JAMES B PENDLETON IRRV CHARIT TR 091692: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- JAMES B PENDLETON IRRV CHARIT TR 091692 (EIN 95-6944277)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-05-11
- IRS object ID
- 201531319349101498
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-05-11T13:34:51-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 911741928 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VON HARTEN & COMPANY INC PS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVE SUITE 2170 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 956944277 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES B PENDLETON CHARITABLE TRUST | BusinessNameLine1Txt |
| Business Name Line2 | C/O DAYLE E IVERSON | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 4259437185 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 601 108TH AVE NE NO 1900 | AddressLine1Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98004 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAYLE E IVERSON | PersonNm |
| Person Title | TRUSTEE & CEO | PersonTitleTxt |
| Phone | 4259437185 | PhoneNum |
| Signature | 2015-05-01 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | WILLIAM L MCQUEEN | PreparerPersonNm |
| PTIN | P00625423 | PTIN |
| Phone | 2064439017 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $28,689,839 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $1,232 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,232 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $540,530 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $540,530 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,075,046 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,906,906 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,075,046 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,616,808 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,616,808 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $250,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $140,625 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $109,375 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $7,674 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $1,919 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $5,755 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $5,254 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $4,729 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $525 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $74,850 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $67,365 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $7,485 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $243,219 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $243,219 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $39,929 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $17,098 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $8,246 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $29,404 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $14,702 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $14,702 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $19,774 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $10,060 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $9,714 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $670,104 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $499,717 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $155,802 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,127,620 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,127,620 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,797,724 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $499,717 