PETER H AND MARIETTA K BACH CHARITABLE TRUST: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- PETER H AND MARIETTA K BACH CHARITABLE TRUST (EIN 90-6148666)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-05-12
- IRS object ID
- 201541329349102729
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-05-12T14:46:38-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 432020880 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALVAREZ & SHELLEY PROF CORP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 14156 MAGNOLIA BLVD STE 102 | AddressLine1Txt |
| City | SHERMAN OAKS | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91423 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 906148666 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PETER H AND MARIETTA K BACH | BusinessNameLine1Txt |
| Business Name Line2 | CHARITABLE TRUST CONSERVATORSHIP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PETE | BusinessNameControlTxt |
| Phone | 3104724123 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 248 ASHDALE PL | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90049 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DEBORAH B KALLICK | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 3104724123 | PhoneNum |
| Signature | 2015-05-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LOUIS A ALVAREZ | PreparerPersonNm |
| PTIN | P00052937 | PTIN |
| Phone | 8185013060 | PhoneNum |
| Preparation | 2015-05-11 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $7,144,225 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $91,014 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $91,014 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $131,495 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $131,495 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $201,675 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,830,013 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $20,520 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $9,742 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $433,926 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $243,029 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $48,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Legal Fees Rev And Expnss | $139 | LegalFeesRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $4,000 | AccountingFeesRevAndExpnssAmt |
| Taxes Rev And Expnss | $8,651 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $8,566 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $41,913 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $41,913 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $85,849 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $85,849 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $188,552 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $94,415 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $41,913 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $288,740 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $288,740 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $477,292 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $94,415 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $330,653 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$43,366 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $148,614 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $600,550 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $420,349 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $420,349 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $2,626,087 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,028,131 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,135,152 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,426,045 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,243,161 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,255,265 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,445,507 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $331,047 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $318,249 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $7,091 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $7,091 | LandBldgEquipAccumDeprecAmt |
| Other Assets BOY | $12,147 | OtherAssetsBOYAmt |
| Other Assets EOY | $15,210 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $15,210 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $6,110,336 | TotalAssetsBOYAmt |
| Total Assets EOY | $6,037,898 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $7,144,225 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $6,110,336 | UnrestrictedBOYAmt |
| Unrestricted EOY | $6,037,898 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $6,110,336 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $6,037,898 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $6,110,336 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $6,037,898 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $6,110,336 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$43,366 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,940 | OtherIncreasesAmt |
| Subtotal | $6,069,910 | SubtotalAmt |
| Other Decreases | $32,012 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $6,037,898 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $20,520 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $285,070 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $6,857,525 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.041570 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $328,334 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $6,535,139 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.050241 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $297,749 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $6,477,073 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.045970 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $103,000 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $6,446,130 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.015979 | DistributionYr4Rt |
| Total Distribution | 0.153760 | TotalDistributionRt |
| Average Distribution | 0.038440 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $7,190,322 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $276,396 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,486 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $277,882 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $330,653 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $1,486 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,486 | SubtotalAmt |
| Tax Based On Investment Income | $1,486 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,112 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $3,112 | TotalPaymentsAndCreditsAmt |
| Overpayment | $1,626 | OverpaymentAmt |
| Applied To ES Tax | $1,626 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | DEBORAH KALLICK | IndividualWithBooksNm |
| Phone | 3102920405 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 248 ASHDALE PL | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90049 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DEBORAH B KALLICK | ||||||||
| 248 ASHDALE PL | LOS ANGELES | CA | 90049 | TRUSTEE | 2.00 | $48,000 | $0 | $0 |
| IVAN L KALLICK | ||||||||
| 248 ASHDALE PL | LOS ANGELES | CA | 90049 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $6,829,803 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $470,016 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,299,819 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $7,299,819 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $109,497 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,190,322 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $359,516 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $359,516 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,486 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,486 | TotalTaxAmt |
