UBBEN FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- UBBEN FOUNDATION (EIN 36-3496530)
- Tax period
- 2014-02-01 to 2015-01-31
- Filed
- 2015-06-12
- IRS object ID
- 201511639349100001
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-06-12T07:33:58-05:00 | ReturnTs |
| Tax Period End | 2015-01-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 410746749 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLIFTONLARSONALLEN LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1301 W 22ND ST STE 1100 | AddressLine1Txt |
| City | OAK BROOK | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60523 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-02-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 363496530 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UBBEN FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | UBBE | BusinessNameControlTxt |
| Phone | 8478357401 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9 BRIAR LANE | AddressLine1Txt |
| City | GLENCOE | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | TIMOTHY H UBBEN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 8478357401 | PhoneNum |
| Signature | 2015-06-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ROBERT G GIBSON | PreparerPersonNm |
| PTIN | P01333099 | PTIN |
| Phone | 6305738600 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $21,531,278 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $8,000,000 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $381,301 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $381,301 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,282,487 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,145,903 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,282,487 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $11,663,788 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,663,788 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $5,065 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $2,533 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $2,532 | AccountingFeesChrtblPrpsAmt |
| Interest Rev And Expnss | $769 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $769 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $8,363 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $8,325 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $38 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $8,529 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $8,529 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $22,726 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $20,156 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $2,570 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $13,877,485 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $13,877,485 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $13,900,211 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $20,156 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $13,880,055 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,236,423 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,643,632 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $5,201,680 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,974,161 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,974,161 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $687,039 | CorporateStockBOYAmt |
| Corporate Stock EOY | $0 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $0 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $9,905,504 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $9,776,350 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $17,557,117 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $15,794,223 | TotalAssetsBOYAmt |
| Total Assets EOY | $13,750,511 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $21,531,278 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $2,472,280 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $2,472,280 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $13,321,943 | RetainedEarningBOYAmt |
| Retained Earning EOY | $11,278,231 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $15,794,223 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $13,750,511 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $15,794,223 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $13,750,511 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $15,794,223 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,236,423 | ExcessRevenueOverExpensesAmt |
| Other Increases | $192,711 | OtherIncreasesAmt |
| Subtotal | $13,750,511 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $13,750,511 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (10 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|
| ST CAP GAIN: K-1 VALUEACT CAPITAL PARTNERS, L.P. | 2014-02-01 | 2015-01-31 | $233,922 | $233,922 | $233,922 | |
| LT CAP GAIN: K-1 VALUEACT CAPITAL PARTNERS, L.P. | 2014-01-01 | 2015-01-31 | $1,428,146 | $1,428,146 | $1,428,146 | |
| 1231 LOSS: K-1 VALUEACT CAPITAL PARTNERS, L.P. | 2014-01-01 | 2015-01-31 | -$140 | -$140 | $140 | |
| 8,426 SHS SHIRE PLC | 1999-08-04 | 2014-06-20 | $1,883,742 | $1,656,763 | $1,656,763 | $226,979 |
| 5,434.87 SHS AMERICAN FUNDS | 2014-04-09 | 2014-08-05 | $322,541 | $525 | $525 | $322,016 |
| 826.67 SHS AMERICAN FUNDS | 2014-04-09 | 2014-09-19 | $49,991 | $1,011 | $1,011 | $48,980 |