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,283,422 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$180,916 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,117,091 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $3,599,563 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,481,393 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,481,274 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $11,915,202 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,048,927 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $21,809,786 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $786,210 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $595,011 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $617,463 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,300,932 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,295,016 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,779,043 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $1,629 | OtherAssetsBOYAmt |
| Other Assets EOY | $2,273 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $2,273 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $17,603,536 | TotalAssetsBOYAmt |
| Total Assets EOY | $17,422,620 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $28,689,839 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $17,603,536 | RetainedEarningBOYAmt |
| Retained Earning EOY | $17,422,620 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $17,603,536 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $17,422,620 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $17,603,536 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $17,422,620 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $17,603,536 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$180,916 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $17,422,620 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $17,422,620 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (60 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 5,500 BUCKLE INC | P | 2010-08-09 | 2014-08-13 | $247,154 | $149,529 | $97,625 | $97,625 |
| 3,200 COACH INC | P | 2013-02-15 | 2014-06-20 | $110,698 | $155,108 | -$44,410 | -$44,410 |
| 7,000 ROCHE HLDG LTD SPONS ADR | P | 2009-11-12 | 2014-04-17 | $253,111 | $139,308 | $113,803 | $113,803 |
| 2,600 ROCHE HLDG LTD SPONS ADR | P | 2011-04-28 | 2014-04-17 | $94,013 | $51,814 | $42,199 | $42,199 |
| 2,800 TIFFANY & CO | P | 2012-06-20 | 2014-05-23 | $269,806 | $151,841 | $117,965 | $117,965 |
| 100,000 PRUDENTIAL FIN'L | P | 2009-06-25 | 2014-04-01 | $100,000 | $95,620 | $4,380 | $4,380 |
| 100,000 WELLPOINT INC | P | 2009-06-25 | 2014-09-11 | $106,494 | $95,580 | $10,914 | $10,914 |
| 239 AMC NETWORKS INC-A | P | 2002-02-22 | 2014-11-13 | $14,600 | $2,240 | $12,360 | $12,360 |
| 500 AMERICAN EXPRESS CO | P | 2008-01-31 | 2014-11-12 | $45,724 | $24,087 | $21,637 | $21,637 |
| 500 AMETECH INC | P | 2002-02-22 | 2014-11-13 | $25,133 | $2,349 | $22,784 | $22,784 |
| 200 ASCENT MEDIA CORP-A | P | 2009-01-21 | 2014-11-19 | $10,702 | $5,059 | $5,643 | $5,643 |
| 75 ASCENT MEDIA CORP-A | P | 2009-01-26 | 2014-11-19 | $4,013 | $1,885 | $2,128 | $2,128 |
| 1,000 BAXTER INTERNATIONAL INC | P | 2010-07-08 | 2014-11-19 | $72,398 | $43,015 | $29,383 | $29,383 |
| 300 BEAM INC | P | 2011-01-10 | 2014-05-01 | $25,050 | $14,345 | $10,705 | $10,705 |
| 500 BEAM INC | P | 2011-01-11 | 2014-05-01 | $41,750 | $24,176 | $17,574 | $17,574 |
| 500 BEAM INC | P | 2011-02-14 | 2014-05-01 | $41,750 | $23,490 | $18,260 | $18,260 |
| 700 BEAM INC | P | 2011-03-14 | 2014-05-01 | $58,450 | $32,668 | $25,782 | $25,782 |
| 1,000 BEAM INC | P | 2011-08-15 | 2014-05-01 | $83,500 | $41,868 | $41,632 | $41,632 |
