SMITH FAMILY FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- SMITH FAMILY FOUNDATION (EIN 33-1211325)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-05-15
- IRS object ID
- 201531359349101098
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-05-15T11:22:08-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MCGLADREY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1400 POST OAK BLVD SUITE 900 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77056 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 331211325 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SMITH FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SMIT | BusinessNameControlTxt |
| Phone | 7134641312 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5227 TORTUGA TRAIL | AddressLine1Txt |
| City | AUSTIN | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 78731 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS A SMITH | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 7134641312 | PhoneNum |
| Signature | 2015-05-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MEREDITH GILBERT | PreparerPersonNm |
| PTIN | P00745715 | PTIN |
| Phone | 7136253500 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-04-25 22:37:26Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $2,955,156 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $4,450 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $57,644 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $57,644 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $112,977 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $739,388 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $112,977 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $175,071 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $170,621 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $4,450 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $2,225 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $2,225 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $3,868 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,338 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $8,445 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $7,445 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,000 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $16,763 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $11,008 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $3,225 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $49,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $49,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $66,263 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $11,008 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $52,725 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $108,808 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $159,613 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $134,112 | CashBOYAmt |
| Cash EOY | $73,052 | CashEOYAmt |
| Cash EOYFMV | $73,052 | CashEOYFMVAmt |
| Corporate Stock BOY | $1,446,077 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,562,380 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,333,306 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $495,368 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $549,942 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $546,514 | CorporateBondsEOYFMVAmt |
| Other Assets BOY | $3,293 | OtherAssetsBOYAmt |
| Other Assets EOY | $2,284 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $2,284 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $2,078,850 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,187,658 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $2,955,156 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $2,078,850 | CapitalStockBOYAmt |
| Capital Stock EOY | $2,187,658 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,078,850 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,187,658 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,078,850 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,187,658 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,078,850 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $108,808 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $2,187,658 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $2,187,658 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| CAPITAL GAIN DISTRIBUTIONS | P | $45,285 | $45,285 | $45,285 | |
| BBH GAIN ON SECURITIES | P | $694,103 | $67,692 | $67,692 | $626,411 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $112,977 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $0 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $640,101 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $2,861,519 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.223693 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $539,924 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $2,725,382 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.198109 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $527,877 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,118,228 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.169287 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $548,545 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $3,276,298 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.167428 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $45,599 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $3,513,310 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.012979 | DistributionYr5Rt |
| Total Distribution | 0.771496 | TotalDistributionRt |
| Average Distribution | 0.154299 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $2,846,225 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $439,170 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,596 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $440,766 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $52,725 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $3,192 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $3,192 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $3,192 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,500 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $2,500 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $8 | EsPenaltyAmt |
| Tax Due | $700 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | THOMAS EVONNE SMITH | IndividualWithBooksNm |
