ESSEL FOUNDATION INC: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- ESSEL FOUNDATION INC (EIN 13-6191234)
- Tax period
- 2013-12-01 to 2014-11-30
- Filed
- 2015-03-25
- IRS object ID
- 201500849349100105
- Schema version
- 2013v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-03-25T11:51:21-05:00 | ReturnTs |
| Tax Period End | 2014-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10018 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136191234 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ESSEL FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % CONSTANCE LIEBER | InCareOfNm |
| Business Name Control | ESSE | BusinessNameControlTxt |
| Phone | 9146987133 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2500 WESTCHESTER AVENUE | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | PURCHASE | City |
| State | NY | State |
| ZIP Code | 10577 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CONSTANCE LIEBER | PersonNm |
| Person Title | MANAGER | PersonTitleTxt |
| Phone | 9146987133 | PhoneNum |
| Signature | 2015-04-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BARRY HOROWITZ CPA | PreparerPersonNm |
| PTIN | P00112797 | PTIN |
| Phone | 9146987133 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $84,581,246 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,460,187 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $25 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $25 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,483,822 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,483,822 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $445,341 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,519,347 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $445,341 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $38,051 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $38,051 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $4,427,426 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,967,239 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Taxes Rev And Expnss | $25,443 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $443 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $1,529 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $29 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,500 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $26,972 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $472 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,500 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $9,373,600 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $9,373,600 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $9,400,572 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $472 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $9,375,100 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$4,973,146 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,966,767 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $208,252 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $79,164 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $79,164 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $6,031,422 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,781,531 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $18,293,990 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $50,616,662 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $55,007,576 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $63,747,905 | OtherInvestmentsEOYFMVAmt |
| Other Assets EOY | $2,460,187 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $2,460,187 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $56,856,336 | TotalAssetsBOYAmt |
| Total Assets EOY | $63,328,458 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $84,581,246 | TotalAssetsEOYFMVAmt |
| Other Liabilities EOY | $2,500,000 | OtherLiabilitiesEOYAmt |
| Total Liabilities EOY | $2,500,000 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $56,856,336 | UnrestrictedBOYAmt |
| Unrestricted EOY | $60,828,458 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $56,856,336 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $60,828,458 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $56,856,336 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $63,328,458 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $56,856,336 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$4,973,146 | ExcessRevenueOverExpensesAmt |
| Other Increases | $8,945,268 | OtherIncreasesAmt |
| Subtotal | $60,828,458 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $60,828,458 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (9 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|
| CASH IN LIEU | $10 | $10 | $10 | |
| ALPINE WOODS GLOBAL GROWTH VALUES, LP | $5,794 | $5,794 | $5,794 | |
| ALPINE WOODS GLOBAL GROWTH VALUES, LP | -$36,465 | -$36,465 | $36,465 | |
| ALPINE WOODS GROWTH VALUES, LP | $94,433 | $94,433 | $94,433 | |
| ALPINE WOODS GROWTH VALUES, LP | $230,733 | $230,733 | $230,733 | |
| ALPINE WOODS GROWTH VALUES FINANCIAL EQUITIES | $278 | $278 | $278 | |
| ALPINE WOODS GROWTH VALUES FINANCIAL EQUITIES | -$47,195 | -$47,195 | $47,195 | |
| RBC - SEE ATTACHED | $222,083 | -$4,560 | -$4,560 | $226,643 |
| RBC - SEE ATTACHED | $966,016 | $202,313 | $202,313 | $763,703 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $445,341 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $9,127,396 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $74,621,808 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.122315 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,907,462 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $71,317,715 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.05479 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $4,661,711 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $73,978,720 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.063014 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,122,408 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $60,427,653 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.035123 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,033,468 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $47,337,347 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.064082 | DistributionYr5Rt |
| Total Distribution | 0.339324 | TotalDistributionRt |
| Average Distribution | 0.067865 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $78,086,907 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $5,299,368 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $19,668 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $5,319,036 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $9,375,100 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $19,668 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $19,668 | SubtotalAmt |
| Tax Based On Investment Income | $19,668 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $31,279 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $31,279 | TotalPaymentsAndCreditsAmt |
| Overpayment | $11,611 | OverpaymentAmt |
| Applied To ES Tax | $11,611 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CONSTANCE LIEBER | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9146987133 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PER RETURN | AddressLine1 |
| City | MAMARONECK | City |
| State | NY | State |
| ZIP Code | 10543 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CONSTANCE LIEBER | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | PRESIDENT | 10.0 | $0 | $0 | $0 |
| SAMUEL LIEBER | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | SECY-TREAS | 10.0 | $0 | $0 | $0 |
| JANICE LIEBER | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | TRUSTEE | 10.0 | $0 | $0 | $0 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $79,016,783 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $259,265 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $79,276,048 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $79,276,048 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,189,141 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $78,086,907 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,904,345 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,904,345 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $19,668 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $19,668 | TotalTaxAmt |
| Distributable Before Adj | $3,884,677 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,884,677 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,884,677 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $9,375,100 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $9,375,100 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $19,668 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $9,355,432 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,884,677 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2011 | PriorYear1Yr |
| Prior Year2 | 2010 | PriorYear2Yr |
| Prior Year3 | 2009 | PriorYear3Yr |
| Excess Distribution Cyov Yr3 | $743,462 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $386,118 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $5,414,027 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $6,543,607 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $9,375,100 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $3,884,677 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $5,490,423 | RemainingDistriFromCorpusAmt |
| Total Corpus | $12,034,030 | TotalCorpusAmt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $12,034,030 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $743,462 | ExcessFromYear3Amt |
| Excess From Year2 | $386,118 | ExcessFromYear2Amt |
