096 | $5,576 | $5,576 |
| 100 SHS LOUIS VUITTON MOET HENNESSEY (FRF) | P | 2010-06-10 | 2014-09-24 | $16,830 | $10,795 | $6,035 | $6,035 |
| 50 SHS COMPAGNIE FINANCIERE RICHEMONT SA (CHF) | P | 2012-03-13 | 2014-01-03 | $4,887 | $3,231 | $1,656 | $1,656 |
| 150 SHS COMPAGNIE FINANCIERE RICHEMONT SA (CHF) | P | 2012-03-13 | 2014-03-04 | $14,894 | $9,692 | $5,202 | $5,202 |
| 200 SHS COMPAGNIE FINANCIERE RICHEMONT SA (CHF) | P | 2012-03-13 | 2014-10-03 | $16,293 | $12,923 | $3,370 | $3,370 |
| 25 SHS ROCHE HOLDING AG BASEL | P | 2006-08-18 | 2014-01-03 | $6,911 | $4,521 | $2,390 | $2,390 |
| 65 SHS ROCHE HOLDING AG BASEL | P | 2006-08-18 | 2014-03-24 | $19,091 | $11,756 | $7,335 | $7,335 |
| 150 SHS AUSTRALIA & NEW ZEALAND BKG GRP | P | 2010-12-21 | 2014-01-03 | $4,292 | $3,493 | $799 | $799 |
| 1,150 SHS AUSTRALIA & NEW ZEALAND BKG GRP | P | 2010-12-21 | 2014-03-05 | $33,295 | $26,777 | $6,518 | $6,518 |
| 775 SHS AIA GROUP LTD (HKD) | P | 2011-10-13 | 2014-01-03 | $3,909 | $2,496 | $1,413 | $1,413 |
| 6,225 SHS AIA GROUP LTD (HKD) | P | 2011-10-13 | 2014-09-24 | $33,334 | $20,049 | $13,285 | $13,285 |
| 9,000 SHS BOC HONG KONG HOLDINGS LTD | P | 2010-04-13 | 2014-01-03 | $28,431 | $22,160 | $6,271 | $6,271 |
| 1,430 SHS STARHUB LTD | P | 2010-04-22 | 2014-01-03 | $4,812 | $2,473 | $2,339 | $2,339 |
| 6,070 SHS STARHUB LTD | P | 2010-04-22 | 2014-03-05 | $19,637 | $10,496 | $9,141 | $9,141 |
| 5,500 SHS STARHUB LTD | P | 2010-04-22 | 2014-03-25 | $17,665 | $9,510 | $8,155 | $8,155 |
| 6,448 SHS BP PRUDHOE BAY ROYALTY TRUST | D | 2003-06-02 | 2014-12-10 | $459,984 | $112,195 | $347,789 | $347,789 |
| 119.99 ANADARKO PETE CORP | P | 2014-06-12 | 2014-12-05 | $0 | $0 | ||
| 1,200 SHS FORD MOTOR CO | P | 2011-02-07 | 2014-02-06 | $17,693 | $19,481 | -$1,788 | -$1,788 |
| 1,500 SHS PFIZER INC | P | 2013-05-07 | 2014-05-08 | $43,589 | $43,424 | $165 | $165 |
| 1,500 SHS PFIZER INC | P | 2013-05-07 | 2014-05-19 | $44,270 | $43,424 | $846 | $846 |
| CAPITAL GAINS DISTRIBUTIONS | P | 2013-01-01 | 2014-12-31 | $3,429 | $3,429 | $3,429 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,252,787 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,413,566 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $3,378,333 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.418421 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,018,794 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $3,254,773 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.620256 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,533,670 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,121,339 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.491350 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,069,888 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $2,970,761 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.360139 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $96,022 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $2,352,580 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.040816 | DistributionYr5Rt |
| Total Distribution | 1.930982 | TotalDistributionRt |
| Average Distribution | 0.386196 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $1,602,943 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $619,050 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $12,715 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $631,765 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,009,699 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $12,715 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $12,715 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $12,715 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $17,480 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $17,480 | TotalPaymentsAndCreditsAmt |
| Overpayment | $4,765 | OverpaymentAmt |
| Applied To ES Tax | $4,765 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | NONE | WebsiteAddressTxt |
| Individual With Books | JAY B GOLDBERG CPA | IndividualWithBooksNm |
| Phone | 2129727555 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O PRAGER 675 THIRD AVE 3RD FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | Yes (1) | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| JAY B GOLDBERG | |||||||||
| C/O PRAGER METIS 675 THIRD AVE 3RD | FL | NEW YORK | NY | 10017 | PRESIDENT & DIRECTOR | 5.00 | $0 | $0 | $0 |
| WILLIAM D ZABEL | |||||||||
| C/O PRAGER METIS 675 THIRD AVE 3RD | FL | NEW YORK | NY | 10017 | SECRETARY & DIRECTOR | 5.00 | $0 | $0 | $0 |
| THEODORA PORTAGO | |||||||||
| C/O PRAGER METIS 675 THIRD AVE 3RD | FL | NEW YORK | NY | 10017 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| CAROLINA PORTAGO | |||||||||
| C/O PRAGER METIS 675 THIRD AVE 3RD | FL | NEW YORK | NY | 10017 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| CAMILLE MANNING | |||||||||
| C/O PRAGER METIS 675 THIRD AVE 3RD | FL | NEW YORK | NY | 10017 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| DAVID J STOLL | |||||||||