| Distributable Before Adj | $358,030 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $358,030 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $358,030 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $330,653 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $330,653 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $1,486 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $329,167 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $358,030 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr4 | $10,397 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr2 | $6,149 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $16,546 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $330,653 | QualifyingDistributionsAmt |
| Applied To Current Year | $330,653 | AppliedToCurrentYearAmt |
| Excess Distri Cyov App CY Corpus | $16,546 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $16,546 | ExcessDistributionCyovAppCYAmt |
| Undistributed Income CY | $10,831 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (33 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CHRYSALIS | |||||||
| 522 S MAIN ST | LOS ANGELES | CA | 90013 | NONE | OPERATING | GENERAL OPERATIONS | $1,500 |
| HILLELTHE FOUNDATION FOR | |||||||
| 800 EIGHTH STREET NW | WASHINGTON | DC | 20001 | BOARD MEMBER | OPERATING | GENERAL OPERATIONS | $81,300 |
| JEWISH FEDERATION | |||||||
| 6505 WILSHIRE BLVD 6TH FL | LOS ANGELES | CA | 90048 | NONE | OPERATING | WOMENS CAMPAIGN | $800 |
| VARIETY - THE CHILDRENS CHARITY | |||||||
| 4601 WILSHIRE BLVD 260 | LOS ANGELES | CA | 90010 | NONE | OPERATING | GENERAL OPERATIONS | $500 |
| MOISHE HOUSE | |||||||
| 2121 COMMONWEALTH AVE | CHARLOTTE | NC | 28205 | BOARD MEMBER | OPERATING | GENERAL OPERATIONS | $13,000 |
| OUR HOUSE | |||||||
| 1663 SAWTELLE BLVD | LOS ANGELES | CA | 90025 | NONE | OPERATING | GENERAL OPERATIONS | $3,900 |
| PHASE 1 | |||||||
| 256 26TH STREET STE 201 | SANTA MONICA | CA | 90402 | NONE | OPERATING | GENERAL OPERATIONS | $750 |
| PITZER COLLEGE | |||||||
| 1050 NORTH MILLS AVE | CLAREMONT | CA | 91711 | BOARD MEMBER | OPERATING | GENERAL OPERATIONS | $54,100 |
| THE MAPLE COUNSELING CENT | |||||||
| 9107 WILSHIRE BLVD-LOWER | BEVERLY HILLS | CA | 90210 | BOARD MEMBER | OPERATING | GENERAL OPERATIONS | $18,380 |
| UNIVERSITY OF SOUTHERN CA | |||||||
| 840 CHILDS WAY | LOS ANGELES | CA | 90089 | BOARD MEMBER | OPERATING | GENERAL OPERATIONS | $35,500 |
| UNIVERSITY SYNAGOGUE | |||||||
| 11960 SUNSET BLVD | LOS ANGELES | CA | 90049 | BOARD MEMBER | OPERATING | GENERAL OPERATIONS | $27,175 |
| WOODCRAFT RANGERS | |||||||
| 1625 W OLYMPIC BLVD 800 | LOS ANGELES | CA | 90015 | NONE | OPERATING | GENERAL OPERATIONS | $1,000 |
| CENTER THEATER GROUP | |||||||
| 601 W TEMPLE ST | LOS ANGELES | CA | 90012 | NONE | OPERATING | GENERAL OPERATIONS | $6,300 |
| PLANNED PARENTHOOD | |||||||
| 434 W 33RD ST | NEW YORK | NY | 10001 | NONE | OPERATING | GENERAL OPERATIONS | $1,000 |
| OUR HOUSE | |||||||
| 1663 SAWTELLE BLVD 300 | LOS ANGELES | CA | 90025 | NONE | OPERATING | GENERAL OPERATIONS | $1,500 |
| HEART OF LOS ANGELES | |||||||
| 2701 WILSHIRE BLVD 100 | LOS ANGELES | CA | 90057 | NONE | OPERATING | GENERAL OPERATIONS | $1,000 |
| WEST HOLLYWOOD CHAMBER | |||||||
| 8272 SANTA MONICA BLVD | WEST HOLLYWOOD | CA | 90046 | BOARD MEMBER | OPERATING | GENERAL OPERATIONS | $650 |
| BEVERLY HILLS POLICE OFFICER | |||||||
| 464 N REXFORD DR | BEVERLY HILLS | CA | 90210 | NONE | OPERATING | GENERAL OPERATIONS | $1,860 |
| BREED ST | |||||||
| 248 N BREED ST | LOS ANGELES | CA | 90022 | NONE | OPERATING | GENERAL OPERATIONS | $1,500 |
| COMMUNITY ADVOCATES | |||||||
| 865 S FIGUEROA ST | LOS ANGELES | CA | 90017 | NONE | OPERATING | GENERAL OPERATIONS | $1,000 |
| DEMOCRACY PREP | |||||||
| 1767 PARK AVE 3RD FL | NEW YORK | NY | 10035 | NONE | OPERATING | GENERAL OPERATIONS | $200 |
| EARLE HAGEN MEM GOLF | |||||||
| 315 W ARDEN AVE 28 | GLENDALE | CA | 91203 | NONE | OPERATING | GENERAL OPERATIONS | $1,500 |
| JEWISH COMMUNITY FDTN | |||||||
| 2939 BIRCH HOLLOW DR | ANN ARBOR | MI | 48108 | NONE | OPERATING | GENERAL OPERATIONS | $150 |
| JFS SOVA | |||||||
| 16439 VANOWEN ST | VAN NUYS | CA | 91406 | NONE | OPERATING | GENERAL OPERATIONS | $250 |
| NORTHWESTERN UNIVERSITY | |||||||
| 1201 DAVIS ST | EVANSTON | IL | 60208 | BOARD MEMBER | OPERATING | GENERAL OPERATIONS | $4,000 |
| ROSEWELL PARK ALLIANCE | |||||||
| ELL CARLTON ST | BUFFALO | NY | 14263 | NONE | OPERATING | GENERAL OPERATIONS | $500 |
| SOVA | |||||||
| 16439 VANOWEN ST | VAN NUYS | CA | 91406 | NONE | OPERATING | GENERAL OPERATIONS | $250 |
| TEMPLE EMANUEL | |||||||
| 8844 BURTON WAY | BEVERLY HILLS | CA | 90211 | NONE | OPERATING | GENERAL OPERATIONS | $500 |
| THE JEWISH FEDERATION | |||||||
| 6505 WILSHIRE BLVD | LOS ANGELES | CA | 90048 | NONE | OPERATING | GENERAL OPERATIONS | $25,000 |
| USC HILLEL | |||||||
| 3300 S HOOVER ST | LOS ANGELES | CA | 90007 | BOARD MEMBER | OPERATING | GENERAL OPERATIONS | $200 |
| FOWLER MUSEUM | |||||||
| 308 CHARLES E YOUNG DR N | LOS ANGELES | CA | 90024 | NONE | OPERATING | GENERAL OPERATIONS | $100 |
| WILSHIRE BLVD TEMPLE | |||||||
| 3663 WILSHIRE BLVD | LOS ANGELES | CA | 90010 | NONE | OPERATING | GENERAL OPERATIONS | $375 |
| JEWISH VOCATIONL SVCS | |||||||
| 6505 WILSHIRE BLVD 200 | LOS ANGELES | CA | 90048 | NONE | OPERATING | WOMEN LEADERSHIP NETWORK | $3,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $288,740 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $91,014 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $120,307 | ExclusionAmt |
| Related Or Exempt Function Incm | $11,188 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $20,520 | ExclusionAmt |
| Related Or Exempt Function Incm | $181,155 | RelatedOrExemptFunctionIncmAmt |
Other Revenue Described OtherRevenueDescribedGrp (6 entries)
| DescDesc | ExclusionExclusionAmt | Related Or Exempt Function IncmRelatedOrExemptFunctionIncmAmt | ExclusionExclusionCd |
|---|---|---|---|
| SEE STATEMENT 16 | $2,742 | $7,000 | |
| CREDIT SWISS NASSAU--UBS 61 | 14 | ||
| UBS-6160 | $129 | 14 | |
| UBS-6161 | $2,613 | 14 | |
| IRS REFUND | $5,000 | ||
| FTB REFUND | $2,000 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $234,583 | ExclusionAmt |
| Related Or Exempt Function Incm | $199,343 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $433,926 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING & TAX PREP | CategoryTxt |
| Amt | $4,000 | Amt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (3 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt |
|---|---|---|---|---|---|
| OFFICE FURNITURE | 2011-12-05 | $1,900 | $1,900 | 200DB | 7.0000 |
| COMPUTER EQUIPMENT | 2011-08-15 | $3,380 | $3,380 | 200DB | 5.0000 |
| COMPUTER EQUIPMENT | 2011-09-14 | $1,811 | $1,811 | 200DB | 5.0000 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (574 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|
| ROYAL DUTCH SHELL | 2008-10 | PURCHASE | 2014-12 | $68,381 | $55,410 | $12,971 |
| AARONS INC CL A | 2013-01 | PURCHASE | 2014-04 | $4,718 | $4,467 | $251 |
| ACTAVIS PLC | 2010-11 | PURCHASE | 2014-07 | $140 | $62 | $78 |
| AGRIUM INC (CANADA) CAD | 2010-11 | PURCHASE | 2014-01 | $1,826 | $1,703 | $123 |
| AGRIUM INC (CANADA) CAD | 2010-11 | PURCHASE | 2014-01 | $1,251 | $1,192 | $59 |
| ASTORIA FINANCIAL CORP | 2010-11 | PURCHASE | 2014-10 | $25 | $26 | -$1 |
| ASTRAZENECA PLC SPON ADR | 2010-11 | PURCHASE | 2014-04 | $1,273 | $942 | $331 |
| ASTRAZENECA PLC SPON ADR | 2010-11 | PURCHASE | 2014-04 | $9,161 | $6,495 | $2,666 |
| ASTRAZENECA PLC SPON ADR | 2010-11 | PURCHASE | 2014-05 | $11,157 | $7,189 | $3,968 |
| ASTRAZENECA PLC SPON ADR | 2010-11 | PURCHASE | 2014-06 | $7,193 | $4,809 | $2,384 |
| ASTRAZENECA PLC SPON ADR | 2011-03 | PURCHASE | 2014-06 | $1,557 | $966 | $591 |
| AT&T INC | 2010-11 | PURCHASE | 2014-02 | $8,597 | $7,820 | $777 |
| AT&T INC | 2012-03 | PURCHASE | 2014-02 | $192 | $190 | $2 |
| BANCO BRADESCO S.A. NEW SPON A | 2010-11 | PURCHASE | 2014-09 | $3,923 | $5,013 | -$1,090 |
| BHP BILLITON LTD SPON ADR | 2010-11 | PURCHASE | 2014-01 | $2,402 | $3,245 | -$843 |
| BHP BILLITON LTD SPON ADR | 2010-11 | PURCHASE | 2014-08 | $2,228 | $2,884 | -$656 |
| BIOGEN INC | 2010-11 | PURCHASE | 2014-03 | $22,925 | $4,856 | $18,069 |
| BORGWARNER INC | 2010-11 | PURCHASE | 2014-10 | $322 | $175 | $147 |
