HARRIS AND ELIZA KEMPNER FUND: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- HARRIS AND ELIZA KEMPNER FUND (EIN 76-0680130)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-09-25
- IRS object ID
- 201532689349100108
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Notes Loans Rcvbl Short Sch2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-09-25T17:40:35-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 760229852 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DRDA PLLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1011 TREMONT | AddressLine1Txt |
| City | GALVESTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77550 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760680130 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HARRIS & ELIZA KEMPNER FUND INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | HARR | BusinessNameControlTxt |
| Phone | 4097621603 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 MARKET SUITE 1250 | AddressLine1Txt |
| City | GALVESTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 775501529 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ANNE BRASIER | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 4097621603 | PhoneNum |
| Signature | 2015-09-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ANN S MASEL CPA | PreparerPersonNm |
| PTIN | P00758150 | PTIN |
| Phone | 4097659311 | PhoneNum |
| Preparation | 2015-09-25 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $51,580,085 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $82,801 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $82,801 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,290,717 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,290,717 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $4,525,442 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,211,924 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $4,525,442 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $87,082 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $139,276 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $5,986,042 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $6,038,236 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $112,254 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $112,254 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $70,278 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $70,278 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $17,088 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $17,088 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $1,219 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $1,219 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $43,843 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $14,300 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $29,543 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $234,261 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $234,261 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $142,981 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $12,746 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $14,140 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $11,491 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $11,491 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $14,584 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $14,584 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $251 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Dsbrs Chrtbl | $251 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $387,650 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $185,918 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $60,051 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,035,900 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $447,225 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $330,899 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,995,222 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,995,222 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,031,122 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $447,225 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,326,121 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $2,954,920 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $5,591,011 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $618,808 | CashBOYAmt |
| Cash EOY | $221,973 | CashEOYAmt |
| Cash EOYFMV | $221,973 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,495,493 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,681,397 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,681,397 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $186,351 | OtherNtsAndLoansRcvblAmt |
| Other Nts And Loans Rcvbl BOY | $97,535 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $186,351 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $186,351 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $6,332,815 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $4,406,253 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $4,712,220 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $24,629,825 | CorporateStockBOYAmt |