| 69,687.827 SHS AMERICAN FUND | 2014-04-09 | 2015-01-13 | $4,094,857 | -$34,152 | -$34,152 | $4,129,009 |
| 625.098 SHS AMERICAN FUNDS | 2014-06-13 | 2015-01-13 | $36,731 | -$1,244 | -$1,244 | $37,975 |
| 588.028 SHS AMERICAN FUNDS | 2014-09-19 | 2015-01-13 | $34,553 | -$1,017 | -$1,017 | $35,570 |
| 1,045.266 SHS AMERICAN FUNDS | 2014-12-23 | 2015-01-13 | $61,420 | -$1,327 | -$1,327 | $62,747 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,282,487 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $12,866,613 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $21,201,053 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.606886 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,310,455 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $16,670,198 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.078611 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $561,500 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $11,984,391 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046853 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,585,467 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $9,968,005 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.159056 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,016,858 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $11,079,480 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.182035 | DistributionYr5Rt |
| Total Distribution | 1.073441 | TotalDistributionRt |
| Average Distribution | 0.214688 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $23,044,435 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,947,364 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $36,436 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,983,800 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $13,880,055 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $36,436 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $36,436 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $36,436 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $32,028 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $32,028 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Tax Due | $4,408 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | TIMOTHY H UBBEN | IndividualWithBooksNm |
| Phone | 8478357401 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9 BRIAR LANE | AddressLine1Txt |
| City | GLENCOE | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| TIMOTHY H UBBEN | ||||||||
| 9 BRIAR LANE | GLENCOE | IL | 60022 | PRESIDENT | 0.00 | $0 | $0 | $0 |
| SHARON W UBBEN | ||||||||
| 9 BRIAR LANE | GLENCOE | IL | 60022 | VICE PRESIDENT | 0.00 | $0 | $0 | $0 |
| PAMELA WISINSKI | ||||||||
| 35 SCOFIELD FARM | DARIEN | CT | 06820 | SECRETARY | 0.00 | $0 | $0 | $0 |
| JEFFREY W UBBEN | ||||||||
| 3355 PACIFIC | SAN FRANCISCO | CA | 94118 | TREASURER | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,409,631 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,582,210 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $17,403,524 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $23,395,365 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $23,395,365 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $350,930 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $23,044,435 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,152,222 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,152,222 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $36,436 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $13,178 | IncomeTaxAmt |
| Total Tax | $49,614 | TotalTaxAmt |
| Distributable Before Adj | $1,102,608 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,102,608 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,102,608 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $13,880,055 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $13,880,055 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $36,436 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $13,843,619 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,102,608 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,464,168 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,090,611 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $46,817 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $510,953 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $11,843,608 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $14,956,157 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $13,880,055 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,102,608 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $12,777,447 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $27,733,604 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,464,168 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $26,269,436 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,090,611 | ExcessFromYear4Amt |
| Excess From Year3 | $46,817 | ExcessFromYear3Amt |
| Excess From Year2 | $510,953 | ExcessFromYear2Amt |
| Excess From Year1 | $11,843,608 | ExcessFromYear1Amt |
| Excess From Current Year | $12,777,447 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | TIMOTHY H UBBEN | ContributingManagerNm |
