UMASS MEMORIAL HEALTH CARE INC: Form 990, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- UMASS MEMORIAL HEALTH CARE INC (EIN 04-3358566)
- Tax period
- 2013-10-01 to 2014-09-30
- Filed
- 2015-08-07
- IRS object ID
- 201512199349300646
- Schema version
- 2013v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule G
- Schedule I
- Schedule J
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-08-07T11:41:00-05:00 | ReturnTs |
| Tax Period End | 2014-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 042684828 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FEELEY & DRISCOLL PC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 PORTLAND STREET | AddressLine1 |
| City | BOSTON | City |
| State | MA | State |
| ZIP Code | 02114 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2013-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 043358566 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UMASS MEMORIAL HEALTH CARE INC (PARENT) | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | UMAS | BusinessNameControlTxt |
| Phone | 5083340496 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 306 BELMONT STREET | AddressLine1 |
| City | WORCESTER | City |
| State | MA | State |
| ZIP Code | 01604 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SERGIO MELGAR | PersonNm |
| Person Title | EVP/CFO/TREASURER | PersonTitleTxt |
| Phone | 5088568537 | PhoneNum |
| Signature | 2015-07-29 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ALAN GAROFALO | PreparerPersonNm |
| PTIN | P00744592 | PTIN |
| Phone | 6177427788 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | SERGIO MELGAR | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 306 BELMONT STREET | AddressLine1 |
| City | WORCESTER | City |
| State | MA | State |
| ZIP Code | 01604 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $364,813,770 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Group Exemption | 3642 | GroupExemptionNum |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.UMASSMEMORIAL.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1998 | FormationYr |
| Legal Domicile State | MA | LegalDomicileStateCd |
| Activity Or Mission | UMASS MEMORIAL HEALTH CARE, INC. IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICES, TEACHING AND RESEARCH. | ActivityOrMissionDesc |
| Voting Members Governing Body | 19 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 14 | VotingMembersIndependentCnt |
| Total Employee | 0 | TotalEmployeeCnt |
| Total Volunteers | 0 | TotalVolunteersCnt |
| Total Gross UBI | -$2,627 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | -$2,627 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $991,457 | PYContributionsGrantsAmt |
| CY Contributions Grants | $1,922,660 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $197,317,139 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $208,216,412 | CYProgramServiceRevenueAmt |
| PY Investment Income | $8,975,946 | PYInvestmentIncomeAmt |
| CY Investment Income | $18,971,057 | CYInvestmentIncomeAmt |
| PY Other Revenue | $2,668,410 | PYOtherRevenueAmt |
| CY Other Revenue | $706,885 | CYOtherRevenueAmt |
| PY Total Revenue | $209,952,952 | PYTotalRevenueAmt |
| CY Total Revenue | $229,817,014 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $1,000,000 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $2,000,000 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $0 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $75,263,258 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $301,241 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $301,241 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $226,226,308 | PYOtherExpensesAmt |
| CY Other Expenses | $132,472,600 | CYOtherExpensesAmt |
| PY Total Expenses | $227,226,308 | PYTotalExpensesAmt |
| CY Total Expenses | $210,037,099 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | -$17,273,356 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $19,779,915 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $235,888,083 | TotalAssetsBOYAmt |
| Total Assets EOY | $333,779,202 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $67,557,754 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $89,949,154 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $168,330,329 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $243,830,048 | NetAssetsOrFundBalancesEOYAmt |
| Mission | UMASS MEMORIAL HEALTH CARE, INC. IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICES, TEACHING AND RESEARCH. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $3,296,209 | ExpenseAmt |
| Grant | $2,000,000 | GrantAmt |
| Revenue | $208,661,544 | RevenueAmt |
| Desc | TO SUPPORT THE ADVANCEMENT OF THE KNOWLEDGE, EDUCATION, AND RESEARCH AND THE PRACTICE OF HEALTH CARE RELATED SERVICES THROUGH THE OVERSIGHT OF UMASS MEMORIAL HEALTH CARE OPERATIONS AND THE EFFICIENT DELIVERY OF SUPPORT SERVICES. | Desc |
| Total Program Service Expenses | $3,296,209 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (1) | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Temp Or Permanent Endowments | Yes (1) | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | 0 | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (1) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | Yes (1) | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (1) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | 0 | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (1) | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | 0 | ForeignOfficeInd |
| Foreign Activities | 0 | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | Yes (1) | ProfessionalFundraisingInd |
| Fundraising Activities | Yes (1) | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | Yes (1) | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | 0 | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | 0 | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | 0 | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (1) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | Yes (1) | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 740 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Employee | 0 | EmployeeCnt |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | Yes (1) | ForeignFinancialAccountInd |
| Foreign Country | CJ | ForeignCountryCd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 19 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 14 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (1) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | Yes (1) | MembersOrStockholdersInd |
