JOHN L NAU III FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- JOHN L NAU III FOUNDATION (EIN 20-8457303)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-16
- IRS object ID
- 201523209349101492
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-16T12:04:39-06:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010687790 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BC CONSULTING LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 955 GEMINI STREET | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77058 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208457303 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NAU FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NAUF | BusinessNameControlTxt |
| Phone | 7138666323 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVE | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770071037 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN L NAU III | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 7138666362 | PhoneNum |
| Signature | 2015-11-16 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BRYAN F CLARK | PreparerPersonNm |
| PTIN | P00360796 | PTIN |
| Phone | 7132267800 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,743,595 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $750,000 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $51,637 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $51,637 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $20,831 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $635,643 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $20,831 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $69,886 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $69,886 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $892,354 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $142,354 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $3,800 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $2,850 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $950 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $5,872 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $872 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $21,619 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $21,619 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $31,291 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $25,341 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $950 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $200,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $200,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $231,291 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $25,341 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $200,950 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $661,063 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $117,013 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $480,253 | CashBOYAmt |
| Cash EOY | $401,096 | CashEOYAmt |
| Cash EOYFMV | $401,096 | CashEOYFMVAmt |
| Corporate Stock BOY | $912,623 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,501,558 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,501,558 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $1,732,537 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,840,941 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,840,941 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $3,125,413 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,743,595 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,743,595 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $3,125,413 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $3,743,595 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,125,413 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,743,595 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,125,413 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,743,595 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,125,413 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $661,063 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $3,786,476 | SubtotalAmt |
| Other Decreases | $42,881 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,743,595 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (131 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| AB HIGH INCOME FUND CLASS A | P | 2013-08-28 | 2014-04-04 | $102,685 | $100,000 | $2,685 | $2,685 |
| AB HIGH INCOME FUND CLASS A | P | 2013-09-30 | 2014-04-04 | $507 | $497 | $10 | $10 |
| AB HIGH INCOME FUND CLASS A | P | 2013-10-31 | 2014-04-04 | $562 | $561 | $1 | $1 |
| AB HIGH INCOME FUND CLASS A | P | 2013-11-29 | 2014-04-04 | $535 | $532 | $3 | $3 |
| AB HIGH INCOME FUND CLASS A | P | 2013-12-06 | 2014-04-04 | $751 | $736 | $15 | $15 |
| AB HIGH INCOME FUND CLASS A | P | 2013-12-06 | 2014-04-04 | $593 | $581 | $12 | $12 |
| AB HIGH INCOME FUND CLASS A | P | 2013-12-31 | 2014-04-04 | $532 | $522 | $10 | $10 |
| AB HIGH INCOME FUND CLASS A | P | 2014-01-31 | 2014-04-04 | $559 | $549 | $10 | $10 |
| AB HIGH INCOME FUND CLASS A | P | 2014-02-28 | 2014-04-04 | $481 | $479 | $2 | $2 |
| AB HIGH INCOME FUND CLASS A | P | 2014-03-31 | 2014-04-04 | $488 | $487 | $1 | $1 |
| AB LIMITED DURATION HIGH INCOME PORTFOLIO FUND CLASS A | P | 2013-08-28 | 2014-04-04 | $101,994 | $100,000 | $1,994 | $1,994 |
| AB LIMITED DURATION HIGH INCOME PORTFOLIO FUND CLASS A | P | 2013-09-30 | 2014-04-04 | $316 | $312 | $4 | $4 |
| AB LIMITED DURATION HIGH INCOME PORTFOLIO FUND CLASS A | P | 2013-10-31 | 2014-04-04 | $341 | $340 | $1 | $1 |
| AB LIMITED DURATION HIGH INCOME PORTFOLIO FUND CLASS A | P | 2013-11-29 | 2014-04-04 | $315 | $315 | $0 | $0 |
| AB LIMITED DURATION HIGH INCOME PORTFOLIO FUND CLASS A | P | 2013-12-06 | 2014-04-04 | $243 | $242 | $1 | $1 |
| AB LIMITED DURATION HIGH INCOME PORTFOLIO FUND CLASS A | P | 2013-12-06 | 2014-04-04 | $45 | $45 | $0 | $0 |
| AB LIMITED DURATION HIGH INCOME PORTFOLIO FUND CLASS A | P | 2013-12-06 | 2014-04-04 | $169 | $168 | $1 | $1 |
| AB LIMITED DURATION HIGH INCOME PORTFOLIO FUND CLASS A | P | 2013-12-31 | 2014-04-04 | $311 | $310 | $1 | $1 |
| AB LIMITED DURATION HIGH INCOME PORTFOLIO FUND CLASS A | P | 2014-01-31 | 2014-04-04 | $335 | $333 | $2 | $2 |
| AB LIMITED DURATION HIGH INCOME PORTFOLIO FUND CLASS A | P | 2014-02-28 | 2014-04-04 | $280 | $280 | $0 | $0 |
| AB LIMITED DURATION HIGH INCOME PORTFOLIO FUND CLASS A | P | 2014-03-31 | 2014-04-04 | $290 | $290 | $0 | $0 |
| CUMMINS INC | P | 2013-08-28 | 2014-08-27 | $72,533 | $61,442 | $11,091 | $11,091 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-03-08 | 2014-04-04 | $50,167 | $47,784 | $2,383 | $2,383 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-03-31 | 2014-04-04 | $122 | $118 | $4 | $4 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-04-30 | 2014-04-04 | $163 | $159 | $4 | $4 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-05-05 | 2014-04-04 | $12,865 | $12,485 | $380 | $380 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-05-28 | 2014-04-04 | $208 | $197 | $11 | $11 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-06-08 | 2014-04-04 | $10,893 | $10,318 | $575 | $575 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-06-30 | 2014-04-04 | $251 | $236 | $15 | $15 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-07-30 | 2014-04-04 | $273 | $259 | $14 | $14 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-08-31 | 2014-04-04 | $259 | $247 | $12 | $12 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-09-30 | 2014-04-04 | $231 | $221 | $10 | $10 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-10-29 | 2014-04-04 | $234 | $227 | $7 | $7 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-11-30 | 2014-04-04 | $232 | $226 | $6 | $6 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-12-29 | 2014-04-04 | $95 | $93 | $2 | $2 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2010-12-31 | 2014-04-04 | $247 | $242 | $5 | $5 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2011-01-31 | 2014-04-04 | $244 | $242 | $2 | $2 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2011-02-28 | 2014-04-04 | $215 | $213 | $2 | $2 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2011-03-31 | 2014-04-04 | $236 | $234 | $2 | $2 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2011-04-29 | 2014-04-04 | $228 | $226 | $2 | $2 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2011-05-31 | 2014-04-04 | $237 | $235 | $2 | $2 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2011-06-30 | 2014-04-04 | $238 | $235 | $3 | $3 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2011-07-31 | 2014-04-04 | $252 | $248 | $4 | $4 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2011-08-31 | 2014-04-04 | $273 | $257 | $16 | $16 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2011-09-30 | 2014-04-04 | $265 | $250 | $15 | $15 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2011-10-31 | 2014-04-04 | $278 | $269 | $9 | $9 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2011-11-30 | 2014-04-04 | $256 | $246 | $10 | $10 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2011-12-30 | 2014-04-04 | $272 | $262 | $10 | $10 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2012-01-31 | 2014-04-04 | $268 | $261 | $7 | $7 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2012-02-29 | 2014-04-04 | $269 | $264 | $5 | $5 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2012-03-30 | 2014-04-04 | $290 | $285 | $5 | $5 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2012-04-30 | 2014-04-04 | $267 | $263 | $4 | $4 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2012-05-31 | 2014-04-04 | $290 | $284 | $6 | $6 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2012-06-29 | 2014-04-04 | $281 | $275 | $6 | $6 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2012-07-31 | 2014-04-04 | $284 | $279 | $5 | $5 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2012-08-31 | 2014-04-04 | $307 | $303 | $4 | $4 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2012-09-28 | 2014-04-04 | $333 | $330 | $3 | $3 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2012-10-31 | 2014-04-04 | $284 | $283 | $1 | $1 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2012-11-30 | 2014-04-04 | $276 | $274 | $2 | $2 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2012-12-31 | 2014-04-04 | $284 | $283 | $1 | $1 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2013-01-31 | 2014-04-04 | $281 | $281 | $0 | $0 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2013-02-28 | 2014-04-04 | $252 | $252 | $0 | $0 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2013-03-28 | 2014-04-04 | $259 | $260 | -$1 | -$1 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2013-04-30 | 2014-04-04 | $254 | $256 | -$2 | -$2 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2013-05-31 | 2014-04-04 | $261 | $262 | -$1 | -$1 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2013-06-28 | 2014-04-04 | $250 | $249 | $1 | $1 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2013-07-31 | 2014-04-04 | $253 | $254 | -$1 | -$1 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2013-08-30 | 2014-04-04 | $251 | $251 | $0 | $0 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2013-09-30 | 2014-04-04 | $238 | $238 | $0 | $0 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2013-10-31 | 2014-04-04 | $246 | $247 | -$1 | -$1 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2013-11-29 | 2014-04-04 | $245 | $245 | $0 | $0 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2013-12-31 | 2014-04-04 | $324 | $325 | -$1 | -$1 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2014-01-31 | 2014-04-04 | $246 | $247 | -$1 | -$1 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2014-02-28 | 2014-04-04 | $217 | $218 | -$1 | -$1 |
| EATON VANCE FLOATING RATE FUND CLASS A | P | 2014-03-31 | 2014-04-04 | $244 | $244 | $0 | $0 |
| EBAY INC | P | 2013-08-28 | 2014-11-12 | $53,518 | $50,888 | $2,630 | $2,630 |
| EBAY INC | P | 2014-04-24 | 2014-11-12 | $29,274 | $30,096 | -$822 | -$822 |
| LORD ABBETT FLOATING RATE FUND A | P | 2010-05-05 | 2014-04-04 | $62,688 | $61,499 | $1,189 | $1,189 |
| LORD ABBETT FLOATING RATE FUND A | P | 2010-05-28 | 2014-04-04 | $234 | $225 | $9 | $9 |
| LORD ABBETT FLOATING RATE FUND A | P | 2010-06-08 | 2014-04-04 | $10,589 | $10,154 | $435 | $435 |
| LORD ABBETT FLOATING RATE FUND A | P | 2010-06-30 | 2014-04-04 | $304 | $291 | $13 | $13 |
| LORD ABBETT FLOATING RATE FUND A | P | 2010-07-30 | 2014-04-04 | $330 | $319 | $11 | $11 |
| LORD ABBETT FLOATING RATE FUND A | P | 2010-08-31 | 2014-04-04 | $347 | $336 | $11 | $11 |
| LORD ABBETT FLOATING RATE FUND A | P | 2010-09-30 | 2014-04-04 | $311 | $303 | $8 | $8 |
| LORD ABBETT FLOATING RATE FUND A | P | 2010-10-29 | 2014-04-04 | $312 | $308 | $4 | $4 |
| LORD ABBETT FLOATING RATE FUND A | P | 2010-11-30 | 2014-04-04 | $306 | $301 | $5 | $5 |
| LORD ABBETT FLOATING RATE FUND A | P | 2010-12-17 | 2014-04-04 | $130 | $127 | $3 | $3 |
| LORD ABBETT FLOATING RATE FUND A | P | 2010-12-17 | 2014-04-04 | $298 | $292 | $6 | $6 |
| LORD ABBETT FLOATING RATE FUND A | P | 2010-12-31 | 2014-04-04 | $314 | $309 | $5 | $5 |
| LORD ABBETT FLOATING RATE FUND A | P | 2011-01-31 | 2014-04-04 | $299 | $297 | $2 | $2 |
| LORD ABBETT FLOATING RATE FUND A | P | 2011-02-28 | 2014-04-04 | $300 | $298 | $2 | $2 |
| LORD ABBETT FLOATING RATE FUND A | P | 2011-03-31 | 2014-04-04 | $310 | $307 | $3 | $3 |
| LORD ABBETT FLOATING RATE FUND A | P | 2011-04-29 | 2014-04-04 | $271 | $268 | $3 | $3 |
| LORD ABBETT FLOATING RATE FUND A | P | 2011-05-31 | 2014-04-04 | $339 | $334 | $5 | $5 |
| LORD ABBETT FLOATING RATE FUND A | P | 2011-06-30 | 2014-04-04 | $318 | $312 | $6 | $6 |
| LORD ABBETT FLOATING RATE FUND A | P | 2011-07-29 | 2014-04-04 | $306 | $300 | $6 | $6 |
| LORD ABBETT FLOATING RATE FUND A | P | 2011-08-31 | 2014-04-04 | $348 | $324 | $24 | $24 |
| LORD ABBETT FLOATING RATE FUND A | P | 2011-09-30 | 2014-04-04 | $334 | $311 | $23 | $23 |
| LORD ABBETT FLOATING RATE FUND A | P | 2011-10-31 | 2014-04-04 | $338 | $324 | $14 | $14 |
| LORD ABBETT FLOATING RATE FUND A | P | 2011-11-30 | 2014-04-04 | $323 | $305 | $18 | $18 |
| LORD ABBETT FLOATING RATE FUND A | P | 2011-12-30 | 2014-04-04 | $355 | $337 | $18 | $18 |
| LORD ABBETT FLOATING RATE FUND A | P | 2012-01-31 | 2014-04-04 | $350 | $338 | $12 | $12 |
| LORD ABBETT FLOATING RATE FUND A | P | 2012-02-29 | 2014-04-04 | $356 | $346 | $10 | $10 |
| LORD ABBETT FLOATING RATE FUND A | P | 2012-03-30 | 2014-04-04 | $380 | $370 | $10 | $10 |
| LORD ABBETT FLOATING RATE FUND A | P | 2012-04-30 | 2014-04-04 | $356 | $348 | $8 | $8 |
| LORD ABBETT FLOATING RATE FUND A | P | 2012-05-31 | 2014-04-04 | $376 | $363 | $13 | $13 |
| LORD ABBETT FLOATING RATE FUND A | P | 2012-06-29 | 2014-04-04 | $349 | $337 | $12 | $12 |
| LORD ABBETT FLOATING RATE FUND A | P | 2012-07-31 | 2014-04-04 | $348 | $338 | $10 | $10 |
| LORD ABBETT FLOATING RATE FUND A | P | 2012-08-31 | 2014-04-04 | $364 | $356 | $8 | $8 |
| LORD ABBETT FLOATING RATE FUND A | P | 2012-09-28 | 2014-04-04 | $355 | $350 | $5 | $5 |
| LORD ABBETT FLOATING RATE FUND A | P | 2012-10-31 | 2014-04-04 | $366 | $362 | $4 | $4 |
| LORD ABBETT FLOATING RATE FUND A | P | 2012-11-30 | 2014-04-04 | $360 | $355 | $5 | $5 |
| LORD ABBETT FLOATING RATE FUND A | P | 2012-12-31 | 2014-04-04 | $392 | $389 | $3 | $3 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-01-31 | 2014-04-04 | $358 | $358 | $0 | $0 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-02-28 | 2014-04-04 | $333 | $333 | $0 | $0 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-03-28 | 2014-04-04 | $349 | $351 | -$2 | -$2 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-04-30 | 2014-04-04 | $353 | $355 | -$2 | -$2 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-05-31 | 2014-04-04 | $337 | $339 | -$2 | -$2 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-06-28 | 2014-04-04 | $332 | $331 | $1 | $1 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-07-31 | 2014-04-04 | $319 | $320 | -$1 | -$1 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-08-30 | 2014-04-04 | $327 | $326 | $1 | $1 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-09-30 | 2014-04-04 | $311 | $310 | $1 | $1 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-10-31 | 2014-04-04 | $313 | $313 | $0 | $0 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-11-29 | 2014-04-04 | $304 | $304 | $0 | $0 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-12-18 | 2014-04-04 | $148 | $148 | $0 | $0 |
| LORD ABBETT FLOATING RATE FUND A | P | 2013-12-31 | 2014-04-04 | $334 | $334 | $0 | $0 |
| LORD ABBETT FLOATING RATE FUND A | P | 2014-01-31 | 2014-04-04 | $318 | $319 | -$1 | -$1 |
| LORD ABBETT FLOATING RATE FUND A | P | 2014-02-28 | 2014-04-04 | $285 | $285 | $0 | $0 |
| LORD ABBETT FLOATING RATE FUND A | P | 2014-03-31 | 2014-04-04 | $326 | $326 | $0 | $0 |
| SUNCOR ENERGY INC NEW CAD | P | 2013-08-28 | 2014-08-27 | $50,666 | $43,605 | $7,061 | $7,061 |
