UNIVERSITY OF NOTRE DAME DU LAC: Form 990, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- UNIVERSITY OF NOTRE DAME DU LAC (EIN 35-0868188)
- Tax period
- 2013-07-01 to 2014-06-30
- Filed
- 2015-05-14
- IRS object ID
- 201511349349300721
- Schema version
- 2013v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule E
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
- Affiliated Group Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-05-14T07:31:27-05:00 | ReturnTs |
| Tax Period End | 2014-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Pricewaterhousecoopers LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 13th Street NW Suite 1000 | AddressLine1 |
| City | Washington | City |
| State | DC | State |
| ZIP Code | 20005 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2013-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 350868188 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | University of Notre Dame du Lac | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | UNIV | BusinessNameControlTxt |
| Phone | 5746313288 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Controllers Office 724 Grace Hall | AddressLine1 |
| City | Notre Dame | City |
| State | IN | State |
| ZIP Code | 46556 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | John Affleck-Graves | PersonNm |
| Person Title | Executive Vice President | PersonTitleTxt |
| Phone | 5746313288 | PhoneNum |
| Signature | 2015-05-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| PTIN | P00369623 | PTIN |
| Phone | 2024141000 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
Doing Business As Name DoingBusinessAsName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | University of Notre Dame | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | Rev John Jenkins CSC | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Controllers Office 724 Grace Hall | AddressLine1 |
| City | Notre Dame | City |
| State | IN | State |
| ZIP Code | 46556 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $3,831,048,338 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Group Exemption | 5067 | GroupExemptionNum |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | http://nd.edu | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1844 | FormationYr |
| Legal Domicile State | IN | LegalDomicileStateCd |
| Activity Or Mission | See Schedule O | ActivityOrMissionDesc |
| Voting Members Governing Body | 47 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 35 | VotingMembersIndependentCnt |
| Total Employee | 18006 | TotalEmployeeCnt |
| Total Volunteers | 1874 | TotalVolunteersCnt |
| Total Gross UBI | $28,587,148 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $323,314,461 | PYContributionsGrantsAmt |
| CY Contributions Grants | $512,128,943 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $756,847,017 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $792,553,312 | CYProgramServiceRevenueAmt |
| PY Investment Income | $486,649,038 | PYInvestmentIncomeAmt |
| CY Investment Income | $652,460,924 | CYInvestmentIncomeAmt |
| PY Other Revenue | $17,340,460 | PYOtherRevenueAmt |
| CY Other Revenue | $17,153,268 | CYOtherRevenueAmt |
| PY Total Revenue | $1,584,150,976 | PYTotalRevenueAmt |
| CY Total Revenue | $1,974,296,447 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $257,370,341 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $266,671,858 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $578,754,401 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $613,037,206 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $34,601,213 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $381,963,661 | PYOtherExpensesAmt |
| CY Other Expenses | $402,914,982 | CYOtherExpensesAmt |
| PY Total Expenses | $1,218,088,403 | PYTotalExpensesAmt |
| CY Total Expenses | $1,282,624,046 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $366,062,573 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $691,672,401 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $10,329,365,602 | TotalAssetsBOYAmt |
| Total Assets EOY | $11,919,446,599 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $2,033,230,452 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $2,058,140,599 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $8,296,135,150 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $9,861,306,000 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | See Schedule O | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $618,614,104 | ExpenseAmt |
| Grant | $236,969,088 | GrantAmt |
| Revenue | $538,736,068 | RevenueAmt |
| Desc | Instruction - Provided academic instruction and services to approximately 12,000 undergraduate and graduate students pursuing courses of study within five undergraduate colleges, a graduate business school, a law school, and graduate school. Conferred approximately 3,500 baccalaureate, master's, doctoral and professional degrees. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $217,458,664 | ExpenseAmt |
| Grant | $5,354,161 | GrantAmt |
| Revenue | $238,151,922 | RevenueAmt |
| Desc | Auxiliary enterprises - Provided services to the University community, its guests and other patrons including food services, student and visitor lodging, laundry services, and multiple recreational facilities. The University intercollegiate athletics program enabled student-athletes to compete in twenty-six sports programs at the NCAA Division I level. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $107,324,592 | ExpenseAmt |
| Grant | $17,388,559 | GrantAmt |
| Revenue | $5,024,570 | RevenueAmt |
| Desc | Research - University researchers administered more than 800 awards for studies based within the disciplines of engineering, science and humanities. | Desc |
Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $120,989,351 | ExpenseAmt |
| Grant | $6,960,050 | GrantAmt |
| Revenue | $19,663,385 | RevenueAmt |
| Desc | Public service - The University's Institute for Educational Initiatives strives to improve the K-12 education of all young people, particularly the disadvantaged through a variety of programs. The largest such program is the ACE program, a two-year service program offering college graduates the opportunity to serve as full-time teachers in under-resourced schools across the United States and several foreign countries. Additionally, the University provides volunteers and financial support for other organizations, both directly and through its Donor Advised Fund Program.Academic support - The University operates library facilities containing approximately 2,000,000 volumes, serving the University and local community. The University publishes numerous academic periodicals and volumes and operates a museum of art housing over 21,000 works. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Prog Srvc Expense | $120,989,351 | TotalOtherProgSrvcExpenseAmt |
| Total Other Prog Srvc Grant | $6,960,050 | TotalOtherProgSrvcGrantAmt |
| Total Other Prog Srvc Revenue | $19,663,385 | TotalOtherProgSrvcRevenueAmt |
| Total Program Service Expenses | $1,064,386,711 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (1) | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | Yes (1) | CollectionsOfArtInd |
| Credit Counseling | Yes (1) | CreditCounselingInd |
| Temp Or Permanent Endowments | Yes (1) | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (1) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | 0 | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | 0 | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (1) | ConsolidatedAuditFinclStmtInd |
| School Operating | Yes (1) | SchoolOperatingInd |
| Foreign Office | Yes (1) | ForeignOfficeInd |
| Foreign Activities | Yes (1) | ForeignActivitiesInd |
| More Than5000 K To Org | Yes (1) | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | Yes (1) | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | Yes (1) | FundraisingActivitiesInd |
| Gaming Activities | Yes (1) | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Grants To Individuals | Yes (1) | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | Yes (1) | TaxExemptBondsInd |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBondsInd |
| Escrow Account | 0 | EscrowAccountInd |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuerInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | Yes (1) | GrantToRelatedPersonInd |
| Business Rln With Org Mem | Yes (1) | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | Yes (1) | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | Yes (1) | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | Yes (1) | DeductibleNonCashContriInd |
| Deductible Art Contribution | Yes (1) | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | Yes (1) | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (1) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| Info In Schedule O Part V | Yes (X) | InfoInScheduleOPartVInd |
| IRP Document | 17557 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 18006 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Foreign Financial Account | Yes (1) | ForeignFinancialAccountInd |
| Foreign Country | FR | ForeignCountryCd |
| Foreign Country | EI | ForeignCountryCd |
| Foreign Country | IT | ForeignCountryCd |
| Foreign Country | UK | ForeignCountryCd |
| Foreign Country | BR | ForeignCountryCd |
| Foreign Country | MP | ForeignCountryCd |
| Foreign Country | IS | ForeignCountryCd |
| Foreign Country | MX | ForeignCountryCd |
| Foreign Country | CI | ForeignCountryCd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | Yes (1) | QuidProQuoContributionsInd |
| Quid Pro Quo Contri Discl | Yes (1) | QuidProQuoContriDisclInd |
| Form8282 Property Disposed Of | Yes (1) | Form8282PropertyDisposedOfInd |
| Form8282 Filed | 3 | Form8282FiledCnt |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Form1098 C Filed | Yes (1) | Form1098CFiledInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Taxable Distributions | 0 | TaxableDistributionsInd |
| Distribution To Donor | 0 | DistributionToDonorInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 47 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 35 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (1) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | 0 | MembersOrStockholdersInd |
| Election Of Board Members | 0 | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | 0 | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | 0 | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | Yes (1) | InvestmentInJointVentureInd |
| Written Policy Or Procedure | Yes (1) | WrittenPolicyOrProcedureInd |
| States Where Copy Of Return Is Fld | IN | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OK | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Andrew Paluf Controller's Office | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5746313288 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 724 Grace Hall | AddressLine1 |
| City | Notre Dame | City |
| State | IN | State |
| ZIP Code | 46556 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionAGrp (63 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Key EmployeeKeyEmployeeInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd | Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd |
|---|---|---|---|---|---|---|---|---|---|---|
| John F Affleck-Graves PhD | ||||||||||
| Executive VP & Trustee | 40.00 | 1.00 | Yes (X) | Yes (X) | $602,456 | $0 | $158,750 | |||
| Rev John I Jenkins CSC PhD | ||||||||||
| President & Trustee | 40.00 | 1.00 | Yes (X) | Yes (X) | $724,669 | $0 | $231,724 | |||
| Thomas G Burish PhD | ||||||||||
| Provost & Trustee | 40.00 | Yes (X) | Yes (X) | $445,183 | $0 | $314,503 | ||||
| Rev Timothy R Scully CSCPhD | ||||||||||
| Trustee | 40.00 | Yes (X) | $170,177 | $0 | $15,385 | |||||
| Anne E Thompson | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Carol Hank Hoffmann | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Cathleen P Black | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Celeste Volz Ford | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Drew W DeWalt | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Enrique Hernandez Jr | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Erin O'Connor French | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Hon Ann Claire Williams | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Hon Diana Lewis | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| J Christopher Reyes | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| James E Rohr | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| James F Flaherty III | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| James J Dunne III | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| John J Brennan | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| John W Jordan II | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Jose Enrique Fernandez | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Joseph I O'Neill III | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Kati S Macaluso | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Most Rev Daniel Jenky CSC DD | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Nancy M Haegel | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Philip J Purcell III | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Phillip B Rooney | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Phyllis W Stone | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Rev James B King CSC | ||||||||||
| Trustee | 2.00 | Yes (X) | $94,094 | $0 | $8,702 | |||||
| Rev Jose E Ahumada F CSC | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Rev Thomas J O'Hara CSC | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Richard A Nussbaum II | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Richard C Notebaert | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Robert M Conway | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Roderick K West | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Sara Martinez Tucker | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Scott S Cowen | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Shayla Keough Rumely | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Stephanie A Gallo | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Stephen J Brogan | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Timothy F Sutherland | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| W Douglas Ford | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| William J Shaw | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| William M Goodyear | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| James P Zavertnik | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Thomas G Maheras | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Cindy K Parseghian | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Karen McCartan DeSantis | ||||||||||
| Trustee | 2.00 | Yes (X) | $0 | $0 | $0 | |||||
| Scott C Malpass MBA | ||||||||||
| VP & Chief Invest. Officer | 40.00 | Yes (X) | $3,393,418 | $0 | $1,388,990 | |||||
| Marianne Corr JD | ||||||||||
| VP & General Counsel | 40.00 | Yes (X) | $478,476 | $0 | $36,090 | |||||
| John B Swarbrick Jr | ||||||||||
| Athletic Director | 40.00 | $1,094,022 | $0 | $259,408 | Yes (X) | |||||
| Michael P Brey | ||||||||||
| Head Coach, Basketball | 40.00 | $940,099 | $0 | $52,165 | Yes (X) | |||||
| Muffet McGraw | ||||||||||
| Head Coach, Basketball | 40.00 | $1,214,850 | $0 | $46,461 | Yes (X) | |||||
| Brian Kelly | ||||||||||
| Head Coach, Football | 40.00 | $1,134,917 | $0 | $52,355 | Yes (X) | |||||
| Michael D Donovan MBA JD | ||||||||||
| Managing Dir., Priv. Cap. Inv. | 40.00 | $1,495,535 | $0 | $588,942 | Yes (X) | |||||
| Mark C Krcmaric | ||||||||||
| Managing Director, COO | 40.00 | $1,141,395 | $0 | $41,598 | Yes (X) | |||||
| Charles J Weis | ||||||||||
| Former Head Football Coach | 0.00 | $2,054,744 | $0 | $0 | Yes (X) | |||||
| Donald B Pope-Davis PhD | ||||||||||
| VP & Associate Provost | 40.00 | $126,503 | $0 | $50,030 | Yes (X) | |||||
| Christine M Maziar PhD | ||||||||||
| VP & Senior Assoc. Provost | 40.00 | $352,334 | $0 | $34,662 | Yes (X) | |||||
| James J Lyphout MBA | ||||||||||
| VP for Business Operations | 0.00 | $110,457 | $0 | $21,558 | Yes (X) | |||||
| John A Sejdinaj MBA CCM | ||||||||||
| VP for Finance | 40.00 | $392,263 | $0 | $50,633 | Yes (X) | |||||
| Robert J Bernhard PhD | ||||||||||
| VP for Research | 40.00 | $353,348 | $0 | $73,000 | Yes (X) | |||||
| Rev Thomas P Doyle CSC | ||||||||||
| VP for Student Affairs | 40.00 | $125,324 | $0 | $15,385 | Yes (X) | |||||
| Louis M Nanni MA | ||||||||||
| VP for Univ. Relations | 40.00 | $540,054 | $0 | $52,355 | Yes (X) | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $16,984,318 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $3,492,696 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 951 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | Yes (1) | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | Yes (1) | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1 | CityContractorAddress/USAddress/City | StateContractorAddress/USAddress/State | ZIP CodeContractorAddress/USAddress/ZIPCode | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Skanska USA Building Inc | |||||
| Suite 200 5250 Lovers Lane | Portage | MI | 49002 | Construction | $37,674,530 |
| Ziolkowski Construction Inc | |||||
| 4050 Ralph Jones Dr | South Bend | IN | 46628 | Construction | $8,413,848 |
| R&R Excavating Inc | |||||
| 2010 Went Avenue | Mishawaka | IN | 46545 | Construction | $7,633,068 |
| Take Care Employer Solutions | |||||
| PO Box 402142 | Atlanta | GA | 30384 | Medical | $5,522,557 |
| JJ White Incorporated | |||||
| 1904 N Kenmore St | South Bend | IN | 46628 | Construction | $5,516,611 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 122 | CntrctRcvdGreaterThan100KCnt |
| Fundraising | $1,960,007 | FundraisingAmt |
| Government Grants | $84,105,551 | GovernmentGrantsAmt |
| All Other Contributions | $426,063,385 | AllOtherContributionsAmt |
| Noncash Contributions | $91,291,316 | NoncashContributionsAmt |
| Total Contributions | $512,128,943 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (5 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt | Unrelated Business RevenueUnrelatedBusinessRevenueAmt |