| Corporate Stock EOY | $27,936,910 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $32,760,607 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $6,461,799 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $6,114,561 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $8,558,123 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $369,403 | OtherAssetsBOYAmt |
| Other Assets EOY | $459,415 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $459,414 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $40,005,678 | TotalAssetsBOYAmt |
| Total Assets EOY | $44,006,860 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $51,580,085 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $153 | AccountsPayableBOYAmt |
| Other Liabilities BOY | $8,443 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $3,776 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $8,596 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $3,776 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $39,997,082 | RetainedEarningBOYAmt |
| Retained Earning EOY | $44,003,084 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $39,997,082 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $44,003,084 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $40,005,678 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $44,006,860 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $39,997,082 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $2,954,920 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,060,150 | OtherIncreasesAmt |
| Subtotal | $44,012,152 | SubtotalAmt |
| Other Decreases | $9,068 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $44,003,084 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $10,436,901 | $7,794,390 | $2,642,511 | $2,642,511 |
| PUBLICLY TRADED SECURITIES | P | $2,769,942 | $2,499,770 | $270,172 | $270,172 |
| KEMPNER CBI | P | $1,508,208 | $461,171 | $1,047,037 | $1,047,037 |
| BLACKSTONE & KEMPNER SEC - K-1 1065S | P | $17,140 | $17,140 | $17,140 | |
| BLACKSTONE & KEMPNER SEC - K-1 1065S | P | $419,583 | $419,583 | $419,583 | |
| KEMPNER SECURITIES - 520 SHARES | P | $1,060,150 | $931,151 | $128,999 | $128,999 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $4,525,442 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $287,312 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,187,661 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $44,769,476 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048865 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,965,181 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $41,324,159 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.047555 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,013,965 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $40,602,323 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.049602 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,632,460 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $37,485,728 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.043549 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,786,297 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $34,174,278 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.052270 | DistributionYr5Rt |
| Total Distribution | 0.241841 | TotalDistributionRt |
| Average Distribution | 0.048368 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $50,470,353 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,441,150 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $55,910 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,497,060 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,326,121 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $111,820 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $111,820 | SubtotalAmt |
| Tax Based On Investment Income | $111,820 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $107,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $107,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $31 | EsPenaltyAmt |
| Tax Due | $4,851 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | KEMPNERFUND.ORG | WebsiteAddressTxt |
| Individual With Books | ANNE BRASIER | IndividualWithBooksNm |
| Phone | 4097621603 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 MARKET STREET SUITE 1250 | AddressLine1Txt |
| City | GALVESTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 775501529 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (14 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ANNE BRASIER | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | EXEXUTIVE DI | 40.00 | $112,254 | $10,794 | $0 |
| LYDA ANN Q THOMAS | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | HON DIRECTOR | 4.00 | $0 | $0 | $0 |
| ARMIN CANTINI | ||||||||
| 2201 MARKET SUITE SUITE 1250 | GALVESTON | TX | 77550 | SECRETARY | 4.00 | $0 | $0 | $0 |
| ROBERT L K LYNCH | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | PRESIDENT | 10.00 | $0 | $0 | $0 |
| HETTA T KEMPNER | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | DIRECTOR | 4.00 | $0 | $0 | $0 |
