RAY AND KAY ECKSTEIN CHARITABLE TRUST: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- RAY AND KAY ECKSTEIN CHARITABLE TRUST (EIN 39-6786592)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-09-09
- IRS object ID
- 201512529349100406
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-09-09T14:01:09-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 203450056 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BLYTHE WHITE & ASSOCIATES PLLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2660 WEST PARK DRIVE SUITE 1 | AddressLine1Txt |
| City | PADUCAH | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 42001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 396786592 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAY & KAY ECKSTEIN CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ECKS | BusinessNameControlTxt |
| Phone | 2705348930 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4965 VILLAGE SQUARE DRIVE NO A | AddressLine1Txt |
| City | PADUCAH | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 42001 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RAY A ECKSTEIN | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2705348930 | PhoneNum |
| Signature | 2015-08-18 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANE M BLYTHE CPA | PreparerPersonNm |
| PTIN | P00957999 | PTIN |
| Phone | 2704159945 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $74,197,319 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,990,385 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $1,162 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,162 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,609,171 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,603,331 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $5,075,557 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $30,137,978 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $5,076,157 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $10,335 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $131,606 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $8,686,610 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $6,812,256 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $11,250 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $5,625 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $5,625 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $205,399 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $124,525 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $80,873 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $35,604 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $21,389 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $14,215 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $1,987 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,987 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $17,279 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $10,380 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $6,890 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $379,646 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $372,278 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $7,368 | OtherProfFeesDsbrsChrtblAmt |
| Interest Net Invst Incm | $5,804 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $220,218 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $40,316 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $12,476 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $7,495 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $53,150 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $31,930 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $21,220 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $6,133 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $3,684 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $2,449 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $575 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $345 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $230 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $31,773 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $45,057 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $7,340 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $975,490 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $668,828 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $148,197 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,053,475 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,053,475 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,028,965 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $668,828 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,201,672 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $4,657,645 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $6,143,428 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $62,339 | CashBOYAmt |
| Cash EOY | $26,425 | CashEOYAmt |
| Cash EOYFMV | $26,425 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,505,722 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $866,322 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $866,322 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $4,967,044 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $4,734,079 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $4,734,079 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $37,035,022 | CorporateStockBOYAmt |
| Corporate Stock EOY | $35,814,694 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $35,814,694 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $15,232,015 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $14,974,555 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $14,974,555 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $13,707,282 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $17,564,143 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $17,564,143 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $73,355 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $20,184 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $63,846 | LandBOYAmt |
| Land EOY | $53,171 | LandEOYAmt |
| Land EOYFMV | $53,171 | LandEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $163,930 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $163,930 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $72,573,270 | TotalAssetsBOYAmt |