|---|---|---|---|---|
| Student tuition & fees | 611310 | $521,395,703 | $521,395,703 | |
| Auxiliary enterprises | 611710 | $236,125,107 | $230,076,547 | $6,048,560 |
| Educational programs | 900099 | $18,399,077 | $18,304,056 | $95,021 |
| Research contracts (go | 611310 | $4,921,097 | $4,778,961 | $142,136 |
| Student services | 611710 | $3,771,668 | $3,771,668 |
Total Oth Program Service Rev TotalOthProgramServiceRevGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $7,940,660 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $7,940,660 | RelatedOrExemptFuncIncomeAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $792,553,312 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $153,298,842 | TotalRevenueColumnAmt |
| Unrelated Business Revenue | $21,787,618 | UnrelatedBusinessRevenueAmt |
| Exclusion | $131,511,224 | ExclusionAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $6,965,940 | TotalRevenueColumnAmt |
| Exclusion | $6,965,940 | ExclusionAmt |
Gross Rents GrossRentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $11,120,344 | RealAmt |
Less Rental Expenses LessRentalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $9,525,120 | RealAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $1,595,224 | RealAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $1,595,224 | TotalRevenueColumnAmt |
| Exclusion | $1,595,224 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $2,345,649,000 | SecuritiesAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $1,846,486,918 | SecuritiesAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $499,162,082 | SecuritiesAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $499,162,082 | TotalRevenueColumnAmt |
| Exclusion | $499,162,082 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fundraising Gross Income | $250,073 | FundraisingGrossIncomeAmt |
| Contri Rpt Fundraising Event | $1,960,007 | ContriRptFundraisingEventAmt |
| Fundraising Direct Expenses | $739,130 | FundraisingDirectExpensesAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -$489,057 | TotalRevenueColumnAmt |
| Exclusion | -$489,057 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gaming Gross Income | $59,251 | GamingGrossIncomeAmt |
| Gaming Direct Expenses | $723 | GamingDirectExpensesAmt |
Net Income From Gaming NetIncomeFromGamingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $58,528 | TotalRevenueColumnAmt |
| Exclusion | $58,528 | ExclusionAmt |
Other Revenue Misc OtherRevenueMiscGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Alumni Association | Desc |
| Business | 900099 | BusinessCd |
| Total Revenue Column | $3,121,392 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $2,607,579 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $513,813 | UnrelatedBusinessRevenueAmt |
Miscellaneous Revenue MiscellaneousRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $5,901,241 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $5,901,241 | RelatedOrExemptFuncIncomeAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $9,022,633 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $1,974,296,447 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $794,776,415 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $28,587,148 | UnrelatedBusinessRevenueAmt |
| Exclusion | $638,803,941 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $18,723,409 | TotalAmt |
| Program Services | $18,723,409 | ProgramServicesAmt |
Grants To Domestic Individuals GrantsToDomesticIndividualsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $243,533,070 | TotalAmt |
| Program Services | $243,533,070 | ProgramServicesAmt |
Foreign Grants ForeignGrantsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,415,379 | TotalAmt |
| Program Services | $4,415,379 | ProgramServicesAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $9,154,904 | TotalAmt |
| Program Services | $1,658,339 | ProgramServicesAmt |
| Management And General | $7,079,653 | ManagementAndGeneralAmt |
| Fundraising | $416,912 | FundraisingAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $460,634,328 | TotalAmt |
| Program Services | $384,441,225 | ProgramServicesAmt |
| Management And General | $56,853,745 | ManagementAndGeneralAmt |
| Fundraising | $19,339,358 | FundraisingAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $37,863,380 | TotalAmt |
| Program Services | $27,981,139 | ProgramServicesAmt |
| Management And General | $8,399,243 | ManagementAndGeneralAmt |
| Fundraising | $1,482,998 | FundraisingAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $78,666,379 | TotalAmt |
| Program Services | $55,189,110 | ProgramServicesAmt |
| Management And General | $20,609,906 | ManagementAndGeneralAmt |
| Fundraising | $2,867,363 | FundraisingAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $26,718,215 | TotalAmt |
| Program Services | $21,773,219 | ProgramServicesAmt |
| Management And General | $3,726,740 | ManagementAndGeneralAmt |
| Fundraising | $1,218,256 | FundraisingAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,357,538 | TotalAmt |
| Program Services | $113,025 | ProgramServicesAmt |
| Management And General | $2,244,171 | ManagementAndGeneralAmt |
| Fundraising | $342 | FundraisingAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,273,879 | TotalAmt |
| Program Services | $97,607 | ProgramServicesAmt |
| Management And General | $3,176,272 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $333,159 | TotalAmt |
| Management And General | $333,159 | ManagementAndGeneralAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $17,023,400 | TotalAmt |
| Management And General | $17,023,400 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $21,849,107 | TotalAmt |
| Program Services | $14,756,314 | ProgramServicesAmt |
| Management And General | $6,252,439 | ManagementAndGeneralAmt |
| Fundraising | $840,354 | FundraisingAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,535,484 | TotalAmt |
| Program Services | $3,400,359 | ProgramServicesAmt |
| Management And General | $110,512 | ManagementAndGeneralAmt |
| Fundraising | $24,613 | FundraisingAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $58,839,770 | TotalAmt |
| Program Services | $48,286,999 | ProgramServicesAmt |
| Management And General | $8,525,688 | ManagementAndGeneralAmt |
| Fundraising | $2,027,083 | FundraisingAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $16,121,222 | TotalAmt |
| Program Services | $8,483,657 | ProgramServicesAmt |
| Management And General | $7,168,485 | ManagementAndGeneralAmt |
| Fundraising | $469,080 | FundraisingAmt |
Royalties RoyaltiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $617,834 | TotalAmt |
| Program Services | $511,620 | ProgramServicesAmt |
| Management And General | $106,214 | ManagementAndGeneralAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $63,107,109 | TotalAmt |
| Program Services | $56,003,142 | ProgramServicesAmt |
| Management And General | $6,121,734 | ManagementAndGeneralAmt |
| Fundraising | $982,233 | FundraisingAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $45,556,608 | TotalAmt |
| Program Services | $38,999,042 | ProgramServicesAmt |
| Management And General | $4,388,970 | ManagementAndGeneralAmt |
| Fundraising | $2,168,596 | FundraisingAmt |
Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,124 | TotalAmt |
| Management And General | $2,124 | ManagementAndGeneralAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $5,648,362 | TotalAmt |
| Program Services | $3,823,149 | ProgramServicesAmt |
| Management And General | $1,592,667 | ManagementAndGeneralAmt |
| Fundraising | $232,546 | FundraisingAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $20,630,735 | TotalAmt |
| Program Services | $17,412,758 | ProgramServicesAmt |
| Management And General | $2,669,291 | ManagementAndGeneralAmt |
| Fundraising | $548,686 | FundraisingAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $59,173,886 | TotalAmt |
| Program Services | $53,604,761 | ProgramServicesAmt |
| Management And General | $5,328,654 | ManagementAndGeneralAmt |
| Fundraising | $240,471 | FundraisingAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $927,302 | TotalAmt |
| Program Services | $924,336 | ProgramServicesAmt |
| Management And General | $2,966 | ManagementAndGeneralAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt | FundraisingFundraisingAmt |
|---|---|---|---|---|
| Food and entertainment | $34,917,175 | $29,977,491 | $3,545,942 | $1,393,742 |
| Investment Office expen | $17,400,514 | $17,400,514 | ||
| Library books/serials | $12,107,068 | $12,107,068 | ||
| Study-abroad prgm expen | $5,681,619 | $5,681,619 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $13,811,087 | TotalAmt |
| Program Services | $12,488,874 | ProgramServicesAmt |
| Management And General | $973,633 | ManagementAndGeneralAmt |
| Fundraising | $348,580 | FundraisingAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,282,624,046 | TotalAmt |
| Program Services | $1,064,386,711 | ProgramServicesAmt |
| Management And General | $183,636,122 | ManagementAndGeneralAmt |
| Fundraising | $34,601,213 | FundraisingAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $148,564,091 | BOYAmt |
| EOY | $94,259,328 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $197,702,577 | BOYAmt |
| EOY | $307,174,842 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $28,094,360 | BOYAmt |
| EOY | $29,038,588 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $46,007,158 | BOYAmt |
| EOY | $45,925,267 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $10,412,053 | BOYAmt |
| EOY | $10,027,293 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $27,423,159 | BOYAmt |
| EOY | $27,789,112 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $2,007,066,463 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $624,336,310 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,350,191,881 | BOYAmt |
| EOY | $1,382,730,153 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,044,368,089 | BOYAmt |
| EOY | $1,415,665,370 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $7,464,965,715 | BOYAmt |
| EOY | $8,597,286,224 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $11,636,519 | BOYAmt |
| EOY | $9,550,422 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $10,329,365,602 | BOYAmt |
| EOY | $11,919,446,599 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $100,855,572 | BOYAmt |
| EOY | $97,140,306 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $62,248,384 | BOYAmt |
| EOY | $60,820,095 | EOYAmt |
Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $358,973,431 | BOYAmt |
| EOY | $356,252,031 | EOYAmt |
Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $52,946,509 | BOYAmt |
| EOY | $52,280,152 | EOYAmt |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $410,000,000 | BOYAmt |
| EOY | $260,000,000 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,048,206,556 | BOYAmt |
| EOY | $1,231,648,015 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,033,230,452 | BOYAmt |
| EOY | $2,058,140,599 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $3,710,534,611 | BOYAmt |
| EOY | $4,365,744,677 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $3,070,158,894 | BOYAmt |
| EOY | $3,822,007,763 | EOYAmt |
Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,515,441,645 | BOYAmt |
| EOY | $1,673,553,560 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $8,296,135,150 | BOYAmt |
| EOY | $9,861,306,000 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $10,329,365,602 | BOYAmt |
| EOY | $11,919,446,599 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $691,672,401 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | $868,732,166 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | $4,766,283 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | Yes (1) | FederalGrantAuditRequiredInd |
| Federal Grant Audit Performed | Yes (1) | FederalGrantAuditPerformedInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| School | Yes (X) | SchoolInd |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $255,777,059 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $312,978,519 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $252,639,060 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $323,314,461 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $512,128,943 | CurrentTaxYearAmt |
| Total | $1,656,838,042 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $255,777,059 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $312,978,519 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $252,639,060 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $323,314,461 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $512,128,943 | CurrentTaxYearAmt |
| Total | $1,656,838,042 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total170 | $1,656,838,042 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $63,813,579 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $119,388,371 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $110,477,284 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $123,503,535 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $171,385,126 | CurrentTaxYearAmt |
| Total | $588,567,895 | TotalAmt |
Other Income170 OtherIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $3,971,820 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $4,113,600 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $5,754,367 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $5,426,820 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $6,210,565 | CurrentTaxYearAmt |
| Total | $25,477,172 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $2,270,883,109 | TotalSupportAmt |
| Gross Receipts Rltd Activities | $3,556,190,725 | GrossReceiptsRltdActivitiesAmt |
| Public Support CY170 | 0.72960 | PublicSupportCY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Form990 Schedule A Part IV Form990ScheduleAPartIVGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Schedule A, Part II, Line 10, Explanation of Other Income: | FormAndLineReferenceDesc |
| Explanation | Plant Fund Agency ND and Other Misc Revenue - 2009 Amount: $ 3,893,751. 2010 Amount: $ 4,062,746. 2011 Amount: $ 5,535,806. 2012 Amount: $ 5,173,813. 2013 Amount: $ 5,901,241. Gross income from Gaming Activities - 2009 Amount: $ 4,270. 2010 Amount: $ 5,353. 2011 Amount: $ 75,653. 2012 Amount: $ 52,590. 2013 Amount: $ 59,251. Gross Income from Fundraising Events - 2009 Amount: $ 73,799. 2010 Amount: $ 45,501. 2011 Amount: $ 142,908. 2012 Amount: $ 200,417. 2013 Amount: $ 250,073. | ExplanationTxt |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Belongs Afflt Grp | Yes (X) | OrganizationBelongsAffltGrpInd |
| Limited Control Provisions App | Yes (X) | LimitedControlProvisionsAppInd |
Total Direct Lobbying TotalDirectLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $411,080 | FilingOrganizationsTotalAmt |
Total Lobbying Expend TotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $411,080 | FilingOrganizationsTotalAmt |
Other Exempt Purpose Expend OtherExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $1,274,284,790 | FilingOrganizationsTotalAmt |
Total Exempt Purpose Expend TotalExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $1,274,695,870 | FilingOrganizationsTotalAmt |
Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $1,000,000 | FilingOrganizationsTotalAmt |
Grassroots Nontaxable GrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $250,000 | FilingOrganizationsTotalAmt |
Tot Lbbyng Grassroot Mns Non Tx TotLbbyngGrassrootMnsNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Tot Lbby Expend Mns Lbbyng Non Tx TotLbbyExpendMnsLbbyngNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus1 | $1,000,000 | CurrentYearMinus1Amt |
| Current Year | $1,000,000 | CurrentYearAmt |
| Total | $2,000,000 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $3,000,000 | LobbyingCeilingAmt |
Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus1 | $356,017 | CurrentYearMinus1Amt |
| Current Year | $411,080 | CurrentYearAmt |
| Total | $767,097 | TotalAmt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Part II-A, Line 2 | FormAndLineReferenceDesc |
| Explanation | The University of Notre Dame filed Form 5768 (election under section 501(h)) for the fiscal year ending June 30, 2013 and all subsequent tax years and this election was not revoked at any time subsequently. | ExplanationTxt |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Donor Advised Funds Held | 32 | DonorAdvisedFundsHeldCnt |
| Funds And Other Accounts Held | 0 | FundsAndOtherAccountsHeldCnt |
| Donor Advised Funds Contri | $18,364,761 | DonorAdvisedFundsContriAmt |
| Funds And Other Accounts Contri | $0 | FundsAndOtherAccountsContriAmt |
| Donor Advised Funds Grants | $2,330,157 | DonorAdvisedFundsGrantsAmt |
| Funds And Other Accounts Grants | $0 | FundsAndOtherAccountsGrantsAmt |
| Donor Advised Funds Vl EOY | $38,344,926 | DonorAdvisedFundsVlEOYAmt |
| Funds And Other Accounts Vl EOY | $0 | FundsAndOtherAccountsVlEOYAmt |
| Disclosed Org Leg Ctrl | Yes (1) | DisclosedOrgLegCtrlInd |
| Disclosed For Charitable Prps | Yes (1) | DisclosedForCharitablePrpsInd |
Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Revenues Included | $0 | RevenuesIncludedAmt |
| Assets Included | $0 | AssetsIncludedAmt |
Held Works Art HeldWorksArtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Revenues Included | $0 | RevenuesIncludedAmt |
| Assets Included | $0 | AssetsIncludedAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Collection Used Pub Exhibition | Yes (X) | CollectionUsedPubExhibitionInd |
| Coll Used Scholarly Rsrch | Yes (X) | CollUsedScholarlyRsrchInd |
| Collection Used Preservation | Yes (X) | CollectionUsedPreservationInd |
| Coll Used Loan Or Exch Prog | Yes (X) | CollUsedLoanOrExchProgInd |
| Solicited Assets Sale | 0 | SolicitedAssetsSaleInd |
| Agent Trustee Etc | Yes (1) | AgentTrusteeEtcInd |
| Beginning Balance | $201 | BeginningBalanceAmt |
| Additions During Year | $32,484 | AdditionsDuringYearAmt |
| Distributions During Year | $30,925 | DistributionsDuringYearAmt |
| Ending Balance | $1,760 | EndingBalanceAmt |
| Incl Escrow Custodial Acct Liab | 0 | InclEscrowCustodialAcctLiabInd |
CY Endwmt Fund CYEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $6,959,050,707 | BeginningYearBalanceAmt |