| Election Of Board Members | Yes (1) | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | Yes (1) | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | 0 | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | Yes (1) | InvestmentInJointVentureInd |
| Written Policy Or Procedure | 0 | WrittenPolicyOrProcedureInd |
| States Where Copy Of Return Is Fld | MA | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROBERT FELDMANN | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5083340496 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 306 BELMONT STREET | AddressLine1 |
| City | WORCESTER | City |
| State | MA | State |
| ZIP Code | 01604 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionAGrp (46 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Key EmployeeKeyEmployeeInd |
|---|---|---|---|---|---|---|---|
| DICKSON ERIC W MD | |||||||
| PRESIDENT & CEO/DIRECTOR, UMM HEALTH CARE, INC. | 40.00 | Yes (X) | Yes (X) | $0 | $761,102 | $156,798 | |
| FINBERG ROBERT W MD | |||||||
| DIRECTOR, UMM HEALTH CARE, INC. | 20.00 | Yes (X) | $0 | $283,734 | $110,497 | ||
| O'BRIEN JOHN G | |||||||
| PRESIDENT & CEO UNTIL 2/25/13, UMM HEALTH CARE, IN | 40.00 | Yes (X) | Yes (X) | $0 | $3,477,294 | $36,227 | |
| OKIKE O NSIDINANYA MD | |||||||
| DIRECTOR, UMM HEALTH CARE, INC. | 40.00 | Yes (X) | $0 | $511,675 | $40,771 | ||
| YOUNG LYNDA M MD | |||||||
| DIRECTOR, UMM HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $29,040 | $107 | ||
| BENNETT DAVID L | |||||||
| CHAIRPERSON, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| BENNETT RICHARD K | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| BERKEY DENNIS D | |||||||
| EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| BERRY SARAH G | |||||||
| EMERITA TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| BUDD JOHN H | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| COLLINS MICHAEL MD | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| CORNELL LOIS D | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| D'ALELIO EDWARD | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| DAVIS DIX F | |||||||
| EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| FLOTTE TERENCE MD | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| GUARDIOLA ELVIRA | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| JACOBSON M HOWARD | |||||||
| EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| KANGAS PAUL | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| KNOX PETER | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| LENHARDT STEPHEN W SR | |||||||
| EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| MACNEILL HARRIS L | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| MCMULLEN CYNTHIA M EDD | |||||||
| EMERITA TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| MCNAMARA MARY ELLEN | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| PARRY EDWARD J III | |||||||
| VICE CHAIRPERSON, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| PEDERSON THORU | |||||||
| EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| SEYMOUR-ROUTE PAULETTE PHD | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| SIEGRIST RICHARD | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| WILSON JACK | |||||||
| DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC. | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| BROWN DOUGLAS S | |||||||
| SECRETARY, UMM HEALTH CARE, INC., DIRECTOR VARIOUS | 40.00 | Yes (X) | $0 | $522,283 | $118,620 | ||
| KEATING TODD A | |||||||
| TREASURER UNTIL 2/14, UMM HEALTH CARE, INC. | 40.00 | Yes (X) | $0 | $576,413 | $897,748 | ||
| MELGAR SERGIO | |||||||
| TREASURER, UMASS MEMORIAL HEALTH CARE, INC. | 40.00 | Yes (X) | $0 | $0 | $0 | ||
| ANDERSON MILTON | |||||||
| SR. VP, CHIEF HR OFFICER UNTIL 9/14 | 40.00 | $0 | $543,659 | $869,300 | Yes (X) | ||
| BOLLAND ESHGHI KATHARINE | |||||||
| VP, DEPUTY GENERAL COUNSEL | 40.00 | $0 | $336,169 | $103,002 | Yes (X) | ||
| BRENCKLE GEORGE PHD | |||||||
| SR. VP, CHIEF INFORMATION OFFICER UNTIL 4/14 | 40.00 | $0 | $364,827 | $684,908 | Yes (X) | ||
| CYR JAMES P | |||||||
| SR VP, HEART AND VASCULAR DISEASES | 40.00 | $0 | $268,556 | $80,115 | Yes (X) | ||
| DALEY JENNIFER MD | |||||||
| EXECUTIVE VP, CHIEF OPERATING OFFICER, UNTIL 3/18/ | 40.00 | $0 | $689,045 | $176,018 | Yes (X) | ||
| DAY THERESE | |||||||
| VP, FINANCE / CFO OF MED CENTER | 40.00 | $0 | $323,865 | $79,888 | Yes (X) | ||
| DIAMOND VICTORIA | |||||||
| SR. VP, OPERATIONS, UNTIL 1/14 | 40.00 | $0 | $310,410 | $507,670 | Yes (X) | ||
| FISHER BARBARA | |||||||
| SR VP, OPERATIONS | 40.00 | $0 | $270,015 | $104,607 | Yes (X) | ||
| HUDLIN MARGARET MD | |||||||
| CHIEF MED OFFICER/VP PERIOPERATIVE SVCS | 40.00 | $0 | $320,214 | $52,711 | Yes (X) | ||
| HYLKA SHARON | |||||||
| SR. VP, HOSPITAL ADMIN UNTIL 1/14 | 40.00 | $0 | $368,190 | $598,084 | Yes (X) | ||
| KLUGMAN ROBERT A MD | |||||||
| CHIEF QUALITY OFFICER, UNTIL 9/30/13 | 40.00 | $0 | $358,783 | $62,384 | Yes (X) | ||
| PHILLIPS ROBERT A MD | |||||||
| MED DIR, HEART & VASCULAR COE, UNTIL 6/7/13 | 40.00 | $0 | $366,763 | $125,872 | Yes (X) | ||
| RANDOLPH JOHN | |||||||
| CHIEF COMPLIANCE OFFICER | 40.00 | $0 | $218,534 | $59,546 | Yes (X) | ||
| THOMPSON DIANE | |||||||
| SR. VP, CHIEF NURSING OFFICIER | 40.00 | $0 | $222,088 | $107 | Yes (X) | ||
| IITSUKA CARLOS | |||||||
| SR. VP, STRATEGY & BUSINESS DEVELOPMENT | 40.00 | $0 | $0 | $0 | Yes (X) | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $0 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $11,122,659 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $4,864,980 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 0 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | Yes (1) | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1 | CityContractorAddress/USAddress/City | StateContractorAddress/USAddress/State | ZIP CodeContractorAddress/USAddress/ZIPCode | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| XEROX BUSINESS SERVICES LLC | |||||
| PO BOX 201322 | DALLAS | TX | 75320 | I/S MANAGEMENT SERVICES | $24,204,309 |
| MCKINSEY & CO INC | |||||
| PO BOX 7247-7255 | PHILADELPHIA | PA | 181707255 | CONSULTING SERVICES | $5,575,000 |
| UNIVERSAL HOSPITAL SERVICES INC | |||||
| PO BOX 86 | MINNEAPOLIS | MN | 55486 | MANAGING/SERVICING EQUIPMENT | $2,637,425 |
| NUANCE TRANSCRIPTION SERVICES | |||||
| PO BOX 7247-7343 | PHILADELPHIA | PA | 19170 | TRANSCRIPTION SERVICES | $2,601,183 |
| DELOITTE COUNSELING | |||||
