SOUTHWESTERN UNIVERSITY: Form 990, tax year 2014

View the entire original 990 at ProPublica ↗

Organization: SOUTHWESTERN UNIVERSITY (EIN 74-1233796)
Tax period: 2014-07-01 to 2015-06-30
Filed: 2016-05-04
IRS object ID: 201631259349301753
Schema version: 2014v6.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2016-05-04T15:42:47-05:00	ReturnTs
Tax Period End	2015-06-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	GRANT THORNTON LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	8300 THORN DRIVE SUITE 300	AddressLine1Txt
City	WICHITA	CityNm
State Abbreviation	KS	StateAbbreviationCd
ZIP	672262708	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2014-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	741233796	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	Southwestern University	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
In Care Of	% BRENDA THOMPSON	InCareOfNm
Business Name Control	SOUT	BusinessNameControlTxt
Phone	5128631956	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO Box 770	AddressLine1Txt
City	Georgetown	CityNm
State Abbreviation	TX	StateAbbreviationCd
ZIP	786270770	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	CRAIG ERWIN	PersonNm
Person Title	VP FOR FINANCE & ADMINISTRATION	PersonTitleTxt
Phone	5128631956	PhoneNum
Signature	2016-05-16	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	Shannon A Rudisell	PreparerPersonNm
PTIN	P01435967	PTIN
Phone	3162653231	PhoneNum

Field	Value	IRS element (for citing)
Tax	2014	TaxYr
Build TS	2016-08-17 19:52:53Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	Dr Edward Burger	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1001 E University Ave	AddressLine1Txt
City	Georgetown	CityNm
State Abbreviation	TX	StateAbbreviationCd
ZIP	78626	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$178,279,741	GrossReceiptsAmt
Group Return For Affiliates	false	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	www.southwestern.edu	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1875	FormationYr
Legal Domicile State	TX	LegalDomicileStateCd
Activity Or Mission	Fostering a liberal arts educational community whose values and actions encourgage contributions toward the well-being of humanity.	ActivityOrMissionDesc
Voting Members Governing Body	40	VotingMembersGoverningBodyCnt
Voting Members Independent	39	VotingMembersIndependentCnt
Total Employee	1386	TotalEmployeeCnt
Total Volunteers	1184	TotalVolunteersCnt
Total Gross UBI	$306,740	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$5,833,781	PYContributionsGrantsAmt
CY Contributions Grants	$11,019,832	CYContributionsGrantsAmt
PY Program Service Revenue	$64,233,322	PYProgramServiceRevenueAmt
CY Program Service Revenue	$65,128,768	CYProgramServiceRevenueAmt
PY Investment Income	$15,863,617	PYInvestmentIncomeAmt
CY Investment Income	$11,719,268	CYInvestmentIncomeAmt
PY Other Revenue	$2,464,713	PYOtherRevenueAmt
CY Other Revenue	$1,639,597	CYOtherRevenueAmt
PY Total Revenue	$88,395,433	PYTotalRevenueAmt
CY Total Revenue	$89,507,465	CYTotalRevenueAmt
PY Grants And Similar Paid	$28,127,004	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$29,501,139	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$34,365,353	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$32,528,413	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$1,209,025	CYTotalFundraisingExpenseAmt
PY Other Expenses	$21,204,879	PYOtherExpensesAmt
CY Other Expenses	$21,286,156	CYOtherExpensesAmt
PY Total Expenses	$83,697,236	PYTotalExpensesAmt
CY Total Expenses	$83,315,708	CYTotalExpensesAmt
PY Revenues Less Expenses	$4,698,197	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$6,191,757	CYRevenuesLessExpensesAmt
Total Assets BOY	$395,241,871	TotalAssetsBOYAmt
Total Assets EOY	$390,628,492	TotalAssetsEOYAmt
Total Liabilities BOY	$35,212,176	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$34,275,889	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$360,029,695	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$356,352,603	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	FOSTERING A LIBERAL ARTS EDUCATIONAL COMMUNITY WHOSE VALUES AND ACTIONS ENCOURAGE CONTRIBUTIONS TOWARD THE WELL-BEING OF HUMANITY	MissionDesc
Significant New Program Srvc	false	SignificantNewProgramSrvcInd
Significant Change	false	SignificantChangeInd
Expense	$24,000,098	ExpenseAmt
Revenue	$38,329,087	RevenueAmt
Desc	Instructional Services: The University's primary mission is fostering a liberal arts educational community of the highest caliber. The University seeks to develop a community of scholars in both its faculty and student body that is self-critical and tough-minded, and that maintains rigorous academic standards. Through its Paideia program, the University transcends conventional approaches to teaching and learning through a student-driven, faculty-led experience. The program emphasizes intellectual curiosity, promotes connections between academic courses, offers intercultural and diversity experiences, encourages civic engagement, and supports collaborative or guided research and creative works. For the year, the University enrolled 1,471 full-time equivalent students in its academic instructional programs. Most of the University's enrollment is traditional college-age students, and for the Fall 2014 semester 98.7% were enrolled full-time (12 or more credit hours for the semester). The student-teacher ratio was approximately 11.7:1 in the current year.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$29,501,139	ExpenseAmt
Grant	$29,501,139	GrantAmt
Desc	Financial Assistance: The University seeks to support its primary program services through financial assistance to students. Institutional financial assistance includes both need-based assistance and merit-based assistance. The primary funding sources for institutional financial assistance are restricted and unrestricted endowments and gifts, and general operating budget support. Approximately 97% of university students receive institutional financial assistance. Approximately 61% of university students receive need-based financial assistance. The University does not discriminate on the basis of sex, race, color, religion, age, disability, national or ethnic origin, or any other impermissable factor, in the management of its institutional financial assistance program.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$9,719,125	ExpenseAmt
Revenue	$15,496,424	RevenueAmt
Desc	Student Services: The University seeks to support its primary academic mission through robust student services for its primarily residential liberal arts campus. Student services includes the Police department, Academic Success and Records department, student activities, residential life administration, career counseling and services, student health and counseling services, NCAA III athletics, intramural sports, and other services vital to support a residential academic community of the highest caliber and quality.	Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

Field	Value	IRS element (for citing)
Expense	$7,017,081	ExpenseAmt
Revenue	$11,303,257	RevenueAmt
Desc	Auxiliary Enterprises	Desc

Field	Value	IRS element (for citing)
Total Other Prog Srvc Expense	$7,017,081	TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Revenue	$11,303,257	TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses	$70,237,443	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (true)	DescribedInSection501c3Ind
Schedule B Required	Yes (true)	ScheduleBRequiredInd
Political Campaign Acty	false	PoliticalCampaignActyInd
Lobbying Activities	false	LobbyingActivitiesInd
Subject To Proxy Tax	false	SubjectToProxyTaxInd
Donor Advised Fund	false	DonorAdvisedFundInd
Conservation Easements	false	ConservationEasementsInd
Collections Of Art	Yes (true)	CollectionsOfArtInd
Credit Counseling	false	CreditCounselingInd
Temp Or Permanent Endowments	Yes (true)	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (true)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	false	ReportInvestmentsOtherSecInd
Report Program Related Invst	false	ReportProgramRelatedInvstInd
Report Other Assets	false	ReportOtherAssetsInd
Report Other Liabilities	Yes (true)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (true)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	false	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (true)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (true)	SchoolOperatingInd
Foreign Office	Yes (true)	ForeignOfficeInd
Foreign Activities	Yes (true)	ForeignActivitiesInd
More Than5000 K To Org	false	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (true)	MoreThan5000KToIndividualsInd
Professional Fundraising	false	ProfessionalFundraisingInd
Fundraising Activities	Yes (true)	FundraisingActivitiesInd
Gaming Activities	false	GamingActivitiesInd
Operate Hospital	false	OperateHospitalInd
Grants To Organizations	false	GrantsToOrganizationsInd
Grants To Individuals	Yes (true)	GrantsToIndividualsInd
Schedule J Required	Yes (true)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (true)	TaxExemptBondsInd
Invest Tax Exempt Bonds	false	InvestTaxExemptBondsInd
Escrow Account	false	EscrowAccountInd
On Behalf Of Issuer	false	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	false	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	false	PYExcessBenefitTransInd
Loan Outstanding	false	LoanOutstandingInd
Grant To Related Person	Yes (true)	GrantToRelatedPersonInd
Business Rln With Org Mem	false	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	Yes (true)	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	false	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	Yes (true)	DeductibleNonCashContriInd
Deductible Art Contribution	false	DeductibleArtContributionInd
Terminate Operations	false	TerminateOperationsInd
Partial Liquidation	false	PartialLiquidationInd
Disregarded Entity	false	DisregardedEntityInd
Related Entity	Yes (true)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (true)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (true)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	false	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	false	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (true)	ScheduleORequiredInd
IRP Document	2615	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (true)	BackupWthldComplianceInd
Employee	1386	EmployeeCnt
Employment Tax Returns Filed	Yes (true)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (true)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (true)	Form990TFiledInd
Foreign Financial Account	false	ForeignFinancialAccountInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd
Taxable Party Notification	false	TaxablePartyNotificationInd
Nondeductible Contributions	Yes (true)	NondeductibleContributionsInd
Nondeductible Contri Discl	Yes (true)	NondeductibleContriDisclInd
Quid Pro Quo Contributions	Yes (true)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (true)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	false	IndoorTanningServicesInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	40	GoverningBodyVotingMembersCnt
Independent Voting Member	39	IndependentVotingMemberCnt
Family Or Business Rln	false	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	false	DelegationOfMgmtDutiesInd
Change To Org Documents	Yes (true)	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	false	MaterialDiversionOrMisuseInd
Members Or Stockholders	false	MembersOrStockholdersInd
Election Of Board Members	false	ElectionOfBoardMembersInd
Decisions Subject To Approva	false	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (true)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (true)	MinutesOfCommitteesInd
Officer Mailing Address	false	OfficerMailingAddressInd
Local Chapters	false	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (true)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (true)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (true)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (true)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (true)	WhistleblowerPolicyInd
Document Retention Policy	Yes (true)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (true)	CompensationProcessCEOInd
Compensation Process Other	Yes (true)	CompensationProcessOtherInd
Investment In Joint Venture	false	InvestmentInJointVentureInd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Field	Value	IRS element (for citing)
Person	BRENDA THOMPSON	PersonNm
Phone	5128631956	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1001 E UNIVERSITY AVE	AddressLine1Txt
City	Georgetown	CityNm
State Abbreviation	TX	StateAbbreviationCd
ZIP	78626	ZIPCd