| Total Assets EOY | $74,197,319 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $74,197,319 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $18,322 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $6,638 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $18,322 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $6,638 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $72,554,948 | CapitalStockBOYAmt |
| Capital Stock EOY | $74,190,681 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $72,554,948 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $74,190,681 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $72,573,270 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $74,197,319 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $72,554,948 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $4,657,645 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $77,212,593 | SubtotalAmt |
| Other Decreases | $3,021,912 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $74,190,681 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $25,201,859 | $22,333,535 | $2,868,324 | $2,868,324 | |
| PUBLICLY TRADED SECURITIES | $4,910,976 | $2,728,286 | $2,182,690 | $2,182,690 | |
| PARTNERSHIP GAINS/(LOSSES) FROM SCHEDULE K-1'S | $600 | $600 | $600 | ||
| CAPITAL GAINS DIVIDENDS | $24,543 | $24,543 | $24,543 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $5,076,157 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,897,975 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $67,099,592 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.043189 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,716,634 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $51,134,042 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.053128 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,502,186 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $51,470,915 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.048614 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,453,574 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $50,906,817 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.048197 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,848,114 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $49,778,733 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.057215 | DistributionYr5Rt |
| Total Distribution | 0.250343 | TotalDistributionRt |
| Average Distribution | 0.050069 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $73,248,499 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,667,479 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $61,434 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,728,913 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,365,602 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $122,869 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $122,869 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $122,869 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $132,737 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $132,737 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $178 | EsPenaltyAmt |
| Overpayment | $9,690 | OverpaymentAmt |
| Applied To ES Tax | $9,690 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | WI | OrgReportOrRegisterStateCd |
| Org Report Or Register State | KY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | ECKSTEINCHARITY.ORG | WebsiteAddressTxt |
| Individual With Books | DOREEN HAHN | IndividualWithBooksNm |
| Phone | 2705348930 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4965 VILLAGE SQUARE DRIVE SUITE A | AddressLine1Txt |
| City | PADUCAH | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 42001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| RAY A ECKSTEIN | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 10.00 | $0 | $0 | $0 |
| KATHRYN A ECKSTEIN | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| CYNTHIA L ERICKSON | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| SUSAN F HOMRA | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| TERESA R ECKSTEIN | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 10.00 | $11,250 | $338 | $0 |
| JOHN P ECKSTEIN | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 1.00 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| DOREEN M HAHN | ||||||||
| P O BOX 7606 | PADUCAH | KY | 42001 | OPERATIONS MGR | 30.00 | $129,982 | $3,899 | $0 |
| HEATHER J BAER | ||||||||
| P O BOX 7606 | PADUCAH | KY | 42001 | FOUNDATION RELATIONS | 40.00 | $75,417 | $2,263 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS ASSET MANAGEMENT | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 71 S WACKER DR | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $361,192 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE RAY & KAY ECKSTEIN CHARITABLE TRUST HAS AGREED TO LOAN UP TO $3,000,000 TO THE RAY A. AND KATHRYN A. ECKSTEIN VILLAGE OF CASSVILLE CHARITABLE SUPPORT TRUST. THE PURPOSE OF THE LOAN IS TO DISTRIBUTE FUNDS TO THE VILLAGE OF CASSVILLE, WISCONSIN FOR THE CONSTRUCTION OF A NEW MUNICIPAL SWIMMING POOL FACILITY. DURING 2014, $163,930 WAS DISTRIBUTED TO THE SUPPORT TRUST. | Description1Txt |
| Expenses1 | $163,930 | Expenses1Amt |
| Total | $163,930 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $73,304,715 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,027,302 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $31,941 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $74,363,958 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $74,363,958 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,115,459 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $73,248,499 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,662,425 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,662,425 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $122,869 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $122,869 | TotalTaxAmt |
| Distributable Before Adj | $3,539,556 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,539,556 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,539,556 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,201,672 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $163,930 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,365,602 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,365,602 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,539,556 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $2,674,317 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,365,602 | QualifyingDistributionsAmt |