| C/O PRAGER METIS 675 THIRD AVE 3RD | FL | NEW YORK | NY | 10017 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SCHULTE ROTH & ZABEL LLP | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | LEGAL | ServiceTypeTxt |
| Compensation | $65,085 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,465,654 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $161,699 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $1,627,353 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $1,627,353 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $24,410 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $1,602,943 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $80,147 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $80,147 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $12,715 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $12,715 | TotalTaxAmt |
| Distributable Before Adj | $67,432 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $67,432 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $67,432 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,009,699 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,009,699 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $12,715 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $996,984 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $67,432 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $937,086 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,400,989 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,877,347 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,259,629 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $5,475,051 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,009,699 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $67,432 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $942,267 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $6,417,318 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $6,417,318 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $937,086 | ExcessFromYear4Amt |
| Excess From Year3 | $1,400,989 | ExcessFromYear3Amt |
| Excess From Year2 | $1,877,347 | ExcessFromYear2Amt |
| Excess From Year1 | $1,259,629 | ExcessFromYear1Amt |
| Excess From Current Year | $942,267 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (28 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ADOPT-A-DOG INC | |||||||
| 23 COX AVENUE | ARMONK | NY | 10504 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $55,000 |
| LUPUS RESEARCH INSTITUTE | |||||||
| 330 SEVENTH AVENUE | NEW YORK | NY | 10001 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 |
| PARRISH ART MUSEUM | |||||||
| 279 MONTAUK HIGHWAY | WATERMILL | NY | 11976 | NONE | PUBLIC CHARITY | MATCHING GRANT PROGRAM | $25,000 |
| SJOGREN'S SYNDROME FOUNDATION | |||||||
| 6707 DEMOCRACY BLVD SUITE 325 | BETHESDA | MD | 20817 | NONE | PUBLIC CHARITY | THE CARROLL PETRIE FOUNDATION SJOGREN'S SYNDROME AWARENESS AMBASSADOR PROGRAM | $130,000 |
| THE AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS | |||||||
| 424 E 92ND STREET | NEW YORK | NY | 10128 | NONE | PUBLIC CHARITY | DOG RESCUE PROJECT | $300,000 |
| WORLDWIDE CHILDREN'S FOUNDATION OF NEW YORK | |||||||
| 568 BROADWAY | NEW YORK | NY | 10012 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $50,000 |
| HUMAN RIGHTS FIRST | |||||||
| 75 BROAD STREET 31ST FLOOR | NEW YORK | NY | 10004 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $45,000 |
| ST LUKE'S ROOSEVELT HOSPITAL FOR DEV DEPARTMENT | |||||||
| 770 LEXINGTON AVENUE 8TH FL | NEW YORK | NY | 10065 | NONE | PUBLIC CHARITY | SMOKING CESSATION PROGRAM | $20,000 |
| FOUNDATION FOR THE PRESERVATION OF THE MAHAYANA TRADITION INC | |||||||
| 1632 SE 11TH AVENUE | PORTLAND | OR | 972144702 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 |
| O P C C (FORMERLY OCEAN PARK COMMUNITY CENTER) | |||||||
| 1453 16TH STREET | SANTA MONICA | CA | 90404 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $25,000 |
| REGION 15 CHILDREN'S ADVOCACY CENTER INC | |||||||
| 12211 RULLMAN DRIVE | DILLSBORO | IN | 470188929 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| SANTA FE PREPARATORY SCHOOL | |||||||
| 1101 CAMINO DE LA CRUZ BIANCA | SANTA FE | NM | 87505 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| THE HORSE SHELTER | |||||||
| 1012 MARQUEZ PLACE STE 201B | SANTA FE | NM | 87505 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| SANTA FE YOUTH SYMPHONY ASSOC INC | |||||||
| 1000 CORDOVA PLACE 190 | SANTA FE | NM | 87505 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| CENTRAL PARK CONSERVANCY | |||||||
| 14 EAST 60TH STREET | NEW YORK | NY | 10022 | NONE | PUBLIC CHARITY | ADOPT A BENCH PROGRAM | $75,000 |
| FARM SANCTUARY INC | |||||||
| PO BOX 150 | WATKINS GLEN | NY | 14891 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 |
| ESPANOLA VALLEY HUMANE SOCIETY | |||||||
| 108 HAMM PARKWAY | ESPANOLA | NM | 87532 | NONE | PUBLIC CHARITY | ANIMAL CARE (FOOD, SHELTER, MEDICAL CARE - NOT TO EUTHANIZE) | $10,000 |
| SANTA FE ANIMAL SHELTER | |||||||
| 100 CAJA DEL RIO ROAD | SANTA FE | NM | 87507 | NONE | PUBLIC CHARITY | ANIMAL CARE (FOOD, SHELTER, MEDICAL CARE - NOT TO EUTHANIZE) | $10,000 |