| CAP GEMINI SA ADR | 2011-11 | PURCHASE | 2014-02 | $1,765 | $976 | $789 |
| CIA PARANAENSE ENERGI SPON A | 2010-11 | PURCHASE | 2014-07 | $434 | $745 | -$311 |
| CIA PARANAENSE ENERGI SPON A | 2010-11 | PURCHASE | 2014-07 | $289 | $497 | -$208 |
| COCA COLA CO COM | 2010-11 | PURCHASE | 2014-03 | $3,034 | $2,469 | $565 |
| COCA COLA CO COM | 2010-11 | PURCHASE | 2014-08 | $2,560 | $1,938 | $622 |
| COMPANHIA DE SANEAMENTO BASICO | 2010-11 | PURCHASE | 2014-10 | $529 | $583 | -$54 |
| COMPANHIA DE SANEAMENTO BASICO | 2010-11 | PURCHASE | 2014-10 | $649 | $712 | -$63 |
| COMPANHIA DE SANEAMENTO BASICO | 2010-11 | PURCHASE | 2014-03 | $2,321 | $2,210 | $111 |
| COMPANHIA DE SANEAMENTO BASICO | 2010-11 | PURCHASE | 2014-03 | $1,751 | $1,644 | $107 |
| COMPANHIA DE SANEAMENTO BASICO | 2010-11 | PURCHASE | 2014-03 | $2,899 | $2,712 | $187 |
| COMPANHIA DE SANEAMENTO BASICO | 2010-11 | PURCHASE | 2014-10 | $1,917 | $1,992 | -$75 |
| COMPANHIA DE SANEAMENTO BASICO | 2010-11 | PURCHASE | 2014-10 | $1,186 | $1,368 | -$182 |
| COMPANHIA DE SANEAMENTO BASICO | 2014-02 | PURCHASE | 2014-10 | $2,013 | $2,403 | -$390 |
| COMPANHIA DE SANEAMENTO BASICO | 2014-02 | PURCHASE | 2014-12 | $1,269 | $1,754 | -$485 |
| COMPANHIA DE SANEAMENTO BASICO | 2014-02 | PURCHASE | 2014-12 | $1,864 | $2,684 | -$820 |
| COMPANHIA DE SANEAMENTO BASICO | 2014-02 | PURCHASE | 2014-12 | $1,671 | $2,324 | -$653 |
| COMPANHIA DE SANEAMENTO BASICO | 2014-02 | PURCHASE | 2014-12 | $264 | $368 | -$104 |
| COMPANHIA DE SANEAMENTO BASICO | 2014-02 | PURCHASE | 2014-12 | $915 | $1,237 | -$322 |
| COMPANHIA DE SANEAMENTO BASICO | 2014-02 | PURCHASE | 2014-12 | $2,023 | $2,727 | -$704 |
| CSX CORPORATION | 2010-11 | PURCHASE | 2014-10 | $99 | $62 | $37 |
| D R HORTON INC | 2010-11 | PURCHASE | 2014-10 | $61 | $36 | $25 |
| DEERE AND CO | 2010-11 | PURCHASE | 2014-01 | $12,639 | $11,436 | $1,203 |
| DEERE AND CO | 2012-03 | PURCHASE | 2014-01 | $87 | $84 | $3 |
| DIAGEO PLC NEW GB SPON ADR | 2010-11 | PURCHASE | 2014-09 | $360 | $222 | $138 |
| DIAGEO PLC NEW GB SPON ADR | 2010-11 | PURCHASE | 2014-08 | $2,735 | $1,703 | $1,032 |
| DIAGEO PLC NEW GB SPON ADR | 2010-11 | PURCHASE | 2014-08 | $838 | $518 | $320 |
| DIAGEO PLC NEW GB SPON ADR | 2010-11 | PURCHASE | 2014-08 | $1,435 | $888 | $547 |
| DIAGEO PLC NEW GB SPON ADR | 2010-11 | PURCHASE | 2014-09 | $1,678 | $1,037 | $641 |
| DIAGEO PLC NEW GB SPON ADR | 2010-11 | PURCHASE | 2014-09 | $1,088 | $666 | $422 |
| DIAGEO PLC NEW GB SPON ADR | 2010-11 | PURCHASE | 2014-09 | $972 | $592 | $380 |
| DIAGEO PLC NEW GB SPON ADR | 2010-11 | PURCHASE | 2014-09 | $241 | $148 | $93 |
| DIAGEO PLC NEW GB SPON ADR | 2010-11 | PURCHASE | 2014-09 | $955 | $592 | $363 |
| DIAGEO PLC NEW GB SPON ADR | 2010-11 | PURCHASE | 2014-08 | $946 | $592 | $354 |
| DIAGEO PLC NEW GB SPON ADR | 2010-11 | PURCHASE | 2014-08 | $3,918 | $2,443 | $1,475 |
| DOMINION RESOURCES INC VA (NE | 2010-11 | PURCHASE | 2014-10 | $2,128 | $1,293 | $835 |
| ENBRIDGE INC CAD | 2010-11 | PURCHASE | 2014-08 | $1,595 | $897 | $698 |
| ENBRIDGE INC CAD | 2010-11 | PURCHASE | 2014-09 | $1,942 | $1,093 | $849 |
| ENBRIDGE INC CAD | 2010-11 | PURCHASE | 2014-09 | $1,516 | $841 | $675 |
| ENBRIDGE INC CAD | 2010-11 | PURCHASE | 2014-10 | $2,289 | $1,402 | $887 |
| ENBRIDGE INC CAD | 2010-11 | PURCHASE | 2014-10 | $2,676 | $1,682 | $994 |
| ENBRIDGE INC CAD | 2010-11 | PURCHASE | 2014-10 | $713 | $449 | $264 |
| ENBRIDGE INC CAD | 2012-03 | PURCHASE | 2014-10 | $312 | $268 | $44 |
| ENBRIDGE INC CAD | 2014-02 | PURCHASE | 2014-10 | $312 | $293 | $19 |
| ENOVA INTL INC | 2013-01 | PURCHASE | 2014-11 | $1 | $1 | |
| ENSCO PLC CL A | 2013-05 | PURCHASE | 2014-10 | $2,779 | $4,586 | -$1,807 |
| ENSCO PLC CL A | 2013-05 | PURCHASE | 2014-10 | $647 | $1,063 | -$416 |
| ENSCO PLC CL A | 2013-05 | PURCHASE | 2014-10 | $723 | $1,177 | -$454 |
| ENSCO PLC CL A | 2014-02 | PURCHASE | 2014-10 | $2,246 | $2,906 | -$660 |
| FAIRCHILD SEMICONDUCTOR INTL I | 2014-09 | PURCHASE | 2014-10 | $148 | $195 | -$47 |
| FOREST LABORATORIES MERG | 2010-11 | PURCHASE | 2014-03 | $8,475 | $2,864 | $5,611 |
| FOREST LABORATORIES MERG | 2010-11 | PURCHASE | 2014-03 | $46,113 | $16,460 | $29,653 |
| FOREST LABORATORIES MERG | 2010-11 | PURCHASE | 2014-07 | $30,057 | $16,888 | $13,169 |
| FOREST LABORATORIES MERG | 2013-02 | PURCHASE | 2014-07 | $926 | $541 | $385 |
| GENL MILLS INC | 2010-11 | PURCHASE | 2014-08 | $2,328 | $1,590 | $738 |
| INTL BUSINESS MACH | 2011-01 | PURCHASE | 2014-10 | $2,438 | $872 | $1,566 |
| INTUIT | 2010-11 | PURCHASE | 2014-10 | $237 | $146 | $91 |
| ISIS PHARMACEUTICALS INC | 2010-11 | PURCHASE | 2014-11 | $15,858 | $3,490 | $12,368 |
| ISRAEL CHEMICALS LTD ADR | 2012-06 | PURCHASE | 2014-10 | $457 | $698 | -$241 |
| ISRAEL CHEMICALS LTD ADR | 2012-06 | PURCHASE | 2014-10 | $990 | $1,475 | -$485 |
| ISRAEL CHEMICALS LTD ADR | 2012-06 | PURCHASE | 2014-10 | $879 | $1,274 | -$395 |
| ISRAEL CHEMICALS LTD ADR | 2012-06 | PURCHASE | 2014-10 | $111 | $163 | -$52 |
| ISRAEL CHEMICALS LTD ADR | 2012-06 | PURCHASE | 2014-10 | $687 | $1,017 | -$330 |
| ISRAEL CHEMICALS LTD ADR | 2012-06 | PURCHASE | 2014-10 | $673 | $1,007 | -$334 |
| ISRAEL CHEMICALS LTD ADR | 2014-02 | PURCHASE | 2014-10 | $2,157 | $2,597 | -$440 |
| ISRAEL CHEMICALS LTD ADR | 2014-02 | PURCHASE | 2014-10 | $946 | $1,133 | -$187 |
| KDDI CORP ADR | 2012-02 | PURCHASE | 2014-01 | $703 | $372 | $331 |
| KDDI CORP ADR | 2012-02 | PURCHASE | 2014-01 | $4,002 | $2,134 | $1,868 |
| KDDI CORP ADR | 2012-02 | PURCHASE | 2014-01 | $1,008 | $523 | $485 |
| KDDI CORP ADR | 2012-02 | PURCHASE | 2014-01 | $61 | $32 | $29 |
| KIMBERLY CLARK CORP | 2010-11 | PURCHASE | 2014-09 | $1,925 | $1,118 | $807 |
| KIMBERLY CLARK CORP | 2010-11 | PURCHASE | 2014-09 | $6,084 | $3,541 | $2,543 |
| KIMBERLY CLARK CORP | 2010-11 | PURCHASE | 2014-09 | $640 | $373 | $267 |
| KIMBERLY CLARK CORP | 2014-02 | PURCHASE | 2014-09 | $533 | $530 | $3 |
| KINDER MORGAN INC | 2013-02 | PURCHASE | 2014-05 | $4,524 | $5,211 | -$687 |
| KINDER MORGAN INC | 2013-02 | PURCHASE | 2014-05 | $263 | $300 | -$37 |
| KINDER MORGAN INC | 2014-02 | PURCHASE | 2014-05 | $296 | $300 | -$4 |
| LIBERTY VENTURES SER A | 2010-11 | PURCHASE | 2014-10 | |||
| LORILLARD INC | 2010-11 | PURCHASE | 2014-01 | $9,768 | $5,763 | $4,005 |
| LORILLARD INC | 2012-03 | PURCHASE | 2014-01 | $150 | $132 | $18 |
| MAGNA INTL INC CL A SUB VTG CA | 2012-01 | PURCHASE | 2014-04 | $296 | $116 | $180 |
| MEADWESTVACO CORP | 2010-11 | PURCHASE | 2014-09 | $722 | $392 | $330 |
| MEADWESTVACO CORP | 2010-11 | PURCHASE | 2014-09 | $1,440 | $784 | $656 |
| MEADWESTVACO CORP | 2010-11 | PURCHASE | 2014-09 | $1,607 | $876 | $731 |
| MEADWESTVACO CORP | 2010-11 | PURCHASE | 2014-09 | $1,475 | $807 | $668 |
| MEADWESTVACO CORP | 2010-11 | PURCHASE | 2014-09 | $1,478 | $807 | $671 |
| MEADWESTVACO CORP | 2010-11 | PURCHASE | 2014-09 | $1,528 | $830 | $698 |
| MEADWESTVACO CORP | 2010-11 | PURCHASE | 2014-09 | $168 | $92 | $76 |
| MEADWESTVACO CORP | 2012-03 | PURCHASE | 2014-09 | $252 | $165 | $87 |
| MEADWESTVACO CORP | 2014-02 | PURCHASE | 2014-09 | $419 | $351 | $68 |
| MEDICAL PROPERTIES TRUST INC RE | 2013-09 | PURCHASE | 2014-10 | $40 | $35 | $5 |
| MOBILE TELESYSTEMS OJSC SPON A | 2013-12 | PURCHASE | 2014-12 | $112 | $359 | -$247 |
| MOBILE TELESYSTEMS OJSC SPON A | 2013-12 | PURCHASE | 2014-12 | $39 | $128 | -$89 |
| MOBILE TELESYSTEMS OJSC SPON A | 2014-01 | PURCHASE | 2014-12 | $394 | $1,286 | -$892 |
| MOBILE TELESYSTEMS OJSC SPON A | 2014-01 | PURCHASE | 2014-12 | $295 | $953 | -$658 |
| MOBILE TELESYSTEMS OJSC SPON A | 2014-01 | PURCHASE | 2014-12 | $951 | $3,014 | -$2,063 |
| MOBILE TELESYSTEMS OJSC SPON A | 2014-01 | PURCHASE | 2014-12 | $380 | $1,213 | -$833 |
| MOBILE TELESYSTEMS OJSC SPON A | 2014-01 | PURCHASE | 2014-12 | $66 | $208 | -$142 |
| MOBILE TELESYSTEMS OJSC SPON A | 2014-02 | PURCHASE | 2014-12 | $85 | $222 | -$137 |
| MOBILE TELESYSTEMS OJSC SPON A | 2014-02 | PURCHASE | 2014-12 | $1,076 | $2,222 | -$1,146 |
| MONOLITHIC POWER SYSTEMS INC | 2011-07 | PURCHASE | 2014-10 | $371 | $124 | $247 |
| MONOLITHIC POWER SYSTEMS INC | 2011-07 | PURCHASE | 2014-10 | $7,367 | $2,401 | $4,966 |