| Contributions | $211,220,228 | ContributionsAmt |
| Investment Earnings Or Losses | $1,317,009,930 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $95,629,513 | GrantsOrScholarshipsAmt |
| Other Expenditures | $202,554,930 | OtherExpendituresAmt |
| End Year Balance | $8,189,096,422 | EndYearBalanceAmt |
CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $6,444,598,397 | BeginningYearBalanceAmt |
| Contributions | $109,051,302 | ContributionsAmt |
| Investment Earnings Or Losses | $725,521,322 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $90,722,736 | GrantsOrScholarshipsAmt |
| Other Expenditures | $229,397,578 | OtherExpendituresAmt |
| End Year Balance | $6,959,050,707 | EndYearBalanceAmt |
CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $6,383,343,071 | BeginningYearBalanceAmt |
| Contributions | $162,550,384 | ContributionsAmt |
| Investment Earnings Or Losses | $177,082,485 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $85,386,397 | GrantsOrScholarshipsAmt |
| Other Expenditures | $192,991,146 | OtherExpendituresAmt |
| End Year Balance | $6,444,598,397 | EndYearBalanceAmt |
CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $5,340,685,012 | BeginningYearBalanceAmt |
| Contributions | $167,659,430 | ContributionsAmt |
| Investment Earnings Or Losses | $1,115,963,818 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $80,194,525 | GrantsOrScholarshipsAmt |
| Other Expenditures | $160,770,664 | OtherExpendituresAmt |
| End Year Balance | $6,383,343,071 | EndYearBalanceAmt |
CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $4,920,742,718 | BeginningYearBalanceAmt |
| Contributions | $135,156,367 | ContributionsAmt |
| Investment Earnings Or Losses | $525,883,589 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $75,825,598 | GrantsOrScholarshipsAmt |
| Other Expenditures | $165,272,064 | OtherExpendituresAmt |
| End Year Balance | $5,340,685,012 | EndYearBalanceAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated Balance EOY | 0.38300 | BoardDesignatedBalanceEOYPct |
| Prmnnt Endowment Balance EOY | 0.20100 | PrmnntEndowmentBalanceEOYPct |
| Term Endowment Balance EOY | 0.41600 | TermEndowmentBalanceEOYPct |
| Endowments Held Unrelated Org | 0 | EndowmentsHeldUnrelatedOrgInd |
| Endowments Held Related Org | 0 | EndowmentsHeldRelatedOrgInd |
Land LandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | $9,300,000 | InvestmentCostOrOtherBasisAmt |
| Other Cost Or Other Basis | $24,337,213 | OtherCostOrOtherBasisAmt |
| Book Value | $33,637,213 | BookValueAmt |
Buildings BuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | $55,539,041 | InvestmentCostOrOtherBasisAmt |
| Other Cost Or Other Basis | $1,469,138,286 | OtherCostOrOtherBasisAmt |
| Depreciation | $419,112,857 | DepreciationAmt |
| Book Value | $1,105,564,470 | BookValueAmt |
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $13,690,051 | OtherCostOrOtherBasisAmt |
| Depreciation | $3,130,119 | DepreciationAmt |
| Book Value | $10,559,932 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | $362,972 | InvestmentCostOrOtherBasisAmt |
| Other Cost Or Other Basis | $270,280,351 | OtherCostOrOtherBasisAmt |
| Depreciation | $139,487,791 | DepreciationAmt |
| Book Value | $131,155,532 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | $2,525,065 | InvestmentCostOrOtherBasisAmt |
| Other Cost Or Other Basis | $161,893,484 | OtherCostOrOtherBasisAmt |
| Depreciation | $62,605,543 | DepreciationAmt |
| Book Value | $101,813,006 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $1,382,730,153 | TotalBookValueLandBuildingsAmt |
Financial Derivatives FinancialDerivativesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Book Value | $2,178,359 | BookValueAmt |
| Method Valuation | F | MethodValuationCd |
Closely Held Equity Interests CloselyHeldEquityInterestsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Book Value | $72,275,246 | BookValueAmt |
| Method Valuation | F | MethodValuationCd |
Other Securities OtherSecuritiesGrp (9 entries)
| DescDesc | Book ValueBookValueAmt | Method ValuationMethodValuationCd |
|---|---|---|
| Other short term investments | $100,585,812 | F |
| Public equities: U.S. | $460,802,050 | F |
| Public equities: Non U.S. | $1,228,921,483 | F |
| Public equities: Long- short strategies | $1,139,693,111 | F |
| Fixed income securities | $375,432,317 | F |
| Marketable alternatives | $1,179,157,686 | F |
| Private equity | $2,700,907,581 | F |
| Real estate and other real assets | $1,252,888,393 | F |
| Defined benefit pension plan assets | $84,444,186 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $8,597,286,224 | TotalBookValueSecuritiesAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (11 entries)
| DescDesc | AmtAmt |
|---|---|
| Short-term borrowing | $143,038,000 |
| Refundable advances | $22,787,091 |
| Liabilities associated with investments | $745,785,419 |
| Obligations under split-interest agreements | $121,979,475 |
| Conditional asset retirement obligations | $24,813,003 |
| Pension and other postretirement benefit obligations | $107,679,833 |
| Government advances for student loans | $29,670,261 |
| Debt-related derivative instruments | $11,921,576 |
| Student organization funds and other deposits | $7,755,406 |
| Self-insurance reserves | $8,090,197 |
| Other liabilities | $8,127,754 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $1,231,648,015 | TotalLiabilityAmt |
| Total Rev Etc Audited Fincl Stmt | $2,572,889,569 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | $868,732,166 | NetUnrealizedGainsInvstAmt |
| Other Revenue | -$232,497,655 | OtherRevenueAmt |
| Revenue Not Reported | $636,234,511 | RevenueNotReportedAmt |
| Revenue Subtotal | $1,936,655,058 | RevenueSubtotalAmt |
| Investment Expenses Not Incld | $38,381,242 | InvestmentExpensesNotIncldAmt |
| Other Revenues Not Included | -$739,853 | OtherRevenuesNotIncludedAmt |
| Revenue Not Reported Fincl Stmt | $37,641,389 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $1,974,296,447 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $1,007,718,718 | TotExpnsEtcAuditedFinclStmtAmt |
| Other Expenses Included | $739,853 | OtherExpensesIncludedAmt |
| Expenses Not Reported | $739,853 | ExpensesNotReportedAmt |
| Expenses Subtotal | $1,006,978,865 | ExpensesSubtotalAmt |
| Investment Expenses Not Incld2 | $38,381,242 | InvestmentExpensesNotIncld2Amt |
| Other Expenses Not Included | $237,263,939 | OtherExpensesNotIncludedAmt |
| Expenses Not Rpt Fincl Stmt | $275,645,181 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $1,282,624,046 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (9 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part III, Line 1a: | The University does not capitalize the cost of library books, nor the cost or fair value of its art collection. The latter is held for exhibition and educational purposes only and not for financial gain. |
| Part III, Line 4: | The Snite Museum of Art maintains a collection of over 27,000 original works of art which are utilized for exhibition, teaching, research and educational outreach programs. |
| Part IV, Line 1b: | Interest on Lawyer Trust Accounts (IOLTA) - The University of Notre Dame's Legal Aid Clinic opened a custodial bank account on 11/8/01. The purpose of the account is to hold client's funds in trust. The interest earned on the funds are remitted to the IN Bar Foundation and used to pay for filing fees, fees for medical records, and recording and various court fees for clients with limited financial means. |
| Part V, Line 4: | Endowment distributions are used to fund a variety of operational needs, including scholarships and fellowships, faculty chairs, academic programs, libraries, other endowment programs and general operations. |
| Part XI, Line 2d - Other Adjustments: | Tuition scholarships and fellowships -233,080,079. Room & board discounts -4,183,860. Net gain/(loss) on debt-related derivative instruments -6,560,040. Net pension and postretirement benefits-related changes -9,866,785. Change in value of split-interest agreements 19,560,450. Other non-operating changes in net assets 1,632,659. |
| Part XI, Line 4b - Other Adjustments: | Direct expenses of fundraising events -739,130. Direct expenses from gaming activities -723. |
| Part XII, Line 2d - Other Adjustments: | Direct expenses from fundraising events 739,130. Direct expenses from gaming activities 723. |
| Part XII, Line 4b - Other Adjustments: | Tuition scholarships and fellowships 233,080,079. Room & board discounts 4,183,860. |
| Part X | The University recognizes asset retirement obligations when incurred. A discounting technique is used to calculate the present value of the capitalized asset retirement costs and the related obligation. Asset retirement costs are depreciated over the estimated remaining useful life of the related asset and the asset retirement obligation is accreted annually to the current present value. Upon settlement of an obligation, any difference between the retirement obligation and the cost to settle is recognized as a gain or loss in the consolidated statement of changes in unrestricted net assets. The University's conditional asset retirement obligations relate primarily to asbestos remediation and will be settled upon undertaking associated renovation projects. |
Schedule E IRS990ScheduleE
| Field | Value | IRS element (for citing) |
|---|---|---|
| Nondiscriminatory Policy Stmt | Yes (1) | NondiscriminatoryPolicyStmtInd |
| Policy Stmt In Brochures Etc | Yes (1) | PolicyStmtInBrochuresEtcInd |
| Plcy Pblczd Via Broadcast Media | Yes (1) | PlcyPblczdViaBroadcastMediaInd |
| Maintain Racial Comp Recs | Yes (1) | MaintainRacialCompRecsInd |
| Maintain Scholarships Recs | Yes (1) | MaintainScholarshipsRecsInd |
| Maintain Cpy Of Brochures Etc | Yes (1) | MaintainCpyOfBrochuresEtcInd |
| Maintain Cpy Of All Sol | Yes (1) | MaintainCpyOfAllSolInd |
| Discriminate Race Stdnts Rghts | 0 | DiscriminateRaceStdntsRghtsInd |
| Discriminate Race Admiss Plcy | 0 | DiscriminateRaceAdmissPlcyInd |
| Discriminate Race Emplm Fculty | 0 | DiscriminateRaceEmplmFcultyInd |
| Discriminate Race Schs | 0 | DiscriminateRaceSchsInd |
| Discriminate Race Educ Plcy | 0 | DiscriminateRaceEducPlcyInd |
| Discriminate Race Use Of Fclts | 0 | DiscriminateRaceUseOfFcltsInd |
| Discriminate Race Athlt Prog | 0 | DiscriminateRaceAthltProgInd |
| Discriminate Race Other Acty | 0 | DiscriminateRaceOtherActyInd |
| Government Financial Aid Rcvd | Yes (1) | GovernmentFinancialAidRcvdInd |
| Government Financial Aid Rvkd | 0 | GovernmentFinancialAidRvkdInd |
| Compliance With Rev Proc7550 | Yes (1) | ComplianceWithRevProc7550Ind |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Schedule E, Part I, Line 3 | The University nondiscrimination policy is disclosed in the Admission Policies and Procedures Handbook given to each student. The University draws students nationally and internationally and enrolls meaningful numbers of minority students. |
| Schedule E, Part I, Line 6 | The University receives financial assistance from various governmental agencies within the Federal Government and local jurisdictions. The governmental grants and contracts support certain research projects and student financial aid. |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Account Activities Outside US AccountActivitiesOutsideUSGrp (71 entries)
| RegionRegionTxt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Region Total ExpendituresRegionTotalExpendituresAmt | OfficesOfficesCnt | EmployeeEmployeeCnt | Specific Services ProvidedSpecificServicesProvidedTxt |
|---|---|---|---|---|---|
| Central America and the Caribbean | Investments | $3,502,316,587 | |||
| East Asia and the Pacific | Investments | $52,565,065 | |||
| Europe (Including Iceland & Greenland) | Investments | $742,824,613 | |||
| Middle East and North Africa | Investments | $4,565,242 | |||
| North America | Investments | $55,563,785 | |||
| South America | Investments | $2,555,373 | |||
| South Asia | Investments | $80,704,020 | |||
| Sub-Saharan Africa | Investments | $187,507,188 | |||
| East Asia and the Pacific | Program Services | $2,370,976 | 1 | 4 | International Study Program |
| Europe (Including Iceland & Greenland) | Program Services | $18,330,156 | 4 | 72 | International Study Program |
| Middle East and North Africa | Program Services | $993,385 | 2 | International Study Program | |
| North America | Program Services | $265,155 | 1 | International Study Program | |
| Russia and Neighboring States | Program Services | $2,025 | International Study Program | ||
| South America | Program Services | $822,798 | 1 | 4 | International Study Program |
| South Asia | Program Services | $18,454 | International Study Program | ||
| Sub-Saharan Africa | Program Services | $72,918 | International Study Program | ||
| Central America and the Caribbean | Investment Operations | $1,191,641 | |||
| East Asia and the Pacific | Investment Operations | $139,890 | |||
| Europe (Including Iceland & Greenland) | Investment Operations | $817,048 | |||
| Middle East and North Africa | Investment Operations | $15,056 | |||
| North America | Investment Operations | $2,374 | |||
| South America | Investment Operations | $16,737 | |||
| South Asia | Investment Operations | $9,341 | |||
| Sub-Saharan Africa | Investment Operations | $3,071,841 | |||
| Central America and the Caribbean | Program Services | $57,037 | Auxillary Enterprises | ||
| Central America and the Caribbean | Program Services | $120,040 | Instruction | ||
| Central America and the Caribbean | Program Services | $7,435 | Management & General | ||
| Central America and the Caribbean | Program Services | $183,954 | 2 | 5 | Other |
| Central America and the Caribbean | Program Services | $2,604,288 | Research | ||
| East Asia and the Pacific | Program Services | $16,500 | Auxillary Enterprises | ||
| East Asia and the Pacific | Program Services | $429,536 | Instruction | ||
| East Asia and the Pacific | Program Services | $76,741 | Management & General | ||
| East Asia and the Pacific | Program Services | $264,923 | Other | ||
| East Asia and the Pacific | Program Services | $205,203 | Research | ||
| Europe (Including Iceland & Greenland) | Program Services | $180,637 | Auxillary Enterprises | ||
| Europe (Including Iceland & Greenland) | Program Services | $2,337,307 | 16 | Instruction | |
| Europe (Including Iceland & Greenland) | Program Services | $517,036 | 1 | Management & General | |
| Europe (Including Iceland & Greenland) | Program Services | $990,798 | Other | ||
| Europe (Including Iceland & Greenland) | Program Services | $1,846,523 | 3 | Research | |
| Middle East and North Africa | Program Services | $81,419 | Instruction | ||
| Middle East and North Africa | Program Services | $8,112 | Management & General | ||
| Middle East and North Africa | Program Services | $321,121 | Other | ||
| Middle East and North Africa | Program Services | $43,178 | Research | ||
| North America | Program Services | $50,434 | Auxillary Enterprises | ||
| North America | Program Services | $230,709 | Instruction | ||
| North America | Program Services | $20,475 | Management & General | ||
| North America | Program Services | $101,867 | Other | ||
| North America | Program Services | $142,445 | Research | ||
| Russia and Neighboring States | Program Services | $19,619 | Instruction | ||
| Russia and Neighboring States | Program Services | $3,876 | Other | ||
| Russia and Neighboring States | Program Services | $14,634 | Research | ||
| South America | Program Services | $2,600 | Auxillary Enterprises | ||
| South America | Program Services | $274,316 | 1 | Instruction | |
| South America | Program Services | $10,374 | Management & General | ||
| South America | Program Services | $235,012 | 1 | Other | |
| South America | Program Services | $76,640 | Research | ||
| South Asia | Program Services | $75,288 | Instruction | ||
| South Asia | Program Services | $11,062 | Management & General | ||
| South Asia | Program Services | $27,001 | Other | ||
| South Asia | Program Services | $231,026 | Research | ||
| Sub-Saharan Africa | Program Services | $84,399 | Auxilliary Enterprises | ||
| Sub-Saharan Africa | Program Services | $302,285 | 1 | Instruction | |
| Sub-Saharan Africa | Program Services | $41,579 | Management & General | ||
| Sub-Saharan Africa | Program Services | $106,379 | Other | ||
| Sub-Saharan Africa | Program Services | $629,436 | 1 | 21 | Research |
| Central America and the Caribbean | Fundraising | $4,980 | |||
| East Asia and the Pacific | Fundraising | $20,389 | |||
| Europe (Including Iceland & Greenland) | Fundraising | $50,124 | |||
| North America | Fundraising | $6,642 | |||
| South America | Fundraising | $8,769 | |||
| South Asia | Fundraising | $8,051 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 0 | SubtotalOfficesCnt |
| Subtotal Employees | 0 | SubtotalEmployeesCnt |
| Continutation Total Office | 9 | ContinutationTotalOfficeCnt |
| Continutation Total Employee | 132 | ContinutationTotalEmployeeCnt |
| Total Office | 9 | TotalOfficeCnt |
| Total Employee | 132 | TotalEmployeeCnt |
| Subtotal Spent | $4,628,601,873 | SubtotalSpentAmt |
| Continuation Spent | $41,221,994 | ContinuationSpentAmt |
| Total Spent | $4,669,823,867 | TotalSpentAmt |
Grants To Org Outside US GrantsToOrgOutsideUSGrp (25 entries)
| RegionRegionTxt | Purpose Of GrantPurposeOfGrantTxt | Cash GrantCashGrantAmt | Manner Of Cash DisbursementMannerOfCashDisbursementTxt |
|---|---|---|---|
| Sub-Saharan Africa | See Footnote 2, Part V | $54,399 | Check/Wire |
| Central America and the Caribbean | See Footnote 2, Part V | $393,849 | Check/Wire |
| Sub-Saharan Africa | See Footnote 2, Part V | $7,500 | Check/Wire |
| Central America and the Caribbean | See Footnote 2, Part V | $1,674,974 | Check/Wire |
| Europe (Including Iceland & Greenland) | See Footnote 2, Part V | $49,017 | Check/Wire |
| Europe (Including Iceland & Greenland) | See Footnote 2, Part V | $340,762 | Check/Wire |
| Europe (Including Iceland & Greenland) | See Footnote 2, Part V | $48,856 | Check/Wire |
| Sub-Saharan Africa | See Footnote 2, Part V | $117,443 | Check/Wire |
| Central America and the Caribbean | See Footnote 2, Part V | $80,500 | Check/Wire |
| Central America and the Caribbean | See Footnote 2, Part V | $441,837 | Check/Wire |
| Europe (Including Iceland & Greenland) | See Footnote 2, Part V | $227,950 | Check/Wire |