| Excess From Year1 | $5,414,027 | ExcessFromYear1Amt |
| Excess From Current Year | $5,490,423 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CONSTANCE LIEBER | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (11 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| COLUMBIA UNIVERSITY | ||||||
| 622 WEST 113ST MAIL CODE 4524 | New York | NY | 10025 | PC | UNRESTRICTED GRANT | $460,000 |
| LIEBER INSTITUTE | ||||||
| 855 North Wolfe Street 3 | Baltimore | MD | 21205 | PC | UNRESTRICTED GRANT | $7,523,920 |
| NARSAD RESEARCH INSTITUTE | ||||||
| 60 Cutter Mill Road SUITE 404 | Great Neck | NY | 11021 | PC | UNRESTRICTED GRANT | $1,234,010 |
| UJA FEDERATION | ||||||
| 130 E 59th St | New York | NY | 10022 | PC | UNRESTRICTED GRANT | $50,000 |
| WILLIAMS COLLEGE | ||||||
| 800 MAIN STREET | WILLIAMSTOWN | MA | 01267 | PC | UNRESTRICTED GRANT | $65,000 |
| THE CHILD CENTER OF NY | ||||||
| 60-02 QUEENS BLVD | WOODSIDE | NY | 11377 | PC | UNRESTRICTED GRANT | $10,000 |
| HEREDITARY DISEASE FOUNDATION | ||||||
| 3960 BROADWAY 6TH FL | NEW YORK | NY | 10032 | PC | UNRESTRICTED GRANT | $5,000 |
| BARON & BEAHVIOR RESEARCH FOUNDATION | ||||||
| 90 PARK AVENUE 16TH FLOOR | NEW YORK | NY | 10016 | PC | UNRESTRICTED GRANT | $670 |
| FEDERAL OFFICE HOMELAND SECURITY FOUNDATION | ||||||
| 800 THIRD AVE 22ND FLOOR | NEW YORK | NY | 10022 | PC | UNRESTRICTED GRANT | $5,000 |
| CINE QUA NON INC | ||||||
| 463 WEST STREET 646B | NEW YORK | NY | 10014 | PC | UNRESTRICTED GRANT | $10,000 |
| HDSW | ||||||
| 930 MAMARONECK AVE | MAMARONECK | NY | 10543 | PC | UNRESTRICTED GRANT | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $9,373,600 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $25 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,483,822 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $38,051 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $445,341 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,967,239 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,967,239 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
Transfer Schedule Detail TransferScheduleDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 1a(1) | LineNumberTxt |
Noncharitable Exempt Org Name NoncharitableExemptOrgName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1 | CityContributorUSAddress/City | StateContributorUSAddress/State | ZIP CodeContributorUSAddress/ZIPCode | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|
| STEPHEN A LIEBER 20 YEAR CLAT | ||||||
| 1 | 120 GREACEN POINT ROAD | MAMARONECK | NY | 10543 | $1,446,180 | Yes (X) |
| STEPHEN A LIEBER 30 YEAR CLAT | ||||||
| 2 | 1210 GREACEN POINT ROAD | MAMARONECK | NY | 10543 | $1,014,007 | Yes (X) |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | RCB SEE SCHEDULE ATTACHED | StockNm |
| EOY Book Value | $5,781,531 | EOYBookValueAmt |
| EOYFMV | $18,293,990 | EOYFMVAmt |
Investments Land Schedule2 InvestmentsLandSchedule2
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (12 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ALPINE INTERNATIONAL R/E FUND | AT COST | $11,321,172 | $13,343,899 |
| ALPINE US REAL ESTATE FD | AT COST | $13,251,428 | $14,348,953 |
| ALPINE REALTY INCOME & GROWTH | AT COST | $4,696,128 | $7,002,951 |
| ALPINE WOODS GROWTH VALUE LP | FMV | $12,528,340 | $14,318,311 |
| ALPINE DYNAMIC FOUNDATION FUND | AT COST | $6,110,856 | $7,964,245 |
| ALPINE DYNAMIC DIVIDEND FUND | AT COST | $3,368,516 | $2,183,061 |
| ALPINE WOODS GROWTH VALUES FIN | FMV | $259,822 | $277,700 |
| ALPINE FINANCIAL SERVICES FUND | AT COST | $151,064 | $210,194 |
| ALPINE DYNAMIC INNOVATORS | AT COST | $1,066,621 | $1,441,547 |
| ALPINE WOODS GLOBAL GROWTH VAL | FMV | $1,027,676 | $914,249 |
| ALPINE DYNAMIC TRANSFORMATION | AT COST | $1,225,858 | $1,742,699 |
| ALPINE ULTRA SHORT TAX | AT COST | $95 | $96 |
Land Etc Schedule2 LandEtcSchedule2
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| DUE FROM STEPHEN LIEBER 20 YR | $1,446,180 | $1,446,180 |
| DUE FROM STEPHEN LIEBER 30 YR | $1,014,007 | $1,014,007 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER FEES | $29 | $29 | |
| NYS FILING FEE | $1,500 | $1,500 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| THU ALPINE WOODS GLOBAL GROWTH VALUES | $3,373 | $3,373 |
| THRU ALPINE WOODS GROWTH VALUES | $31,233 | $31,233 |
| THRU ALPINE WOODS GROWTH VALUES FIN. EQ | -$3,048 | -$3,048 |
| MISCELLAENOUS INCOME | $6,493 | $6,493 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (3 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| UNREALIZED GAIN-ALPINE INVESTMENT PARTNE | $3,092,283 |
| BOOK COST ADJUSTMENT TO ALPINE FUNDS | $3,734 |
| STOCK CONTRIBUTION-UNREALIZED GAIN | $5,849,251 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO LIEBER INSTITUE | Desc |
| EOY Book Value | $2,500,000 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEDERAL TAXES | $25,000 | |
| FOREIGN TAXES | $443 | $443 |
Comments