| BARBARA W SASSER | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | HON DIRECTOR | 4.00 | $0 | $0 | $0 |
| VICTORIA MARCHAND | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | DIRECTOR | 4.00 | $0 | $0 | $0 |
| DANIEL K THORNE | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | VICE PRESIDE | 4.00 | $0 | $0 | $0 |
| RANDALL T KEMPNER | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | TREASURER | 4.00 | $0 | $0 | $0 |
| LISA ALLEN | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | DIRECTOR | 4.00 | $0 | $0 | $0 |
| ANDY MYTELKA | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | DIRECTOR | 4.00 | $0 | $0 | $0 |
| BROOKE THOMPSON | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | DIRECTOR | 4.00 | $0 | $0 | $0 |
| CAROL ROBERTS | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | DIRECTOR | 4.00 | $0 | $0 | $0 |
| CARROLL GOLDSTONE | ||||||||
| 2201 MARKET SUITE 1250 | GALVESTON | TX | 77550 | DIRECTOR | 4.00 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HARRETTE M HOWARD | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 MARKET SUITE 1250 | AddressLine1Txt |
| City | GALVESTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77550 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | GRANTS ADMIN | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $70,278 | CompensationAmt |
| Employee Benefits | $6,294 | EmployeeBenefitsAmt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KEMPNER CAPITAL MANAGEMENT | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 MARKET 12TH FLOOR | AddressLine1Txt |
| City | GALVESTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77550 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | PORTFOLIO MANAG | ServiceTypeTxt |
| Compensation | $77,538 | CompensationAmt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $48,488,399 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,750,538 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $51,238,937 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $51,238,937 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $768,584 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $50,470,353 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,523,518 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,523,518 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $111,820 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $111,820 | TotalTaxAmt |
| Distributable Before Adj | $2,411,698 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $2,411,698 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $2,411,698 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,326,121 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $2,326,121 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $2,326,121 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,411,698 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $90,447 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $19,301 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $24,248 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $133,996 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,326,121 | QualifyingDistributionsAmt |
| Applied To Current Year | $2,326,121 | AppliedToCurrentYearAmt |
| Excess Distri Cyov App CY Corpus | $85,577 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $85,577 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $48,419 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $4,870 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $43,549 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $19,301 | ExcessFromYear3Amt |
| Excess From Year1 | $24,248 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | HARRIS ELIZA KEMPNER FUND | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2201 MARKET ST SUITE 1250 | AddressLine1Txt |
| City | GALVESTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77550 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4097621603 | RecipientPhoneNum |
| Recipient Email Address | INFORMATION@KEMPNERFUND.ORG | RecipientEmailAddressTxt |
| Form And Info And Materials | PROPOSALS ARE ACCEPTED VIA E-MAIL AT APPLICATION@KEMPNERFUND.ORG (PLEASE VERIFY RECEIPT) INCLUDE THE FOLLOWING INFORMATION AS OUTLINED BELOW. PLEASE PROVIDE BRIEF BUT COMPLETE ANSWERS. YOUR PROPOSAL SHOULD BE NO MORE THAN 10 PAGES EXCLUDING ATTACHMENTS. - COVER LETTER SIGNED BY THE EXECUTIVE DIRECTOR AND THE BOARD CHAIR/PRESIDENT - PROPOSAL SUMMARY SHEET FORM - PROJECT/PROGRAM INFORMATION DETAILED DESCRIPTION DO YOU COLLABORATE WITH OTHER ORGANIZATIONS ON THIS PROJECT? BRIEFLY DESCRIBE THE ROLES OF EACH ORGANIZATION. IS ANYONE ELSE PROVIDING THIS SERVICE OR PROGRAM? HOW DOES YOUR PROJECT/SERVICE/PROGRAM DIFFER? TIMELINE/GRANT PERIOD BUDGET (INCOME AND EXPENSES) OTHER FUNDING SOURCES, AMOUNTS BEING SOLICITED, RECEIVED OR PLEDGED ~ IF NONE RAISED TO DATE, DESCRIBE HOW SUCCESSFUL YOUR ORGANIZATION HAS BEEN IN RAISING FUNDS IN PAST YEARS. WHAT WILL HAPPEN TO THIS PROJECT IF YOU ARE UNABLE TO RAISE THE FULL AMOUNT NEEDED? PLANS FOR EVALUATION ~ SPECIFY EXPECTED OUTCOMES, HOW THESE OUTCOMES | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | DEADLINES FOR RECEIPT OF PROPOSALS: MARCH 15 - PROGRAM AREAS - HEALTH OR HUMAN SERVICES OCTOBER 15 - | SubmissionDeadlinesTxt |
