ESSEL FOUNDATION INC: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- ESSEL FOUNDATION INC (EIN 13-6191234)
- Tax period
- 2014-12-01 to 2015-11-30
- Filed
- 2016-07-12
- IRS object ID
- 201631949349100318
- Schema version
- 2014v6.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-07-12T14:56:40-05:00 | ReturnTs |
| Tax Period End | 2015-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136191234 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ESSEL FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % SAMUEL LIEBER | InCareOfNm |
| Business Name Control | ESSE | BusinessNameControlTxt |
| Phone | 9146987133 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2500 WESTCHESTER AVENUE | AddressLine1Txt |
| City | PURCHASE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10577 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CONSTANCE LIEBER | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 9146987133 | PhoneNum |
| Signature | 2016-07-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BARRY HOROWITZ | PreparerPersonNm |
| PTIN | P00112797 | PTIN |
| Phone | 2127519100 | PhoneNum |
| Preparation | 2016-07-15 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-09-27 15:27:22Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $79,035,007 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,458,120 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $2,840,159 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,840,159 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $199,219 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,226,049 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $199,219 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $64,669 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $64,669 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $5,562,167 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,104,047 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Legal Fees Rev And Expnss | $4,487 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $4,487 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $8,665 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $276 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $137,523 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $136,023 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,500 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $150,675 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $140,786 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,500 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,914,698 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,914,698 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,065,373 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $140,786 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,916,198 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $496,794 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,963,261 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $79,164 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $20,082 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $20,082 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $5,781,531 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,704,345 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $18,178,260 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $55,007,576 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $55,036,026 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $58,376,478 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $2,460,187 | OtherAssetsBOYAmt |
| Other Assets EOY | $2,460,187 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $2,460,187 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $63,328,458 | TotalAssetsBOYAmt |
| Total Assets EOY | $63,220,640 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $79,035,007 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $2,500,000 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $0 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $2,500,000 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $60,828,458 | UnrestrictedBOYAmt |
| Unrestricted EOY | $63,220,640 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $60,828,458 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $63,220,640 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $63,328,458 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $63,220,640 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $60,828,458 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $496,794 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,895,388 | OtherIncreasesAmt |
| Subtotal | $63,220,640 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $63,220,640 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|
| RBC - SEE ATTACHED | $205,761 | $188,380 | $17,381 | $17,381 |
| RBC - SEE ATTACHED | $609,688 | $688,513 | -$78,825 | -$78,825 |
| FLOWTHROUGH FROM PARTNERSHIPS | $8,001 | $86,018 | -$78,017 | -$78,017 |
| FLOWTHROUGH FROM PARTNERSHIPS | $402,599 | $63,919 | $338,680 | $338,680 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $199,219 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $9,355,432 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $78,086,907 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.119808 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $9,127,396 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $74,621,808 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.122315 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,907,462 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $71,317,715 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.05479 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $4,661,711 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $73,978,720 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.063014 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,122,408 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $60,427,653 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.035123 | DistributionYr5Rt |
| Total Distribution | 0.39505 | TotalDistributionRt |
| Average Distribution | 0.07901 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $74,062,243 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $5,851,658 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $29,633 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $5,881,291 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,916,198 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $59,265 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $59,265 | SubtotalAmt |
| Tax Based On Investment Income | $59,265 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $20,000 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $110,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $130,000 | TotalPaymentsAndCreditsAmt |
| Overpayment | $70,735 | OverpaymentAmt |
| Applied To ES Tax | $70,735 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SAMUEL LIEBER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9146987133 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PER RETURN | AddressLine1Txt |
