DUKE UNIVERSITY: Form 990, tax year 2013

View the entire original 990 at ProPublica ↗

Organization: DUKE UNIVERSITY (EIN 56-0532129)
Tax period: 2013-07-01 to 2014-06-30
Filed: 2015-05-15
IRS object ID: 201501359349303590
Schema version: 2013v4.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2015-05-15T10:52:44-05:00	ReturnTs
Tax Period End	2014-06-30	TaxPeriodEndDt
Return Type	990	ReturnTypeCd
Tax Period Begin	2013-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	560532129	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1

Field	Value	IRS element (for citing)
Business Name Control	DUKE	BusinessNameControlTxt
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST WASHINGTON BLDG NO	AddressLine1
Address Line2	850	AddressLine2
City	DURHAM	City
State	NC	State
ZIP Code	27701	ZIPCode

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	TALLMAN TRASK III	PersonNm
Person Title	EXECUTIVE VICE PRESIDENT	PersonTitleTxt
Phone	9196842006	PhoneNum
Signature	2015-04-28	SignatureDt
Discuss With Paid Preparer	0	DiscussWithPaidPreparerInd

Field	Value	IRS element (for citing)
Tax	2013	TaxYr
Build TS	2016-03-07 17:11:31Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	RICHARD H BRODHEAD	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL STREET	AddressLine1
City	DURHAM	City
State	NC	State
ZIP Code	27701	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	$12,118,998,124	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.DUKE.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1841	FormationYr
Legal Domicile State	NC	LegalDomicileStateCd
Activity Or Mission	TO PROVIDE A SUPERIOR LIBERAL EDUCATION, TO PREPARE FUTURE MEMBERS OF LEARNED PROFESSIONS, TO ADVANCE THE FRONTIERS OF KNOWLEDGE, AND TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH	ActivityOrMissionDesc
Voting Members Governing Body	37	VotingMembersGoverningBodyCnt
Voting Members Independent	32	VotingMembersIndependentCnt
Total Employee	29161	TotalEmployeeCnt
Total Volunteers	0	TotalVolunteersCnt
Total Gross UBI	$0	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$1,433,799,156	PYContributionsGrantsAmt
CY Contributions Grants	$1,351,838,332	CYContributionsGrantsAmt
PY Program Service Revenue	$879,812,019	PYProgramServiceRevenueAmt
CY Program Service Revenue	$918,531,299	CYProgramServiceRevenueAmt
PY Investment Income	$605,183,768	PYInvestmentIncomeAmt
CY Investment Income	$732,801,271	CYInvestmentIncomeAmt
PY Other Revenue	$51,133,480	PYOtherRevenueAmt
CY Other Revenue	$57,531,622	CYOtherRevenueAmt
PY Total Revenue	$2,969,928,423	PYTotalRevenueAmt
CY Total Revenue	$3,060,702,524	CYTotalRevenueAmt
PY Grants And Similar Paid	$289,825,385	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$299,445,318	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$1,360,254,256	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$1,376,707,745	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$3,028,336	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$1,479,417	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$43,950,671	CYTotalFundraisingExpenseAmt
PY Other Expenses	$914,197,830	PYOtherExpensesAmt
CY Other Expenses	$979,349,362	CYOtherExpensesAmt
PY Total Expenses	$2,567,305,807	PYTotalExpensesAmt
CY Total Expenses	$2,656,981,842	CYTotalExpensesAmt
PY Revenues Less Expenses	$402,622,616	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$403,720,682	CYRevenuesLessExpensesAmt
Total Assets BOY	$11,376,610,214	TotalAssetsBOYAmt
Total Assets EOY	$13,105,945,107	TotalAssetsEOYAmt
Total Liabilities BOY	$2,214,639,349	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$2,432,389,676	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$9,161,970,865	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$10,673,555,431	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	SEE SCHEDULE O	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$1,301,048,469	ExpenseAmt
Grant	$258,975,572	GrantAmt
Revenue	$727,039,237	RevenueAmt
Desc	DUKE UNIVERSITY CONFERS UNDERGRADUATE, GRADUATE, AND PROFESSIONALDEGREES TO APPROXIMATELY 4761 STUDENTS ANNUALLY	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$881,709,169	ExpenseAmt
Grant	$40,091,837	GrantAmt
Revenue	$1,056,410,380	RevenueAmt
Desc	DUKE UNIVERSITY ENGAGES IN WORLD-RENOWNED RESEARCH WORKSPONSORED BY NUMEROUS FEDERAL, STATE, LOCAL AGENCIES, AND PRIVATE GRANTS	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$229,341,928	ExpenseAmt
Grant	$377,909	GrantAmt
Revenue	$91,239,646	RevenueAmt
Desc	DUKE UNIVERSITY AUXILIARY ENTERPRISES PROVIDE SUPPORTSERVICES TO THE DUKE UNIVERSITY COMMUNITY	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$2,412,099,566	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	0	ConservationEasementsInd
Collections Of Art	Yes (1)	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Temp Or Permanent Endowments	Yes (1)	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	Yes (1)	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	0	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (1)	SchoolOperatingInd
Foreign Office	Yes (1)	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	Yes (1)	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (1)	MoreThan5000KToIndividualsInd
Professional Fundraising	Yes (1)	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	Yes (1)	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	Yes (1)	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	Yes (1)	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	Yes (1)	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	Yes (1)	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	Yes (1)	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (1)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (1)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	9746	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	29161	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	SP	ForeignCountryCd
Foreign Country	EC	ForeignCountryCd
Foreign Country	IT	ForeignCountryCd
Foreign Country	GM	ForeignCountryCd
Foreign Country	UK	ForeignCountryCd
Foreign Country	CH	ForeignCountryCd
Foreign Country	SN	ForeignCountryCd
Foreign Country	TZ	ForeignCountryCd
Foreign Country	MA	ForeignCountryCd
Foreign Country	GR	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (1)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (1)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	37	GoverningBodyVotingMembersCnt
Independent Voting Member	32	IndependentVotingMemberCnt
Family Or Business Rln	Yes (1)	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	Yes (1)	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	AK	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CO	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	DC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MD	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NJ	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	SC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WA	StatesWhereCopyOfReturnIsFldCd
Upon Request	Yes (X)	UponRequestInd
Other	Yes (X)	OtherInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1

Field	Value	IRS element (for citing)
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST STE 850	AddressLine1
City	DURHAM	City
State	NC	State
ZIP Code	27701	ZIPCode

Form990 Part VII Section A Form990PartVIISectionAGrp (59 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	OfficerOfficerInd	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
ANNE T BASS
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
JACK O BOVENDER JR
TRUSTEE	6.00	2.00	Yes (X)	$0	$0	$0
RICHARD H BRODHEAD
TRUSTEE/PRESIDENT	50.00	12.00	Yes (X)	$1,093,650	$0	$194,315	Yes (X)
GREGORY MALIK BURNETT
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
PAULA CROWN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
KAVEH DANESH
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ALLYSON K DUNCAN
TRUSTEE	2.00	0.00	Yes (X)	$4,500	$0	$0
RALPH EADS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
FRANK E EMORY JR
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
PAUL E FARMER
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ROBIN A FERRACONE
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
GAO XIQING
TRUSTEE	4.20	0.00	Yes (X)	$0	$0	$0
EDWARD A GILHULY
TRUSTEE	4.00	3.00	Yes (X)	$0	$0	$0
THOMAS M GORRIE
TRUSTEE	4.00	21.00	Yes (X)	$0	$0	$0
GERALD HASSELL
TRUSTEE	6.00	0.00	Yes (X)	$0	$0	$0
WILLIAM HAWKINS
TRUSTEE	4.00	2.00	Yes (X)	$0	$0	$0
JANET HILL
TRUSTEE	3.00	0.00	Yes (X)	$0	$0	$0
BETSY D HOLDEN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
JEFFREY C HOWARD
TRUSTEE	6.00	6.00	Yes (X)	$0	$0	$0
PETER J KAHN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
BRUCE KARSH
TRUSTEE	4.00	2.00	Yes (X)	$0	$0	$0
ELIZABETH KISS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
MARGUERITE W KONDRACKE
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
MICHAEL MARSICANO
TRUSTEE	6.00	1.00	Yes (X)	$0	$0	$0
MARTHA MONSERRATE
TRUSTEE	2.00	3.00	Yes (X)	$0	$0	$0
CLARENCE G NEWSOME
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
STEPHEN G PAGLIUCA
TRUSTEE	0.10	0.00	Yes (X)	$0	$0	$0
ROBERT R PENN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
CARMICHAEL ROBERTS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
DAVID M RUBENSTEIN
TRUSTEE	6.00	2.00	Yes (X)	$0	$0	$0
ALAN D SCHWARTZ
TRUSTEE	5.00	0.00	Yes (X)	$0	$0	$0
MICHELLE SOHN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
LAURENE M SPERLING
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
SUSAN M STALNECKER
TRUSTEE	6.00	2.00	Yes (X)	$0	$0	$0
ASHLEY CROWDER STANLEY
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
JEFFERY N VINIK
TRUSTEE	1.30	0.00	Yes (X)	$0	$0	$0
HOPE MORGAN WARD
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	35.00	16.00		$471,060	$0	$72,428	Yes (X)
VICTOR J DZAU
CHANCELLOR HEALTH AFFAIRS	40.00	48.00		$2,040,018	$0	$732,795	Yes (X)
PETER LANGE
PROVOST	65.00	5.00		$599,341	$26,000	$38,503	Yes (X)
RICHARD RIDDELL
VP & UNIVERSITY SECRETARY	60.00	0.00		$325,692	$0	$44,815	Yes (X)
TALLMAN TRASK III
EXECUTIVE VICE PRESIDENT	60.00	20.00		$620,774	$0	$74,294	Yes (X)
NANCY CATHERINE ANDREWS
VICE CHAN OF ACADEMIC AFFAIRS	40.00	5.00		$742,900	$0	$82,236		Yes (X)
WILLIAM BOULDING
DEAN, FUQUA SCHOOL OF BUSINESS	75.00	2.00		$497,265	$0	$45,667		Yes (X)
ROBERT M CALIFF MD
VICE CHAN FOR CLINICAL RESEARCH	40.00	1.00		$513,548	$0	$46,600		Yes (X)
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN, SOM	60.00	2.00		$553,885	$0	$52,947		Yes (X)
ALICE GOULD
INVESTMENT MANAGER	40.00	0.00		$979,712	$0	$112,166		Yes (X)
ANDERS HALL
INVESTMENT MANAGER	40.00	0.00		$829,201	$0	$40,225		Yes (X)
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	50.00	0.00		$296,003	$0	$85,274		Yes (X)
LAURIE L PATTON
DEAN, COLLEGE OF A & S	68.30	0.00		$377,365	$0	$36,591		Yes (X)
ERIC PETERSON
DIRECTOR, DCRI	80.00	10.00		$437,989	$0	$61,002		Yes (X)
JAMES S ROBERTS
EXEC VICE-PROVOST FIN & ADMIN	38.00	2.00		$333,284	$0	$38,503		Yes (X)
NEAL TRIPLETT
CHIEF INVESTMENT OFFICER	40.00	20.00		$2,577,433	$0	$296,792		Yes (X)
DAVID N CUTCLIFFE
COACH	40.00	0.00		$1,992,685	$0	$50,919			Yes (X)
MICHAEL B KASTAN
EXEC DIRECTOR, CANCER INSTITUTE	40.00	0.00		$903,712	$0	$43,999			Yes (X)
MICHAEL W KRZYZEWSKI
COACH	40.00	0.00		$6,020,977	$0	$1,271,449			Yes (X)
JOANNE MCCALLIE
COACH	40.00	0.00		$943,268	$0	$52,476			Yes (X)
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	40.00	0.00		$896,100	$0	$51,054			Yes (X)
ALVIN L CRUMBLISS
FORMER KEY EMPLOYEE	40.00	0.00		$205,097	$0	$34,111				Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$24,255,459	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$26,000	TotReportableCompRltdOrgAmt
Total Other Compensation	$3,559,161	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	2519	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1	CityContractorAddress/USAddress/City	StateContractorAddress/USAddress/State	ZIP CodeContractorAddress/USAddress/ZIPCode	ServicesServicesDesc	CompensationCompensationAmt
LEND LEASE US CONSTRUCTION INC
324 BLACKWELL ST STE 130	DURHAM	NC	27701	CONSTRUCTION SERVICE	$37,449,187
LECHASE CONSTRUCTION
324 BLACKWELL ST 1200	DURHAM	NC	27701	CONSTRUCTION SERVICE	$31,552,391
ROMEO GUEST ASSOCIATES INC
1715 CAMDEN AVE	DURHAM	NC	27704	CONSTRUCTION SERVICE	$24,431,307
PAREXEL INTERNATIONAL
5239 PAYSPHERE CIRCLE	CHICAGO	IL	60674	CONSULTING SERVICE	$23,971,257
SKANSKA USA BUILDING INC
4309 EMPEROR BLVD SUITE 200	DURHAM	NC	27703	CONSTRUCTION SERVICE	$21,015,390

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	671	CntrctRcvdGreaterThan100KCnt
Fundraising	$4,094,197	FundraisingAmt
Related Organizations	$80,101,643	RelatedOrganizationsAmt
Government Grants	$577,204,625	GovernmentGrantsAmt
All Other Contributions	$690,437,867	AllOtherContributionsAmt
Noncash Contributions	$49,049,351	NoncashContributionsAmt
Total Contributions	$1,351,838,332	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION & FEES	611600	$665,685,603	$665,685,603
ANCILLARY STUDENT SVCS	611600	$91,239,646	$91,239,646
CONTINUING EDUCATION	611600	$55,529,194	$55,529,194
CONFERENCE FEES	611600	$5,824,440	$5,824,440
ACADEMIC MED. RESEARCH	611600	$4,615,334	$4,615,334

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$95,637,082	TotalRevenueColumnAmt
Related Or Exempt Func Income	$95,637,082	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$918,531,299	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$118,243,338	TotalRevenueColumnAmt
Exclusion	$118,243,338	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$26,378,857	TotalRevenueColumnAmt
Exclusion	$26,378,857	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$8,257,968	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$5,307,955	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$2,950,013	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$2,950,013	TotalRevenueColumnAmt
Exclusion	$2,950,013	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$9,665,911,678	SecuritiesAmt
Other	$115,534	OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$9,038,149,000	SecuritiesAmt
Other	$13,320,279	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$627,762,678	SecuritiesAmt
Other	-$13,204,745	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$614,557,933	TotalRevenueColumnAmt
Exclusion	$614,557,933	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$493,690	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$4,094,197	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$1,518,366	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$1,024,676	TotalRevenueColumnAmt
Exclusion	-$1,024,676	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
MISC. SALES	900099	$14,127,495	$14,127,495
VARIOUS FEES AND FINES	900099	$4,347,090	$4,347,090
STUDENT DUES	900099	$4,070,084	$4,070,084