| PO BOX 7247-6447 | PHILADELPHIA | PA | 191706447 | CONSULTING SERVICES | $2,541,020 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 38 | CntrctRcvdGreaterThan100KCnt |
| Federated Campaigns | $80,100 | FederatedCampaignsAmt |
| Fundraising | $317,993 | FundraisingAmt |
| Government Grants | $61,666 | GovernmentGrantsAmt |
| All Other Contributions | $1,462,901 | AllOtherContributionsAmt |
| Total Contributions | $1,922,660 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (5 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| SYSTEM ALLOCATION REVE | 561000 | $172,074,945 | $172,074,945 |
| AFF. CONT. INCOME-PROF | 561000 | $27,050,150 | $27,050,150 |
| AFF. CONT. INCOME-WORK | 561000 | $6,937,998 | $6,937,998 |
| OTHER PSR | 561000 | $1,183,957 | $1,183,957 |
| AFF. CONT. INCOME-GENE | 561000 | $969,362 | $969,362 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $208,216,412 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $3,640,201 | TotalRevenueColumnAmt |
| Unrelated Business Revenue | -$2,627 | UnrelatedBusinessRevenueAmt |
| Exclusion | $3,642,828 | ExclusionAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $72,141 | TotalRevenueColumnAmt |
| Exclusion | $72,141 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $150,172,763 | SecuritiesAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $134,841,907 | SecuritiesAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $15,330,856 | SecuritiesAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $15,330,856 | TotalRevenueColumnAmt |
| Exclusion | $15,330,856 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fundraising Gross Income | $154,849 | FundraisingGrossIncomeAmt |
| Contri Rpt Fundraising Event | $317,993 | ContriRptFundraisingEventAmt |
| Fundraising Direct Expenses | $154,849 | FundraisingDirectExpensesAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Other Revenue Misc OtherRevenueMiscGrp (2 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt | ExclusionExclusionAmt |
|---|---|---|---|---|
| MISCELLANEOUS INCOME | 561000 | $634,601 | $444,989 | $189,612 |
| REBATE INCOME | 561000 | $143 | $143 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $634,744 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $229,817,014 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $208,661,544 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | -$2,627 | UnrelatedBusinessRevenueAmt |
| Exclusion | $19,235,437 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,000,000 | TotalAmt |
| Program Services | $2,000,000 | ProgramServicesAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $56,899,581 | TotalAmt |
| Management And General | $56,899,581 | ManagementAndGeneralAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,038,706 | TotalAmt |
| Management And General | $4,038,706 | ManagementAndGeneralAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $9,687,470 | TotalAmt |
| Management And General | $9,687,470 | ManagementAndGeneralAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,637,501 | TotalAmt |
| Management And General | $4,637,501 | ManagementAndGeneralAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $992,921 | TotalAmt |
| Management And General | $992,921 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $883,446 | TotalAmt |
| Management And General | $883,446 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $60,043 | TotalAmt |
| Program Services | $60,043 | ProgramServicesAmt |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $301,241 | TotalAmt |
| Fundraising | $301,241 | FundraisingAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $510,650 | TotalAmt |
| Management And General | $510,650 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $5,085,861 | TotalAmt |
| Management And General | $5,085,861 | ManagementAndGeneralAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $893,411 | TotalAmt |
| Management And General | $893,411 | ManagementAndGeneralAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $33,842,676 | TotalAmt |
| Management And General | $33,842,676 | ManagementAndGeneralAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,904,180 | TotalAmt |
| Management And General | $4,904,180 | ManagementAndGeneralAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $411,236 | TotalAmt |
| Management And General | $411,236 | ManagementAndGeneralAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $140,831 | TotalAmt |
| Management And General | $140,831 | ManagementAndGeneralAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $26,667,576 | TotalAmt |
| Management And General | $26,667,576 | ManagementAndGeneralAmt |
Other Expenses OtherExpensesGrp (2 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt |
|---|---|---|---|
| PURCHASED SERVICES | $51,790,892 | $539,572 | $51,251,320 |
| MEDICAL SUPPLIES | $157,413 | $157,413 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $6,131,464 | TotalAmt |
| Program Services | $539,181 | ProgramServicesAmt |
| Management And General | $5,592,283 | ManagementAndGeneralAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $210,037,099 | TotalAmt |
| Program Services | $3,296,209 | ProgramServicesAmt |
| Management And General | $206,439,649 | ManagementAndGeneralAmt |
| Fundraising | $301,241 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,605,671 | BOYAmt |
| EOY | $1,168,828 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,713,574 | BOYAmt |
| EOY | $2,280,699 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $427,410 | BOYAmt |
| EOY | $152,226 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $836,339 | BOYAmt |
| EOY | $717,781 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $3,961,216 | BOYAmt |
| EOY | $4,180,032 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $179,557,937 | BOYAmt |
| EOY | $211,245,589 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $31,861,953 | BOYAmt |
| EOY | $49,284,237 | EOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $120,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $15,803,983 | BOYAmt |
| EOY | $64,749,810 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $235,888,083 | BOYAmt |
| EOY | $333,779,202 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $28,444,272 | BOYAmt |
| EOY | $32,434,152 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $97,284 | BOYAmt |
| EOY | $636,455 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $39,016,198 | BOYAmt |
| EOY | $56,878,547 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $67,557,754 | BOYAmt |