| Contributing Manager | JEFFREY W UBBEN | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (24 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| 826 NATIONAL | |||||||
| 44 GOUGH STREET | SAN FRANCISCO | CA | 94103 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $250,000 |
| 826 VALENCIA | |||||||
| 826 VALENCIA STREET | SAN FRANCISCO | CA | 94110 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $25,000 |
| AMERICAN CONSERVATORY THEATER | |||||||
| 415 GEARY ST | SAN FRANCISCO | CA | 94102 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $1,005,000 |
| AUTISM SPEAKS | |||||||
| 6330 SAN VINCENTE BLVD | LOS ANGELES | CA | 90048 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| BOYS & GIRLS CLUB OF SAN FRANCISCO | |||||||
| 55 HAWTHORNE ST SUITE 600 | SAN FRANCISCO | CA | 94105 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $200,000 |
| BREAD AND ROSES COMMUNITY FUND | |||||||
| 1315 WALNUT STREET SUITE 1300 | PHILADELPHIA | PA | 19107 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| CENTER FOR INVESTIGATIVE REPORTING | |||||||
| 1400 65TH STREET SUITE 200 | EMERYVILLE | CA | 94608 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $775,000 |
| DEPAUW UNIVERSITY | |||||||
| PO BOX 37 | GREENCASTLE | IN | 46135 | N/A | PUBLIC CHARITY | EDUCATIONAL | $2,000,000 |
| DUKE UNIVERSITY | |||||||
| DUKE UNIVERSITY | DURHAM | NC | 27708 | N/A | PUBLIC CHARITY | EDUCATION | $2,000,000 |
| GIFT OF ADOPTION FUND | |||||||
| 2001 WAUKEGAN ROAD 5TH FLOOR | TECHNY | IL | 60082 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $2,500 |
| KELLOGG SCHOOL OF MANAGEMENT - NORTHWESTERN UNIVERSITY | |||||||
| 2169 CAMPUS DRIVE | EVANSTON | IL | 60208 | N/A | PUBLIC CHARITY | EDUCATION | $2,000,000 |
| MARIN ACADEMY | |||||||
| 1600 MISSION AVE | SAN RAFAEL | CA | 94901 | N/A | PUBLIC CHARITY | EDUCATIONAL | $1,000,000 |
| MUTTVILLE | |||||||
| PO BOX 410207 | SAN FRANCISCO | CA | 94141 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $34,450 |
| NORTH BEACH CITIZENS | |||||||
| 720 COLUMBUS AVE | SAN FRANCISCO | CA | 94133 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $255,000 |
| POSSE FOUNDATION | |||||||
| 111 WEST JACKSON BLVD SUITE 1900 | CHICAGO | IL | 60604 | N/A | PUBLIC CHARITY | EDUCATIONAL | $3,254,035 |
| SAN FRANCISCO 49ERS ACADEMY | |||||||
| 2695 FORDHAM STREET | EAST PALO ALTO | CA | 94303 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 |
| SAN FRANCISCO GENERAL HOSPITAL | |||||||
| 1001 POTERO AVE | SAN FRANCISCO | CA | 94110 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $250,000 |
| SAN FRANCISCO RBI | |||||||
| 38 KEYES AVENUE SUITE 200 | SAN FRANCISCO | CA | 94129 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $7,500 |
| SOCIETY OF SAN FRANCISCO | |||||||
| 235 MONTGOMERY STREET | SAN FRANCISCO | CA | 94104 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $2,500 |
| SUMMER SEARCH | |||||||
| 500 SANSOME ST | SAN FRANCISCO | CA | 94111 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 |
| TIPPING POINT | |||||||
| 2200 MONTGOMERY ST SUITE 850 | SAN FRANCISCO | CA | 94104 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| TRAILS FOREVER | |||||||
| BUILDING 201 FORT MASON | SAN FRANCISCO | CA | 94123 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $25,000 |
| UJA FEDERATION OF NEW YORK | |||||||
| 130 EAST 59TH STREET | NEW YORK | NY | 10022 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $6,500 |
| YOUTH SPEAKS | |||||||
| 1663 MISSION STREET SUITE 604 | SAN FRANCISCO | CA | 94103 | N/A | PUBLIC CHARITY | GENERAL SUPPORT | $750,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $13,877,485 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $381,301 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,282,487 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,663,788 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,663,788 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | JEFFREY W UBBEN | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 PACIFIC | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94118 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $8,000,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING/LEGAL FEES | CategoryTxt |
| Amt | $5,065 | Amt |
| Net Investment Income | $2,533 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,532 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (4 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| FEDERAL HOME LOAN MTGE CO | $0 | $0 |
| TALISMAN ENERGY INC | $0 | $0 |
| SHIRE PHARMACEUTICAL CORP | $0 | $0 |
| MARSH & MCLENNAN COS. | $0 | $0 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | VALUEACT CAPITAL PARTNERS, LP | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $9,776,350 | BookValueAmt |
| EOYFMV | $17,557,117 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PORTFOLIO DEDUCTIONS FROM K-1 VALUEACT CAPITAL PARTNERS | Desc |
| Revenue And Expenses Per Books | $8,529 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $8,529 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PRIOR PERIOD UNREALIZED APPRECIATION | Desc |
| Amt | $192,711 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES - FROM K-1 VALUEACT CAPITAL PARTNERS | $6,604 | $6,604 | $0 |
| FOREIGN TAXES - UBS | $1,721 | $1,721 | $0 |
| IL CHARITY BUREAU FUND | $15 | $0 | $15 |
| IL SECRETARY OF STATE | $23 | $0 | $23 |
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