| Applied To Year1 | $2,674,317 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $691,285 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $2,848,271 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | RAY A ECKSTEIN | ContributingManagerNm |
| Contributing Manager | KATHRYN A ECKSTEIN | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | HEATHER J BAER | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 7606 | AddressLine1Txt |
| City | PADUCAH | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 420027606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2705348930 | RecipientPhoneNum |
| Recipient Email Address | ECKSTEINCHARITY.ORG | RecipientEmailAddressTxt |
| Form And Info And Materials | FOR 2015 THE FOUNDATION HAS ENTERED INTO COMMITTMENTS THAT HAVE CAUSED ALL OF ITS AVAILABLE GRANT FUNDS TO BE FULLY UTILIZED. SUBMIT REQUESTS FOR 2016 FUNDING ONLINE & INCLUDE IRS DETERMINATION LETTER. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | FOR 2016 FUNDING, THE FOUNDATION WILL CONSIDER APPLICATIONS BEGINNING IN OCTOBER 2015. | SubmissionDeadlinesTxt |
| Restrictions On Awards | EMPHASIS IS PLACED ON (A) CATHOLIC CHURCH AFFILIATED ORGANIZATIONS, AND (B) EDUCATIONAL, MISSIONARY AND MINISTRY PROGRAMS (CATHOLIC AND NON-CATHOLIC). GRANTS AND AWARDS ARE NOT, HOWEVER, STRICTLY LIMITED TO THESE KINDS OF INSTITUTIONS OR CHARITABLE FIELDS. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (17 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CASSVILLE CAR CRUISE INC | |||||||
| PO BOX 448 | CASSVILLE | WI | 538060448 | NONE | PC | OTHER CHARITABLE PURPOSES | $22,000 |
| CLARKE UNIVERSITY | |||||||
| 1550 CLARKE DRIVE | DUBUQUE | IA | 52001 | NONE | PC | TO ENHANCE EDUCATION | $7,500 |
| COMMUNITY MINISTRIES INC | |||||||
| 1200 JEFFERSON STREET | PADUCAH | KY | 42001 | NONE | PC | INDIGENT CARE | $180,000 |
| EASTER SEALS OF WEST KENTUCKY | |||||||
| 801 NORTH 29TH STREET | PADUCAH | KY | 42001 | NONE | PC | PUBLIC HEALTH AND SAFETY | $22,000 |
| FOOD FOR THE POOR INC | |||||||
| 6401 LYONS ROAD | COCONUT CREEK | FL | 33097 | NONE | PC | INDIGENT CARE | $1,000 |
| GRANT COUNTY FAIR ASSOCIATION | |||||||
| 12722 COUNTY ROAD V | GLEN HAVEN | WI | 53810 | NONE | PC | TO ENHANCE EDUCATION | $30,000 |
| KNIGHTS OF COLUMBUS | |||||||
| 723 E 5TH AVENUE | CALVERT CITY | KY | 42029 | NONE | PC | TO ENHANCE EDUCATION | $2,000 |
| LOURDES FOUNDATION INC | |||||||
| 1530 LONE OAK ROAD | PADUCAH | KY | 42001 | NONE | PC | TO IMPROVE HEALTH CARE | $300,200 |
| MARQUETTE UNIVERSITY | |||||||
| 2114 W MICHIGAN AVENUE | MILWAUKEE | WI | 53233 | NONE | PC | TO ENHANCE EDUCATION | $2,212,775 |
| REHAB ASSOCIATES FOUNDATION | |||||||
| 220 BERGER ROAD | PADUCAH | KY | 42001 | NONE | PC | PUBLIC HEALTH & SAFETY | $100,000 |
| SALVATION ARMY OF PADUCAH | |||||||
| 2990 TRIMBLE STREET | PADUCAH | KY | 42001 | NONE | PC | INDIGENT CARE | $20,000 |
| SCHOOLS FOR HAITI INC | |||||||
| 301 WIOTA STREET | CASSVILLE | WI | 53806 | NONE | PC | RELIGIOUS MISSION WORK | $50,000 |
| SEAMEN'S CHURCH INSTITUTE | |||||||
| PO BOX 3434 | NEW YORK | NY | 100083434 | NONE | PC | RELIGIOUS PURPOSE | $50,000 |
| STONEHILL FRANCISCAN SERVICES | |||||||
| 3485 WINDSOR AVENUE | DUBUQUE | IA | 52001 | NONE | PC | TO IMPROVE HEALTH CARE | $10,000 |
| UNIVERSITY OF WI-PLATTEVILLE | |||||||
| ONE UNIVERSITY PLAZA | PLATTEVILLE | WI | 53818 | NONE | PC | TO ENHANCE EDUCATION | $5,000 |
| VILLAGE OF CASSVILLE | |||||||
| 100 W AMELIA STREET | CASSVILLE | WI | 53806 | NONE | PC | PUBLIC HEALTH AND SAFETY | $20,000 |
| WISCONSIN HISTORICAL FOUNDATION INC | |||||||
| 816 STATE ST | MADISON | WI | 537061417 | NONE | PC | EDUCATIONAL PURPOSES | $21,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,053,475 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (9 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| COMMUNITY MINISTRIES INC | |||||||
| 1200 JEFFERSON STREET | PADUCAH | KY | 42001 | NONE | PC | INDIGENT CARE | $200,000 |
| GRANT COUNTY FAIR ASSOCIATION | |||||||
| 111 S JEFFERSON STREET | LANCASTER | WI | 53813 | NONE | PC | TO ENHANCE EDUCATION | $30,000 |
| LOURDES FOUNDATION INC | |||||||
| 1530 LONE OAK ROAD | PADUCAH | KY | 42001 | NONE | PC | TO IMPROVE HEALTH CARE | $899,800 |
| MARQUETTE UNIVERSITY | |||||||
| 2114 W MICHIGAN AVENUE | MILWAUKEE | WI | 53233 | NONE | PC | TO ENHANCE EDUCATION | $21,689,250 |
| SALVATION ARMY OF PADUCAH | |||||||
| 2990 TRIMBLE STREET | PADUCAH | KY | 42001 | NONE | PC | INDIGENT CARE | $60,000 |
| SCHOOLS FOR HAITI INC | |||||||
| 301 WIOTA STREET | CASSVILLE | WI | 53806 | NONE | PC | RELIGIOUS MISSION WORK | $75,000 |
| SEAMEN'S CHURCH INSTITUTE | |||||||
| PO BOX 3434 | NEW YORK | NY | 100083434 | NONE | PC | RELIGIOUS PURPOSE | $150,000 |
| STONEHILL FRANCISCAN SERVICES | |||||||
| 3485 WINDSOR AVENUE | DUBUQUE | IA | 52001 | NONE | PC | TO IMPROVE HEALTH CARE | $60,000 |
| VILLAGE OF CASSVILLE | |||||||
| 100 W AMELIA STREET | CASSVILLE | WI | 53806 | NONE | PC | PUBLIC HEALTH AND SAFETY | $780,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $23,944,050 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,162 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,609,171 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $10,335 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $5,075,557 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $6,696,225 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $6,696,225 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | RAY A KATHRYN A ECKSTEIN | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7 MEADOW LINKS DR | AddressLine1Txt |
| City | PADUCAH | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 42001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $1,990,385 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | PUBLICLY TRADED SECURITIES | NoncashPropertyDesc |
| Fair Market Value | $1,990,385 | FairMarketValueAmt |
| Received | 2014-01-28 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $17,279 | Amt |
| Net Investment Income | $10,380 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $6,890 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (2 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|---|---|---|---|
| FURNITURE & EQUIPMENT | 2014-07-01 | $50,198 | $5,179 | SL | 7.000000000000 | $7,845 | $0 |
| LEASEHOLD IMPROVEMENTS | 2014-07-01 | $23,157 | $2,529 | SL | 5.000000000000 | $4,631 | $0 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (104 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACCESS MIDSTREAM PARTNERS LP 4.875% 05/15/2023 USD SR LIEN-45000 SH | $45,955 | $45,955 |