| Restrictions On Awards | SEE APPLICATION GUIDELINES AT KEMPNERFUND.ORG | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | VARIOUS-TAX-EXEMPT ENTITITES | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | VARIOUS | AddressLine1Txt |
| City | GALVESTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77551 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | VARIOUS | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | SEE SCHEDULE 1 ATTACHED | GrantOrContributionPurposeTxt |
| Amt | $1,995,222 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,995,222 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $82,801 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,290,717 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 15 | ExclusionCd |
| Exclusion | $122,099 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $4,525,442 | RelatedOrExemptFunctionIncmAmt |
Other Revenue Described OtherRevenueDescribedGrp (5 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| OTHER INC | 1 | -$78,414 | ||
| K-1 PORTFOLIO INC/LOSS | 14 | $17,177 | ||
| BLACK STONE MINERALS K-1 | 211110 | $32,134 | ||
| KEMPNER SECURITIES LP | 211110 | $987 | ||
| GALVESTON FINALE K-1 | 211110 | -$6,901 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $26,220 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,434,380 | ExclusionAmt |
| Related Or Exempt Function Incm | $4,525,442 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,986,042 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ANNUAL AUDIT | $14,300 | $14,300 | |
| ACCOUNTING & TAX PREP | $29,543 | $29,543 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | CORPORATE STOCKS | StockNm |
| EOY Book Value | $27,936,910 | EOYBookValueAmt |
| EOYFMV | $32,760,607 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $4,444,461 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $4,712,220 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | OTHER INVESTMENTS | CategoryOrItemTxt |
| Listed At Cost Or FMV | FMV | ListedAtCostOrFMVCd |
| Book Value | $6,114,561 | BookValueAmt |
| EOYFMV | $8,558,123 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | CARLEY & MCCAW - PENSION ADMIN | CategoryTxt |
| Legal Fees | $1,219 | LegalFeesAmt |
| Disbursements Charitable Prps | $1,219 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| PARTNERSHIP DISTRIBUTION RECEIVABLE | $31,973 | $110,022 | $110,022 |
| UNSETTLED TRANSATIONS PROCEEDS RECEI | $337,430 | $349,395 | $349,395 |
| ROUNDING | -$2 | -$3 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PRIOR PERIOD ADJUSTMENT | Desc |
| Amt | $9,068 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (14 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| EXPENSES | |||
| COMPUTER SOFTWARE & SERVICES | $9,066 | $9,066 | |
| ENTERTAINMENT | $721 | $721 | |
| INSURANCE | $31,573 | $31,573 | |
| LEASED OFFICE EQUIPMENT | $6,752 | $6,752 | |
| MEMBERSHIP FEES | $3,090 | $3,090 | |
| MISCELLANEOUS | $984 | $984 | |
| NON-DEDUCTABLE ITEMS FROM K-1 | $141,681 | ||
| OFFICE EQUIPMENT/FURNITURE | $1,610 | $1,610 | |
| OFFICE SUPPLIES | $931 | $931 | |
| OTHER INVESTMENT EXPENSE K-1' | $184,268 | $184,268 | |
| PARKING | $1,541 | $1,541 | |
| REGISTRATION FEES | $3,783 | $3,783 | |
| OTHER INVESTMENT EXPENSE (UBS | $1,650 | $1,650 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| OIL & GAS ROYALTIES FROM K-1 | $122,099 | $122,099 |
| OTHER INC | -$78,414 | |
| K-1 PORTFOLIO INC/LOSS | $17,177 | $17,177 |
| BLACK STONE MINERALS K-1 | $32,134 | |
| KEMPNER SECURITIES LP | $987 | |
| GALVESTON FINALE K-1 | -$6,901 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | 2013 K-1 DISTRIBUTION RECOGNIZED 2014 | Desc |
| Amt | $1,060,150 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | EXCISE & UBIT TAXES PAYABLE | Desc |
| BOY Book Value | $8,443 | BOYBookValueAmt |
| EOY Book Value | $3,776 | EOYBookValueAmt |
Other Notes Loans Rcvbl Short Sch2 OtherNotesLoansRcvblShortSch2
Other Notes Loans Rcvbl Short OtherNotesLoansRcvblShortGrp (4 entries)
| Balance DueBalanceDueAmt |
|---|
| GALVESTON HISTORICAL FOUNDATION |
| $130,000 |
| ARTIST BOAT - PRI |
| ADA WOMEN'S CENTER - PRI |
| $25,000 |
| KEMPNER STUDENT LOANS |
| $31,351 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (8 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| DOMINI INTERNATIONAL - PORTFOLIO | $200 | $200 |
| FAYEZ, SAROFIM & CO - PORTFOLIO | $6,727 | $6,727 |
| FROST BANK - CUSTODIAL FEES | $4,393 | $4,393 |
| KEMPNER CAPITAL MGMT - PORTFOLIO | $77,538 | $77,538 |
| NEUBERGER BERMAN - PORTFOLIO MGN | $45,330 | $45,330 |
| WESTEND ADVISORS - PORTFOLIO MGN | $55,945 | $55,945 |
| CLEARBRIDGE - PORTFOLIO MGN | $35,819 | $35,819 |
| BRECKINRIDGE - PORTFOLIO MGN | $8,309 | $8,309 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE & UBIT TAXES | $114,276 | ||
| FOREIGN TAXES ON SECURITIES | $12,746 | $12,746 | |
| PAYROLL TAXES | $14,140 | $14,140 | |
| OTHER TAXES | $1,819 |
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