| Phone | 7134641312 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5227 TORTUGA TRAIL | AddressLine1Txt |
| City | AUSTIN | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 78731 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| THOMAS A SMITH | ||||||||
| 5227 TORTUGA TRAIL | AUSTIN | TX | 78731 | DIRECTOR/PRESIDENT | 1.00 | $0 | $0 | $0 |
| EVONNE E SMITH | ||||||||
| 5227 TORTUGA TRAIL | AUSTIN | TX | 78731 | DIRECTOR/SECRETARY/TREASURER | 1.00 | $0 | $0 | $0 |
| KYLE T SMITH | ||||||||
| 5227 TORTUGA TRAIL | AUSTIN | TX | 78731 | DIRECTOR/VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,824,442 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $65,127 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,889,569 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $2,889,569 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $43,344 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,846,225 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $142,311 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $142,311 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $3,192 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $3,192 | TotalTaxAmt |
| Distributable Before Adj | $139,119 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $139,119 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $139,119 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $52,725 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $52,725 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $52,725 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $139,119 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $250,988 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $376,272 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $408,317 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $501,883 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,537,460 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $52,725 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $52,725 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $86,394 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $86,394 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,451,066 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,451,066 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $164,594 | ExcessFromYear4Amt |
| Excess From Year3 | $376,272 | ExcessFromYear3Amt |
| Excess From Year2 | $408,317 | ExcessFromYear2Amt |
| Excess From Year1 | $501,883 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS A SMITH | ContributingManagerNm |
| Contributing Manager | EVONNE E SMITH | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (7 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| FIRST UNITED METHODIST CHURCH | |||||||
| 1201 LAVACA ST | AUSTIN | TX | 78701 | NONE | PC | GENERAL USE | $10,000 |
| UNIVERSITY OF NEBRASKA MEDICAL CENTER | |||||||
| 4000 EAST CAMPUS LOOP SOUTH | LINCOLN | NE | 68583 | NONE | PC | SCHOLARSHIPS | $1,000 |
| ARNOLDS PARK HIGH SCHOOL | |||||||
| 1951 250TH STREET | MILFORD | IA | 51351 | NONE | PC | SCHOLARSHIPS | $7,500 |
| OKOBOJI COMMUNITY SCHOOL | |||||||
| 1205 7TH STREET | MILFORD | IA | 51351 | NONE | PC | SCHOLARSHIPS | $10,000 |
| VIBORG PUBLIC SCHOOL | |||||||
| 209 WEST PARK AVENUE | VIBORG | SD | 57070 | NONE | PC | SCHOLARSHIPS | $10,000 |
| MARCUS-MERIDEN CLEGHORN FOUNDATION | |||||||
| 400 E FENTON STREET | MARCUS | IA | 51035 | NONE | PC | SCHOLARSHIPS | $10,000 |
| MIT RSO GIFT RECEIPTS | |||||||
| 600 MEMORIAL DRIVE W98-200 | CAMBRIDGE | MA | 02139 | NONE | PC | SCHOLARSHIPS | $1,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $49,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $57,644 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $112,977 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $170,621 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $170,621 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEES | CategoryTxt |
| Amt | $4,450 | Amt |
| Net Investment Income | $2,225 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $2,225 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BBH LIMITED DURATION FUND CL | $549,942 | $546,514 |
| T ROWE PRICE INST HIGH YIELD BD | $0 | $0 |
| PIMCO TOTAL RETURN FUND BONDS | $0 | $0 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (37 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| T ROWE PRICE NEW ASIA FUND | $117,900 | $127,373 |
| BBH INTERNATIONAL EQUITY FUND CL N | $163,990 | $203,499 |
| BAXTER INTL INC | $38,410 | $58,632 |
| BED BATH & BEYOND INC | $41,465 | $55,147 |
| CELANESE CORP SERIES A | $35,548 | $51,026 |
| CHUBB CORP | $26,672 | $67,256 |
| COMCAST CORP CL A | $25,123 | $101,518 |
| DENTSPLY INTL INC | $9,126 | $15,661 |
| DIAGEO PLC- SPONSORED ADR | $16,008 | $39,932 |
| EBAY INC | $17,962 | $19,642 |
| EOG RESOURCES INC | $30,718 | $59,846 |
| GOOGLE INC CL C | $66,096 | $80,539 |
| HENRY SCHEIN INC COM STK | $12,803 | $27,230 |
| LIBERTY INTERACTIVE A | $19,115 | $44,012 |
| MICROSOFT CORP | $53,480 | $90,578 |
| NESTLE S A SPONS ADR | $41,459 | $65,655 |
| NOVARTIS AG - ADR | $38,248 | $78,761 |
| OCCIDENTAL PETROLEUM CORP | $25,661 | $36,275 |
| PRAXAIR INC | $42,887 | $51,824 |
| PROGRESSIVE CORP OHIO | $45,916 | $48,582 |
| QUALCOMM INC | $60,274 | $74,330 |
| SCHLUMBERGER LTD | $44,945 | $51,246 |
| SOUTHWSTN ENERGY CO | $50,370 | $40,935 |
| U S BANCORP | $45,430 | $89,900 |
| UNILEVER N V-NY SHARES | $24,859 | $25,376 |
| WELLS FARGO & CO | $45,641 | $84,971 |
| ZOETIS INC COM STK | $43,091 | $61,318 |
| LONGLEAF PARTNERS SMALL CAP FD | $138,974 | $203,151 |
| TARGET CORP | $32,079 | $49,342 |
| WAL-MART STORES INC | $16,879 | $30,058 |
| BERKSHIRE HATHAWAY INC-CL B | $64,031 | $150,150 |
| WASTE MANAGEMENT INC | $19,166 | $36,642 |
| ORACLE CORP | $57,127 | $65,207 |
| AIT GLOBAL EMERGING MARKETS OPPORTUNITY FUND-I | $50,000 | $46,700 |
| CALIFORNIA RESOURCES CORP COM STK | $927 | $992 |
| PEPSICO INC | $0 | $0 |
| JOHNSON & JOHNSON | $0 | $0 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INCOME IN TRANSIT | Desc |
| BOY Book Value | $3,293 | BOYBookValueAmt |
| EOY Book Value | $2,284 | EOYBookValueAmt |
| EOYFMV | $2,284 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT FEES | $7,445 | $7,445 | $0 | $0 |
| MEMBERSHIP DUES | $1,000 | $0 | $0 | $1,000 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FOREIGN TAXES | $1,338 | $1,338 | $0 | $0 |
| EXCISE TAXES | $2,530 | $0 | $0 | $0 |
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