BETA

APPLE PICKERS FOUNDATION: Form 990PF, tax year 2014

View the entire original 990 at ProPublica ↗

Organization
APPLE PICKERS FOUNDATION (EIN 20-7196513)
Tax period
2014-01-01 to 2014-12-31
Filed
2015-08-05
IRS object ID
201512179349100706
Schema version
2014v5.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2015-08-05T12:43:30-05:00ReturnTs
Tax Period End2014-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN201696994PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1HOYT FILIPPETTI & MALAGHAN LLCBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1107 AIRPORT RDAddressLine1Txt
CityWESTERLYCityNm
State AbbreviationRIStateAbbreviationCd
ZIP028913420ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2014-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN207196513EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1APPLE PICKERS FOUNDATIONBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlAPPLBusinessNameControlTxt
Phone4015968960PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 1033AddressLine1Txt
CityWESTERLYCityNm
State AbbreviationRIStateAbbreviationCd
ZIP02891ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonMICHAEL WARBURGPersonNm
Person TitleTREASURERPersonTitleTxt
Phone4015968960PhoneNum
Signature2015-07-28SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonTERENCE J MALAGHAN CPAPreparerPersonNm
PTINP00171896PTIN
Phone4015962000PhoneNum
Preparation2015-07-28PreparationDt
FieldValueIRS element (for citing)
Tax2014TaxYr
Build TS2016-03-07 17:11:31ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$12,072,924FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss$11,332InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$11,332InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss$211,035DividendsRevAndExpnssAmt
Dividends Net Invst Incm$211,035DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$366,649NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$5,585,210GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$366,649CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss$436OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm$436OtherIncomeNetInvstIncmAmt
Total Rev And Expnss$589,452TotalRevAndExpnssAmt
Total Net Invst Incm$589,452TotalNetInvstIncmAmt
Accounting Fees Rev And Expnss$4,150AccountingFeesRevAndExpnssAmt
Other Prof Fees Rev And Expnss$60,971OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$60,971OtherProfFeesNetInvstIncmAmt
Interest Rev And Expnss$327InterestRevAndExpnssAmt
Interest Net Invst Incm$327InterestNetInvstIncmAmt
Taxes Rev And Expnss$6,891TaxesRevAndExpnssAmt
Taxes Net Invst Incm$3,740TaxesNetInvstIncmAmt
Other Expenses Rev And Expnss$15,400OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$15,400OtherExpensesNetInvstIncmAmt
Tot Opr Expenses Rev And Expnss$87,739TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$80,438TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$0TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$592,500ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$592,500ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$680,239TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$80,438TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$592,500TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$90,787ExcessRevenueOverExpensesAmt
Net Investment Income$509,014NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$696,856SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$568,675SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$568,675SavAndTempCashInvstEOYFMVAmt
Prepaid Expenses BOY$3,600PrepaidExpensesBOYAmt
Prepaid Expenses EOY$3,200PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV$3,200PrepaidExpensesEOYFMVAmt
Corporate Stock BOY$6,931,445CorporateStockBOYAmt
Corporate Stock EOY$6,643,348CorporateStockEOYAmt
Corporate Stock EOYFMV$7,921,639CorporateStockEOYFMVAmt
Corporate Bonds BOY$1,900,367CorporateBondsBOYAmt
Corporate Bonds EOY$1,874,619CorporateBondsEOYAmt
Corporate Bonds EOYFMV$1,690,128CorporateBondsEOYFMVAmt
Other Investments BOY$1,439,907OtherInvestmentsBOYAmt
Other Investments EOY$1,794,838OtherInvestmentsEOYAmt
Other Investments EOYFMV$1,884,564OtherInvestmentsEOYFMVAmt
Other Assets BOY$5,383OtherAssetsBOYAmt
Other Assets EOY$4,718OtherAssetsEOYAmt
Other Assets EOYFMV$4,718OtherAssetsEOYFMVAmt
Total Assets BOY$10,977,558TotalAssetsBOYAmt
Total Assets EOY$10,889,398TotalAssetsEOYAmt
Total Assets EOYFMV$12,072,924TotalAssetsEOYFMVAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind
Unrestricted BOY$10,977,558UnrestrictedBOYAmt
Unrestricted EOY$10,889,398UnrestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY$10,977,558TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$10,889,398TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$10,977,558TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$10,889,398TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$10,977,558TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$90,787ExcessRevenueOverExpensesAmt
Other Increases$2,638OtherIncreasesAmt
Subtotal$10,889,409SubtotalAmt
Other Decreases$11OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$10,889,398TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
PUBLICLY TRADED STOCKP$5,492,962$5,198,227$294,735$294,735
1256 CONTRACTS/STRADDLESP$20,334-$20,334-$20,334
FieldValueIRS element (for citing)
Capital Gain Net Income$366,649CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss$274,401NetShortTermCapitalGainLossAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$669,849AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$11,433,794NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.058585DistributionYr1Rt
Adjusted Qlfy Distri Yr2$496,486AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$11,231,629NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.044204DistributionYr2Rt
Adjusted Qlfy Distri Yr3$554,347AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$11,688,994NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.047425DistributionYr3Rt
Adjusted Qlfy Distri Yr4$495,495AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$11,003,688NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.045030DistributionYr4Rt
Adjusted Qlfy Distri Yr5$594,907AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$9,344,067NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.063667DistributionYr5Rt
Total Distribution0.258911TotalDistributionRt
Average Distribution0.051782AverageDistributionRt
Net Vl Noncharitable Assets$12,098,703NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$626,495AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$5,090NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$631,585AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$642,500QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$5,090InvestmentIncomeExciseTaxAmt
Subtotal$5,090SubtotalAmt
Tax Based On Investment Income$5,090TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$3,200EstimatedPlusOvpmtIncmTxAmt
Applied To Es Tax$2,920AppliedToEsTaxAmt
Total Payments And Credits$6,120TotalPaymentsAndCreditsAmt
Overpayment$1,030OverpaymentAmt
Applied To ES Tax$1,030AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt
Individual With BooksMICHAEL WARBURGIndividualWithBooksNm
Phone4015968960PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 1033AddressLine1Txt
CityWESTERLYCityNm
State AbbreviationRIStateAbbreviationCd
ZIP02891ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
GEORGE S WARBURG
PO BOX 1033WESTERLYRI02891TRUSTEE1.00$0$0$0
ELINOR B WARBURG
PO BOX 1033WESTERLYRI02891TRUSTEE1.00$0$0$0
DANIEL S WARBURG
PO BOX 1033WESTERLYRI02891TRUSTEE1.00$0$0$0
MICHAEL F WARBURG
PO BOX 1033WESTERLYRI02891TRUSTEE5.00$0$0$0
JOHN P WARBURG
PO BOX 1033WESTERLYRI02891TRUSTEE1.00$0$0$0
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Description1N/ADescription1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$11,918,308AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$364,639AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$12,282,947TotalFMVOfUnusedAssetsAmt
Adjusted Total FMV Of Unused Ast$12,282,947AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$184,244CashDeemedCharitableAmt
Net Vl Noncharitable Assets$12,098,703NetVlNoncharitableAssetsAmt
Minimum Investment Return$604,935MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$604,935MinimumInvestmentReturnAmt
Tax Based On Investment Income$5,090TaxBasedOnInvestmentIncomeAmt
Total Tax$5,090TotalTaxAmt
Distributable Before Adj$599,845DistributableBeforeAdjAmt
Distributable Before Ded$599,845DistributableBeforeDedAmt
Distributable As Adjusted$599,845DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$592,500ExpensesAndContributionsAmt
Set Aside Cash Distri Test$50,000SetAsideCashDistriTestAmt
Qualifying Distributions$642,500QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$5,090PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$637,410AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$599,845DistributableAsAdjustedAmt
Undistributed Income PY$5,800UndistributedIncomePYAmt
Qualifying Distributions$642,500QualifyingDistributionsAmt
Applied To Year1$5,800AppliedToYear1Amt
Applied To Current Year$599,845AppliedToCurrentYearAmt
Remaining Distri From Corpus$36,855RemainingDistriFromCorpusAmt
Total Corpus$36,855TotalCorpusAmt
Undistributed Income CY$0UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr$36,855ExcessDistriCyovToNextYrAmt
Excess From Current Year$36,855ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (17 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtBusiness Name Line2RecipientBusinessName/BusinessNameLine2TxtAddress Line2RecipientUSAddress/AddressLine2Txt
DIABETES HANDS FOUNDATION
1962 UNIVERSITY AVE STE1BERKELEYCA94701N/APCDEVELOP AND SUPPORT PROGRAM$60,000
BRAVE NEW FILMS
10510 CULVER BLVDCULVER CITYCA90232N/APCPRODUCTION OF EDUCATIONAL FILMS$25,000
LITERACY VOLUNTEERS OF
93 TOWER ST UNIT 25WESTERLYRI02891N/APCDEVELOP AND SUPPORT PROGRAMS$19,000WASHINGTON COUNTY INC
INTERISE
197 PORTLAND ST 2ND FLBOSTONMA02114N/APCDEVELOP AND SUPPORT PROGRAMS$50,000
COMPASSION & CHOICES
PO BOX 101810DENVERCO802501810N/APCSUPPORT INITIATIVES$100,000
YALE UNIVERSITY
PO BOX 2038NEW HAVENCT065212038N/APCFUND RESEARCH$50,000
THE FOUR NATIONS ENEMBLE
PO BOX 1112HUDSONNY12534N/APCGENERAL SUPPORT$25,000
COCOA FARMING FUTURE INITIATIVE
PO BOX 157WALPOLENH03608N/APCFUNDING EDUCATIONAL INITIATIVES$7,500
WIND OVER WINGS INC
PO BOX 289DRESDENME04342N/APCFUNDING OF MOVING EXPENSES$10,000
INTERNATIONAL INSTITUTE OF CT INC
670 CLINTON AVEBRIDGEPORTCT06605N/APCREFUGEE MENTORING PROGRAM$50,000
ST MARY'S CHURCH
324 EAST MAIN STPORTSMOUTHRI02871N/APCSUPPORT INITIATIVES$20,000
ECORI NEWS
111 HOPE STPROVIDENCERI02906N/APCGENERAL SUPPORT$25,000
NORFOLK CHAMBER MUSIC FESTIVAL
WOOLSEY HALLNEW HAVENCT06520N/APCGENERAL SUPPORT$4,000YALE SCHOOL OF MUSIC500 COLLEGE ST STE 301
VIRGINIA ATHLETICS FOUNDATION
PO BOX 400833CHARLOTTESVILLEVA22904N/APCGENERAL SUPPORT$12,000
WORLDWIDE CRICKET ACADEMY
12689 SW 21ST STREETMIRAMARFL33027N/APCGENERAL SUPPORT$35,000
THE FOOTE SCHOOL
50 LOOMIS PLACENEW HAVENCT06511N/APCVISITING ARTIST PROGRAM$50,000
SOCIAL VENTURE PARTNERS RHODE ISLAN
460 HARRIS AVE 303PROVIDENCERI02909N/APCSUPPORT INITIATIVES$50,000SOCIAL ENTERPRISE GREENHOUSE
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$592,500TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$11,332ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$211,035ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$436ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$92,248ExclusionAmt
Related Or Exempt Function Incm$274,401RelatedOrExemptFunctionIncmAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion$315,051ExclusionAmt
Related Or Exempt Function Incm$274,401RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$589,452TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
Amt$4,150Amt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (8 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ARTIO GLOBAL HIGH YIELD INCOME FD$345,941$330,289
CITIGROUP INC$350,788$349,570
GOLDMAN SACHS GROUP INC$354,099$351,834
ISHARES BARCLAYS TIPS$399,449$408,837
JP MORGAN CHASE & CO 2.05% DUE 1/24/
PIMCO HIGH YIELD FD$99,044$96,923
PROSHARES SHORT 20+ YR TREASURY$122,127$71,678
PROSHARES ULTRASHORT 20+ YEAR TR ETF$203,171$80,997

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (21 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ARTISAN INTERNATIONAL FUND$57,616$78,534
ARTISAN INTL VALUE FUND$55,278$69,988
CHEVRON CORP$105,017$112,180
COLUMBIA DIVIDEND INCOME FUND$222,430$297,673
COLUMBIA SELECT LARGE CAP GROWTH FUN$188,316$248,349
CONOCO PHILLIPS CO$100,010$103,590
EAGLE SMALL CAP GROWTH FUND
EATON VANCE PARAMETRIC EMERGING$181,511$162,808
EXXONMOBIL CORP$89,218$92,450
FIRST TR ISE REVERE NAT GAS$39,138$28,025
ISHARES MSCI ALL COUNTRY ASIA$96,143$91,395
JOHN HANCOCK FDS III DISCIPLINED$68,694$110,542
SELECT SECTOR SPDR TR FINANCIAL$165,887$247,300
SELECT SPECTOR SPDR TR INDUSTRIAL$143,506$141,450
VANGUARD LARGE CAP ETF$2,926,286$3,539,625
VANGUARD MID-CAP ETF$925,789$1,112,040
VANGUARD SMALL-CAP ETF$510,839$641,630
VANGUARD MSCI EAFE ETF FUND$597,726$643,960
VANGUARD MSCI EMERGING MKTS ETF$169,944$200,100
ISHARES MSCI EAFE ETF
ISHARES MSCI EMERGING MKTS ETF