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$6,682,759	TotalRevenueColumnAmt
Related Or Exempt Func Income	$6,682,759	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$29,227,428	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$3,060,702,524	TotalRevenueColumnAmt
Related Or Exempt Func Income	$947,758,727	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$0	UnrelatedBusinessRevenueAmt
Exclusion	$761,105,465	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$7,640,508	TotalAmt
Program Services	$7,640,508	ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$291,740,863	TotalAmt
Program Services	$291,740,863	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$63,947	TotalAmt
Program Services	$63,947	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$14,518,984	TotalAmt
Program Services	$1,284,096	ProgramServicesAmt
Management And General	$12,223,891	ManagementAndGeneralAmt
Fundraising	$1,010,997	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$1,053,732	TotalAmt
Program Services	$879,385	ProgramServicesAmt
Management And General	$174,347	ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$1,103,925,616	TotalAmt
Program Services	$952,335,017	ProgramServicesAmt
Management And General	$129,378,534	ManagementAndGeneralAmt
Fundraising	$22,212,065	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$80,758,496	TotalAmt
Program Services	$70,672,362	ProgramServicesAmt
Management And General	$8,488,964	ManagementAndGeneralAmt
Fundraising	$1,597,170	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$95,609,606	TotalAmt
Program Services	$84,966,604	ProgramServicesAmt
Management And General	$7,837,268	ManagementAndGeneralAmt
Fundraising	$2,805,734	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$80,841,311	TotalAmt
Program Services	$68,715,115	ProgramServicesAmt
Management And General	$10,509,370	ManagementAndGeneralAmt
Fundraising	$1,616,826	FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$10,406,955	TotalAmt
Program Services	$1,662,807	ProgramServicesAmt
Management And General	$8,733,808	ManagementAndGeneralAmt
Fundraising	$10,340	FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$628,647	TotalAmt
Management And General	$616,147	ManagementAndGeneralAmt
Fundraising	$12,500	FundraisingAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$1,479,417	TotalAmt
Fundraising	$1,479,417	FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$21,916,277	TotalAmt
Management And General	$21,916,277	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$124,120,273	TotalAmt
Program Services	$96,405,156	ProgramServicesAmt
Management And General	$23,966,302	ManagementAndGeneralAmt
Fundraising	$3,748,815	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$5,151,955	TotalAmt
Program Services	$3,965,141	ProgramServicesAmt
Management And General	$1,051,384	ManagementAndGeneralAmt
Fundraising	$135,430	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$88,465,708	TotalAmt
Program Services	$83,174,836	ProgramServicesAmt
Management And General	$4,441,376	ManagementAndGeneralAmt
Fundraising	$849,496	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$9,297,284	TotalAmt
Program Services	$6,427,621	ProgramServicesAmt
Management And General	$2,869,663	ManagementAndGeneralAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$37,362,559	TotalAmt
Program Services	$22,826,508	ProgramServicesAmt
Management And General	$14,536,051	ManagementAndGeneralAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$67,473,170	TotalAmt
Program Services	$65,702,412	ProgramServicesAmt
Management And General	$1,349,724	ManagementAndGeneralAmt
Fundraising	$421,034	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$56,164,183	TotalAmt
Program Services	$51,694,462	ProgramServicesAmt
Management And General	$2,341,953	ManagementAndGeneralAmt
Fundraising	$2,127,768	FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

Field	Value	IRS element (for citing)
Total	$2,043	TotalAmt
Program Services	$2,043	ProgramServicesAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$34,225,001	TotalAmt
Program Services	$25,923,702	ProgramServicesAmt
Management And General	$5,304,930	ManagementAndGeneralAmt
Fundraising	$2,996,369	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$59,373,953	TotalAmt
Program Services	$40,159,705	ProgramServicesAmt
Management And General	$19,216,915	ManagementAndGeneralAmt
Fundraising	-$2,667	FundraisingAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$184,856,707	TotalAmt
Program Services	$172,582,222	ProgramServicesAmt
Management And General	$12,274,485	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$3,918,829	TotalAmt
Program Services	$5,595,899	ProgramServicesAmt
Management And General	-$1,682,741	ManagementAndGeneralAmt
Fundraising	$5,671	FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
SUBRECIPIENT PAYMENTS	$179,982,016	$179,982,016
EQUIP RENTAL & MAINTENA	$46,860,624	$62,176,309	-$15,761,100	$445,415
COST OF GOODS SOLD	$18,851,046	$15,866,200	$2,977,337	$7,509
PRINTING & PUBLICATIONS	$11,126,709	$7,866,591	$2,091,976	$1,168,142

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$19,165,423	TotalAmt
Program Services	$91,788,039	ProgramServicesAmt
Management And General	-$73,925,256	ManagementAndGeneralAmt
Fundraising	$1,302,640	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$2,656,981,842	TotalAmt
Program Services	$2,412,099,566	ProgramServicesAmt
Management And General	$200,931,605	ManagementAndGeneralAmt
Fundraising	$43,950,671	FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$186,307,269	BOYAmt
EOY	$177,661,248	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$465,485,441	BOYAmt
EOY	$487,854,140	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$117,987,505	BOYAmt
EOY	$136,898,553	EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

Field	Value	IRS element (for citing)
BOY	$67,935	BOYAmt
EOY	$0	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$41,884,950	BOYAmt
EOY	$43,985,796	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$19,121,967	BOYAmt
EOY	$17,135,562	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$71,253,772	BOYAmt
EOY	$99,284,494	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$4,247,074,077	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$2,405,326,745	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$1,761,300,139	BOYAmt
EOY	$1,841,747,332	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$2,562,455,501	BOYAmt
EOY	$1,755,216,520	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$5,443,589,979	BOYAmt
EOY	$7,743,801,439	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$707,155,756	BOYAmt
EOY	$802,360,023	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$11,376,610,214	BOYAmt
EOY	$13,105,945,107	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$258,057,872	BOYAmt
EOY	$295,098,254	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$158,065,135	BOYAmt
EOY	$160,077,346	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$1,053,900,000	BOYAmt
EOY	$1,050,845,000	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$6,007,482	BOYAmt
EOY	$8,467,970	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$367,836,456	BOYAmt
EOY	$495,339,889	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$370,772,404	BOYAmt
EOY	$422,561,217	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$2,214,639,349	BOYAmt
EOY	$2,432,389,676	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$4,334,577,206	BOYAmt
EOY	$5,166,020,994	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$2,303,099,009	BOYAmt
EOY	$2,872,682,056	EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$2,524,294,650	BOYAmt
EOY	$2,634,852,381	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$9,161,970,865	BOYAmt
EOY	$10,673,555,431	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$11,376,610,214	BOYAmt
EOY	$13,105,945,107	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$403,720,682	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$692,453,994	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$415,409,890	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Political Expenditures	$0	PoliticalExpendituresAmt
Volunteer Hours	0	VolunteerHoursCnt
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Form4720 Filed Section4955 Tax	0	Form4720FiledSection4955TaxInd
Correction Made	0	CorrectionMadeInd
Volunteers	0	VolunteersInd
Paid Staff Or Management	Yes (1)	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (1)	DirectContactLegislatorsInd
Direct Contact Legislators	$212,624	DirectContactLegislatorsAmt
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	Yes (1)	OtherActivitiesInd
Other Activities	$6,935	OtherActivitiesAmt
Total Lobbying Expenditures	$219,559	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	FORM 990, SCHEDULE C, PART II-B	FormAndLineReferenceDesc
Explanation	DUKE UNIVERSITY EMPLOYS STAFF WHO PERFORM SOME LOBBYING ACTIVITIES AS PART OF THEIR JOB RESPONSIBILITIES. THESE SAME EMPLOYEES AND SENIOR LEADERS OF THE ORGANIZATION MAY HAVE DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, AND GOVERNMENT OFFICIALS. DUKE UNIVERSITY PAYS MEMBERSHIP DUES TO OTHER ORGANIZATIONS. PER THE MEMBERSHIP DUES INVOICES, SOME OF THESE ORGANIZATIONS PROVIDE A DISCLOSURE OF LOBBYING PERCENTAGE OF THE DUES RECEIVED.	ExplanationTxt

Schedule D IRS990ScheduleD

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Revenues Included	$74,111	RevenuesIncludedAmt
Assets Included	$34,859,461	AssetsIncludedAmt

Field	Value	IRS element (for citing)
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Coll Used Scholarly Rsrch	Yes (X)	CollUsedScholarlyRsrchInd
Collection Used Preservation	Yes (X)	CollectionUsedPreservationInd
Coll Used Loan Or Exch Prog	Yes (X)	CollUsedLoanOrExchProgInd
Solicited Assets Sale	Yes (1)	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$6,019,979,874	BeginningYearBalanceAmt
Contributions	$125,705,635	ContributionsAmt
Investment Earnings Or Losses	$1,150,829,206	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$76,193,058	GrantsOrScholarshipsAmt
Other Expenditures	$207,698,098	OtherExpendituresAmt
End Year Balance	$7,012,623,559	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$5,537,135,706	BeginningYearBalanceAmt
Contributions	$91,146,456	ContributionsAmt
Investment Earnings Or Losses	$685,897,075	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$74,093,846	GrantsOrScholarshipsAmt
Other Expenditures	$220,105,517	OtherExpendituresAmt
End Year Balance	$6,019,979,874	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$5,728,347,000	BeginningYearBalanceAmt
Contributions	$79,855,209	ContributionsAmt
Investment Earnings Or Losses	-$2,357,082	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$70,629,526	GrantsOrScholarshipsAmt
Other Expenditures	$198,079,895	OtherExpendituresAmt
End Year Balance	$5,537,135,706	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$4,802,051,000	BeginningYearBalanceAmt
Contributions	$81,684,000	ContributionsAmt
Investment Earnings Or Losses	$1,123,743,485	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$73,647,646	GrantsOrScholarshipsAmt
Other Expenditures	$205,483,839	OtherExpendituresAmt
End Year Balance	$5,728,347,000	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$4,430,172,000	BeginningYearBalanceAmt
Contributions	$86,145,000	ContributionsAmt
Investment Earnings Or Losses	$530,625,628	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$55,616,571	GrantsOrScholarshipsAmt
Other Expenditures	$189,275,057	OtherExpendituresAmt
End Year Balance	$4,802,051,000	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.30000	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.70000	PrmnntEndowmentBalanceEOYPct
Endowments Held Unrelated Org	Yes (1)	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	Yes (1)	EndowmentsHeldRelatedOrgInd
Related Org List Sch R	Yes (1)	RelatedOrgListSchRInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$24,639,422	OtherCostOrOtherBasisAmt
Book Value	$24,639,422	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$2,766,434,302	OtherCostOrOtherBasisAmt
Depreciation	$1,435,078,955	DepreciationAmt
Book Value	$1,331,355,347	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$165,125,491	OtherCostOrOtherBasisAmt
Depreciation	$110,920,459	DepreciationAmt
Book Value	$54,205,032	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$654,186,076	OtherCostOrOtherBasisAmt
Depreciation	$510,215,542	DepreciationAmt
Book Value	$143,970,534	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$636,688,786	OtherCostOrOtherBasisAmt
Depreciation	$349,111,789	DepreciationAmt
Book Value	$287,576,997	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$1,841,747,332	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (8 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
SHORT TERM INVESTMENTS	$2,045,814,957	F
US GOVERNMENT SECURITIES	$3,146,000	F
REAL ASSETS	$1,550,028,532	F
PRIVATE CAPITAL	$1,647,212,949	F
HEDGE STRATEGIES	$798,577,354	F
OTHER INVESTMENTS	$56,506,240	F
FIXED INCOME	$328,274,392	F
EQUITIES	$1,314,241,015	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$7,743,801,439	TotalBookValueSecuritiesAmt

Other Assets Org OtherAssetsOrgGrp (2 entries)

DescDesc	Book ValueBookValueAmt
DEPOSITS WITH BOND TRUSTEE	$2
INTEREST IN PERPETUAL TRUST HELD BY OTHERS	$802,360,021

Field	Value	IRS element (for citing)
Total Book Value Other Assets	$802,360,023	TotalBookValueOtherAssetsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (6 entries)

DescDesc	AmtAmt
ANNUITY AND SPLIT INTEREST OBLIGATIONS	$47,110,373
POSTRETIREMENT HEALTHCARE BENEFIT OBLIGATIONS	$201,299,185
FUNDS HELD FOR OTHERS	$88,805,210
REFUNDABLE FEDERAL STUDENT LOANS	$34,778,599
CONDITIONAL ASSET RETIREMENT	$45,288,852
MISC PAYABLES	$5,278,998

Field	Value	IRS element (for citing)
Total Liability	$422,561,217	TotalLiabilityAmt