| EOY | $89,949,154 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $108,049,666 | BOYAmt |
| EOY | $178,779,408 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $34,337,443 | BOYAmt |
| EOY | $38,542,673 | EOYAmt |
Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $25,943,220 | BOYAmt |
| EOY | $26,507,967 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $168,330,329 | BOYAmt |
| EOY | $243,830,048 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $235,888,083 | BOYAmt |
| EOY | $333,779,202 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $19,779,915 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | -$3,186,242 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | $58,906,046 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | Yes (1) | FederalGrantAuditRequiredInd |
| Federal Grant Audit Performed | Yes (1) | FederalGrantAuditPerformedInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supporting Organization509a3 | Yes (X) | SupportingOrganization509a3Ind |
| Supporting Org Type1 | Yes (X) | SupportingOrgType1Ind |
| Certification | Yes (X) | CertificationInd |
| Contribution Controller | 0 | ContributionControllerInd |
| Contribution Family | 0 | ContributionFamilyInd |
| Contribution35 Controlled | 0 | Contribution35ControlledInd |
Supported Org Information SupportedOrgInformationGrp
Supported Organization Name SupportedOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UMASS MEMORIAL MEDICAL CENTER INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 043358564 | EIN |
| Organization Type | 03 | OrganizationTypeDesc |
| Governing Document Listed | Yes (1) | GoverningDocumentListedInd |
| Supported Org Notified | Yes (1) | SupportedOrgNotifiedInd |
| US Organized | Yes (1) | USOrganizedInd |
| Support | $0 | SupportAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supported Organizations Total | 1 | SupportedOrganizationsTotalCnt |
| Support Sum | $0 | SupportSumAmt |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 0 | VolunteersInd |
| Paid Staff Or Management | 0 | PaidStaffOrManagementInd |
| Media Advertisements | 0 | MediaAdvertisementsInd |
| Mailings Members | 0 | MailingsMembersInd |
| Publications Or Broadcast | 0 | PublicationsOrBroadcastInd |
| Grants Other Organizations | Yes (1) | GrantsOtherOrganizationsInd |
| Grants Other Organizations | $43 | GrantsOtherOrganizationsAmt |
| Direct Contact Legislators | 0 | DirectContactLegislatorsInd |
| Rallies Demonstrations | Yes (1) | RalliesDemonstrationsInd |
| Rallies Demonstrations | $60,000 | RalliesDemonstrationsAmt |
| Other Activities | 0 | OtherActivitiesInd |
| Total Lobbying Expenditures | $60,043 | TotalLobbyingExpendituresAmt |
| Not Described Section501c3 | 0 | NotDescribedSection501c3Ind |
Schedule D IRS990ScheduleD
CY Endwmt Fund CYEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $39,106,196 | BeginningYearBalanceAmt |
| Investment Earnings Or Losses | $3,703,446 | InvestmentEarningsOrLossesAmt |
| Other Expenditures | $1,295,757 | OtherExpendituresAmt |
| End Year Balance | $41,513,886 | EndYearBalanceAmt |
CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $38,224,612 | BeginningYearBalanceAmt |
| Investment Earnings Or Losses | $2,507,314 | InvestmentEarningsOrLossesAmt |
| Other Expenditures | $1,625,730 | OtherExpendituresAmt |
| End Year Balance | $39,106,196 | EndYearBalanceAmt |
CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $34,479,956 | BeginningYearBalanceAmt |
| Contributions | $1,198,886 | ContributionsAmt |
| Investment Earnings Or Losses | $3,963,333 | InvestmentEarningsOrLossesAmt |
| Other Expenditures | $1,417,563 | OtherExpendituresAmt |
| End Year Balance | $38,224,612 | EndYearBalanceAmt |
CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $36,676,864 | BeginningYearBalanceAmt |
| Contributions | $158,165 | ContributionsAmt |
| Investment Earnings Or Losses | -$936,731 | InvestmentEarningsOrLossesAmt |
| Other Expenditures | $1,418,342 | OtherExpendituresAmt |
| End Year Balance | $34,479,956 | EndYearBalanceAmt |
CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $34,701,644 | BeginningYearBalanceAmt |
| Contributions | $622,721 | ContributionsAmt |
| Investment Earnings Or Losses | $1,795,326 | InvestmentEarningsOrLossesAmt |
| Other Expenditures | $442,827 | OtherExpendituresAmt |
| End Year Balance | $36,676,864 | EndYearBalanceAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated Balance EOY | 0.00000 | BoardDesignatedBalanceEOYPct |
| Prmnnt Endowment Balance EOY | 0.64000 | PrmnntEndowmentBalanceEOYPct |
| Term Endowment Balance EOY | 0.36000 | TermEndowmentBalanceEOYPct |
| Endowments Held Unrelated Org | 0 | EndowmentsHeldUnrelatedOrgInd |
| Endowments Held Related Org | 0 | EndowmentsHeldRelatedOrgInd |
| Total Book Value Land Buildings | $0 | TotalBookValueLandBuildingsAmt |
Other Securities OtherSecuritiesGrp (13 entries)
| DescDesc | Book ValueBookValueAmt | Method ValuationMethodValuationCd |
|---|---|---|
| TIFF ABSOLUTE RETURN POOL CLASS A | $15,410,622 | F |
| TIFF PRIVATE EQUITY PARTNERS 2006/2007 | $1,292,331 | F |
| FRANK RUSSELL GLOBAL PRIVATE EQUITY FUND | $155,192 | F |
| MPPLTD PORTFOLIO CLASS A | $25,124 | F |
| AETOS CAPITAL LONG/SHORT STRATEGIES | $4,419,812 | F |
| AETOS CAPITAL DISTRESSED STRATEGIES | $1,928,834 | F |
| AETOS CAPITAL MULTI-STRATEGY ARBITRAGE | $2,593,307 | F |
| TIFF ABSOLUTE RETURN POOL CLASS C | $4,355,224 | F |
| OMEGA OVERSEAS | $12,027,006 | F |
| GSO SPECIAL SITUATIONS | $5,533,561 | F |
| TOURMALET MATAWI OFFSHORE FUND VI LP | $1,191,656 | F |
| EASTWARD CAPITAL PARTNERS VI LP | $231,568 | F |
| COMMONWEALTH PROFESSIONAL ASSURANCE COMPANY LTD | $120,000 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $49,284,237 | TotalBookValueSecuritiesAmt |
Other Assets Org OtherAssetsOrgGrp (2 entries)
| DescDesc | Book ValueBookValueAmt |
|---|---|
| CASH VALUE OF LIFE INSURANCE POLICIES | $30,897 |
| DUE FROM RELATED PARTIES | $64,718,913 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | $64,749,810 | TotalBookValueOtherAssetsAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (4 entries)
| DescDesc | AmtAmt |
|---|---|
| O/S LOSS RESERVES | $32,733,688 |
| DUE TO RELATED PARTIES | $18,294,008 |
| ANNUITY PAYABLE | $2,483,332 |
| DUE TO UNIVERSITY OF MASS | $3,367,519 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $56,878,547 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $232,662,000 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | $1,753,658 | NetUnrealizedGainsInvstAmt |
| Other Revenue | $7,910,621 | OtherRevenueAmt |