| NABORS INDUSTRIES LTD NEW (B | 2013-01 | PURCHASE | 2014-10 | $69 | $58 | $11 |
| NEWMONT MINING CORP (HOLDI | 2013-02 | PURCHASE | 2014-01 | $2,934 | $5,523 | -$2,589 |
| NEXTERA ENERGY INC COM | 2010-11 | PURCHASE | 2014-10 | $2,071 | $1,196 | $875 |
| NITTO DENKO CORP UNSPONS ADR | 2010-11 | PURCHASE | 2014-06 | $4,590 | $4,213 | $377 |
| NITTO DENKO CORP UNSPONS ADR | 2012-02 | PURCHASE | 2014-06 | $1,905 | $1,630 | $275 |
| NITTO DENKO CORP UNSPONS ADR | 2012-02 | PURCHASE | 2014-10 | $1,492 | $1,093 | $399 |
| NITTO DENKO CORP UNSPONS ADR | 2012-02 | PURCHASE | 2014-06 | $1,693 | $1,426 | $267 |
| NITTO DENKO CORP UNSPONS ADR | 2014-02 | PURCHASE | 2014-10 | $2,427 | $1,950 | $477 |
| NITTO DENKO CORP UNSPONS ADR | 2014-02 | PURCHASE | 2014-10 | $683 | $572 | $111 |
| NITTO DENKO CORP UNSPONS ADR | 2014-02 | PURCHASE | 2014-10 | $2,234 | $1,802 | $432 |
| NITTO DENKO CORP UNSPONS ADR | 2014-02 | PURCHASE | 2014-10 | $2,083 | $1,738 | $345 |
| NITTO DENKO CORP UNSPONS ADR | 2014-02 | PURCHASE | 2014-10 | $2,159 | $1,738 | $421 |
| NOW INC COM | 2010-11 | PURCHASE | 2014-06 | $17 | $11 | $6 |
| ORANGE SPON ADR | 2010-11 | PURCHASE | 2014-12 | $773 | $1,066 | -$293 |
| PHILIP MORRIS INTL INC | 2010-11 | PURCHASE | 2014-01 | $8,008 | $5,531 | $2,477 |
| PHILIP MORRIS INTL INC | 2010-11 | PURCHASE | 2014-08 | $2,281 | $1,606 | $675 |
| POSCO SPON ADR | 2010-11 | PURCHASE | 2014-01 | $1,523 | $2,219 | -$696 |
| POSCO SPON ADR | 2010-11 | PURCHASE | 2014-01 | $516 | $740 | -$224 |
| POSCO SPON ADR | 2010-11 | PURCHASE | 2014-01 | $733 | $1,057 | -$324 |
| POSCO SPON ADR | 2010-11 | PURCHASE | 2014-01 | $440 | $634 | -$194 |
| POSCO SPON ADR | 2012-04 | PURCHASE | 2014-01 | $1,017 | $1,179 | -$162 |
| POSCO SPON ADR | 2012-04 | PURCHASE | 2014-01 | $874 | $1,011 | -$137 |
| POSCO SPON ADR | 2012-04 | PURCHASE | 2014-01 | $294 | $337 | -$43 |
| PRUDENTIAL FINANCIAL INC | 2010-11 | PURCHASE | 2014-08 | $2,618 | $1,591 | $1,027 |
| PUBLIC SERVICE ENTERPRSE GROUP | 2010-11 | PURCHASE | 2014-01 | $4,500 | $4,642 | -$142 |
| PUBLIC SERVICE ENTERPRSE GROUP | 2012-03 | PURCHASE | 2014-01 | $94 | $91 | $3 |
| RTS LIBERTY BROADBAND CORP E | 2010-11 | PURCHASE | 2014-12 | $100 | $100 | |
| RTS LIBERTY BROADBAND CORP E | 2014-12 | PURCHASE | 2014-12 | $200 | $200 | |
| SBERBANK SPON ADR | 2013-06 | PURCHASE | 2014-09 | $1,209 | $1,716 | -$507 |
| SBERBANK SPON ADR | 2013-06 | PURCHASE | 2014-10 | $487 | $704 | -$217 |
| SBERBANK SPON ADR | 2013-07 | PURCHASE | 2014-10 | $1,555 | $2,301 | -$746 |
| SBERBANK SPON ADR | 2013-07 | PURCHASE | 2014-10 | $244 | $372 | -$128 |
| SBERBANK SPON ADR | 2013-07 | PURCHASE | 2014-10 | $923 | $1,359 | -$436 |
| SBERBANK SPON ADR | 2014-02 | PURCHASE | 2014-10 | $1,686 | $2,332 | -$646 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-04 | $830 | $833 | -$3 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-04 | $646 | $675 | -$29 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-04 | $30 | $32 | -$2 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-05 | $111 | $116 | -$5 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-05 | $216 | $227 | -$11 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-05 | $359 | $374 | -$15 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-06 | $40 | $42 | -$2 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-06 | $490 | $511 | -$21 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-06 | $751 | $786 | -$35 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-06 | $221 | $232 | -$11 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-06 | $126 | $132 | -$6 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-06 | $25 | $26 | -$1 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-07 | $480 | $496 | -$16 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-08 | $240 | $253 | -$13 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-08 | $90 | $95 | -$5 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-08 | $50 | $53 | -$3 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-08 | $15 | $16 | -$1 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-08 | $120 | $130 | -$10 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-08 | $418 | $470 | -$52 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-08 | $110 | $122 | -$12 |
| SEGA SAMMY HLDG INC SPON ADR | 2012-04 | PURCHASE | 2014-08 | $259 | $286 | -$27 |
| SEGA SAMMY HLDG INC SPON ADR | 2014-02 | PURCHASE | 2014-08 | $412 | $495 | -$83 |
| SEGA SAMMY HLDG INC SPON ADR | 2014-02 | PURCHASE | 2014-09 | $851 | $1,190 | -$339 |
| SEGA SAMMY HLDG INC SPON ADR | 2014-02 | PURCHASE | 2014-08 | $76 | $92 | -$16 |
| SEGA SAMMY HLDG INC SPON ADR | 2014-02 | PURCHASE | 2014-08 | $48 | $58 | -$10 |
| SERCO GROUP PLC ADR | 2013-12 | PURCHASE | 2014-07 | $128 | $163 | -$35 |
| SERCO GROUP PLC ADR | 2013-12 | PURCHASE | 2014-07 | $129 | $163 | -$34 |
| SERCO GROUP PLC ADR | 2013-12 | PURCHASE | 2014-07 | $183 | $249 | -$66 |
| SERCO GROUP PLC ADR | 2013-12 | PURCHASE | 2014-07 | $281 | $381 | -$100 |
| SERCO GROUP PLC ADR | 2013-12 | PURCHASE | 2014-07 | $116 | $158 | -$42 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $336 | $454 | -$118 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $49 | $66 | -$17 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $238 | $326 | -$88 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $12 | $17 | -$5 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $214 | $294 | -$80 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $134 | $182 | -$48 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $190 | $257 | -$67 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $67 | $92 | -$25 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $196 | $266 | -$70 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $141 | $191 | -$50 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $214 | $291 | -$77 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $55 | $74 | -$19 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $122 | $165 | -$43 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $12 | $17 | -$5 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $85 | $118 | -$33 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $43 | $59 | -$16 |
| SERCO GROUP PLC ADR | 2014-01 | PURCHASE | 2014-07 | $67 | $93 | -$26 |
| SERCO GROUP PLC ADR | 2014-02 | PURCHASE | 2014-07 | $141 | $175 | -$34 |
| SERCO GROUP PLC ADR | 2014-02 | PURCHASE | 2014-07 | $300 | $372 | -$72 |
| SERCO GROUP PLC ADR | 2014-02 | PURCHASE | 2014-07 | $250 | $311 | -$61 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-07 | $172 | $211 | -$39 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-07 | $445 | $551 | -$106 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-07 | $292 | $378 | -$86 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-07 | $152 | $197 | -$45 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-07 | $463 | $599 | -$136 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-07 | $280 | $363 | -$83 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-07 | $206 | $268 | -$62 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-07 | $236 | $307 | -$71 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-07 | $36 | $47 | -$11 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-07 | $249 | $326 | -$77 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-08 | $12 | $16 | -$4 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-08 | $99 | $143 | -$44 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-08 | $278 | $422 | -$144 |
| SERCO GROUP PLC ADR | 2014-03 | PURCHASE | 2014-08 | $168 | $259 | -$91 |
| SNAP ON INC | 2010-11 | PURCHASE | 2014-10 | $596 | $262 | $334 |
| STATOIL ASA SPON ADR | 2010-11 | PURCHASE | 2014-07 | $461 | $319 | $142 |
| STATOIL ASA SPON ADR | 2010-11 | PURCHASE | 2014-07 | $764 | $532 | $232 |
| SVENSKA CELLULOSA AB (SCA) | 2010-11 | PURCHASE | 2014-02 | $2,352 | $1,271 | $1,081 |
| TATA MOTORS LTD SPON ADR | 2011-03 | PURCHASE | 2014-09 | $474 | $311 | $163 |
| TATA MOTORS LTD SPON ADR | 2011-08 | PURCHASE | 2014-09 | $1,422 | $527 | $895 |
| TESCO PLC SPONS ADR UNITED | 2013-05 | PURCHASE | 2014-10 | $1,740 | $3,520 | -$1,780 |
| TESCO PLC SPONS ADR UNITED | 2013-05 | PURCHASE | 2014-10 | $1,470 | $2,984 | -$1,514 |