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE D, PART III, LINE 4	ART COLLECTION DUKE UNIVERSITY'S COLLECTION OF ART, INCLUDING THOSE PIECES MAINTAINED IN THE NASHER MUSEUM OF ART AT DUKE UNIVERSITY, FOSTERS THE UNDERSTANDING AND APPRECIATION OF THE VISUAL ARTS BY PROVIDING DIRECT EXPERIENCE WITH ORIGINAL WORKS OF ART SUPPORTED BY A RANGE OF EXHIBITIONS, PROGRAMS AND PUBLICATIONS FOR THE UNIVERSITY AND BROADER COMMUNITY. THE MUSEUM DRAWS ON THE INTELLECTUAL RESOURCES OF THE RESEARCH UNIVERSITY AND SERVES AS A LABORATORY OF THE ARTS DEDICATED TO MULTIDISCIPLINARY APPROACHES TO LEARNING.
SCHEDULE D, PART V, LINE 4	USE OF ENDOWMENT FUNDS THE INTENDED USES OF THE ENDOWMENT FUNDS ARE FOR INSTRUCTION, RESEARCH, LIBRARY AND FINANCIAL AID.
SCHEDULE D, PART X	LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 DUKE UNIVERSITY ADOPTED THE REQUIREMENTS OF FIN 48 AND CONSIDERED ITS TAX POSITION. BASED ON THAT ANALYSIS, THE PROVISIONS OF FIN 48 ARE DEEMED IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS, AND THEREFORE, NO FIN 48 SPECIFIC DISCLOSURES ARE MADE IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2014.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (1)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (1)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (1)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (1)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (1)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (1)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (1)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	0	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	0	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	0	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	0	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	0	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	0	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	0	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (1)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	0	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (1)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE E, PART I, LINE 3	SEE PART II
FORM 990, SCHEDULE E, LINE 3	NONDISCRIMINATORY POLICY DUKE UNIVERSITY IS COMMITTED TO ENCOURAGING AND SUSTAINING WORK AND LEARNING ENVIRONMENTS THAT ARE FREE FROM HARASSMENT AND PROHIBITED DISCRIMINATION. THE UNIVERSITY PROHIBITS DISCRIMINATION AND HARASSMENT IN THE ADMINISTRATION OF BOTH ITS EMPLOYMENT AND EDUCATIONAL POLICIES. EQUAL EMPLOYMENT AND EDUCATIONAL OPPORTUNITIES ARE PROVIDED WITHOUT REGARD TO RACE, COLOR, SEX, RELIGION, NATIONAL ORIGIN, DISABILITY, VETERAN STATUS, SEXUAL ORIENTATION, GENDER IDENTITY, AGE OR GENETIC INFORMATION. DUKE UNIVERSITY ALSO MAKES GOOD FAITH EFFORTS TO RECRUIT, HIRE AND PROMOTE QUALIFIED MINORITIES, WOMEN, INDIVIDUALS WITH DISABILITIES AND VETERANS. IN ACCORDANCE WITH TITLE IX OF THE EDUCATION AMENDMENTS OF 1972, DUKE UNIVERSITY PROHIBITS DISCRIMINATION ON THE BASIS OF SEX. SEXUAL HARASSMENT IS A FORM OF SEX DISCRIMINATION. DUKE UNIVERSITY HAS DESIGNATED DR. BENJAMIN D. REESE, VICE-PRESIDENT OF THE OFFICE FOR INSTITUTIONAL EQUITY AS ITS TITLE IX COORDINATOR. THE OFFICE FOR INSTITUTIONAL EQUITY IS LOCATED IN SMITH WAREHOUSE, 114 S. BUCHANAN BLVD., BAY 8, DURHAM, NORTH CAROLINA 27708. DR. REESE'S OFFICE TELEPHONE NUMBER IS (919) 684-8222. QUESTIONS OR CONCERNS REGARDING TITLE IX, HARASSMENT OR DISCRIMINATION MAY BE DIRECTED TO THE OFFICE FOR INSTITUTIONAL EQUITY. POLICIES AND RELATED PROCEDURES ARE COMMUNICATED TO ALL MEMBERS OF THE DUKE COMMUNITY THROUGH VARIOUS PUBLICATIONS, POSTINGS, ELECTRONIC MEDIA AND TRAINING SESSIONS FOR MANAGERS. PUBLICATIONS OF THE UNIVERSITY PICTURE BOTH MINORITY AND NON-MINORITY MEN AND WOMEN AND PERSONS WITH DISABILITIES. RECRUITING ADVERTISEMENTS STATE THAT THE UNIVERSITY IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER.
FORM 990, SCHEDULE E, LINE 6	EXPLANATION OF GOVERNMENT FINANCIAL AID IN FUTHERANCE OF ITS EDUCATIONAL MISSIONS, DUKE UNIVERSITY RECEIVES FUNDS IN SUPPORT OF ITS UNDERGRADUATE AND GRADUATE STUDENTS. THESE FUNDS INCLUDE FINANCIAL AID PROGRAMS SUCH AS FEDERAL COLLEGE WORK STUDY, FEDERAL PERKINS FUNDS, FEDERAL STAFFORD LOAN FUNDS, FEDERAL PELL GRANT FUNDS, FEDERAL SEOG FUNDS, MEDICAL PROFESSION LOANS, FEDERAL NURSING LOANS, AND FEDERAL PLUS, ETC. ADDITIONAL STUDENT FINANCIAL AID IS RECEIVED IN THE FORM OF FELLOWSHIP SUPPORT FROM A VARIETY OF FEDERAL AGENCIES, INCLUDING NIH UNDER ITS INDIVIDUAL AND GRADUATE FELLOWSHIP PROGRAMS. IN ADDITION, DUKE UNIVERSITY RECEIVES COOPERATIVE AGREEMENTS FOR BOTH RESEARCH AND EDUCATIONAL PROGRAMS. ALTHOUGH THIS SUPPORT COMES FROM A WIDE VARIETY OF FEDERAL AGENCIES, THE NATIONAL INSTITUTE OF HEALTH, THE NATIONAL SCIENCE FOUNDATION, THE DEPARTMENT OF DEFENSE, AND THE DEPARTMENT OF ENERGY PROVIDE THE MAJORITY OF GRANTS AND COOPERATIVE AGREEMENTS.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (46 entries)

RegionRegionTxt	OfficesOfficesCnt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
ANTARCTICA	0	0	PROGRAM SERVICES	RESEARCH	$5,295
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	EDUCATION	$123,451
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	RESEARCH	$39,961
CENTRAL AMERICA AND THE CARIBBEAN	0	1	PROGRAM SERVICES	STUDY ABROAD	$62,217
CENTRAL AMERICA AND THE CARIBBEAN	0	0	SEMINAR		$98,824
EAST ASIA AND THE PACIFIC	0	0	FUNDRAISING		$4,954
EAST ASIA AND THE PACIFIC	0	0	GRANTMAKING		$33,825
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	EDUCATION	$6,520,419
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	CULTURAL EVENT	$9,418
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	RESEARCH	$4,268,692
EAST ASIA AND THE PACIFIC	0	13	PROGRAM SERVICES	STUDY ABROAD	$1,101,461
EAST ASIA AND THE PACIFIC	0	0	SEMINAR		$1,765,540
EUROPE	0	0	FUNDRAISING		$6,841
EUROPE	0	0	GRANTMAKING		$22,499
EUROPE	0	0	PROGRAM SERVICES	EDUCATION	$808,061
EUROPE	0	0	PROGRAM SERVICES	RESEARCH	$9,842,126
EUROPE	6	61	PROGRAM SERVICES	STUDY ABROAD	$4,378,220
EUROPE	0	0	SEMINAR		$3,250,048
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	EDUCATION	$136,838
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	RESEARCH	$542,659
MIDDLE EAST AND NORTH AFRICA	0	3	PROGRAM SERVICES	STUDY ABROAD	$864,333
MIDDLE EAST AND NORTH AFRICA	0	0	SEMINAR		$195,075
NORTH AMERICA	0	0	GRANTMAKING		$1,575
NORTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	$97,080
NORTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	$11,349,853
NORTH AMERICA	0	2	PROGRAM SERVICES	STUDY ABROAD	$4,678
NORTH AMERICA	0	0	SEMINAR		$413,235
RUSSIA AND NEIGHBORING STATES	0	0	PROGRAM SERVICES	EDUCATION	$104,683
RUSSIA AND NEIGHBORING STATES	0	0	PROGRAM SERVICES	RESEARCH	$83,050
RUSSIA AND NEIGHBORING STATES	0	4	PROGRAM SERVICES	STUDY ABROAD	$388,967
RUSSIA AND NEIGHBORING STATES	0	0	SEMINAR		$75,005
SOUTH AMERICA	0	0	GRANTMAKING		$6,998
SOUTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	$203,614
SOUTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	$796,028
SOUTH AMERICA	0	5	PROGRAM SERVICES	STUDY ABROAD	$92,546
SOUTH AMERICA	0	0	SEMINAR		$355,515
SOUTH ASIA	0	0	GRANTMAKING		$6,250
SOUTH ASIA	0	0	PROGRAM SERVICES	EDUCATION	$213,480
SOUTH ASIA	0	0	PROGRAM SERVICES	RESEARCH	$2,747,355
SOUTH ASIA	0	2	PROGRAM SERVICES	STUDY ABROAD	$696,753
SOUTH ASIA	0	0	SEMINAR		$193,480
SUB-SAHARAN AFRICA	0	0	GRANTMAKING		$8,300
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	EDUCATION	$500,367
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	RESEARCH	$3,327,107
SUB-SAHARAN AFRICA	0	12	PROGRAM SERVICES	STUDY ABROAD	$364,792
SUB-SAHARAN AFRICA	0	0	SEMINAR		$447,944

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	1	SubtotalEmployeesCnt
Continutation Total Office	6	ContinutationTotalOfficeCnt
Continutation Total Employee	102	ContinutationTotalEmployeeCnt
Total Office	6	TotalOfficeCnt
Total Employee	103	TotalEmployeeCnt
Subtotal Spent	$6,888,946	SubtotalSpentAmt
Continuation Spent	$49,670,466	ContinuationSpentAmt
Total Spent	$56,559,412	TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp

Field	Value	IRS element (for citing)
Region	SOUTH AMERICA	RegionTxt
Purpose Of Grant	GENERAL SUPPORT	PurposeOfGrantTxt
Non Cash Assistance	$6,998	NonCashAssistanceAmt
Description Of Non Cash Asst	MEDICAL EQUIPMENT	DescriptionOfNonCashAsstTxt
Valuation Method Used	FMV	ValuationMethodUsedDesc

Field	Value	IRS element (for citing)
Total501c3 Org	0	Total501c3OrgCnt
Total Other Org	1	TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (6 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
AWARD	EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA,	1	$3,000	WIRE
TUITION	EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA,	3	$15,325	WIRE
TUITION	EUROPE	1	$21,048	WIRE
GIFT	NORTH AMERICA	1	$1,575	CHECK
CONTRIBUTION	SUB-SAHARAN AFRICA	9	$5,000	WIRE
TUITION	SUB-SAHARAN AFRICA	1	$1,800	WIRE

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	0	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (1)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	0	PassiveForeignInvestmestCoInd
Foreign Partnership	0	ForeignPartnershipInd
Boycott Countries	Yes (1)	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE F, PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO SEVERAL ORGANIZATIONS OUTSIDE THE UNITED STATES. IN PARTICULAR FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANT FUNDS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY.	ExplanationTxt

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Email Solicitations	Yes (X)	EmailSolicitationsInd
Phone Solicitations	Yes (X)	PhoneSolicitationsInd
In Person Solicitations	Yes (X)	InPersonSolicitationsInd
Solicitation Of Non Govt Grants	Yes (X)	SolicitationOfNonGovtGrantsInd
Solicitation Of Govt Grants	Yes (X)	SolicitationOfGovtGrantsInd
Special Fundraising Events	Yes (X)	SpecialFundraisingEventsInd
Agrmt Prof Fundraising Acty	Yes (1)	AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (10 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	ActivityActivityTxt	Fundraiser Control Of FundsFundraiserControlOfFundsInd	Gross ReceiptsGrossReceiptsAmt	Retained By ContractorRetainedByContractorAmt	Net To OrganizationNetToOrganizationAmt
GRENZEBACH GLIER & ASSOCIATES
SEE PART IV FOR ADDRESS	SEE PART IV	IL	60611	CAMPAIGN CONSULTING	0	$0	$23,175	$0
COPPER REEF ENTERPRISES
SEE PART IV FOR ADDRESS	CARLSBAD	CA	92009	CAMPAIGN CONSULTING	0	$0	$102,797	$0
PW FEATS
SEE PART IV FOR AD	BALTIMORE	MD	21202	CAMPAIGN CONSULTING	0	$0	$1,001,489	$0
SULLIVAN & COMPANY
SE	NEW YORK	NY	10014	CAMPAIGN CONSULTING	0	$0	$144,550	$0
HOPKINS DESIGN GROUP LTD
SEE PART IV FOR ADDRESS	DURHAM	NC	27705	CAMPAIGN CONSULTING	0	$0	$6,069	$0
CMG PARTNERS LLC
SEE PART IV FOR ADDRESS	SURFSIDE BEACH	SC	29575	CAMPAIGN CONSULTING	0	$0	$24,349	$0
CREWS CONTROL CORPORATION
SEE PART IV FOR ADDRESS	FULTON	MD	20759	CAMPAIGN CONSULTING	0	$0	$11,029	$0
EVENT MEDIA
SEE PART IV FOR ADD	CHICAGO	IL	60647	CAMPAIGN CONSULTING	0	$0	$81,561	$0
PHASE FIVE CREATIVE INC
SEE PART IV FOR ADDRESS	DURHAM	NC	27707	CAMPAIGN CONSULTING	0	$0	$7,971	$0
STANFORD UNIVERITY
SEE PART IV FOR ADDRESS	STANFORD	CA	94305	CAMPAIGN CONSULTING	0	$0	$60,000	$0