| AIR CANADA 2013-1 CLASS B PAS 5.375% 11/15/2022 USD PVT REGS PVT REGS SR LIE | $42,445 | $42,445 |
| ALCOA INC. 6.15% 08/15/2020 USD SR LIEN-45000 SH | $51,642 | $51,642 |
| AMAZON.COM INC 2.6% 12/05/2019 SR LIEN-400000 SH | $404,815 | $404,815 |
| AMERISOURCEBERGEN CORP 3.5% 11/15/2021 USD SR LIEN-475000 SH | $490,709 | $490,709 |
| AMGEN INC. 2.5% 11/15/2016 USD SR LIEN-400000 SH | $410,566 | $410,566 |
| ASHLAND INC. STEP 08/15/2022 USD SER B SR LIEN 4.75% 09/09/13-08/15/22-45000 | $45,808 | $45,808 |
| AUTONATION, INC. 5.5% 02/01/2020 USD SR LIEN-15000 SH | $16,794 | $16,794 |
| AUTONATION, INC. 6.75% 04/15/2018 USD SR LIEN-25000 SH | $28,397 | $28,397 |
| BALL CORPORATION 5.0% 03/15/2022 USD SR LIEN-45000 SH | $47,013 | $47,013 |
| BANK OF AMERICA CORPORATION MTN 2.65% 04/01/2019 USD SER L SR LIEN-525000 SH | $532,332 | $532,332 |
| BAXTER INTERNATIONAL INC. 4.625% 03/15/2015 SER B SR LIEN-525000 SH | $536,439 | $536,439 |
| BERKSHIRE HATHAWAY INC. 3.75% 08/15/2021 USD SR LIEN-400000 SH | $433,551 | $433,551 |
| BLACKROCK, INC. 3.375% 06/01/2022 USD SR LIEN-425000 SH | $439,438 | $439,438 |
| CALPINE CORPORATION 7.875% 01/15/2023 PVT REGS M-W+50.00BP-30000 SH | $34,158 | $34,158 |
| CASE NEW HOLLAND INC 7.875% 12/01/2017 USD SER B SR LIEN-20000 SH | $22,131 | $22,131 |
| CBS CORPORATION 5.75% 04/15/2020 USD SR LIEN-400000 SH | $460,964 | $460,964 |
| CCO HLGS LLC/CCO HLGS CAP CORP 7.375% 06/01/2020 USD SR LIEN-67000 SH | $71,432 | $71,432 |
| CCO HOLDINGS, LLC/CAP CORP 6.625% 01/31/2022 USD SR LIEN-5000 SH | $5,451 | $5,451 |
| CELANESE US HOLDINGS LLC 5.875% 06/15/2021 USD SR LIEN-40000 SH | $42,504 | $42,504 |
| CEQUEL COMMN ESCROW I, LLC 6.375% 09/15/2020 PVT REGS M-W+50.00BP-30000 SH | $31,608 | $31,608 |
| CHS/COMMUNITY HLTH SYS, INC. 5.125% 08/15/2018 USD SR LIEN-60000 SH | $63,262 | $63,262 |
| CINEMARK USA, INC. 5.125% 12/15/2022 USD SER B SR LIEN-35000 SH | $34,292 | $34,292 |
| CLEAN HARBORS, INC. 5.25% 08/01/2020 PVT SR LIEN M-W+50.00BP-25000 SH | $25,668 | $25,668 |
| CMS ENERGY CORPORATION 6.25% 02/01/2020 USD SR LIEN-25000 SH | $29,599 | $29,599 |
| CNH INDUSTRIAL CAPITAL LLC 3.375% 07/15/2019 PVT REGS SR LIEN M-W+50.00BP-10 | $9,719 | $9,719 |
| CONCHO RESOURCES INC. 5.5% 04/01/2023 USD SR LIEN-30000 SH | $30,554 | $30,554 |
| CONSTELLATION BRANDS, INC. 3.75% 05/01/2021 USD SR LIEN-10000 SH | $9,963 | $9,963 |
| CONSTELLATION BRANDS, INC. 4.25% 05/01/2023 USD SR LIEN-10000 SH | $9,996 | $9,996 |
| CONTINENTAL RESOURCES, INC. 5.0% 09/15/2022 USD SER B SR LIEN-50000 SH | $49,111 | $49,111 |
| CROWN AMERICAS LLC 6.25% 02/01/2021 USD SER B SR LIEN-45000 SH | $48,534 | $48,534 |
| CROWN CASTLE INTERNATIONAL COR 5.25% 01/15/2023 USD SER B SR LIEN M-W+50.00B | $93,979 | $93,979 |
| CVS CAREMARK CORPORATION 6.6% 03/15/2019 USD SR LIEN-225000 SH | $267,875 | $267,875 |
| D.R. HORTON, INC. 4.375% 09/15/2022 USD SR LIEN-45000 SH | $44,680 | $44,680 |
| DAVITA HEALTHCARE PARTNERS INC 5.75% 08/15/2022 USD SR LIEN-60000 SH | $64,903 | $64,903 |
| DDR CORP. 4.625% 07/15/2022 USD SR LIEN-45000 SH | $48,998 | $48,998 |
| DIRECTV HOLDINGS LLC 3.55% 03/15/2015 SER B SR LIEN-525000 SH | $533,606 | $533,606 |
| DISH DBS CORPORATION 7.125% 02/01/2016 SR LIEN-25000 SH | $27,023 | $27,023 |
| DISH DBS CORPORATION 7.875% 09/01/2019 USD SER B SR LIEN-20000 SH | $23,225 | $23,225 |
| FORD MOTOR CREDIT COMPANY LLC 5.0% 05/15/2018 USD SR LIEN-500000 SH | $546,469 | $546,469 |
| FRONTIER COMMUNICATIONS CORP 8.125% 10/01/2018 SR LIEN M-W+50.00BP-55000 SH | $62,855 | $62,855 |
| FRONTIER COMMUNICATIONS CORPOR 8.5% 04/15/2020 USD SER B SR LIEN-15000 SH | $16,994 | $16,994 |
| GRAPHIC PACKAGING INTL 4.875% 11/15/2022 SR LIEN-5000 SH | $5,062 | $5,062 |
| GRAPHIC PACKAGING INTL INC 4.75% 04/15/2021 SR LIEN M-W+50.00BP-45000 SH | $45,789 | $45,789 |
| GS HIGH YIELD FLOATING RATE FUND INSTITUTIONAL SHARES-106449.383 SH | $1,047,462 | $1,047,462 |
| HCA INC. 6.5% 02/15/2020 SR LIEN-75000 SH | $85,879 | $85,879 |
| HCP, INC. 5.375% 02/01/2021 USD SR LIEN M-W+35.00BP-45000 SH | $51,260 | $51,260 |
| HOST HOTELS & RESORTS, L.P. 4.75% 03/01/2023 SR LIEN M-W+50.00BP-70000 SH | $75,494 | $75,494 |
| HOST HOTELS & RESORTS, L.P. 6.0% 10/01/2021 SR LIEN M-W+50.00BP-650000 SH | $757,218 | $757,218 |
| HUNTINGTON INGALLS INDUSTRIES, 7.125% 03/15/2021 SER B SR LIEN M-W+50.00BP-3 | $33,029 | $33,029 |
| HUNTSMAN INTERNATIONAL LLC 4.875% 11/15/2020 USD SER B SR LIEN-40000 SH | $39,949 | $39,949 |
| INTELSAT JACKSON HOLDINGS S.A. 7.5% 04/01/2021 USD SER B SR LIEN-30000 SH | $32,663 | $32,663 |
| JABIL CIRCUIT, INC. 4.7% 09/15/2022 USD SR LIEN-30000 SH | $30,265 | $30,265 |
| JARDEN CORPORATION 6.125% 11/15/2022 USD SR LIEN-30000 SH | $31,585 | $31,585 |
| KFW 5.125% 03/14/2016 SR LIEN-500000 SH | $535,146 | $535,146 |
| L BRANDS, INC. 6.625% 04/01/2021 USD SR LIEN-45000 SH | $51,370 | $51,370 |
| LAMAR MEDIA CORP. 5.875% 02/01/2022 USD SER B SUB LIEN-40000 SH | $42,479 | $42,479 |
| LENNAR CORPORATION 6.95% 06/01/2018 USD MW CALL+ 50BPS-30000 SH | $32,574 | $32,574 |
| LEVEL 3 FINANCING, INC. 8.625% 07/15/2020 USD SER B SR LIEN-25000 SH | $27,963 | $27,963 |
| MARKWEST ENERGY PARTNERS, L.P. 5.5% 02/15/2023 USD SR LIEN-45000 SH | $46,498 | $46,498 |
| MARKWEST ENERGY PARTNERS, L.P. 6.5% 08/15/2021 USD SR LIEN-15000 SH | $15,818 | $15,818 |
| MERCK SHARP & DOHME CORP. 5.0% 06/30/2019 USD SR LIEN-500000 SH | $564,450 | $564,450 |
| MGM MIRAGE 7.5% 06/01/2016 SR LIEN-80000 SH | $84,900 | $84,900 |
| MPT OPERATING PARTNERSHIP 5.5% 05/01/2024 USD SR LIEN-5000 SH | $5,258 | $5,258 |
| MPT OPERATING PARTNERSHIP 6.375% 02/15/2022 USD SR LIEN-55000 SH | $59,762 | $59,762 |
| MPT OPERATING PARTNERSHIP 6.875% 05/01/2021 USD SER B SR LIEN-5000 SH | $5,407 | $5,407 |
| NEWFIELD EXPLORATION COMPANY 5.75% 01/30/2022 SR LIEN M-W+50.00BP-55000 SH | $55,768 | $55,768 |
| NRG ENERGY, INC. 7.625% 01/15/2018 M-W+50.00BP-25000 SH | $28,316 | $28,316 |
| NV ENERGY, INC. 6.25% 11/15/2020 USD SR LIEN M-W+50.00BP-50000 SH | $59,143 | $59,143 |
| OMNICOM GROUP INC. 6.25% 07/15/2019 M-W+45.00BP-450000 SH | $534,613 | $534,613 |
| PAETEC HOLDING CORP. 9.875% 12/01/2018-45000 SH | $47,620 | $47,620 |
| PEABODY ENERGY CORPORATION 7.375% 11/01/2016 SR LIEN-20000 SH | $20,796 | $20,796 |
| PFIZER INC. 5.35% 03/15/2015 SR LIEN M-W+50.00BP-500000 SH | $512,406 | $512,406 |
| PIONEER NATURAL RESOURCES 7.5% 01/15/2020 SR LIEN M-W+50.00BP-35000 SH | $42,250 | $42,250 |
| PLAINS EXPLORATION & PROD CO 6.125% 06/15/2019 SR LIEN M-W+50.00BP-7000 SH | $7,597 | $7,597 |