| South Asia | See Footnote 2, Part V | $111,800 | Check/Wire |
| South Asia | See Footnote 2, Part V | $12,900 | Check/Wire |
| Europe (Including Iceland & Greenland) | See Footnote 2, Part V | $104,788 | Check/Wire |
| South Asia | See Footnote 2, Part V | $67,861 | Check/Wire |
| Sub-Saharan Africa | See Footnote 2, Part V | $19,500 | Check/Wire |
| Europe (Including Iceland & Greenland) | See Footnote 2, Part V | $186,474 | Check/Wire |
| Europe (Including Iceland & Greenland) | See Footnote 2, Part V | $69,795 | Check/Wire |
| Sub-Saharan Africa | See Footnote 2, Part V | $97,900 | Check/Wire |
| Middle East and North Africa | See Footnote 2, Part V | $300,000 | Check/Wire |
| Sub-Saharan Africa | See Footnote 2, Part V | $74,093 | Check/Wire |
| Europe (Including Iceland & Greenland) | See Footnote 2, Part V | $59,638 | Check/Wire |
| Europe (Including Iceland & Greenland) | See Footnote 2, Part V | $70,654 | Check/Wire |
| North America | See Footnote 2, Part V | $60,830 | Check/Wire |
| Europe (Including Iceland & Greenland) | See Footnote 2, Part V | $27,706 | Check/Wire |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 2 | Total501c3OrgCnt |
| Total Other Org | 23 | TotalOtherOrgCnt |
Foreign Individuals Grants ForeignIndividualsGrantsGrp (11 entries)
| Type Of AssistanceTypeOfAssistanceTxt | RegionRegionTxt | RecipientRecipientCnt | Cash GrantCashGrantAmt | Manner Of Cash DisbursementMannerOfCashDisbursementTxt |
|---|---|---|---|---|
| Housing and Other Assistance | East Asia and the Pacific - | 2 | $4,141 | Check/Wire/Direct Deposit |
| Housing and Other Assistance | Europe (Including Iceland & Greenland) | 5 | $14,027 | Check/Wire/Direct Deposit |
| Housing and Other Assistance | Middle East and North Africa | 2 | $4,552 | Check/Wire/Direct Deposit |
| Prizes and Awards | East Asia and the Pacific | 1 | $50,000 | Check/Wire/Direct Deposit |
| Prizes and Awards | Europe (Including Iceland & Greenland) - | 6 | $241,363 | Check/Wire/Direct Deposit |
| Prizes and Awards | South America - Argentina, Bolivia, Brazil, Chile, Columbia, Ecuador, | 2 | $4,000 | Check/Wire/Direct Deposit |
| Research/Travel Grant | East Asia and the Pacific - | 2 | $14,967 | Check/Wire/Direct Deposit |
| Research/Travel Grant | Europe (Including Iceland & Greenland) - | 27 | $35,743 | Check/Wire/Direct Deposit |
| Research/Travel Grant | North America | 3 | $6,709 | Check/Wire/Direct Deposit |
| Research/Travel Grant | South America | 2 | $2,155 | Check/Wire/Direct Deposit |
| Research/Travel Grant | South Asia | 1 | $700 | Check/Wire/Direct Deposit |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transfer To Foreign Corp | Yes (1) | TransferToForeignCorpInd |
| Interest In Foreign Trust | Yes (1) | InterestInForeignTrustInd |
| Foreign Corp Ownership | Yes (1) | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | Yes (1) | PassiveForeignInvestmestCoInd |
| Foreign Partnership | Yes (1) | ForeignPartnershipInd |
| Boycott Countries | 0 | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part I, Line 2: | All grants made for research activities are initiated by a formal sub-contract executed by both parties. The terms and conditions of each grant contain all the guidelines for invoicing, billing, record retention, audits, etc. Research and Sponsored Programs Accounting ("RSPA") and the Office of Research work in tandem to ensure the guidelines are adhered to. Almost all sub-contracts for research activities are paid on a cost-reimbursement basis. All invoices paid for costs are approved by the Principal Investigator based on completion of work, deliverables met, etc. In addition, RSPA monitors the payments against the total budget to ensure payment is not made above the stipulated ceiling. The University has developed a policy containing guidelines surrounding sub-contracts, some of which were addressed above. This policy can be found at: http://controller.nd.edu/assets/91679/subrecipient_monitoring.pdf The University provides funding to students and other related individuals for research and other activities to support the furtherance of their education. Funds provided are monitored through applications, budgets and a requirement to document the use of funds either prior to the distribution of funds or upon completion of the activity. |
| Part II, Line 1, Column (D) | Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission. |
Schedule G IRS990ScheduleG
Fundraising Event Information FundraisingEventInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | Art & Soul Gala | NameOfEvent1Amt |
| Gross Receipts Event1 | $1,642,125 | GrossReceiptsEvent1Amt |
| Charitable Contri Event1 | $1,552,175 | CharitableContriEvent1Amt |
| Gross Revenue Event1 | $89,950 | GrossRevenueEvent1Amt |
| Cash Prizes Event1 | $0 | CashPrizesEvent1Amt |
| Non Cash Prizes Event1 | $6,005 | NonCashPrizesEvent1Amt |
| Rent Facility Costs Event1 | $122,633 | RentFacilityCostsEvent1Amt |
| Food And Beverage Event1 | $75,210 | FoodAndBeverageEvent1Amt |
| Entertainment Event1 | $38,650 | EntertainmentEvent1Amt |
| Other Direct Expenses Event1 | $151,021 | OtherDirectExpensesEvent1Amt |
| Name Of Event2 | NPC Research Event-Road to Discover | NameOfEvent2Amt |
| Gross Receipts Event2 | $224,902 | GrossReceiptsEvent2Amt |
| Charitable Contri Event2 | $209,802 | CharitableContriEvent2Amt |
| Gross Revenue Event2 | $15,100 | GrossRevenueEvent2Amt |
| Cash Prizes Event2 | $0 | CashPrizesEvent2Amt |
| Non Cash Prizes Event2 | $0 | NonCashPrizesEvent2Amt |
| Rent Facility Costs Event2 | $0 | RentFacilityCostsEvent2Amt |
| Food And Beverage Event2 | $2,793 | FoodAndBeverageEvent2Amt |
| Entertainment Event2 | $0 | EntertainmentEvent2Amt |
| Other Direct Expenses Event2 | $25,144 | OtherDirectExpensesEvent2Amt |
| Other Events Total | 4 | OtherEventsTotalCnt |
| Gross Receipts Other Events | $343,053 | GrossReceiptsOtherEventsAmt |
| Charitable Contri Other Events | $198,030 | CharitableContriOtherEventsAmt |
| Gross Revenue Other Events | $145,023 | GrossRevenueOtherEventsAmt |
| Cash Prizes Other Events | $0 | CashPrizesOtherEventsAmt |
| Non Cash Prizes Other Events | $3,648 | NonCashPrizesOtherEventsAmt |
| Rent Fclty Costs Other Events | $220,076 | RentFcltyCostsOtherEventsAmt |
| Food And Beverage Other Events | $43,991 | FoodAndBeverageOtherEventsAmt |
| Entertainment Other Events | $1,200 | EntertainmentOtherEventsAmt |
| Oth Direct Expnss Other Events | $48,759 | OthDirectExpnssOtherEventsAmt |
| Gross Receipts Total | $2,210,080 | GrossReceiptsTotalAmt |
| Charitable Contributions Tot | $1,960,007 | CharitableContributionsTotAmt |
| Gross Revenue Total Events | $250,073 | GrossRevenueTotalEventsAmt |
| Non Cash Prizes Total Events | $9,653 | NonCashPrizesTotalEventsAmt |
| Rent Fclty Costs Total Events | $342,709 | RentFcltyCostsTotalEventsAmt |
| Food And Beverage Total Events | $121,994 | FoodAndBeverageTotalEventsAmt |
| Entertainment Total Events | $39,850 | EntertainmentTotalEventsAmt |
| Oth Direct Expnss Total Events | $224,924 | OthDirectExpnssTotalEventsAmt |
| Direct Expense Summary Events | $739,130 | DirectExpenseSummaryEventsAmt |
| Net Income Summary | -$489,057 | NetIncomeSummaryAmt |
Gaming Information GamingInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Revenue Other Gaming | $59,251 | GrossRevenueOtherGamingAmt |
| Cash Prizes Other Gaming | $0 | CashPrizesOtherGamingAmt |
| Non Cash Prizes Other Gaming | $288 | NonCashPrizesOtherGamingAmt |
| Rent Fclty Costs Other Gaming | $0 | RentFcltyCostsOtherGamingAmt |
| Oth Direct Expnss Other Gaming | $435 | OthDirectExpnssOtherGamingAmt |
| Volunteer Labor Other Gaming | 0 | VolunteerLaborOtherGamingInd |
| Gross Revenue Total Gaming | $59,251 | GrossRevenueTotalGamingAmt |
| Non Cash Prizes Total Gaming | $288 | NonCashPrizesTotalGamingAmt |
| Oth Direct Expnss Total Gaming | $435 | OthDirectExpnssTotalGamingAmt |
| Direct Expense Summary Gaming | $723 | DirectExpenseSummaryGamingAmt |
| Net Gaming Income Summary | $58,528 | NetGamingIncomeSummaryAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| States Where Gaming Conducted | IN | StatesWhereGamingConductedCd |
| Licensed | Yes (1) | LicensedInd |
| License Suspended Etc | 0 | LicenseSuspendedEtcInd |
| Gaming With Nonmembers | Yes (1) | GamingWithNonmembersInd |
| Member Of Other Entity | 0 | MemberOfOtherEntityInd |
| Gaming Own Facility | 1.00000 | GamingOwnFacilityPct |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Deborah Gabaree Office of General Counsel | BusinessNameLine1 |
Persons With Books US Address PersonsWithBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 203 Main Building | AddressLine1 |
| City | Notre Dame | City |
| State | IN | State |
| ZIP Code | 46556 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct With3rd Prty For Game Rev | 0 | CntrctWith3rdPrtyForGameRevInd |
Gaming Manager Business Name GamingManagerBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Charitable Distribution Rqr | 0 | CharitableDistributionRqrInd |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable (143 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Recipient EINRecipientEIN | IRC SectionIRCSectionDesc | Cash GrantCashGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Non Cash AssistanceNonCashAssistanceAmt | Non Cash AssistanceNonCashAssistanceDesc |
|---|---|---|---|---|---|---|---|---|---|
| Alzheimer's Disease Research Foundation | |||||||||
| 34 Washington Street | Wellesley Hills | MA | 02481 | 522396428 | 501(c)(3) | $250,000 | See Footnote 2, Part IV | ||
| American Cancer Society Inc | |||||||||
| 250 Williams Street NW | Atlanta | GA | 30303 | 131788491 | 501(c)(3) | $11,375 | See Footnote 2, Part IV | ||
| Ara Parseghian Medical Research Foundation | |||||||||
| 5050 North Via De La Granja | Tucson | AZ | 857187407 | 860775966 | 501(c)(3) | $200,000 | See Footnote 2, Part IV | ||
| Basis Policy Research LLC | |||||||||
| Ste 103-296 9650 Strickland Rd | Raleigh | NC | 276151902 | 270475968 | $77,687 | See Footnote 2, Part IV | |||
| Battelle | |||||||||
| Post Office Box 84391 | Seattle | WA | 981245691 | 314379427 | 501(c)(3) | $142,473 | See Footnote 2, Part IV | ||
| Beatitudes Campus of Care | |||||||||
| 1610 W Glendale Ave | Phoenix | AZ | 85021 | 860192846 | 501(c)(3) | $49,000 | See Footnote 2, Part IV | ||
| Blessed Basil Moreau Endowment Trust | |||||||||
| PO Box 774 | Notre Dame | IN | 46556 | 452549946 | 501(c)(3) | $300,000 | See Footnote 2, Part IV | ||
| The Trustees of Boston University | |||||||||
| 25 Buick Street 2nd Floor | Boston | MA | 02215 | 042103547 | 501(c)(3) | $111,467 | See Footnote 2, Part IV | ||
| Boys & Girls Club of St Joseph County Inc | |||||||||
| 315 W Jefferson Blvd | South Bend | IN | 46601 | 351329625 | 501(c)(3) | $7,680 | See Footnote 2, Part IV | ||
| Brigham & Women's Hospital | |||||||||
| Post Office Box 3887 | Boston | MA | 022410001 | 042312909 | 501(c)(3) | $127,425 | See Footnote 2, Part IV | ||
| Brothers of Holy Cross | |||||||||
| 13645 Riverside Drive | Sherman Oaks | CA | 91423 | 954045107 | 501(c)(3) | $37,000 | See Footnote 2, Part IV | ||
| California Institute of Technology | |||||||||
| 1200 East California Boulevard | Pasadena | CA | 911250001 | 951643307 | 501(c)(3) | $60,631 | See Footnote 2, Part IV | ||
| Carnegie Mellon University | |||||||||
| Post Office Box 371032 | Pittsburgh | PA | 152507032 | 250969449 | 501(c)(3) | $224,789 | See Footnote 2, Part IV | ||
| Catholic Church Extension Society of USA | |||||||||
| 150 S Wacker Dr | Chicago | IL | 60606 | 366000520 | 501(c)(3) | $40,000 | See Footnote 2, Part IV | ||
| Catholic University of America | |||||||||
| 620 Michigan Avenue Northeast | Washington | DC | 200640001 | 530196583 | 501(c)(3) | $41,382 | See Footnote 2, Part IV | ||
| Center for the Homeless | |||||||||
| 813 S Michigan Street | South Bend | IN | 46601 | 351768544 | 501(c)(3) | $85,500 | See Footnote 2, Part IV | $278,740 | FMV Rental Waiver |
| Central Michigan University | |||||||||
| Accounting WA 304 | Mount Pleasant | MI | 48859 | 386004447 | State of MI | $112,004 | See Footnote 2, Part IV | ||
| Chicago United Inc | |||||||||
| 300 East Randolph | Chicago | IL | 60601 | 362770509 | 501(c)(3) | $15,000 | See Footnote 2, Part IV | ||
| City of Mishawaka | |||||||||
| 600 East Third Street | Mishawaka | IN | 46544 | 356001115 | City-Mishawaka | $10,522 | See Footnote 2, Part IV | ||
| City of South Bend | |||||||||
| 227 W Jefferson Blvd Suite 1400 | South Bend | IN | 46601 | 356001201 | City-South Bend | $57,871 | See Footnote 2, Part IV | ||
| Cold Spring Harbor Laboratory Association Inc | |||||||||
| PO Box 100 | Cold Spring Harbor | NY | 11724 | 112013303 | 501(c)(3) | $45,000 | See Footnote 2, Part IV | ||
| Colorado School of Mines | |||||||||
| Post Office Box 911911 | Denver | CO | 802911911 | 846000551 | State of CO | $45,620 | See Footnote 2, Part IV | ||
| Congregation of Holy Cross | |||||||||
| Post Office Box 460 | Notre Dame | IN | 46556 | 320344245 | 501(c)(3) | $182,452 | See Footnote 2, Part IV | ||
| Cornell University | |||||||||
| Post Office Box 22 | Ithaca | NY | 148510022 | 150532082 | 501(c)(3) | $73,255 | See Footnote 2, Part IV | ||
| Creative Thermal Solutions | |||||||||
| 2209 Willow Road | Urbana | IL | 618027338 | 200946943 | $24,568 | See Footnote 2, Part IV | |||
| Early Childhood Development Center | |||||||||
| 10 Child Care Center | Notre Dame | IN | 46556 | 351188922 | 501(c)(3) | $200,000 | See Footnote 2, Part IV | ||
| enFocus Inc | |||||||||
| 506 West South Street | South Bend | IN | 466012785 | 455638209 | $420,000 | See Footnote 2, Part IV | |||
| Eye to Eye Foundation | |||||||||
| 106 Acklen Park Dr Apt 1 | Nashville | TN | 37203 | 273238386 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| Fermi National Accelerator Lab | |||||||||
| Post Office Box 500 | Batavia | IL | 605105011 | 571239010 | 501(c)(3) | $183,649 | See Footnote 2, Part IV | ||
| Fischoff National Chamber Music Association | |||||||||
| 303 Brownson Hall | Notre Dame | IN | 46556 | 351650154 | 501(c)(3) | $37,966 | See Footnote 2, Part IV | ||
| Florida State University | |||||||||
| 874 Traditions Way | Tallahassee | FL | 323060001 | 591961248 | State of FL | $166,659 | See Footnote 2, Part IV | ||
| Food for the Poor Inc | |||||||||
| 6401 Lyons Road | Coconut Creek | FL | 33073 | 592174510 | 501(c)(3) | $26,500 | See Footnote 2, Part IV | ||
| Foundation of St Joseph Regional Medical Center | |||||||||
| 837 Cedar Street Suite 350 | South Bend | IN | 46617 | 351654543 | 501(c)(3) | $16,290 | See Footnote 2, Part IV | ||
| Freedom to Learn Illinois | |||||||||
| Post Office Box 227 | Chicago | IL | 60690 | 272479414 | 501(c)(3) | $200,000 | See Footnote 2, Part IV | ||
| Frigon Family Foundation | |||||||||
| PO Box 18 | Maysville | MO | 64469 | 481175423 | 501(c)(3) | $70,000 | See Footnote 2, Part IV | ||
| George Washington University | |||||||||
| 45155 Research Place | Ashburn | VA | 201472692 | 530196584 | 501(c)(3) | $124,835 | See Footnote 2, Part IV | ||
| Georgia Institute of Technology | |||||||||
| 225 North Avenue Northwest | Atlanta | GA | 303320002 | 586002023 | State of GA | $30,000 | See Footnote 2, Part IV | ||
| Georgia Tech Research Corporation | |||||||||
| Post Office Box 100117 | Atlanta | GA | 303840117 | 580603146 | State of GA | $265,947 | See Footnote 2, Part IV | ||
| GFK Custom Research LLC | |||||||||
| Post Office Box 347353 | Pittsburgh | PA | 152514353 | 362948619 | $103,500 | See Footnote 2, Part IV | |||
| Global Citizen Year Inc | |||||||||
| 1625 Clay St | Oakland | CA | 94612 | 263161342 | 501(c)(3) | $35,000 | See Footnote 2, Part IV | ||
| Grand Valley State University | |||||||||
| 234 Lake Michigan Hall | Allendale | MI | 494019401 | 381684280 | State of MI | $25,283 | See Footnote 2, Part IV | ||
| Grassroot Soccer Inc | |||||||||
| PO Box 712 | Norwich | VT | 05055 | 431957920 | 501(c)(3) | $500,000 | See Footnote 2, Part IV | ||
| Hannah's House Inc | |||||||||
| 320 W 4th St | Mishawaka | IN | 46544 | 351871289 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| Harvard University | |||||||||
| 1350 Massachusetts Avenue | Cambridge | MA | 021383800 | 042103580 | 501(c)(3) | $145,745 | See Footnote 2, Part IV | ||
| History of Science Society Inc | |||||||||
| 440 Geddes Hall Univ Notre Dame | Notre Dame | IN | 46556 | 526050324 | 501(c)(3) | $37,105 | See Footnote 2, Part IV | ||
| Holy Cross Foreign Mission Society Inc | |||||||||
| Moreau Seminary Douglas Road | Notre Dame | IN | 46556 | 526044122 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| Holy Trinity Catholic Church | |||||||||
| 1600 Corporate Drive | Ladera Ranch | CA | 92694 | 202747543 | 501(c)(3) | $80,000 | See Footnote 2, Part IV | ||
| IBM | |||||||||
| 500 1st Avenue | Pittsburgh | PA | 152193128 | 130871985 | $193,196 | See Footnote 2, Part IV | |||
| Indiana University | |||||||||
| Post Office Box 66057 | Indianapolis | IN | 462660001 | 356001673 | State of IN | $178,421 | See Footnote 2, Part IV | ||
| Ionic Research Technologies LLC | |||||||||
| Unit 114 1400 East Angela Blvd | South Bend | IN | 466171367 | 452355635 | $37,690 | See Footnote 2, Part IV | |||
| IQE RF LLC | |||||||||
| 265 Davidson Ave Ste 141 | Somerset | NJ | 088734120 | 205236093 | $17,970 | See Footnote 2, Part IV | |||
| Johns Hopkins University | |||||||||
| 12529 Collections Center Drive | Chicago | IL | 606930001 | 520595110 | 501(c)(3) | $118,887 | See Footnote 2, Part IV | ||
| Kelly Cares Foundation | |||||||||
| 1251 N Eddy Street Suite 200 | South Bend | IN | 46617 | 263591070 | 501(c)(3) | $6,404 | See Footnote 2, Part IV | ||
| Latin American Studies Association Inc | |||||||||
| 416 Bellefield Hall | Pittsburgh | PA | 15260 | 520882881 | 501(c)(3) | $11,772 | See Footnote 2, Part IV | ||
| Lehigh University | |||||||||
| 526 Brodhead Avenue | Bethlehem | PA | 180153008 | 240795445 | 501(c)(3) | $105,946 | See Footnote 2, Part IV | ||
| Logan Community Resources Inc | |||||||||
| 1235 North Eddy Street | South Bend | IN | 46617 | 350965639 | 501(c)(3) | $30,000 | See Footnote 2, Part IV | ||
| Loyola University Chicago | |||||||||
| 820 North Michigan Avenue | Chicago | IL | 606112147 | 361408475 | 501(c)(3) | $46,732 | See Footnote 2, Part IV | ||
| Mayo Clinic | |||||||||
| 200 First St SW | Rochester | MN | 55905 | 416011702 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| Michiana Public Broadcasting Corporation | |||||||||
| 300 W Jefferson Blvd | South Bend | IN | 46601 | 351155594 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| Michigan State University | |||||||||
| 426 Auditorium Rm 2 | East Lansing | MI | 488242612 | 386005984 | State of MI | $1,285,728 | See Footnote 2, Part IV | ||
| Mid-Atlantic Technology Research & Innovation Center | |||||||||
| Post Office Box 8396 | South Charleston | WV | 253030396 | 200208597 | 501(c)(3) | $87,900 | See Footnote 2, Part IV | ||
| Misericordia Home | |||||||||
| 6300 North Ridge Ave | Chicago | IL | 60660 | 362170153 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| Montana State University | |||||||||
| Post Office Box 172470 | Bozeman | MT | 597172470 | 816010045 | State of MT | $22,572 | See Footnote 2, Part IV | ||
| MZA Associates Corporation | |||||||||
| Ste 150 2021 Girard Blvd SE | Albuquerque | NM | 871063140 | 850400557 | $106,177 | See Footnote 2, Part IV | |||
| New York Blood Center | |||||||||
| 1200 Prospect Avenue | Westbury | NY | 115902723 | 131949477 | 501(c)(3) | $95,000 | See Footnote 2, Part IV | ||
| NOAA Great Lakes Environmental Research Laboratory | |||||||||
| Post Office Box 979008 | St Louis | MO | 631970001 | 061834875 | Federal | $157,054 | See Footnote 2, Part IV | ||
| Northeast Neighborhood Revitalization Organization | |||||||||
| 803 Lincolnway East | South Bend | IN | 46616 | 352118149 | 501(c)(3) | $150,000 | See Footnote 2, Part IV | ||
| Northeastern University | |||||||||
| 360 Huntington Avenue | Boston | MA | 021155000 | 041679980 | 501(c)(3) | $84,131 | See Footnote 2, Part IV | ||
| Northern Illinois University | |||||||||
| 301 Lowden Hall | DeKalb | IL | 601153080 | 100064401 | State of IL | $45,000 | See Footnote 2, Part IV | ||
| Northern Indiana Historical Society Foundation | |||||||||
| 808 W Washington St | South Bend | IN | 46601 | 310906405 | 501(c)(3) | $9,528 | See Footnote 2, Part IV | ||
| Northern Jet Management | |||||||||
| Post Office Box 888380 | Grand Rapids | MI | 495888380 | 383261631 | $198,778 | See Footnote 2, Part IV | |||
| Northwestern University | |||||||||
| 633 Clark Street Rm G-547 | Evanston | IL | 602080001 | 362167817 | 501(c)(3) | $15,779 | See Footnote 2, Part IV | ||
| Oaklawn Psychiatric Center Inc | |||||||||
| Post Office Box 809 | Goshen | IN | 465270809 | 351070041 | 501(c)(3) | $13,866 | See Footnote 2, Part IV | ||
| Pennsylvania State University | |||||||||
| 227 West Beaver Avenue | State College | PA | 168014842 | 246000376 | State of PA | $738,918 | See Footnote 2, Part IV | ||
| ProPublica Inc | |||||||||
| Floor 23 1 Exchange Plaza | New York | NY | 100063734 | 142007220 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| Purdue University | |||||||||
| 23510 Network Place | Chicago | IL | 606731235 | 356002041 | State of IN | $1,081,038 | See Footnote 2, Part IV | ||
| Regents of the Univ of California at Berkeley | |||||||||
| 2195 Hearst Avenue | Berkeley | CA | 947200001 | 946002123 | State of CA | $631,777 | See Footnote 2, Part IV | ||
| Regents of the Univ of California at Davis | |||||||||
| Post Office Box 989062 | West Sacramento | CA | 957989062 | 946036494 | State of CA | $729,876 | See Footnote 2, Part IV | ||
| Regents of the Univ of California at Irvine | |||||||||
| Biological Sciences III Ste 1400 | Irvine | CA | 926971050 | 952226406 | State of CA | $14,963 | See Footnote 2, Part IV | ||
| Regents of the Univ of California at San Diego | |||||||||
| 9500 Gilman Drive | La Jolla | CA | 920930009 | 956006144 | State of CA | $396,054 | See Footnote 2, Part IV | ||
| Regents of the Univ of California at Santa Barbara | |||||||||
| SAASB Building Room 1212 | Santa Barbara | CA | 931060001 | 956006145 | State of CA | $521,236 | See Footnote 2, Part IV | ||
| Regents of University of Michigan | |||||||||
| Post Office Box 223131 | Pittsburgh | PA | 152512131 | 386006309 | State of MI | $483,997 | See Footnote 2, Part IV | ||
| Rensselaer Polytechnic Inst | |||||||||
| 110 8th Street | Troy | NY | 121803522 | 141340095 | 501(c)(3) | $266,339 | See Footnote 2, Part IV | ||
| Resources for the Future Inc | |||||||||
| 1616 P Street Northwest | Washington | DC | 200361400 | 530220900 | 501(c)(3) | $18,801 | See Footnote 2, Part IV | ||
| Roman Catholic Diocese of Dallas | |||||||||
| 14032 Dennis Lane | Farmers Branch | TX | 75234 | 750800637 | 501(c)(3) | $50,000 | See Footnote 2, Part IV | ||
| Ronald McDonald House Charities of Michiana Inc | |||||||||
| 615 N Michigan St 3rd Floor | South Bend | IN | 46601 | 351831691 | 501(c)(3) | $7,500 | See Footnote 2, Part IV | ||
| Saint Michael's College | |||||||||
| 1 Winooski Park | Colchester | VT | 054391000 | 030179403 | 501(c)(3) | $14,755 | See Footnote 2, Part IV | ||
| Sisters of Holy Cross Inc | |||||||||
| 407 Bertrand Hall | Notre Dame | IN | 46556 | 350868159 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| Social Science Research Council | |||||||||
| One Pierrepont Plaza 15th Floor | Brooklyn | NY | 11201 | 131325070 | 501(c)(3) | $106,402 | See Footnote 2, Part IV | ||
| South Africa Partners Inc | |||||||||
| 89 South Street | Boston | MA | 02111 | 043396641 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| South Bend Medical Foundation Inc | |||||||||
| 530 N Lafayette Blvd | South Bend | IN | 466011098 | 350868178 | 501(c)(3) | $62,500 | See Footnote 2, Part IV | ||
| South Bend Symphony Orchestra Association Inc | |||||||||
| 127 N Michigan St | South Bend | IN | 46601 | 356042189 | 501(c)(3) | $42,398 | See Footnote 2, Part IV | ||
| South Carolina Research Foundation | |||||||||
| Post Office Box 751475 | Charlotte | NC | 282751475 | 570967350 | State of SC | $152,382 | See Footnote 2, Part IV | ||
| South Dakota Science & Technology Authority | |||||||||
| 630 East Summit Street | Lead | SD | 577541700 | 841637203 | State of SD | $66,926 | See Footnote 2, Part IV | ||
| Southern Methodist University | |||||||||
| Post Office Box 750259 | Dallas | TX | 752750001 | 750800689 | 501(c)(3) | $82,162 | See Footnote 2, Part IV | ||
| Special Camps for Special Kids | |||||||||
| 2824 Swiss Ave | Dallas | TX | 75204 | 752205242 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| St Ann Catholic Church | |||||||||
| 310 North Olive Ave | West Palm Beach | FL | 33401 | 596001732 | 501(c)(3) | $35,000 | See Footnote 2, Part IV | ||
| St Margaret's House | |||||||||
| 117 N Lafayette Blvd | South Bend | IN | 46601 | 351913328 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| St Mary's College | |||||||||
| 110 LeMans Hall | Notre Dame | IN | 46556 | 350868158 | 501(c)(3) | $125,000 | See Footnote 2, Part IV | ||
| St Matthias Apostle School | |||||||||
| 9475 Annapolis Rd | Lanham | MD | 20706 | 520780162 | 501(c)(3) | $6,500 | See Footnote 2, Part IV | ||
| St Joseph County | |||||||||
| 227 W Jefferson Blvd 7th Floor | South Bend | IN | 46601 | 356000194 | County-St. Joe | $35,775 | See Footnote 2, Part IV | ||
| St Louis Art Museum Foundation | |||||||||
| 1 Fine Arts Drive | Saint Louis | MO | 63110 | 431374479 | 501(c)(3) | $25,000 | See Footnote 2, Part IV | ||
| St Peter Claver Regional Catholic School | |||||||||
| 2560 Tilson Rd | Decatur | GA | 30032 | 581918801 | 501(c)(3) | $9,000 | See Footnote 2, Part IV | ||
| Stanford University | |||||||||
| Post Office Box 44253 | San Francisco | CA | 941440001 | 941156365 | 501(c)(3) | $275,418 | See Footnote 2, Part IV | ||
| The Fdn for the Center for Hospice and Palliative Care Inc | |||||||||
| 111 Sunnybrook Court | South Bend | IN | 46637 | 310952866 | 501(c)(3) | $9,500 | See Footnote 2, Part IV | ||
| The Nature Conservancy | |||||||||
| 101 East Grand River Avenue | Lansing | MI | 489064374 | 530242652 | 501(c)(3) | $162,984 | See Footnote 2, Part IV | ||
| The Ohio State University | |||||||||
| 1960 Kenny Road | Columbus | OH | 432101016 | 316025986 | State of OH | $755,217 | See Footnote 2, Part IV | ||
| TriQuint Semiconductor Texas LLC | |||||||||
| Post Office Box 198479 | Atlanta | GA | 303848479 | 752740940 | $9,034 | See Footnote 2, Part IV | |||
| Trustees of Purdue University | |||||||||
| PO Box 4466 | Lafayette | IN | 47903 | 352019459 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| United Way of Greater St Louis | |||||||||
| 910 N 11th Street | Saint Louis | MO | 63101 | 430714167 | 501(c)(3) | $100,000 | See Footnote 2, Part IV | ||
| United Way of St Joseph County Inc | |||||||||
| 3517 E Jefferson Blvd | South Bend | IN | 46615 | 351063368 | 501(c)(3) | $25,000 | See Footnote 2, Part IV | ||
| US Forest Service | |||||||||
| Post Office Box 301550 | Los Angeles | CA | 900301550 | 720564834 | Federal | $11,759 | See Footnote 2, Part IV | ||
| UGA Research Foundation Inc | |||||||||
| 279 Williams Street | Athens | GA | 306051746 | 581353149 | State of GA | $102,493 | See Footnote 2, Part IV | ||
| University of Alabama | |||||||||
| Box 870135 | Tuscaloosa | AL | 354870135 | 636001138 | State of AL | $13,428 | See Footnote 2, Part IV | ||
| University of Chicago | |||||||||
| 6054 South Drexel Avenue | Chicago | IL | 606372612 | 362177139 | 501(c)(3) | $314,623 | See Footnote 2, Part IV | ||
| University of Houston | |||||||||
| Post Office Box 988 | Houston | TX | 770010988 | 746001399 | State of TX | $123,785 | See Footnote 2, Part IV | ||
| University of Illinois | |||||||||
| Post Office Box 4610 | Springfield | IL | 627084610 | 376000511 | State of IL | $220,646 | See Footnote 2, Part IV | ||
| Univ of Kentucky Research Foundation | |||||||||
| Post Office Box 931113 | Cleveland | OH | 441930001 | 616033693 | State of KY | $38,598 | See Footnote 2, Part IV | ||
| University of Maryland | |||||||||
| 4101 Chesapeake Building | College Park | MD | 207420001 | 526002033 | State of MD | $36,162 | See Footnote 2, Part IV | ||
| University of Memphis | |||||||||
| Post Office Box 1000 | Memphis | TN | 381480001 | 620648618 | State of TN | $80,726 | See Footnote 2, Part IV | ||
| University of Minnesota | |||||||||
| Post Office Box 1450 | Minneapolis | MN | 554855957 | 416007513 | State of MN | $114,036 | See Footnote 2, Part IV | ||
| University of Missouri-Columbia | |||||||||
| Post Office Box 807012 | Kansas City | MO | 641807012 | 436003859 | State of MO | $22,269 | See Footnote 2, Part IV | ||
| University of New Mexico | |||||||||
| 1 University of New Mexico | Albuquerque | NM | 871310001 | 856000642 | State of NM | $204,705 | See Footnote 2, Part IV | ||
| University of North Carolina-Chapel Hill | |||||||||
| Post Office Box 402420 | Atlanta | GA | 303842420 | 566001393 | State of NC | $28,978 | See Footnote 2, Part IV | ||
| University of North Carolina-Wilmington | |||||||||
| 601 South College Road | Wilmington | NC | 284033201 | 561258660 | State of NC | $11,423 | See Footnote 2, Part IV | ||
| University of Northern Iowa | |||||||||
| Office of Business Operations | Cedar Falls | IA | 506140001 | 426004333 | State of IA | $82,119 | See Footnote 2, Part IV | ||
| University of Oregon | |||||||||
| Post Office Box 3237 | Eugene | OR | 974030237 | 481278531 | State of OR | $32,127 | See Footnote 2, Part IV | ||
| University of Tennessee | |||||||||
| 210 Student Services Building | Knoxville | TN | 379960001 | 626001636 | State of TN | $17,858 | See Footnote 2, Part IV | ||
| University of Texas at Austin | |||||||||
| Post Office Box 7159 | Austin | TX | 787137159 | 746000203 | State of TX | $242,687 | See Footnote 2, Part IV | ||
| University of Texas at Tyler | |||||||||
| 3900 University Blvd | Tyler | TX | 757016699 | 751396988 | State of TX | $16,766 | See Footnote 2, Part IV | ||
| University of Texas at Dallas | |||||||||
| 800 West Campbell Road | Richardson | TX | 750803021 | 751305566 | State of TX | $711,705 | See Footnote 2, Part IV | ||
| University of Toledo | |||||||||
| Post Office Box 72327 | Cleveland | OH | 441920002 | 346401483 | State of OH | $65,707 | See Footnote 2, Part IV | ||
| University of Utah | |||||||||
| 201 Presidents Circle | Salt Lake City | UT | 841129020 | 876000525 | State of UT | $456,983 | See Footnote 2, Part IV | ||
| University of Virginia | |||||||||
| Post Office Box 400195 | Charlottesville | VA | 229044195 | 546001796 | State of VA | $122,257 | See Footnote 2, Part IV | ||
| University of Washington | |||||||||
| 12455 Collections Drive | Chicago | IL | 606930001 | 916001537 | State of WA | $124,690 | See Footnote 2, Part IV | ||
| University of Wyoming | |||||||||
| Post Office Box 3355 | Laramie | WY | 820712001 | 836000331 | State of WY | $62,384 | See Footnote 2, Part IV | ||
| Utah State University | |||||||||
| 2400 Old Main Hill | Logan | UT | 843222400 | 876000528 | State of UT | $20,473 | See Footnote 2, Part IV | ||
| V Foundation for Cancer Research | |||||||||
| 106 Towerview Court | Cary | NC | 27513 | 133705951 | 501(c)(3) | $10,000 | See Footnote 2, Part IV | ||
| Virginia Tech | |||||||||
| 227 Burrus Hall | Blacksburg | VA | 240610001 | 546001805 | State of VA | $57,076 | See Footnote 2, Part IV | ||
| Wellfield Botanic Gardens Inc | |||||||||
| 1011 N Main St | Elkhart | IN | 46514 | 201642142 | 501(c)(3) | $25,000 | See Footnote 2, Part IV | ||
| Western Michigan University | |||||||||
| 1903 West Michigan Avenue | Kalamazoo | MI | 490085200 | 386007327 | State of MI | $5,700 | See Footnote 2, Part IV | ||
| Women's Care Center Inc | |||||||||
| 360 N Notre Dame Avenue | South Bend | IN | 46617 | 351609945 | 501(c)(3) | $60,000 | See Footnote 2, Part IV | ||
| Wright State University | |||||||||
| 3640 Colonel Glenn Highway | Dayton | OH | 454350002 | 310732831 | State of OH | $148,093 | See Footnote 2, Part IV | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 133 | Total501c3OrgCnt |
| Total Other Org | 10 | TotalOtherOrgCnt |
Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (5 entries)
| Grant TypeGrantTypeTxt | RecipientRecipientCnt | Cash GrantCashGrantAmt |
|---|---|---|
| Tuition Scholarships, Fellowships, and Room and Board Discounts | 7675 | $237,263,939 |
| Athletics Grant-in-Aid | 368 | $1,200,964 |
| Housing and Other Assistance | 425 | $534,233 |
| Prizes and Awards | 691 | $852,233 |
| Research and Travel Grants | 3521 | $3,681,701 |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part I, Line 2: | All grants made for research activities are initiated by a formal sub-contract executed by both parties. The terms and conditions of each grant contain all the guidelines for invoicing, billing, record retention, audits, etc. Research and Sponsored Programs Accounting ("RSPA") and the Office of Research work in tandem to ensure the guidelines are adhered to. Almost all sub-contracts for research activities are paid on a cost-reimbursement basis. All invoices paid for costs are approved by the Principal Investigator based on completion of work, deliverables met, etc. In addition, RSPA monitors the payments against the total budget to ensure payment is not made above the stipulated ceiling. The University has developed a policy containing guidelines surrounding sub-contracts, some of which were addressed above. This policy can be found at: http://controller.nd.edu/assets/91679/subrecipient_monitoring.pdf Charitable Organizations that receive contributions from the University are carefully selected and require documentation to support the University's interest in the organization to ensure consistency with the core values of the University. Charitable contributions also require the approval of the Executive Vice President, except for charitable contributions made through the DAF Program. The University provides funding to students and other related individuals for research and other activities to support the furtherance of their education. Funds provided are monitored through applications, budgets and a requirement to document the use of funds either prior to the distribution of funds or upon completion of the activity. |
| Part II, Line 1, Column (h): | Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission. |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | Yes (X) | FirstClassOrCharterTravelInd |
| Travel For Companions | Yes (X) | TravelForCompanionsInd |
| Idemnification Gross Up Pmts | Yes (X) | IdemnificationGrossUpPmtsInd |
| Housing Allowance Or Residence | Yes (X) | HousingAllowanceOrResidenceInd |
| Club Dues Or Fees | Yes (X) | ClubDuesOrFeesInd |
| Written Policy Ref T And E Expnss | Yes (1) | WrittenPolicyRefTAndEExpnssInd |
| Substantiation Required | Yes (1) | SubstantiationRequiredInd |
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | Yes (1) | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | Yes (1) | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | Yes (1) | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | 0 | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | 0 | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (20 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| John F Affleck-Graves PhD | ||||||||||||||
| Executive VP & Trustee | $567,895 | $0 | $0 | $0 | $34,561 | $0 | $138,500 | $0 | $20,250 | $0 | $761,206 | $0 | $0 | $0 |
| Rev John I Jenkins CSC PhD | ||||||||||||||
| President & Trustee | $658,694 | $0 | $0 | $0 | $65,975 | $0 | $0 | $0 | $231,724 | $0 | $956,393 | $0 | $0 | $0 |
| Thomas G Burish PhD | ||||||||||||||
| Provost & Trustee | $425,505 | $0 | $0 | $0 | $19,678 | $0 | $294,488 | $0 | $20,015 | $0 | $759,686 | $0 | $0 | $0 |
| Rev Timothy R Scully CSCPhD | ||||||||||||||
| Trustee | $154,610 | $0 | $0 | $0 | $15,567 | $0 | $0 | $0 | $15,385 | $0 | $185,562 | $0 | $0 | $0 |
| Scott C Malpass MBA | ||||||||||||||
| VP & Chief Invest. Officer | $922,261 | $0 | $2,403,575 | $0 | $67,582 | $0 | $1,380,000 | $0 | $8,990 | $0 | $4,782,408 | $0 | $842,089 | $0 |
| Marianne Corr JD | ||||||||||||||
| VP & General Counsel | $456,864 | $0 | $0 | $0 | $21,612 | $0 | $25,500 | $0 | $10,590 | $0 | $514,566 | $0 | $0 | $0 |
| John B Swarbrick Jr | ||||||||||||||
| Athletic Director | $808,240 | $0 | $200,669 | $0 | $85,113 | $0 | $175,500 | $0 | $83,908 | $0 | $1,353,430 | $0 | $0 | $0 |
| Michael P Brey | ||||||||||||||
| Head Coach, Basketball | $767,908 | $0 | $96,500 | $0 | $75,691 | $0 | $25,500 | $0 | $26,665 | $0 | $992,264 | $0 | $0 | $0 |
| Muffet McGraw | ||||||||||||||