Field	Value	IRS element (for citing)
Total Retained By Contractors	$1,462,990	TotalRetainedByContractorsAmt
Licensed States	AL	LicensedStatesCd
Licensed States	AK	LicensedStatesCd
Licensed States	AR	LicensedStatesCd
Licensed States	CA	LicensedStatesCd
Licensed States	CO	LicensedStatesCd
Licensed States	CT	LicensedStatesCd
Licensed States	DC	LicensedStatesCd
Licensed States	FL	LicensedStatesCd
Licensed States	GA	LicensedStatesCd
Licensed States	HI	LicensedStatesCd
Licensed States	IL	LicensedStatesCd
Licensed States	KS	LicensedStatesCd
Licensed States	KY	LicensedStatesCd
Licensed States	LA	LicensedStatesCd
Licensed States	ME	LicensedStatesCd
Licensed States	MD	LicensedStatesCd
Licensed States	MA	LicensedStatesCd
Licensed States	MI	LicensedStatesCd
Licensed States	MN	LicensedStatesCd
Licensed States	MS	LicensedStatesCd
Licensed States	NH	LicensedStatesCd
Licensed States	NJ	LicensedStatesCd
Licensed States	NM	LicensedStatesCd
Licensed States	NY	LicensedStatesCd
Licensed States	NC	LicensedStatesCd
Licensed States	ND	LicensedStatesCd
Licensed States	OH	LicensedStatesCd
Licensed States	OK	LicensedStatesCd
Licensed States	OR	LicensedStatesCd
Licensed States	PA	LicensedStatesCd
Licensed States	RI	LicensedStatesCd
Licensed States	SC	LicensedStatesCd
Licensed States	TN	LicensedStatesCd
Licensed States	UT	LicensedStatesCd
Licensed States	VA	LicensedStatesCd
Licensed States	WA	LicensedStatesCd
Licensed States	WV	LicensedStatesCd
Licensed States	WI	LicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Name Of Event1	2013 CMN	NameOfEvent1Amt
Gross Receipts Event1	$2,547,067	GrossReceiptsEvent1Amt
Charitable Contri Event1	$2,542,067	CharitableContriEvent1Amt
Gross Revenue Event1	$5,000	GrossRevenueEvent1Amt
Other Direct Expenses Event1	$352,517	OtherDirectExpensesEvent1Amt
Name Of Event2	2014 RADIOTHON	NameOfEvent2Amt
Gross Receipts Event2	$533,399	GrossReceiptsEvent2Amt
Charitable Contri Event2	$508,982	CharitableContriEvent2Amt
Gross Revenue Event2	$24,417	GrossRevenueEvent2Amt
Other Direct Expenses Event2	$22,508	OtherDirectExpensesEvent2Amt
Other Events Total	7	OtherEventsTotalCnt
Gross Receipts Other Events	$1,507,421	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$1,043,148	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$464,273	GrossRevenueOtherEventsAmt
Non Cash Prizes Other Events	$230,710	NonCashPrizesOtherEventsAmt
Rent Fclty Costs Other Events	$13,380	RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events	$109,982	FoodAndBeverageOtherEventsAmt
Entertainment Other Events	$7,867	EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events	$781,402	OthDirectExpnssOtherEventsAmt
Gross Receipts Total	$4,587,887	GrossReceiptsTotalAmt
Charitable Contributions Tot	$4,094,197	CharitableContributionsTotAmt
Gross Revenue Total Events	$493,690	GrossRevenueTotalEventsAmt
Non Cash Prizes Total Events	$230,710	NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events	$13,380	RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events	$109,982	FoodAndBeverageTotalEventsAmt
Entertainment Total Events	$7,867	EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events	$1,156,427	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$1,518,366	DirectExpenseSummaryEventsAmt
Net Income Summary	-$1,024,676	NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:

(I) NAME OF FUNDRAISER: GRENZEBACH GLIER & ASSOCIATES (I) ADDRESS OF FUNDRAISER: 401 N. MICHIGAN AVE, CHICAGO, IL 60611 (I) NAME OF FUNDRAISER: COOPER REEF ENTERPRISES (I) ADDRESS OF FUNDRAISER: 6965 EL CAMINO REAL, CARLSBAD, CA 92009 (I) NAME OF FUNDRAISER: P.W. FEATS (I) ADDRESS OF FUNDRAISER: 3 E. READ ST., BALTIMORE, MD 21202 (I) NAME OF FUNDRAISER: SULLIVAN & COMPANY (I) ADDRESS OF FUNDRAISER: 450 W. 14TH ST, NEW YORK, NY 10014 (I) NAME OF FUNDRAISER: HOPKINS DESIGN GROUP LTD (I) ADDRESS OF FUNDRAISER: 822 BROAD ST, DURHAM, NC 27705 (I) NAME OF FUNDRAISER: CMG PARTNERS LLC (I) ADDRESS OF FUNDRAISER: 1413 HWY 17 SOUTH, SURFSIDE BEACH, SC 29575 (I) NAME OF FUNDRAISER: CREWS CONTROL CORPORATION (I) ADDRESS OF FUNDRAISER: 8161 MAPLE LAWN BLVD, FULTON, MD 20759 (I) NAME OF FUNDRAISER: EVENT MEDIA INC. (I) ADDRESS OF FUNDRAISER: 2334 W. NORTH AVE, CHICAGO, IL 60647 (I) NAME OF FUNDRAISER: PHASE FIVE CREATIVE INC. (I) ADDRESS OF FUNDRAISER: 3623 CARLISLE DR, DURHAM, NC 27707 (I) NAME OF FUNDRAISER: STANFORD UNIVERSITY (I) ADDRESS OF FUNDRAISER: 450 SERRA MALL, STANFORD, CA 94305

SCHEDULE G, LINE 2(B), COLUMN (V)

DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH ENTITIES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(B), COLUMNS (I-V). THESE AGREEMENTS ALLOW FOR CERTAIN REIMBURSEMENTS OF EXPENSES SUCH AS: TRAVEL EXPENSES RELATED TO THE SERVICES PROVIDED. THE REIMBURSEMENT IS ANALYZED AND AUTHORIZED ON A CASE BY CASE BASIS. THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEE FOR SERVICES RENDERED.

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (79 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Purpose Of GrantPurposeOfGrantTxt	Non Cash AssistanceNonCashAssistanceAmt	Valuation Method UsedValuationMethodUsedDesc	Non Cash AssistanceNonCashAssistanceDesc
501CARBON
731 9TH STREET SUITE 53	DURHAM	NC	27705	463128604	501(C)(3)	$10,000	ACC COMPETITION AWARD
ALBERT SCHWEITZER FELLOWSHIP
109 BROOKLINE AVE	BOSTON	MA	02215	131982786	501(C)(3)	$35,000	SCHWEITZER FELLOWSHIP PROGRAM
AMERICAN ACADEMY OF ALLERGY
555 WELLS ST SUITE 1100	MILWAUKEE	WI	53202	396061326	501(C)(3)	$16,500	GENERAL SUPPORT
AMERICAN CANCER SOCIETY
250 WILLIAMS ST NW STE 600	ATLANTA	GA	30303	131788491	501(C)(3)	$25,300	GENERAL SUPPORT
AMERICAN DANCE FESTIVAL
715 BROAD STREET	DURHAM	NC	27705	060932294	501(C)(3)	$30,000	GENERAL SUPPORT	$400	FMV	COMPUTER EQUIPMENT
AMERICAN HEART ASSOCIATION
7272 GREENVILLE AVE	DALLAS	TX	752319955	135613797	501(C)(3)	$6,000	GENERAL SUPPORT
AMERICAN MATHEMATICAL SOCIETY
PO BOX 6248	PROVIDENCE	RI	029042213	050264797	501(C)(3)	$8,645	GENERAL SUPPORT
AMERICAN SOCIETY OF NEPHROLOGY
1510 H ST NW SUITE 800	WASHINGTON	DC	20005	526078378	501(C)(3)	$70,000	LECTURESHIP SUPPORT
BENEVOLENT HEALTHCARE FOUNDATION (PROJECT CURE)
PO BOX 651	EVERGREEN	CO	80437	841568566	501(C)(3)		GENERAL SUPPORT	$52,355	FMV	MEDICAL EQUIPMENT
BETHLEHEM TEMPLE APOSTOLIC FAITH CHURCH
600 N ROXBORO ST	DURHAM	NC	27704	582526080	501(C)(3)		GENERAL SUPPORT	$6,310	FMV	OFFICE EQUIPMENT
BLACKWELL STREET MGMT COMPANY
201 W MAIN ST SUITE 100	DURHAM	NC	27701	205544239	-	$40,000	GENERAL SUPPORT
CALVARY MINISTRIES OF THE WEST END
1311 MOREHEAD AVENUE	DURHAM	NC	27707	561858174	501(C)(3)	$8,000	GENERAL SUPPORT	$2,600	FMV	OFFICE EQUIPMENT
CAMPAIGN 4 CHANGE
PO BOX 3355	DURHAM	NC	27702	260096724	501(C)(3)	$10,450	COMMUNITY SUPPORT
CARING HOUSE INC
2625 PICKETT RD	DURHAM	NC	277055603	561647154	501(C)(3)	$5,000	GENERAL SUPPORT
CHAMBER ORCHESTRA OF THE TRIAN
1213 E FRANKLIN STREET	CHAPEL HILL	NC	27514	561610461	501(C)(3)	$8,000	GENERAL SUPPORT
CHANGING A GENERATION WITH FACE
PO BOX 11587	DURHAM	NC	27703	562158704	501(C)(3)		GENERAL SUPPORT	$52,380	FMV	OFFICE EQUIPMENT
CHILD EVANGELISM FELLOWSHIP INC
44 IONIA AVE S W	GRAND RAPIDS	MI	49502	561827691	501(C)(3)		GENERAL SUPPORT	$103,398	FMV	OFFICE EQUIPMENT
CHURCH WORLD SERVICE
212 S DUKE STREET	DURHAM	NC	27701	134080201	501(C)(3)		GENERAL SUPPORT	$10,421	FMV	OFFICE EQUIPMENT
CITY OF DURHAM
101 CITY HALL PLAZA DEPT EOEA	DURHAM	NC	27701	566000225	GOV'T ENTITY	$751,075	GENERAL SUPPORT
COMMUNITY EMPOWERMENT FUND
133 E FRANKLIN ST SUITE 105	CHAPEL HILL	NC	27514	270428981	501(C)(3)	$5,700	GENERAL SUPPORT
DUKE CATHOLIC STUDENT CENTER
PO BOX 90974	DURHAM	NC	27708	561378592	-	$225,000	GENERAL SUPPORT
FEDORA COMMONS INC
28 CHURCH ST SUITE 2	WINCHESTER	MA	018902538	260389639	501(C)(3)	$20,000	GENERAL SUPPORT
DURHAM COMMUNITY LAND TRUSTEES
1208 W CHAPEL HILL ST	DURHAM	NC	27701	561203878	501(C)(3)	$21,100	GENERAL SUPPORT
DURHAM CONGREGATIONS IN ACTION
504 W CHAPEL HILL ST	DURHAM	NC	27701	237208424	501(C)(3)	$9,606	GENERAL SUPPORT
DURHAM LITERACY CENTER
PO BOX 52209	DURHAM	NC	27701	561479534	501(C)(3)	$7,250	GENERAL SUPPORT
DURHAM PUBLIC SCHOOLS
PO BOX 30002	DURHAM	NC	27701	566001021	GOV'T ENTITY	$103,706	GENERAL SUPPORT	$4,670	FMV	OFFICE EQUIPMENT
DURHAM RESCUE MISSION
PO BOX 11858	DURHAM	NC	27703	581482590	501(C)(3)		GENERAL SUPPORT	$6,849	FMV	OFFICE EQUIPMENT
EMILY KRZYZEWSKI FAMILY LIFE C
904 W CHAPEL HILL ST	DURHAM	NC	27701	562230469	501(C)(3)	$211,600	GENERAL SUPPORT
FAMILY HEALTH MINISTRIES INC
1921 NORTH POINTE DR SUITE 200	DURHAM	NC	27705	562206165	501(C)(3)	$13,595	GENERAL SUPPORT
GENESIS HOME
PO BOX 25426	DURHAM	NC	27702	561633998	501(C)(3)	$6,000	COMMUNITY SUPPORT
HABITAT FOR HUMANITY OF DURHAM
215 N CHURCH ST	DURHAM	NC	27701	581674794	501(C)(3)	$56,675	COMMUNITY SUPPORT
HOPESPRINGS VILLAGE
PO BOX 4466	CARY	NC	27519	461033863	501(C)(3)	$22,100	GENERAL SUPPORT
HOUSE OF REFUGE
947 E MAIN STREET	DURHAM	NC	27701	561988451	501(C)(3)		GENERAL SUPPORT	$9,509	FMV	OFFICE EQUIPMENT
HOUSING FOR NEW HOPE
602 HOLLOWAY STREET	DURHAM	NC	27701	582089068	501(C)(3)	$10,100	GENERAL SUPPORT	$800	FMV	COMPUTER EQUIPMENT
IMG COLLEGE LLC
PO BOX 16533	PALATINE	IL	60055	273646546	-	$33,900	GENERAL SUPPORT
INTERNET2
PO BOX 7855	ANN ARBOR	MI	48107	522060187	501(C)(3)	$20,000	GENERAL SUPPORT
KIDZ NOTES
120 MORRIS ST	DURHAM	NC	27701	270446845	501(C)(3)	$7,250	GENERAL SUPPORT
KRAMDEN INSTITUTE
4915 PROSPECTUS DRIVE	DURHAM	NC	27713	743108814	501(C)(3)		GENERAL SUPPORT	$120,800	FMV	COMPUTER EQUIPMENT
LIGHT OF GOD PRAYER AND HOLINESS CHURCH
PO BOX 39753	GREENSBORO	NC	27438	451344100	501(C)(3)		GENERAL SUPPORT	$5,264	FMV	OFFICE EQUIPMENT
LITTLE GREEN PIG THEATRICAL CONCERN
2646 LAWNDALE AVE	DURHAM	NC	27705	562123719	501(C)(3)		GENERAL SUPPORT	$12,900	FMV	THEATER EQUIPMENT
LUMBEE LAND DEVELOPMENT
6989 HWY 711 W	PEMBROKE	NC	28372	562259380	501(C)(3)		GENERAL SUPPORT	$8,000	FMV	COMPUTER EQUIPMENT
MDC INC
307 W MAIN ST	DURHAM	NC	277013215	560894222	501(C)(3)	$100,000	COMMUNITY SUPPORT
MEALS ON WHEELS OF DURHAM INC
2522 ROSS ROAD	DURHAM	NC	27703	561729111	501(C)(3)	$8,650	COMMUNITY SUPPORT
MICHIGAN STATE UNIVERSITY
426 AUDITORIUM RD ROOM 2	EAST LANSING	MI	48824	386005984	501(C)(3)	$105,986	FELLOWSHIP AWARD
MODEL CITIZEN
110 E 25TH ST	NEW YORK	NY	10010	611731644	-	$10,000	CONSTITUTION OF DIVINITY STUDENT COUNCIL AWARD
MUSEUM OF DURHAM HISTORY
PO BOX 25411	DURHAM	NC	27702	943455685	501(C)(3)	$5,000	GENERAL SUPPORT	$28	FMV	OFFICE EQUIPMENT
NATIONAL HUMANITIES CENTER
7 ALEXANDER DRIVE	RTP	NC	27709	591735367	501(C)(3)	$85,000	GENERAL SUPPORT
NORTH CAROLINA NEW SCHOOLS PRO
4600 MARRIOTT DRIVE STE 510	RALEIGH	NC	27612	204031703	501(C)(3)	$50,000	GENERAL SUPPORT
NORTH CAROLINA STATE UNIV LIBR
CAMPUS BOX 7111	RALEIGH	NC	27695	566000756	GOV'T ENTITY	$15,000	GENERAL SUPPORT
PARTNERS FOR YOUTH
1309 HALLEY STREET	DURHAM	NC	27707	352206640	501(C)(3)	$17,250	GENERAL SUPPORT	$28	FMV	COMPUTER EQUIPMENT
PENNSYLVANIA STATE UNIVERSITY
101 HAMMOND BUILDING	UNIVERSITY PARK	PA	16802	246000376	501(C)(3)	$15,500	FELLOWSHIP AWARD
PHI LAMBDA UPSILON
124 SCIENCE DR	DURHAM	NC	27708	237264553	501(C)(7)	$7,500	GENERAL SUPPORT
PRESERVATION DURHAM
PO BOX 25411	DURHAM	NC	27702	237361218	501(C)(3)	$11,000	GENERAL SUPPORT
REBOUND ALTERNATIVES FOR YOUTH
1101 CORNELL STREET	DURHAM	NC	27701	462746995	501(C)(3)	$7,250	GENERAL SUPPORT
REFRACKT
14308 EASTMAN DR	DURHAM	NC	27705	463480443	-	$10,000	DUKE START-UP CHALLENGE AWARD
RELIGIOUS COALITION FOR A NON-VIOLENT DURHAM
105 PINECREST ROAD	DURHAM	NC	27705	201356454	501(C)(3)	$1,120	GENERAL SUPPORT	$4,750	FMV	COMPUTER EQUIPMENT
RESEARCH FOUNDATION OF SUNY
W 5510 FRANK MELVILLE JR MEM LI	STONY BROOK	NY	11794	141368361	501(C)(3)	$16,667	FELLOWSHIP AWARD
RESEARCH TRIANGLE ENVIRONMENTAL HLTH COLL
9200 LESLIESHIRE DR	RALEIGH	NC	276158103	204594346	501(C)(3)	$10,000	GENERAL SUPPORT
SCOTT CARTER FOUNDATION
PO BOX 700448	TULSA	OK	741700448	731437230	501(C)(3)	$10,000	GENERAL SUPPORT
SENIOR PHARMASSIST INC
406 RIGSBEE AVE STE 201	DURHAM	NC	277012186	562084639	501(C)(3)	$7,500	GENERAL SUPPORT
SOCIAL SCIENCE RESEARCH COUNCI
1 PIERREPONT PLAZA 15TH FLOOR	NEW YORK	NY	11201	131325070	501(C)(3)	$50,000	GENERAL SUPPORT
STOP HUNGER NOW
615 HILLSBOROUGH ST SUITE 200	RALEIGH	NC	27603	161541024	501(C)(3)	$8,125	GENERAL SUPPORT
STUDENT U
3116 ACADEMY ROAD	DURHAM	NC	27707	560538019	501(C)(3)	$18,125	GENERAL SUPPORT
THE CHURCH AT NC
5401 HARDRIAN DR	DURHAM	NC	27703	560556746	501(C)(3)		GENERAL SUPPORT	$8,722	FMV	OFFICE EQUIPMENT
TROSA
1820 JAMES STREET	DURHAM	NC	27707	561861158	501(C)(3)	$6,000	GENERAL SUPPORT	$2,520	FMV	OFFICE EQUIPMENT
UC REGENTS
3333 CALIFORNIA ST SUITE 450	SAN FRANSISCO	CA	94118	946036493	501(C)(3)	$20,000	STUDENT FELLOWSHIP AWARD
UNITED WAY
5151 MCCRIMM PKWY	MORRISVILLE	NC	27560	561949103	501(C)(3)		GENERAL SUPPORT	$70,575	FMV	COMPUTER EQUIPMENT
UNIV OF NORTH CAROLINA WILMING
601 SOUTH COLLEGE RD	WILMINGTON	NC	28403	561258660	501(C)(3)	$15,500	FELLOWSHIP AWARD
UNIVERSITY OF ARIZONA
PO BOX 210036	TUCSON	AZ	85721	866050388	501(C)(3)	$16,100	FELLOWSHIP AWARD
UNIVERSITY OF NORTH CAROLINA
CB 7075	CHAPEL HILL	NC	275997075	566001093	GOV'T ENTITY	$610,212	GENERAL SUPPORT
UNIVERSITY OF NOTRE DAME
830 GRACE HALL - RESEARCH SPON	NOTRE DAME	IN	465565612	350868188	501(C)(3)	$20,835	FELLOWSHIP AWARD
UNIVERSITY OF PITTSBURGH
3100 CATHERAL OF LEARNING	PITTSBURGH	PA	15260	250965591	501(C)(3)	$68,000	FELLOWSHIP AWARD
URBAN HOPE
1902 PERRY ST	DURHAM	NC	27701	846007896	501(C)(3)	$100	GENERAL SUPPORT	$6,000	FMV	COMPUTER EQUIPMENT
URBAN MINISTRIES OF DURHAM
PO BOX 249	DURHAM	NC	27702	581505891	501(C)(3)	$5,100	GENERAL SUPPORT	$1,191	FMV	OFFICE EQUIPMENT
VOYAGER ACADEMY
101 HOCK PARC	DURHAM	NC	27704	651318240	501(C)(3)		GENERAL SUPPORT	$23,750	FMV	COMPUTER EQUIPMENT
WALLTOWN CHILDRENS THEATRE
1225 BERKLEY ST	DURHAM	NC	27705	562214825	501(C)(3)	$7,300	GENERAL SUPPORT
YALE UNIVERSITY
60 COLLEGE STREET	NEW HAVEN	CT	065208034	060646973	501(C)(3)	$6,000	BUSSE RESEARCH AWARD
MEDICAL MISSIONARIES
19 BUTLER ST	IRVINE	CA	92612	541990595	501(C)(3)		GENERAL SUPPORT	$7,500	FMV	COMPUTER EQUIPMENT
WAKE FOREST ELEMENTARY SCHOOL
136 W SYCAMORE AVE	WAKE FOREST	NC	27587	561137759	GOV'T ENTITY		GENERAL SUPPORT	$15,250	FMV	COMPUTER EQUIPMENT