| POST HOLDINGS, INC. 7.375% 02/15/2022 USD SER B SR LIEN-30000 SH | $30,836 | $30,836 |
| PROGRESS ENERGY, INC. 3.15% 04/01/2022 SR LIEN-400000 SH | $408,346 | $408,346 |
| PUGET ENERGY, INC. 6.0% 09/01/2021 SR LIEN M-W+45.00BP-60000 SH | $71,391 | $71,391 |
| RANGE RESOURCES CORP 5.0% 08/15/2022 SR LIEN-60000 SH | $61,133 | $61,133 |
| REGENCY ENERGY PARTNERS LP 5.875% 03/01/2022 SR LIEN M-W+50.00BP ESTABLISH D | $10,171 | $10,171 |
| REGENCY ENERGY PARTNERS LP 6.5% 07/15/2021-55000 SH | $57,748 | $57,748 |
| RJS POWER HOLDINGS LLC 5.125% 07/15/2019 PVT REGS SR LIEN M-W+50.00BP-50000 | $50,585 | $50,585 |
| ROCKWOOD SPECIALTIES GROUP, IN 4.625% 10/15/2020 SR LIEN-50000 SH | $52,113 | $52,113 |
| ROYAL CARIBBEAN CRUISES LTD. 5.25% 11/15/2022 USD SR LIEN-45000 SH | $47,552 | $47,552 |
| SALLY HOLDINGS LLC 5.75% 06/01/2022 SR LIEN M-W+50.00BP-40000 SH | $42,092 | $42,092 |
| SILGAN HOLDINGS INC. 5.0% 04/01/2020 SR LIEN M-W+50.00BP-60000 SH | $61,650 | $61,650 |
| SPRINT NEXTEL CORPORATION 6.0% 12/01/2016 SR LIEN-25000 SH | $26,276 | $26,276 |
| SPRINT NEXTEL CORPORATION 7.0% 08/15/2020 SR LIEN M-W+50.00BP-30000 SH | $30,793 | $30,793 |
| SPX CORPORATION 6.875% 09/01/2017 USD SR LIEN M-W+50.00BP-25000 SH | $27,885 | $27,885 |
| SUBSID OF: CABLEVISION SYS CRP CVC 7.625 07/15/2018 SR LIEN-40000 SH | $46,356 | $46,356 |
| SUNTRUST BANK 2.75% 05/01/2023 SER BKNT-325000 SH | $318,573 | $318,573 |
| TELECOM ITALIA CAPITAL SA 6.999% 06/04/2018 M-W+45.00BP-30000 SH | $33,457 | $33,457 |
| TENET HEALTHCARE CORPORATION 6.25% 11/01/2018 USD SER B SR LIEN M-W+50.00BP- | $43,817 | $43,817 |
| THE GAP, INC. 5.95% 04/12/2021 SR LIEN M-W+40.00BP-600000 SH | $690,640 | $690,640 |
| THE KROGER CO. 6.4% 08/15/2017 SR LIEN-300000 SH | $342,575 | $342,575 |
| UNITED TECHNOLOGIES CORP 4.875% 05/01/2015 SR LIEN-500000 SH | $511,063 | $511,063 |
| VERIZON COMMUNICATIONS INC. 4.5% 09/15/2020 SR LIEN M-W+35.00BP-150000 SH | $164,852 | $164,852 |
| VIDEOTRON LTEE 5.0% 07/15/2022-50000 SH | $52,028 | $52,028 |
| W.R. GRACE & CO-CONN. 5.125% 10/01/2021 PVT REGS SR LIEN M-W+50.00BP-45000 S | $46,791 | $46,791 |
| WAL-MART STORES, INC. 4.5% 07/01/2015 SR LIEN-150000 SH | $156,338 | $156,338 |
| WAL-MART STORES, INC. 5.8% 02/15/2018 USD SR LIEN-200000 SH | $230,448 | $230,448 |
| WEATHERFORD INTERNATIONAL LTD 5.125% 09/15/2020 USD SR LIEN M-W+35.00BP-5000 | $49,870 | $49,870 |
| WHITING PETROLEUM CORPORATION 5.0% 03/15/2019 SR LIEN M-W+50.00BP-30000 SH | $28,492 | $28,492 |
| WHITING PETROLEUM CORPORATION 6.5% 10/01/2018 USD SUB LIEN-30000 SH | $29,438 | $29,438 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (308 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABB LTD SPONSORED ADR CMN-6176 SH | $130,622 | $130,622 |
| ACADIA REALTY TRUST CMN-2129 SH | $68,192 | $68,192 |
| ACE LIMITED CMN-1116 SH | $128,206 | $128,206 |
| ACTUANT CORP CMN CLASS A-1415 SH | $38,545 | $38,545 |
| ADTRAN INC CMN-1455 SH | $31,719 | $31,719 |
| AES CORP. CMN-2916 SH | $40,153 | $40,153 |
| AFLAC INCORPORATED CMN-2230 SH | $136,231 | $136,231 |
| AIRCASTLE LIMITED CMN-2056 SH | $43,937 | $43,937 |
| ALBEMARLE CORP CMN-784 SH | $47,142 | $47,142 |
| ALEXANDRIA REAL ESTATE EQUITIES, INC.-509 SH | $45,169 | $45,169 |
| ALEXION PHARMACEUTICALS INC CMN-656 SH | $121,380 | $121,380 |
| ALIBABA GROUP HOLDING LIMITED SPONSORED ADR CMN-761 SH | $79,098 | $79,098 |
| ALTRIA GROUP, INC. CMN-2727 SH | $134,359 | $134,359 |
| ALTRIA GROUP, INC. CMN-4500 SH | $221,715 | $221,715 |
| AMAZON.COM INC CMN-552 SH | $171,313 | $171,313 |
| AMERICAN TOWER CORPORATION CMN-213 SH | $21,055 | $21,055 |
| APACHE CORP. CMN-1629 SH | $102,089 | $102,089 |
| APPLE, INC. CMN-1603 SH | $176,939 | $176,939 |
| ARM HOLDINGS PLC SPON ADR SPONSORED ADR CMN-1921 SH | $88,942 | $88,942 |
| ARM HOLDINGS PLC SPON ADR SPONSORED ADR CMN-3117 SH | $144,317 | $144,317 |
| ASML HOLDING N.V. ADR CMN-1131 SH | $121,956 | $121,956 |
| ATLAS AIR WORLDWIDE HOLDINGS CMN-677 SH | $33,376 | $33,376 |
| ATWOOD OCEANICS INC CMN-3545 SH | $100,572 | $100,572 |
| AVALONBAY COMMUNITIES INC CMN-1084 SH | $177,115 | $177,115 |
| AVG TECHNOLOGIES N.V. CMN-1785 SH | $35,236 | $35,236 |
| BAIDU, INC. SPONSORED ADR CMN-625 SH | $142,481 | $142,481 |
| BANCO SANTANDER, S.A. SPON ADR-10933 SH | $91,072 | $91,072 |
| BANKUNITED INC CMN-1318 SH | $38,182 | $38,182 |
| BARCLAYS BANK PLC LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE D | $169,817 | $169,817 |
| BARCLAYS BANK PLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NO | $235,615 | $235,615 |
| BBCN BANCORP INC CMN-1952 SH | $28,070 | $28,070 |
| BEACON ROOFING SUPPLY, INC. CMN-1400 SH | $38,920 | $38,920 |
| BG GROUP PLC SPON ADR ADR CMN-3158 SH | $42,595 | $42,595 |
| BIOGEN INC. CMN-467 SH | $158,523 | $158,523 |
| BLACKROCK, INC. CMN-574 SH | $205,239 | $205,239 |
| BLACKSTONE MORTGAGE TRUST INC CMN-1128 SH | $32,870 | $32,870 |
| BNP PARIBAS LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA; 2,003.37 STRUCTURE | $232,116 | $232,116 |
| BNP PARIBAS LNKD TO MSCI EMERGING MKTS IND BUFFERED CAPPED BETA; 43.63 STRUC | $94,003 | $94,003 |
| BOSTON PROPERTIES INC COMMON STOCK-1170 SH | $150,567 | $150,567 |
| BP P.L.C. SPONSORED ADR CMN-2355 SH | $89,773 | $89,773 |
| BRINK'S COMPANY (THE) CMN-1200 SH | $29,292 | $29,292 |
| BRISTOL-MYERS SQUIBB COMPANY CMN-2373 SH | $140,078 | $140,078 |
| BRISTOL-MYERS SQUIBB COMPANY CMN-2730 SH | $161,152 | $161,152 |
| BRIXMOR PROPERTY GROUP CMN-3548 SH | $88,132 | $88,132 |
| BROOKDALE SENIOR LIVING, INC. CMN-1072 SH | $39,310 | $39,310 |
| BUCKLE INC COM CMN-894 SH | $46,953 | $46,953 |
| CABOT OIL & GAS CORPORATION CMN-5696 SH | $168,659 | $168,659 |
| CAMPBELL SOUP CO CMN-838 SH | $36,872 | $36,872 |
| CANADIAN NATIONAL RAILWAY CO. CMN-1429 SH | $98,472 | $98,472 |
| CANADIAN PACIFIC RAILWAY LTD CMN-584 SH | $112,531 | $112,531 |
| CANON INC ADR SPONSORED ADR CMN-2946 SH | $93,270 | $93,270 |
| CARDTRONICS, INC CMN-1153 SH | $44,483 | $44,483 |
| CARNIVAL CORPORATION CMN-3397 SH | $153,986 | $153,986 |
| CATERPILLAR INC (DELAWARE) CMN-1015 SH | $92,903 | $92,903 |
| CATHAY GENERAL BANCORP CMN-1545 SH | $39,537 | $39,537 |
| CBL & ASSOC PROPERTIES, INC. CMN-2137 SH | $41,501 | $41,501 |
| CBOE HOLDINGS, INC. CMN-2680 SH | $169,966 | $169,966 |
| CELGENE CORPORATION CMN-1596 SH | $178,529 | $178,529 |
| CF INDUSTRIES HOLDINGS, INC. CMN-360 SH | $98,114 | $98,114 |
| CHESAPEAKE LODGING TRUST CMN-2742 SH | $102,030 | $102,030 |
| CHEVRON CORPORATION CMN-1010 SH | $113,302 | $113,302 |
| CHINA MOBILE LIMITED SPONSORED ADR CMN-1075 SH | $63,232 | $63,232 |