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	Yes (X)	InfoInScheduleOPartVIIInd

Form990 Part VII Section A Form990PartVIISectionAGrp (50 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	OfficerOfficerInd	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd
Daryl M Allen
Trustee	1.7	0.0	Yes (X)	$0	$0	$0
Richard H Bachmann
Trustee	1.7	0.0	Yes (X)	$0	$0	$0
Mary Delmore Balagia
Trustee; Term September 2014	1.4	0.0	Yes (X)	$0	$0	$0
L James Bankston
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Suzanne Blake
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
W Earl Bledsoe
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Tim Bruster
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Pam Slaughter Bush
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
John S Curry
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
James E Dorff
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Robert W Dupuy
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Jack Garey
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Roberto L Gomez
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Robert H Graham
Trustee	1.7	0.0	Yes (X)	$0	$0	$0
Kay Granger
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Larry J Haynes
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Ronald D Henderson
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Janice Riggle Huie
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Jean Janssen
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Henry C Joyner
Trustee & Vice Chair	1.7	0.0	Yes (X)	$0	$0	$0	Yes (X)
Robert W Karr
Trustee & Chair	1.9	0.0	Yes (X)	$0	$0	$0	Yes (X)
R Griffin Lord
Trustee & Sec/Treas	1.7	0.0	Yes (X)	$0	$0	$0	Yes (X)
J Michael Lowry
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Red McCombs
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Michael McKee
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Mary Medley
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Laura A Merrill
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Merriman Morton
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Ernesto Nieto
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Austin Painchaud
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Steven A Raben
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Robert T Rork
Trustee	1.7	0.0	Yes (X)	$0	$0	$0
Pete Sessions
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Thomas V Shockley III
Trustee	1.5	0.0	Yes (X)	$0	$0	$0
H Blake Stanford
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Dan R Stultz
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Stephen G Tipps
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Donald W Underwood
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
James V Walzel
Trustee	1.7	0.0	Yes (X)	$0	$0	$0
Kathryn Yeager
Trustee	1.4	0.0	Yes (X)	$0	$0	$0
Edward Burger
Trustee & President	40.0	0.0	Yes (X)	$298,898	$0	$229,537	Yes (X)
Richard L Anderson
VP of Fiscal Affairs	40.0	0.0		$222,488	$0	$25,857	Yes (X)
Craig Erwin
Associate VP of Finance	40.0	0.0		$151,440	$0	$20,331	Yes (X)
James W Hunt
Provost/Dean of Faculty	40.0	0.0		$219,816	$0	$23,335		Yes (X)
Gerald D Brody
VP of Student Life	40.0	0.0		$164,103	$0	$25,370		Yes (X)
Pamela A McQuesten
VP of Info Services & CIO	40.0	0.0		$210,406	$0	$26,046			Yes (X)
Paul J Gaffney
Dean Sarofim School Fine Arts	40.0	0.0		$147,431	$0	$19,708			Yes (X)
C Richard McKelvey
VP Institutional Advancement	40.0	0.0		$143,105	$0	$14,601			Yes (X)
Kent Huntsman
Interim VP for Univ Relations	40.0	0.0		$134,878	$0	$20,912			Yes (X)
Glada Munt
AVP/Dir Intercoll Athletics	40.0	0.0		$127,940	$0	$16,349			Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$1,820,505	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$422,046	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	26	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	false	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (true)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	false	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
SODEXO SERVICES TEXAS LLP
1001 E UNIVERSITY AVE	GEORGETOWN	TX	78626	FOOD SERVICEs	$2,372,331
BARTLETT COCKE GENERAL CONTRACTORS
7901 E RIVERSIDE DR BLDG 2 STE 1	AUSTIN	TX	78744	CONSTRUCTION	$964,736
FORE CONSTRUCTION
150 TEXAS AVE SUITE 100	ROUND ROCK	TX	78664	CONSTRUCTION	$812,589
GROUP TWO ARCHITECTURE Inc
1801 S MOPAC EXPY SUITE 350	AUSTIN	TX	78746	ARCH & DESIGN SVCS	$594,869
IES
33 W MONROE ST SUITE 2300	CHICAGO	IL	60603	STUDY ABROAD PROGRAM	$529,124

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	16	CntrctRcvdGreaterThan100KCnt
Info In Schedule O Part VIII	Yes (X)	InfoInScheduleOPartVIIIInd
Membership Dues	$2,700	MembershipDuesAmt
Fundraising	$38,735	FundraisingAmt
Government Grants	$530,833	GovernmentGrantsAmt
All Other Contributions	$10,447,564	AllOtherContributionsAmt
Noncash Contributions	$1,468,247	NoncashContributionsAmt
Total Contributions	$11,019,832	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (2 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt
TUITION & FEES	611310	$53,825,511	$53,825,511
AUXILIARY ENTERPRISES	713910	$11,303,257	$10,816,363	$486,894

Field	Value	IRS element (for citing)
Total Program Service Revenue	$65,128,768	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$7,617,778	TotalRevenueColumnAmt
Unrelated Business Revenue	-$183,840	UnrelatedBusinessRevenueAmt
Exclusion	$7,801,618	ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$17,342	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$21,861	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	-$4,519	RealAmt
Personal	$0	PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$4,519	TotalRevenueColumnAmt
Exclusion	-$4,519	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$92,836,260	SecuritiesAmt
Other	$0	OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$88,708,437	SecuritiesAmt
Other	$26,333	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$4,127,823	SecuritiesAmt
Other	-$26,333	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$4,101,490	TotalRevenueColumnAmt
Exclusion	$4,101,490	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$13,004	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$38,735	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$15,645	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$2,641	TotalRevenueColumnAmt
Exclusion	-$2,641	ExclusionAmt

Net Income From Gaming NetIncomeFromGamingGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Net Income Or Loss NetIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
NITLE EDUCATION PROGRAM	611710	$253,500	$253,500
MCCOMBS KITCHEN EQUIPMENT	811310	$250,000	$250,000
CAR REGISTRATION FEES	812930	$235,500	$235,500

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$907,757	TotalRevenueColumnAmt
Related Or Exempt Func Income	$904,071	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$3,686	UnrelatedBusinessRevenueAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$1,646,757	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$89,507,465	TotalRevenueColumnAmt
Related Or Exempt Func Income	$66,284,945	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$306,740	UnrelatedBusinessRevenueAmt
Exclusion	$11,895,948	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$29,361,441	TotalAmt
Program Services	$29,361,441	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$139,698	TotalAmt
Program Services	$139,698	ProgramServicesAmt