Field	Value	IRS element (for citing)
Total501c3 Org	73	Total501c3OrgCnt
Total Other Org	6	TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (78 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
ALEX COHEN AWARD	2	$2,100
ALEX VASILOS MEMORIAL AWARD	1	$500
APTMAN PRIZE	1	$1,000
ART HISTORY AWARD	2	$1,000
BETSY ALDEN SL AWARD	1	$250
BIOMEDICAL ENGINEERING AWARD	1	$50
BLUE DEVILISH IMAGES PRIZE	6	$1,026
BRAIN TUMOR CENTER AWARD	1	$19,522
CENTER FOR THE ENVIRONMENTAL IMPLICATIONS OF NANO TECHNOLOGY	1	$100
CHANGEWORKS COMPETITION	1	$2,000
CHRISTIAN COMMUNITY DEVELOPMENT ASSOCIATION	8	$1,200
DALE BJ RANDALL AWARD	2	$500
DANA MARKS AWARD	1	$500
DANCE AWARD	4	$1,000
DEANS'S RECOGNITION AWARD	4	$400
DOCUMENTARY AWARD	1	$1,500
DUKE ARTS FESTIVAL AWARD	4	$1,019
DUKE FOREST GIFT	1	$850
DUKE HACKER AWARD	6	$6,083
DUKE HUMAN RIGHTS CENTER AWARD	10	$17,340
DUKE START UP CHALLENGE	8	$4,000
DUKE STEAM CHALLENGE	16	$17,640
ELECTRICAL & COMPUTER ENGINEERING AWARD	6	$1,913
ENERGY IN EMERGING MARKETS AWARD	5	$1,500
FOERSTER PRIZE	1	$500
FRITZ LONDON PRIZE	3	$30,000
GRANDOVER AWARD	1	$200
GREEN IN 3 PRIZE	4	$2,000
GREEN ROSSITER AWARD	1	$200
HAROLD BRODY AWARD	1	$500
HART FELLOWSHIPS	5	$12,980
HASTAC FELLOWSHIP AWARD	6	$1,800
HEIM FOUNDATION LEADERSHIP AWARD	2	$2,000
HOLTON AWARD	3	$1,500
INNOVATION AWARD	7	$5,900
INTERNSHIP AWARD	1	$1,348
JEFFERSON AWARD	1	$250
JODY MCAULIFFE AWARD	1	$500
JOHN M CLUM AWARD	1	$500
JULIE DALE AWARD	13	$1,568
KARL MENGER PRIZE IN MATHEMATICS	3	$763
KENAN MORAL PURPOST AWARD	1	$1,000
KENNETH J REARDIN AWARD	1	$500
KIE LORAL AWARD	2	$200
MAHATO MEMORIAL IMAGE CONTEST	2	$375
MELOSH AWARD	1	$714
MEMS AWARD	4	$1,626
MIDDLESWORTH AWARD	2	$2,000
MUSIC AWARD	3	$600
PEOPLE'S CHOICE AWARD	2	$1,300
PHOTO CONTEST PRIZE	3	$200
PI TAU SIGMA SCHOLARSHIP AWARD	1	$500
POETRY CONTEST	2	$100
POST DOC MENTOR AWARD	1	$1,000
POSTER AWARD	16	$2,460
RAPID FIRE AWARD	1	$100
RAYMOND C GAUGLER AWARD	1	$781
READING CONTEST	1	$500
RESEARCH AWARD	2	$750
REYNOLDS PRICE AWARD	1	$500
ROBERTSON SCHOLAR AWARD	2	$525
SARA LAVOSKEY MEMORIAL AWARD	2	$1,000
STUDENT AWARD	115	$61,512
SUMMER INSTITUTE	22	$44,000
TALK AWARD	1	$100
TEACHING ASSISTANT AWARD	11	$2,300
VISUAL ARTS AWARD	2	$1,000
W KOONZ AWARD	2	$500
WHITE HOUSE INTERNSHIP PRIZE	1	$2,000
WRITING AWARD	15	$9,731
UNDERGRADUATE INSTITUTIONAL AWARDS	159	$2,101,870
GRADUATE STIPENDS	1875	$25,642,563
PRE-DOCTORAL STIPENDS	79	$509,035
UNDERGRADUATE STIPENDS	1108	$2,002,836
GRADUATE SCHOLARSHIPS	3143	$78,647,265
PREDOCTORAL TUITION SCHOLARSHIPS	1	$7,165
UNDERGRADUATE SCHOLARSHIPS	3841	$138,741,282
PREDOCTORAL SCHOLARSHIPS	2777	$43,805,471

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE I, PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN U.S. DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS WITHIN THE UNITED STATES. FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANTS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. STUDENTS' INSTITUTIONAL SCHOLARSHIPS AND FINANCIAL AID IS POSTED DIRECTLY TO THEIR BURSAR ACCOUNTS. THEREFORE, SUCH FUNDS ARE DIRECTLY APPLIED TO APPROPRIATE CHARGES WITHIN THE STUDENTS' ACCOUNTS. GRANT/FELLOWSHIP PAYMENTS ARE PROCESSED ACCORDING TO AWARD LETTERS, WHICH ARE REVIEWED AND SUBMITTED TO THE RECIPIENT IN ADVANCE OF ACCEPTING FOR THE APPLICABLE SEMESTER. EACH PAYMENT IS PREPARED ACCORDING TO THE AWARD LETTER BY A DEPARTMENTAL REPRESENTATIVE, WHICH IS THEN REVIEWED AND APPROVED BY A DEPARTMENTAL SUPERVISOR. PRIOR TO ISSUANCE, A FINAL REVIEW AND APPROVAL IS PROCESSED BY THE CENTRAL PAYMENT PROCESSING DEPARTMENT.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	Yes (X)	FirstClassOrCharterTravelInd
Travel For Companions	Yes (X)	TravelForCompanionsInd
Idemnification Gross Up Pmts	Yes (X)	IdemnificationGrossUpPmtsInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Personal Services	Yes (X)	PersonalServicesInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	0	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (23 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
RICHARD H BRODHEAD
TRUSTEE/PRESIDENT	$873,792	$0	$0	$0	$219,858	$0	$131,276	$0	$66,205	$0	$1,291,131	$0	$100,000	$0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	$453,560	$0	$0	$0	$17,500	$0	$31,276	$0	$42,762	$0	$545,098	$0	$0	$0
VICTOR J DZAU
CHANCELLOR HEALTH AFFAIRS	$1,094,130	$0	$933,638	$0	$12,250	$0	$716,303	$0	$20,526	$0	$2,776,847	$0	$0	$0
PETER LANGE
PROVOST	$581,841	$26,000	$0	$0	$17,500	$0	$31,276	$0	$9,312	$0	$639,929	$26,000	$0	$0
RICHARD RIDDELL
VP & UNIVERSITY SECRETARY	$308,192	$0	$0	$0	$17,500	$0	$31,276	$0	$14,611	$0	$371,579	$0	$0	$0
TALLMAN TRASK III
EXECUTIVE VICE PRESIDENT	$603,274	$0	$0	$0	$17,500	$0	$31,276	$0	$45,184	$0	$697,234	$0	$0	$0
NANCY CATHERINE ANDREWS
VICE CHAN OF ACADEMIC AFFAIRS	$511,948	$0	$213,452	$0	$17,500	$0	$31,276	$0	$52,787	$0	$826,963	$0	$0	$0
WILLIAM BOULDING
DEAN, FUQUA SCHOOL OF BUSINESS	$497,265	$0	$0	$0	$0	$0	$31,276	$0	$16,164	$0	$544,705	$0	$0	$0
ROBERT M CALIFF MD
VICE CHAN FOR CLINICAL RESEARCH	$506,548	$0	$7,000	$0	$0	$0	$31,276	$0	$17,143	$0	$561,967	$0	$0	$0
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN, SOM	$380,609	$0	$155,776	$0	$17,500	$0	$31,276	$0	$23,012	$0	$608,173	$0	$0	$0
ALICE GOULD
INVESTMENT MANAGER	$324,200	$0	$467,562	$0	$187,950	$0	$111,366	$0	$1,931	$0	$1,093,009	$0	$46,200	$0
ANDERS HALL
INVESTMENT MANAGER	$201,355	$0	$350,480	$0	$277,366	$0	$31,276	$0	$9,667	$0	$870,144	$0	$124,000	$0
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	$294,473	$0	$1,530	$0	$0	$0	$31,276	$0	$55,020	$0	$382,299	$0	$0	$0
LAURIE L PATTON
DEAN, COLLEGE OF A & S	$359,865	$0	$0	$0	$17,500	$0	$31,276	$0	$6,579	$0	$415,220	$0	$0	$0
ERIC PETERSON
DIRECTOR, DCRI	$371,579	$0	$48,910	$0	$17,500	$0	$31,276	$0	$31,033	$0	$500,298	$0	$0	$0
JAMES S ROBERTS
EXEC VICE-PROVOST FIN & ADMIN	$318,481	$0	$14,803	$0	$0	$0	$31,276	$0	$8,337	$0	$372,897	$0	$0	$0
NEAL TRIPLETT
CHIEF INVESTMENT OFFICER	$576,082	$0	$1,026,151	$0	$975,200	$0	$282,401	$0	$16,476	$0	$2,876,310	$0	$548,950	$0
DAVID N CUTCLIFFE
COACH	$1,490,783	$0	$475,201	$0	$26,701	$0	$31,276	$0	$25,094	$0	$2,049,055	$0	$0	$0
MICHAEL B KASTAN
EXEC DIRECTOR, CANCER INSTITUTE	$743,211	$0	$160,501	$0	$0	$0	$31,276	$0	$15,418	$0	$950,406	$0	$0	$0
MICHAEL W KRZYZEWSKI
COACH	$1,975,621	$0	$1,008,000	$0	$3,037,356	$0	$1,256,125	$0	$22,564	$0	$7,299,666	$0	$2,310,681	$0
JOANNE MCCALLIE
COACH	$761,143	$0	$156,000	$0	$26,125	$0	$31,276	$0	$23,970	$0	$998,514	$0	$0	$0
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	$863,504	$0	$0	$0	$32,596	$0	$31,276	$0	$22,906	$0	$950,282	$0	$0	$0
ALVIN L CRUMBLISS
FORMER KEY EMPLOYEE	$205,097	$0	$0	$0	$0	$0	$25,082	$0	$9,782	$0	$239,961	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART I, LINE 1A