| Revenue Not Reported | $9,664,279 | RevenueNotReportedAmt |
| Revenue Subtotal | $222,997,721 | RevenueSubtotalAmt |
| Investment Expenses Not Incld | $510,650 | InvestmentExpensesNotIncldAmt |
| Other Revenues Not Included | $6,308,643 | OtherRevenuesNotIncludedAmt |
| Revenue Not Reported Fincl Stmt | $6,819,293 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $229,817,014 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $215,729,000 | TotExpnsEtcAuditedFinclStmtAmt |
| Other Expenses Included | $6,202,551 | OtherExpensesIncludedAmt |
| Expenses Not Reported | $6,202,551 | ExpensesNotReportedAmt |
| Expenses Subtotal | $209,526,449 | ExpensesSubtotalAmt |
| Investment Expenses Not Incld2 | $510,650 | InvestmentExpensesNotIncld2Amt |
| Expenses Not Rpt Fincl Stmt | $510,650 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $210,037,099 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (5 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART V, LINE 4: | PARENT - THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS ARE DIRECTED IN ACCORDANCE WITH THE DONOR'S INTENT INCLUDING THE PRESERVATION OF THE ORIGINAL GIFT AND VARIOUS PURPOSES INCLUDING CHARITY CARE, MEDICAL EDUCATION, RESEARCH, HEALTH CARE SERVICES, BUILDINGS AND EQUIPMENT. |
| PART X, LINE 2: | FIN 48 FOOTNOTE: INCOME TAXES - UMASS MEMORIAL FOLLOWS A TWO-STEP APPROACH FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN. THE SUBSTANTIAL MAJORITY OF UMASS MEMORIAL AND ITS AFFILIATE ENTITIES ARE RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS TAX-EXEMPT UNDER SECTION 501 (C) (3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, THESE ENTITIES WILL NOT INCUR ANY LIABILITY FOR FEDERAL INCOME TAXES EXCEPT FOR TAX ON UNRELATED BUSINESS INCOME. CERTAIN AFFILIATES ARE TAXABLE ENTITIES. THE MEASUREMENT OF THE AMOUNTS RECORDED AS A PROVISION FOR INCOME TAXES BASED UPON THE AFOREMENTIONED APPROACH IS NOT MATERIAL AND IS RECORDED AS PART OF SUPPLIES AND OTHER EXPENSE IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS OF OPERATIONS. UMASS MEMORIAL DOES NOT BELIEVE IT HAS TAKEN ANY SIGNIFICANT UNCERTAIN TAX POSITIONS. |
| PART XI, LINE 2D - OTHER ADJUSTMENTS: | CPAC REVENUE IN CO. 910 33,940,000. PARENT/CPAC REVENUE ELIMS IN CO. 99E -26,593,000. NET ASSETS RELEASED FROM RESTRICTIONS FOR OPERATIONS 563,621. |
| PART XI, LINE 4B - OTHER ADJUSTMENTS: | FUNDRAISING EXPENSES -154,849. FUNDRAISING REVENUE 154,849. INVESTMENT INCOME TEMP RESTRICTED 613,392. REALIZED G/L TEMP RESTRICTED 3,860,988. TEMP RESTRICTED REVENUE 1,741,227. TEMP RESTRICTED INVESTMENT FEES 95,724. ROUNDING -2,688. |
| PART XII, LINE 2D - OTHER ADJUSTMENTS: | CPAC EXPENSES IN CO. 910 32,795,000. PARENT/CPAC EXPENSES ELIMS IN CO. 99E -26,593,000. ROUNDING 551. |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | Yes (X) | MailSolicitationsInd |
| In Person Solicitations | Yes (X) | InPersonSolicitationsInd |
| Solicitation Of Non Govt Grants | Yes (X) | SolicitationOfNonGovtGrantsInd |
| Solicitation Of Govt Grants | Yes (X) | SolicitationOfGovtGrantsInd |
| Special Fundraising Events | Yes (X) | SpecialFundraisingEventsInd |
| Agrmt Prof Fundraising Acty | Yes (1) | AgrmtProfFundraisingActyInd |
Fundraiser Activity Info FundraiserActivityInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | UMASS MEMORIAL FOUNDATION INC | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 SOUTH STREET | AddressLine1 |
| City | SHREWSBURY | City |
| State | MA | State |
| ZIP Code | 01545 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Activity | FUNDRAISING | ActivityTxt |
| Fundraiser Control Of Funds | 0 | FundraiserControlOfFundsInd |
| Gross Receipts | $1,741,228 | GrossReceiptsAmt |
| Retained By Contractor | $301,241 | RetainedByContractorAmt |
| Net To Organization | $1,439,987 | NetToOrganizationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Gross Receipts | $1,741,228 | TotalGrossReceiptsAmt |
| Total Retained By Contractors | $301,241 | TotalRetainedByContractorsAmt |
| Total Net To Organization | $1,439,987 | TotalNetToOrganizationAmt |
| Licensed States | MA | LicensedStatesCd |
Fundraising Event Information FundraisingEventInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | WINTER BALL | NameOfEvent1Amt |
| Gross Receipts Event1 | $361,450 | GrossReceiptsEvent1Amt |
| Charitable Contri Event1 | $247,634 | CharitableContriEvent1Amt |
| Gross Revenue Event1 | $113,816 | GrossRevenueEvent1Amt |
| Other Direct Expenses Event1 | $113,816 | OtherDirectExpensesEvent1Amt |
| Name Of Event2 | GOLF TOURNAMENT | NameOfEvent2Amt |
| Gross Receipts Event2 | $94,664 | GrossReceiptsEvent2Amt |
| Charitable Contri Event2 | $59,643 | CharitableContriEvent2Amt |
| Gross Revenue Event2 | $35,021 | GrossRevenueEvent2Amt |
| Other Direct Expenses Event2 | $35,021 | OtherDirectExpensesEvent2Amt |
| Other Events Total | 1 | OtherEventsTotalCnt |
| Gross Receipts Other Events | $16,728 | GrossReceiptsOtherEventsAmt |
| Charitable Contri Other Events | $10,716 | CharitableContriOtherEventsAmt |
| Gross Revenue Other Events | $6,012 | GrossRevenueOtherEventsAmt |
| Oth Direct Expnss Other Events | $6,012 | OthDirectExpnssOtherEventsAmt |
| Gross Receipts Total | $472,842 | GrossReceiptsTotalAmt |
| Charitable Contributions Tot | $317,993 | CharitableContributionsTotAmt |
| Gross Revenue Total Events | $154,849 | GrossRevenueTotalEventsAmt |
| Oth Direct Expnss Total Events | $154,849 | OthDirectExpnssTotalEventsAmt |
| Direct Expense Summary Events | $154,849 | DirectExpenseSummaryEventsAmt |
| Net Income Summary | $0 | NetIncomeSummaryAmt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE G, PART I, LINE 2B, COLUMN (V) | FormAndLineReferenceDesc |
| Explanation | PART I, LINE 2B, COLUMN (V) UMASS MEMORIAL HEALTH CARE, INC. PAYS UMASS MEMORIAL FOUNDATION, INC. ITS PRORATA SHARE OF OPERATING EXPENSES BASED ON THE SPLIT OF UMASS MEMORIAL CONTRIBUTION RECEIPTS VERSUS THE OVERALL TOTAL CONTRIBUTION RECEIPTS AS COLLECTED BY THE FOUNDATION. PART II, COLUMN (C) THE 1 EVENT REPORTED IN COLUMN (B) IS: 1) LINKS TO THE FUTURE GOLF TOUR | ExplanationTxt |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UNIVERSITY OF MA MED SCHOOL | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 LAKE AVE N | AddressLine1 |
| City | WORCESTER | City |
| State | MA | State |
| ZIP Code | 01655 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient EIN | 043167352 | RecipientEIN |
| IRC Section | 501(C)(3) | IRCSectionDesc |
| Cash Grant | $2,000,000 | CashGrantAmt |
| Valuation Method Used | N/A | ValuationMethodUsedDesc |
| Non Cash Assistance | N/A | NonCashAssistanceDesc |
| Purpose Of Grant | ACADEMIC CHAIR FUNDING | PurposeOfGrantTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 1 | Total501c3OrgCnt |
| Total Other Org | 0 | TotalOtherOrgCnt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantiation Required | Yes (1) | SubstantiationRequiredInd |
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Form990 Of Other Organizations | Yes (X) | Form990OfOtherOrganizationsInd |
| Written Employment Contract | Yes (X) | WrittenEmploymentContractInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | Yes (1) | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | Yes (1) | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | 0 | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | 0 | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (21 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DICKSON ERIC W MD | ||||||||||||||
| PRESIDENT & CEO/DIRECTOR, UMM HEALTH | $0 | $647,455 | $0 | $112,000 | $0 | $1,647 | $0 | $102,652 | $0 | $54,146 | $0 | $917,900 | $0 | $0 |
| FINBERG ROBERT W MD | ||||||||||||||
| DIRECTOR, UMM HEALTH CARE, INC. | $0 | $250,236 | $0 | $33,498 | $0 | $0 | $0 | $79,745 | $0 | $30,752 | $0 | $394,231 | $0 | $0 |
| O'BRIEN JOHN G | ||||||||||||||
| PRESIDENT & CEO UNTIL 2/25/13, UMM H | $0 | $325,762 | $0 | $0 | $0 | $3,151,532 | $0 | $25,658 | $0 | $10,569 | $0 | $3,513,521 | $0 | $1,879,899 |
| OKIKE O NSIDINANYA MD | ||||||||||||||
| DIRECTOR, UMM HEALTH CARE, INC. | $0 | $426,137 | $0 | $85,538 | $0 | $0 | $0 | $13,169 | $0 | $27,602 | $0 | $552,446 | $0 | $0 |
| BROWN DOUGLAS S | ||||||||||||||
| SECRETARY, UMM HEALTH CARE, INC., DI | $0 | $431,069 | $0 | $52,526 | $0 | $38,688 | $0 | $95,114 | $0 | $23,506 | $0 | $640,903 | $0 | $38,688 |
| KEATING TODD A | ||||||||||||||
| TREASURER UNTIL 2/14, UMM HEALTH CAR | $0 | $478,739 | $0 | $57,873 | $0 | $39,801 | $0 | $881,071 | $0 | $16,677 | $0 | $1,474,161 | $0 | $39,801 |
| ANDERSON MILTON | ||||||||||||||
| SR. VP, CHIEF HR OFFICER UNTIL 9/14 | $0 | $402,965 | $0 | $124,694 | $0 | $16,000 | $0 | $837,328 | $0 | $31,972 | $0 | $1,412,959 | $0 | $0 |
| BOLLAND ESHGHI KATHARINE | ||||||||||||||
| VP, DEPUTY GENERAL COUNSEL | $0 | $287,117 | $0 | $29,435 | $0 | $19,617 | $0 | $79,688 | $0 | $23,314 | $0 | $439,171 | $0 | $19,617 |
| BRENCKLE GEORGE PHD | ||||||||||||||
| SR. VP, CHIEF INFORMATION OFFICER UN | $0 | $303,499 | $0 | $31,203 | $0 | $30,125 | $0 | $659,074 | $0 | $25,834 | $0 | $1,049,735 | $0 | $30,125 |
| CYR JAMES P | ||||||||||||||
| SR VP, HEART AND VASCULAR DISEASES | $0 | $232,157 | $0 | $18,791 | $0 | $17,608 | $0 | $57,803 | $0 | $22,312 | $0 | $348,671 | $0 | $17,608 |
| DALEY JENNIFER MD | ||||||||||||||
| EXECUTIVE VP, CHIEF OPERATING OFFICE | $0 | $374,942 | $0 | $57,935 | $0 | $256,168 | $0 | $143,722 | $0 | $32,296 | $0 | $865,063 | $0 | $716,043 |
| DAY THERESE | ||||||||||||||
| VP, FINANCE / CFO OF MED CENTER | $0 | $285,339 | $0 | $16,951 | $0 | $21,575 | $0 | $57,576 | $0 | $22,312 | $0 | $403,753 | $0 | $21,575 |
| DIAMOND VICTORIA | ||||||||||||||
| SR. VP, OPERATIONS, UNTIL 1/14 | $0 | $267,195 | $0 | $20,413 | $0 | $22,802 | $0 | $494,283 | $0 | $13,387 | $0 | $818,080 | $0 | $22,802 |
| FISHER BARBARA | ||||||||||||||
| SR VP, OPERATIONS | $0 | $250,541 | $0 | $19,474 | $0 | $0 | $0 | $81,093 | $0 | $23,514 | $0 | $374,622 | $0 | $0 |
| HUDLIN MARGARET MD | ||||||||||||||
| CHIEF MED OFFICER/VP PERIOPERATIVE S | $0 | $293,964 | $0 | $26,250 | $0 | $0 | $0 | $27,893 | $0 | $24,818 | $0 | $372,925 | $0 | $0 |
| HYLKA SHARON | ||||||||||||||
| SR. VP, HOSPITAL ADMIN UNTIL 1/14 | $0 | $307,917 | $0 | $23,600 | $0 | $36,673 | $0 | $575,772 | $0 | $22,312 | $0 | $966,274 | $0 | $36,673 |
| KLUGMAN ROBERT A MD | ||||||||||||||
| CHIEF QUALITY OFFICER, UNTIL 9/30/13 | $0 | $302,464 | $0 | $20,000 | $0 | $36,319 | $0 | $42,420 | $0 | $19,964 | $0 | $421,167 | $0 | $36,319 |
| PHILLIPS ROBERT A MD | ||||||||||||||
| MED DIR, HEART & VASCULAR COE, UNTIL | $0 | $292,776 | $0 | $1,000 | $0 | $72,987 | $0 | $120,613 | $0 | $5,259 | $0 | $492,635 | $0 | $72,987 |
| RANDOLPH JOHN | ||||||||||||||
| CHIEF COMPLIANCE OFFICER | $0 | $197,881 | $0 | $20,653 | $0 | $0 | $0 | $35,236 | $0 | $24,310 | $0 | $278,080 | $0 | $0 |
| THOMPSON DIANE | ||||||||||||||
| SR. VP, CHIEF NURSING OFFICIER | $0 | $193,153 | $0 | $0 | $0 | $28,935 | $0 | $0 | $0 | $107 | $0 | $222,195 | $0 | $0 |
| IITSUKA CARLOS | ||||||||||||||
| SR. VP, STRATEGY & BUSINESS DEVELOPM | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | ||
Supplemental Information Detail SupplementalInformationDetail (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART I, LINES 4A-B | PART I, LINE 4A - RECEIVE A SEVERANCE PAYMENT OR CHANGE-OF-CONTROL PAYMENT: THE FOLLOWING INDIVIDUALS RECEIVED OR HAD DEFERRED SEVERANCE IN THE REPORTING PERIOD: INCLUDED IN SCH. J COL. BIII: JENNIFER DALY, M.D. $105,048 INCLUDED IN SCH. J COL. C: TODD A. KEATING $819,964 MILTON ANDERSON $740,207 GEORGE BRENCKLE, PH.D. $567,912 VICTORIA DIAMOND $437,043 SHARON HYLKA $581,383 THE DEFERRED SEVERANCE REPORTED ON SCH. J COL. C IS THE MAXIMUM POTENTIAL OBLIGATION FOR UMMHC AND AFFILIATES. THESE AMOUNTS ARE DEPENDENT UPON THE RECIPIENTS GAINING EMPLOYMENT. THEREFORE, THEIR OVERALL SEVERANCE BENEFIT COULD SUBSTANTIALLY LOWER. PART I, LINE 4B - NAME OF PARTICIPANTS IN OR RECEIVING PAYMENT FROM A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: EXECUTIVES BROWN, DOUGLAS S. $38,688 DICKSON, ERIC W., M.D. $0 FINBERG, ROBERT W., M.D. $0 KEATING, TODD A. $39,801 O'BRIEN, JOHN G. $0 SUBTOTAL EXECUTIVES $78,489 KEY EMPLOYEES ANDERSON, MILTON C. $0 BOLLAND ESHGHI, KATHARINE $19,617 BRENCKLE, GEORGE, PH.D. $30,125 CYR, JAMES P. $17,608 DALEY, JENNIFER, M.D. $62,021 DAY, THERESE $21,575 DIAMOND, VICTORIA $22,802 FISHER, BARBARA $0 HUDLIN, MARGARET, M.D. $0 HYLKA, SHARON $36,673 KLUGMAN, ROBERT, M.D. $36,319 PHILLIPS, ROBERT A., M.D. $72,987 RANDOLPH, JOHN $0 THOMPSON, DIANE $0 SUBTOTAL KEY EMPLOYEES $319,729 TOTAL - ALL $398,218 |
| PART II - DISCLOSURES: | 1) DURING CY13 THE MAJORITY OF THE AMOUNT REPORTED IN JOHN O'BRIEN'S COLUMN BIII - OTHER REPORTABLE COMPENSATION ($2,715,210) WAS DUE TO A PAYOUT OF RETIREMENT FUNDS REPRESENTING THE CULMINATION OF MANY YEARS OF RETIREMENT CONTRIBUTIONS, WHICH WERE PREVIOUSLY REPORTED AS DEFERRED COMPENSATION IN THOSE PRIOR YEARS. 2) THE ABOVE DIRECTORS RECEIVE NO COMPENSATION FOR THEIR ROLE AS DIRECTORS. ALL COMPENSATION RECEIVED RELATES TO THEIR POSITION AS A PHYSICIAN/ADMINISTRATOR |
| PART III - UNRELATED ORGANIZATION COMPENSATION: | THE OFFICERS, DIRECTORS AND HIGHEST COMPENSATED EMPLOYEES LISTED IN PART II THAT RECEIVED COMPENSATION FROM AN UNRELATED ORGANIZATION WERE PAID FOR THEIR SERVICES RELATED TO MEDICAL RESEARCH, EDUCATION OF MEDICAL STUDENTS AND RESIDENT TRAINING. AMOUNTS INCLUDE THEIR BASE COMPENSATION AND DEFERRED COMPENSATION FOR CALENDAR YEAR 2013. THE NAME OF THE UNRELATED ORGANIZATION IS UMASS MEDICAL SCHOOL. NAME TOTAL COMPENSATION FINBERG, ROBERT W., M.D. $302,113 TOTAL COMPENSATION FROM UNRELATED ORGANIZATION $302,113 |
Schedule L IRS990ScheduleL
Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (4 entries)
| Relationship DescriptionRelationshipDescriptionTxt | TransactionTransactionAmt | TransactionTransactionDesc | Sharing Of RevenuesSharingOfRevenuesInd |
|---|---|---|---|
| ROBERT KLUGMAN MD | |||
| KEY EMPLOYEE (UNTIL 9/30/13) | $210,071 | RENTAL OF PROPERTY - EXPENSE | 0 |
| ERIC W DICKSON MD | |||
| OFFICER/BOD | $300,197 | ED SERVICES WERE PROVIDED TO HA HOSPITALS, INC. BY WACHUSETT EMERGENCY PHYSICIANS PC, A COMPANY WHICH CONTRACTS ED SERVICES FROM PRINCETON BIO-MEDICAL, A COMPANY WHICH IS CO-OWNED BY ERIC W. DICKSON, M.D. & HIS SPOUSE CATHERINE JONES, M.D. | 0 |
| JOHN H BUDD OF COUNSEL | |||
| BOD | $840,118 | LEGAL SERVICES WERE PROVIDED TO UMM HEALTH CARE, INC. AND UMM MEDICAL CENTER, INC. BY MIRICK, O'CONNELL, DEMALLIE, & LOUGEE, LLP. JOHN H. BUDD IS OF COUNSEL TO THIS LAW FIRM BUT PERFORMED NO WORK FOR UMM AND/OR AFFILIATED ENTITIES. | 0 |
| KATHLEEN HYLKA | |||
| FAMILY MEMBER OF SHARON HYLKA, KEY EMPLOYEE (JANUARY 2014 RETIREMENT) | $94,947 | EMPLOYMENT ARRANGEMENT W/ UMM MEDICAL CENTER, INC. | 0 |
Schedule M IRS990ScheduleM
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form8283 Received | 0 | Form8283ReceivedCnt |
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | Yes (1) | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | Yes (1) | ThirdPartiesUsedInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 32B: | FormAndLineReferenceDesc |
| Explanation | UMASS MEMORIAL HEALTH CARE, INC. UTILIZES THE SERVICES OF UMASS MEMORIAL FOUNDATION, INC. TO SOLICIT DONOR CONTRIBUTIONS, ON OCCASION, THE ORGANIZATION RECEIVES GIFTS OF PUBLICLY TRADED STOCK. ALL GIFTS OF PUBLICLY TRADED STOCK ARE IMMEDIATELY SOLD UPON RECEIPT THROUGH AN INVESTMENT SERVICES FIRM. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (10 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | UMMHC 2013 BUDD, JOHN (BOARD MEMBER) HAS BUSINESS RELATIONSHIPS WITH PAUL D'ONFRO & ARTHUR BERGERON. BENNETT, RICHARD (BOARD MEMBER) HAS BUSINESS RELATIONSHIPS WITH MARLBOROUGH HOSPITAL. PHILLIPS, ROBERT (KEY EMPLOYEE) HAS A FAMILY RELATIONSHIP WITH JULIA ANDRIENI. |
| FORM 990, PART VI, SECTION A, LINE 6 | THERE ARE NO CLASSES OF DIRECTORS. THE VOTING RIGHTS OF EACH MEMBER'S BOARD ARE ABSOLUTE. |
| FORM 990, PART VI, SECTION A, LINE 7A | THE MAJORITY OF ENTITIES IN THE CONSOLIDATED GROUP HAVE A SOLE MEMBER (WHICH IS ALSO WITHIN THE CONSOLIDATED GROUP) THAT ELECTS THE BOARD OF TRUSTEES. THERE ARE NO CLASSES OF TRUSTEES. THE MAJORITY OF THE ENTITIES RESERVE TO THE MEMBER THE POWER TO REMOVE TRUSTEES, TO FILL VACANCIES, AND TO INCREASE OR DECREASE THE SIZE OF THE BOARD. |
| FORM 990, PART VI, SECTION A, LINE 7B | THE MAJORITY OF THE ENTITIES IN THE CONSOLIDATED GROUP HAVE A SOLE MEMBER (WHICH IS ALSO WITHIN THE CONSOLIDATED GROUP) WITH THE RIGHT TO APPROVE OR RATIFY DECISIONS OF THE ENTITY, WHICH IS EXERCISED BY THAT MEMBER'S BOARD OF TRUSTEES. THERE ARE NO CLASSES OF TRUSTEES OR MEMBERS. THUS, THE VOTING RIGHTS OF A MEMBER BOARD ARE ABSOLUTE. GENERALLY, THE SOLE MEMBER OF EACH ENTITY RESERVES THE POWER TO APPROVE MAJOR TRANSACTIONS; TO MERGE, CONSOLIDATE OR LIQUIDATE THE CORPORATION'S ASSETS; TO ADOPT ANNUAL OPERATING AND CAPITAL BUDGETS AND AMENDMENTS; TO ENTER INTO LOAN AGREEMENTS AND/OR GUARANTIES; TO APPOINT AND/OR ELECT THE PRESIDENT AND/OR CEO; TO ELECT AND/OR APPOINT AND REMOVE TRUSTEES, FILL VACANCIES, TO INCREASE OR DECREASE THE SIZE OF THE BOARD; AND TO APPROVE UNBUDGETED EXPENDITURES. |
| FORM 990, PART VI, SECTION B, LINE 11 | SECTIONS OF THE CORE FORM 990 RELATED TO EXECUTIVE COMPENSATION AND SCHEDULE J ARE REVIEWED IN DETAIL WITH THE ORGANIZATION'S COMPENSATION COMMITTEE OF THE BOARD. THE COMPLIANCE COMMITTEE OF THE BOARD REVIEWS ALL CONTENT ASSOCIATED WITH SCHEDULE L. THE AUDIT COMMITTEE OF THE BOARD REVIEWS THE FORM 990, INCLUDING THE ABOVE SCHEDULES AND RECOMMENDS THE FORM 990 TO THE FULL BOARD FOR APPROVAL. THE FULL BOARD IS GIVEN ACCESS TO THE FORM 990. |
| FORM 990, PART VI, SECTION B, LINE 12C | THE CONFLICT OF INTEREST POLICY REQUIRES BOARD MEMBERS AND MANAGEMENT TO COMPLETE ANNUAL DISCLOSURE STATEMENTS AND, TO UPDATE THESE DISCLOSURE STATEMENTS FOR SIGNIFICANT CHANGES IN THEIR OUTSIDE GOVERNANCE AND PROFESSIONAL ACTIVITIES OR, FINANCIAL RELATIONSHIPS AS APPROPRIATE. ADDITIONALLY, ALL TRANSACTIONS INVOLVING BOARD MEMBERS OR MANAGEMENT AND THE ORGANIZATION ARE REQUIRED TO BE APPROVED BY THE COMPLIANCE COMMITTEE OF THE BOARD AND, THERE IS ACTIVE MONITORING AND COMMUNICATION TO ENSURE INDIVIDUALS WITH OUTSIDE RELATIONSHIPS DO NOT INAPPROPRIATELY PARTICIPATE IN BUSINESS DECISIONS OF THE ORGANIZATION, PURCHASING OR RESEARCH DECISIONS. |
| FORM 990, PART VI, SECTION B, LINE 15 | AT UMASS MEMORIAL, ALL COMPENSATION MATTERS FOR THE CEO AND SENIOR EXECUTIVES THROUGHOUT THE SYSTEM (INCLUDING ALL "DISQUALIFIED PERSONS") ARE GOVERNED AND OVERSEEN BY THE BOARD OF TRUSTEES OF THE PARENT. THE BOARD APPROVED A COMPENSATION PHILOSOPHY THAT GOVERNS ALL SUCH DECISIONS. THE PHILOSOPHY INCLUDES THE OBJECTIVES OF THE PROGRAM, COMPONENTS OF EXECUTIVE COMPENSATION, THE RELEVANT MARKET, POSITIONING IN THE MARKET, FACTORS CONSIDERED IN SETTING EXECUTIVE COMPENSATION AND THE IMPORTANCE OF TYING SUCH COMPENSATION TO PERFORMANCE. THE BOARD ESTABLISHED A COMPENSATION COMMITTEE, MADE UP OF DISINTERESTED TRUSTEES, WHO ARE GIVEN THE AUTHORITY TO ESTABLISH COPMENSATION FOR ALL SENIOR EXECUTIVES, WITHIN THE PARAMETERS OF THE PHILOSOPHY, AND WITH FULL AND COMPLETE REPORTING TO THE FULL BOARD. THE COMPENSATION COMMITTEE PERFORMS ITS WORK PURSUANT TO ITS CHARTER AND A COPMENSATION POLICY THAT ESTABLISHES THE PROCESS THE COMMITTEE WILL FOLLOW IN REVIEWING AND APPROVING EXECUTIVE COMPENSATION EACH YEAR. THE COMMITTEE ENSURES THAT ITS PROCESS MEETS THE REBUTABLE PRESUMPTION OF REASONABLENESS ESTABLISHED BY THE IRS. IN ORDER TO ASSIST THE COMMITTEE IN ITS RESPONSIBILITIES, THE COMPENSATION COMMITTEE HIRES INDEPENDENT, OUTSIDE COMPNESATION CONSULTANTS TO ADVICE THE COMMITTEE AND THE BOARD ON THE REASONABLENESS OF OVERALL EXECUTIVE COMPENSATION PROGRAM, INCLUDING COMPENSATION OF THE SPECIFIC EXECUTIVES. THESE CONSULTANTS REPORT DIRECTLY TO THE COMMITTEE AND NOT TO MANAGEMENT. THE COMMITTEE WORKS WITH THESE CONSULTANTS, AND WITH LEGAL COUNSEL, TO ENSURE THAT ALL COMPENSATION PAID, AS WELL AS THE PROCESS FOLLOWED TO DETERMINE SUCH COMPENSATION, IS REASONABLE, MEETS ALL REGULATORY REQUIREMENTS AND IS COMPETITIVE WITH THE RELEVANT MARKET. |
| FORM 990, PART VI, SECTION C, LINE 19 | UMASS MEMORIAL MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC AS REQUIRED BY APPLICABLE STATE AND FEDERAL LAWS, AND BY REQUEST ON A CASE-BY-CASE BASIS. |
| FORM 990, PART XI, LINE 9: | CHANGE IN BENEFICIAL INTEREST IN TRUSTS 564,746. NET ASSETS RELEASED FROM RESTRICTIONS FOR OPERATIONS 563,621. TEMPORARY RESTRICTED EXPENDITURES -1,295,757. TRANSFERS FROM RELATED PARTIES 20,671,166. GAIN ON TRANSFER OF MEMBERSHIP INTEREST 38,402,265. MISCELLANEOUS 5. |
| PAGE 12, PART XI, LINE 2C | THE ORGANIZATION'S FINANCIAL STATEMENTS WERE AUDITED BY AN INDEPENDENT ACCOUNTING FIRM ON A CONSOLIDATED BASIS. THE ORGANIZATION HAS AN AUDIT COMMITTEE RESPONSIBLE FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AS WELL AS THE SELECTION OF AN INDEPENDENT ACCOUNTING FIRM. |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Direct Controlling NADirectControllingNACd | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|---|---|---|---|---|---|
| UMASS MEMORIAL FOUNDATION INC | ||||||||||
| 333 SOUTH STREET | SHREWSBURY | MA | 01545 | 043108190 | FUNDRAISING SUPPORT | MA | 501(C)(3) | 11C | N/A | 0 |
| HEALTH ALLIANCE REALTY CORPORATION | ||||||||||
| 60 HOSPITAL ROAD | LEOMINSTER | MA | 01473 | 042560754 | REAL ESTATE MANAGEMENT | MA | 501(C)(2) | N/A | N/A | 0 |
| WING MEMORIAL HOSPITAL CORPORATION | ||||||||||
| 40 WRIGHT STREET | PALMER | MA | 01069 | 222519813 | HOSPITAL | MA | 501(C)(3) | 3 | N/A | 0 |
Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Direct Controlling NADirectControllingNACd | Predominant Income TypePredominantIncomeTypeTxt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | Disproportionate AllocationsDisproportionateAllocationsInd | UBI Code VUBICodeVAmt | General Or Managing PartnerGeneralOrManagingPartnerInd | OwnershipOwnershipPct | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| UMASS MEMORIAL INVESTMENT PARTNERSHIP LLP | |||||||||||||||
| ONE BIOTECH PARK 365 PLANTATION ST | WORCESTER | MA | 01605 | 043530755 | INVESTMENT MANAGEMENT | MA | N/A | EXCLUDED 514 | $37,784,350 | $457,383,409 | 0 | -$4,860 | Yes (1) | 1.00000 | |
| UMASS MEMORIAL MRI OF MARLBOROUGH LLC | |||||||||||||||
| 157 UNION STREET | MARLBOROUGH | MA | 01752 | 202293995 | MAGNETIC RESONANCE IMAGING | MA | RELATED | $583,958 | $351,727 | 0 | 0 | 0.56000 | MARLBOROUGH HOSPITAL | ||
| UMASS MEMORIAL HEALTH ALLIANCE MRI CENTER LLC | |||||||||||||||
| 60 HOSPITAL ROAD | LEOMINSTER | MA | 01453 | 043561571 | MAGNETIC RESONANCE IMAGING | MA | N/A | RELATED | $1,013,065 | $1,275,329 | 0 | 0 | 0.60000 | ||
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (4 entries)
| Address Line1ForeignAddress/AddressLine1 | CityForeignAddress/City | CountryForeignAddress/Country | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd | Direct Controlling NADirectControllingNACd | Entity TypeEntityTypeTxt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | OwnershipOwnershipPct | Controlled OrganizationControlledOrganizationInd | Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Legal Domicile StateLegalDomicileStateCd | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMONWEALTH PROFESSIONAL ASSURANCE CO LTD | |||||||||||||||||
| PO BOX 1051 GT | GRAND CAYMAN | CJ | 980226143 | INSURANCE | CJ | N/A | C | $5,550,915 | $191,248,501 | 1.00000 | 0 | ||||||
| MEMORIAL OFFICE CONDOMINIUM TRUST | |||||||||||||||||
| 046616900 | CONDOMINIUM ASSOCIATION | T | $453,097 | 0.53690 | 0 | 306 BELMONT STREET | WORCESTER | MA | 01604 | MA | UMASS MEMORIAL MEDICAL CENTER INC | ||||||
| BIO-LAB INC | |||||||||||||||||
| 042708828 | CLINICAL LABORATORY | S | $1,401,374 | $2,257,921 | 1.00000 | 0 | 215 WEST STREET | MILFORD | MA | 01757 | MA | UMASS MEMORIAL HEALTH VENTURES INC | |||||
| 116 BELMONT ST INC CO APPLETON CORP | |||||||||||||||||
| 042717865 | CONDOMINIUM ASSOCIATION | C | $240,844 | $228,660 | 0.63040 | 0 | 57 SUFFOLK STREET | HOLYOKE | MA | 01040 | MA | UMASS MEMORIAL REALTY INC | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | Yes (1) | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | 0 | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | Yes (1) | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | Yes (1) | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | 0 | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | 0 | SharingOfFacilitiesInd |
| Paid Employees Sharing | 0 | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | Yes (1) | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | Yes (1) | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | Yes (1) | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (18 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| COMMONWEALTH PROFESSIONAL ASSURANCE COMPANY LTD | ||
| L | $25,811,705 | FAIR VALUE |
| WING MEMORIAL HOSPITAL CORPORATION | ||
| P | $1,893,016 | FAIR VALUE |
| CENTRAL NEW ENGLAND HEALTH ALLIANCE INC | ||
| P | $4,332,522 | FAIR VALUE |
| UMASS MEMORIAL MEDICAL CENTER INC | ||
| P | $154,038,955 | FAIR VALUE |
| UMASS MEMORIAL MEDICAL GROUP INC | ||
| P | $40,011,021 | FAIR VALUE |
| CENTRAL MASSACHUSETTS MAGNETIC IMAGING CENTER INC | ||
| P | $118,974 | FAIR VALUE |
| COMMUNITY HEALTHLINK INC | ||
| P | $579,294 | FAIR VALUE |
| UMASS MEMORIAL MEDICAL GROUP INC | ||
| Q | $599,572 | FAIR VALUE |
| UMASS MEMORIAL MEDICAL GROUP INC | ||
| B | $359,006 | FAIR VALUE |
| UMASS MEMORIAL REALTY INC | ||
| J | $3,673,497 | FAIR VALUE |
| UMASS MEMORIAL MEDICAL CENTER INC | ||
| B | $303,161 | FAIR VALUE |
| THE CLINTON HOSPITAL ASSOCIATION | ||
| B | $328,835 | FAIR VALUE |
| UMASS MEMORIAL HEALTH VENTURES INC | ||
| P | $354,454 | FAIR VALUE |
| UMASS MEMORIAL REALTY INC | ||
| P | $380,795 | FAIR VALUE |
| MARLBOROUGH HOSPITAL | ||
| P | $3,262,903 | FAIR VALUE |
| THE CLINTON HOSPITAL ASSOCIATION | ||
| P | $1,573,160 | FAIR VALUE |
| COMMONWEALTH PROFESSIONAL ASSURANCE COMPANY LTD | ||
| P | $36,137,297 | FAIR VALUE |
| UMASS MEMORIAL HEALTH VENTURES INC | ||
| S | $21,000,000 | FAIR VALUE |
Comments