| 500 BECTON DICKINSON & CO | P | 2011-01-28 | 2014-11-12 | $64,588 | $41,481 | $23,107 | $23,107 |
| 1,500 BOEING CO | P | 2011-01-13 | 2014-02-19 | $64,483 | $34,956 | $29,527 | $29,527 |
| 1,000 COCA-COLA CO | P | 2008-05-15 | 2014-11-12 | $42,716 | $28,526 | $14,190 | $14,190 |
| 1,000 CORNING INC | P | 2002-02-22 | 2014-11-12 | $20,685 | $6,910 | $13,775 | $13,775 |
| 1,000 CRANE CO | P | 2007-01-24 | 2014-11-12 | $61,425 | $37,174 | $24,251 | $24,251 |
| 600 DIEBOLD INC | P | 2010-07-08 | 2014-11-12 | $21,429 | $16,395 | $5,034 | $5,034 |
| 1,000 DIRECTV | P | 2009-11-20 | 2014-11-12 | $87,307 | $26,195 | $61,112 | $61,112 |
| 600 DR PEPPER SNAPPER GROUP | P | 2009-06-09 | 2014-11-12 | $42,064 | $12,840 | $29,224 | $29,224 |
| 600 ENERGIZER HLDS INC | P | 2002-03-04 | 2014-11-19 | $74,435 | $12,907 | $61,528 | $61,528 |
| 3,000 FREEPORT MCMORAN COPPER 7 GOLD INC | P | 2012-08-31 | 2014-12-17 | $65,534 | $107,457 | -$41,923 | -$41,923 |
| 1,000 FREEPORT MCMORAN COPPER 7 GOLD INC | P | 2013-06-17 | 2014-12-17 | $21,845 | $29,830 | -$7,985 | -$7,985 |
| 500 FREEPORT MCMORAN COPPER 7 GOLD INC | P | 2013-08-02 | 2014-12-17 | $10,922 | $14,555 | -$3,633 | -$3,633 |
| 500 FREEPORT MCMORAN COPPER 7 GOLD INC | P | 2013-08-05 | 2014-12-17 | $10,922 | $14,555 | -$3,633 | -$3,633 |
| 2,000 HILLSHIRE BRANDS CO | P | 2010-10-18 | 2014-07-30 | $126,000 | $45,283 | $80,717 | $80,717 |
| 600 HILLSHIRE BRANDS CO | P | 2011-01-10 | 2014-07-30 | $37,800 | $16,680 | $21,120 | $21,120 |
| 400 HILLSHIRE BRANDS CO | P | 2012-11-16 | 2014-07-30 | $25,200 | $10,670 | $14,530 | $14,530 |
| 300 INGREDION INC | P | 2002-02-22 | 2014-11-12 | $23,980 | $4,581 | $19,399 | $19,399 |
| 500 JOHNSON & JOHNSON | P | 2007-09-26 | 2014-11-19 | $54,121 | $32,739 | $21,382 | $21,382 |
| 500 KINNEVIK INVESTMENT AB-B | P | 2014-06-12 | 2014-11-19 | $15,863 | $20,290 | -$4,427 | -$4,427 |
| 0.425 LIBERTY VENTURES SER A | P | 2003-10-02 | 2014-11-24 | $15 | $8 | $7 | $7 |
| 3,000 SANOFI-AVENTIS SA CVR | P | 2011-02-17 | 2014-12-01 | $2,470 | $6,690 | -$4,220 | -$4,220 |
| 41.6 TIME INC | P | 2002-07-26 | 2014-06-20 | $963 | $308 | $655 | $655 |
| 41.6 TIME INC | P | 2002-09-03 | 2014-06-20 | $963 | $351 | $612 | $612 |
| 41.6 TIME INC | P | 2003-10-02 | 2014-06-20 | $963 | $445 | $518 | $518 |
| 83.3 TIME INC | P | 2003-11-04 | 2014-06-20 | $1,923 | $903 | $1,020 | $1,020 |
| 41.6 TIME INC | P | 2006-05-10 | 2014-06-20 | $960 | $495 | $465 | $465 |
| 125 TIME INC | P | 2009-03-23 | 2014-06-20 | $2,885 | $706 | $2,179 | $2,179 |
| 250 TIME INC | P | 2009-06-19 | 2014-06-20 | $5,770 | $1,956 | $3,814 | $3,814 |
| 2,000 TRW AUTOMOTIVE HLDGS CORP | P | 2014-09-22 | 2014-12-15 | $204,734 | $205,085 | -$351 | -$351 |
| 500 AMC NETWORKS INC-A | P | 2002-02-22 | 2014-11-12 | $30,864 | $10,826 | $20,038 | $20,038 |
| 261.5 AMC NETWORKS INC-A | P | 2002-02-22 | 2014-11-13 | $16,008 | $5,658 | $10,350 | $10,350 |
| 1,000 FLOWSERVE CORP | P | 2002-07-23 | 2014-02-19 | $81,424 | $4,908 | $76,516 | $76,516 |
| 500 FLOWSERVE CORP | P | 2002-07-23 | 2014-04-29 | $36,053 | $2,454 | $33,599 | $33,599 |
| 330 AT&T INC | P | 2004-12-13 | 2014-11-12 | $11,669 | $8,468 | $3,201 | $3,201 |
| 274 AT&T INC | P | 2005-01-31 | 2014-11-12 | $9,688 | $6,533 | $3,155 | $3,155 |
| EL PASO CORPORATION CL ACTION PROCEEDS | P | 2014-01-03 | $584 | $584 | $584 | ||
| EL PASO CORPORATION CL ACTION PROCEEDS | P | 2014-01-23 | $602 | $602 | $602 | ||
| 2011 EURO DIVIDEND TAX RECLAIM | P | 2014-01-27 | $1,009 | -$1,009 | -$1,009 | ||
| TREDEGAR CORP REDEMPTION OF RIGHTS | P | 2014-03-11 | $15 | $15 | $15 | ||
| 5,166 UNITS OF EURO | P | 2014-07-01 | $7,066 | $7,051 | $15 | $15 | |
| DYNEGY INC CL ACTION PROCEEDS | P | 2014-07-02 | $31 | $31 | $31 | ||