CHARTER TRAVEL MICHAEL W. KRYZYZEWSKI HAS USED CHARTER TRAVEL SERVICES. TO THE EXTENT SUCH TRAVEL WAS NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN TAXABLE INCOME OF THE INDIVIDUAL. RICHARD H. BRODHEAD, TALLMAN TRASK III, PAMELA J. BERNARD, ALICE E. GOULD, AND RICHARD RIDDELL USED FIRST CLASS TRAVEL SERVICES. SUCH TRAVEL WAS FOR BUSINESS PURPOSES AND NOT INCLUDED IN TAXABLE INCOME TO THE INDIVIDUALS. TRAVEL FOR COMPANIONS COMPANIONS HAVE TRAVELED WITH MICHAEL W. KRZYZEWSKI, DAVID CUTCLIFFE, WILLIAM BOULDING, AND KEVIN WHITE. TO THE EXTENT IT WAS PERSONAL IN NATURE, SUCH AMOUNTS WERE INCLUDED IN THEIR TAXABLE INCOME. TAX INDEMNIFICATION JAMES S. ROBERTS AND MICHAEL B. KASTAN RECEIVED SOME BENEFIT THAT WAS GROSSED UP TO COMPENSATE FOR WITHHOLDING OF TAXES. RESIDENCE FOR PERSONAL USE RICHARD H. BRODHEAD WAS PROVIDED WITH ON CAMPUS LIVING FACILITIES AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. ACCORDINGLY, SUCH LODGING IS NOT INCLUDED IN TAXABLE INCOME. PERSONAL SERVICES THE UNIVERSITY PROVIDES HOUSEKEEPING SERVICES TO MAINTAIN ALL UNIVERSITY FACILITIES, INCLUDING THE FACILITY USED BY THE UNIVERSITY'S PRESIDENT. IN ADDITION TO PROVIDING A PERSONAL RESIDENCE THAT IS FOR THE CONVENIENCE OF THE UNIVERSITY, THIS FACILITY IS USED THROUGHOUT THE YEAR FOR NUMEROUS DUKE RELATED FUNCTIONS. CLUB DUES DAVID N. CUTCLIFFE, JAMES SCOTT GIBSON, AND RICHARD RIDDELL WERE PROVIDED WITH CLUB MEMBERSHIPS. TO THE EXTENT THE DUES WERE CONSIDERED PERSONAL, THE AMOUNTS WERE INCLUDED IN TAXABLE INCOME. DUKE POLICY GOVERNS THE NATURE AND TYPE OF ALLOWABLE EXPENDITURES AND PAYMENTS, INCLUDING REQUIREMENTS TO PROVIDE SUPPORTING DOCUMENTATION DETAILING THE TRANSACTION AND BUSINESS PURPOSE. ANY APPROVED EXCEPTIONS TO POLICY ARE DOCUMENTED IN CORRESPONDENCE OR EMPLOYMENT AGREEMENTS.

PART I, LINE 4B

SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THE FOLLOWING INDIVIDUALS PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: NEAL F. TRIPLETT $548,950, ANDERS W. HALL $124,000, ALICE E. GOULD $46,200, RICHARD BRODHEAD $200,000, MICHAEL W. KRZYZEWSKI $2,985,000. SUCH AMOUNTS WERE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F). VICTOR J. DZAU MD PARTICIPATES IN A PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE, HOWEVER HE DID NOT RECEIVE ANY PAYMENTS DURING THE REPORTING PERIOD.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
NC CAPITAL FACILITIES FINANCE AGENCY
A	561592154	65819GCF3	2005-06-24	$216,311,656	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
B	561592154	65819GDR6	2006-11-02	$397,964,337	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
C	561592154	65819GES3	2007-01-09	$128,278,030	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
D	561592154	65819GFT0	2009-02-25	$252,585,252	SEE PART VI	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceedsAmt	Capitalized InterestCapitalizedInterestAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Working Capital ExpendituresWorkingCapitalExpendituresAmt	Capital ExpendituresCapitalExpendituresAmt	Substantial CompletionSubstantialCompletionYr	Current RefundingCurrentRefundingInd	Advance RefundingAdvanceRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd	RetiredRetiredAmt
A	$220,394,024	$8,738,412	$69,239,409	$1,647,641	$236,035	$140,532,528	2007	Yes (1)	0	Yes (1)	Yes (1)
B	$405,128,364	$8,814,929	$262,529,247	$2,807,772		$130,976,419	2008	Yes (1)	Yes (1)	Yes (1)	Yes (1)	$8,210,000
C	$128,278,030		$127,234,526	$1,043,504			2004	0	Yes (1)	Yes (1)	Yes (1)
D	$253,158,413	$7,249,152	$109,568,000	$2,182,146		$134,159,115	2013	Yes (1)	0	0	Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Total Private Business UseTotalPrivateBusinessUsePct	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	Yes (1)
B	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00890	0.00890	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	Yes (1)
D	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Term Of HedgeTermOfHedgePct	Superintegrated HedgeSuperintegratedHedgeInd	Hedge TerminatedHedgeTerminatedInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Regulatory Safe Harbor StsfdRegulatorySafeHarborStsfdInd	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
MORGAN STANLEY & CO
A	0	0	0	Yes (1)	0	0	1.800000000000	0	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)
MORGAN STANLEY & CO
B	0	0	0	Yes (1)	0	0	1.900000000000	0	0	Yes (1)	0	0	Yes (1)
(no name)
C	0	0	0	Yes (1)	0	0				0		0	Yes (1)
(no name)
D	0	0	0	Yes (1)	0	0				0		0	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)
C	Yes (1)
D	Yes (1)

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, SCHEDULE K, PART 1(C)	TAX-EXEMPT BOND CUSIP NUMBER OF TAX-EXEMPT BONDS BOND ISSUE (C): FORM 8038 LISTS THE CUSIP NUMBER AS 65819GEQ7, 65819GER5, 65819GES3. ALL CUSIPS HAVE THE SAME MATURITY DATE. BOND ISSUE (A2): FORM 8038 LISTS THE CUSIP NUMBER AS VARIOUS DUE TO THE NATURE OF THE NOTES ISSUED, I.E., COMMERCIAL PAPER. THE ISSUE CLOSED ON 12/18/2012 AND CUSIPS 65818WBM5, 65818WB68, 65818WBN3, 65818WBT0, 65818WBR4, 65818WBS2, 65818WBQ6, 65818WBU7, 65818WBV5, 65818XAZ5, 65818XAD3, 65818XAY8, 65818XAX0, 65818XAE1, 65818XAB7 AND 658818XAC5 WERE OUTSTANDING AS OF 6/30/2014 UNDER THE NEW ISSUE.
FORM 990, SCHEDULE K, PART 1(E)	TAX-EXEMPT BONDS BOND ISSUE (A2): REPRESENTS MAXIMUM PRINCIPAL AMOUNT OF NEW MONEY COMMERCIAL PAPER NOTES ($579,077,000) AND FIRST GENERATION CURRENT REFUNDING COMMERICAL PAPER NOTES ($48,150,000) THAT CAN BE ISSUED PURSUANT TO THIS COMMERCIAL PAPER PROGRAM.
FORM 990, SCHEDULE K, PART 1(F)	PURPOSE OF TAX-EXEMPT BONDS BOND ISSUE (A): TO (1) REFUND $69,038,000 AGGREGATE PRINCIPAL AMOUNT OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED MARCH 17, 2005 TO PROVIDE INTERIM FINANCING FOR CONSTRUCTING AND EQUIPPING FOUR PROJECTS LOCATED ON THE WEST CAMPUS OF DUKE UNIVERSITY (2005A PROJECTS), AND (2) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2005A PROJECTS. BOND ISSUE (B): TO (1) REFUND THE OUTSTANDING 1996B BONDS ISSUED 7/9/1996, (2) REFUND A PORTION OF THE 2001A BONDS ISSUED 1/8/2002, (3) REFUND $92,699,000 AGGREGATE PRINCIPAL AMOUNT OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 9/18/2006 AND $3,260,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 20 PROJECTS LOCATED ON THE WEST AND EAST CAMPUS OF DUKE UNIVERSITY (2006A PROJECTS), AND (4) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF COST OF CONSTRUCTING AND EQUIPPING THE 2006A PROJECTS. BOND ISSUE (C): TO REFUND THE OUTSTANDING 2002A BONDS ISSUED 7/30/2002. BOND ISSUE (D): TO (1) REFUND $104,184,000 AGGREGATE PRINCIPAL OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 5/13/2008 AND $5,384,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 28 PROJECTS LOCATED ON WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY (2009B PROJECTS), AND (2) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2009B PROJECTS. BOND ISSUE (A2): COMMERCIAL PAPER PROGRAM, THE PURPOSES OF WHICH ARE TO (1) REFUND COMMERCIAL PAPER NOTES ISSUED UNDER A PRIOR PROGRAM WITH AN ISSUE DATE OF 6/16/2011, AND (2) FINANCE PROJECTS ON THE WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY.
FORM 990, SCHEDULE K, PART II, LINE 13	TAX-EXEMPT BOND BOND ISSUE (A2): NO YEAR IS PROVIDED AT THIS TIME DUE TO NEW COMMERCIAL PAPER ISSUED IN THE CURRENT YEAR FOR PROJECTS THAT ARE NOT SUBSTANTIALLY COMPLETE.
FORM 990, SCHEDULE K, PART IV	TAX-EXEMPT BOND LINE 2C BOND ISSUE (A) - 6/24/2014 BOND ISSUE (B) - 11/1/2013 BOND ISSUE (C) - 1/1/2014 BOND ISSUE (D) - 2/1/2014 LINE 4D BOND ISSUE (B): ONLY TWO BIDS WERE RECEIVED FROM SIX PROVIDERS SOLICITED. LINE 6 BOND ISSUE (A2): SALES PROCEEDS ALLOCATED UPON ISSUANCE AND NOT INVESTED.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd

Issuer Name IssuerName

Field	Value	IRS element (for citing)
Business Name Line1	NC CAPITAL FACILITIES FINANCE AGENCY	BusinessNameLine1

Field	Value	IRS element (for citing)
Bond Issuer EIN	561592154	BondIssuerEIN
CUSIP	65818XBE1	CUSIPNum
Bond Issued	2012-12-18	BondIssuedDt
Issue Price	$627,227,000	IssuePriceAmt
Purpose	SEE PART VI	PurposeDesc
Defeased	0	DefeasedInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Pool Financing	0	PoolFinancingInd

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Retired	$3,655,000	RetiredAmt
Total Proceeds	$188,328,000	TotalProceedsAmt
Refunding Escrow	$48,150,000	RefundingEscrowAmt
Capital Expenditures	$140,178,000	CapitalExpendituresAmt
Current Refunding	Yes (1)	CurrentRefundingInd
Advance Refunding	0	AdvanceRefundingInd
Final Allocation Made	0	FinalAllocationMadeInd
Adequate Books And Rec Maint	Yes (1)	AdequateBooksAndRecMaintInd

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Owning Bond Financed Property	0	OwningBondFinancedPropertyInd
Any Lease Arrangements	0	AnyLeaseArrangementsInd
Mgmt Contract Bond Fincd Prop	Yes (1)	MgmtContractBondFincdPropInd
Engage Bond Counsel Contracts	Yes (1)	EngageBondCounselContractsInd
Any Research Agreements	Yes (1)	AnyResearchAgreementsInd
Engage Bond Counsel Research	Yes (1)	EngageBondCounselResearchInd
Private Bus Use By Others	0.00000	PrivateBusUseByOthersPct
Private Bus Concerning UBI	0.00000	PrivateBusConcerningUBIPct
Total Private Business Use	0.00000	TotalPrivateBusinessUsePct
Bond Iss Meet Prvt Sec Pymt Test	0	BondIssMeetPrvtSecPymtTestInd
Change In Use Bond Financed Prop	0	ChangeInUseBondFinancedPropInd
Procs Nonqualified Bond Remdtd	Yes (1)	ProcsNonqualifiedBondRemdtdInd

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Form8038 T Filed	0	Form8038TFiledInd
Rebate Not Due Yet	0	RebateNotDueYetInd
Exception To Rebate	0	ExceptionToRebateInd
No Rebate Due	0	NoRebateDueInd
Variable Rate Issue	Yes (1)	VariableRateIssueInd
Hedge Identified In Bks And Rec	0	HedgeIdentifiedInBksAndRecInd
Gross Proceeds Invested In GIC	0	GrossProceedsInvestedInGICInd
Gross Proceeds Invested	0	GrossProceedsInvestedInd
Written Proc To Monitor Reqs	Yes (1)	WrittenProcToMonitorReqsInd

Procedures Corrective Action ProceduresCorrectiveActionGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Procedures Corrective Action	Yes (1)	ProceduresCorrectiveActionInd

Schedule L IRS990ScheduleL

Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp (5 entries)

Relationship With OrgRelationshipWithOrgTxt	Cash GrantCashGrantAmt	Type Of AssistanceTypeOfAssistanceTxt	Assistance PurposeAssistancePurposeTxt
1 RECIPIENT
SEE PART V	$21,000	GRANT	GENERAL SUPP.
1 RECIPIENT
SEE PART V	$117,593	GRANT	GENERAL SUPP.
1 RECIPIENT
SEE PART V	$15,000	GRANT	GENERAL SUPP.
1 RECIPIENT
SEE PART V	$50,000	GRANT	GENERAL SUPP.
1 RECIPIENT
SEE PART V	$41,800	GRANT	GENERAL SUPP.

