THE NESSEL FAMILY FOUNDATION INC: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- THE NESSEL FAMILY FOUNDATION INC (EIN 06-1596433)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-05-02
- IRS object ID
- 201621239349100427
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-05-02T15:58:14-05:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 061175330 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Allison & Godfrey | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1Txt |
| City | Norwalk | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06851 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061596433 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Irwin and Dorothy Nessel | BusinessNameLine1Txt |
| Business Name Line2 | Foundation Inc | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NESS | BusinessNameControlTxt |
| Phone | 2032277470 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1Txt |
| City | Norwalk | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06851 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | David Godfrey | PersonNm |
| Person Title | Secretary | PersonTitleTxt |
| Phone | 2032277470 | PhoneNum |
| Signature | 2016-04-27 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | David L Godfrey | PreparerPersonNm |
| PTIN | P00232920 | PTIN |
| Phone | 2032277470 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2016-09-27 15:27:22Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,783,537 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $14 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $14 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $126,835 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $126,835 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $329,792 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,090,985 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $329,792 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $615 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $615 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $457,256 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $457,256 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $7,500 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $3,750 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $3,750 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $24,997 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $24,997 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $6,180 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $263 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $263 | TravConfMeetingDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $38,940 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $28,747 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,013 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $263,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $263,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $301,940 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $28,747 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $267,013 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $155,316 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $428,509 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $380 | CashBOYAmt |
| Cash EOY | $641 | CashEOYAmt |
| Cash EOYFMV | $641 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $153,753 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $202,019 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $202,019 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $1,991,053 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,170,052 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,487,756 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $962,429 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $869,905 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $829,171 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $191,232 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $211,546 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $263,950 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $3,298,847 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,454,163 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,783,537 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $3,298,847 | RetainedEarningBOYAmt |
| Retained Earning EOY | $3,454,163 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,298,847 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,454,163 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,298,847 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,454,163 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,298,847 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $155,316 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $3,454,163 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,454,163 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| Publicy Traded Securities - ST | $323,466 | $330,301 | -$6,835 | -$6,835 | |
| Publicy Traded Securities - LT | $762,472 | $430,892 | $331,580 | $331,580 | |