| City | MAMARONECK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10543 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CONSTANCE LIEBER DECEASED | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | PRESIDENT | 10.0 | $0 | $0 | $0 |
| SAMUEL LIEBER | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | SECY-TREAS | 10.0 | $0 | $0 | $0 |
| JANICE LIEBER | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | TRUSTEE | 10.0 | $0 | $0 | $0 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $74,339,954 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $850,140 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $75,190,094 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $75,190,094 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,127,851 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $74,062,243 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,703,112 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,703,112 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $59,265 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $59,265 | TotalTaxAmt |
| Distributable Before Adj | $3,643,847 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,643,847 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,643,847 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,916,198 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $4,916,198 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $4,916,198 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,643,847 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2012 | PriorYear1Yr |
| Prior Year2 | 2011 | PriorYear2Yr |
| Prior Year3 | 2010 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $743,462 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $386,118 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $5,414,027 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $5,490,423 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $12,034,030 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,916,198 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $3,643,847 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,272,351 | RemainingDistriFromCorpusAmt |
| Total Corpus | $13,306,381 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $13,306,381 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $743,462 | ExcessFromYear4Amt |
| Excess From Year3 | $386,118 | ExcessFromYear3Amt |
| Excess From Year2 | $5,414,027 | ExcessFromYear2Amt |
| Excess From Year1 | $5,490,423 | ExcessFromYear1Amt |
| Excess From Current Year | $1,272,351 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CONSTANCE LIEBER DECEASED | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (10 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| COLUMBIA UNIVERSITY | ||||||
| 622 WEST 113ST MAIL CODE 4524 | New York | NY | 10025 | PC | UNRESTRICTED GRANT | $890,000 |
| LIEBER INSTITUTE | ||||||
| 855 North Wolfe Street 3 | Baltimore | MD | 21205 | PC | UNRESTRICTED GRANT | $2,883,698 |
| NARSAD RESEARCH INSTITUTE | ||||||
| 60 Cutter Mill Road SUITE 404 | Great Neck | NY | 11021 | PC | UNRESTRICTED GRANT | $550,000 |
| UJA FEDERATION | ||||||
| 130 E 59th St | New York | NY | 10022 | PC | UNRESTRICTED GRANT | $50,000 |
| THE CHILD CENTER OF NY | ||||||
| 60-02 QUEENS BLVD | WOODSIDE | NY | 11377 | PC | UNRESTRICTED GRANT | $10,000 |
| HEREDITARY DISEASE FOUNDATION | ||||||
| 3960 BROADWAY 6TH FL | NEW YORK | NY | 10032 | PC | UNRESTRICTED GRANT | $30,000 |
| BRAIN & BEHAVIOR RESEARCH FOUNDATION | ||||||
| 90 PARK AVENUE 16TH FLOOR | NEW YORK | NY | 10016 | PC | UNRESTRICTED GRANT | $300,000 |
| BANK STREET COLLEGE OF EDUCATION | ||||||
| 610 W 112TH ST | NEW YORK | NY | 10025 | PC | UNRESTRICTED GRANT | $1,000 |
| ROCKEFELLER UNIVERSITY | ||||||
| 1230 YORK AVE | NEW YORK | NY | 10065 | PC | UNRESTRICTED GRANT | $100,000 |
| BROOKLYN COLLEGE FOUNDATION | ||||||
| 2900 BEDFORD AVE | BROOKLYN | NY | 11210 | PC | UNRESTRICTED GRANT | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,914,698 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,840,159 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $64,669 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $199,219 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $3,104,047 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,104,047 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
Transfer Schedule Detail TransferScheduleDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 1a(1) | LineNumberTxt |
Noncharitable Exempt Org Name NoncharitableExemptOrgName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|
| STEPHEN A LIEBER 20 YEAR CLAT | ||||||
| 1 | 120 GREACEN POINT ROAD | MAMARONECK | NY | 10543 | $1,444,113 | Yes (X) |
| STEPHEN A LIEBER 30 YEAR CLAT | ||||||
| 2 | 1210 GREACEN POINT ROAD | MAMARONECK | NY | 10543 | $1,014,007 | Yes (X) |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | RBC SEE SCHEDULE ATTACHED | StockNm |
| EOY Book Value | $5,704,345 | EOYBookValueAmt |
| EOYFMV | $18,178,260 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (14 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ALPINE INTERNATIONAL R/E FUND | AT COST | $9,468,690 | $9,964,016 |
| ALPINE US REAL ESTATE FUND | AT COST | $0 | $0 |
| ALPINE REALTY INCOME & GROWTH | AT COST | $4,940,027 | $7,266,698 |
| ALPINE WOODS GROWTH VALUE LP | FMV | $14,367,196 | $14,865,150 |
| ALPINE DYNAMIC FOUNDATION FUND | AT COST | $0 | $0 |
| ALPINE DYNAMIC DIVIDEND FUND | AT COST | $1,912,859 | $1,205,020 |
| ALPINE WOODS GROWTH VALUES FIN | FMV | $280,479 | $323,297 |
| ALPINE FINANCIAL SERVICES FUND | AT COST | $153,501 | $211,227 |
| ALPINE DYNAMIC INNOVATORS | AT COST | $1,066,621 | $1,637,547 |
| ALPINE WOODS GLOBAL GROWTH VAL | FMV | $911,048 | $908,830 |
| ALPINE DYNAMIC TRANSFORMATION | AT COST | $0 | $0 |
| ALPINE ULTRA SHORT TAX | AT COST | $95 | $96 |
| ALPINE GLOBAL INFRASTRUCTURE | AT COST | $14,159,842 | $13,318,762 |
| ALPINE RISING DIVIDEND | AT COST | $7,775,668 | $8,675,835 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $4,487 | LegalFeesAmt |
| Net Investment Income | $4,487 | NetInvestmentIncomeAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DUE FROM STEPHEN LIEBER 20 YR | $1,446,180 | $1,446,180 | $1,446,180 |
| DUE FROM STEPHEN LIEBER 30 YR | $1,014,007 | $1,014,007 | $1,014,007 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER FEES | $36 | $36 | |
| NYS FILING FEE | $1,500 | $1,500 | |
| PARTNERSHIP INCOME/(LOSS) | $135,987 | $135,987 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| MISCELLAENOUS INCOME | $15,569 | $15,569 |
| CLASS ACTION | $49,100 | $49,100 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAIN/LOSS | $1,889,043 |
| MANAGEMENT FEES | -$15,696 |
| PARTNERSHIP ADJUSTMENTS | $22,041 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO LIEBER INSTITUE | Desc |
| BOY Book Value | $2,500,000 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEDERAL TAXES | $8,389 | |
| FOREIGN TAXES | $276 | $276 |
Comments