THE NESSEL FAMILY FOUNDATION INC: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- THE NESSEL FAMILY FOUNDATION INC (EIN 06-1596433)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-05-06
- IRS object ID
- 201521269349100507
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-05-06T07:58:40-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 061175330 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Allison & Godfrey | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1Txt |
| City | Norwalk | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06851 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061596433 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Irwin and Dorothy Nessel Foundation Inc | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NESS | BusinessNameControlTxt |
| Phone | 2032277470 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1Txt |
| City | Norwalk | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06851 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | David Godfrey | PersonNm |
| Person Title | Secretary | PersonTitleTxt |
| Phone | 2032277470 | PhoneNum |
| Signature | 2015-05-03 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | David L Godfrey | PreparerPersonNm |
| PTIN | P00232920 | PTIN |
| Phone | 2032277470 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $5,006,762 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $13 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $13 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $113,061 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $113,061 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $382,349 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,406,062 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $382,349 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $495,423 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $495,423 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $5,700 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,850 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $2,850 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $250 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $125 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $125 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $27,675 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $25,918 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $1,757 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $4,750 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $566 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $38,375 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $29,459 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,732 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $231,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $231,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $269,375 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $29,459 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $235,732 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $226,048 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $465,964 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $18,285 | CashBOYAmt |
| Cash EOY | $380 | CashEOYAmt |
| Cash EOYFMV | $380 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $151,201 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $153,753 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $153,753 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $1,891,396 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,991,053 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,665,251 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $765,614 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $962,429 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $951,828 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $244,215 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $191,232 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $235,550 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $2,088 | OtherAssetsBOYAmt |
| Other Assets EOY | $0 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $3,072,799 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,298,847 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $5,006,762 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $3,072,799 | RetainedEarningBOYAmt |
| Retained Earning EOY | $3,298,847 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,072,799 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,298,847 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,072,799 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,298,847 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,072,799 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $226,048 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $3,298,847 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,298,847 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (46 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| Allergan Inc - 400 sh | 2013-05-21 | 2014-05-02 | $67,807 | $39,359 | $28,448 | $28,448 | |
| Facebook Inc A - 100 sh | 2013-07-02 | 2014-02-19 | $6,858 | $2,454 | $4,404 | $4,404 | |
| Facebook Inc A - 700 sh | 2013-07-02 | 2014-02-24 | $49,306 | $17,177 | $32,129 | $32,129 | |
| Now Inc - 100 sh | 2014-01-10 | 2014-06-06 | $3,314 | $3,076 | $238 | $238 | |
| ABB Ltd - 1000 sh | 2011-09-19 | 2014-04-04 | $25,830 | $18,138 | $7,692 | $7,692 | |
| Dresser Rand Group Inc - 300 sh | 2013-03-07 | 2014-05-08 | $18,378 | $16,913 | $1,465 | $1,465 | |
| Dresser Rand Group Inc - 200 sh | 2013-03-07 | 2014-07-07 | $14,149 | $11,275 | $2,874 | $2,874 | |
| Google Inc CL A - 20 sh | 2011-03-23 | 2014-01-29 | $22,239 | $11,480 | $10,759 | $10,759 | |
| Google Inc CL A - 40 sh | 2014-05-16 | $21,021 | $11,409 | $9,612 | $9,612 | ||
| Greenhill & Co Inc - 800 sh | 2014-04-16 | $39,452 | $51,346 | -$11,894 | -$11,894 | ||
| Kinder Morgan Mgmt LLC - .103 sh | 2011-09-02 | 2014-02-25 | $8 | $3 | $5 | $5 | |
| Kinder Morgan Mgmt LLC - .049 sh | 2011-09-02 | 2014-05-29 | $4 | $1 | $3 | $3 | |
| Kinder Morgan Mgmt LLC - 400 sh | 2011-09-02 | 2014-07-01 | $31,565 | $19,984 | $11,581 | $11,581 | |
| Kinder Morgan Mgmt LLC - .63 sh | 2012-05-15 | 2014-08-27 | $63 | $31 | $32 | $32 | |
| Now Inc - 150 sh | 2013-02-05 | 2014-06-06 | $4,971 | $4,087 | $884 | $884 | |
| Resmed Inc - 400 sh | 2011-04-29 | 2014-01-24 | $17,437 | $12,806 | $4,631 | $4,631 | |
| Ball Corp 7.375% 09/01/2019 - 75M | 2013-03-18 | 2014-01-10 | $81,009 | $83,468 | -$2,459 | -$2,459 | |
| Lear Corp 7.875% 03/15/18 - 100M | 2013-06-06 | 2014-03-20 | $103,938 | $106,875 | -$2,937 | -$2,937 | |
| Olin Corp 8.875% 08/15/2019 - 50M | 2013-11-25 | 2014-08-15 | $52,219 | $54,985 | -$2,766 | -$2,766 | |
| ABB Ltd - 2000 sh | 2008-02-19 | 2014-04-04 | $51,661 | $46,404 | $5,257 | $5,257 | |
| Colonial Realty Ltd 6.25% 6/15/14 | 2010-01-13 | 2014-06-15 | $24,480 | $24,481 | -$1 | -$1 | |
| Exxon Mobil Corp - 1000 sh | 2014-07-25 | $103,480 | $39,364 | $64,116 | $64,116 | ||
| Google Inc CL A - 100 sh | 2009-01-22 | 2014-05-16 | $52,553 | $15,185 | $37,368 | $37,368 | |
| Intuitive Surgical - 20 sh | 2009-02-26 | 2014-04-02 | $10,262 | $1,963 | $8,299 | $8,299 | |
| Intuitive Surgical - 80 sh | 2009-02-26 | 2014-04-23 | $31,179 | $7,853 | $23,326 | $23,326 | |
| Treehouse Foods Inc 7.75% 03/01/18 - 75M | 2011-05-26 | 2014-03-11 | $75,956 | $81,338 | -$5,382 | -$5,382 | |
| United Parcel Service - 100 sh | 2006-02-26 | 2014-05-12 | $10,124 | $7,565 | $2,559 | $2,559 | |
| United Technologies Corp - 600 sh | 2014-05-08 | $70,615 | $19,199 | $51,416 | $51,416 | ||
| F5 Networks Inc - 150 sh | 2012-06-29 | 2014-08-26 | $18,581 | $14,492 | $4,089 | $4,089 | |
| Apple Inc - 310 sh | 2009-07-02 | 2014-08-29 | $31,318 | $1,451 | $29,867 | $29,867 | |
| Arcos Dorados Holdings Inc | 2011-11-25 | 2014-08-29 | $7,115 | $20,259 | -$13,144 | -$13,144 | |
| Arcos Dorados Holdings Inc - 500 sh | 2012-02-13 | 2014-08-29 | $3,558 | $10,489 | -$6,931 | -$6,931 | |
| Arcos Dorados Holdings Inc - 1000 sh | 2012-07-19 | 2014-08-29 | $7,115 | $15,838 | -$8,723 | -$8,723 | |
| Cenovus Energy Inc - 500 sh | 2009-07-02 | 2014-09-05 | $15,576 | $10,205 | $5,371 | $5,371 | |
| Henderson Land Dev Co - 6600 sh | 2008-01-25 | 2014-09-05 | $46,370 | $41,058 | $5,312 | $5,312 | |
| Henderson Land Dev Co - 2200 sh | 2008-02-26 | 2014-09-05 | $15,457 | $15,221 | $236 | $236 | |
| Henderson Land Dev Co - 2200 sh | 2008-06-24 | 2014-09-05 | $15,457 | $13,231 | $2,226 | $2,226 | |
| Henderson Land Dev Co - 4400 sh | 2011-05-31 | 2014-09-05 | $30,913 | $26,341 | $4,572 | $4,572 | |
| Henderson Land Dev Co - 1540 sh | 2011-05-31 | 2014-09-05 | $10,820 | $8,381 | $2,439 | $2,439 | |
| Dresser Rand Group Inc - 500 sh | 2012-06-11 | 2014-09-10 | $82,039 | $43,211 | $38,828 | $38,828 | |
| Cenovus Energy Inc - 200 sh | 2009-07-02 | 2014-10-23 | $4,967 | $4,082 | $885 | $885 | |
| Cenovus Energy Inc - 800 sh | 2011-05-18 | 2014-10-23 | $19,868 | $27,215 | -$7,347 | -$7,347 | |
| Cenovus Energy Inc - 1000 sh | 2011-09-22 | 2014-10-23 | $24,836 | $33,047 | -$8,211 | -$8,211 | |
| Kinder Morgan Mgmt LLC - 400 sh | 2006-03-28 | 2014-11-20 | $40,711 | $9,156 | $31,555 | $31,555 | |
| Pepsico Inc - 400 sh | 2005-08-30 | 2014-12-18 | $37,963 | $21,817 | $16,146 | $16,146 | |
| Capital Gains Dividends | $3,520 | $3,520 | $3,520 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $382,349 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $200,695 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $4,390,831 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.045708 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $182,196 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $4,164,454 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.043750 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $174,571 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $4,057,572 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.043024 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $152,176 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $3,807,599 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.039966 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $115,621 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $2,896,178 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.039922 | DistributionYr5Rt |
| Total Distribution | 0.212370 | TotalDistributionRt |
| Average Distribution | 0.042474 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,805,775 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $204,120 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $4,660 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $208,780 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $235,732 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $4,660 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,660 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,660 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,160 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $3,160 | TotalPaymentsAndCreditsAmt |
| Tax Due | $1,500 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | David L Godfrey | IndividualWithBooksNm |
| Phone | 2032270424 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1Txt |
| City | Norwalk | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06851 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Dorothy M Nessel | ||||||||
| 2321 Meadow Ridge | Redding | CT | 06896 | President | 0.50 | $0 | $0 | $0 |
| David L Nessel | ||||||||
| 129 Field Point Road | Fairfield | CT | 06430 | Vice President | 0.50 | $0 | $0 | $0 |
| Judy Nessel | ||||||||
| 129 Field Point Road | Fairfield | CT | 06430 | Director | 0.50 | $0 | $0 | $0 |
| David L Godfrey | ||||||||
| 134 East Avenue | Norwalk | CT | 06851 | Secretary | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,673,725 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $205,234 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,878,959 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,878,959 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $73,184 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,805,775 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $240,289 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $240,289 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,660 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,660 | TotalTaxAmt |
| Distributable Before Adj | $235,629 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $235,629 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $235,629 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $235,732 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $235,732 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $4,660 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $231,072 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $235,629 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $168,491 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $235,732 | QualifyingDistributionsAmt |
| Applied To Year1 | $168,491 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $67,241 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $168,388 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Dorothy M Nessel | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (20 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| A Hand for a Paw Inc | |||||||
| 114 Lakeside Drive | Bridgeport | CT | 06606 | None | PC | General | $2,000 |
| A WISH (World Institute for a Sustainable Humanity) | |||||||
| PO Box 812 | Lopez Island | WA | 98261 | NONE | PC | Rneetswe Happy Home Orphan Center, Botswana | $3,000 |
| American Cancer Society | |||||||
| 250 Williams Street NW | Atlanta | GA | 30303 | None | PC | Relay For Life: Amy's Army | $5,000 |
| Aspetuck Land Trust | |||||||
| 18 Cold Spring Road | Easton | CT | 06612 | None | PC | General | $2,500 |
| Bridgeport Hospital Foundation | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | NonE | PC | General | $20,000 |
| Bridgeport Ladies Charitable Society | |||||||
| 427 Center Rd | Easton | CT | 06612 | NONE | PC | General | $2,000 |
| Bridgeport Rescue Mission | |||||||
| PO Box 9057 | Bridgeport | CT | 066019057 | None | PC | General | $5,000 |
| Center for Family Justice | |||||||
| 753 Fairfield Ave | Bridgeport | CT | 06604 | NONE | PC | General | $35,000 |
| Connecticut Challenge | |||||||
| 250 Pequot Avenue | Southport | CT | 06890 | NONE | PC | General | $20,000 |
| Friends of Ambler Farm | |||||||
| PO Box 7442 | Wilton | CT | 06897 | None | PC | General | $5,000 |
| Grace Cottage Foundation | |||||||
| 74 Grafton Road | Townshend | VT | 05353 | NONE | PC | General | $40,000 |
| Horizons at GFA | |||||||
| 35 Beachside Avenue | PO Box Greens Farm | CT | 06838 | None | PC | General | $18,000 |
| Kids4Peace | |||||||
| 505 Alexander Ave | Durham | NC | 27705 | None | PC | General | $2,000 |
| Meadow Ridge Scholarship Fund at Fairfield County Comm Fdn | |||||||
| 383 Main Avenue | Norwalk | CT | 068511543 | None | PC | General | $6,000 |
| Near and Far Aid Association Inc | |||||||
| PO Box 717 | Southport | CT | 06490 | NONE | PC | General | $5,000 |
| Norma F Pfriem Breast Care Center | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | None | PC | General | $30,000 |
| Norwalk Hospital Foundation | |||||||
| 34 Maple Street | Norwalk | CT | 06856 | None | PC | General | $20,000 |
| Our Soil | |||||||
| 124 Church Road | Sherburne | NY | 13460 | None | PC | General | $5,000 |
| PEO Foundation | |||||||
| 3700 Grand Avenue | Des Moines | IA | 50312 | None | PC | CT Scholarship Fund | $2,500 |
| Roger Ludlowe Middle School PTA | |||||||
| 689 Unquowa Road | Fairfield | CT | 06824 | NONE | PC | Outdoor Adventure Club Scholarships | $3,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $231,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $13 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $113,061 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $382,349 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $495,423 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $495,423 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Peoples Bank - Tax Fee | CategoryTxt |
| Amt | $250 | Amt |
| Net Investment Income | $125 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $125 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (12 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 100M Alliant Techsystems Inc 6.875% 09/15/2020 | $108,401 | $106,375 |
| 55M Ballcorp 6.75% 9/15/2020 | $57,888 | $57,338 |
| 75M Clean Harbors Inc 5.25% 08/01/20 | $74,915 | $75,375 |
| 75M Constellation Brands 4.25% 05/01/23 | $74,292 | $74,531 |
| 75M Energy Transfer Eq 5.875% 01/15/24 | $75,459 | $76,125 |
| 100M Hanesbrands Inc 6.375% 12/15/2020 | $109,800 | $106,250 |
| 50M Mastec Inc 4.875% 3/15/23 | $49,045 | $46,625 |
| 50M Olin Corp 5.50% 08/15/2022 | $52,283 | $50,625 |
| 100M Service Corp Intl 8% 11/15/2021 | $116,197 | $115,750 |
| 100M Tenneco Inc 6.875% 12/15/15 | $108,963 | $105,750 |
| 50M Time Warner 8.75% 02/14/2009 | $59,381 | $61,896 |
| 75M Treehouse Foods Inc 4.875% 03/15/22 | $75,805 | $75,188 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (36 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 2000 Altria Corp | $23,723 | $98,540 |
| 245 Amazon.com | $72,272 | $76,036 |
| 3400 Apple Inc | $15,911 | $375,292 |
| 1000 Caterpillar Inc | $43,998 | $91,530 |
| 1000 Celgene Corp | $33,451 | $134,232 |
| 2000 Cognizant Technology Solutions | $34,506 | $210,640 |
| 800 Deere & Co | $70,000 | $70,776 |
| 600 Diageo PLC ADR | $34,862 | $68,454 |
| 1700 Dunkin Brands Group Inc | $76,155 | $72,505 |
| 3500 E M C Corp | $62,554 | $104,090 |
| 800 EBay Inc | $42,973 | $44,896 |
| 1800 Evercore Partners Inc | $63,997 | $94,266 |
| 1000 Expeditors Intl Wash Inc | $47,331 | $44,610 |
| 600 F5 Networks, Inc | $57,967 | $78,279 |
| 3850 General Electric | $36,160 | $97,290 |
| 280 Google Inc Cl C | $99,086 | $147,392 |
| 4000 Hospitality Ppptys Tr - Pfd Stock | $97,261 | $104,520 |
| 1000 Icon PLC | $42,471 | $50,990 |
| 1500 Jacobs Engineering Group | $64,166 | $67,035 |
| 1000 Johnson & Johnson | $55,370 | $104,570 |
| 4555 Kinder Morgan Inc | $46,036 | $192,722 |
| 700 Michael Kors Holdings | $52,565 | $52,570 |
| 1000 Monsanto Co New | $78,054 | $119,470 |
| 1000 National Oilwell Varco Inc | $65,342 | $65,530 |
| 1000 Pepsico Inc | $59,602 | $94,560 |
| 1500 Philip Morris Intl Inc | $32,808 | $97,740 |
| 3000 Quanta Services Inc | $108,224 | $113,560 |
| 800 Quintiles Transnational | $37,598 | $47,096 |
| 2600 Resmed Inc | $58,665 | $145,756 |
| 3000 RPX Corporation | $44,623 | $41,340 |
| 1000 Schlumberger Ltd | $28,399 | $85,410 |
| 75 The Priceline Group | $90,713 | $85,516 |
| 900 United Parcel Service | $66,245 | $100,053 |
| 450 Visa Inc Cl A | $23,275 | $117,990 |
| 1000 VmWare Inc | $82,672 | $82,520 |
| 2500 Whitewave Foods Inc | $42,018 | $87,475 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 1000 American Tower Corp | AT COST | $71,373 | $98,850 |
| 2000 Plum Creek Timber Co Inc | AT COST | $68,610 | $85,580 |
| 75M Preferred Plus 7.55% PFD 4/01/28 | AT COST | $51,249 | $51,120 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Gunn Godfrey & Allison | CategoryTxt |
| Legal Fees | $5,700 | LegalFeesAmt |
| Net Investment Income | $2,850 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,850 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Prepaid Bond Interest | Desc |
| BOY Book Value | $2,088 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
| EOYFMV | $0 | EOYFMVAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Custodial Fees | $3,514 | $1,757 | $1,757 |
| Investment Mgmt Fees | $24,161 | $24,161 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Federal Excise Taxes | $4,184 | $0 | $0 |
| Foreign Taxes | $566 | $566 | $0 |