| Capital Gains Dividends | $5,047 | $5,047 | $5,047 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $329,792 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $231,072 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $4,805,775 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048082 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $200,695 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $4,390,831 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.045708 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $182,196 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $4,164,454 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.043750 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $174,571 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $4,057,572 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.043024 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $152,176 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $3,807,599 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.039966 | DistributionYr5Rt |
| Total Distribution | 0.220530 | TotalDistributionRt |
| Average Distribution | 0.044106 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,970,799 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $219,242 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $4,285 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $223,527 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $267,013 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $4,285 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,285 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,285 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $4,680 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $4,680 | TotalPaymentsAndCreditsAmt |
| Overpayment | $395 | OverpaymentAmt |
| Applied To ES Tax | $395 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | David L Godfrey | IndividualWithBooksNm |
| Phone | 2032270424 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1Txt |
| City | Norwalk | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06851 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Dorothy M Nessel | ||||||||
| 2321 Meadow Ridge | Redding | CT | 06896 | President | 0.50 | $0 | $0 | $0 |
| David L Nessel | ||||||||
| 25 Rock Major Road | Fairfield | CT | 06430 | Vice President | 0.50 | $0 | $0 | $0 |
| Judy Nessel | ||||||||
| 25 Rock Major Road | Fairfield | CT | 06430 | Director | 0.50 | $0 | $0 | $0 |
| David L Godfrey | ||||||||
| 134 East Avenue | Norwalk | CT | 06851 | Secretary | 0.50 | $0 | $0 | $0 |
| Paul Nessel | ||||||||
| 113 Portland Avenue | Wilton | CT | 06897 | Director | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,895,038 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $151,458 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $5,046,496 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $5,046,496 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $75,697 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,970,799 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $248,540 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $248,540 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,285 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,285 | TotalTaxAmt |
| Distributable Before Adj | $244,255 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $244,255 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $244,255 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $267,013 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $267,013 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $4,285 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $262,728 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $244,255 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $168,388 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $267,013 | QualifyingDistributionsAmt |
| Applied To Year1 | $168,388 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $98,625 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $145,630 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Dorothy M Nessel | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (21 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| A Hand for a Paw Inc | |||||||
| 114 Lakeside Drive | Bridgeport | CT | 06606 | None | PC | General | $2,000 |
| A WISH (World Institute for a Sustainable Humanity) | |||||||
| PO Box 812 | Lopez Island | WA | 98261 | None | PC | Rneetswe Happy Home Orphan Center, Botswana | $3,000 |
| Applied Behaviorial Rehabilitation Institute dba Home For the Brave | |||||||
| 655 Park Avenue | Bridgeport | CT | 06604 | None | PC | General | $10,000 |
| Aspetuck Land Trust | |||||||
| 18 Cold Spring Road | Easton | CT | 06612 | None | PC | General | $2,500 |
| Bridgeport Hospital Foundation | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | None | PC | General | $30,000 |
| Bridgeport Ladies Charitable Society | |||||||
| 427 Center Rd | Easton | CT | 06612 | None | PC | General | $2,000 |
| Bridgeport Rescue Mission | |||||||
| PO Box 9057 | Bridgeport | CT | 066019057 | None | PC | General | $5,000 |
| Center for Family Justice | |||||||
| 753 Fairfield Ave | Bridgeport | CT | 06604 | None | PC | General | $35,000 |
| Connecticut Challenge | |||||||
| 250 Pequot Avenue | Southport | CT | 06890 | None | PC | General | $25,000 |
| Friends of Ambler Farm | |||||||
| PO Box 7442 | Wilton | CT | 06897 | None | PC | General | $5,000 |
| Friends of The Norwalk River Valley Trail Inc | |||||||
| PO Box 174 | Georgetown | CT | 06829 | None | PC | General | $2,500 |
| Grace Cottage Foundation | |||||||
| 74 Grafton Road | Townshend | VT | 05353 | None | PC | General | $40,000 |