| Head Coach, Basketball | $828,295 | $0 | $296,000 | $0 | $90,555 | $0 | $25,500 | $0 | $20,961 | $0 | $1,261,311 | $0 | $0 | $0 |
| Brian Kelly | ||||||||||||||
| Head Coach, Football | $995,244 | $0 | $7,200 | $0 | $132,473 | $0 | $25,500 | $0 | $26,855 | $0 | $1,187,272 | $0 | $0 | $0 |
| Michael D Donovan MBA JD | ||||||||||||||
| Managing Dir., Priv. Cap. Inv. | $506,595 | $0 | $963,671 | $0 | $25,269 | $0 | $580,013 | $0 | $8,929 | $0 | $2,084,477 | $0 | $325,441 | $0 |
| Mark C Krcmaric | ||||||||||||||
| Managing Director, COO | $307,066 | $0 | $828,648 | $0 | $5,681 | $0 | $25,500 | $0 | $16,098 | $0 | $1,182,993 | $0 | $0 | $0 |
| Charles J Weis | ||||||||||||||
| Former Head Football Coach | $0 | $0 | $0 | $0 | $2,054,744 | $0 | $0 | $0 | $0 | $0 | $2,054,744 | $0 | $0 | $0 |
| Donald B Pope-Davis PhD | ||||||||||||||
| VP & Associate Provost | $126,398 | $0 | $0 | $0 | $105 | $0 | $13,005 | $0 | $37,025 | $0 | $176,533 | $0 | $0 | $0 |
| Christine M Maziar PhD | ||||||||||||||
| VP & Senior Assoc. Provost | $333,844 | $0 | $0 | $0 | $18,490 | $0 | $25,500 | $0 | $9,162 | $0 | $386,996 | $0 | $0 | $0 |
| James J Lyphout MBA | ||||||||||||||
| VP for Business Operations | $0 | $0 | $0 | $0 | $110,457 | $0 | $11,250 | $0 | $10,308 | $0 | $132,015 | $0 | $0 | $0 |
| John A Sejdinaj MBA CCM | ||||||||||||||
| VP for Finance | $373,700 | $0 | $0 | $0 | $18,563 | $0 | $25,500 | $0 | $25,133 | $0 | $442,896 | $0 | $0 | $0 |
| Robert J Bernhard PhD | ||||||||||||||
| VP for Research | $328,965 | $0 | $0 | $0 | $24,383 | $0 | $25,500 | $0 | $47,500 | $0 | $426,348 | $0 | $0 | $0 |
| Rev Thomas P Doyle CSC | ||||||||||||||
| VP for Student Affairs | $113,994 | $0 | $0 | $0 | $11,330 | $0 | $0 | $0 | $15,385 | $0 | $140,709 | $0 | $0 | $0 |
| Louis M Nanni MA | ||||||||||||||
| VP for Univ. Relations | $462,744 | $0 | $53,400 | $0 | $23,910 | $0 | $25,500 | $0 | $26,855 | $0 | $592,409 | $0 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail (5 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part I, Line 1a | First Class or Charter travel Type of benefit (First class travel): Air travel other than coach class (typically business class) is allowed for travel to Alaska, Hawaii and destinations outside North America, or for necessary medical reasons (accompanied by appropriate supporting documentation), if the situation warrants it and with approval from a Dean or President's Leadership Council Member. Type of benefit (Charter travel): Travel on the University plane or other plane leased by the University requires approval by the President's Office. Recipients of the benefit and tax treatment: First class air travel and charter travel was provided to 16 persons included in Form 990, Part VII, Section A in 2013 and was reported as taxable compensation in those instances where there was not a business purpose for the travel. Travel for companions Type of benefit: Spouses of University employees are occasionally asked to travel on University business. Spousal travel reimbursement by the University requires approval by a Dean or President's Leadership Council Member, or their authorized representative, and if the business purpose of the spousal travel is not properly documented, it is treated as taxable compensation to the employee. Recipients of the benefit and tax treatment: Travel for companions was provided to 10 persons included in Form 990, Part VII, Section A in 2013 and if the business purpose of the spousal travel was not properly documented, it was treated as taxable compensation to the employee. Tax indemnification and gross-up payments Type of benefit: Tax indemnification and gross-up payments may occasionally be provided to University employees. Recipients of the benefit and tax treatment: A gross-up payment was provided to 3 persons included in Form 990, Part VII, Section A in 2013 and was reported as taxable compensation in those instances. Housing allowance or residence for personal use: Type of Benefit/Recipients of the benefit and tax treatment: Housing was provided to 3 persons included on Form 990, Part VII, Section A, in 2013. All 3 persons are members of the CSC Religious Order and live in University dormitories or campus apartments while providing guidance to students for the convenience of the University. As a result, the housing benefit to these 3 individuals was not included in gross income of the recipients under Section 119 of the Internal Revenue Code. Social club dues Type of benefit: Social club dues are occasionally paid on behalf of employees of the University, and these dues are added to the individual's income to reflect personal use (as reported on an annual basis). Recipients of the benefit and tax treatment: Social club dues were provided to 7 persons included in Form 990, Part VII, Section A in 2013 and were reported as taxable compensation in all of those instances. |
| Part I, Lines 4a-b | a(i)-Termination payment of $2,054,744 was made during the reporting period to Charles J. Weis under a separation agreement that includes additional annual payments through December, 2015. a(ii)-Separation payment of $110,422 was made during the reporting period to James Lyphout under a separation agreement. 4b-John Affleck-Graves, Executive Vice President, Thomas Burish, Provost, John W. Swarbrick, Athletic Director, Scott Malpass, Vice President and Chief Investment Officer, Michael Donovan, Managing Director for Private Capital Investments, and Mark Krcmaric, Investment Office Managing Director and Chief Operating Officer participated in nonqualified deferred compensation arrangements under Internal Revenue Code Section 457(f) during calendar 2013. Affleck-Graves received an accrued benefit of $113,000 in 2013. Burish received an accrued benefit of $268,988 under his nonqualified deferred compensation plan in 2013. Swarbrick received an accrued benefit of $150,000 during that calendar year. Malpass received an accrued benefit of $1,354,500 in 2013. Donovan received an accrued benefit of $554,513 in 2013. Krcmaric received a benefit of $502,036 in 2013. The benefit to Krcmaric was fully vested and taxable (although the benefit was not payable) as a result of reaching the retirement age and years of service requirements of the Plan. The accrued benefit and related earnings vest to Affleck-Graves, Burish, and Swarbrick at the end of the term of each plan (5 or 6 years) and over a 5 year period to Malpass and Donovan. |
| Part I, Line 5 | a(i)-Scott Malpass, Vice President and Chief Investment Officer, received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Malpass received $2,403,575 in calendar 2013 related to this program. 5a(ii)-Michael D. Donovan, Managing Director for Private Capital Investments, received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Donovan received $963,671 in calendar 2013 related to this program. 5a(iii)-Mark Krcmaric, Investment Office Managing Director and Chief Operating Officer, received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Krcmaric received $326,612 in calendar 2013 related to this program, and in addition was taxed on an unpaid amount of $502,036 as a result of being considered fully vested in the Plan due to meeting the age and years of service requirements. 5(a)(iv)-Louis M. Nanni, VP for University Relations, received incentive compensation which was in part related to exceeding fund-raising goals. Nanni received $53,400 in calendar 2013 related to this program. |
| Schedule J, Part II- | Compensation of the Congregation of Holy Cross, United States Province, Inc. a. There are amounts listed on Form 990, Part VII, in Columns D-F, as well as the amounts listed on Schedule J, Part II, Columns B-F for members of the Holy Cross religious order (Fr. Thomas Doyle, Fr. John Jenkins, Fr. James King, and Fr. Timothy Scully). The amounts listed are paid directly to their religious order, Congregation of Holy Cross, United States Province, Inc., rather than to these individuals. b. Fr. Timothy Scully is a member of the Congregation of Holy Cross, United States Province, Inc. religious order and received no compensation for his participation as a Trustee of the University. However, Fr. Scully is also a faculty member of the University. As a result of this faculty position (and not his position as a Trustee), he received the compensation indicated above, which was paid directly to his religious order. c. $209,222 of the amount included on Schedule J, Part II, Column D for Fr. Jenkins represents qualified tuition benefit offered to members of the Congregation of Holy Cross, United States Province, Inc. |
| Form 990, Part VII, Line 5-Compensation from an Unrelated Organization: | a) The current head football coach is permitted to receive compensation from external sources with prior written approval from the University. The University is not a party to any agreements between the coach and any third party for the payment of compensation to the coach, and the coach does not provide services to the University as a result of any such agreements. Therefore, any external income that the coach may receive is not reported for purposes of the University's response to the question raised on Form 990, Part VII, Line 5. b) Other reportable compensation: Name Unrelated Compensation Compensation Organization Type Amount Michael P. Brey Play by Play Sports Cash $720,000 Muffet McGraw Play by Play Sports Cash $300,000 |
Schedule K IRS990ScheduleK
Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)
| Bond ReferenceBondReferenceCd | Bond Issuer EINBondIssuerEIN | CUSIPCUSIPNum | Bond IssuedBondIssuedDt | Issue PriceIssuePriceAmt | PurposePurposeDesc | DefeasedDefeasedInd | On Behalf Of IssuerOnBehalfOfIssuerInd | Pool FinancingPoolFinancingInd |
|---|---|---|---|---|---|---|---|---|
| St Joseph County Indiana | ||||||||
| A | 356000194 | 79061ABD8 | 2003-12-16 | $65,000,000 | See Part VI | 0 | 0 | 0 |
| St Joseph County Indiana | ||||||||
| B | 356000194 | 79061ABA4 | 2005-12-08 | $185,000,000 | See Part VI | 0 | 0 | 0 |
| St Joseph County Indiana | ||||||||
| C | 356000194 | 79061ABE6 | 2007-12-14 | $75,000,000 | See Part VI | 0 | 0 | 0 |
| St Joseph County Indiana | ||||||||
| D | 356000194 | 79061ABK2 | 2009-09-30 | $153,953,342 | See Part VI | 0 | 0 | 0 |
Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)
| Bond ReferenceBondReferenceCd | RetiredRetiredAmt | Total ProceedsTotalProceedsAmt | Capitalized InterestCapitalizedInterestAmt | Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt | Capital ExpendituresCapitalExpendituresAmt | Other Spent ProceedsOtherSpentProceedsAmt | Substantial CompletionSubstantialCompletionYr | Current RefundingCurrentRefundingInd | Advance RefundingAdvanceRefundingInd | Final Allocation MadeFinalAllocationMadeInd | Adequate Books And Rec MaintAdequateBooksAndRecMaintInd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | $19,890,000 | $65,326,176 | $510,157 | $333,733 | $29,389,306 | $35,092,980 | 2007 | Yes (1) | 0 | Yes (1) | Yes (1) |
| B | $110,000,000 | $188,456,420 | $2,389,124 | $370,716 | $70,348,646 | $115,347,934 | 2010 | Yes (1) | 0 | Yes (1) | Yes (1) |
| C | $75,546,119 | $261,689 | $246,545 | $24,337,420 | $50,700,465 | 2012 | Yes (1) | 0 | Yes (1) | Yes (1) | |
| D | $153,953,386 | $953,386 | $153,000,000 | Yes (1) | 0 | 0 | Yes (1) |
Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)
| Bond ReferenceBondReferenceCd | Owning Bond Financed PropertyOwningBondFinancedPropertyInd | Any Lease ArrangementsAnyLeaseArrangementsInd | Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd | Engage Bond Counsel ContractsEngageBondCounselContractsInd | Any Research AgreementsAnyResearchAgreementsInd | Engage Bond Counsel ResearchEngageBondCounselResearchInd | Private Bus Use By OthersPrivateBusUseByOthersPct | Private Bus Concerning UBIPrivateBusConcerningUBIPct | Total Private Business UseTotalPrivateBusinessUsePct | Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd | Change In Use Bond Financed PropChangeInUseBondFinancedPropInd | Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 0 | Yes (1) | Yes (1) | Yes (1) | Yes (1) | Yes (1) | 0.00030 | 0.00030 | 0.00060 | 0 | 0 | Yes (1) |
| B | 0 | Yes (1) | Yes (1) | Yes (1) | Yes (1) | Yes (1) | 0.00050 | 0.00040 | 0.00090 | 0 | 0 | Yes (1) |
| C | 0 | Yes (1) | Yes (1) | Yes (1) | Yes (1) | Yes (1) | 0.00030 | 0.00020 | 0.00050 | 0 | 0 | Yes (1) |
| D | 0 | 0 | 0 | 0 | 0 | 0 | Yes (1) |
Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)
| Bond ReferenceBondReferenceCd | Form8038 T FiledForm8038TFiledInd | Rebate Not Due YetRebateNotDueYetInd | Exception To RebateExceptionToRebateInd | No Rebate DueNoRebateDueInd | Variable Rate IssueVariableRateIssueInd | Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd | Superintegrated HedgeSuperintegratedHedgeInd | Hedge TerminatedHedgeTerminatedInd | Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd | Business Name Line1GICProviderName/BusinessNameLine1 | Regulatory Safe Harbor StsfdRegulatorySafeHarborStsfdInd | Gross Proceeds InvestedGrossProceedsInvestedInd | Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd | Term Of HedgeTermOfHedgePct |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| See Part VI | ||||||||||||||
| A | 0 | 0 | Yes (1) | 0 | Yes (1) | Yes (1) | 0 | 0 | 0 | NA | 0 | 0 | Yes (1) | |
| Goldman Sachs | ||||||||||||||
| B | 0 | 0 | Yes (1) | 0 | Yes (1) | Yes (1) | 0 | 0 | Yes (1) | See Part VI | Yes (1) | 0 | Yes (1) | 25.000000000000 |
| See Part VI | ||||||||||||||
| C | 0 | 0 | Yes (1) | 0 | Yes (1) | Yes (1) | 0 | 0 | 0 | NA | 0 | 0 | Yes (1) | |
| NA | ||||||||||||||
| D | 0 | 0 | Yes (1) | 0 | 0 | 0 | 0 | 0 | 0 | NA | 0 | 0 | Yes (1) | |
Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)
| Bond ReferenceBondReferenceCd | Procedures Corrective ActionProceduresCorrectiveActionInd |
|---|---|
| A | Yes (1) |
| B | Yes (1) |
| C | Yes (1) |
| D | Yes (1) |
Supplemental Information Detail SupplementalInformationDetail (4 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part I Bond Issues | (f) Description of purpose (A) $65,000,000 St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2003 originally issued on December 16, 2003. Bond proceeds were utilized to refund the Indiana Educational Facilities Authority Educational Facilities Revenue Bonds, Series 1992 dated November 5, 1992 and to refund the Indiana Educational Facilities Authority Educational Facilities Revenue Bonds, Series 1994 dated November 30, 1994. Proceeds were also applied to finance and reimburse a portion of the costs of various campus improvements. Those improvements include (i) construction of a performing arts center and science learning center, (ii) general repairs and improvements to the Alumni and Dillon Residence Halls, (iii) renovation and improvements to utility infrastructure, and (iv) general construction and renovation projects. (B) $185,000,000 St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2005 originally issued on December 8, 2005, with CUSIP number 79061ABA4 (reflected in Part I (c) and (d)). $75,000,000 of the Series 2005 Bonds were then converted from a weekly rate period to a term rate period commencing November 6, 2008, with a new CUSIP number 79061ABF3 and ending February 29, 2012. $75,000,000 of the Series 2005 Bonds were then converted from a term rate period to a weekly rate period commencing on March 1, 2012. $110,000,000 of the Series 2005 Bonds were refunded by the St. Joseph County Series 2009 Bonds (see Part I (D)). Bond proceeds were used to refund the Indiana Health and Educational Facility Financing Authority Educational Facilities Revenue Bonds, Series 1995 dated August 9, 1995, to refund the St. Joseph County, Indiana Educational Facilities Revenue Bonds, Series 1996 dated September 12, 1996, and to refund a portion of the St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2002 dated March 5, 2002. Proceeds were also utilized to finance and reimburse a portion of the costs of various campus improvements. Those improvements include (i) the construction of new roads along the south and east boundaries of the University's campus and the realignment of Angela Boulevard, Edison Road and Ivy Road in connection therewith, and the closing of Juniper Road, (ii) renovation and improvements to the Student Health Center, (iii) repair and regilding of the dome on top of the Administration Building, (iv) renovation and improvements to laboratory facilities within the Galvin Life Science Building, and (v) general construction and renovation projects. (C) $75,000,000 St. Joseph County, Indiana Educational Facilities Refunding Revenue Bonds, Series 2007 originally issued on December 14, 2007. Bond proceeds were utilized to refund the St. Joseph County, Indiana Educational Facilities Revenue Bonds, Series 1997 dated November 20, 1997, and to refund the Indiana Educational Facilities Authority Educational Facilities Refunding Revenue Bonds, Series 1997 dated November 19, 1997. Proceeds were also applied to finance and reimburse a portion of the costs of various campus improvements. These improvements include (i) the construction of an addition to the Mason Support Services Center, (ii) the renovation and improvements to a laboratory facility within Nieuwland Science, and (iii) general construction and renovation projects. (D) Total issue price of $153,953,341.65, comprised of an original issue premium of $7,388,341.65 and principal amount of $146,565,000 St. Joseph County, Indiana Educational Facilities Refunding Revenue Bonds, Series 2009 issued on September 30, 2009. Bond proceeds were used to refund the St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 1998 dated October 1, 1998 and ($110,000,000 of) the St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2005 dated December 8, 2005 (see Part I (B)). |