| TESCO PLC SPONS ADR UNITED | 2013-05 | PURCHASE | 2014-10 | $216 | $441 | -$225 |
| TESCO PLC SPONS ADR UNITED | 2013-05 | PURCHASE | 2014-10 | $925 | $1,852 | -$927 |
| TESCO PLC SPONS ADR UNITED | 2013-05 | PURCHASE | 2014-10 | $458 | $931 | -$473 |
| TESCO PLC SPONS ADR UNITED | 2013-05 | PURCHASE | 2014-10 | $951 | $1,922 | -$971 |
| TESCO PLC SPONS ADR UNITED | 2013-05 | PURCHASE | 2014-10 | $112 | $227 | -$115 |
| TESCO PLC SPONS ADR UNITED | 2013-05 | PURCHASE | 2014-10 | $43 | $87 | -$44 |
| TESCO PLC SPONS ADR UNITED | 2013-05 | PURCHASE | 2014-10 | $415 | $832 | -$417 |
| TESCO PLC SPONS ADR UNITED | 2013-05 | PURCHASE | 2014-10 | $78 | $158 | -$80 |
| TESCO PLC SPONS ADR UNITED | 2013-05 | PURCHASE | 2014-10 | $566 | $1,214 | -$648 |
| TESCO PLC SPONS ADR UNITED | 2014-02 | PURCHASE | 2014-10 | $2,271 | $4,341 | -$2,070 |
| TRAVELERS COS INC/THE | 1998-07 | PURCHASE | 2014-10 | $6,894 | $3,168 | $3,726 |
| UNILEVER NV N Y SHS NEW NETHER | 2010-11 | PURCHASE | 2014-01 | $4,834 | $3,829 | $1,005 |
| UNILEVER NV N Y SHS NEW NETHER | 2010-11 | PURCHASE | 2014-11 | $2,341 | $1,853 | $488 |
| UNITEDHEALTH GROUP INC | 2010-11 | PURCHASE | 2014-11 | $27,097 | $10,494 | $16,603 |
| UNTD NAT FOODS INC | 2010-11 | PURCHASE | 2014-10 | $260 | $146 | $114 |
| UNTD TECHNOLOGIES CORP | 1998-07 | PURCHASE | 2014-10 | $6,687 | $1,549 | $5,138 |
| VALE SA-SP SPON ADR | 2011-02 | PURCHASE | 2014-12 | $1,435 | $6,902 | -$5,467 |
| VERITIV CORP COM | 2013-07 | PURCHASE | 2014-07 | $18 | $17 | $1 |
| VERITIV CORP COM | 2013-07 | PURCHASE | 2014-07 | $69 | $68 | $1 |
| VERITIV CORP COM | 2014-02 | PURCHASE | 2014-07 | $3 | $3 | |
| VF CORP | 2010-11 | PURCHASE | 2014-08 | $2,570 | $853 | $1,717 |
| VF CORP | 2010-11 | PURCHASE | 2014-08 | $3,862 | $1,290 | $2,572 |
| WAL MART STORES INC | 2010-11 | PURCHASE | 2014-10 | $2,334 | $1,651 | $683 |
| WEYERHAEUSER CO | 2010-10 | PURCHASE | 2014-09 | $4,082 | $2,334 | $1,748 |
| XILINX INC | 2010-11 | PURCHASE | 2014-10 | $153 | $109 | $44 |
| YAMANA GOLD INC CAD | 2010-11 | PURCHASE | 2014-03 | $716 | $938 | -$222 |
| YAMANA GOLD INC CAD | 2010-11 | PURCHASE | 2014-03 | $408 | $532 | -$124 |
| YAMANA GOLD INC CAD | 2010-11 | PURCHASE | 2014-04 | $978 | $1,285 | -$307 |
| YAMANA GOLD INC CAD | 2010-11 | PURCHASE | 2014-04 | $4,198 | $5,463 | -$1,265 |
| YAMANA GOLD INC CAD | 2013-02 | PURCHASE | 2014-04 | $534 | $924 | -$390 |
| YAMANA GOLD INC CAD | 2013-04 | PURCHASE | 2014-07 | $727 | $1,306 | -$579 |
| YAMANA GOLD INC CAD | 2013-04 | PURCHASE | 2014-04 | $107 | $178 | -$71 |
| YAMANA GOLD INC CAD | 2013-05 | PURCHASE | 2014-07 | $2,477 | $3,410 | -$933 |
| YAMANA GOLD INC CAD | 2014-02 | PURCHASE | 2014-07 | $1,082 | $1,214 | -$132 |
| YAMANA GOLD INC CAD | 2014-02 | PURCHASE | 2014-07 | $4,162 | $4,707 | -$545 |
| BLACKROCK GLOBAL ALLOCA | 2010-11 | PURCHASE | 2014-11 | $34,282 | $30,772 | $3,510 |
| BLACKROCK GLOBAL ALLOCA | 2010-12 | PURCHASE | 2014-11 | $489 | $432 | $57 |
| BLACKROCK GLOBAL ALLOCA | 2011-07 | PURCHASE | 2014-11 | $290 | $272 | $18 |
| BLACKROCK GLOBAL ALLOCA | 2011-12 | PURCHASE | 2014-11 | $416 | $341 | $75 |
| BLACKROCK GLOBAL ALLOCA | 2011-12 | PURCHASE | 2014-11 | $423 | $346 | $77 |
| BLACKROCK GLOBAL ALLOCA | 2012-01 | PURCHASE | 2014-11 | $18,277 | $15,535 | $2,742 |
| BLACKROCK GLOBAL ALLOCA | 2012-07 | PURCHASE | 2014-11 | $377 | $328 | $49 |
| BLACKROCK GLOBAL ALLOCA | 2012-12 | PURCHASE | 2014-11 | $296 | $270 | $26 |
| BLACKROCK GLOBAL ALLOCA | 2013-07 | PURCHASE | 2014-11 | $353 | $346 | $7 |
| BLACKROCK GLOBAL ALLOCA | 2013-12 | PURCHASE | 2014-11 | $329 | $317 | $12 |
| BLACKROCK GLOBAL ALLOCA | 2013-12 | PURCHASE | 2014-11 | $671 | $647 | $24 |
| BLACKROCK GLOBAL ALLOCA | 2013-12 | PURCHASE | 2014-11 | $1,884 | $1,815 | $69 |
| BLACKROCK GLOBAL ALLOCA | 2014-02 | PURCHASE | 2014-11 | $11,261 | $10,785 | $476 |
| BLACKROCK GLOBAL ALLOCA | 2014-07 | PURCHASE | 2014-11 | $580 | $586 | -$6 |
| BLACKROCK GLOBAL ALLOCA | 2014-10 | PURCHASE | 2014-11 | $676 | $677 | -$1 |
| CALAMOS MARKET NEUTRA | 2010-11 | PURCHASE | 2014-09 | $24,367 | $22,276 | $2,091 |
| CALAMOS MARKET NEUTRA | 2010-12 | PURCHASE | 2014-09 | $303 | $274 | $29 |
| CALAMOS MARKET NEUTRA | 2011-03 | PURCHASE | 2014-09 | $124 | $113 | $11 |
| CALAMOS MARKET NEUTRA | 2011-06 | PURCHASE | 2014-09 | $146 | $133 | $13 |
| CALAMOS MARKET NEUTRA | 2011-09 | PURCHASE | 2014-09 | $151 | $134 | $17 |
| CALAMOS MARKET NEUTRA | 2011-12 | PURCHASE | 2014-09 | $163 | $149 | $14 |
| CALAMOS MARKET NEUTRA | 2012-01 | PURCHASE | 2014-09 | $15,145 | $13,996 | $1,149 |
| CALAMOS MARKET NEUTRA | 2012-01 | PURCHASE | 2014-09 | $612 | $575 | $37 |
| CALAMOS MARKET NEUTRA | 2012-03 | PURCHASE | 2014-09 | $107 | $102 | $5 |
| CALAMOS MARKET NEUTRA | 2012-06 | PURCHASE | 2014-09 | $155 | $145 | $10 |
| CALAMOS MARKET NEUTRA | 2012-09 | PURCHASE | 2014-09 | $160 | $156 | $4 |
| CALAMOS MARKET NEUTRA | 2012-12 | PURCHASE | 2014-09 | $202 | $194 | $8 |
| CALAMOS MARKET NEUTRA | 2013-03 | PURCHASE | 2014-09 | $139 | $135 | $4 |
| CALAMOS MARKET NEUTRA | 2013-06 | PURCHASE | 2014-09 | $185 | $178 | $7 |
| CALAMOS MARKET NEUTRA | 2013-09 | PURCHASE | 2014-09 | $104 | $102 | $2 |
| CALAMOS MARKET NEUTRA | 2013-12 | PURCHASE | 2014-09 | $115 | $112 | $3 |
| CALAMOS MARKET NEUTRA | 2013-12 | PURCHASE | 2014-09 | $840 | $822 | $18 |
| CALAMOS MARKET NEUTRA | 2014-02 | PURCHASE | 2014-09 | $11,658 | $11,313 | $345 |
| CALAMOS MARKET NEUTRA | 2014-03 | PURCHASE | 2014-09 | $208 | $205 | $3 |
| CALAMOS MARKET NEUTRA | 2014-06 | PURCHASE | 2014-09 | $55 | $55 | |
| CREDIT SUISSE X-LINKS CUSHIN | 2012-11 | PURCHASE | 2014-10 | $27,693 | $20,344 | $7,349 |
| CREDIT SUISSE X-LINKS CUSHIN | 2012-11 | PURCHASE | 2014-10 | $3,676 | $2,691 | $985 |
| CREDIT SUISSE X-LINKS CUSHIN | 2012-11 | PURCHASE | 2014-12 | $7,887 | $6,387 | $1,500 |
| CREDIT SUISSE X-LINKS CUSHIN | 2013-01 | PURCHASE | 2014-12 | $24,995 | $21,018 | $3,977 |
| CREDIT SUISSE X-LINKS CUSHIN | 2014-02 | PURCHASE | 2014-12 | $5,154 | $5,153 | $1 |
| EGSHARES EMERGING MARKET | 2014-07 | PURCHASE | 2014-07 | $28,627 | $29,049 | -$422 |
| INDUSTRIAL SECTOR SPDR TRUST | 2014-03 | PURCHASE | 2014-10 | $1,985 | $1,894 | $91 |
| ISHARES GOLD TRUST ETF | 2014-07 | PURCHASE | 2014-12 | $67,403 | $70,748 | -$3,345 |
| ISHARES GOLD TRUST ETF | 2014-10 | PURCHASE | 2014-12 | $6,337 | $6,016 | $321 |
| ISHARES INTL SELECT DIVID | 2012-02 | PURCHASE | 2014-03 | $23,819 | $19,529 | $4,290 |
| ISHARES INTL SELECT DIVID | 2014-02 | PURCHASE | 2014-03 | $4,943 | $4,555 | $388 |
| ISHARES MSCI ACWI EX US ETF | 2014-12 | PURCHASE | 2014-12 | $39,910 | $40,536 | -$626 |
| KINETICS MULTI- | 2012-08 | PURCHASE | 2014-03 | $39,309 | $37,586 | $1,723 |
| KINETICS MULTI- | 2012-09 | PURCHASE | 2014-03 | $359 | $351 | $8 |
| KINETICS MULTI- | 2012-12 | PURCHASE | 2014-03 | $376 | $370 | $6 |
| KINETICS MULTI- | 2012-12 | PURCHASE | 2014-03 | $416 | $410 | $6 |
| KINETICS MULTI- | 2013-03 | PURCHASE | 2014-03 | $257 | $262 | -$5 |
| KINETICS MULTI- | 2013-06 | PURCHASE | 2014-03 | $222 | $217 | $5 |
| KINETICS MULTI- | 2013-09 | PURCHASE | 2014-03 | $173 | $175 | -$2 |
| KINETICS MULTI- | 2013-12 | PURCHASE | 2014-03 | $258 | $253 | $5 |
| KINETICS MULTI- | 2013-12 | PURCHASE | 2014-03 | $726 | $712 | $14 |
| KINETICS MULTI- | 2013-12 | PURCHASE | 2014-03 | $232 | $228 | $4 |
| KINETICS MULTI- | 2014-02 | PURCHASE | 2014-03 | $11,710 | $11,511 | $199 |
| SPDR OIL & GAS EQUIP & SERV E | 2012-08 | PURCHASE | 2014-10 | $28,540 | $29,441 | -$901 |
| SPDR OIL & GAS EQUIP & SERV E | 2012-11 | PURCHASE | 2014-10 | $687 | $690 | -$3 |
| SPDR OIL & GAS EQUIP & SERV E | 2014-02 | PURCHASE | 2014-10 | $3,666 | $4,436 | -$770 |
| VANGUARD DIVID APPREC | 2010-12 | PURCHASE | 2014-03 | $3,764 | $2,630 | $1,134 |
| VANGUARD DIVID APPREC | 2012-01 | PURCHASE | 2014-03 | $54,284 | $39,799 | $14,485 |
| VANGUARD DIVID APPREC | 2012-01 | PURCHASE | 2014-03 | $828 | $619 | $209 |
| VANGUARD DIVID APPREC | 2014-02 | PURCHASE | 2014-03 | $12,347 | $11,512 | $835 |
| VANGUARD FTSE ALL WO X-US S | 2014-09 | PURCHASE | 2014-10 | $13,937 | $14,695 | -$758 |
| VANGUARD FTSE ALL WO X-US S | 2014-09 | PURCHASE | 2014-12 | $38,474 | $42,462 | -$3,988 |