| CHR. HANSEN HOLDING A/S SPONSORED ADR CMN-5236 SH | $116,695 | $116,695 |
| CINCINNATI FINANCIAL CRP CMN-4187 SH | $217,012 | $217,012 |
| CISCO SYSTEMS, INC. CMN-4615 SH | $128,366 | $128,366 |
| COCA-COLA COMPANY (THE) CMN-1919 SH | $81,020 | $81,020 |
| COCA-COLA ENTERPRISES, INC. CMN-2239 SH | $99,009 | $99,009 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CLASS A-3030 SH | $159,560 | $159,560 |
| COLGATE-PALMOLIVE CO CMN-1728 SH | $119,560 | $119,560 |
| CONOCOPHILLIPS CMN-1953 SH | $134,874 | $134,874 |
| CONOCOPHILLIPS CMN-2069 SH | $142,885 | $142,885 |
| CONTINENTAL RESOURCES, INC CMN-2937 SH | $112,663 | $112,663 |
| COPA HOLDINGS, S.A. CMN CLASS A-247 SH | $25,599 | $25,599 |
| CORE LABORATORIES N.V. CMN-647 SH | $77,860 | $77,860 |
| CORNING INCORPORATED CMN-8514 SH | $195,226 | $195,226 |
| CORPORATE OFFICE PROPERTIES TRUST (MD)-1762 SH | $49,988 | $49,988 |
| CORRECTIONS CORP OF AMERICA CMN-3767 SH | $136,893 | $136,893 |
| CREDIT SUISSE AG LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DU | $101,233 | $101,233 |
| CREDIT SUISSE AG LINKED TO MSCI EAFE BUFFERED CAPPED BETA; 1924.84 STRUCTURE | $69,005 | $69,005 |
| CREDIT SUISSE AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOT | $229,489 | $229,489 |
| CREDIT SUISSE AG LNKD TO MSCI EMERGING MKTS IND BUFFERED CAPPED BETA; 43.69 | $97,422 | $97,422 |
| DAIMLER AG SPONSORED ADR CMN-736 SH | $61,424 | $61,424 |
| DARLING INGREDIENTS INC CMN-2268 SH | $41,187 | $41,187 |
| DCT INDUSTRIAL TRUST INC. CMN-1690 SH | $60,265 | $60,265 |
| DDR CORP CMN-4545 SH | $83,446 | $83,446 |
| DELEK US HLDGS INC CMN-1530 SH | $41,738 | $41,738 |
| DEUTSCHE BANK AG-LONDON BRANCH LINKED TO MSCI EAFE BUFFERED CAPPED BETA; 188 | $173,194 | $173,194 |
| DEUTSCHE BANK AG-LONDON BRANCH LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BET | $51,218 | $51,218 |
| DEUTSCHE BANK AG-LONDON BRANCH LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BET | $25,569 | $25,569 |
| DEUTSCHE TELEKOM AG SPONSORED ADR CMN-7296 SH | $116,977 | $116,977 |
| DIEBOLD INCORPORATED CMN-1062 SH | $36,788 | $36,788 |
| DISCOVER FINANCIAL SERVICES CMN-2229 SH | $145,977 | $145,977 |
| DIVIDENDS EARNED BUT NOT YET PAID- SH | $62,481 | $62,481 |
| DOMINION RESOURCES, INC. CMN-1518 SH | $116,734 | $116,734 |
| DUKE ENERGY CORPORATION CMN-1134 SH | $94,734 | $94,734 |
| EATON VANCE CORP (NON-VTG) CMN-1513 SH | $61,927 | $61,927 |
| EATON VANCE CORP (NON-VTG) CMN-2548 SH | $104,290 | $104,290 |
| ELI LILLY & CO CMN-2918 SH | $201,313 | $201,313 |
| EMPIRE STATE REALTY TRUST,INC. CMN-4470 SH | $78,583 | $78,583 |
| ENERSYS CMN-679 SH | $41,908 | $41,908 |
| ENI S.P.A SPON ADR SPONSORED ADR CMN-1844 SH | $64,374 | $64,374 |
| EQUITY RESIDENTIAL CMN-991 SH | $71,193 | $71,193 |
| ESSEX PROPERTY TRUST INC CMN-155 SH | $32,023 | $32,023 |
| EVERTEC INC CMN-1780 SH | $39,391 | $39,391 |
| EXELIS INC. CMN-2394 SH | $41,967 | $41,967 |
| EXPRESS, INC. CMN-2035 SH | $29,894 | $29,894 |
| EXXON MOBIL CORPORATION CMN-981 SH | $90,693 | $90,693 |
| FACEBOOK, INC. CMN CLASS A-1772 SH | $138,251 | $138,251 |
| FANUC CORP UNSPONSORED ADR CMN-2774 SH | $76,912 | $76,912 |
| FASTENAL CO CMN-3325 SH | $158,137 | $158,137 |
| FEDERATED INVESTORS, INC. CMN CLASS B-6326 SH | $208,315 | $208,315 |
| FINISH LINE INC CL-A CMN CLASS A-1342 SH | $32,624 | $32,624 |
| FMC TECHNOLOGIES INC CMN-2165 SH | $101,409 | $101,409 |
| FORUM ENERGY TECHNOLOGIES INC CMN-1441 SH | $29,872 | $29,872 |
| GENERAC HOLDINGS INC. CMN-877 SH | $41,009 | $41,009 |
| GENERAL DYNAMICS CORP. CMN-1796 SH | $247,166 | $247,166 |
| GENERAL ELECTRIC CO CMN-15280 SH | $386,126 | $386,126 |
| GENESCO INC. CMN-592 SH | $45,359 | $45,359 |
| GILEAD SCIENCES CMN-912 SH | $85,965 | $85,965 |
| GLAXOSMITHKLINE PLC SPONSORED ADR CMN-2813 SH | $120,228 | $120,228 |
| GOLDMAN SACHS BANK DEPOSIT (BDA)-1045.05 SH | $1,045 | $1,045 |
| GOLDMAN SACHS BANK DEPOSIT (BDA)-139218.03 SH | $139,218 | $139,218 |
| GOLDMAN SACHS BANK DEPOSIT (BDA)-172055.2 SH | $172,055 | $172,055 |
| GOLDMAN SACHS BANK DEPOSIT (BDA)-178857.14 SH | $178,857 | $178,857 |
| GOLDMAN SACHS BANK DEPOSIT (BDA)-233165.71 SH | $233,166 | $233,166 |
| GOLDMAN SACHS BANK DEPOSIT (BDA)-2605.42 SH | $2,605 | $2,605 |
| GOLDMAN SACHS BANK DEPOSIT (BDA)-9010.87 SH | $9,011 | $9,011 |
| GOLDMAN SACHS BANK DEPOSIT (BDA)-92277.62 SH | $92,278 | $92,278 |
| GOLDMAN SACHS BANK DEPOSIT (BDA)-99853.09 SH | $99,853 | $99,853 |
| GREEN DOT CORPORATION CMN CLASS A-1594 SH | $32,661 | $32,661 |
| GROUP 1 AUTOMOTIVE, INC. CMN-523 SH | $46,871 | $46,871 |
| GS FINANCIAL SQUARE FEDERAL FUND - FST SHARES-120186.39 SH | $120,186 | $120,186 |
| GS INTERNATIONAL REAL ESTATE SECURITIES INSTITUTIONAL CLASS SHARES-201072. | $1,244,641 | $1,244,641 |
| HAEMONETICS CORP CMN-1136 SH | $42,509 | $42,509 |
| HASBRO, INC. CMN-2903 SH | $159,636 | $159,636 |
| HCP, INC. CMN-845 SH | $37,205 | $37,205 |
| HEALTH CARE REIT INC (DEL) CMN-502 SH | $37,986 | $37,986 |
| HIGHWOODS PROPERTIES INC CMN-1497 SH | $66,287 | $66,287 |
| HOME LN SERVICING SOLUTIONS LT CMN-2038 SH | $39,782 | $39,782 |
| HONDA MTR LTD (AMER SHS) ADR CMN-3709 SH | $109,490 | $109,490 |
| HYATT HOTELS CORPORATION CMN CLASS A-1139 SH | $68,579 | $68,579 |
| IBERDROLA, SOCIEDAD ANONIMA SPONSORED ADR CMN-6183 SH | $167,504 | $167,504 |
| ILLUMINA, INC. CMN-1042 SH | $192,332 | $192,332 |
| INDIVIOR PLC SPONSORED ADR CMN-253 SH | $2,859 | $2,859 |
| INDUSTRIA DE DISENO TEXTIL IND ADR CMN-6264 SH | $89,838 | $89,838 |
| INTEGRA LIFESCIENCES HOLDING CORPORATION-613 SH | $33,243 | $33,243 |
| INTEL CORPORATION CMN-4769 SH | $173,067 | $173,067 |
| INTL BUSINESS MACHINES CORP CMN-340 SH | $54,550 | $54,550 |
| ISHARES MSCI EAFE ETF-15875 SH | $965,835 | $965,835 |
| JDS UNIPHASE CORPORATION CMN-3274 SH | $44,919 | $44,919 |
| JOHNSON & JOHNSON CMN-1170 SH | $122,347 | $122,347 |
| JPMORGAN CHASE & CO. LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOT | $103,506 | $103,506 |
| JPMORGAN CHASE & CO. LINKED TO MSCI EAFE BUFFERED CAPPED BETA; 1851.35 STRUC | $69,516 | $69,516 |
| JPMORGAN CHASE & CO. LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCTUR | $78,203 | $78,203 |
| KAISER ALUMINUM CORPORATION CMN-528 SH | $37,715 | $37,715 |
| KAO CORP SPONSORED ADR CMN-2537 SH | $100,658 | $100,658 |
| KINDER MORGAN INC CMN CLASS P-7775 SH | $328,960 | $328,960 |
| KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN-7116 SH | $127,049 | $127,049 |
| LA QUINTA HOLDINGS INC. CMN-1912 SH | $42,179 | $42,179 |