| SYMANTEC CORP | P | 2013-08-28 | 2014-04-24 | $41,429 | $50,775 | -$9,346 | -$9,346 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $20,831 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $442,769 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $2,577,344 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.171793 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $373,103 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $1,975,759 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.188840 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $298,609 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,722,370 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.173371 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $139,531 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,444,009 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.096628 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $60,906 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $888,789 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.068527 | DistributionYr5Rt |
| Total Distribution | 0.699159 | TotalDistributionRt |
| Average Distribution | 0.139832 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $3,731,040 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $521,719 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,170 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $522,889 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $200,950 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,340 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,340 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,340 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,714 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $2,500 | AppliedToEsTaxAmt |
| Total Payments And Credits | $6,214 | TotalPaymentsAndCreditsAmt |
| Overpayment | $3,874 | OverpaymentAmt |
| Applied To ES Tax | $3,874 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CAROLINE BAKER | IndividualWithBooksNm |
| Phone | 7138666362 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVE | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770071037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN L NAU III | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | PRESIDENT, DIRECTOR | 1.00 | $0 | $0 | $0 |
| BARBARA NAU | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | SECRETARY, DIRECTOR | 1.00 | $0 | $0 | $0 |
| ELIZABETH NAU STEPANIAN | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| VICTORIA NAU JOHNSON | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,569,811 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $218,047 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $3,787,858 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $3,787,858 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $56,818 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $3,731,040 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $186,552 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $186,552 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,340 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,340 | TotalTaxAmt |
| Distributable Before Adj | $184,212 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $184,212 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $184,212 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $200,950 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $200,950 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $200,950 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $184,212 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $65,080 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $212,938 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $275,025 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $318,532 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $871,575 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $200,950 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $184,212 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $16,738 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $888,313 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $888,313 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $65,080 | ExcessFromYear4Amt |
| Excess From Year3 | $212,938 | ExcessFromYear3Amt |
| Excess From Year2 | $275,025 | ExcessFromYear2Amt |
| Excess From Year1 | $318,532 | ExcessFromYear1Amt |
| Excess From Current Year | $16,738 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOHN L NAU III | ContributingManagerNm |
| Contributing Manager | BARBARA NAU | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| HAVEN FOR HOPE | |||||||
| 1 HAVEN HOPE WAY | SAN ANTONIO | TX | 78207 | N/A | PUBLIC CHARITY | EDUCATION | $50,000 |
| TEXAS HEART INSTITUTE | |||||||
| PO BOX 20345 MC 3-117 | HOUSTON | TX | 772250345 | N/A | PUBLIC CHARITY | EDUCATION | $50,000 |
| UNIVERSITY OF VIRGINIA | |||||||
| PO BOX 400807 | CHARLOTTESVILLE | VA | 229044807 | N/A | PUBLIC CHARITY | EDUCATION | $25,000 |
| JACKSON HOLE LAND TRUST | |||||||
| PO BOX 2897 | JACKSON | WY | 83001 | N/A | PUBLIC CHARITY | LAND AND NATURAL RESOURCE PRESERVATION. | $25,000 |
| CITIZEN SCHOOLS | |||||||
| 2700 SOUTHWEST FWY SUITE B | HOUSTON | TX | 77098 | N/A | PUBLIC CHARITY | EDUCATION | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $200,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $51,637 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $69,886 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $20,831 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $142,354 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $142,354 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | JOHN AND BARBARA NAU | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVENUE | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770071037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $750,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $3,800 | Amt |
| Net Investment Income | $2,850 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $950 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (20 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AGRIUM INC (CANADA) CAD | $71,040 | $71,040 |
| APPLE INC | $154,532 | $154,532 |
| BERKSHIRE HATHAWAY INC CL B | $195,195 | $195,195 |
| BIO RAD LABORATORIES INC. CL A | $60,280 | $60,280 |
| BIOMED REALTY INC CL A | $28,002 | $28,002 |
| CABOT OIL & GAS CORP | $59,220 | $59,220 |
| CALIFORNIA RESOURCES CORP | $2,865 | $2,865 |
| CALPINE CORP NEW | $88,520 | $88,520 |
| CME GROUP INC. | $132,975 | $132,975 |
| EBAY INC | $81,542 | $81,542 |
| FREEPORT MCMORAN INC | $65,408 | $65,408 |
| INCYTE CORP | $73,110 | $73,110 |
| KINDER MORGAN INC. | $74,043 | $74,043 |
| NOVARTIS AG SPON ADR | $46,330 | $46,330 |
| OASIS PETROLEUM INC | $16,540 | $16,540 |
| OCCIDENTAL PETROLEUM CRP | $104,793 | $104,793 |
| SCHLUMBERGER LTD NETHERLANDS | $42,705 | $42,705 |
| SYNOPSYS INC | $54,338 | $54,338 |
| UNILEVER PLC AMER SHS NEW SPON ADR | $40,480 | $40,480 |
| WELLS FARGO & CO NEW | $109,640 | $109,640 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (11 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ADVISORS INNER CIRCLE FD CAMBIAR INTERNATIONAL EQUITY FD | FMV | $288,045 | $288,045 |
| AMERICAN FUNDS CAPITAL INCOME BUILDER FUND CLASS F | FMV | $155,234 | $155,234 |
| AMERICAN FUNDS FUNDAMENTAL INVESTORS FUND CLASS F | FMV | $94,923 | $94,923 |
| AMERICAN FUNDS GROWTH FUND OF AMERICA CLASS F | FMV | $94,968 | $94,968 |
| DREYFUS APPRECIATION FD | FMV | $119,671 | $119,671 |
| FIRST EAGLE GLOBAL FUND CLASS A | FMV | $226,973 | $226,973 |
| IVY ASSET STRATEGY FUND CLASS A | FMV | $147,088 | $147,088 |
| MERK HARD CURRENCY FUND INVS SHS | FMV | $346,558 | $346,558 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | FMV | $128,062 | $128,062 |
| NATIXIS VAUGHAN NELSON VALUE OPP FUND CLASS Y | FMV | $121,356 | $121,356 |
| OAKMARK EQUITY & INCOME FUND CLASS I | FMV | $118,063 | $118,063 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $42,881 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INVESTMENT FEES | Desc |
| Revenue And Expenses Per Books | $21,619 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $21,619 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CAPITAL GAIN DISTRIBUTION | Desc |
| Revenue And Expenses Per Books | $69,886 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $69,886 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FOREIGN TAXES PAID | $872 | $872 | $0 | $0 |
| FEDERAL TAX | $5,000 | $0 | $0 | $0 |
Comments