| VANGUARD FTSE ALL WO X-US S | 2014-10 | PURCHASE | 2014-12 | $2,030 | $2,244 | -$214 |
| VANGUARD FTSE EUROPE ETF | 2013-08 | PURCHASE | 2014-08 | $10,303 | $9,734 | $569 |
| VANGUARD FTSE EUROPE ETF | 2013-08 | PURCHASE | 2014-07 | $24,951 | $23,084 | $1,867 |
| VANGUARD FTSE EUROPE ETF | 2014-02 | PURCHASE | 2014-08 | $5,518 | $5,459 | $59 |
| VANGUARD FTSE EUROPE ETF | 2014-03 | PURCHASE | 2014-08 | $25,730 | $27,211 | -$1,481 |
| VANGUARD INDEX FUNDS VANGUA | 2010-12 | PURCHASE | 2014-10 | $8,710 | $5,186 | $3,524 |
| VANGUARD INDEX FUNDS VANGUA | 2010-11 | PURCHASE | 2014-10 | $7,747 | $4,535 | $3,212 |
| VANGUARD INDEX FUNDS VANGUA | 2010-11 | PURCHASE | 2014-02 | $117 | $72 | $45 |
| VANGUARD INDEX FUNDS VANGUA | 2010-11 | PURCHASE | 2014-10 | $373 | $217 | $156 |
| VANGUARD INDEX FUNDS VANGUA | 2010-12 | PURCHASE | 2014-07 | $19,803 | $13,241 | $6,562 |
| VANGUARD INDEX FUNDS VANGUA | 2010-12 | PURCHASE | 2014-07 | $10,052 | $6,710 | $3,342 |
| VANGUARD INDEX FUNDS VANGUA | 2012-11 | PURCHASE | 2014-10 | $2,085 | $1,435 | $650 |
| VANGUARD INDEX FUNDS VANGUA | 2012-11 | PURCHASE | 2014-07 | $302 | $215 | $87 |
| VANGUARD INDEX FUNDS VANGUA | 2010-12 | PURCHASE | 2014-10 | $9,486 | $6,061 | $3,425 |
| VANGUARD TOTAL STOCK MKT ETF | 2012-12 | PURCHASE | 2014-10 | $7,888 | $5,527 | $2,361 |
| ALLIANZ FIXED INCOME SHARES | 2010-11 | PURCHASE | 2014-01 | $68,643 | $79,877 | -$11,234 |
| ALLIANZ FIXED INCOME SHARES | 2010-11 | PURCHASE | 2014-01 | $243 | $283 | -$40 |
| ALLIANZ FIXED INCOME SHARES | 2010-11 | PURCHASE | 2014-06 | $4,809 | $5,519 | -$710 |
| ALLIANZ FIXED INCOME SHARES | 2010-11 | PURCHASE | 2014-10 | $14,114 | $16,343 | -$2,229 |
| ALLIANZ FIXED INCOME SHARES | 2010-12 | PURCHASE | 2014-10 | $10,815 | $11,160 | -$345 |
| ALLIANZ FIXED INCOME SHARES | 2011-02 | PURCHASE | 2014-10 | $99,593 | $104,483 | -$4,890 |
| ALLIANZ FIXED INCOME SHARES | 2011-08 | PURCHASE | 2014-10 | $7,210 | $7,688 | -$478 |
| ALLIANZ FIXED INCOME SHARES | 2011-10 | PURCHASE | 2014-10 | $10,631 | $10,579 | $52 |
| ALLIANZ FIXED INCOME SHARES | 2013-08 | PURCHASE | 2014-10 | $7,454 | $7,948 | -$494 |
| ALLIANZ FIXED INCOME SHARES | 2013-09 | PURCHASE | 2014-10 | $4,399 | $4,608 | -$209 |
| ALLIANZ FIXED INCOME SHARES | 2013-10 | PURCHASE | 2014-10 | $7,332 | $7,830 | -$498 |
| ALLIANZ FIXED INCOME SHARES | 2013-11 | PURCHASE | 2014-10 | $6,965 | $7,461 | -$496 |
| ALLIANZ FIXED INCOME SHARES | 2013-12 | PURCHASE | 2014-10 | $5,988 | $5,958 | $30 |
| ALLIANZ FIXED INCOME SHARES | 2014-01 | PURCHASE | 2014-10 | $5,866 | $5,851 | $15 |
| ALLIANZ FIXED INCOME SHARES | 2014-02 | PURCHASE | 2014-10 | $4,277 | $4,274 | $3 |
| ALLIANZ FIXED INCOME SHARES | 2014-04 | PURCHASE | 2014-10 | $5,010 | $5,023 | -$13 |
| ALLIANZ FIXED INCOME SHARES | 2014-08 | PURCHASE | 2014-10 | $5,866 | $5,928 | -$62 |
| ALLIANZ FIXED INCOME SHARES | 2010-11 | PURCHASE | 2014-01 | $67,017 | $69,213 | -$2,196 |
| ALLIANZ FIXED INCOME SHARES | 2010-11 | PURCHASE | 2014-01 | $321 | $331 | -$10 |
| ALLIANZ FIXED INCOME SHARES | 2010-11 | PURCHASE | 2014-10 | $18,456 | $18,972 | -$516 |
| ALLIANZ FIXED INCOME SHARES | 2011-01 | PURCHASE | 2014-10 | $5,365 | $5,170 | $195 |
| ALLIANZ FIXED INCOME SHARES | 2011-02 | PURCHASE | 2014-10 | $112,289 | $107,371 | $4,918 |
| ALLIANZ FIXED INCOME SHARES | 2012-03 | PURCHASE | 2014-10 | $6,975 | $6,871 | $104 |
| ALLIANZ FIXED INCOME SHARES | 2013-08 | PURCHASE | 2014-10 | $7,457 | $7,464 | -$7 |
| ALLIANZ FIXED INCOME SHARES | 2013-09 | PURCHASE | 2014-10 | $3,970 | $3,892 | $78 |
| ALLIANZ FIXED INCOME SHARES | 2013-10 | PURCHASE | 2014-10 | $7,726 | $7,740 | -$14 |
| ALLIANZ FIXED INCOME SHARES | 2013-11 | PURCHASE | 2014-10 | $6,223 | $6,270 | -$47 |
| ALLIANZ FIXED INCOME SHARES | 2013-12 | PURCHASE | 2014-10 | $6,331 | $6,225 | $106 |
| ALLIANZ FIXED INCOME SHARES | 2014-01 | PURCHASE | 2014-10 | $6,009 | $5,914 | $95 |
| ALLIANZ FIXED INCOME SHARES | 2014-02 | PURCHASE | 2014-10 | $107 | $108 | -$1 |
| ALLIANZ FIXED INCOME SHARES | 2014-02 | PURCHASE | 2014-10 | $5,150 | $5,155 | -$5 |
| ALLIANZ FIXED INCOME SHARES | 2014-07 | PURCHASE | 2014-10 | $4,399 | $4,424 | -$25 |
| ALLIANZ FIXED INCOME SHARES | 2014-08 | PURCHASE | 2014-10 | $5,472 | $5,534 | -$62 |
| FHLMC PL G08323 05.0000 DUE 02 | 2013-09 | PURCHASE | 2014-01 | $541 | $539 | $2 |
| FHLMC PL Q16644 03.5000 DUE 03 | 2013-09 | PURCHASE | 2014-01 | $966 | $955 | $11 |
| FHLMC PL Q17639 03.0000 DUE 04 | 2013-09 | PURCHASE | 2014-01 | $923 | $909 | $14 |
| FNMA PL AB2266 04.0000 DUE 02 | 2014-01 | PURCHASE | 2014-01 | $2,943 | $2,948 | -$5 |
| FNMA PL AB7079 03.0000 DUE 11 | 2012-11 | PURCHASE | 2014-02 | $26,562 | $28,778 | -$2,216 |
| FNMA PL AB7079 03.0000 DUE 11 | 2012-11 | PURCHASE | 2014-01 | $5,478 | $5,987 | -$509 |
| FNMA PL AD8033 04.0000 DUE 08 | 2012-08 | PURCHASE | 2014-01 | $417 | $428 | -$11 |
| FNMA PL AD8033 04.0000 DUE 08 | 2012-08 | PURCHASE | 2014-10 | $22,739 | $23,249 | -$510 |
| FNMA PL AE0984 04.5000 DUE 02 | 2011-03 | PURCHASE | 2014-01 | $6,200 | $5,908 | $292 |
| FNMA PL AE0984 04.5000 DUE 02 | 2011-03 | PURCHASE | 2014-10 | $22,375 | $21,572 | $803 |
| FNMA PL AE7536 04.5000 DUE 10 | 2013-04 | PURCHASE | 2014-01 | $515 | $519 | -$4 |
| FNMA PL AH3645 04.0000 DUE 02 | 2012-04 | PURCHASE | 2014-04 | $11,320 | $11,451 | -$131 |
| FNMA PL AH3645 04.0000 DUE 02 | 2012-04 | PURCHASE | 2014-01 | $505 | $512 | -$7 |
| FNMA PL AH3645 04.0000 DUE 02 | 2012-04 | PURCHASE | 2014-10 | $1,869 | $1,885 | -$16 |
| FNMA PL AJ4052 04.0000 DUE 10 | 2012-04 | PURCHASE | 2014-10 | $14,360 | $14,606 | -$246 |
| FNMA PL AJ5299 04.0000 DUE 11 | 2014-03 | PURCHASE | 2014-04 | $2,633 | $2,626 | $7 |
| FNMA PL AL0935 04.0000 DUE 05 | 2014-04 | PURCHASE | 2014-10 | $6,571 | $6,566 | $5 |
| FNMA PL AL1700 04.0000 DUE 09 | 2013-04 | PURCHASE | 2014-01 | $3,222 | $3,308 | -$86 |
| FNMA PL AL2629 05.0000 DUE 06 | 2013-03 | PURCHASE | 2014-10 | $7,007 | $7,096 | -$89 |
| FNMA PL AL3424 04.0000 DUE 01 | 2013-07 | PURCHASE | 2014-01 | $1,825 | $1,809 | $16 |
| FNMA PL AP7488 03.5000 DUE 09 | 2012-10 | PURCHASE | 2014-10 | $38,468 | $40,396 | -$1,928 |
| FNMA PL AP7488 03.5000 DUE 09 | 2012-10 | PURCHASE | 2014-01 | $6,092 | $6,483 | -$391 |
| FNMA PL AR2583 03.5000 DUE 02 | 2013-02 | PURCHASE | 2014-01 | $1,900 | $1,988 | -$88 |
| FNMA PL AS0203 03.0000 DUE 08 | 2013-12 | PURCHASE | 2014-01 | $945 | $937 | $8 |
| FNMA PL AS0415 04.0000 DUE 09 | 2013-09 | PURCHASE | 2014-01 | $5,076 | $5,060 | $16 |
| FNMA PL AT0181 03.0000 DUE 03 | 2013-12 | PURCHASE | 2014-01 | $922 | $915 | $7 |
| FNMA PL AT3066 03.5000 DUE 04 | 2013-12 | PURCHASE | 2014-01 | $4,905 | $4,866 | $39 |
| FNMA PL AT6306 04.0000 DUE 06 | 2013-12 | PURCHASE | 2014-01 | $3,084 | $3,066 | $18 |
| FNMA PL AT8873 04.0000 DUE 06 | 2014-09 | PURCHASE | 2014-10 | $1,955 | $1,989 | -$34 |
| FNMA PL AU2933 03.5000 DUE 09 | 2013-09 | PURCHASE | 2014-01 | $997 | $984 | $13 |
| FNMA PL AU3751 04.0000 DUE 08 | 2013-10 | PURCHASE | 2014-01 | $3,044 | $3,062 | -$18 |
| FNMA PL AW5809 04.0000 DUE 07 | 2014-07 | PURCHASE | 2014-10 | $1,046 | $1,055 | -$9 |
| FNMA PL AW7104 04.5000 DUE 07 | 2014-07 | PURCHASE | 2014-10 | $2,000 | $2,158 | -$158 |
| FNMA PL 745580 05.0000 DUE 06 | 2013-09 | PURCHASE | 2014-01 | $815 | $810 | $5 |
| FNMA PL 995876 06.0000 DUE 11 | 2010-11 | PURCHASE | 2014-01 | $1,366 | $1,359 | $7 |
| FNMA PL 995876 06.0000 DUE 11 | 2010-11 | PURCHASE | 2014-10 | $3,372 | $3,434 | -$62 |
| FNMA PL 995876 06.0000 DUE 11 | 2010-11 | PURCHASE | 2014-10 | $3,721 | $3,787 | -$66 |
| UNITED STATES TREAS BOND 03.125 | 2014-09 | PURCHASE | 2014-10 | $3,994 | $3,926 | $68 |
| US TSY INFL PROT BOND 02.375 | 2013-10 | PURCHASE | 2014-01 | $4,371 | $4,478 | -$107 |
| US TSY INFL PROT BOND 02.375 | 2013-10 | PURCHASE | 2014-01 | $8,742 | $8,951 | -$209 |
| US TSY INFL PROT BOND 02.375 | 2013-11 | PURCHASE | 2014-01 | $2,914 | $2,910 | $4 |
| US TSY INFL PROT BOND 02.375 | 2013-12 | PURCHASE | 2014-01 | $2,914 | $2,878 | $36 |
| US TSY INFL PROT BOND 02.375 | 2013-12 | PURCHASE | 2014-01 | $2,914 | $2,860 | $54 |
| US TSY INFL PROT BOND 02.375 | 2014-02 | PURCHASE | 2014-02 | $4,378 | $4,401 | -$23 |