| LINKEDIN CORP CMN CLASS A-800 SH | $183,768 | $183,768 |
| LOCKHEED MARTIN CORPORATION CMN-833 SH | $160,411 | $160,411 |
| LORILLARD, INC. CMN-3344 SH | $210,471 | $210,471 |
| LOWES COMPANIES INC CMN-2890 SH | $198,832 | $198,832 |
| LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN-1393 SH | $44,584 | $44,584 |
| LYONDELLBASELL INDUSTRIES N.V. CMN CLASS A-1552 SH | $123,213 | $123,213 |
| MACERICH COMPANY CMN-1557 SH | $129,869 | $129,869 |
| MACK-CALI REALTY CORP CMN-540 SH | $10,292 | $10,292 |
| MAGELLAN HEALTH , INC. CMN-686 SH | $41,181 | $41,181 |
| MARATHON PETROLEUM CORPORATION CMN-1494 SH | $134,848 | $134,848 |
| MCGRAW-HILL COMPANIES INC CMN-1370 SH | $121,903 | $121,903 |
| MENTOR GRAPHICS CORP CMN-1923 SH | $42,152 | $42,152 |
| MERCADOLIBRE INC. CMN-784 SH | $100,093 | $100,093 |
| MICHAEL KORS HOLDINGS LIMITED CMN-1840 SH | $138,184 | $138,184 |
| MICROSEMI CORP CL A CMN-1684 SH | $47,792 | $47,792 |
| MICROSOFT CORPORATION CMN-2634 SH | $122,349 | $122,349 |
| MICROSOFT CORPORATION CMN-2733 SH | $126,948 | $126,948 |
| MID-AMERICA APT CMNTYS INC CMN-1350 SH | $100,818 | $100,818 |
| MONSANTO COMPANY CMN-998 SH | $119,231 | $119,231 |
| MOODYS CORP CMN-1217 SH | $116,601 | $116,601 |
| MYLAN INC CMN-2401 SH | $135,344 | $135,344 |
| NATIONAL GRID PLC SPONSORED ADR CMN-1739 SH | $122,878 | $122,878 |
| NATIONAL HEALTH INVESTORS, INC CMN-990 SH | $69,260 | $69,260 |
| NATIONSTAR MTG HLDGS INC CMN-3207 SH | $90,405 | $90,405 |
| NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS)-1348 SH | $98,965 | $98,965 |
| NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS)-1595 SH | $117,099 | $117,099 |
| NEWMARKET CORP CMN-266 SH | $107,339 | $107,339 |
| NEWMARKET CORP CMN-274 SH | $110,567 | $110,567 |
| NIKE CLASS-B CMN CLASS B-1326 SH | $127,495 | $127,495 |
| NOVARTIS AG-ADR SPONSORED ADR CMN-1694 SH | $156,966 | $156,966 |
| NOVO-NORDISK A/S ADR ADR CMN-2234 SH | $94,543 | $94,543 |
| NOVOZYMES AS UNSPONSORED ADR CMN-2055 SH | $86,758 | $86,758 |
| NTT DOCOMO, INC. SPONSORED ADR CMN-2539 SH | $37,069 | $37,069 |
| OASIS PETROLEM INC CMN-1406 SH | $23,255 | $23,255 |
| OFFICE DEPOT INC CMN-5063 SH | $43,415 | $43,415 |
| OIL STS INTL INC CMN-2614 SH | $127,825 | $127,825 |
| ORANGE ADR-5590 SH | $94,583 | $94,583 |
| ORBITZ WORLDWIDE INC CMN-3958 SH | $32,574 | $32,574 |
| PARKWAY PROPERTIES INC MD CMN-3098 SH | $56,972 | $56,972 |
| PAYCHEX, INC. CMN-4517 SH | $208,550 | $208,550 |
| PEBBLEBROOK HOTEL TRUST CMN-1385 SH | $63,198 | $63,198 |
| PERRIGO CO PLC CMN-641 SH | $107,150 | $107,150 |
| PFIZER INC. CMN-5594 SH | $174,253 | $174,253 |
| PHARMACYCLICS INC CMN-1339 SH | $163,706 | $163,706 |
| PHILIP MORRIS INTL INC CMN-1187 SH | $96,681 | $96,681 |
| PHILIP MORRIS INTL INC CMN-999 SH | $81,369 | $81,369 |
| POST PROPERTIES INC CMN-1533 SH | $90,094 | $90,094 |
| PRECISION CASTPARTS CORP. CMN-453 SH | $109,119 | $109,119 |
| PRICELINE GROUP INC/THE CMN-190 SH | $216,640 | $216,640 |
| PROASSURANCE CORP CMN-861 SH | $38,874 | $38,874 |
| PROLOGIS INC CMN-2775 SH | $119,408 | $119,408 |
| PS BUSINESS PARKS, INC. CMN-623 SH | $49,553 | $49,553 |
| PUBLIC STORAGE CMN-745 SH | $137,713 | $137,713 |
| QBE INSURANCE GROUP LIMITED SPONSORED ADR CMN-2239 SH | $20,541 | $20,541 |
| QUALITY SYSTEMS INC CMN-1901 SH | $29,637 | $29,637 |
| RECKITT BENCKISER GROUP PLC SPONSORED ADR CMN-6331 SH | $102,866 | $102,866 |
| REED ELSEVIER N.V. SPONSORED ADR CMN-803 SH | $38,255 | $38,255 |
| REGAL BELOIT CORP CMN-580 SH | $43,616 | $43,616 |
| REYNOLDS AMERICAN INC. CMN-2523 SH | $162,153 | $162,153 |
| RLJ LODGING TRUST CMN-2413 SH | $80,908 | $80,908 |
| ROCKWELL COLLINS, INC. CMN-1109 SH | $93,688 | $93,688 |
| ROSS STORES,INC CMN-1188 SH | $111,981 | $111,981 |
| ROYAL BANK OF CANADA LINKED TO MSCI EAFE BUFFERED CAPPED BETA; 1679.74 STRUC | $106,350 | $106,350 |
| ROYAL BANK OF CANADA LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA; 1519.43 S | $248,410 | $248,410 |
| ROYAL DUTCH SHELL PLC SPONSORED ADR CMN SERIES A-1219 SH | $81,612 | $81,612 |
| RWE AG AKTIENGESELLSCHAFT SPON ADR-2019 SH | $62,666 | $62,666 |
| SALESFORCE.COM, INC CMN-2636 SH | $156,341 | $156,341 |
| SANOFI SPONSORED ADR CMN-2844 SH | $129,715 | $129,715 |
| SAP SE (SPON ADR)-1526 SH | $106,286 | $106,286 |
| SCHOLASTIC CORPORATION CMN-967 SH | $35,218 | $35,218 |
| SENSATA TECHNOLOGIES HLDG N .V CMN-1932 SH | $101,256 | $101,256 |
| SEVEN & I HOLDINGS CO., LTD. UNSPONSORED ADR CMN-5004 SH | $90,953 | $90,953 |
| SGS S.A. ADR CMN-4309 SH | $88,684 | $88,684 |
| SHOPRITE HOLDINGS LTD SPONSORED ADR CMN ADR RATIO UNKNOWN-3207 SH | $46,639 | $46,639 |
| SIMON PROPERTY GROUP INC CMN-1466 SH | $266,973 | $266,973 |
| SINGAPORE TELECOMMUNICATNS LTD SPONSORED ADR CMN-3114 SH | $91,651 | $91,651 |
| SL GREEN REALTY CORP CMN-122 SH | $14,520 | $14,520 |
| SM ENERGY COMPANY CMN-1467 SH | $56,597 | $56,597 |
| SOCIETE GENERALE LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DU | $103,886 | $103,886 |
| SOCIETE GENERALE LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2030.89 STRUC | $284,117 | $284,117 |
| SOTHEBY'S CMN CLASS A-1007 SH | $43,482 | $43,482 |
| SPDR EURO STOXX 50 FD ETF-30215 SH | $1,113,725 | $1,113,725 |
| SPDR S&P BANK ETF-21045 SH | $706,060 | $706,060 |
| SPLUNK INC CMN-2154 SH | $126,978 | $126,978 |
| STRATEGIC HOTELS & RESORTS INC CMN-2142 SH | $28,339 | $28,339 |
| SUN ART RETAIL GROUP LTD ADR CMN-5716 SH | $56,828 | $56,828 |
| SVENSKA CELLULOSA AB SPON ADR SPONSORED ADR CMN CLASS B-3024 SH | $65,246 | $65,246 |
| SWATCH GROUP SA (THE) ADR CMN-2115 SH | $47,274 | $47,274 |
| SYNGENTA AG SPONSORED ADR CMN-315 SH | $20,236 | $20,236 |
| SYSMEX CORP ADR CMN-2386 SH | $53,633 | $53,633 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS 5ORDS-4529 SH | $101,359 | $101,359 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS 5ORDS-7150 SH | $160,017 | $160,017 |
| TAKEDA PHARMACEUTICAL COMPANY SPONSORED ADR CMN-4442 SH | $92,558 | $92,558 |
| TAUBMAN CENTERS INC CMN-465 SH | $35,535 | $35,535 |
| TCF FINANCIAL CORP MINN-2490 SH | $39,566 | $39,566 |
| TELEFONICA S.A. ADR SPONSORED ADR CMN-7734 SH | $109,900 | $109,900 |
| TELEPHONE AND DATA SYS INC CMN-1824 SH | $46,056 | $46,056 |
| TENCENT HOLDINGS LIMITED UNSPONSORED ADR CMN ADD ADR REL 19358779-6585 SH | $95,529 | $95,529 |
| TERRENO REALTY CORPORATION CMN-354 SH | $7,303 | $7,303 |
| TESCO PLC (SPONSORED) ADR SPONSORED ADR CMN-10088 SH | $89,188 | $89,188 |
| TESLA MOTORS, INC. CMN-464 SH | $103,198 | $103,198 |
| TETRA TECH INC (NEW) CMN-1542 SH | $41,171 | $41,171 |