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (15 entries)

Category Or ItemCategoryOrItemTxtListed At Cost Or FMVListedAtCostOrFMVCdBook ValueBookValueAmtEOYFMVEOYFMVAmt
DUKE RLTY CORPAT COST$13,853$20,200
EQUITY REIDENTIAL SH BEN INTAT COST$14,590$17,960
EXTRA SPACE STORAGE INC REITSAT COST$8,682$14,660
HATTERAS ALPHA HEDGED STRATEGIESAT COST$100,000$100,191
HEALTH CARE REIT INCAT COST$14,408$18,918
INTERNATIONAL FARMLAND FDAT COST$445,000$360,468
IVY ASSET STRATEGY FUNDAT COST
MEDICAL PPTYS TR INCAT COST$11,439$13,780
MESIROW ABS RETURN LTDAT COST$500,000$598,970
NUVEEN REAL ESTATE SECS FUNDAT COST$50,000$54,060
PROVIDENCE VII PARTICIPATION TRAT COST$121,556$134,717
ROBECO BOSTON PARTNERS LONG/SHORTAT COST$100,000$107,600
SPDR DJ WILLSHIRE INT'L REAL ESTATEAT COST$105,663$103,925
SUN COMMUNITIES INCAT COST$10,178$15,115
VANGUARD REIT ETFAT COST$299,469$324,000

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

FieldValueIRS element (for citing)
DescDIVIDEND RECEIVABLEDesc
BOY Book Value$5,383BOYBookValueAmt
EOY Book Value$4,718EOYBookValueAmt
EOYFMV$4,718EOYFMVAmt

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

FieldValueIRS element (for citing)
DescNONDEDUCTIBLE EXPENSEDesc
Amt$11Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmt
EXPENSES
PORTFOLIO DEDUCTION K-1$14,764$14,764
PORTFOLIO DEDUCTION K-1$636$636

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (4 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmt
LITIGATION SETTLEMENT$2,178$2,178
K-1 OTHER INVESTMENT INCOME$12$12
K-1 PROVIDENCE VII-$1,487-$1,487
K-1 US COMMODITY INDEX FD-$267-$267

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

FieldValueIRS element (for citing)
DescPPADesc
Amt$2,638Amt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

FieldValueIRS element (for citing)
CategoryINVESTMENT MANAGEMENT FEESCategoryTxt
Amt$60,971Amt
Net Investment Income$60,971NetInvestmentIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmt
FOREIGN TAX PAID$3,740$3,740
EXCISE TAX ON INVESTMENTS$3,151

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