| Part II Proceeds | Line 1 Amount of Bonds Retired Line 1 (B) Reflects the amount of the Series 2005 Bonds refunded by the Series 2009 Bonds Line 3 Total proceeds of issue Line 3 (A), (B), (C), (D) - Amount reported on Line 3 includes investment earnings and as a result, does not agree to issue price listed on Part I. Line 3 (B) The original par amount of the Series 2005 Bonds was $185,000,000. The amount reported includes the $185,000,000 par plus investment earnings. $110,000,000 was later refunded as part of the Series 2009 bonds. $75,000,000 remain outstanding as the Series 2005 Bonds. Line 3 (D) The Series 2009 Bonds refunded the Series 1998 Bonds ($43,000,000) and a portion of the Series 2005 Bonds ($110,000,000 of $185,000,000). This amount reported includes the original issue price of $153,953,341.65 (including the original issue premium of $7,388,341.65, a portion of which is amortized each year) plus investment earnings of $44.66. Line 5 Capitalized interest from proceeds Line 5 (A) Includes capitalized interest and swap payments Line 10 Capital expenditures from proceeds Line 10 (D) The Series 2009 Bonds was a refunding issue that did not fund capital expenditures Line 11 Other spent proceeds Line 11 (A), (B), (C), (D) Includes refunded bonds Line 11 (B) Also includes capitalized line of credit fees that were not taken into account in determining the yield on the issue (per the Schedule K instructions) Line 13 Year of substantial completion Line 13 (D) Bonds only refunded previous issues and did not finance capital expenditures. Therefore, response was left blank. Line 16 Has the final allocation of proceeds been made? Line 16 (A), (B), (C) The University's intent upon issuance of the bonds was that equity contributions would first be allocated to any potential private business use in the financed facilities. Line 16 (D) Bonds only refunded previous issues and did not finance capital expenditures. Therefore, response was indicated as "NO". |
| Part III Private Business Use | Line 2 (D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was indicated as "NO". Line 3a (D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was indicated as "NO". Line 3c (D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was indicated as "NO". Line 3b & 3d (A), (B), (C) Internal General Counsel routinely reviews agreements. External counsel occasionally engaged to review agreements. Line 3b & 3d (D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was left blank. Line 4 (A), (B), (C) The University reported the private business use percentages in Part III of Schedule K after reviewing the private business activity on campus. The University's intent upon issuance of the bonds was that equity contributions would first be allocated to any potential private business use in the financed facilities. The University financed a number of infrastructure/renovation projects that met the criteria as Qualified Improvement Exceptions. Line 4 (D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was left blank. Line 5 (A), (B), (C) The University reported the private business use percentages in Part III of Schedule K after reviewing the private business activity on campus. The University's intent upon issuance of the bonds was that equity contributions would first be allocated to any potential private business use in the financed facilities. The University financed a number of infrastructure/renovation projects that met the criteria as Qualified Improvement Exceptions. Line 5 (D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was left blank. |
| Part IV Arbitrage | Line 2 a, b, c (A) The University met the spend-down requirement for the Series 2003 Bonds and qualified for an exception to rebate. Line 2 a, b, c (B) The University met the spend-down requirement for the Series 2005 Bonds and qualified for an exception to rebate. Line 2 a, b, c (C) The University met the spend-down requirement for the Series 2007 Bonds and qualified for an exception to rebate. Line 2 a, b, c (D) The Series 2009 Bonds refunded the University's Series 1998 Bonds and a portion of the Series 2005 Bonds. The Series 1998 Bonds met the spend-down requirement, thereby qualifying for an exception to rebate. The Series 2005 Bonds are reflected in Column B and also qualified for an exception to rebate based on meeting the spend-down requirement. Line 4b (A) Name of provider: Goldman Sachs Line 4c (A) Term of hedge: 19.0 years Line 4b (A) Name of provider: HSBC Line 4c (A) Term of hedge: 29.2 years Line 4b (C) Name of provider: Goldman Sachs Line 4c (C) Term of hedge: 19.0 years Line 4b (C) Name of provider: HSBC Line 4c (C) Term of hedge: 29.2 years Line 5b (B) Name of provider: AIG Matched Funding Corp Line 5c (B) Term of GIC: 0.2 years Line 5b (B) Name of provider: AIG Matched Funding Corp Line 5c (B) Term of GIC: 2.0 years |
Schedule L IRS990ScheduleL
Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | See Part V | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship With Org | See Part V | RelationshipWithOrgTxt |
| Cash Grant | $317,236 | CashGrantAmt |
| Type Of Assistance | See Part V | TypeOfAssistanceTxt |
| Assistance Purpose | See Part V | AssistancePurposeTxt |
Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (10 entries)
| Relationship DescriptionRelationshipDescriptionTxt | TransactionTransactionAmt | TransactionTransactionDesc | Sharing Of RevenuesSharingOfRevenuesInd |
|---|---|---|---|
| Pamela Burish | |||
| See Part V | $42,857 | See Part V | 0 |
| American Electric Power Co Inc | |||
| See Part V | $3,816,647 | See Part V | 0 |
| Reinhart FoodService LLC | |||
| See Part V | $102,235 | See Part V | 0 |
| General Electric | |||
| See Part V | $466,066 | See Part V | 0 |
| Xerox Corporation | |||
| See Part V | $1,862,526 | See Part V | 0 |
| AON | |||
| See Part V | $888,449 | See Part V | 0 |
| Daniel Nussbaum | |||
| See Part V | $83,157 | See Part V | 0 |
| Sprint | |||
| See Part V | $328,665 | See Part V | 0 |
| Joseph Lyphout | |||
| See Part V | $75,802 | See Part V | 0 |
| See Pt V for Addit Detail | |||
| See Part V | $871,243 | See Part V | 0 |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part III, Detail of Grants or Assistance Benefiting Interested Persons | (a) Name of interested person: N/A(b) Relationship between interested person and the organization: Employees(c) Amount of assistance: $317,236(d) Type of assistance: Qualified tuition reduction(e) Purpose of assistance: Financial aid |
| Part IV, Detail of Business Transactions Involving Interested Persons | 1. (a) Pamela Burish(b) Relationship between interested person and the organization: Spouse of Officer/Trustee Thomas Burish(d) Description of transaction: Compensation from University to Mrs. Burish as an Adjunct Instructor and Fellow for the Institute for Educational Initiatives 2. (a) American Electric Power Co., Inc.(b) Relationship between interested person and the organization: University Trustees Sara Martinez Tucker and Richard C. Notebaert are members of the Board of Directors for American Electric Power Co., Inc., which provides power for the University campus.(d) Description of transaction: American Electric Power Co., Inc.'s charges are determined by rates negotiated between American Electric Power Co., Inc. and the State of Indiana, at arm's length. These charges and the relationship between American Electric Power Co., Inc. and the University are in compliance with the University's overall conflict of interest policy.3. (a) Reinhart FoodService, LLC(b) Relationship between interested person and the organization: University Trustee J. Christopher Reyes is an owner and co-chairman of Reyes Holdings, LLC. Reinhart FoodService, LLC is a wholly-owned subsidiary of Reyes Holdings, LLC.(c) Represents less than 1 percent of total University food expenditures paid(d) Description of transaction: Reinhart FoodService, LLC provides food distribution services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.4. (a) General Electric (GE)(b) Relationship between interested person and the organization: University Trustees John J. Brennan and James E. Rohr are members of the Board of Directors for GE.(d) Description of transaction: GE provides supplies and services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.5. (a) Xerox Corporation(b) Relationship between interested person and the organization: University Trustee Sara Martinez Tucker is a member of the Board of Directors for Xerox Corporation.(d) Description of transaction: Xerox provides office equipment to the University and has an athletics sponsorship arrangement with the University as well. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.6. (a) AON(b) Relationship between interested person and the organization: University Trustee Richard Notebaert is a member of the Board of Directors for AON.(d) Description of transaction: AON provides consulting and risk services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.7. (a) Daniel Nussbaum(b) Relationship between interested person and the organization: Son of University Trustee Richard Nussbaum(d) Description of transaction: Compensation from University to Mr. Daniel Nussbaum as a Regional Development Associate Director.8. (a) Sprint(b) Relationship between interested person and the organization: University Trustee Sara Martinez Tucker is a member of the Board of Directors for Sprint.(d) Description of transaction: Sprint provides wireless services to the University and has an athletics sponsorship arrangement with the University as well. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy. 9. (a) Joseph Lyphout(b) Relationship between interested person and the organization: Son of Former University Officer James Lyphout(d) Description of transaction: Compensation from University to Mr. Joseph Lyphout as a Budget/Planning Assistant Director. 10. (a) Jones Day(b) Relationship between interested person and the organization: University Trustee Stephen Brogan is a partner at Jones Day.(c) Amount of transaction: $215,156(d) Description of transaction: Jones Day provides legal services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.(e) Sharing of organization's revenues: No 11. (a) David Pope-Davis(b) Relationship between interested person and the organization: Son of Former University Officer Donald Pope-Davis(c) Amount of transaction: $24,185(d) Description of transaction: Compensation from University to Mr. David Pope-Davis as an Assistant Director for the Associate Provost for Internationalization.(e) Sharing of organization's revenues: No 12. (a) PNC Financial Services Group(b) Relationship between interested person and the organization: University Trustee James Rohr is the retired Chairman of PNC Financial Services Group and member of the Board of Directors. (c) Amount of transaction: $111,274(d) Description of transaction: PNC provides banking, investments, brokerage, fiduciary, and lending products and services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.(e) Sharing of organization's revenues: No 13. (a) PNC Financial Services Group(b) Relationship between interested person and the organization: University Trustee James Rohr is the retired Chairman of PNC Financial Services Group and member of the Board of Directors.(c) Amount of transaction: $332,480 (d) Description of transaction: PNC rebate to the University as a result of the epayables payment process. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.(e) Sharing of organization's revenues: No 14. (a) Data Realty, LLC(b) Relationship between interested person and the organization: University Officer/Trustee John Affleck-Graves is a Director of Data Realty. (c) Amount of transaction: $188,148(d) Description of transaction: Data Realty provides services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.(e) Sharing of organization's revenues: No |
Schedule M IRS990ScheduleM
Works Of Art WorksOfArtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 4 | ContributionCnt |
| Noncash Contributions Rpt F990 | $0 | NoncashContributionsRptF990Amt |
Books And Publications BooksAndPublicationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Noncash Contributions Rpt F990 | $0 | NoncashContributionsRptF990Amt |
Securities Publicly Traded SecuritiesPubliclyTradedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 724 | ContributionCnt |
| Noncash Contributions Rpt F990 | $86,461,974 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | Proceeds from sale | MethodOfDeterminingRevenuesTxt |
Securities Closely Held Stock SecuritiesCloselyHeldStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 7 | ContributionCnt |
| Noncash Contributions Rpt F990 | $2,183,923 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | Proceeds from sale | MethodOfDeterminingRevenuesTxt |
Secur Prtnrshp Trust Intrsts SecurPrtnrshpTrustIntrstsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 3 | ContributionCnt |
| Noncash Contributions Rpt F990 | $0 | NoncashContributionsRptF990Amt |
Real Estate Residential RealEstateResidentialGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 1 | ContributionCnt |
| Noncash Contributions Rpt F990 | $2,645,419 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | Appraisal | MethodOfDeterminingRevenuesTxt |
Other Non Cash Contri Table OtherNonCashContriTableGrp (2 entries)
| Non Cash CheckboxNonCashCheckboxInd | DescDesc | ContributionContributionCnt | Noncash Contributions Rpt F990NoncashContributionsRptF990Amt |
|---|---|---|---|
| Yes (X) | Equipment | 4 | $0 |
| Yes (X) | Other | 184 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form8283 Received | 27 | Form8283ReceivedCnt |
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | Yes (1) | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | Yes (1) | ThirdPartiesUsedInd |
Supplemental Information Detail SupplementalInformationDetail (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part I, Column (b): | The amounts shown for "Number of contributions or items contributed" represent number of contributions, not the number of items contributed. |
| Part I, Line 32b: | As the need arises, the University may use third parties to sell certain types of non-cash contributions, such as real estate. |
| Part I, Line 33: | Other than for gifted securities, the University's policy is to record as revenue only those non-cash contributions in excess of one million dollars, if supported by an appraisal from a qualified third-party. For gifted securities, the University records the proceeds received upon liquidation, broken down between contribution (for the value at date of gift) and gain or loss (for the difference between contribution and proceeds). For gifted securities of closely held stock, the University records a token value of one dollar, unless furnished with an appraisal from a qualified third-party appraiser. However, the University will record liquidation proceeds for closely held stock if the University can obtain confirmation from the company that the company will purchase the shares at a specified price in the near future. |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (7 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Form 990, Part I, Line 1 and Part III, Line 1 | The University of Notre Dame is a Catholic academic community of higher learning, animated from its origins by the Congregation of Holy Cross. The University is dedicated to the pursuit and sharing of truth for its own sake. As a Catholic university, one of its distinctive goals is to provide a forum where, through free inquiry and open discussion, the various lines of Catholic thought may intersect with all the forms of knowledge found in the arts, sciences, professions, and every other area of human scholarship and creativity. The intellectual interchange essential to a university requires, and is enriched by, the presence and voices of diverse scholars and students. The Catholic identity of the University depends upon, and is nurtured by, the continuing presence of a predominant number of Catholic intellectuals. This ideal has been consistently maintained by the University leadership throughout its history. What the University asks of all its scholars and students, however, is not a particular creedal affiliation, but a respect for the objectives of Notre Dame and a willingness to enter into the conversation that gives it life and character. Therefore, the University insists upon academic freedom that makes open discussion and inquiry possible. The University prides itself on being an environment of teaching and learning that fosters the development in its students of those disciplined habits of mind, body, and spirit that characterize educated, skilled, and free human beings. In addition, the University seeks to cultivate in its students not only an appreciation for the great achievements of human beings but also a disciplined sensibility to the poverty, injustice and oppression that burden the lives of so many. The aim is to create a sense of human solidarity and concern for the common good that will bear fruit as learning becomes service to justice. Notre Dame also has a responsibility to advance knowledge in a search for truth through original inquiry and publication. This responsibility engages the faculty and students in all areas of the University, but particularly in graduate and professional education and research. The University is committed to constructive and critical engagement with the whole of human culture. The University encourages a way of living consonant with a Christian community and manifest in prayer, liturgy and service. Residential life endeavors to develop that sense of community and of responsibility that prepares students for subsequent leadership in building a society that is at once more human and more divine. Notre Dame's character as a Catholic academic community presupposes that no genuine search for the truth in the human or the cosmic order is alien to the life of faith. The University welcomes all areas of scholarly activity as consonant with its mission, subject to appropriate critical refinement. There is, however, a special obligation and opportunity, specifically as a Catholic university, to pursue the religious dimensions of all human learning. Only thus can Catholic intellectual life in all disciplines be animated and fostered and a proper community of scholarly religious discourse be established. In all dimensions of the University, Notre Dame pursues its objectives through the formation of an authentic human community graced by the Spirit of Christ. |
| Form 990, Part VI, Section A, line 2 | Sara Martinez Tucker, Trustee and Richard Notebaert, Trustee - Business relationship John J. Brennan, Trustee and James Rohr, Trustee - Business relationship John J. Brennan, Trustee and Scott C, Malpass, Vice President, Chief Investment Officer, and Trustee - Business relationship James Dunne III, Trustee, and James Rohr, Trustee - Business relationship |