| TEVA PHARMACEUTICAL IND LTD ADS-2033 SH | $116,918 | $116,918 |
| THE MOSAIC COMPANY CMN-3427 SH | $156,443 | $156,443 |
| THE SCOTTS MIRACLE GRO CO CLASS A-730 SH | $45,494 | $45,494 |
| THIRD POINT REINSURANCE LTD CMN-2090 SH | $30,284 | $30,284 |
| TIVO INC CMN-3230 SH | $38,243 | $38,243 |
| TJX COMPANIES INC (NEW) CMN-2280 SH | $156,362 | $156,362 |
| TOKIO MARINE HOLDINGS, INC. ADR CMN-3618 SH | $118,699 | $118,699 |
| TOKYO ELECTRON LIMITED UNSPONSORED ADR CMN-3774 SH | $72,563 | $72,563 |
| TOTAL SA SPONSORED ADR CMN-2127 SH | $108,902 | $108,902 |
| TRACTOR SUPPLY CO CMN-1726 SH | $136,043 | $136,043 |
| TWITTER, INC. CMN-3648 SH | $130,854 | $130,854 |
| U S DOLLAR-10.78 SH | $11 | $11 |
| U S DOLLAR-26230 SH | $26,230 | $26,230 |
| U S DOLLAR-2880.96 SH | $2,881 | $2,881 |
| U S DOLLAR-482.19 SH | $482 | $482 |
| U S DOLLAR-5699.06 SH | $5,699 | $5,699 |
| UBS AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 05/2 | $230,494 | $230,494 |
| UBS AG LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA; 42.92 STRUCTURED NOTE | $46,855 | $46,855 |
| UMPQUA HLDGS CORP CMN-2185 SH | $37,167 | $37,167 |
| UNILEVER PLC (NEW) SPONSORED ADR CMN-3014 SH | $122,007 | $122,007 |
| UNITED OVERSEAS BK LTD SPONSORED ADR CMN-2263 SH | $83,785 | $83,785 |
| UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK-890 SH | $98,941 | $98,941 |
| VALERO ENERGY CORPORATION CMN-1972 SH | $97,614 | $97,614 |
| VANGUARD FTSE EMERGING MKTS ETF-49785 SH | $1,992,396 | $1,992,396 |
| VENTAS, INC. CMN-1965 SH | $140,891 | $140,891 |
| VERISK ANALYTICS INC. CMN CLASS A-751 SH | $48,102 | $48,102 |
| VERIZON COMMUNICATIONS INC. CMN-2585 SH | $120,926 | $120,926 |
| VERIZON COMMUNICATIONS INC. CMN-969 SH | $45,330 | $45,330 |
| VERTEX PHARMACEUTICALS INC CMN-1458 SH | $173,210 | $173,210 |
| VINCI ADR CMN-4230 SH | $58,234 | $58,234 |
| VISA INC. CMN CLASS A-670 SH | $175,674 | $175,674 |
| VMWARE INC. CMN CLASS A-1451 SH | $119,737 | $119,737 |
| VODAFONE GROUP PLC ADR CMN-1575 SH | $53,818 | $53,818 |
| VORNADO REALTY TRUST CMN-502 SH | $59,090 | $59,090 |
| WADDELL & REED FIN., INC. CLASS A COMMON-2185 SH | $108,857 | $108,857 |
| WAL-MART DE MEXICO SAB DE CV SPONSORED ADR REPSTG SER V SHS-2064 SH | $44,417 | $44,417 |
| WELLCARE HEALTH PLANS INC CMN-541 SH | $44,394 | $44,394 |
| WELLS FARGO & CO (NEW) CMN-4306 SH | $236,055 | $236,055 |
| WELLS FARGO & COMPANY LINKED TO MSCI EAFE BUFFERED CAPPED BETA; 1651.11 STRU | $109,610 | $109,610 |
| WELLS FARGO & COMPANY LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 1925.15 | $235,040 | $235,040 |
| WELLS FARGO & COMPANY LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA; 45.06 | $78,874 | $78,874 |
| WESTERN DIGITAL CORPORATION CMN-1427 SH | $157,969 | $157,969 |
| WESTERN UNION COMPANY (THE) CMN-5873 SH | $105,185 | $105,185 |
| WINDSTREAM HOLDINGS INC. CMN-15442 SH | $127,242 | $127,242 |
| YANDEX N.V. CMN-2220 SH | $39,871 | $39,871 |
| YUM BRANDS, INC. CMN-1162 SH | $84,652 | $84,652 |
| ZURICH INS GROUP LTD SPONSORED ADR CMN-2727 SH | $85,543 | $85,543 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $3,709,510 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $3,709,510 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $1,024,569 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $1,024,569 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (16 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BROAD STREET ENERGY PARTNERS, L.P. (C)-N/A SH | FMV | $465,881 | $465,881 |
| BROAD STREET REAL ESTATE CREDIT PARTNERS II OFFSHORE FEEDER FUND, L.P.-N/A S | FMV | $389,240 | $389,240 |
| FREEPORT SBIC GP, LLC-N/A SH | FMV | $1,319,743 | $1,319,743 |
| GLOBAL ATLANTIC (C)-N/A SH | FMV | $2,702,000 | $2,702,000 |
| GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND OFFSHORE, LTD. CLASS A SERIES 4-N | FMV | $1,156,957 | $1,156,957 |
| GOLDMAN SACHS CORPORATE CREDIT INVESTMENT FUND CLASS A ACCUM SERIES ACCUMULA | FMV | $3,002,845 | $3,002,845 |
| GS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. | FMV | $701,176 | $701,176 |
| HEDGE FUND OPPORTUNITIES LTD CLASS A SERIES 1-N/A SH | FMV | $2,783,124 | $2,783,124 |
| HEDGE FUND SELECT: HALCYON PARTNERS OFFSHORE LTD-N/A SH | FMV | $473,517 | $473,517 |
| HEDGE FUND SELECT: JANA OFFSHORE PARTNERS LTD-N/A SH | FMV | $390,680 | $390,680 |
| HEDGE FUND SELECT: THE ADELPHI EUROPE FUND LTD-N/A SH | FMV | $634,905 | $634,905 |
| MOUNT KELLETT CAPITAL PARTNERS (CAYMAN) CORPORATE ACCESS LP (C)-N/A SH | FMV | $578,370 | $578,370 |
| PRINCETON FUND LTD CLASS A SERIES 1-N/A SH | FMV | $1,215,098 | $1,215,098 |
| PRIVATE EQUITY MANAGERS (2014) OFFSHORE LP (C)-N/A SH | FMV | $147,053 | $147,053 |
| TINICUM-N/A SH | FMV | $680,248 | $680,248 |
| VINTAGE VI OFFSHORE HOLDINGS LP (C)-N/A SH | FMV | $923,306 | $923,306 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| FURNITURE & EQUIPMENT | $50,198 | $13,024 | $37,174 | $37,174 |
| LEASEHOLD IMPROVEMENTS | $23,157 | $7,160 | $15,997 | $15,997 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $1,987 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,987 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PROGRAM-RELATED INVESTMENT | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $163,930 | EOYBookValueAmt |
| EOYFMV | $163,930 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | C/Y CHANGE IN UNREALIZED GAIN/LOSS ON INVESTMENTS | Desc |
| Amt | $3,021,912 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INSURANCE | $3,538 | $2,126 | $1,412 |
| SUPPLIES | $7,739 | $4,649 | $3,089 |
| POSTAGE & MAILING | $2,183 | $1,312 | $871 |
| DUES & SUBSCRIPTIONS | $3,784 | $2,274 | $1,510 |
| STAFF DEVELOPMENT | $446 | $268 | $178 |
| MISCELLANEOUS | $91 | $55 | $36 |
| ADR FEES | $5,406 | $5,406 | $0 |
| EQUIPMENT RENTAL & MAINTENANCE | $611 | $367 | $244 |
| PARTNERSHIP EXPENSES FROM SCHEDULE K-1'S | $0 | $20,625 | $0 |
| OTHER INVESTMENT EXPENSE | $7,975 | $7,975 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INVESTMENT INCOME | $10,335 | $10,335 | $10,335 |
| PARTNERSHIP INCOME FROM SCHEDULE K-1'S | $0 | $137,981 | $0 |
| LESS: PARTNERSHIP INCOME FROM SCHEDULE K-1'S SUBJECT TO UBIT | $0 | -$16,710 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT ADVISORY | $361,192 | $361,192 | $0 |
| IT CONSULTING | $18,454 | $11,086 | $7,368 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN DIVIDENDS | $40,218 | $40,218 | $0 |
| EXCISE TAX | $180,000 | $0 | $0 |
| PARTNERSHIP FOREIGN TAX EXPENSE FROM SCHEDULE K-1'S | $0 | $98 | $0 |
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