Benefits To Members BenefitsToMembersGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$1,555,216	TotalAmt
Program Services	$587,724	ProgramServicesAmt
Management And General	$897,137	ManagementAndGeneralAmt
Fundraising	$70,355	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$25,443,526	TotalAmt
Program Services	$20,061,800	ProgramServicesAmt
Management And General	$4,670,294	ManagementAndGeneralAmt
Fundraising	$711,432	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$1,520,131	TotalAmt
Program Services	$1,203,329	ProgramServicesAmt
Management And General	$267,685	ManagementAndGeneralAmt
Fundraising	$49,117	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$2,114,151	TotalAmt
Program Services	$4,264,962	ProgramServicesAmt
Management And General	-$2,224,867	ManagementAndGeneralAmt
Fundraising	$74,056	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$1,895,389	TotalAmt
Program Services	$1,449,189	ProgramServicesAmt
Management And General	$396,675	ManagementAndGeneralAmt
Fundraising	$49,525	FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$178,729	TotalAmt
Management And General	$178,729	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$168,774	TotalAmt
Management And General	$168,774	ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$3,747,432	TotalAmt
Management And General	$3,747,432	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$2,662,145	TotalAmt
Program Services	$2,352,772	ProgramServicesAmt
Management And General	$308,402	ManagementAndGeneralAmt
Fundraising	$971	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$8,678	TotalAmt
Program Services	$8,678	ProgramServicesAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$883,402	TotalAmt
Program Services	$566,756	ProgramServicesAmt
Management And General	$279,477	ManagementAndGeneralAmt
Fundraising	$37,169	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$1,035,110	TotalAmt
Program Services	$190,315	ProgramServicesAmt
Management And General	$842,103	ManagementAndGeneralAmt
Fundraising	$2,692	FundraisingAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$2,506,177	TotalAmt
Program Services	$2,284,943	ProgramServicesAmt
Management And General	$210,328	ManagementAndGeneralAmt
Fundraising	$10,906	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$1,137,336	TotalAmt
Program Services	$1,006,948	ProgramServicesAmt
Management And General	$92,691	ManagementAndGeneralAmt
Fundraising	$37,697	FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$218,395	TotalAmt
Program Services	$65,863	ProgramServicesAmt
Management And General	$148,829	ManagementAndGeneralAmt
Fundraising	$3,703	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$324,129	TotalAmt
Program Services	$282,932	ProgramServicesAmt
Management And General	$38,975	ManagementAndGeneralAmt
Fundraising	$2,222	FundraisingAmt

Payments To Affiliates PaymentsToAffiliatesGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$3,017,858	TotalAmt
Program Services	$2,657,274	ProgramServicesAmt
Management And General	$339,719	ManagementAndGeneralAmt
Fundraising	$20,865	FundraisingAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$682,679	TotalAmt
Program Services	$338,494	ProgramServicesAmt
Management And General	$342,285	ManagementAndGeneralAmt
Fundraising	$1,900	FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
LIBRARY SUPPORT	$726,455	$726,455
MAINTENANCE & FACILITIES	$534,564	$438,852	$92,279	$3,433
ATHLETICS	$480,450	$478,312	$2,138
RESEARCH/SPONSORED PROJECTS	$440,038	$408,355	$31,683

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$2,533,805	TotalAmt
Program Services	$1,362,351	ProgramServicesAmt
Management And General	$1,038,472	ManagementAndGeneralAmt
Fundraising	$132,982	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$83,315,708	TotalAmt
Program Services	$70,237,443	ProgramServicesAmt
Management And General	$11,869,240	ManagementAndGeneralAmt
Fundraising	$1,209,025	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$689,676	BOYAmt
EOY	$980,041	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$26,786,043	BOYAmt
EOY	$33,280,807	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$6,210,340	BOYAmt
EOY	$3,048,560	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$5,294,610	BOYAmt
EOY	$5,046,017	EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$659,966	BOYAmt
EOY	$541,534	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$192,168	BOYAmt
EOY	$198,373	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$937,952	BOYAmt
EOY	$683,210	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$195,629,701	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$96,731,619	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$100,233,773	BOYAmt
EOY	$98,898,082	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$248,093,294	BOYAmt
EOY	$234,772,421	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$5,043,051	BOYAmt
EOY	$4,931,452	EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Intangible Assets IntangibleAssetsGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$1,100,998	BOYAmt
EOY	$8,247,995	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$395,241,871	BOYAmt
EOY	$390,628,492	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$5,885,731	BOYAmt
EOY	$7,258,755	EOYAmt

Grants Payable GrantsPayableGrp

Field	Value	IRS element (for citing)
BOY	$3,279,360	BOYAmt
EOY	$3,317,292	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$1,717,840	BOYAmt
EOY	$1,625,713	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$4,065,000	BOYAmt
EOY	$3,905,000	EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$10,000,000	BOYAmt
EOY	$9,836,637	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$10,264,245	BOYAmt
EOY	$8,332,492	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$35,212,176	BOYAmt
EOY	$34,275,889	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$102,296,310	BOYAmt
EOY	$116,375,373	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$177,412,017	BOYAmt
EOY	$153,432,847	EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$80,321,368	BOYAmt
EOY	$86,544,383	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$360,029,695	BOYAmt
EOY	$356,352,603	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$395,241,871	BOYAmt
EOY	$390,628,492	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$6,191,757	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	-$8,234,854	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	-$1,633,995	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	false	AccountantCompileOrReviewInd
FS Audited	Yes (true)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (true)	AuditCommitteeInd
Federal Grant Audit Required	Yes (true)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (true)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$10,747,779	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$13,188,700	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$14,192,031	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$5,833,781	CurrentTaxYearMinus1YearAmt
Current Tax Year	$5,908,932	CurrentTaxYearAmt
Total	$49,871,223	TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$10,747,779	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$13,188,700	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$14,192,031	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$5,833,781	CurrentTaxYearMinus1YearAmt
Current Tax Year	$5,908,932	CurrentTaxYearAmt
Total	$49,871,223	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$16,624,883	SubstantialContributorsTotAmt
Public Support Total170	$33,246,340	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$9,185,639	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$6,458,148	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$7,011,468	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$9,537,736	CurrentTaxYearMinus1YearAmt
Current Tax Year	$7,818,960	CurrentTaxYearAmt
Total	$40,011,951	TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$20,069	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$6,121	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$5,724	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$20,290	CurrentTaxYearMinus1YearAmt
Current Tax Year	$13,004	CurrentTaxYearAmt
Total	$65,208	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$89,948,382	TotalSupportAmt
Gross Receipts Rltd Activities	$299,026,078	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.36962	PublicSupportCY170Pct
Public Support PY170	0.36524	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule D IRS990ScheduleD

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Assets Included	$3,801,950	AssetsIncludedAmt

Field	Value	IRS element (for citing)
Held Works Art		HeldWorksArtGrp
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Coll Used Scholarly Rsrch	Yes (X)	CollUsedScholarlyRsrchInd
Collection Used Preservation	Yes (X)	CollectionUsedPreservationInd
Solicited Assets Sale	false	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$265,590,566	BeginningYearBalanceAmt
Contributions	$6,251,460	ContributionsAmt
Investment Earnings Or Losses	-$1,257,862	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$14,703,758	GrantsOrScholarshipsAmt
Other Expenditures	-$75,000	OtherExpendituresAmt
End Year Balance	$255,955,406	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$252,949,637	BeginningYearBalanceAmt
Contributions	$603,835	ContributionsAmt
Investment Earnings Or Losses	$32,668,376	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$15,115,640	GrantsOrScholarshipsAmt
Other Expenditures	$5,515,642	OtherExpendituresAmt
End Year Balance	$265,590,566	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$250,622,946	BeginningYearBalanceAmt
Contributions	$2,165,441	ContributionsAmt
Investment Earnings Or Losses	$18,954,236	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$11,494,038	GrantsOrScholarshipsAmt
Other Expenditures	$7,298,948	OtherExpendituresAmt
End Year Balance	$252,949,637	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$268,982,899	BeginningYearBalanceAmt
Contributions	$745,477	ContributionsAmt
Investment Earnings Or Losses	-$6,611,292	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$12,176,057	GrantsOrScholarshipsAmt
Other Expenditures	$318,081	OtherExpendituresAmt
End Year Balance	$250,622,946	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$241,783,693	BeginningYearBalanceAmt
Contributions	$3,579,072	ContributionsAmt
Investment Earnings Or Losses	$36,381,338	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$13,711,328	GrantsOrScholarshipsAmt
Other Expenditures	-$950,124	OtherExpendituresAmt
End Year Balance	$268,982,899	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.10710	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.33637	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.55653	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	Yes (true)	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	false	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Investment Cost Or Other Basis	$6,455,893	InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis	$111,509	OtherCostOrOtherBasisAmt
Book Value	$6,567,402	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$139,108,897	OtherCostOrOtherBasisAmt
Depreciation	$56,112,721	DepreciationAmt
Book Value	$82,996,176	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$427,083	OtherCostOrOtherBasisAmt
Depreciation	$48,942	DepreciationAmt
Book Value	$378,141	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$32,214,941	OtherCostOrOtherBasisAmt
Depreciation	$27,220,197	DepreciationAmt
Book Value	$4,994,744	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$17,311,378	OtherCostOrOtherBasisAmt
Depreciation	$13,349,759	DepreciationAmt
Book Value	$3,961,619	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$98,898,082	TotalBookValueLandBuildingsAmt
Federal Income Tax Liability	$0	FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)