| US TSY INFL PROT BOND 02.375 | 2014-04 | PURCHASE | 2014-07 | $1,525 | $1,500 | $25 |
| US TSY INFL PROT BOND 02.375 | 2014-04 | PURCHASE | 2014-07 | $1,527 | $1,499 | $28 |
| US TSY INFL PROT BOND 02.375 | 2014-06 | PURCHASE | 2014-07 | $3,049 | $3,010 | $39 |
| US TSY INFL PROT NOTE 00.125 | 2012-07 | PURCHASE | 2014-07 | $21,731 | $23,505 | -$1,774 |
| US TSY INFL PROT NOTE 00.125 | 2012-07 | PURCHASE | 2014-07 | $13,453 | $14,548 | -$1,095 |
| US TSY INFL PROT NOTE 00.125 | 2012-11 | PURCHASE | 2014-07 | $5,174 | $5,637 | -$463 |
| US TSY INFL PROT NOTE 00.125 | 2012-11 | PURCHASE | 2014-10 | $18,318 | $20,377 | -$2,059 |
| US TSY INFL PROT NOTE 00.125 | 2012-12 | PURCHASE | 2014-10 | $30,530 | $34,297 | -$3,767 |
| US TSY NOTE 00.750 % DUE 01 | 2014-02 | PURCHASE | 2014-06 | $15,008 | $15,033 | -$25 |
| US TSY NOTE 00.750 % DUE 10 | 2012-11 | PURCHASE | 2014-01 | $4,932 | $5,022 | -$90 |
| US TSY NOTE 00.750 % DUE 10 | 2012-12 | PURCHASE | 2014-01 | $19,727 | $20,063 | -$336 |
| US TSY NOTE 00.750 % DUE 10 | 2012-12 | PURCHASE | 2014-04 | $34,483 | $35,104 | -$621 |
| US TSY NOTE 00.750 % DUE 10 | 2012-12 | PURCHASE | 2014-10 | $16,830 | $17,044 | -$214 |
| US TSY NOTE 00.750 % DUE 10 | 2013-08 | PURCHASE | 2014-10 | $2,970 | $2,935 | $35 |
| US TSY NOTE 00.750 % DUE 10 | 2013-09 | PURCHASE | 2014-10 | $1,980 | $1,954 | $26 |
| US TSY NOTE 00.750 % DUE 10 | 2013-11 | PURCHASE | 2014-10 | $3,960 | $3,949 | $11 |
| US TSY NOTE 00.750 % DUE 10 | 2013-12 | PURCHASE | 2014-10 | $4,950 | $4,914 | $36 |
| US TSY NOTE 00.750 % DUE 10 | 2014-02 | PURCHASE | 2014-10 | $1,980 | $1,978 | $2 |
| US TSY NOTE 00.750 % DUE 10 | 2014-08 | PURCHASE | 2014-10 | $1,980 | $1,983 | -$3 |
| US TSY NOTE 01.000 % DUE 05 | 2014-02 | PURCHASE | 2014-09 | $17,737 | $17,744 | -$7 |
| US TSY NOTE 01.000 % DUE 05 | 2014-02 | PURCHASE | 2014-09 | $25,600 | $25,630 | -$30 |
| US TSY NOTE 01.000 % DUE 05 | 2014-07 | PURCHASE | 2014-09 | $2,956 | $2,959 | -$3 |
| US TSY NOTE 01.125 % DUE 12 | 2013-01 | PURCHASE | 2014-01 | $12,424 | $12,883 | -$459 |
| US TSY NOTE 01.125 % DUE 12 | 2013-01 | PURCHASE | 2014-01 | $1,911 | $1,987 | -$76 |
| US TSY NOTE 01.125 % DUE 12 | 2013-01 | PURCHASE | 2014-08 | $14,551 | $14,903 | -$352 |
| US TSY NOTE 01.125 % DUE 12 | 2013-01 | PURCHASE | 2014-09 | $4,814 | $4,968 | -$154 |
| US TSY NOTE 01.125 % DUE 12 | 2013-01 | PURCHASE | 2014-09 | $12,518 | $12,912 | -$394 |
| US TSY NOTE 01.125 % DUE 12 | 2013-08 | PURCHASE | 2014-09 | $1,926 | $1,890 | $36 |
| US TSY NOTE 01.125 % DUE 12 | 2013-09 | PURCHASE | 2014-09 | $1,926 | $1,890 | $36 |
| US TSY NOTE 01.125 % DUE 12 | 2013-12 | PURCHASE | 2014-09 | $4,814 | $4,789 | $25 |
| US TSY NOTE 01.125 % DUE 12 | 2014-04 | PURCHASE | 2014-09 | $2,889 | $2,883 | $6 |
| US TSY NOTE 02.000 % DUE 02 | 2013-03 | PURCHASE | 2014-01 | $1,894 | $2,017 | -$123 |
| US TSY NOTE 02.000 % DUE 02 | 2013-03 | PURCHASE | 2014-01 | $5,682 | $5,990 | -$308 |
| US TSY NOTE 02.000 % DUE 02 | 2013-04 | PURCHASE | 2014-01 | $947 | $1,011 | -$64 |
| US TSY NOTE 02.000 % DUE 02 | 2013-04 | PURCHASE | 2014-02 | $21,929 | $23,258 | -$1,329 |
| US TSY NOTE 02.000 % DUE 02 | 2013-08 | PURCHASE | 2014-02 | $2,860 | $2,801 | $59 |
| US TSY NOTE 02.000 % DUE 02 | 2013-11 | PURCHASE | 2014-02 | $2,860 | $2,828 | $32 |
| US TSY NOTE 02.000 % DUE 11 | 2013-05 | PURCHASE | 2014-01 | $971 | $1,027 | -$56 |
| US TSY NOTE 02.000 % DUE 11 | 2013-06 | PURCHASE | 2014-01 | $6,794 | $7,064 | -$270 |
| US TSY NOTE 02.000 % DUE 11 | 2013-06 | PURCHASE | 2014-01 | $1,941 | $2,010 | -$69 |
| US TSY NOTE 02.000 % DUE 11 | 2013-06 | PURCHASE | 2014-10 | $12,882 | $13,058 | -$176 |
| US TSY NOTE 02.000 % DUE 11 | 2013-06 | PURCHASE | 2014-10 | $9,909 | $10,072 | -$163 |
| US TSY NOTE 02.000 % DUE 11 | 2013-07 | PURCHASE | 2014-10 | $3,964 | $3,888 | $76 |
| US TSY NOTE 02.000 % DUE 11 | 2013-08 | PURCHASE | 2014-10 | $991 | $960 | $31 |
| US TSY NOTE 02.000 % DUE 11 | 2013-09 | PURCHASE | 2014-10 | $991 | $958 | $33 |
| US TSY NOTE 02.000 % DUE 11 | 2013-11 | PURCHASE | 2014-10 | $2,973 | $2,910 | $63 |
| US TSY NOTE 02.000 % DUE 11 | 2014-06 | PURCHASE | 2014-10 | $1,982 | $1,956 | $26 |
| US TSY NOTE 02.000 % DUE 11 | 2014-09 | PURCHASE | 2014-10 | $2,973 | $2,948 | $25 |
| US TSY NOTE 02.375 % DUE 08 | 2014-09 | PURCHASE | 2014-10 | $15,938 | $15,767 | $171 |
| US TSY NOTE 02.500 % DUE 01 | 2012-07 | PURCHASE | 2014-01 | $9,178 | $10,866 | -$1,688 |
| US TSY NOTE 02.500 % DUE 01 | 2012-12 | PURCHASE | 2014-01 | $7,867 | $9,396 | -$1,529 |
| US TSY NOTE 02.500 % DUE 01 | 2012-12 | PURCHASE | 2014-02 | $11,821 | $14,089 | -$2,268 |
| US TSY NOTE 02.500 % DUE 01 | 2012-12 | PURCHASE | 2014-10 | $1,370 | $1,600 | -$230 |
| US TSY NOTE 02.500 % DUE 01 | 2014-07 | PURCHASE | 2014-10 | $17,813 | $18,170 | -$357 |
| US TSY NOTE 02.500 % DUE 01 | 2014-07 | PURCHASE | 2014-10 | $6,851 | $7,044 | -$193 |
| US TSY NOTE 02.500 % DUE 01 | 2014-07 | PURCHASE | 2014-10 | $15,073 | $15,476 | -$403 |
| US TSY NOTE 02.500 % DUE 01 | 2014-09 | PURCHASE | 2014-10 | $2,740 | $2,740 | |
| US TSY NOTE 03.625 % DUE 02 | 2014-04 | PURCHASE | 2014-10 | $24,143 | $23,874 | $269 |
| US TSY NOTE 03.625 % DUE 02 | 2014-04 | PURCHASE | 2014-10 | $14,266 | $14,091 | $175 |
| ADT CORP NTS B/E 02.250 | 2013-10 | PURCHASE | 2014-01 | $9,870 | $9,706 | $164 |
| ALCOA INC 06.150 | 2012-07 | PURCHASE | 2014-01 | $5,418 | $5,315 | $103 |
| ALCOA INC 06.150 | 2012-07 | PURCHASE | 2014-01 | $5,418 | $5,315 | $103 |
| ALCOA INC 06.150 | 2012-07 | PURCHASE | 2014-06 | $3,377 | $3,179 | $198 |
| ARROW ELECTRONICS INC 03.000 | 2013-05 | PURCHASE | 2014-01 | $5,113 | $5,097 | $16 |
| ARROW ELECTRONICS INC 04.500 | 2013-05 | PURCHASE | 2014-06 | $5,201 | $5,144 | $57 |
| AVNET INC NTS 06.625 | 2010-12 | PURCHASE | 2014-01 | $5,629 | $5,293 | $336 |
| AVNET INC NTS 06.625 | 2010-12 | PURCHASE | 2014-01 | $6,755 | $6,352 | $403 |
| BALL CORP NTS B/E 05.750 | 2013-07 | PURCHASE | 2014-01 | $20,058 | $20,167 | -$109 |
| BEST BUY CO INC B/E 05.500 | 2012-06 | PURCHASE | 2014-01 | $9,876 | $9,300 | $576 |
| BEST BUY CO INC B/E 05.500 | 2012-06 | PURCHASE | 2014-01 | $988 | $930 | $58 |
| BEST BUY CO INC B/E 05.500 | 2012-06 | PURCHASE | 2014-02 | $3,980 | $3,720 | $260 |
| BEST BUY CO INC B/E 05.500 | 2012-06 | PURCHASE | 2014-02 | $14,925 | $13,988 | $937 |
| BEST BUY CO INC B/E 05.500 | 2012-06 | PURCHASE | 2014-02 | $3,980 | $3,730 | $250 |
| BEST BUY CO INC B/E 05.500 | 2012-06 | PURCHASE | 2014-03 | $5,955 | $5,595 | $360 |
| BEST BUY CO INC B/E 05.500 | 2012-07 | PURCHASE | 2014-03 | $4,963 | $4,519 | $444 |
| BEST BUY CO INC B/E 05.500 | 2012-07 | PURCHASE | 2014-03 | $4,963 | $4,513 | $450 |
| BEST BUY CO INC B/E 05.500 | 2012-08 | PURCHASE | 2014-03 | $4,963 | $4,619 | $344 |
| BRINKER INTL INC 03.875 | 2013-06 | PURCHASE | 2014-02 | $18,600 | $18,865 | -$265 |
| BRINKER INTL INC NTS B/E 02.600 | 2013-06 | PURCHASE | 2014-03 | $4,978 | $4,980 | -$2 |
| BRINKER INTL INC NTS B/E 02.600 | 2013-07 | PURCHASE | 2014-03 | $14,933 | $14,770 | $163 |
| CA INC NTS B/E 04.500 | 2014-01 | PURCHASE | 2014-06 | $3,146 | $3,016 | $130 |
| CA INC NTS B/E 04.500 | 2014-01 | PURCHASE | 2014-01 | $8,178 | $8,044 | $134 |
| CENTURYLINK INC NTS B/E 06.450 | 2012-06 | PURCHASE | 2014-01 | $10,425 | $10,423 | $2 |
| CENTURYLINK INC NTS B/E 06.450 | 2012-07 | PURCHASE | 2014-01 | $9,383 | $9,653 | -$270 |
| CHASE 2003-S14 IA-1 DUE 01 | 2011-08 | PURCHASE | 2014-02 | $8,084 | $8,301 | -$217 |
| CHEVRON CORP NTS B/E 02.427 | 2014-03 | PURCHASE | 2014-05 | $43,359 | $43,352 | $7 |
| COCA-COLA CO NTS B/E 02.450 | 2014-01 | PURCHASE | 2014-01 | $7,909 | $7,892 | $17 |
| COCA-COLA CO NTS B/E 02.450 | 2014-01 | PURCHASE | 2014-06 | $3,015 | $2,960 | $55 |
| DAVITA INC B/E 06.375 | 2013-05 | PURCHASE | 2014-01 | $19,973 | $20,143 | -$170 |
| DAVITA INC B/E 06.375 | 2013-05 | PURCHASE | 2014-06 | $23,144 | $23,235 | -$91 |
| DAVITA INC B/E 06.375 | 2013-05 | PURCHASE | 2014-06 | $9,191 | $9,500 | -$309 |
| DELUXE CORP CALL@MW 07.000 | 2012-11 | PURCHASE | 2014-01 | $10,740 | $10,506 | $234 |
| DELUXE CORP NTS B/E 05.125 | 2010-12 | PURCHASE | 2014-01 | $13,288 | $12,870 | $418 |
| DELUXE CORP NTS B/E 05.125 | 2010-12 | PURCHASE | 2014-10 | $22,000 | $21,780 | $220 |