| CAPITAL GAINS DIVIDENDS | P | $15,591 | $15,591 | $15,591 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,075,046 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,140,603 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $25,917,668 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.044009 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,110,427 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $23,054,331 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.048166 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,072,091 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $22,837,128 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046945 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $969,776 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $21,538,894 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.045024 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,235,098 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $19,178,305 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.064401 | DistributionYr5Rt |
| Total Distribution | 0.248545 | TotalDistributionRt |
| Average Distribution | 0.049709 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $27,532,020 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,368,589 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $11,171 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,379,760 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,283,422 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $22,342 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $22,342 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $22,342 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $21,050 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $21,050 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Tax Due | $1,292 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VON HARTEN COMPANY INC PS | IndividualWithBooksNm |
| Phone | 2064439017 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVENUE STE 2170 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DAVID E ELLISON | ||||||||
| 601 108TH AVENUE NE SUITE 1900 | BELLEVUE | WA | 98004 | SENIOR TRUSTEE | 11.00 | $31,250 | $0 | $0 |
| DAVID E ELLISON | ||||||||
| 601 108TH AVENUE NE SUITE 1900 | BELLEVUE | WA | 98004 | INVESTMENT DIRECTOR | 29.00 | $93,750 | $0 | $0 |
| DAYLE E IVERSON | ||||||||
| 601 108TH AVENUE NE SUITE 1900 | BELLEVUE | WA | 98004 | TRUSTEE & CEO | 40.00 | $125,000 | $7,674 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $24,518,928 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,432,361 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $27,951,289 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $27,951,289 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $419,269 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $27,532,020 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,376,601 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,376,601 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $22,342 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $22,342 | TotalTaxAmt |
| Distributable Before Adj | $1,354,259 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,354,259 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,354,259 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,283,422 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,283,422 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,283,422 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,354,259 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,100,790 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,283,422 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,100,790 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $182,632 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,171,627 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DAYLE E IVERSON | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 601 108TH AVENUE NE SUITE 1900 | AddressLine1Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4259437185 | RecipientPhoneNum |