| BRIDGING THE WORLDS | |||||||
| PO BOX 9109 | SANTA FE | NM | 87504 | NONE | PUBLIC CHARITY | ANIMAL CARE (FOOD, SHELTER, MEDICAL CARE - NOT TO EUTHANIZE) | $10,000 |
| THE HEART & SOUL ANIMAL SANCTUARY | |||||||
| 369 MONTEZUMA AVENUE 130 | SANTA FE | NM | 87501 | NONE | PUBLIC CHARITY | ANIMAL CARE (FOOD, SHELTER, MEDICAL CARE - NOT TO EUTHANIZE) | $10,000 |
| THE ANIMAL MEDICAL CENTER | |||||||
| 510 EAST 62ND STREET | NEW YORK | NY | 10065 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $25,000 |
| CENTER FOR CONTEMPORARY ARTS SANTA FE | |||||||
| 1050 OLD PECOS TRAIL | SANTA FE | NM | 87505 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $25,000 |
| THE TOBY PROJECT | |||||||
| 220 WEST 72ND STREET | NEW YORK | NY | 10023 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 |
| CARNEGIE HILL NEIGHBORS | |||||||
| 170 EAST 91ST STREET | NEW YORK | NY | 10128 | NONE | PUBLIC CHARITY | LANDMARKS PRESERVATION | $25,000 |
| SANTA FE TEEN ARTS CENTER | |||||||
| 1615 PASEO DE PERALTA | SANTA FE | NM | 87501 | NONE | PUBLIC CHARITY | GLOBAL WARMING EXPRESS PROJECT | $10,000 |
| WASHINGTON REGIONAL ASSOCIATION OF GRANTMAKERS | |||||||
| 1400 16TH STREET NW SUITE 740 | WAHINGTON | DC | 20036 | NONE | PUBLIC CHARITY | ORGANIC VOICES JUST LABEL IT PROJECT | $50,000 |
| BOWERY ARTS & SCIENCE LTD | |||||||
| 310 BOWERY 3A | NEW YORK | NY | 10012 | NONE | PUBLIC CHARITY | U.S. DEPARTMENT OF ARTS & CULTURE PROJECT | $5,000 |
| NEW MEXICO DANCE COALITION - POMEGRANATE STUDIO | |||||||
| PO BOX 284 | SANTA FE | NM | 87504 | NONE | PUBLIC CHARITY | POMEGRANATE SEEDS PROGRAM | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $970,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,109 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $57,032 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $15 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $863,457 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $921,613 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $921,613 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | CARROLL PETRIE | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O PRAGER 675 3RD AVE 3FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $501,525 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 6,448 SHS BP PRUDHOE BAY | NoncashPropertyDesc |
| Fair Market Value | $501,525 | FairMarketValueAmt |
| Received | 2014-12-05 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $7,000 | Amt |
| Net Investment Income | $3,500 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,500 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE RATO DRATSANG FOUNDATION | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1873 MURRAY HILL STATION | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10156 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2013-12-18 | GrantDt |
| Grant | $50,000 | GrantAmt |
| Purpose Of Grant | GENERAL TAX-EXEMPT CHARITABLE PURPOSES | PurposeOfGrantTxt |
| Expended By Grantee | $50,000 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | INTERIM REPORT RECEIVED APRIL 14, 2014, FINAL RECEIVED FEBRUARY 20, 2015. | DatesOfReportsByGranteeTxt |
| Results Of Verification | WE HAVE NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE GRANTEE'S GRANT REPORT; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | ResultsOfVerificationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | FIDUCIARY TRUST - EQUITIES | StockNm |
| EOY Book Value | $1,436,120 | EOYBookValueAmt |
| EOYFMV | $1,797,433 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,040,111 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,037,978 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $65,085 | LegalFeesAmt |
| Net Investment Income | $32,542 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $32,543 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PREPAID INCOME TAXES | Desc |
| BOY Book Value | $17,504 | BOYBookValueAmt |
| EOY Book Value | $4,766 | EOYBookValueAmt |
| EOYFMV | $4,766 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAINS | Desc |
| Amt | $32,936 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $6,284 | $3,142 | $3,142 |
| FILING FEE - DELAWARE | $25 | $0 | $25 |
| FILING FEE - NEW YORK | $275 | $0 | $275 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MCKESSON SETTLEMENT | Desc |
| Revenue And Expenses Per Books | $15 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $15 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $15 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TAX FREE DIVIDENDS | Desc |
| Amt | $994 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FILING SERVICES | CategoryTxt |
| Amt | $402 | Amt |
| Net Investment Income | $213 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $214 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CARROLL PETRIE | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O PRAGER 675 THIRD AVE 3FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX | CategoryTxt |
| Amt | $493 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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