| Form 990, Part VI, Section B, line 11 | After internal review of the completed Form 990 and external review by the University's outside tax accountants (PricewaterhouseCoopers), the return is presented to the University's Tax Strategy Committee, which includes University officers (Executive Vice President, Vice President for Finance and General Counsel), the Chief Audit Executive, the Controller and members of his tax and compliance staff, and PricewaterhouseCoopers. Following this internal process, the return is presented for review to the Audit Committee of the Board of Trustees, who review the return and discuss it at a meeting prior to filing the return. Upon completion of their review, it is provided to the full Board of Trustees, also prior to the filing of the return. |
| Form 990, Part VI, Section B, line 12c | All faculty, staff and students who are in a position to influence or commit resources of the University of Notre Dame are considered "members" who must complete and submit on no less than an annual basis a Conflict of Interest Disclosure Survey. Such surveys are evaluated by the appropriate "Reviewer". Each member's Reviewer depends on whether they are faculty, staff, department chair, or dean, but ultimately all actual, potential, and perceived conflicts of interest are reviewed by the University Conflicts Committee. The Reviewer determines whether an actual, potential, or perceived conflict of interest exists and makes a recommendation to the University Conflicts Committee as to what conditions or restrictions, if any, should be imposed by the University to manage, reduce, or eliminate such conflicts. The Reviewer, with input from the member if needed, develops a Management Plan for submission to the University Conflicts Committee. The University Conflicts Committee then makes a decision regarding disposition of a disclosure based on the Reviewer's recommendation, the details regarding the Member's actual, potential, or perceived conflict of interest, and the proposed Management Plan. Members of the University's Board of Trustees are governed by a separate conflict of interest policy and must disclose all financial interests and material facts pertinent to any potential conflict on their annual Conflict of Interest statement (or whenever potential conflicts arise) to the Audit Committee of the Board. This policy is coordinated, administered, reviewed, and monitored by the University's internal Audit & Advisory Services department. After any discussion or presentation of the financial interests and material facts to the Audit Committee, the individual must recuse himself/herself during the discussion of, and voting on, the potential conflict. The Audit Committee shall assess whether the potential conflict is reasonable and the result of arms-length negotiation conforming to the University's written policies, as well as if the action furthers the University's charitable purposes and is in the best interests of the University. The Chairman of the Audit Committee shall, if appropriate, appoint a disinterested person or Committee to investigate alternatives to the proposed transaction or arrangement. Should the Audit Committee have reason to believe a Trustee-member has failed to disclose all financial interests and material facts pertinent to a potential conflict of interest, it shall inform the individual of such, and afford the individual the opportunity to further explain all interests and facts pertinent to the potential conflict. If it is determined that an individual has not disclosed all financial interests and material facts pertinent to an actual or potential conflict of interest, corrective action shall be taken as deemed appropriate. The minutes of any meeting of the University's Board of Trustees or other governing board of the University considering a conflict of interest, including committees and sub-committees of such boards, shall include the names of those present for discussion and voting, as well as those recused from the discussion and voting, on any transaction, arrangement, relationship, or other action involving a potential conflict of interest. |
| Form 990, Part VI, Section B, line 15 | The Compensation Committee of the Board of Trustees develops, in conjunction with the President, Executive Vice President, and Vice President of Human Resources, an overall Total Reward Philosophy for Key Employees, which supports the University's overall mission, and shall recommend such Total Reward Philosophy to the Board for approval. The Committee acts on behalf of the Board to implement the executive compensation policy, approve executive compensation levels, adopt a benefit and perquisite policy, and justify reasonable compensation paid to the President, Executive Vice President, and Provost of the University, and other persons who are "disqualified persons" under Internal Revenue Code Section 4958 (intermediate sanctions). The Committee researches competitive and reasonable annual base salary levels, annual incentive plans, executive benefit plans, welfare benefits and supplemental benefits of the named executives and other key individuals. Upon completion of the research, the Committee approves the specific levels and amounts of total rewards that will be paid to, or provided for the benefit of, the named executives and other key individuals. The Committee examines the reasonableness of compensation levels. In so doing, the Committee assesses the nature and scope of the position by reviewing the basis on which compensation was paid. This includes a review of compensation for, but not limited to, exceptional performance, additional duties, and/or the unique background, experiences, personal skills and the abilities of the executive, as well as special challenges facing the University that require the use of such attributes or skills. The Committee's evaluation includes valid market data provided by an independent third party consultant that details each compensation component and the total package in light of the University's executive compensation philosophy. The Committee conducts such examination to be able to establish a presumption under Section 4958 that the total reward package offered to "disqualified persons" is reasonable. |
| Form 990, Part VI, Section C, line 19 | The University makes its governing documents (http://www.nd.edu/aboutnd/leadership/pdf/bylaws.pdf, http://www.nd.edu/aboutnd/leadership/pdf/statutes.pdf) and financial statements (http://controller.nd.edu/annual-reports/) available to the public on the University's website. Notre Dame makes its conflict of interest policy that applies to all employees available to the public by posting it on the University's website (http://policy.nd.edu/policy_files/ConflictofInterestPolicy.pdf). This information, as well as copies of Form 990 and Form 990-T, is also available upon request. Form 990 is also available on the charity websites Guidestar (http://www2.guidestar.org/) and Charity Navigator (www.charitynavigator.org/). Notre Dame does not make its trustees' conflict of interest policy available to the public. |
| Form 990, Part XI, line 9: | Net gain/(loss) on debt-related derivative instruments -6,560,040. Change in value of split-interest agreements 19,560,450. Net pension and postretirement benefits-related changes -9,866,785. Other non-operating changes in net assets 1,632,658. |
Schedule R IRS990ScheduleR
Id Disregarded Entities IdDisregardedEntitiesGrp (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Total IncomeTotalIncomeAmt | End Of Year AssetsEndOfYearAssetsAmt | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Address Line1ForeignAddress/AddressLine1 | CityForeignAddress/City | CountryForeignAddress/Country | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BCMR Feeder - TE GP LLC | ||||||||||||
| 518 17th Street Suite 1700 | Denver | CO | 802024130 | Feeder Fund | DE | $12,308 | $152,574 | University of Notre Dame du Lac | ||||
| Dynamo Brasil III LLC | ||||||||||||
| Corporation Trust Center 1209 Orang | Wilmington | DE | 19801 | Investments | DE | $12,509,947 | $96,620,677 | University of Notre Dame du Lac | ||||
| ND Properties I LLC | ||||||||||||
| Controllers Office 724 Grace Hall | Notre Dame | IN | 46556 | Leasing | IN | $0 | $13,270,310 | University of Notre Dame du Lac | ||||
| Sorin Management Limited | ||||||||||||
| Investments | $5,380,072 | $50,862,113 | University of Notre Dame du Lac | c/o Apex Fund Services Ltd 4th Fl | Ebene | MP | MP | |||||
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrganizationControlledOrganizationInd | Address Line1ForeignAddress/AddressLine1 | CityForeignAddress/City | CountryForeignAddress/Country | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd | Postal CodeForeignAddress/PostalCode |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Association of Notre Dame Clubs Inc | |||||||||||||||
| Controllers Office 724 Grace Hall | Notre Dame | IN | 46556 | 311050144 | Alumni Association | IN | 501(c)(3) | Line 11c, III-FI | University of Notre Dame du Lac | Yes (1) | |||||
| Fundacion University of Notre Dame Chile | |||||||||||||||
| Study Abroad Program | 501(c)(3) | University of Notre Dame du Lac | Yes (1) | Av Vicuna Mackenna 4860 Macul Pr | Internacionales, Santiago | CI | CI | ||||||||
| Univ of Notre Dame du Lac Gillen Foundation | |||||||||||||||
| Controllers Office 724 Grace Hall | Notre Dame | IN | 46556 | 237125378 | Research Facility Operations | MI | 501(c)(3) | Line 11a, I | University of Notre Dame du Lac | Yes (1) | |||||
| Voice of the Fighting Irish Inc | |||||||||||||||
| Controllers Office 724 Grace Hall | Notre Dame | IN | 46556 | 311135580 | Radio Station | IN | 501(c)(3) | Line 11a, I | University of Notre Dame du Lac | Yes (1) | |||||
| The University of Notre Dame (USA) in England | |||||||||||||||
| Study Abroad Program | 501(c)(3) | University of Notre Dame du Lac | Yes (1) | 1 Suffolk Street | London | UK | UK | SW1Y 4HG | |||||||
Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (7 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Predominant Income TypePredominantIncomeTypeTxt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | Disproportionate AllocationsDisproportionateAllocationsInd | General Or Managing PartnerGeneralOrManagingPartnerInd | OwnershipOwnershipPct | Address Line1ForeignAddress/AddressLine1 | CityForeignAddress/City | CountryForeignAddress/Country | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| IPND Leverage Lender LLC | |||||||||||||||||
| Controllers Office 724 Grace Hall | Notre Dame | IN | 46556 | 271678084 | Finance | IN | University of Notre Dame du Lac | Excluded | $453,249 | $13,815,514 | 0 | Yes (1) | 0.99900 | ||||
| Magna NYC Co-Investment LP | |||||||||||||||||
| 300 Centerville Rd Suite 300 East | Warwick | RI | 02886 | 261523052 | Real Estate Investment | DE | GP Magna NYC Co-Investment LLC | Excluded | $4,721,925 | $29,496,591 | 0 | 0 | 0.87950 | ||||
| Merit Energy Partners VIII LP | |||||||||||||||||
| 13727 Noel Rd Suite 1200 | Dallas | TX | 75240 | 752530212 | Direct Energy Investments | DE | Merit Partners LP | Excluded | $44,527,936 | $91,484,514 | 0 | 0 | 0.84510 | ||||
| Qiming II Investor Holdings LLC | |||||||||||||||||
| 11400 SE 6th Street Suite 100 | Bellevue | WA | 98004 | 270464551 | Feeder Fund | WA | University of Notre Dame du Lac | Excluded | $2,080,866 | $3,929,445 | 0 | Yes (1) | 1.00000 | ||||
| Santa Fe Interests LLC | |||||||||||||||||
| 300 Park Blvd Suite 201 | Itasca | IL | 60143 | 203977995 | Rental Real Estate | DE | University of Notre Dame du Lac | Excluded | $1,339,402 | $52,259,644 | 0 | 0 | 0.90000 | ||||
| Thor Palmer House Co-Investor LP | |||||||||||||||||
| 25 West 39th Street 11th Floor | New York | NY | 10018 | 203283109 | Real Estate Investment | DE | Thor Palmer House Co-Investor GP LLC | Excluded | -$1,097,184 | $49,350,418 | 0 | 0 | 0.68720 | ||||
| WMD Commercial Offshore Fund-I LP | |||||||||||||||||
| Investments | WMD COF-I GP LLC | Excluded | $4,246,719 | 0 | 0 | 0.50850 | PO Box 309 Ugland House South Chu | George Town, Grand Cayman | CJ | CJ | |||||||
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (7 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Entity TypeEntityTypeTxt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | OwnershipOwnershipPct | Controlled OrganizationControlledOrganizationInd | Legal Domicile StateLegalDomicileStateCd | Address Line1ForeignAddress/AddressLine1 | CityForeignAddress/City | CountryForeignAddress/Country | Postal CodeForeignAddress/PostalCode |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BCMR Feeder - TE LP | |||||||||||||||||
| 518 17th Street Suite 1700 | Denver | CO | 80202 | 980582629 | Feeder Fund | CA | University of Notre Dame du Lac | C | -$686,402 | $16,735,354 | 0.99000 | Yes (1) | |||||
| Bradley-DeBartolo Inc | |||||||||||||||||
| Controllers Office 724 Grace Hall | Notre Dame | IN | 46556 | 341765932 | Real Estate Owner/Lessor | University of Notre Dame du Lac | C | -$133,049 | $3,469,434 | 1.00000 | Yes (1) | OH | |||||
| Kingdom Ridge Capital Fund Ltd | |||||||||||||||||
| 81 Main Street Suite 209 | White Plains | NY | 10601 | Feeder Fund | CJ | University of Notre Dame du Lac | C | -$10,374,682 | $130,326,328 | 0.93460 | Yes (1) | ||||||
| Tegean Offshore Fund Ltd | |||||||||||||||||
| c/o Tegean Capital Management LLC 1 | New York | NY | 100177157 | Feeder Fund | CJ | University of Notre Dame du Lac | C | $4,259,580 | $88,124,580 | 0.82400 | Yes (1) | ||||||
| TDR Capital II C Holdings LP | |||||||||||||||||
| 980648852 | Feeder Fund | UK | University of Notre Dame du Lac | C | $238,177 | $46,564,405 | 1.00000 | Yes (1) | 50 Lothian Rd Festival Square | Edinburgh | UK | EH3 9WJ | |||||
| Sessa Capital (International) Ltd | |||||||||||||||||
| Investments | CJ | University of Notre Dame du Lac | C | -$267,046 | $46,076,227 | 0.78980 | Yes (1) | c/o Intertrust Corp Svcs Cayman L | George Town, Grand Cayman | CJ | KY1-9005 | ||||||
| Charitable Remainder Trusts (77) | |||||||||||||||||
| See Part VII | University of Notre Dame du Lac | T | 0 | IN | |||||||||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | Yes (1) | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | 0 | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | Yes (1) | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | 0 | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | Yes (1) | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | 0 | SharingOfFacilitiesInd |
| Paid Employees Sharing | 0 | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | Yes (1) | TransferToOtherOrgInd |
| Transfer From Other Org | Yes (1) | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (21 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| BCMR Feeder - TE LP | ||
| B | $1,167,427 | Funding Provided |
| BCMR Feeder - TE LP | ||
| S | $1,218,501 | Amount Received |
| Kingdom Ridge Capital Fund Ltd | ||
| S | $10,000,000 | Amount Received |
| Magna NYC Co-Investment LP | ||
| S | $9,975,331 | Amount Received |
| Merit Energy Partners VIII LP | ||
| B | $5,645,000 | Funding Provided |
| Merit Energy Partners VIII LP | ||
| S | $34,272,430 | Amount Received |
| Qiming II Investor Holdings LLC | ||
| S | $2,392,877 | Amount Received |
| Santa Fe Interests LLC | ||
| B | $1,620,000 | Funding Provided |
| Santa Fe Interests LLC | ||
| K | $477,842 | Expenses Incurred |
| Sessa Capital (International) Ltd | ||
| B | $20,000,000 | Funding Provided |
| TDR Capital II C Holdings LP | ||
| B | $2,434,500 | Funding Provided |
| TDR Capital II C Holdings LP | ||
| S | $7,065,621 | Amount Received |
| Thor Palmer House Co-Investor LP | ||
| S | $1,899,565 | Amount Received |
| University of Notre Dame Gillen Foundation | ||
| B | $753,113 | Funding Provided |
| Voice of the Fighting Irish Inc | ||
| B | $61,706 | Funding Provided |
| IPND Leverage Lender LLC | ||
| S | $125,609 | Amount Received |
| Fundacion University of Notre Dame Chile | ||
| B | $187,840 | Funding Provided |
| The University of Notre Dame (USA) in England | ||
| B | $4,363,882 | Funding Provided/Exp Incurred |
| The University of Notre Dame (USA) in England | ||
| R | $3,446,670 | See Part VII |
| Charitable Remainder Trusts (8) | ||
| S | $6,782,795 | Remainder Interest Received |
| WMD Commercial Offshore Fund-I LP | ||
| B | $4,322,034 | Funding Provided |
Supplemental Information Detail SupplementalInformationDetail (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part II, Identification of Related Tax-Exempt Organizations: | The Association of Notre Dame Clubs, Inc. is a parent organization for 217 subordinate alumni clubs that individually file annual information returns (Forms 990, 990EZ, and 990N). |
| Part IV, Identification of Related Orgs Taxable as a Corporation or Trust: | (a) Name: Charitable Remainder Trusts (77) (b) Primary activity: Split-interest trust in which Notre Dame is trustee and remainder beneficiary. |
| Part V, Transactions with Related Organizations | (a) Name of other organization: The University of Notre Dame (USA) in England (b) Transaction type: R (c) Amount involved: 3,446,670 (d) Method of determining amount involved: Remittance of revenues collected on behalf of org |
Affiliated Group Schedule AffiliatedGroupSchedule
Affiliated Schedule AffiliatedScheduleGrp (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | EINEIN | Total Grassroots LobbyTotalGrassrootsLobbyAmt | Total Direct LobbyTotalDirectLobbyAmt | Total Lobby ExpenditureTotalLobbyExpenditureAmt | Other Exempt Purpose ExpendOtherExemptPurposeExpendAmt | Total Exempt Purpose ExpendTotalExemptPurposeExpendAmt | Lobby NontxLobbyNontxAmt | Grassroots NontxGrassrootsNontxAmt | Total Lobby Grssroot Mns NontxTotalLobbyGrssrootMnsNontxAmt | Tot Lbby Expend Mns Lobby NontxTotLbbyExpendMnsLobbyNontxAmt | Share Excess Lobby ExpendShareExcessLobbyExpendAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| University of Notre Dame Gillen Foundation | ||||||||||||||
| Controllers Office 724 Grace Hall | Notre Dame | IN | 46556 | 237125378 | $0 | $0 | $0 | $784,743 | $784,743 | $142,711 | $35,678 | $0 | $0 | $0 |
| Voice of the Fighting Irish Inc | ||||||||||||||
| Controllers Office 724 Grace Hall | Notre Dame | IN | 46556 | 311135580 | $0 | $0 | $0 | $63,954 | $63,954 | $12,791 | $3,198 | $0 | $0 | $0 |
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