| Form And Info And Materials | LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR AIDS RESEARCH, CONTROL OR TREATMENT. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CASE WESTERN RESERVE UNIVERSITY | |||||||
| 10900 EUCLID AVENUE | CLEVELAND | OH | 44106 | NONE | PUBLIC CHARITY | RESEARCH | $66,792 |
| EMORY UNIVERSITY | |||||||
| 201 DOWMAN DRIVE | ATLANTA | GA | 30322 | NONE | PUBLIC CHARITY | RESARCH | $250,000 |
| FRED HUTCHINSON CANCER RESEARCH CENTER | |||||||
| 1100 FAIRVIEW AVE N | SEATTLE | WA | 981091024 | NONE | PUBLIC CHARITY | RESEARCH | $80,000 |
| NORTHWESTERN UNIVERSITY FEINBERG SCHOOL OF MEDICINEINFECTIOUS DISEASE | |||||||
| 645 N MICHIGAN AVENUE SUITE 900 | CHICAGO | IL | 60611 | NONE | PUBLIC CHARITY | RESEARCH | $169,650 |
| SANFORD BURNHAM MEDICAL RESEARCH INSTITUTE | |||||||
| 10901 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | NONE | PUBLIC CHARITY | RESEARCH | $194,352 |
| UC SAN DIEGO AIDS RESEARCH INSTITUTE | |||||||
| 9500 GILMAN DRIVE 0716 | LA JOLLA | CA | 920930716 | NONE | PUBLIC CHARITY | RESEARCH | $198,154 |
| UCLA AIDS INSTITUTE | |||||||
| 615 CHARLES E YOUNG DR EAST | LOS ANGELES | CA | 90095 | NONE | PUBLIC CHARITY | RESEARCH | $104,672 |
| UNIVERSITY OF SOUTHERN CALIFORNIA KECK SCHOOL OF MEDICINE | |||||||
| 1975 ZONAL AVENUE | LOS ANGELES | CA | 90033 | NONE | PUBLIC CHARITY | RESEARCH | $64,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,127,620 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,232 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $540,530 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,075,046 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,616,808 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,616,808 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| VON HARTEN & COMPANY, INC PS | $66,800 | $60,120 | $6,680 |
| LOVERIDGE HUNT & CO, PLLC | $8,050 | $7,245 | $805 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (8 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GENERAL ELECTRIC CAP CP, 5.0%, 8/15/17 | $100,000 | $107,658 |
| GENERAL ELECTRIC CAP CP, 4.3%, 10/15/15 | $100,000 | $102,036 |
| PROCTER & GAMBLE, 3.5%, 2/15/15 | $99,435 | $100,354 |
| PRUDENTIAL FINL, 4.75%, 4/1/14 | $0 | $0 |
| WELLS FARGO BANK, 5.6%, 3/15/16 | $96,704 | $99,152 |
| WELLPOINT INC, 5.25%, 1/15/16 | $0 | $0 |
| GENERAL ELECTRIC CAP CP, 4.55%, 3/15/18 | $100,000 | $106,239 |
| MORGAN STANLEY NOTES, 3.45% DUE 11/02/15 | $98,872 | $102,024 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (139 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMETEK INC NEW | $21,140 | $236,835 |
| CTS CORP | $23,777 | $71,320 |
| CORNING INC | $27,336 | $91,720 |
| ENERGIZER HLDGS INC | $30,116 | $179,984 |
| FLOWSERVE CORPORATION | $16,691 | $269,235 |
| HONEYWELL INTL INC | $117,130 | $399,680 |
| WATTS WATER TECHNOLOGIES INC | $47,271 | $190,320 |
| ARCHER DANIELS MIDLAND CO | $42,019 | $156,000 |
| CHURCH & DWIGHT INC | $40,977 | $315,240 |
| FLOWERS FOOD INC | $28,556 | $172,710 |
| CABLEVISION SYS CORP CL A | $73,124 | $206,400 |
| SCRIPPS (EW) CO OHIO CLASS A | $51,741 | $112,905 |
| AMERICAN EXPRESS CO | $125,837 | $418,680 |
| EL PASO ELEC CO | $71,926 | $200,300 |
| TELEPHONE & DATA SYSTEMS INC | $226,479 | $176,750 |
| WESTAR ENERGY INC | $51,251 | $164,960 |
| VIVENDI UNIVERSAL | $58,396 | $129,336 |
| SOUTHWEST GAS CORP | $113,690 | $309,050 |
| TIME WARNER INC | $120,369 | $427,100 |
| UNITED STATES CELLULAR CORP | $89,180 | $119,490 |
| CAVCO INDUSTRIES INC | $49,752 | $198,175 |
| CHEMED CORP NEW | $35,827 | $211,340 |
| DEERE & CO | $31,575 | $88,470 |
| GENERAL MILLS INC | $119,991 | $266,650 |
| LIBERTY GLOBAL PLC (SER A) | $4,647 | $26,358 |
| LIBERTY GLOBAL PLC (SER C) | $12,974 | $76,088 |
| VIACOM INC CL A | $131,845 | $302,000 |
| AT&T INC COM | $83,754 | $134,360 |
| INTERNATIONAL FLAVORS & FRAGRANCES | $47,588 | $101,360 |
| ITT CORPORATION | $18,513 | $40,460 |
| LIBERTY MEDIA HOLDING CORP | $35,235 | $73,550 |
| NAVISTAR INTL CORP | $72,901 | $100,440 |
| PFIZER INC | $103,514 | $184,096 |
| TREDEGAR INDS INC | $25,140 | $33,735 |
| VERIZON COMMUNICATIONS | $175,242 | $280,680 |
| CAMPBELL SOUP CO | $118,257 | $176,000 |
| CRANE CO | $64,689 | $117,400 |
| GATX CORP | $138,358 | $230,160 |
| JOHNSON & JOHNSON | $130,956 | $209,140 |
| WASTE MANAGEMENT INC | $113,763 | $153,960 |
| 3M COMPANY | $139,291 | $345,072 |
| BANK OF NEW YORK/MELLON CO | $92,946 | $121,710 |
| CHEVRON CORP | $108,766 | $168,270 |
| DU PONT E I DE NEMOUR & CO | $130,259 | $295,760 |
| EXXON MOBIL CORP | $86,464 | $110,940 |
| GENERAL ELECTRIC CO | $172,154 | $219,849 |
| INT'L BUSINESS MACHINES | $114,389 | $176,484 |
| MASCO CORP | $84,953 | $110,880 |
| PFIZER INCORPORATED | $110,033 | $177,555 |
| PROCTER & GAMBLE | $119,612 | $191,289 |
| UNILEVER PLC ADR NEW | $110,361 | $161,920 |
| UNITED PARCEL SERVICE CL B | $128,888 | $244,574 |
| UNITED TECHOLOGIES CORP | $109,126 | $230,000 |
| WAL-MART STORES INC | $98,059 | $171,760 |
| ASCENT MEDIA CORP - A | $19,937 | $42,344 |
| COCA-COLA CO | $142,628 | $211,100 |
| DIEBOLD INC | $36,979 | $48,496 |
| DISCOVERY COMMUNICATIONS - A | $5,262 | $25,837 |
| DISCOVERY COMMUNICATIONS - C | $14,539 | $75,870 |
| DISH NETWORK CORP - A | $139,060 | $583,120 |
| DR PEPPER SNAPPLE GROUP | $65,835 | $243,712 |
| ECHOSTAR HOLDING CORP - A | $20,851 | $42,000 |
| GRAFTECH INTL LTD | $5,947 | $5,060 |
| NCR CORP | $64,762 | $145,700 |
| PRECISION CASTPARTS CORP | $123,713 | $337,232 |
| ZEP INC | $44,402 | $45,450 |
| AT&T INC COM | $133,507 | $164,591 |
| BANK OF NEW YORK MELLON CORP | $190,670 | $283,990 |
| BOSTON SCIENTIFIC CORP | $38,891 | $79,500 |
| DANONE SPNS ADR | $64,212 | $78,102 |
| JP MORGAN CHASE & CO | $109,272 | $187,740 |
| KAMAN CORP | $29,480 | $80,180 |
| LEGG MASON INC | $126,264 | $266,850 |
| NATIONAL FUEL GAS CO | $176,427 | $278,120 |
| RPC INC | $16,483 | $58,680 |
| MICROSOFT CORP | $95,452 | $218,315 |
| NOVARTIS AG SPONS ADR | $136,974 | $291,879 |
| ROCHE HLDG LTD SPONS ADR | $0 | $0 |
| TOTAL SA ADR | $147,224 | $122,880 |
| WASTE MANAGEMENT INC | $137,138 | $236,072 |
| BAXTER INTERNATIONAL INC | $148,846 | $219,870 |
| BUCKLE INC | $0 | $0 |
| ILLINOIS TOOL WORKS INC | $178,370 | $388,270 |
| BAXTER INTERNATIONAL, INC | $42,533 | $73,290 |
| BIGLARI HOLDINGS, INC | $102,479 | $143,824 |
| CURTISS WRIGHT CORP | $58,447 | $141,180 |
| GRIFFON CORP | $46,289 | $53,200 |
| JANUS CAP | $140,162 | $241,950 |
| MADISON SQUARE GAR INC-A | $22,950 | $188,150 |
| MILLICOM INTL CELLULAR | $148,551 | $134,784 |
| NORTHERN TR CORP | $160,099 | $269,600 |
| STATE STREET CORP | $186,024 | $314,000 |
| AMC NETWORKS INC-A | $10,813 | $95,655 |
| BEAM INC | $0 | $0 |
| BECTON DICKINSON & CO | $82,961 | $139,160 |
| THE BOEING COMPANY | $69,912 | $129,980 |
| BRINKS CO | $132,255 | $122,050 |
| BROWN FORMAN CORP CL A | $20,365 | $39,492 |
| CINCINNATI BELL INC | $72,468 | $79,750 |
| FIRSTENERGY CORP | $15,468 | $77,980 |
| FORTUNE BRANDS HOME & SECURITY INC | $40,259 | $135,810 |
| INTERNAP NETWORK SERVICES CORP | $146,513 | $159,200 |
| SANOFI AVENTIS SA CVR | $0 | $0 |