| DELUXE CORP NTS B/E 05.125 | 2011-02 | PURCHASE | 2014-10 | $5,000 | $5,000 | |
| DELUXE CORP NTS B/E 05.125 | 2011-02 | PURCHASE | 2014-10 | $5,000 | $5,000 | |
| EXPEDIA INC NTS B/E 05.950 | 2011-02 | PURCHASE | 2014-01 | $5,455 | $5,005 | $450 |
| EXPEDIA INC NTS B/E 05.950 | 2011-02 | PURCHASE | 2014-06 | $3,386 | $3,036 | $350 |
| EXPEDIA INC NTS B/E 05.950 | 2011-02 | PURCHASE | 2014-01 | $5,455 | $5,063 | $392 |
| FISERV INC NTS B/E 06.800 | 2010-12 | PURCHASE | 2014-01 | $2,321 | $2,154 | $167 |
| FISERV INC NTS B/E 06.800 | 2010-12 | PURCHASE | 2014-01 | $5,803 | $5,561 | $242 |
| GAP INC CALL@MW T+40BP 05.950 | 2011-09 | PURCHASE | 2014-06 | $3,439 | $2,850 | $589 |
| GAP INC CALL@MW T+40BP 05.950 | 2011-09 | PURCHASE | 2014-01 | $5,565 | $4,750 | $815 |
| HCA INC NTS B/E 06.500 | 2013-09 | PURCHASE | 2014-01 | $6,618 | $6,455 | $163 |
| HCA INC NTS B/E 06.500 | 2013-09 | PURCHASE | 2014-02 | $26,910 | $25,802 | $1,108 |
| HCA INC NTS B/E 06.500 | 2013-09 | PURCHASE | 2014-02 | $5,606 | $5,335 | $271 |
| HERTZ CORP NTS B/E 06.750 | 2012-03 | PURCHASE | 2014-01 | $5,316 | $5,179 | $137 |
| HERTZ CORP NTS B/E 06.750 | 2012-05 | PURCHASE | 2014-09 | $5,219 | $5,202 | $17 |
| HERTZ CORP NTS B/E 06.750 | 2012-05 | PURCHASE | 2014-09 | $4,125 | $4,161 | -$36 |
| HERTZ CORP NTS B/E 06.750 | 2012-05 | PURCHASE | 2014-10 | $4,125 | $4,160 | -$35 |
| HERTZ CORP NTS B/E 06.750 | 2012-05 | PURCHASE | 2014-10 | $7,219 | $7,281 | -$62 |
| HERTZ CORP NTS B/E 06.750 | 2012-05 | PURCHASE | 2014-10 | $10,313 | $10,401 | -$88 |
| HUMANA INC NTS 07.200 | 2010-11 | PURCHASE | 2014-01 | $8,362 | $7,693 | $669 |
| HUMANA INC NTS 07.200 | 2010-11 | PURCHASE | 2014-12 | $9,368 | $8,649 | $719 |
| HUMANA INC NTS 07.200 | 2011-02 | PURCHASE | 2014-12 | $35,129 | $32,195 | $2,934 |
| INTL GAME TECHNOLOGY B/E 07.500 | 2012-09 | PURCHASE | 2014-09 | $11,420 | $11,477 | -$57 |
| INTL GAME TECHNOLOGY B/E 07.500 | 2012-09 | PURCHASE | 2014-07 | $21,589 | $21,887 | -$298 |
| INTL GAME TECHNOLOGY B/E 07.500 | 2012-09 | PURCHASE | 2014-01 | $8,222 | $8,150 | $72 |
| JANUS CAPITAL GROUP INC 06.700 | 2011-08 | PURCHASE | 2014-01 | $5,660 | $5,300 | $360 |
| JANUS CAPITAL GROUP INC 06.700 | 2011-08 | PURCHASE | 2014-06 | $3,388 | $3,160 | $228 |
| L-3 COMM CORP NTS B/E 05.200 | 2012-09 | PURCHASE | 2014-01 | $10,945 | $10,959 | -$14 |
| L-3 COMM CORP NTS B/E 05.200 | 2012-09 | PURCHASE | 2014-06 | $3,349 | $3,270 | $79 |
| LEXMARK INTL INC NTS 06.650 | 2011-05 | PURCHASE | 2014-01 | $12,419 | $11,737 | $682 |
| LIMITED INC 06.900 | 2010-11 | PURCHASE | 2014-01 | $5,745 | $5,212 | $533 |
| LIMITED INC 06.900 | 2011-02 | PURCHASE | 2014-01 | $1,149 | $1,043 | $106 |
| LIMITED INC 06.900 | 2011-02 | PURCHASE | 2014-12 | $31,864 | $29,953 | $1,911 |
| PRIME 2005-3 A-1 DUE 08 | 2010-12 | PURCHASE | 2014-03 | $4,704 | $4,918 | -$214 |
| PRIME 2005-3 A-1 DUE 08 | 2014-02 | PURCHASE | 2014-03 | $4,063 | $4,171 | -$108 |
| SCOTTS MIRACLE-GRO CO 06.625 | 2013-01 | PURCHASE | 2014-01 | $43,100 | $43,885 | -$785 |
| SCOTTS MIRACLE-GRO CO 07.250 | 2012-07 | PURCHASE | 2014-01 | $10,363 | $10,645 | -$282 |
| SEAGATE HDD CAYMAN 06.875 | 2013-08 | PURCHASE | 2014-01 | $5,415 | $5,360 | $55 |
| SEAGATE TECH HDD HLDG 06.800 | 2011-03 | PURCHASE | 2014-01 | $7,932 | $7,181 | $751 |
| UNITED STATES TREAS BILL DUE 02 | 2013-11 | PURCHASE | 2014-01 | $9,000 | $8,998 | $2 |
| UNITED STATES TREAS BILL DUE 02 | 2013-11 | PURCHASE | 2014-01 | $39,000 | $38,993 | $7 |
| UNITED STATES TREAS BILL DUE 02 | 2013-11 | PURCHASE | 2014-01 | $99,000 | $98,983 | $17 |
| UNITED STATES TREAS BILL DUE 02 | 2013-11 | PURCHASE | 2014-02 | $17,000 | $16,997 | $3 |
| UNITED STATES TREAS BILL DUE 02 | 2014-11 | PURCHASE | 2014-12 | $5,000 | $5,000 | |
| UNITED STATES TREAS BILL DUE 02 | 2014-11 | PURCHASE | 2014-12 | $5,000 | $5,000 | |
| UNITED STATES TREAS BILL DUE 04 | 2014-01 | PURCHASE | 2014-04 | $26,000 | $25,999 | $1 |
| UNITED STATES TREAS BILL DUE 07 | 2014-04 | PURCHASE | 2014-07 | $96,000 | $95,997 | $3 |
| UNITED STATES TREAS BILL DUE 11 | 2014-07 | PURCHASE | 2014-11 | $86,000 | $85,993 | $7 |
| VALMONT INDUSTRIES INC 06.625 | 2011-01 | PURCHASE | 2014-01 | $5,708 | $5,213 | $495 |
| VALMONT INDUSTRIES INC 06.625 | 2011-03 | PURCHASE | 2014-09 | $27,683 | $23,659 | $4,024 |
| VALMONT INDUSTRIES INC 06.625 | 2011-03 | PURCHASE | 2014-01 | $1,142 | $1,031 | $111 |
| VALMONT INDUSTRIES INC 06.625 | 2011-03 | PURCHASE | 2014-06 | $3,546 | $3,089 | $457 |
| VERISK ANALYTICS INC NTS 04.125 | 2012-09 | PURCHASE | 2014-01 | $4,972 | $5,027 | -$55 |
| VERISK ANALYTICS INC NTS 04.125 | 2012-09 | PURCHASE | 2014-05 | $5,087 | $5,026 | $61 |
| WEST CORP NTS B/E 08.625 | 2013-09 | PURCHASE | 2014-01 | $5,438 | $5,468 | -$30 |
| WILLIS NA INC NTS B/E 07.000 | 2011-01 | PURCHASE | 2014-01 | $5,801 | $5,348 | $453 |
| WILLIS NA INC NTS B/E 07.000 | 2011-02 | PURCHASE | 2014-01 | $2,321 | $2,137 | $184 |
| WILLIS NA INC NTS B/E 07.000 | 2011-02 | PURCHASE | 2014-12 | $44,321 | $40,260 | $4,061 |
| XEROX CORP NTS B/E 04.500 | 2013-04 | PURCHASE | 2014-01 | $5,243 | $5,415 | -$172 |
| XEROX CORP NTS B/E 06.350 | 2013-02 | PURCHASE | 2014-06 | $3,472 | $3,365 | $107 |
| XEROX CORP NTS B/E 06.350 | 2013-02 | PURCHASE | 2014-08 | $13,872 | $13,400 | $472 |
| XEROX CORP NTS B/E 06.350 | 2013-06 | PURCHASE | 2014-08 | $23,120 | $22,514 | $606 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CORPORATE BONDS-6163 | $1,245,471 | $1,272,203 |
| FIXED INCOME-6161 | $156,178 | $154,461 |
| FIXED INCOME - 16529 | $841,512 | $828,601 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (4 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MARKETABLE SECURITIES Y6 06079 SG | $176,007 | $193,509 |
| MARKETABLE SECURITIES Y6 06160 SG | $2,216,239 | $3,144,300 |
| MARKETABLE SECURITIES Y6 06161 SG | $622,348 | $779,431 |
| PREFERRED SECURITIES Y6 06160 | $13,537 | $17,912 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ALTERNATIVE STRATEGIES-6161 | AT COST | $172,188 | $164,257 |
| CLOSED COMMODITIES-6161 | AT COST | $73,689 | $70,874 |
| OTHER-6161 | AT COST | $85,170 | $83,118 |
| ASSET BACKED SECURITIES-6162 | AT COST | ||
| ASSET BACKED SECURITIES-6163 | AT COST | ||
| OTHER-6163 | AT COST | ||
| MUTUAL FUNDS-6162 | AT COST | ||
| GOVERNMENT SECURITIES-6162 | AT COST |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | COMPUTER EQUIPMENT | CategoryOrItemTxt |
| Cost Or Other Basis | $7,091 | CostOrOtherBasisAmt |
| Accumulated Depreciation | $7,091 | AccumulatedDepreciationAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEE | CategoryTxt |
| Legal Fees | $139 | LegalFeesAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCRUED DIVIDENDS RECEIVBALE | $1,600 | $3,178 | $3,178 |
| ACCRUED INTEREST RECEIVABLE | $9 | $9 | $9 |
| ACCRUED SALE OF SECURITIES | $10,538 | $12,023 | $12,023 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| ADJUSTMENTS FOR PRIOR BOND AMORT | $19,545 |
| OFFICER SHARE OF PARTNERSHIP DIST | $12,467 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| EXPENSES | ||
| INVESTMENT EXPENSE UBS 6162 | $480 | $480 |
| INVESTMENT EXPENSE UBS 6163 | $9,625 | $9,625 |
| BROKER MANAGEMENT FEES 6160 | $41,211 | $41,211 |
| BROKER MANAGEMENT FEES 6161 | $10,456 | $10,456 |
| BROKER MANAGEMENT FEES 6162 | $4,479 | $4,479 |
| UBS 6163 - ACCD INT PAID | $8,452 | $8,452 |
| UBS 6163 - BOND PREMIUM ADJ | $11,217 | $11,217 |
| UBS 6162 - ACCD INT PAID | $699 | $699 |
| UBS 6162 - BOND PREMIUM ADJ | -$770 | -$770 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt |
|---|---|
| UBS-6160 | $129 |
| UBS-6161 | $2,613 |
| IRS REFUND | $5,000 |
| FTB REFUND | $2,000 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (4 entries)
| DescDesc | AmtAmt |
|---|---|
| NONDIVIDEND DISTRIBUTIONS-6160 | $986 |
| NONDIVIDEND DISTRIBUTIONS-6161 | $215 |
| MISC ADJ | $123 |
| BASIS DIFF IN 1099 REPORTING | $1,616 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAXES WITHELD-6079 | $558 | $558 |
| FOREIGN TAXES WITHELD-6160 | $3,725 | $3,725 |
| FOREIGN TAXES WITHELD-6160 | $345 | $345 |
| CA-ATTORNEY GENERAL | $75 | |
| CA-FRANCHISE TAX BOARD | $10 | |
| IRS-TAX | $3,938 | $3,938 |
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