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (8 entries)

Relationship DescriptionRelationshipDescriptionTxt	TransactionTransactionAmt	TransactionTransactionDesc	Sharing Of RevenuesSharingOfRevenuesInd
CYNTHIA BRODHEAD
SEE PART V	$156,156	SEE PART V	0
LORI LEACHMAN
SEE PART V	$120,840	SEE PART V	0
DEBORAH JAKUBS
SEE PART V	$281,350	SEE PART V	0
BERNARD MATHEY-PREVOT
SEE PART V	$155,632	SEE PART V	0
BRIGHT HORIZONS
SEE PART V	$306,724	SEE PART V	0
PEPSI CO
SEE PART V	$226,170	SEE PART V	0
SCHNEIDER ELECTRIC
SEE PART V	$638,208	SEE PART V	0
MADISON SQUARE GARDEN INC
SEE PART V	$102,802	SEE PART V	0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCH L, PART III, GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS:

(A) NUMBER OF RECIPIENTS: 1(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: GRANT SELECTION COMMITTEE MEMBER(C) AMOUNT OF GRANT: $21,000(D) TYPE OF ASSISTANCE: GRANT(E) PURPOSE OF ASSISTANCE: GENERAL SUPPORT(A) NUMBER OF RECIPIENTS: 1(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: GRANT SELECTION COMMITTEE MEMBER(C) AMOUNT OF GRANT: $117,593(D) TYPE OF ASSISTANCE: GRANT(E) PURPOSE OF ASSISTANCE: GENERAL SUPPORT(A) NUMBER OF RECIPIENTS: 1(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: GRANT SELECTION COMMITTEE MEMBER(C) AMOUNT OF GRANT: $15,000(D) TYPE OF ASSISTANCE: GRANT(E) PURPOSE OF ASSISTANCE: GENERAL SUPPORT(A) NUMBER OF RECIPIENTS: 1(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: GRANT SELECTION COMMITTEE MEMBER(C) AMOUNT OF GRANT: $50,000(D) TYPE OF ASSISTANCE: GRANT(E) PURPOSE OF ASSISTANCE: GENERAL SUPPORT(A) NUMBER OF RECIPIENTS: 1(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF GRANT SELECTION COMMITTEE MEMBER(C) AMOUNT OF GRANT: $41,800(D) TYPE OF ASSISTANCE: GRANT(E) PURPOSE OF ASSISTANCE: GENERAL SUPPORT

SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS:

(A) NAME OF INTERESTED PERSON: CYNTHIA BRODHEAD(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: CYNTHIA BRODHEAD IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $156,156(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: LORI LEACHMAN(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: LORI LEACHMAN IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $120,840(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: DEBORAH JAKUBS(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DEBORAH JAKUBS IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $281,350(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: BERNARD MATHEY-PREVOT(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: BERNARD MATHEY-PREVOT IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $155,632(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED ENTITY: BRIGHT HORIZONS(B) RELATIONSHIP BETWEEN INTERESTED ENTITY AND ORGANIZATION: BRIGHT HORIZONS DIRECTOR IS A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $306,724(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS OR SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED ENTITY: PEPSI CO.(B) RELATIONSHIP BETWEEN INTERESTED ENTITY AND ORGANIZATION: PEPSI CO. DIRECTOR IS A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $226,170(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS OR SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED ENTITY: SCHNEIDER ELECTRIC(B) RELATIONSHIP BETWEEN INTERESTED ENTITY AND ORGANIZATION: SCHNEIDER ELECTRIC DIRECTOR IS A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $638,208(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS OR SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED ENTITY: MADISON SQUARE GARDEN, INC.(B) RELATIONSHIP BETWEEN INTERESTED ENTITY AND ORGANIZATION: MADISON SQUARE GARDEN, INC. DIRECTOR IS A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $102,802(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS OR SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	37	ContributionCnt
Noncash Contributions Rpt F990	$3,648,264	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Books And Publications BooksAndPublicationsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$143,404	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Clothing And Household Goods ClothingAndHouseholdGoodsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$3,247	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	1191	ContributionCnt
Noncash Contributions Rpt F990	$44,145,028	NoncashContributionsRptF990Amt
Method Of Determining Revenues	MARKET QUOTE	MethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (4 entries)

Non Cash CheckboxNonCashCheckboxInd	DescDesc	ContributionContributionCnt	Noncash Contributions Rpt F990NoncashContributionsRptF990Amt	Method Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)	MISCELLANEOUS	161	$378,972	VARIOUS
Yes (X)	EVENT TICKETS	2028	$309,444	FMV/FACE VALUE
Yes (X)	DOCUMENTS	40	$273,422	VARIOUS
Yes (X)	EQUIPMENT	18	$147,570	VARIOUS

Field	Value	IRS element (for citing)
Form8283 Received	17	Form8283ReceivedCnt
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	Yes (1)	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 32B:	FormAndLineReferenceDesc
Explanation	USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS DUKE UNIVERSITY USES INVESTMENT BROKERS TO SELL SECURITIES. DUKE UNIVERSITY MAY OCCASIONALLY USE THIRD PARTIES TO SELL OTHER TYPES OF NON-CASH CONTRIBUTIONS, AS THE NEED ARISES.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (11 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART I, LINE 6	TOTAL NUMBER OF VOLUNTEERS DUKE UNIVERSITY HAS MANY VOLUNTEERS THAT FACILITATE MANY OF ITS ACTIVITIES.
FORM 990, PART III, LINE 1	ORGANIZATION'S MISSION "JAMES B. DUKE'S FOUNDING INDENTURE OF DUKE UNIVERSITY DIRECTED THE MEMBERS OF THE UNIVERSITY TO 'PROVIDE REAL LEADERSHIP IN THE EDUCATIONAL WORLD' BY CHOOSING INDIVIDUALS OF 'OUTSTANDING CHARACTER, ABILITY, AND VISION' TO SERVE AS ITS OFFICERS, TRUSTEES AND FACULTY; BY CAREFULLY SELECTING STUDENTS OF 'CHARACTER, DETERMINATION AND APPLICATION;' AND BY PURSUING THOSE AREAS OF TEACHING AND SCHOLARSHIP THAT WOULD 'MOST HELP TO DEVELOP OUR RESOURCES, INCREASE OUR WISDOM, AND PROMOTE HUMAN HAPPINESS.' "TO THESE ENDS, THE MISSION OF DUKE UNIVERSITY IS TO PROVIDE A SUPERIOR LIBERAL EDUCATION TO UNDERGRADUATE STUDENTS, ATTENDING NOT ONLY TO THEIR INTELLECTUAL GROWTH BUT ALSO THEIR DEVELOPMENT AS ADULTS COMMITTED TO HIGH ETHICAL STANDARDS AND FULL PARTICIPATION AS LEADERS IN THEIR COMMUNITIES; TO PREPARE FUTURE MEMBERS OF THE LEARNED PROFESSIONS FOR LIVES OF SKILLED AND ETHICAL SERVICE BY PROVIDING EXCELLENT GRADUATE AND PROFESSIONAL EDUCATION; TO ADVANCE THE FRONTIERS OF KNOWLEDGE AND CONTRIBUTE BOLDLY TO THE INTERNATIONAL COMMUNITY OF SCHOLARSHIP; TO PROMOTE AN INTELLECTUAL ENVIRONMENT BUILT ON A COMMITMENT TO FREE AND OPEN INQUIRY; TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH, THROUGH SOPHISTICATED MEDICAL RESEARCH AND THOUGHTFUL PATIENT CARE; TO PROVIDE WIDE RANGING EDUCATIONAL OPPORTUNITES, ON AND BEYOND OUR CAMPUSES, FOR TRADITIONAL STUDENTS, ACTIVE PROFESSIONALS AND LIFE-LONG LEARNERS USING THE POWER OF INFORMATION TECHNOLOGIES; AND TO PROMOTE A DEEP APPRECIATION FOR THE RANGE OF HUMAN DIFFERENCE AND POTENTIAL, A SENSE OF THE OBLIGATIONS AND REWARDS OF CITIZENSHIP, AND A COMMITMENT TO LEARNING, FREEDOM AND TRUTH. "BY PURSUING THESE OBJECTIVES WITH VISION AND INTEGRITY, DUKE UNIVERSITY SEEKS TO ENGAGE THE MIND, ELEVATE THE SPIRIT, AND STIMULATE THE BEST EFFORT OF ALL WHO ARE ASSOCIATED WITH THE UNIVERSITY; TO CONTRIBUTE IN DIVERSE WAYS TO THE LOCAL COMMUNITY, THE STATE, THE NATION AND THE WORLD; AND TO ATTAIN AND MAINTAIN A PLACE OF REAL LEADERSHIP IN ALL THAT WE DO."
FORM 990, PART V, LINE 3B	THE ORGANIZATION DID NOT HAVE UNRELATED BUSINESS GROSS INCOME OF $1,000 OR MORE DURING THE FISCAL YEAR ENDED JUNE 30, 2014. THEREFORE, FORM 990-T IS NOT REQUIRED FOR THE FISCAL YEAR ENDED JUNE 30, 2014.
FORM 990, PART VI, SECTION A, LINE 2	OFFICERS VICTOR J. DZAU, MD AND PAMELA J. BERNARD ARE BOTH DIRECTORS OF DURHAM CASUALTY COMPANY, LTD. OFFICER VICTOR J. DZAU, MD AND KEY EMPLOYEE JAMES SCOTT GIBSON ARE BOTH DIRECTORS OF DUKE MEDICAL STRATEGIES, INC. TRUSTEES JANET HILL AND DAVID M. RUBENSTEIN ARE BOTH DIRECTORS OF THE CARLYLE GROUP.
FORM 990, PART VI, SECTION A, LINE 7A	OF THE 36 ELECTED TRUSTEES FOR DUKE UNIVERSITY, TWELVE ARE ELECTED BY THE NORTH CAROLINA CONFERENCE OF THE UNITED METHODIST CHURCH AND ANOTHER TWELVE ARE ELECTED BY THE WESTERN NORTH CAROLINIA CONFERENCE OF THE UNITED METHODIST CHURCH.
FORM 990, PART VI, SECTION B, LINE 11	DUKE UNIVERSITY'S DRAFT FORM 990 IS DISTRIBUTED TO THE AUDIT COMMITTEE OF THE UNIVERSITY TRUSTEES IN ADVANCE OF THE MEETING. AT THE MEETING, THE DUKE UNIVERSITY TAX DIRECTOR, THE PERSON RESPONSIBLE FOR THE PREPARATION OF THE UNIVERSITY'S FORM 990, REVIEWS THE FORM 990 WITH THE COMMITTEE. THE COMMITTEE IS OFFERED AN OPPORTUNITY TO ASK QUESTIONS BOTH AT THE MEETING AND ANYTIME THEREAFTER BY CONTACTING THE TAX DIRECTOR OR DUKE UNIVERSITY'S TAX ATTORNEY, WHO IS ALSO INVOLVED WITH THE PREPARATION OF DUKE UNIVERSITY'S FORM 990. SUBSQUENTLY, A DRAFT FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES OF THE UNIVERSITY PRIOR TO FILING AND IN ADVANCE OF A MEETING. THERE IS OPPORTUNITY FOR THE TRUSTEES TO ASK QUESTIONS OF THE TAX DIRECTOR AND UNIVERSITY COUNSEL AT THE MEETING OR ANYTIME THEREAFTER.
FORM 990, PART VI, SECTION B, LINE 12C	THE PRESIDENT, OFFICERS, AND EMPLOYEES WITH ADMINISTRATIVE RESPONSIBILITIES SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS TOUCHING UPON THEIR DUTIES TO DUKE UNIVERSITY AND ITS PROPERTY. IN THEIR DEALINGS WITH AND ON BEHALF OF THE INSTITUTION, THEY SHALL BE HELD TO A STRICT RULE OF HONEST AND FAIR DEALINGS BETWEEN THEMSELVES AND THE UNIVERSITY. THEY SHALL NOT USE THEIR POSITIONS, OR KNOWLEDGE GAINED THEREFROM, IN SUCH A WAY THAT A MATERIAL CONFLICT WOULD ARISE BETWEEN THE INTEREST OF THE UNIVERSITY AND THAT OF THE INDIVIDUAL. COMPLIANCE IS MONITORED WITH AN ANNUAL SURVEY. IDENTIFIED CONFLICTS ARE ANALYZED AND MANAGED ACCORDINGLY.
FORM 990, PART VI, SECTION B, LINE 15	THE DUKE UNIVERSITY COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE DUKE UNIVERSITY BOARD OF TRUSTEES, REVIEWS AND APPROVES ALL EXECUTIVE COMPENSATION FOR ALL DISQUALIFIED PERSONS AND OTHER KEY EMPLOYEES. DUKE UNIVERSITY HAS ADOPTED A STATEMENT OF COMPENSATION PHILOSOPHY THAT ARTICULATES BROAD OBJECTIVES TO HELP GUIDE THE DUKE UNIVERSITY COMPENSATION COMMITTEE IN ITS MISSION. THE DUKE UNIVERSITY COMPENSATION COMMITTEE ENGAGES THE SERVICES OF AN OUTSIDE EXECUTIVE COMPENSATION CONSULTING FIRM TO ESTABLISH COMPARABILITY DATA OF OTHER UNIVERSITIES OF SIMILAR SIZE AND COMPLEXITY AS DUKE UNIVERSITY. THE DUKE UNIVERSITY COMPENSATION COMMITTEE REVIEWS THE MARKET ANALYSIS THEN DETERMINES THE REASONABLENESS AND APPROPRIATENESS OF ALL ASPECTS OF EXECUTIVE COMPENSATION. THE DELIBERATIONS AND CONCLUSIONS OF THE DUKE UNIVERSITY COMPENSATION COMMITTEE ARE KEPT BY THE UNIVERSITY SECRETARY WHO RECORDS THE MINUTES OF THE COMMITTEE MEETING.
FORM 990, PART VI, SECTION C, LINE 18	DUKE UNIVERSITY'S FORM 990 IS AVAILABLE TO THE PUBLIC ON WWW.GUIDESTAR.ORG. GUIDESTAR INDEPENDENTLY POSTS TAX-EXEMPT ORGANIZATION'S FORM 990'S ON THEIR WEBSITE, OBTAINED FROM THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION C, LINE 19	DUKE UNIVERSITY'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE UNIVERSITY MAKES ITS ORGANIZING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE. DUKE UNIVERSITY'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE LOCATED AT HTTPS://FINANCE.DUKE.EDU/RESOURCES/DOCS/FINANCIAL_REPORTS.PDF
FORM 990, PART XI, LINE 9:	CHANGES RELATED TO NONCONTROLLING INT 274,057,577. CHANGES IN PERPETUAL TRUSTS & SPLIT INT AGREEMENTS 104,544,245. CHANGES IN COMPENSATED ABSENCES -11,096,853. TRANSFER FROM DUHS 63,557,344. NONPERIODIC CHANGE IN BENEFIT PLANS -792,694. ALLOWANCE INCREASE ON PLEDGES RECEIVABLE -6,492,039. OTHER CHANGES -8,367,690.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (2 entries)