| XYLEM INC | $137,821 | $190,350 |
| HEWLETT PACKARD COMPANY | $223,406 | $226,734 |
| JPMORGAN CHASE & CO | $146,169 | $278,481 |
| PEPSICO INCORPORATED | $151,744 | $222,216 |
| TRAVELERS COMPANIES INC | $144,614 | $264,625 |
| DIRECTV | $92,834 | $433,500 |
| FREEPORT MCMORAN COPPER & GOLD INC | $0 | $0 |
| HILLSHIRE BRANDS CO | $0 | $0 |
| KINDER MORGAN INC DEL | $3,821 | $13,632 |
| MONDELEZ INTERNATIONAL | $96,331 | $181,625 |
| LIBERTY VENTURES | $10,097 | $26,065 |
| PATTERSON COS INC | $170,964 | $240,500 |
| SNYDERS-LANCE INC | $4,608 | $6,110 |
| PEP BOYS MANNY MOE & JACK | $26,671 | $29,460 |
| RYMAN HOSPITALITY INC | $68,168 | $149,201 |
| INGREDION INC | $18,324 | $101,808 |
| WELLS FARGO & COMPANY | $166,196 | $274,100 |
| WEATHERFORD INTERNATIONAL LTD | $59,458 | $57,250 |
| ST JUDE MEDICAL INC | $208,201 | $357,665 |
| TIFFANY & CO | $0 | $0 |
| LIBERTY MEDIA CORP (LMCA) | $1,836 | $23,843 |
| NEWS CORP | $17,181 | $39,225 |
| TWENTY-FIRST CENTURY FOX, INC | $127,445 | $384,050 |
| CISCO SYSTEMS INC | $168,824 | $208,613 |
| COACH INC | $0 | $0 |
| PRUDENTIAL FINANCIAL INC | $155,685 | $244,242 |
| LIBERTY TRIP ADVISOR HLDG A | $3,685 | $9,038 |
| LIBERTY BROADBAND-A | $638 | $8,465 |
| LIBERTY BROADBAND-C | $1,216 | $16,839 |
| LIBERTY MEDIA CORP (LMCK) | $3,638 | $47,361 |
| CHEMTURA CORP | $23,613 | $24,730 |
| DRESSER-RAND GROUP INC | $163,976 | $163,600 |
| INTERPUBLIC GROUP COS INC | $39,448 | $41,540 |
| KINNEVIK INVESTMENT A-B | $40,580 | $32,940 |
| LIBERTY BROADBAND (LBRKR) | $0 | $969 |
| GLAXOSMITHKLINE PLC ADR | $163,234 | $132,494 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| HEALTH CARE REIT INC | AT COST | $125,521 | $287,546 |
| HOSPITALITY PPTYS TRUST SH BEN INT | AT COST | $131,650 | $120,900 |
| LIBERTY PROPERTY TRUST REIT | AT COST | $149,946 | $173,098 |
| MACK CALI REALTY CORP REIT | AT COST | $121,098 | $70,522 |
| HOME PROPERTIES INC REIT | AT COST | $123,979 | $196,800 |
| HCP INC REIT | AT COST | $159,916 | $272,986 |
| DUKE REALTY CORP REIT | AT COST | $149,967 | $189,880 |
| DIGITAL REALTY TRUST INC | AT COST | $145,154 | $179,010 |
| PROLOGIS INC NEW | AT COST | $187,785 | $288,301 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GREENBERG GLUSKER | CategoryTxt |
| Legal Fees | $5,254 | LegalFeesAmt |
| Net Investment Income | $4,729 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $525 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DIVIDENDS RECEIVABLE CONSTRUCTIVELY RECEIVED | $1,136 | $1,966 | $1,966 |
| LTCG DISTRIBUTION RECEIVABLE CONSTRUCTIVELY RECEIVED | $493 | $307 | $307 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TELEPHONE EXPENSE | $4,616 | $2,308 | $2,308 |
| PAYROLL PROCESSING EXPENSE | $1,088 | $544 | $544 |
| MEMBERSHIP DUES | $4,524 | $2,262 | $2,262 |
| OFFICE SUPPLIES | $257 | $128 | $129 |
| BANK CHARGES | $146 | $73 | $73 |
| MISCELLANEOUS: ADR FEES | $348 | $348 | $0 |
| POSTAGE | $172 | $86 | $86 |
| PARKING | $6,373 | $3,186 | $3,187 |
| D&O INSURANCE | $2,250 | $1,125 | $1,125 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| GARLAND CAPITAL MANAGEMENT | $56,356 | $56,356 | $0 |
| GABELLI ASSET MANAGEMENT COMPANY | $162,694 | $162,694 | $0 |
| MELLON PRIVATE ASSET MANAGEMENT | $24,169 | $24,169 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (7 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL TAXES - TRUSTEE & CEO | $9,066 | $2,266 | $6,800 |
| PAYROLL TAXES - SENIOR TRUSTEE | $2,267 | $1,133 | $1,134 |
| PAYROLL TAXES - INVESTMENT DIRECTOR | $6,800 | $6,800 | $0 |
| CALIFORNIA FILING FEES | $85 | $0 | $0 |
| PAYROLL TAXES - L&I | $624 | $312 | $312 |
| FEDERAL EXCISE TAX | $14,500 | $0 | $0 |
| FOREIGN TAXES PAID | $6,587 | $6,587 | $0 |
Comments