DescDesc	AmtAmt
ACCRUED POST RETIREMENT BENEFITS	$8,117,746
DEFERRED COMPENSATION	$214,746

Field	Value	IRS element (for citing)
Total Liability	$8,332,492	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Schedule D, Part III, Line 4	Description of Organization's Collections Southwestern University has 19 collections within the Special Collections of the A. Frank Smith, Jr. Library Center that contain a variety of books, records, papers, maps, and manuscripts that are maintained for historical purposes, public exhibition, and student educational research.
Schedule D, Part V, Line 4	Intended Uses of Endowment Funds Southwestern University endowments include donor restricted endowment funds and board-designated funds functioning as endowment funds. All donor restricted endowments are used only as the donors intended per the donor restrictions. The board-designated funds support general program services of the University.
Schedule D, Part X, Line 2	Liability for Uncertain Tax Positions (ASC 740) The University claims exemption from federal income tax under Section 501(c)(3) of the Internal Revenue Code. The University files unrelated business income tax and other information returns as required by government authorities. The University has concluded that it does not have any unrecognized tax benefits resulting from current or prior period tax positions. Accordingly, no additional disclosures have been made on the consolidated financial statements regarding uncertain tax provisions.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (true)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (true)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (true)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (true)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (true)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (true)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (true)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	false	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	false	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	false	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	false	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	false	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	false	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	false	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	false	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (true)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	false	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (true)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

Schedule E, Part I, Line 3

Publication of Racially Nondiscriminatory Policy An annual notice is published in the following newspapers: Williamson County Sun, Austin American Statesman, Houston Chronicle, and Dallas Morning News. Policies are included in all student, faculty, and staff handbooks.

Schedule E, Part I, Line 6a

Government Assistance The University receives financial aid from both the federal government and the State of Texas, which is awarded to students using the Department of Education methodology. The main federal financial assistance programs for students include: Federal Direct Loans, Federal Perkins Loans, Federal Pell Grants, Federal Work-Study, and Federal SEOG. The main state financial assistance grant is the Tuition Equalization Grant. The University also receives federal financial assistance for academic grants and research.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (true)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (13 entries)

RegionRegionTxt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Region Total ExpendituresRegionTotalExpendituresAmt	EmployeeEmployeeCnt	Specific Services ProvidedSpecificServicesProvidedTxt
Central America and the Caribbean	Grantmaking	$4,378
East Asia and the Pacific	Grantmaking	$1,000
Europe (Including Iceland and Greenland)	Grantmaking	$45,820
North America	Grantmaking	$856
South America	Grantmaking	$7,120
South Asia	Grantmaking	$1,190
Europe (Including Iceland and Greenland)	Program Services	$120,634	6	Study Abroad Program
East Asia and the Pacific	Program Services	$3,807		Research
Europe (Including Iceland and Greenland)	Program Services	$24,063		Research
North America	Program Services	$4,903		Research
South America	Program Services	$27,236		Research
South Asia	Program Services	$14,855		Research
Sub-Saharan Africa	Program Services	$4,470		Research

Field	Value	IRS element (for citing)
Subtotal Employees	6	SubtotalEmployeesCnt
Total Employee	6	TotalEmployeeCnt
Subtotal Spent	$260,332	SubtotalSpentAmt
Total Spent	$260,332	TotalSpentAmt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (23 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
KAHLER STUDY ABROAD SCHOLARSHIP	Central America and the Caribbean	1	$3,000	CHECK
KAHLER STUDY ABROAD SCHOLARSHIP	Europe (Including Iceland and Greenland)	8	$18,750	CHECK
LOKEY SCH FOR STUDY ABROAD	Central America and the Caribbean	1	$388	CHECK
LOKEY SCH FOR STUDY ABROAD	Europe (Including Iceland and Greenland)	11	$6,082	CHECK
LOKEY SCH FOR STUDY ABROAD	South America	6	$3,530	CHECK
JAKE AND JANE SCHRUM PAIDEIA SCHOLARSHIP	Central America and the Caribbean	1	$990	CHECK
JAKE AND JANE SCHRUM PAIDEIA SCHOLARSHIP	East Asia and the Pacific	1	$1,000	CHECK
JAKE AND JANE SCHRUM PAIDEIA SCHOLARSHIP	Europe (Including Iceland and Greenland)	15	$12,230	CHECK
JAKE AND JANE SCHRUM PAIDEIA SCHOLARSHIP	South America	3	$2,590	CHECK
JAKE AND JANE SCHRUM PAIDEIA SCHOLARSHIP	South Asia	1	$1,190	CHECK
PAIDEIA SCHOLARSHIP	Europe (Including Iceland and Greenland)	7	$6,481	CHECK
PAIDEIA SCHOLARSHIP	North America	1	$856	CHECK
PAIDEIA SCHOLARSHIP	South America	3	$1,000	CHECK
STUDY ABROAD SCHOLARSHIP	Europe (Including Iceland and Greenland)	2	$2,277	CHECK
FACULTY/STAFF DEVELOPMENT AND RESEARCH	East Asia and the Pacific	2	$3,807	CHECK OR CC
FACULTY/STAFF DEVELOPMENT AND RESEARCH	Europe (Including Iceland and Greenland)	10	$24,063	CHECK OR CC
FACULTY/STAFF DEVELOPMENT AND RESEARCH	North America	4	$4,903	CHECK OR CC
FACULTY/STAFF DEVELOPMENT AND RESEARCH	South America	2	$3,343	CHECK OR CC
FACULTY/STAFF DEVELOPMENT AND RESEARCH	South Asia	1	$776	CHECK OR CC
FACULTY/STAFF DEVELOPMENT AND RESEARCH	Sub-Saharan Africa	1	$4,470	CHECK OR CC
FACULTY/STAFF PRIVATE GRANTS	South America	1	$1,224	CHECK OR CC
FACULTY/STAFF PRIVATE GRANTS	South Asia	1	$14,079	CHECK OR CC
FACULTY/STAFF FEDERAL GRANTS	South America	1	$22,669	CHECK OR CC

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	Yes (true)	TransferToForeignCorpInd
Interest In Foreign Trust	false	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (true)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	Yes (true)	PassiveForeignInvestmestCoInd
Foreign Partnership	Yes (true)	ForeignPartnershipInd
Boycott Countries	false	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	Schedule F, Part I, Line 2	FormAndLineReferenceDesc
Explanation	Procedure for Monitoring Use of Grant Funds Outside U.S. All students at Southwestern University are required to apply for the study abroad program at The Office of Intercultural Learning. Students then meet with the Director of Intercultural Learning to discuss their major, eligibility, best options and goals, and to identify the appropriate study abroad program. Both the Office of Financial Aid and the Office of Intercultural learning meet to review all the students accepted in the study abroad program and to determine financial aid eligibility. Scholarships are awarded to the students based on financial need and participation in approved programs. The Office of Financial Aid and its operations are subject to internal control review by the University's external auditors as part of the financial statement audit. Funds are also monitored by the review and oversight of Senior Management, Senior Staff, the Vice President of Enrollment Services, and the Business Office, all of which are under the purview of the Audit Committee and the Fiscal Affairs Committee of the Board of Trustees. Payments for certain scholarships are made directly to the institutions sponsoring the study abroad program. Payments related to the Paideia program are made to the students on a reimbursement basis. Students are required to complete a request for reimbursement that includes the approval/signature from an assigned faculty mentor and attach proof of prior payment of study abroad expenses. The forms are then reviewed by the Assistant Dean of Faculty Development and Sponsored Projects and the Assistant Controller before processed for payment. Payments for faculty members' room and board related to study abroad programs were made by the Controller via wire transfer directly to the owner of the rental property. Southwestern University's method of accounting for these expenditures includes using different account numbers to track some of the different study abroad programs, scholarships expenses, and all foreign travel.	ExplanationTxt

Schedule G IRS990ScheduleG

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	Jameson 5K	Event1Nm
Gross Receipts Event1	$21,295	GrossReceiptsEvent1Amt
Charitable Contri Event1	$19,576	CharitableContriEvent1Amt
Gross Revenue Event1	$1,719	GrossRevenueEvent1Amt
Non Cash Prizes Event1	$469	NonCashPrizesEvent1Amt
Other Direct Expenses Event1	$4,331	OtherDirectExpensesEvent1Amt
Event2	Pirate Golf	Event2Nm
Gross Receipts Event2	$16,183	GrossReceiptsEvent2Amt
Charitable Contri Event2	$11,967	CharitableContriEvent2Amt
Gross Revenue Event2	$4,216	GrossRevenueEvent2Amt
Rent Facility Costs Event2	$3,500	RentFacilityCostsEvent2Amt
Food And Beverage Event2	$2,160	FoodAndBeverageEvent2Amt
Other Direct Expenses Event2	$292	OtherDirectExpensesEvent2Amt
Other Events Total	1	OtherEventsTotalCnt
Gross Receipts Other Events	$14,261	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$7,192	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$7,069	GrossRevenueOtherEventsAmt
Non Cash Prizes Other Events	$79	NonCashPrizesOtherEventsAmt
Rent Fclty Costs Other Events	$2,560	RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events	$1,416	FoodAndBeverageOtherEventsAmt
Oth Direct Expnss Other Events	$838	OthDirectExpnssOtherEventsAmt
Gross Receipts Total	$51,739	GrossReceiptsTotalAmt
Charitable Contributions Tot	$38,735	CharitableContributionsTotAmt
Gross Revenue Total Events	$13,004	GrossRevenueTotalEventsAmt
Non Cash Prizes Total Events	$548	NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events	$6,060	RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events	$3,576	FoodAndBeverageTotalEventsAmt
Oth Direct Expnss Total Events	$5,461	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$15,645	DirectExpenseSummaryEventsAmt
Net Income Summary	-$2,641	NetIncomeSummaryAmt

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (true)	GrantRecordsMaintainedInd

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (162 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
MOOD SCHOLAR AWARD	432	$7,594,809
RUTER SCHOLAR AWARD	449	$6,773,631
CODY SCHOLAR AWARD	123	$2,618,024
PIRATE AWARD	206	$2,376,821
FEDERAL PELL GRANT	417	$1,815,689
BARCUS SCHOLARSHIP	69	$896,964
FINCH SCHOLARSHIP	51	$840,041
SOUTHWESTERN GRANT	396	$735,011
EQUALIZATION GRANT	196	$620,874
DISTINCTION AWARD	253	$618,366
FACULTY/STAFF SCHOLARSHIP	20	$517,770
WILLIAM & ABBIE ALLEN SCHOLARSHIP	51	$433,241
HYER SCHOLARSHIP	34	$349,500
BROWN SCHOLARSHIP	11	$345,329
DISTINCTION BONUS AWARD	178	$320,949
PRESIDENT'S ACHIEVEMENT SCHOLARSHIP	28	$295,260
TUITION EXCHANGE SCHOLARSHIP	8	$244,575
AP/IB RECOGNITION AWARD	168	$227,286
ROCKWELL SCHOLARSHIP	45	$218,022
SAROFIM SCHOLAR AWARD-MUSIC	8	$185,000
JONES SCHOLARSHIP FOR MEN & WOMEN	30	$178,467
UPWARD BOUND SCHOLARSHIP	5	$162,540
FEDERAL SUPPLEMENTAL GRANT	185	$138,945
FINE ARTS DISTINCTION AWARD-MUSIC	21	$109,000
OUT OF STATE EQUALIZATION GRANT	31	$104,400
CULLEN ENDOWED SCHOLARSHIP	20	$100,046
SAROFIM SCHOLAR AWARD-ART	5	$97,000
PHI THETA KAPPA RECOGNITION AWARD	31	$84,050
SU SCHOLARSHIP (NEED BASED)	49	$82,714
HATTON SUMNERS SCHOLARSHIP	8	$75,000
SU SCHOLARSHIP	10	$72,904
BILATERAL TUITION EXCHANGE SCHOLARSHIP	2	$72,240
JOHN SMITH CAIN ENDOWED SCHOLARSHIP	9	$71,325
FINE ARTS DISTINCTION AWARD-THEATRE	13	$63,750
TL NORA DOUGLAS END SCHOLARSHIP	10	$61,548
BISHOP ERNEST T DIXON SCHOLARSHIP	34	$60,559
JENNIE TAPP PRE-MINISTERIAL SCHOLARSHIP	4	$59,356
J.N.R. SCORE, II ESTATE SCHOLARSHIP	5	$58,021
SAROFIM SCHOLAR AWARD-THEATRE	3	$58,000
GOODRICH SCHOLARSHIP	8	$55,921
PRESIDENT'S ACHIEVEMENT AWARD	10	$55,529
SU MUSIC PERFORMANCE GRANT	32	$54,850
PARTNERSHIP GRANT	39	$45,500
GEORGE SALLADAY SCHOLARSHIP	9	$41,297
TUMCA-RUTER SCHOLAR AWARD	3	$41,139
SUPPLEMENTAL GRANT	76	$38,574
FINE ARTS DISTINCTION AWARD-ART	8	$37,000
FRANCES LOVE-RUTER	3	$36,055
BENEFICIARY GRANT	8	$36,000
MD ANDERSON PRE-MED SCHOLARSHIP	11	$33,585
SU MUSIC SCHOLARSHIP	7	$32,000
JUDGE MARVIN JONES SCHOLARSHIP	6	$31,808
BROTHER & SISTER GREEN SCHOLARSHIP	4	$31,516
LUCILLE L FOWLER-MOOD SCHOLAR AWARD	2	$30,835
C HOWARD/E CRAWFORD SCHOLARSHIP	4	$30,447
WILLIAM GROGAN LORD SCHOLARSHIP	6	$27,679
BISHOP JOE & ZOE WILSON SCHOLARSHIP	2	$27,440
OP HAIRGROVE-CODY SCHOLARSHIP	1	$26,000
DAVID W CARTER JR SCHOLARSHIP	9	$25,295
WILL MANN RICHARDSON SCHOLARSHIP	4	$25,148
SU YELLOW RIBBON SCHOLARSHIP	10	$23,844
OP HAIRGROVE EDU TRUST SCHOLARSHIP	1	$23,000
JRA CARROLL END SCHOLARSHIP	6	$22,754
DAVIDSON FAMILY SCHOLARSHIP	6	$22,586
SOUTHLAND PAPER SCHOLARSHIP	5	$21,502
PAULA PEARCE SCHOLARSHIP	7	$20,609
HOWARD SIDES-MOOD SCHOLARSHIP	2	$20,500
JENNIE TAPP-RUTER SCHOLARSHIP	2	$20,315
KEMPER FOUNDATION SCHOLARSHIP	4	$20,100
NATIONAL MERIT COMMENDED SCHOLAR RECOGNITION AWARD	23	$19,915
VERA M BARRETT BRITT MUSIC SCHOLARSHIP	3	$19,013
GEORGE FOUNDATION-MOOD SCHOLARSHIP	1	$19,000
NATIONAL MERIT SCHOLARSHIP	10	$19,000
HURST MEMORIAL/SCIENCE SCHOLARSHIP	8	$17,849
JOHN SCORE ENDOWED SCHOLARSHIP	1	$17,352
SW SCOTT ENDOWED SCHOLARSHIP	4	$17,214
JEAN SHOLARS HALL SCHOLARSHIP	2	$17,118
L FITZGERALD SHAW SCHOLARSHIP	5	$17,112
PAULINE LEWIS STILES-CODY SCHOLARSHIP	1	$17,005
HYMAN ENDOWED SCHOLARSHIP	3	$16,957
LARRY HANKS SCHOLARSHIP	2	$16,924
HERMAN BROWN SCHOLARSHIP	3	$16,501
LUCILE L FOWLER-CODY SCHOLARSHIP	1	$16,374
EMILY BELL GIBSON-BARCUS SCHOLARSHIP	1	$16,000
WILLIAM RANDOLPH HEARST SCHOLARSHIP	8	$15,337
FRANCES LOVE SCHOLARSHIP	5	$15,026
LATIMER & KATHRYN MURFEE E SCHOLARSHIP	5	$14,840
ALICE PRATT BROWN SCHOLARSHIP	3	$13,587
FEAGIN SCHOLARSHIP	1	$13,008
JENNIE TAPP-MOOD SCHOLAR AWARD	1	$13,000
BRYAN HANKS SCHOLARSHIP	4	$12,928
WILLIAM STAMPS FARISH SCHOLARSHIP	2	$12,279
ALLEN G & JANE D ROE-RUTER SCHOLARSHIP	1	$11,842
HOWARD SIDES SCHOLARSHIP	8	$11,506
JOHN D RICHARDS SCHOLARSHIP	9	$11,456
RALPH E WHITMORE SCHOLARSHIP	3	$11,275
NATIONAL HISPANIC SCHOLAR RECOGNITION AWARD	6	$11,000
CHANCE-KREUGER FAMILY ENDOWED SCHOLARSHIP	7	$10,911
LUCY BEDINGER FINCH SCHOLARSHIP	3	$10,895
GEORGE FOUNDATION SCHOLARSHIP	3	$10,680
JANICE G ONSTOTT SCHOLARSHIP	4	$10,433
MARY SHIPP & SAMUEL C SANDERS SCHOLARSHIP	5	$10,421
ERNEST ROPER PRE-MINISTERIAL MOOD SCHOLARSHIP	1	$10,368
KAHLER STUDY ABROAD SCHOLARSHIP	2	$10,250
INTERNATIONAL DISTINCTION AWARD	2	$10,000
PAULINE L STILES PRE-MINISTERIAL SCHOLARSHIP	1	$10,000
TUMCA - PIRATE AWARD	1	$10,000
EMILY BELL BIBSON FUND-RUTER SCHOLARSHIP	1	$9,678
JOHN L & GAYL BRADFIELD SCHOLARSHIP	4	$9,673
ORGAIN MEMORIAL SCHOLARSHIP	3	$9,659
CLASS OF 1942 SCHOLARSHIP	1	$9,432
KAPPA SIGMA IOTA SCHOLARSHIP	1	$9,397
ORGAIN MEMORIAL-MOOD SCHOLARSHIP	1	$9,320
TUMCA-SOUTHWESTERN GRANT	1	$9,109
ROE FAMILY ENDOWED SCHOLARSHIP	1	$9,096
HOWARD SIDES-RUTER SCHOLARSHIP	1	$9,000
MARION MALLARD/LANGUAGES SCHOLARSHIP	1	$8,713
DOUG AND NELL BENOLD SCHOLARSHIP	2	$8,488
TOUCHSTONE-JORDAN SCHOLARSHIP	2	$8,282
JOHN & GEORGIA WHEELER SCHOLARSHIP	2	$8,016
HISPANIC LEADERSHIP & SERVICE AWARD	3	$7,914
DAN RATHER SCHOLARSHIP	2	$7,781
HOWARD SIDES-BARCUS SCHOLARSHIP	1	$7,500
HOWARD SIDES-PIRATE AWARD	1	$7,500
FAIRY C ROPER SCHOLARSHIP	1	$7,167
KEITH & MARY DAVIS SCHOLARSHIP	2	$7,014
W CLYDE BLUNDELL SCHOLARSHIP	2	$7,000
GEORGE W PIRTLE SCHOLARSHIP	3	$6,793
WA & NB CRAVEN SCHOLARSHIP	3	$6,734
MILDRED & WALTER CUMMINGS ENDOWED SCHOLARSHIP	3	$6,710
ENRON FOUNDATION SCHOLARSHIP	3	$6,533
JUDGE RICHARD CRITZ SCHOLARSHIP	1	$6,339
NATIONAL HISPANIC INSTITUTE SCHOLARSHIP	4	$6,330
CHINQUAPIN SCHOOL SCHOLARSHIP	1	$6,316
CONSOLIDATED SCHOLARSHIP	2	$6,231
MINNIE HOWELL SCHOLARSHIP	1	$6,200
LUCY KING BROWN SCHOLARSHIP	2	$6,170
GODBEY MEMORIAL-PIRATE AWARD	1	$6,079
MARY MERLE HILL-PIRATE AWARD	1	$6,016
HOWARD SIDES-DISTINCTION AWARD	2	$6,000
TUMCA - BENEFICARY GRANT	1	$6,000
READER'S DIGEST SCHOLARSHIP	1	$5,958
MARY MANN RICHARDSON SCHOLARSHIP	1	$5,924
CARL BURKHART JR-MOOD SCHOLARSHIP	1	$5,866
PRES JNR & RS SCORE SCHOLARSHIP	1	$5,837
GEORGE R BROWN SCHOLARSHIP	2	$5,815
WILL E ORGAIN SCHOLARSHIP	2	$5,775
M & SV DONIGAN SCHOLARSHIP	3	$5,766
GEORGE FOUNDATION-RUTER SCHOLARSHIP	1	$5,763
MCPHAIL MEMORIAL SCHOLARSHIP	1	$5,657
JENNIE TAPP-CODY SCHOLARSHIP AWARD	1	$5,622
DARE MEMORIAL PRE-MINISTERIAL SCHOLARSHIP	1	$5,533
JOSEPH B BRAMLETTE SCHOLARSHIP	4	$5,505
LOYAL & NEXA ELMS SCHOLARSHIP	1	$5,492
WALTER E WEAVER-PIRATE SCHOLARSHIP	1	$5,420
ATKINS MATH SCHOLARSHIP	4	$5,388
MARTHA AND HENRY MCMICHAEL SCHOLARSHIP	2	$5,207
JAYSN JAMESON SCHOLARSHIP	3	$5,114
ALMA THOMAS FOUNDATION SCHOLARSHIP	1	$5,000
SU ART SCHOLARSHIP	1	$5,000
UNITED METHODIST DOLLARS FOR SCHOLARS AWARD	2	$5,000
OTHER SCHOLARSHIPS	268	$412,712

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	Schedule I, Part I, Line 2	FormAndLineReferenceDesc
Explanation	Procedure for Monitoring Use of Grant Funds Inside U.S. The University made need-based and merit-based grants and scholarships to 1,525 students in fiscal 2014, totaling $29,191,733. Additionally, the University awards various federal, state, and private scholarship, loan, and student work programs as part of its overall financial aid program. The University Financial Aid office is responsible for management of all financial aid programs. The University uses the Department of Education methodology to determine family need for awarding need-based awards. Merit-based awards are determined based on various academic (GPA, rank in class, etc.) as well as other qualitative measures. It is the responsibility of the Financial Aid office to ensure compliance with federal and state regulations on financial aid, and the University policy and internal control objectives. The financial aid office and its operations are subject to internal control review by the University's external auditors as part of the annual financial statement audit. Additional monitoring is also provided through the review and oversight of Senior Management, Senior Staff, the Vice-President of Enrollment Services, and the Business Office; all of which are under the purview of the Audit Committee and the Board of Trustees' Fiscal Affairs Committee. Additionally, the University's awarding and management of financial aid awards is subject to an annual Single Audit (Circular A-133) and State of Texas audits (for various state financial aid programs). Results of these audits are reported to the University Senior Staff, the Board of Trustees' Audit Committee, and the Board of Trustees Fiscal Affairs Committee.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Idemnification Gross Up Pmts	Yes (X)	IdemnificationGrossUpPmtsInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Personal Services	Yes (X)	PersonalServicesInd
Written Policy Ref T And E Expnss	Yes (true)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (true)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	Yes (true)	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (true)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	false	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	false	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	false	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	false	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	false	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	false	AnyNonFixedPaymentsInd
Initial Contract Exception	false	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (9 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
Edward Burger
Trustee & President	$273,254	$0	$0	$0	$25,644	$0	$109,333	$0	$131,417	$0	$539,648	$0	$0	$0
Richard L Anderson
VP of Fiscal Affairs	$222,488	$0	$0	$0	$0	$0	$15,749	$0	$10,436	$0	$248,673	$0	$0	$0
Craig Erwin
Associate VP of Finance	$151,440	$0	$0	$0	$0	$0	$10,832	$0	$9,936	$0	$172,208	$0	$0	$0
James W Hunt
Provost/Dean of Faculty	$219,816	$0	$0	$0	$0	$0	$15,435	$0	$8,336	$0	$243,587	$0	$0	$0
Gerald D Brody
VP of Student Life	$164,103	$0	$0	$0	$0	$0	$11,745	$0	$14,062	$0	$189,910	$0	$0	$0
Pamela A McQuesten
VP of Info Services & CIO	$210,406	$0	$0	$0	$0	$0	$14,921	$0	$11,562	$0	$236,889	$0	$0	$0
Paul J Gaffney
Dean Sarofim School Fine Arts	$147,431	$0	$0	$0	$0	$0	$9,800	$0	$10,344	$0	$167,575	$0	$0	$0
C Richard McKelvey
VP Institutional Advancement	$113,105	$0	$0	$0	$30,000	$0	$7,880	$0	$6,943	$0	$157,928	$0	$0	$0
Kent Huntsman
Interim VP for Univ Relations	$134,878	$0	$0	$0	$0	$0	$9,786	$0	$11,454	$0	$156,118	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Schedule J, Part I, Line 1a	Housing Allowance or Residence For Personal Use The University requires the President to reside in the Turner Fleming House, located on campus, for the convenience of the University, as part of his employment contract with the University. The Turner Fleming House is used by the President for personal residence, hosting various meetings and business-related social events and other University functions. The University provides housekeeping, grounds keeping, and maintenance service consistent with other University buildings. The valuation for personal usage of the Turner Fleming House, as reported in housing allowance on Schedule J, Part II, Column (d), nontaxable benefits, includes the estimated fair market rental value, utilities, housekeeping, and grounds keeping services. Tax Indemnification And Gross-Up Payments The University reimburses certain officers and key employees for income tax obligations related to university social and club dues. These gross-up payments are treated as taxable compensation and reported on IRS Form W-2. Health or Social Club Dues Or Initiation Fees The University provides a country club membership and other social club memberships for the President of the University. These memberships are used primarily for hosting guests during fundraising meetings and other business related meetings. University-provided memberships are treated as taxable compensation and reported on IRS Form W-2. Personal Services The University provides housekeeping and ground sevices for the President's home. The value of these services is included in the President's housing allowance on Schedule J, Part II, Column (d), nontaxable benefits.
Schedule J, Part I, Line 4a	Voluntary Separation Agreement Rick McKelvey received an additional amount of $30,000 on his final payment in June 2014.
Schedule J, Part I, Line 4b	Supplemental Nonqualified Retirement Plan President Burger participated in a 457(f) plan - For calendar year 2014, University Contributions were $32,259 and personal contributions were $58,883.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd

Issuer Name IssuerName

Field	Value	IRS element (for citing)
Business Name Line1	Riesel Education Facilities Corporation	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Bond Issuer EIN	205312407	BondIssuerEIN
Bond Issued	2006-08-11	BondIssuedDt
Issue Price	$5,000,000	IssuePriceAmt
Purpose	Construct on-campus housing	PurposeDesc
Defeased	false	DefeasedInd
On Behalf Of Issuer	false	OnBehalfOfIssuerInd
Pool Financing	false	PoolFinancingInd

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Retired	$0	RetiredAmt
Bond Defeased	$0	BondDefeasedAmt
Total Proceeds	$5,000,000	TotalProceedsAmt
In Reserve Fund	$0	InReserveFundAmt
Capitalized Interest	$0	CapitalizedInterestAmt
Refunding Escrow	$0	RefundingEscrowAmt
Issuance Costs From Proceeds	$53,150	IssuanceCostsFromProceedsAmt
Credit Enhancement	$0	CreditEnhancementAmt
Working Capital Expenditures	$0	WorkingCapitalExpendituresAmt
Capital Expenditures	$4,946,850	CapitalExpendituresAmt
Other Spent Proceeds	$0	OtherSpentProceedsAmt
Unspent	$0	UnspentAmt
Substantial Completion	2008	SubstantialCompletionYr
Current Refunding	false	CurrentRefundingInd
Advance Refunding	false	AdvanceRefundingInd
Final Allocation Made	Yes (true)	FinalAllocationMadeInd
Adequate Books And Rec Maint	Yes (true)	AdequateBooksAndRecMaintInd

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Owning Bond Financed Property	false	OwningBondFinancedPropertyInd
Any Lease Arrangements	false	AnyLeaseArrangementsInd
Mgmt Contract Bond Fincd Prop	false	MgmtContractBondFincdPropInd
Any Research Agreements	false	AnyResearchAgreementsInd
Private Bus Use By Others	0	PrivateBusUseByOthersPct
Bond Iss Meet Prvt Sec Pymt Test	false	BondIssMeetPrvtSecPymtTestInd
Change In Use Bond Financed Prop	false	ChangeInUseBondFinancedPropInd
Remedial Action Taken	false	RemedialActionTakenInd
Procs Nonqualified Bond Remdtd	false	ProcsNonqualifiedBondRemdtdInd

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Form8038 T Filed	false	Form8038TFiledInd
Rebate Not Due Yet	false	RebateNotDueYetInd
Exception To Rebate	Yes (true)	ExceptionToRebateInd
No Rebate Due	false	NoRebateDueInd
Variable Rate Issue	false	VariableRateIssueInd
Hedge Identified In Bks And Rec	false	HedgeIdentifiedInBksAndRecInd

Hedge Provider Name HedgeProviderName

Field	Value	IRS element (for citing)
Business Name Line1	0	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Gross Proceeds Invested In GIC	false	GrossProceedsInvestedInGICInd

GIC Provider Name GICProviderName

Field	Value	IRS element (for citing)
Business Name Line1	0	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Gross Proceeds Invested	false	GrossProceedsInvestedInd
Written Proc To Monitor Reqs	Yes (true)	WrittenProcToMonitorReqsInd

Procedures Corrective Action ProceduresCorrectiveActionGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Procedures Corrective Action	Yes (true)	ProceduresCorrectiveActionInd

Schedule L IRS990ScheduleL

Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp (2 entries)

Relationship With OrgRelationshipWithOrgTxt	Cash GrantCashGrantAmt	Type Of AssistanceTypeOfAssistanceTxt	Assistance PurposeAssistancePurposeTxt
Students	$12,040	Tuition Remis	Education
Students	$58,000	Scholarships	Education

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp

Name Of Interested NameOfInterested

Field	Value	IRS element (for citing)
Person	Lisa Anderson	PersonNm

Field	Value	IRS element (for citing)
Relationship Description	Spouse of Officer	RelationshipDescriptionTxt
Transaction	$40,537	TransactionAmt
Transaction	Employment	TransactionDesc
Sharing Of Revenues	false	SharingOfRevenuesInd

Schedule M IRS990ScheduleM

Field	Value	IRS element (for citing)
Works Of Art		WorksOfArtGrp
Art Historical Treasures		ArtHistoricalTreasuresGrp
Art Fractional Interest		ArtFractionalInterestGrp

Books And Publications BooksAndPublicationsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$27	NoncashContributionsRptF990Amt
Method Of Determining Revenues	$1 or value stated	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Clothing And Household Goods		ClothingAndHouseholdGoodsGrp
Cars And Other Vehicles		CarsAndOtherVehiclesGrp
Boats And Planes		BoatsAndPlanesGrp
Intellectual Property		IntellectualPropertyGrp

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$1,452,020	NoncashContributionsRptF990Amt
Method Of Determining Revenues	high-low avg.	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Securities Closely Held Stock		SecuritiesCloselyHeldStockGrp
Secur Prtnrshp Trust Intrsts		SecurPrtnrshpTrustIntrstsGrp
Securities Miscellaneous		SecuritiesMiscellaneousGrp
Qualified Contrib Hist Struct		QualifiedContribHistStructGrp
Qualified Contrib Other		QualifiedContribOtherGrp
Real Estate Residential		RealEstateResidentialGrp
Real Estate Commercial		RealEstateCommercialGrp
Real Estate Other		RealEstateOtherGrp
Collectibles		CollectiblesGrp
Food Inventory		FoodInventoryGrp
Drugs And Medical Supplies		DrugsAndMedicalSuppliesGrp
Taxidermy		TaxidermyGrp
Historical Artifacts		HistoricalArtifactsGrp
Scientific Specimens		ScientificSpecimensGrp
Archaeological Artifacts		ArchaeologicalArtifactsGrp

Other Non Cash Contri Table OtherNonCashContriTableGrp (3 entries)

Non Cash CheckboxNonCashCheckboxInd	DescDesc	ContributionContributionCnt	Noncash Contributions Rpt F990NoncashContributionsRptF990Amt	Method Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)	Food Donations	5	$2,294	Value stated
Yes (X)	Equipment	3	$489	$1 or value stated
Yes (X)	Other	22	$13,417	$1 or value stated

Field	Value	IRS element (for citing)
Form8283 Received	0	Form8283ReceivedCnt
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (true)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	Yes (true)	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	Schedule M, Line 32B	FormAndLineReferenceDesc
Explanation	Third Party Assistance of Noncash Contributions Regions Bank is the custodial bank of Southwestern University. Gifts of securities are transferred by the donor to various brokers hired by the University. The brokers then contact the controller at Southwestern University to inform her of the gift receipt. Southwestern then instructs the brokers to sell the securities at current market value. The proceeds from the sale are transferred to the University's operating, restricted, or endowment accounts for use in accordance with the donor's restriction, if any.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Form 990, Part III, Line 4d	Other Program Services Other program services include auxiliary enterprises, including student residential center operations and food service operations. Approximately 75% of the student body lives on campus in residential centers. Residential centers include living/learning centers which integrate classroom and other experiences into the residential environment. Food service is provided primarily for residential and non-residential student usage, faculty, staff, and guests of the university. Auxiliary enterprise expenses include depreciation, interest, and physical plant expense allocations. Other program services include various student, faculty, and staff campus services, such as the post office, information technology, help desk, network support, and other similar services, as well as various other essential program services in support of the primary academic mission of the university. Total auxiliary enterprise revenue and expenses are $11,303,257 and $7,017,081, respectively. Form 990, Part VI, Line 1a Delegation of Authority All trustees elected to the Board of Trustees have the same voting rights. In between scheduled meetings of the trustees, the University's Bylaws empower the Executive Committee of the Board of Trustees to act on a broad range of issues and matters. The Committee shall, subject to the control of the Board of Trustees, have authority to: Exercise supervision and control over the investment of endowment funds; Exercise supervision and control over erection of buildings; Negotiate and procure loans; Designate those employees and officers for whom dishonesty insurance is required; Have the right to sell, lease, convey, or transfer both real and personal property belonging to the University, except that the Executive Committee shall not sell any of the property used for the University purposes proper; and Perform other duties and exercise such other powers as the Board of Trustees may delegate. All actions of the Executive Committee are recorded in official record meeting minutes which are reported at the next meeting of the Board of Trustees.
Form 990, Part VI, Line 4	Changes to Governing Documents On January 30, 2015, the Board of Trustees voted to amend the University's Bylaws by changing the structure and composition of the Board of Trustees. First, the total number of trustees was reduced from 50 to 45. Additionally, certain requirements for Trustees relating to their affiliation with the United Methodist Church were amended or lifted. Finally, the Supplemental Trustee category was eliminated and folded into the At Large Trustee category.
Form 990, Part VI, Line 11b	Form 990 Review Process Per the Board approved resolution, the Audit Committee prepares an annual timeline for the preparation, review, and filing of Form 990. The Administration and other staff complete sub-certification statements addressing their individual areas of responsibilities. The University's external counsel prepares the Form 990. The completed and reviewed return, along with sub-certification statements, is reviewed by the chief financial officer (Vice President for Fiscal Affairs). The Vice President for Fiscal Affairs presents the completed return to the Board of Trustees Audit Committee, which has oversight responsibility for the Form 990. After review by the Audit Committee, a copy of the return is made available to the full Board of Trustees for their review before filing. Board Members review the return and return a confirmation of their review. Any comments are submitted in writing to the Audit Committee. The return is then filed electronically with the IRS. The University's external auditing firm reviews the prior year return for completeness and accuracy relevant to the scope and due diligence requirements of the auditing process, and reports any significant or material weaknesses noted to the Board of Trustees Audit Committee. The Audit Committee has oversight responsibility and authority to ensure noted weaknesses or errors are corrected. The Audit Committee reports regularly to the full Board of Trustees.
Form 990, Part VI, Line 12c	Conflict of Interest Policy Monitoring & Enforcement The Board of Trustees has delegated ongoing oversight of the University's Conflict of Interest Policy to the Board of Trustees Audit Committee as a permanent duty of the Audit Committee's Charter. The Audit Committee is responsible for proposing changes in the University Conflict of Interest Policy to the full Board of Trustees, and for monitoring compliance with the policy approved by the Board of Trustees. All members of the Board of Trustees, Board committee members, Officers, key employees, members of the Financial Aid office and all professional financial accounting staff annually complete and submit a questionnaire on possible conflicts of interest and independence. Employees of the University other than the President submit conflict of interest information to the President. The President determines if an actual conflict of interest exists and determines the appropriate mitigating action. The President reports to the Audit Committee, on an annual basis, all identified possible conflicts of interest and mitigating actions taken. The President and the members of the Board of Trustees submit conflict of interest and independence questionnaires to the Board of Trustees Audit Committee. The Audit Committee is responsible for reviewing the situation and recommending to the Board Chairman appropriate mitigating actions. If it is determined that a conflict exists then the Chair of the Board of Trustees or committee shall, if appropriate, appoint a disinterested person or committee to investigate alternatives to the proposed transaction or arrangement. After exercising due diligence, the Board of Trustees or committee shall determine whether the University can obtain a more advantageous transaction or arrangement with reasonable efforts from a person or entity that would not give rise to a conflict of interest. If a more advantageous transaction or arrangement is not reasonably attainable under circumstances that would not give rise to a conflict of interest, the Board of Trustees or committee shall determine by a majority vote of the disinterested Trustees whether the transaction or arrangement is in the University's best interest and for its own benefit and whether the transaction is fair and reasonable to the University and shall make its decision as to whether to enter into the transaction or arrangement in conformity with such determination. The University also has a whistle-blower policy and process under the oversight and authority of the Board of Trustees Audit Committee.
Form 990, Part VI, Lines 15a & 15b	Process for Determining Compensation The Board of Trustees Compensation Committee is responsible for setting compensation for the Senior Staff of the University. Senior Staff includes the President and all vice president-level staff. Additionally, each year any employees listed in IRS Form 990 Part VII, officer, key employee, and highly paid employee, not already within the scope of the Compensation Committee, are added to the Committee's scope of oversight. The Compensation Committee includes only independent Board of Trustees members as voting members plus the Associate Vice President for Human Resources, as a non-voting ex officio member. The Committee compiles industry-wide salary surveys, benchmark institutional data from peer institutions, and other external, objective data, to determine the appropriateness of compensation for employees under its review. The Associate Vice President for Human Resources is responsible for compiling a complete list of all compensation, taxable and non-taxable fringe benefits, and any other relevant data for the Committee. The Compensation Committee reports on the salary administration process to the Board of Trustees on an annual basis for approval by the Board. Full disclosure of compensation is reported on Form 990 for full Board of Trustee review. All the information used by the Compensation Committee is retained by the Associate Vice President of Human Resources in the personnel office.
Form 990, Part VI, Line 19	How Documents are Made Available to the Public The University publishes its Articles of Incorporation and/or Certificate of Formation, Bylaws, Conflict of Interest Policy, Independence Policy, the most current three years of audited financial statements, and IRS Forms 990 and 990-T on the University website. The information may be accessed at http://www.southwestern.edu/businessoffice/budget.php.
Form 990, Part XI, Line 9	Other Changes in net assets Change in value of split-interest agreements $96,313 Post-Retirement Related Changes $(1,730,308) ------------- Total $(1,633,995)

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	Southwestern Foundation	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1001 East University Avenue	AddressLine1Txt
City	Georgetown	CityNm
State Abbreviation	TX	StateAbbreviationCd
ZIP	78626	ZIPCd

Field	Value	IRS element (for citing)
EIN	742736740	EIN
Primary Activities	Property	PrimaryActivitiesTxt
Legal Domicile State	TX	LegalDomicileStateCd
Exempt Code Section	501(c)(3)	ExemptCodeSectionTxt
Public Charity Status	11-I	PublicCharityStatusTxt

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	SU	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Controlled Organization	Yes (true)	ControlledOrganizationInd

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	false	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	false	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	false	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	false	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	false	DivRelatedOrganizationInd
Asset Sale To Other Org	false	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	false	AssetPurchaseFromOtherOrgInd
Asset Exchange	false	AssetExchangeInd
Rental Of Facilities To Oth Org	false	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	false	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	false	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	false	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	Yes (true)	SharingOfFacilitiesInd
Paid Employees Sharing	Yes (true)	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	Yes (true)	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	false	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (true)	TransferToOtherOrgInd
Transfer From Other Org	false	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp

Other Organization Name OtherOrganizationName

Field	Value	IRS element (for citing)
Business Name Line1	Southwestern Foundation	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Transaction Type	o	TransactionTypeTxt
Involved	$781,171	InvolvedAmt
Method Of Amount Determination	gross wages	MethodOfAmountDeterminationTxt