Address Line1ForeignAddress/AddressLine1	CityForeignAddress/City	CountryForeignAddress/Country	Postal CodeForeignAddress/PostalCode	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	Total IncomeTotalIncomeAmt	End Of Year AssetsEndOfYearAssetsAmt	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	Legal Domicile StateLegalDomicileStateCd
DUKE UK TRUST LIMITED
ALDER CASTLE 10 NOBLE	LONDON	UK	EC2V 7QJ	980555714	DEVELOPMENT	UK	$541,452	$58,233	DUKE UNIVERSITY
LTPPMCO LLC
					INVESTMENTS		$9,971,163	$341,055,519	DUKE UNIVERSITY	280 S MANGUM STREET STE 210	DURHAM	NC	27701	NC

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (38 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Controlled OrganizationControlledOrganizationInd	EINEIN	Direct Controlling NADirectControllingNACd
AMER ASSOC FOR GIFTED CHILDREN - 56-1686219
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)
ANGIER B DUKE MEMORIAL INC
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	SCHOLARSHIPS	NC	501(C)(3)	11 TYPE III-O	DUKE ENDOWMENT	0	136113895
ASSOCIATED HEALTH SVCS INC
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	HEALTHCARE	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561845329
ATLANTIC COAST CONFERENCE
PO DRAWER ACC	GREENSBORO	NC	27417	ATHLETIC	NC	501(C)(3)	11 TYPE 1		0	560599082	N/A
C A CANNON CHAR TRUST NO 3
1525 W WT HARRIS BLVD D1114	CHARLOTTE	NC	28288	SUPPORT	NC	501(C)(3)	11 TYPE III-O		0	581360259	N/A
DAVID H MURDOCK RESEARCH INSTITUTE
150 RESEARCH CAMPUS DR	KANNAPOLIS	NC	28081	RESEARCH	NC	501(C)(3)	11 TYPE 1		0	208730759	N/A
DU SPECIAL VENTURES FUND INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561465177
DUKE ALUMNI ASSOCIATION INC
614 CHAPEL DRIVE	DURHAM	NC	27708	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561594088
DUKE CORPORATE EDUCATION
310 BLACKWELL ST	DURHAM	NC	27701	EDUCATION	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	421672476
DUKE GIFT PROPERTIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211078
DUKE GLOBAL INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	611588319
DUKE HOSPITAL AUXILIARY INC
PO BOX 2895	DURHAM	NC	27710	SUPPORT	NC	501(C)(3)	11 TYPE III-O		0	561825604	N/A
DUKE MEDICINE GLOBAL SUPP CORP- 61-1593721
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE SCHOLARLY EXHIBITS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561701245
DUKE UNIV AFFILIATED PHYSICIANS
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	HEALTHCARE	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561902501
DUKE UNIV PHILANTHROPIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211099
DUKE UNIV SCH OF MED RESEARCH FDN 56-2247203
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE UNIVERSITY HEALTH SYSTEM INC
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	HEALTHCARE	NC	501(C)(3)	LINE 3	DUKE UNIVERSITY	Yes (1)	562070036
DUMAC INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	900754895
DURHAM ASSET MGMT COMPANY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561757238
DURHAM REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917936
GOTHIC CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561776668
GOTHIC HSP CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	271325761
HIGH POINT REALTY ASSOCIATES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917939
IPIHD INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	320358709
KATHRINE R EVERETT CHARITABLE
PO BOX 3001	DURHAM	NC	27715	SUPPORT	NC	501(C)(3)	11 TYPE 1		0	566473809	N/A
NANALINE H DUKE TRUST
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	MED. SUPPORT	NY	501(C)(3)	11 TYPE III-O	DUKE ENDOWMENT	0	237270511
RESEARCH TRIANGLE INSTITUTE
PO BOX 12194	RTP	NC	27709	RESEARCH	NC	501(C)(3)	11 TYPE III-O		0	560686338	N/A
RUTH K BROAD BIOMED RES FDN
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	650045051
SMITHSHAVER LAW SCHOOL SCHOLARSHIP FUND
ONE WEST FOURTH ST STE 1200	WINSTONSALEM	NC	27101	SCHOLARSHIPS	NC	501(C)(3)	11 TYPE 1		0	202749954	N/A
THE CTR FOR DOCUMENTARY STUDIES
1317 PETTIGREW STREET	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561655039
THE LORD FDN OF NORTH CAROLINA
305 TEER BLDG	DURHAM	NC	27708	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561415423
DUKE INTEGRATED NETWORK INC
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	463129771
DUKE QUALITY NETWORK INC
615 DOUGLAS STREET SUITE 700	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	461340679
DUKE JANJUN SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	471150667
DUKE JULDEC SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27101	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	471143245
DUKE ALLMO SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27101	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	471133466
DUKE UNIVERSITY FEDERAL CREDIT UNION
2200 WEST MAIN ST STE L100	DURHAM	NC	27705	BANKING	NC	501(C)(1)		DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561632379

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (13 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Predominant Income TypePredominantIncomeTypeTxt	Disproportionate AllocationsDisproportionateAllocationsInd	General Or Managing PartnerGeneralOrManagingPartnerInd
AVENUE BLUE TC FD 27-4011571
PARK AVENUE	NEW YORK	NY	10022	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PTR LLC 20-8075455
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	GA	N/A	N/A	0	0
CANYON BLUE INV FD 27-0186996
AVE OF STARS	LA	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
CD FUND LP - 27-0130641
MCKINNEY AVE	DALLAS	TX	75201	INVESTMENTS	TX	N/A	N/A	0	0
LIQUID REALTY PTR 05-0537755
LINDA MESA	DANVILLE	CA	94526	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT 27-2994514
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL-BLUE RGNT 45-3626577
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
OCTAVIAN BLUE FD 27-2408711
5TH AVENUE	NY	NY	10151	INVESTMENTS	DE	N/A	N/A	0	0
SBER LUCKY STRIKE 20-3891303
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
TAIYO BLUE FUND LP 80-0613746
5300 CARILLON POINT	KIRKLAND	WA	98033	INVESTMENTS	DE	N/A	N/A	0	0
MANGUM LLC - 46-1275587
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
TVV CAPITAL III-A 90-0909850
4TH AVE	NASHVILLE	TN	37219	INVESTMENTS	DE	N/A	N/A	0	0
MANGUM II LLC - 46-5135858
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	N/A	N/A	0	0

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (26 entries)

Address Line1ForeignAddress/AddressLine1	CityForeignAddress/City	CountryForeignAddress/Country	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	Direct Controlling NADirectControllingNACd	Entity TypeEntityTypeTxt	Controlled OrganizationControlledOrganizationInd	Postal CodeForeignAddress/PostalCode	Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	EINEIN	Legal Domicile StateLegalDomicileStateCd	Province Or StateForeignAddress/ProvinceOrState	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	OwnershipOwnershipPct
COLCHESTER ALPHA FUND (BERMUDA) LTD
59-62 TOWNSEND ST 2	DUBLIN	EI	INVESTMENTS	BD	N/A	C	0
COLCHESTER BETA THREE FUND LTD
CENTURY HOUSE 16 PAR-LA VILLE RD	HAMILTON	BD	INVESTMENTS	BD	N/A	C	0	HM HX
DUKE CE LS INC
			REAL ESTATE		N/A	C	0		310 BLACKWELL STREET	DURHAM	NC	27701	202004016	NC
DUKE CORP EDU INDIA PRIVATE
ACADEMIC BLOCK NEW CAMPUS	VASTRAPUR	IN	CONSULTING	IN	N/A	C	0	380015					421672476		AHMEDABAD
DUKE CORPORATE EDUCATION LIM
165 FLEET STREET	LONDON	UK	EDU CONSULT	UK	N/A	C	0	EC4A 2DY					421672476
DUKE CORPORATE EDUCATION RSA
GROUND FLOOR TWICKEHNHAM BLDG	BRYANSTON	SF	CONSULTING	SF	N/A	C	0	02021					421672476		JOHANNESBURG
DUKE GLOBAL CONSULTING (KUNSHAN)
1666 WEI CHEN NAN RD	KUNSHAN PR	CH	CONSULTING	CH	N/A	C	0	215300							KUNSHAN
DUKE MEDICAL STRATEGIES INC
			HEALTHCARE			C	Yes (1)		2200 WEST MAIN STREET STE 920	DURHAM	NC	27705	561993799	NC		DUKE UNIVERSITY	$14,219	$544,283	1.00000
DUKE MEDICINE ASIA PTE LTD
5 SHENTON WAY 07-00 UIC BLD	SING	SN	MEDICAL RESEARCH	SN	N/A	C	0	0688
DUKE UNIV QUADRANGLE FUND
			INVESTMENTS		N/A	T	0		PO BOX 185	PITTSBURGH	PA	152300185	566218971	PA
DUKE UNIVERSITY TOWER FUND
			INVESTMENTS		N/A	T	0		PO BOX 185	PITTSBURGH	PA	152300185	566147362	PA
DURHAM CASUALTY COMPANY LTD
AON HOUSE 30 WOODBOURNE AVE	PEMBROKE	BD	INSURANCE	BD	N/A	C	0	HM 08					980113277
DUSVF EUROPEAN LP
7 CAVENDISH SQUARE	LONDON	UK	INVESTMENTS	UK	N/A	C	0	W1G 0PE					980346042
GOTHIC INTERNATIONAL LTD
113 S CHURCH STREET QUEENSGATE HOU	GRAND CAYMAN	CJ	INVESTMENTS	CJ	N/A	C	0	KY1-1108
INDOCHINA LAND HOLDINGS III
11F CHINA HONG KONG TOWER 8 HENNE	HONG KONG	HK	INVESTMENTS	CJ	N/A	C	0
JOHN & PATRICIA KOSKINEN CLUT
			INVESTMENTS		N/A	T	0		PO BOX 185	PITTSBURGH	PA	152300185	566532340	PA
MARATHON BLUE CAYMAN FUND
89 NEXUS WAY PO BOX 31106	GRAND CAYMAN	CJ	INVESTMENTS	CJ	N/A	C	0	KY1-1205
GHI HOLDINGS MAURITIUS
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C	0
GHI ERP LTD
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C	0
GHI HSP LTD
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C	0
GHI JBD LTD
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C	0
GHI LTP LTD
9TH FL ORANGE TOWER CYBERCITY	EBENE	MP	INVESTMENTS	MP	N/A	C	0
QUORUM FUND LIMITED
PO BOX 1043 GEORGE TOWN	GRAND CAYMAN	CJ	INVESTMENTS	CJ	N/A	C	0	KY1-1102
DUKE CE (SEA) PRIVATE LIMITED
1 RAFFLES PLACE TOWER 2	SINGAPORE	SN	SUPPORT	SN	N/A	C	0	048616
MCP PRIVATE CAPITAL (FEEDER) FUND I LP
6 RUE GABRIEL LIPPMAN	LUXEMBOURG	LU	INVESTMENTS	LU	N/A	C	0	L-5365
DUKE INDIA SERVICES PRIVATE LIMITED
302 PRIDE ELITE 10 MUSEUM ROAD	BANGALORE	IN	MEDICAL RESEARCH	IN	N/A	C	0	560001							KARNATAKA

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	Yes (1)	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	Yes (1)	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	Yes (1)	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	0	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	0	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	0	SharingOfFacilitiesInd
Paid Employees Sharing	0	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (1)	TransferToOtherOrgInd
Transfer From Other Org	Yes (1)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (19 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
THE RUTH K BROAD BIOMEDICAL RESEARCH FOUNDATION
C	$448,153	FMV
THE LORD FOUNDATION OF NORTH CAROLINA
C	$1,131,524	FMV
THE CENTER FOR DOCUMENTARY STUDIES
B	$897,973	FMV
HIGH POINT REALTY ASSOCIATES INC
C	$2,712,000	FMV
GOTHIC CORPORATION
S	$1,072,397,457	FMV
GOTHIC CORPORATION
R	$697,476,225	FMV
DURHAM REALTY INC
C	$1,402,566	FMV
DURHAM ASSET MANAGEMENT COMPANY INC
C	$2,297,512	FMV
DURHAM ASSET MANAGEMENT COMPANY INC
B	$1,215,185	FMV
DUKE UNIVERSITY SPECIAL VENTURES FUND INC
S	$1,287,714	FMV
DUKE UNIVERSITY SPECIAL VENTURES FUND INC
R	$81,367	FMV
DUKE UNIVERSITY PHILANTHROPIES INC
C	$970,664	FMV
DUKE UNIVERSITY HEALTH SYSTEM INC
R	$69,045,327	FMV
DUKE SCHOLARLY EXHIBITS INC
B	$77,000	FMV
DUKE GIFT PROPERTIES INC
C	$2,282,842	FMV
DUKE GIFT PROPERTIES INC
B	$200,000	FMV
DUKE ALUMNI ASSOCIATION INC
B	$70,000	FMV
DUKE GLOBAL INC
C	$4,700,712	FMV
DUKE GLOBAL INC
B	$3,789,262	FMV