| High School Scholarship Fund of Fairfield Inc | |||||||
| PO Box 682 | Fairfield | CT | 06896 | None | PC | General | $1,000 |
| Horizons at GFA | |||||||
| 35 Beachside Avenue | PO Box Greens Farm | CT | 06838 | None | PC | General | $20,000 |
| Kids4Peace | |||||||
| 505 Alexander Ave | Durham | NC | 27705 | None | PC | Jerusalem Peacebuilders - Leadership Camp | $2,000 |
| Meadow Ridge Scholarship Fund at Fairfield County Comm Fdn | |||||||
| 383 Main Avenue | Norwalk | CT | 068511543 | None | PC | General | $8,000 |
| Near and Far Aid Association Inc | |||||||
| PO Box 717 | Southport | CT | 06490 | None | PC | General | $5,000 |
| Norma F Pfriem Breast Care Center | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | None | PC | General | $30,000 |
| Norwalk Hospital Foundation | |||||||
| 34 Maple Street | Norwalk | CT | 06856 | None | PC | General | $20,000 |
| Sustainable Organic Integrated Livelihoods | |||||||
| 124 Church Road | Sherburne | NY | 13460 | None | PC | General | $5,000 |
| Roger Ludlowe Middle School PTA | |||||||
| 689 Unquowa Road | Fairfield | CT | 06824 | None | PC | Outdoor Adventure Club Scholarships | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $263,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $14 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $126,835 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $615 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $329,792 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $457,256 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $457,256 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (11 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 75M Clean Harbors Inc 5.25% 08/01/20 | $74,915 | $76,594 |
| 75M Constellation Brands 4.25% 05/01/23 | $74,292 | $74,719 |
| 50M Dow Chemical Co 2.45% 8/15/16 | $50,275 | $49,988 |
| 75M Energy Transfer Eq 5.875% 01/15/24 | $75,459 | $61,313 |
| 100M Hanesbrands Inc 6.375% 12/15/2020 | $109,800 | $103,375 |
| 50M Mastec Inc 4.875% 3/15/23 | $72,535 | $64,594 |
| 50M Olin Corp 5.50% 08/15/2022 | $52,283 | $48,000 |
| 100M Service Corp Intl 8% 11/15/2021 | $116,197 | $117,625 |
| 100M Tenneco Inc 6.875% 12/15/15 | $108,963 | $103,625 |
| 50M Time Warner 8.75% 02/14/2009 | $59,381 | $57,901 |
| 75M Treehouse Foods Inc 4.875% 03/15/22 | $75,805 | $71,437 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (40 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 2650 Alexandria RE 6.45% Pfd | $68,674 | $68,105 |
| 190 Alphabet Inc Cl C | $86,735 | $144,187 |
| 2000 Altria Corp | $23,723 | $116,420 |
| 210 Amazon.com | $61,947 | $141,937 |
| 2500 Apple Inc | $11,699 | $263,150 |
| 3000 Blue Buffalo Pet Products | $50,821 | $56,130 |
| 1000 Caterpillar Inc | $43,998 | $67,960 |
| 1000 Celgene Corp | $27,876 | $119,760 |
| 1500 Cerner Corp | $94,494 | $90,255 |
| 3000 Cognizant Technology Solutions | $25,879 | $180,060 |
| 800 Deere & Co | $70,000 | $61,016 |
| 1700 Dunkin Brands Group Inc | $76,155 | $72,403 |
| 2000 Evercore Partners Inc | $73,452 | $108,140 |
| 1000 Expeditors Intl Wash Inc | $47,331 | $45,100 |
| 500 F5 Networks, Inc | $48,306 | $48,480 |
| Facebook Inc A | $64,421 | $88,961 |
| 3850 General Electric | $36,160 | $119,928 |
| 4000 Hospitality Ppptys Tr - Pfd Stock | $97,261 | $103,400 |
| 800 Icon PLC | $33,977 | $62,160 |
| 1000 Johnson & Johnson | $55,370 | $102,720 |
| 600 Kansas City Southern | $54,821 | $44,802 |
| 4200 Kinder Morgan Inc | $42,448 | $62,664 |
| 1000 Medivation Inc | $49,004 | $48,340 |
| 1000 Monsanto Co New | $78,054 | $98,520 |
| 300 Palo Alto Networks | $46,950 | $52,842 |
| 800 Paypal Holdings Incorporated | $26,097 | $28,960 |
| 1000 Pepsico Inc | $59,602 | $99,920 |
| 1500 Philip Morris Intl Inc | $32,808 | $105,492 |
| 4000 Quanta Services Inc | $108,224 | $81,000 |
| 800 Quintiles Transnational | $37,598 | $54,928 |
| 2000 Resmed Inc | $46,847 | $107,380 |
| 3000 RPX Corporation | $44,623 | $33,000 |
| 1000 Schlumberger Ltd | $28,399 | $69,750 |
| 75 The Priceline Group | $90,713 | $95,621 |
| 700 United Natural Foods | $48,333 | $27,552 |
| 900 United Parcel Service | $66,245 | $86,607 |
| 1600 Visa Inc Cl A | $20,689 | $124,080 |
| 1200 VmWare Inc | $98,183 | $67,884 |
| 500 Walt Disney Co | $55,159 | $52,540 |
| 2200 Whitewave Foods Inc | $36,976 | $85,602 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 1000 American Tower Corp | AT COST | $71,373 | $96,950 |
| 2000 Plum Creek Timber Co Inc | AT COST | $68,610 | $95,440 |
| 75M Preferred Plus 7.55% PFD 4/01/28 | AT COST | $51,249 | $51,000 |
| 1000 Starwood Ppty Trust REIT | AT COST | $20,314 | $20,560 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Gunn Godfrey & Allison | CategoryTxt |
| Legal Fees | $7,500 | LegalFeesAmt |
| Net Investment Income | $3,750 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,750 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Other Portfolio Income | Desc |
| Revenue And Expenses Per Books | $615 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $615 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $615 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Mgmt Fees | CategoryTxt |
| Amt | $24,997 | Amt |
| Net Investment Income | $24,997 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Federal Excise Taxes | CategoryTxt |
| Amt | $6,180 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |