DUKE UNIVERSITY: Form 990, tax year 2014

View the entire original 990 at ProPublica ↗

Organization: DUKE UNIVERSITY (EIN 56-0532129)
Tax period: 2014-07-01 to 2015-06-30
Filed: 2016-05-16
IRS object ID: 201601379349308100
Schema version: 2014v6.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2016-05-16T15:15:14-05:00	ReturnTs
Tax Period End	2015-06-30	TaxPeriodEndDt
Return Type	990	ReturnTypeCd
Tax Period Begin	2014-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	560532129	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	DUKE	BusinessNameControlTxt
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST WASHIN BLDG NO 850	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	TALLMAN TRASK III	PersonNm
Person Title	EXECUTIVE VICE PRESIDENT	PersonTitleTxt
Phone	9196842006	PhoneNum
Signature	2016-05-09	SignatureDt
Discuss With Paid Preparer	0	DiscussWithPaidPreparerInd

Field	Value	IRS element (for citing)
Tax	2014	TaxYr
Build TS	2016-08-17 19:52:53Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	RICHARD H BRODHEAD	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL STREET	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$13,001,041,449	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.DUKE.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1841	FormationYr
Legal Domicile State	NC	LegalDomicileStateCd
Activity Or Mission	TO PROVIDE A SUPERIOR LIBERAL EDUCATION, TO PREPARE FUTURE MEMBERS OF LEARNED PROFESSIONS, TO ADVANCE THE FRONTIERS OF KNOWLEDGE, AND TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH	ActivityOrMissionDesc
Voting Members Governing Body	38	VotingMembersGoverningBodyCnt
Voting Members Independent	37	VotingMembersIndependentCnt
Total Employee	29398	TotalEmployeeCnt
Total Volunteers	2906	TotalVolunteersCnt
Total Gross UBI	$0	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$1,351,838,332	PYContributionsGrantsAmt
CY Contributions Grants	$1,426,168,238	CYContributionsGrantsAmt
PY Program Service Revenue	$918,531,299	PYProgramServiceRevenueAmt
CY Program Service Revenue	$967,242,027	CYProgramServiceRevenueAmt
PY Investment Income	$732,801,271	PYInvestmentIncomeAmt
CY Investment Income	$572,364,860	CYInvestmentIncomeAmt
PY Other Revenue	$57,531,622	PYOtherRevenueAmt
CY Other Revenue	$69,323,979	CYOtherRevenueAmt
PY Total Revenue	$3,060,702,524	PYTotalRevenueAmt
CY Total Revenue	$3,035,099,104	CYTotalRevenueAmt
PY Grants And Similar Paid	$299,445,318	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$311,582,305	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$1,376,707,745	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$1,436,884,075	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$1,479,417	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$2,471,572	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$51,817,994	CYTotalFundraisingExpenseAmt
PY Other Expenses	$979,349,362	PYOtherExpensesAmt
CY Other Expenses	$995,246,397	CYOtherExpensesAmt
PY Total Expenses	$2,656,981,842	PYTotalExpensesAmt
CY Total Expenses	$2,746,184,349	CYTotalExpensesAmt
PY Revenues Less Expenses	$403,720,682	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$288,914,755	CYRevenuesLessExpensesAmt
Total Assets BOY	$13,105,945,107	TotalAssetsBOYAmt
Total Assets EOY	$12,368,118,493	TotalAssetsEOYAmt
Total Liabilities BOY	$2,432,389,676	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$2,554,783,356	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$10,673,555,431	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$9,813,335,137	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	SEE SCHEDULE O	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$1,339,925,110	ExpenseAmt
Grant	$269,215,903	GrantAmt
Revenue	$757,160,837	RevenueAmt
Desc	DUKE UNIVERSITY CONFERS UNDERGRADUATE, GRADUATE, AND PROFESSIONALDEGREES TO APPROXIMATELY 5029 STUDENTS ANNUALLY	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$864,080,869	ExpenseAmt
Grant	$42,037,131	GrantAmt
Revenue	$1,044,118,452	RevenueAmt
Desc	DUKE UNIVERSITY ENGAGES IN WORLD-RENOWNED RESEARCH WORKSPONSORED BY NUMEROUS FEDERAL, STATE, LOCAL AGENCIES, AND PRIVATE GRANTS	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$247,201,482	ExpenseAmt
Grant	$329,271	GrantAmt
Revenue	$106,237,724	RevenueAmt
Desc	DUKE UNIVERSITY AUXILIARY ENTERPRISES PROVIDE SUPPORTSERVICES TO THE DUKE UNIVERSITY COMMUNITY	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$2,451,207,461	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	Yes (1)	ConservationEasementsInd
Collections Of Art	Yes (1)	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Temp Or Permanent Endowments	Yes (1)	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	Yes (1)	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	0	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (1)	SchoolOperatingInd
Foreign Office	Yes (1)	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	Yes (1)	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (1)	MoreThan5000KToIndividualsInd
Professional Fundraising	Yes (1)	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	Yes (1)	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	Yes (1)	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	Yes (1)	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	Yes (1)	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	Yes (1)	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	Yes (1)	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (1)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (1)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	9641	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	29398	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	KE	ForeignCountryCd
Foreign Country	IN	ForeignCountryCd
Foreign Country	MA	ForeignCountryCd
Foreign Country	GM	ForeignCountryCd
Foreign Country	UK	ForeignCountryCd
Foreign Country	CH	ForeignCountryCd
Foreign Country	SN	ForeignCountryCd
Foreign Country	TZ	ForeignCountryCd
Foreign Country	SP	ForeignCountryCd
Foreign Country	BR	ForeignCountryCd
Foreign Country	GR	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (1)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (1)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	38	GoverningBodyVotingMembersCnt
Independent Voting Member	37	IndependentVotingMemberCnt
Family Or Business Rln	Yes (1)	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	Yes (1)	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	AK	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CO	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MD	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NJ	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	SC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WA	StatesWhereCopyOfReturnIsFldCd
Upon Request	Yes (X)	UponRequestInd
Other	Yes (X)	OtherInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST STE 850	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (60 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	OfficerOfficerInd	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
ANNE T BASS
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
JACK O BOVENDER JR
TRUSTEE	6.00	3.00	Yes (X)	$0	$0	$0
RICHARD H BRODHEAD
TRUSTEE/PRESIDENT	50.00	12.00	Yes (X)	$1,133,479	$0	$200,702	Yes (X)
CHRISTOPHER R BROWN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
PAULA CROWN
TRUSTEE	1.50	0.00	Yes (X)	$0	$0	$0
KAVEH DANESH
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
KATHERINE DUCH
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ALLYSON KAY DUNCAN
TRUSTEE	4.00	0.00	Yes (X)	$4,500	$0	$0
RALPH EADS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
FRANK E EMORY JR
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
PAUL E FARMER
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ROBIN A FERRACONE
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
XIQING GAO
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
EDWARD A GILHULY
TRUSTEE	4.00	3.00	Yes (X)	$0	$0	$0
THOMAS M GORRIE
TRUSTEE	9.00	3.10	Yes (X)	$0	$0	$0
GERALD L HASSELL
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
WILLIAM HAWKINS
TRUSTEE	2.00	1.00	Yes (X)	$0	$0	$0
JANET HILL
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
BETSY D HOLDEN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
JEFFREY C HOWARD
TRUSTEE	3.50	1.50	Yes (X)	$0	$0	$0
PETER J KAHN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
BRUCE KARSH
TRUSTEE	2.00	1.00	Yes (X)	$0	$0	$0
ELIZABETH KISS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
MICHAEL MARSICANO
TRUSTEE	4.00	2.00	Yes (X)	$0	$0	$0
MARTHA MONSERRATE
TRUSTEE	2.00	3.00	Yes (X)	$0	$0	$0
CLARENCE G NEWSOME
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
STEPHEN G PAGLIUCA
TRUSTEE	1.00	0.00	Yes (X)	$0	$0	$0
ANN PELHAM
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ROBERT R PENN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
CARMICHAEL S ROBERTS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
DAVID M RUBENSTEIN
TRUSTEE	5.00	2.00	Yes (X)	$0	$0	$0
ALAN D SCHWARTZ
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
STEVEN SCOTT MD
TRUSTEE	2.00	4.00	Yes (X)	$0	$0	$0
LAURENE M SPERLING
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
SUSAN M STALNECKER
TRUSTEE	2.00	2.00	Yes (X)	$0	$0	$0
ASHLEY CROWDER STANLEY
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
JEFFERY N VINIK
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
HOPE MORGAN WARD
TRUSTEE	2.00	0.00	Yes (X)	$1,700	$0	$0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	30.00	21.00		$493,372	$0	$72,812	Yes (X)
SALLY KORNBLUTH
PROVOST	70.00	1.00		$490,409	$0	$109,742	Yes (X)
RICHARD RIDDELL
VP & UNIVERSITY SECRETARY	60.00	0.00		$338,008	$0	$45,121	Yes (X)
TALLMAN TRASK III
EXECUTIVE VICE PRESIDENT	55.00	5.00		$655,942	$0	$51,027	Yes (X)
A EUGENE WASHINGTON MD
CHANCELLOR HEALTH AFFAIRS	33.00	33.00		$0	$0	$0	Yes (X)
NANCY CATHERINE ANDREWS MD
VICE CHANCELLOR OF ACADEMIC AFFAIRS	59.00	4.50		$813,137	$0	$102,141		Yes (X)
ROBERT M CALIFF MD
VICE CHANCELLOR OF CLINICAL RESEARCH	80.00	1.00		$576,418	$0	$47,891		Yes (X)
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN., SOM	55.00	3.00		$558,144	$0	$53,796		Yes (X)
ALICE E GOULD
INVESTMENT MANAGER	40.00	0.00		$1,139,922	$0	$190,253		Yes (X)
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	60.00	0.00		$310,351	$0	$102,985		Yes (X)
LAURIE L PATTON
EX-DEAN, COLLEGE OF A & S	68.30	0.00		$402,073	$0	$37,309		Yes (X)
ERIC PETERSON
DIRECTOR, DCRI	40.00	15.00		$485,073	$0	$96,103		Yes (X)
JAMES S ROBERTS
EXEC VICE-PROVOST FIN & ADMIN	40.00	10.00		$330,318	$0	$39,218		Yes (X)
NEAL TRIPLETT
CHIEF INVESTMENT OFFICER	40.00	20.00		$2,679,889	$0	$513,792		Yes (X)
DAVID N CUTCLIFFE
COACH	40.00	0.00		$2,260,955	$0	$52,345			Yes (X)
MICHAEL B KASTAN
EXEC DIRECTOR, CANCER INSTITUTE	40.00	0.00		$932,251	$0	$44,747			Yes (X)
MICHAEL W KRZYZEWSKI
COACH	40.00	0.00		$4,015,468	$0	$1,527,195			Yes (X)
JOANNE MCCALLIE
COACH	40.00	0.00		$1,082,626	$0	$70,300			Yes (X)
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	40.00	0.00		$980,750	$0	$52,480			Yes (X)
VICTOR J DZAU
FORMER OFFICER	40.00	48.00		$8,001,393	$0	$39,007				Yes (X)
PETER LANGE
FORMER OFFICER	40.00	2.00		$623,372	$26,000	$39,218				Yes (X)
ALVIN L CRUMBLISS
FORMER KEY EMPLOYEE	40.00	0.00		$209,139	$0	$34,759				Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$28,518,689	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$26,000	TotReportableCompRltdOrgAmt
Total Other Compensation	$3,522,943	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	2679	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
LEND LEASE US CONSTRUCTION INC
324 BLACKWELL ST STE 130	DURHAM	NC	27701	CONSTRUCTION SERVICE	$54,407,849
SKANSKA USA BUILDING INC
4309 EMPEROR BLVD SUITE 200	DURHAM	NC	27703	CONSTRUCTION SERVICE	$32,504,538
PAREXEL INTERNATIONAL
5239 PAYSPHERE CIRCLE	CHICAGO	IL	60674	CONSULTING SERVICE	$25,852,675
ROMEO GUEST ASSOCIATES INC
1715 CAMDEN AVE	DURHAM	NC	27704	CONSTRUCTION SERVICE	$18,727,442
LECHASE CONSTRUCTION SERVICES LLC
324 BLACKWELL ST 1200	DURHAM	NC	27701	CONSTRUCTION SERVICE	$11,367,008

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	694	CntrctRcvdGreaterThan100KCnt
Fundraising	$5,688,788	FundraisingAmt
Related Organizations	$165,960,358	RelatedOrganizationsAmt
Government Grants	$557,487,551	GovernmentGrantsAmt
All Other Contributions	$697,031,541	AllOtherContributionsAmt
Noncash Contributions	$66,494,407	NoncashContributionsAmt
Total Contributions	$1,426,168,238	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION & FEES	611600	$698,258,514	$698,258,514
ANCILLARY STUDENT SVCS	611600	$106,237,724	$106,237,724
CONTINUING EDUCATION	611600	$52,435,576	$52,435,576
CONFERENCE FEES	611600	$6,466,747	$6,466,747
ACADEMIC MED. RESEARCH	611600	$2,879,462	$2,879,462

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$100,964,004	TotalRevenueColumnAmt
Related Or Exempt Func Income	$100,964,004	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$967,242,027	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$105,356,637	TotalRevenueColumnAmt
Exclusion	$105,356,637	ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$287	TotalRevenueColumnAmt
Exclusion	$287	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$25,803,803	TotalRevenueColumnAmt
Exclusion	$25,803,803	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$8,247,121	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$5,128,810	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$3,118,311	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$3,118,311	TotalRevenueColumnAmt
Exclusion	$3,118,311	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$10,425,668,611	SecuritiesAmt
Other	$725,409	OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$9,954,625,000	SecuritiesAmt
Other	$4,761,084	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$471,043,611	SecuritiesAmt
Other	-$4,035,675	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$467,007,936	TotalRevenueColumnAmt
Exclusion	$467,007,936	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$531,974	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$5,688,788	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$1,427,451	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$895,477	TotalRevenueColumnAmt
Exclusion	-$895,477	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
MISC. SALES	900099	$15,292,562	$15,292,562
VARIOUS FEES AND FINES	900099	$4,268,033	$4,268,033
STUDENT DUES	900099	$3,224,764	$3,224,764

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$18,511,983	TotalRevenueColumnAmt
Related Or Exempt Func Income	$18,511,983	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$41,297,342	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$3,035,099,104	TotalRevenueColumnAmt
Related Or Exempt Func Income	$1,008,539,369	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$0	UnrelatedBusinessRevenueAmt
Exclusion	$600,391,497	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$5,848,118	TotalAmt
Program Services	$5,848,118	ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$305,268,125	TotalAmt
Program Services	$305,268,125	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$466,062	TotalAmt
Program Services	$466,062	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$11,900,114	TotalAmt
Program Services	$1,447,333	ProgramServicesAmt
Management And General	$9,767,078	ManagementAndGeneralAmt
Fundraising	$685,703	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$8,724,978	TotalAmt
Program Services	$8,540,985	ProgramServicesAmt
Management And General	$183,993	ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$1,133,540,524	TotalAmt
Program Services	$944,770,956	ProgramServicesAmt
Management And General	$162,587,591	ManagementAndGeneralAmt
Fundraising	$26,181,977	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$83,352,316	TotalAmt
Program Services	$69,550,661	ProgramServicesAmt
Management And General	$12,148,471	ManagementAndGeneralAmt
Fundraising	$1,653,184	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$117,954,162	TotalAmt
Program Services	$96,876,128	ProgramServicesAmt
Management And General	$17,439,778	ManagementAndGeneralAmt
Fundraising	$3,638,256	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$81,411,981	TotalAmt
Program Services	$67,571,944	ProgramServicesAmt
Management And General	$12,211,797	ManagementAndGeneralAmt
Fundraising	$1,628,240	FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$11,781,046	TotalAmt
Program Services	$5,026,300	ProgramServicesAmt
Management And General	$6,736,805	ManagementAndGeneralAmt
Fundraising	$17,941	FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$585,335	TotalAmt
Program Services	$2,440	ProgramServicesAmt
Management And General	$569,995	ManagementAndGeneralAmt
Fundraising	$12,900	FundraisingAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$2,471,572	TotalAmt
Fundraising	$2,471,572	FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$21,565,090	TotalAmt
Management And General	$21,565,090	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$150,156,949	TotalAmt
Program Services	$114,348,109	ProgramServicesAmt
Management And General	$31,903,129	ManagementAndGeneralAmt
Fundraising	$3,905,711	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$4,930,141	TotalAmt
Program Services	$3,973,945	ProgramServicesAmt
Management And General	$780,238	ManagementAndGeneralAmt
Fundraising	$175,958	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$84,500,859	TotalAmt
Program Services	$78,448,912	ProgramServicesAmt
Management And General	$5,174,803	ManagementAndGeneralAmt
Fundraising	$877,144	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$16,657,097	TotalAmt
Program Services	$6,081,372	ProgramServicesAmt
Management And General	$10,575,725	ManagementAndGeneralAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$40,792,694	TotalAmt
Program Services	$24,814,178	ProgramServicesAmt
Management And General	$15,975,707	ManagementAndGeneralAmt
Fundraising	$2,809	FundraisingAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$66,981,752	TotalAmt
Program Services	$65,738,471	ProgramServicesAmt
Management And General	$794,586	ManagementAndGeneralAmt
Fundraising	$448,695	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$60,604,282	TotalAmt
Program Services	$53,206,805	ProgramServicesAmt
Management And General	$4,863,313	ManagementAndGeneralAmt
Fundraising	$2,534,164	FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

Field	Value	IRS element (for citing)
Total	$1,705	TotalAmt
Program Services	$1,705	ProgramServicesAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$33,803,787	TotalAmt
Program Services	$20,416,488	ProgramServicesAmt
Management And General	$9,335,895	ManagementAndGeneralAmt
Fundraising	$4,051,404	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$57,849,379	TotalAmt
Program Services	$37,939,866	ProgramServicesAmt
Management And General	$19,909,504	ManagementAndGeneralAmt
Fundraising	$9	FundraisingAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$192,223,172	TotalAmt
Program Services	$184,976,358	ProgramServicesAmt
Management And General	$7,246,814	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$4,524,575	TotalAmt
Program Services	$5,398,196	ProgramServicesAmt
Management And General	-$879,743	ManagementAndGeneralAmt
Fundraising	$6,122	FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
SUBRECIPIENT PAYMENTS	$168,532,305	$168,532,305
EQUIP RENTAL & MAINTENA	$43,501,979	$65,911,596	-$22,999,432	$589,815
COST OF GOODS SOLD	$37,818,169	$34,390,315	$3,415,249	$12,605
PRINTING & PUBLICATIONS	$11,102,944	$6,812,173	$2,777,635	$1,513,136

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	-$12,666,863	TotalAmt
Program Services	$74,847,615	ProgramServicesAmt
Management And General	-$88,925,127	ManagementAndGeneralAmt
Fundraising	$1,410,649	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$2,746,184,349	TotalAmt
Program Services	$2,451,207,461	ProgramServicesAmt
Management And General	$243,158,894	ManagementAndGeneralAmt
Fundraising	$51,817,994	FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$177,661,248	BOYAmt
EOY	$122,580,291	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$487,854,140	BOYAmt
EOY	$511,796,480	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$136,898,553	BOYAmt
EOY	$109,139,871	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$43,985,796	BOYAmt
EOY	$43,225,718	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$17,135,562	BOYAmt
EOY	$18,891,678	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$99,284,494	BOYAmt
EOY	$88,216,702	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$4,532,892,259	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$2,566,946,917	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$1,841,747,332	BOYAmt
EOY	$1,965,945,342	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$1,755,216,520	BOYAmt
EOY	$912,259,884	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$7,743,801,439	BOYAmt
EOY	$7,748,753,116	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$802,360,023	BOYAmt
EOY	$847,309,411	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$13,105,945,107	BOYAmt
EOY	$12,368,118,493	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$295,098,254	BOYAmt
EOY	$334,076,104	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$160,077,346	BOYAmt
EOY	$176,514,743	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$1,050,845,000	BOYAmt
EOY	$1,049,225,000	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$8,467,970	BOYAmt
EOY	$6,897,189	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$495,339,889	BOYAmt
EOY	$541,589,510	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$422,561,217	BOYAmt
EOY	$446,480,810	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$2,432,389,676	BOYAmt
EOY	$2,554,783,356	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$5,166,020,994	BOYAmt
EOY	$4,175,151,441	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$2,872,682,056	BOYAmt
EOY	$2,885,447,557	EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$2,634,852,381	BOYAmt
EOY	$2,752,736,139	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$10,673,555,431	BOYAmt
EOY	$9,813,335,137	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$13,105,945,107	BOYAmt
EOY	$12,368,118,493	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$288,914,755	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	-$189,703,731	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	-$959,431,318	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,297,436,773	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,266,450,295	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,433,799,156	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,351,838,332	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,426,168,238	CurrentTaxYearAmt
Total	$6,775,692,794	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,297,436,773	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,266,450,295	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,433,799,156	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,351,838,332	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,426,168,238	CurrentTaxYearAmt
Total	$6,775,692,794	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$1,985,416,541	SubstantialContributorsTotAmt
Public Support Total170	$4,790,276,253	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$193,813,441	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$93,550,492	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$86,836,168	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$147,572,208	CurrentTaxYearMinus1YearAmt
Current Tax Year	$134,279,038	CurrentTaxYearAmt
Total	$656,051,347	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$408,634,386	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$193,780,293	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$570,413,588	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$643,785,361	CurrentTaxYearMinus1YearAmt
Current Tax Year	$508,305,278	CurrentTaxYearAmt
Total	$2,324,918,906	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$9,756,663,047	TotalSupportAmt
Gross Receipts Rltd Activities	$4,418,839,064	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.49100	PublicSupportCY170Pct
Public Support PY170	0.48450	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Political Expenditures	$0	PoliticalExpendituresAmt
Volunteer Hours	0	VolunteerHoursCnt
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Form4720 Filed Section4955 Tax	0	Form4720FiledSection4955TaxInd
Correction Made	0	CorrectionMadeInd
Volunteers	0	VolunteersInd
Paid Staff Or Management	Yes (1)	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (1)	DirectContactLegislatorsInd
Direct Contact Legislators	$232,924	DirectContactLegislatorsAmt
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	Yes (1)	OtherActivitiesInd
Other Activities	$18,137	OtherActivitiesAmt
Total Lobbying Expenditures	$251,061	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	FORM 990, SCHEDULE C, PART II-B	FormAndLineReferenceDesc
Explanation	DUKE UNIVERSITY EMPLOYS STAFF WHO PERFORM SOME LOBBYING ACTIVITIES AS PART OF THEIR JOB RESPONSIBILITIES. THESE SAME EMPLOYEES AND SENIOR LEADERS OF THE ORGANIZATION MAY HAVE DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, AND GOVERNMENT OFFICIALS. DUKE UNIVERSITY PAYS MEMBERSHIP DUES TO OTHER ORGANIZATIONS. PER THE MEMBERSHIP DUES INVOICES, SOME OF THESE ORGANIZATIONS PROVIDE A DISCLOSURE OF LOBBYING PERCENTAGE OF THE DUES RECEIVED.	ExplanationTxt

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Protection Natural Habitat	Yes (X)	ProtectionNaturalHabitatInd
Total Easements	1	TotalEasementsCnt
Total Acreage	0.21	TotalAcreageCnt
Historic Structure Easements	0	HistoricStructureEasementsCnt
Historic Strctr Easements Aftr	0	HistoricStrctrEasementsAftrCnt
Modified Easements	0	ModifiedEasementsCnt
States Easements Held	1	StatesEasementsHeldCnt
Written Policy Monitoring	Yes (1)	WrittenPolicyMonitoringInd
Expenses Incurred Enforcement	$0	ExpensesIncurredEnforcementAmt
Section170h Rqr Stsfd	Yes (1)	Section170hRqrStsfdInd

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Revenues Included	$266,186	RevenuesIncludedAmt
Assets Included	$34,414,202	AssetsIncludedAmt

Field	Value	IRS element (for citing)
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Coll Used Scholarly Rsrch	Yes (X)	CollUsedScholarlyRsrchInd
Collection Used Preservation	Yes (X)	CollectionUsedPreservationInd
Coll Used Loan Or Exch Prog	Yes (X)	CollUsedLoanOrExchProgInd
Solicited Assets Sale	Yes (1)	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$7,012,623,559	BeginningYearBalanceAmt
Contributions	$288,397,235	ContributionsAmt
Investment Earnings Or Losses	$276,821,181	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$78,414,785	GrantsOrScholarshipsAmt
Other Expenditures	$227,297,286	OtherExpendituresAmt
End Year Balance	$7,272,129,904	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$6,019,979,874	BeginningYearBalanceAmt
Contributions	$125,705,635	ContributionsAmt
Investment Earnings Or Losses	$1,150,829,206	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$76,193,058	GrantsOrScholarshipsAmt
Other Expenditures	$207,698,098	OtherExpendituresAmt
End Year Balance	$7,012,623,559	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$5,537,135,706	BeginningYearBalanceAmt
Contributions	$91,146,456	ContributionsAmt
Investment Earnings Or Losses	$685,897,075	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$74,093,846	GrantsOrScholarshipsAmt
Other Expenditures	$220,105,517	OtherExpendituresAmt
End Year Balance	$6,019,979,874	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$5,728,347,000	BeginningYearBalanceAmt
Contributions	$79,855,209	ContributionsAmt
Investment Earnings Or Losses	-$2,357,082	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$70,629,526	GrantsOrScholarshipsAmt
Other Expenditures	$198,079,895	OtherExpendituresAmt
End Year Balance	$5,537,135,706	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$4,802,051,000	BeginningYearBalanceAmt
Contributions	$81,684,000	ContributionsAmt
Investment Earnings Or Losses	$1,123,743,485	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$73,647,646	GrantsOrScholarshipsAmt
Other Expenditures	$205,483,839	OtherExpendituresAmt
End Year Balance	$5,728,347,000	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.30650	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.69350	PrmnntEndowmentBalanceEOYPct
Endowments Held Unrelated Org	Yes (1)	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	Yes (1)	EndowmentsHeldRelatedOrgInd
Related Org List Sch R	Yes (1)	RelatedOrgListSchRInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$24,542,784	OtherCostOrOtherBasisAmt
Book Value	$24,542,784	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$2,948,655,976	OtherCostOrOtherBasisAmt
Depreciation	$1,548,723,667	DepreciationAmt
Book Value	$1,399,932,309	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$186,136,173	OtherCostOrOtherBasisAmt
Depreciation	$121,500,844	DepreciationAmt
Book Value	$64,635,329	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$667,259,204	OtherCostOrOtherBasisAmt
Depreciation	$520,361,539	DepreciationAmt
Book Value	$146,897,665	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$706,298,122	OtherCostOrOtherBasisAmt
Depreciation	$376,360,867	DepreciationAmt
Book Value	$329,937,255	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$1,965,945,342	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (8 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
SHORT TERM INVESTMENTS	$1,180,933,534	F
US GOVERNMENT SECURITIES	$2,442,000	F
REAL ASSETS	$1,312,248,208	F
PRIVATE CAPITAL	$1,862,133,107	F
HEDGE STRATEGIES	$2,385,954,390	F
OTHER INVESTMENTS	-$10,930,594	F
FIXED INCOME	$8,016,484	F
EQUITIES	$1,007,955,987	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$7,748,753,116	TotalBookValueSecuritiesAmt

Other Assets Org OtherAssetsOrgGrp (2 entries)

DescDesc	Book ValueBookValueAmt
DEPOSITS WITH BOND TRUSTEE	$23,048,540
INTEREST IN PERPETUAL TRUST HELD BY OTHERS	$824,260,871

Field	Value	IRS element (for citing)
Total Book Value Other Assets	$847,309,411	TotalBookValueOtherAssetsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (8 entries)

DescDesc	AmtAmt
ANNUITY AND SPLIT INTEREST OBLIGATIONS	$51,547,809
POSTRETIREMENT HEALTHCARE BENEFIT OBLIGATIONS	$217,894,497
FUNDS HELD FOR OTHERS	$83,954,217
REFUNDABLE FEDERAL STUDENT LOANS	$35,457,912
CONDITIONAL ASSET RETIREMENT	$47,011,002
MISC PAYABLES	$35,679
INTERNATIONAL LOAN RESERVE	$4,895,694
GENERAL INSURANCE IBNR	$5,684,000

Field	Value	IRS element (for citing)
Total Liability	$446,480,810	TotalLiabilityAmt

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART II, LINE 5:	DUKE FOREST, A DEPARTMENT WITHIN DUKE UNIVERSITY, IS COMMITTED TO PROTECTING THE PURPOSE OF THE CONSERVATION EASEMENT. ACCORDINGLY, A WRITTEN MONITORING PROGRAM WAS DEVELOPED TO MAINTAIN AND PROTECT 12 SIGNIFICANT NATURAL HERITAGE AREAS WITHIN NORTH CAROLINA, INCLUDING THE CONSERVATION EASEMENT NOTED ON SCHEDULE D, PART II. THE POLICY INCLUDES DETAIL ABOUT CONDUCTING AN ONSITE INSPECTION, DOCUMENTING ALL FINDINGS ACCORDING TO A SITE-SPECIFIC MONITORING CHECKLIST. A POST-MONITORING REPORT AND OTHER DOCUMENTATION IS COMPLETED AS NECESSARY. DUKE FOREST STAFF (AND OTHER EXPERTS AS NECESSARY) ARE CONSULTED TO DETERMINE IF MANAGEMENT ACTIVITIES ARE NECESSARY TO ENSURE THE PURPOSE OF THE CONSERVATION EASEMENT. WHILE NOT IN THE WRITTEN DOCUMENT, THE INITIAL STEP TAKEN BY DUKE FOREST WOULD BE TO CONTACT THE RESPONSIBLE PARTY TO REQUEST REMEDY OF THE INFRACTION. SUBSEQUENT STEPS WOULD INCLUDE, BUT ARE NOT LIMITED TO CONSULTING WITH UNIVERSITY COUNSEL. THE EASEMENT DOCUMENTS DO NOT INCLUDE THE POLICY AS THE EASEMENT DOCUMENTS WERE CREATED BEFORE THE POLICY DOCUMENT.
PART II, LINE 9:	THE CONSERVATION EASEMENT REPORTED ABOVE WAS NOT INCLUDED IN DUKE UNIVERSITY'S STATEMENT OF ACTIVITIES, BALANCE SHEET, NOR FOOTNOTES TO THE FINANCIAL STATEMENTS.
SCHEDULE D, PART III, LINE 4	ART COLLECTION DUKE UNIVERSITY'S COLLECTION OF ART, INCLUDING THOSE PIECES MAINTAINED IN THE NASHER MUSEUM OF ART AT DUKE UNIVERSITY, FOSTERS THE UNDERSTANDING AND APPRECIATION OF THE VISUAL ARTS BY PROVIDING DIRECT EXPERIENCE WITH ORIGINAL WORKS OF ART SUPPORTED BY A RANGE OF EXHIBITIONS, PROGRAMS AND PUBLICATIONS FOR THE UNIVERSITY AND BROADER COMMUNITY. THE MUSEUM DRAWS ON THE INTELLECTUAL RESOURCES OF THE RESEARCH UNIVERSITY AND SERVES AS A LABORATORY OF THE ARTS DEDICATED TO MULTIDISCIPLINARY APPROACHES TO LEARNING.
SCHEDULE D, PART V, LINE 4	USE OF ENDOWMENT FUNDS THE INTENDED USES OF THE ENDOWMENT FUNDS ARE FOR INSTRUCTION, RESEARCH, LIBRARY AND FINANCIAL AID.
SCHEDULE D, PART X	LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 DUKE UNIVERSITY ADOPTED THE REQUIREMENTS OF FIN 48 (ASC 740) AND CONSIDERED ITS TAX POSITION. BASED ON THAT ANALYSIS, THE PROVISIONS OF FIN 48 ARE DEEMED IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS, AND THEREFORE, NO FIN 48 SPECIFIC DISCLOSURES ARE MADE IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2015.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (1)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (1)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (1)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (1)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (1)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (1)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (1)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	0	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	0	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	0	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	0	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	0	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	0	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	0	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (1)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	0	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (1)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE E, PART I, LINE 3	SEE PART II
FORM 990, SCHEDULE E, LINE 3	NONDISCRIMINATORY POLICY DUKE UNIVERSITY IS COMMITTED TO ENCOURAGING AND SUSTAINING WORK AND LEARNING ENVIRONMENTS THAT ARE FREE FROM HARASSMENT AND DISCRIMINATION. THE UNIVERSITY PROHIBITS DISCRIMINATION AND HARASSMENT IN THE ADMINISTRATION OF BOTH ITS EMPLOYMENT AND EDUCATIONAL POLICIES. EQUAL EMPLOYMENT AND EDUCATIONAL OPPORTUNITIES ARE PROVIDED WITHOUT REGARD TO RACE, COLOR, SEX, RELIGION, NATIONAL ORIGIN, DISABILITY, VETERAN STATUS, SEXUAL ORIENTATION, GENDER IDENTITY, AGE OR GENETIC INFORMATION. DUKE UNIVERSITY ALSO MAKES GOOD FAITH EFFORTS TO RECRUIT, HIRE AND PROMOTE QUALIFIED MINORITIES, WOMEN, VETERANS AND INDIVIDUALS WITH DISABILITIES. IN ACCORDANCE WITH TITLE IX OF THE EDUCATION AMENDMENTS OF 1972, DUKE UNIVERSITY PROHIBITS DISCRIMINATION ON THE BASIS OF SEX. SEXUAL HARASSMENT IS A FORM OF SEX DISCRIMINATION. HOWARD KALLEM, DIRECTOR OF TITLE IX COMPLIANCE, IS THE INDIVIDUAL DESIGNATED TO IMPLEMENT AND MONITOR DUKE UNIVERSITY'S TITLE IX COMPLIANCE. THE OFFICE FOR INSTITUTIONAL EQUITY IS LOCATED IN SMITH WAREHOUSE, 114 S. BUCHANAN BLVD., BAY 8, DURHAM, NORTH CAROLINA 27708. THE TELEPHONE NUMBER IS (919) 684-8222. QUESTIONS OR CONCERNS REGARDING HARASSMENT, ANY FORM OF DISCRIMINATION, AND TITLE IX MAY BE DIRECTED TO THE OFFICE FOR INSTITUTIONAL EQUITY. POLICIES AND RELATED PROCEDURES ARE COMMUNICATED TO ALL MEMBERS OF THE DUKE COMMUNITY THROUGH VARIOUS PUBLICATIONS, POSTINGS, ELECTRONIC MEDIA AND TRAINING SESSIONS FOR MANAGERS. RECRUITING ADVERTISEMENTS STATE THAT THE UNIVERSITY IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER. PUBLICATIONS AND WEBSITES OF THE UNIVERSITY PICTURE BOTH MINORITY AND NON-MINORITY MEN AND WOMEN AND PERSONS WITH DISABILITIES.
FORM 990, SCHEDULE E, LINE 6	EXPLANATION OF GOVERNMENT FINANCIAL AID IN FUTHERANCE OF ITS EDUCATIONAL MISSIONS, DUKE UNIVERSITY RECEIVES FUNDS IN SUPPORT OF ITS UNDERGRADUATE AND GRADUATE STUDENTS. THESE FUNDS INCLUDE FINANCIAL AID PROGRAMS SUCH AS FEDERAL COLLEGE WORK STUDY, FEDERAL PERKINS FUNDS, FEDERAL STAFFORD LOAN FUNDS, FEDERAL PELL GRANT FUNDS, FEDERAL SEOG FUNDS, MEDICAL PROFESSION LOANS, FEDERAL NURSING LOANS, AND FEDERAL PLUS, ETC. ADDITIONAL STUDENT FINANCIAL AID IS RECEIVED IN THE FORM OF FELLOWSHIP SUPPORT FROM A VARIETY OF FEDERAL AGENCIES, INCLUDING NIH UNDER ITS INDIVIDUAL AND GRADUATE FELLOWSHIP PROGRAMS. IN ADDITION, DUKE UNIVERSITY RECEIVES COOPERATIVE AGREEMENTS FOR BOTH RESEARCH AND EDUCATIONAL PROGRAMS. ALTHOUGH THIS SUPPORT COMES FROM A WIDE VARIETY OF FEDERAL AGENCIES, THE NATIONAL INSTITUTE OF HEALTH, THE NATIONAL SCIENCE FOUNDATION, THE DEPARTMENT OF DEFENSE, AND THE DEPARTMENT OF ENERGY PROVIDE THE MAJORITY OF GRANTS AND COOPERATIVE AGREEMENTS.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (48 entries)

RegionRegionTxt	OfficesOfficesCnt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
ANTARCTIC	0	0	PROGRAM SERVICES	EDUCATION	$665
ANTARCTIC	0	0	PROGRAM SERVICES	RESEARCH	$1,648
CENTRAL AMERICA AND THE CARIBBEAN	0	0	GRANTMAKING		$1,400
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	EDUCATION	$115,522
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	RESEARCH	$79,087
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	STUDY ABROAD	$48,375
CENTRAL AMERICA AND THE CARIBBEAN	0	0	SEMINAR		$121,354
EAST ASIA AND THE PACIFIC	0	0	GRANTMAKING		$235,583
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	EDUCATION	$13,743,030
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	RESEARCH	$4,080,087
EAST ASIA AND THE PACIFIC	0	16	PROGRAM SERVICES	STUDY ABROAD	$1,405,440
EAST ASIA AND THE PACIFIC	0	0	SEMINAR		$1,887,720
EUROPE	0	0	FUNDRAISING		$1,142
EUROPE	0	0	GRANTMAKING		$98,383
EUROPE	0	0	PROGRAM SERVICES	ATHLETIC EVENT	$27,591
EUROPE	0	0	PROGRAM SERVICES	EDUCATION	$1,007,112
EUROPE	0	0	PROGRAM SERVICES	RESEARCH	$9,692,025
EUROPE	4	61	PROGRAM SERVICES	STUDY ABROAD	$4,105,411
EUROPE	0	0	SEMINAR		$4,061,686
MIDDLE EAST AND NORTH AFRICA	0	0	GRANTMAKING		$9,671
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	EDUCATION	$413,498
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	RESEARCH	$143,533
MIDDLE EAST AND NORTH AFRICA	0	4	PROGRAM SERVICES	STUDY ABROAD	$236,598
MIDDLE EAST AND NORTH AFRICA	0	0	SEMINAR		$112,020
NORTH AMERICA	0	0	GRANTMAKING		$2,500
NORTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	$201,824
NORTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	$9,995,800
NORTH AMERICA	0	0	PROGRAM SERVICES	STUDY ABROAD	$9,278
NORTH AMERICA	0	0	SEMINAR		$513,335
RUSSIA	0	0	PROGRAM SERVICES	EDUCATION	$63,999
RUSSIA	0	0	PROGRAM SERVICES	RESEARCH	$38,316
RUSSIA	0	4	PROGRAM SERVICES	STUDY ABROAD	$108,189
RUSSIA	0	0	SEMINAR		$46,879
SOUTH AMERICA	0	0	GRANTMAKING		$11,540
SOUTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	$147,833
SOUTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	$1,090,968
SOUTH AMERICA	0	2	PROGRAM SERVICES	STUDY ABROAD	$206,264
SOUTH AMERICA	0	0	SEMINAR		$387,640
SOUTH ASIA	0	0	GRANTMAKING		$55,000
SOUTH ASIA	0	0	PROGRAM SERVICES	EDUCATION	$284,309
SOUTH ASIA	0	0	PROGRAM SERVICES	RESEARCH	$2,143,628
SOUTH ASIA	0	3	PROGRAM SERVICES	STUDY ABROAD	$701,339
SOUTH ASIA	0	0	SEMINAR		$195,095
SUB-SAHARAN AFRICA	0	0	GRANTMAKING		$51,985
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	EDUCATION	$700,338
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	RESEARCH	$2,525,317
SUB-SAHARAN AFRICA	0	11	PROGRAM SERVICES	STUDY ABROAD	$154,301
SUB-SAHARAN AFRICA	0	0	SEMINAR		$564,619

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	0	SubtotalEmployeesCnt
Continutation Total Office	4	ContinutationTotalOfficeCnt
Continutation Total Employee	101	ContinutationTotalEmployeeCnt
Total Office	4	TotalOfficeCnt
Total Employee	101	TotalEmployeeCnt
Subtotal Spent	$603,634	SubtotalSpentAmt
Continuation Spent	$61,225,243	ContinuationSpentAmt
Total Spent	$61,828,877	TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (6 entries)

RegionRegionTxt	Purpose Of GrantPurposeOfGrantTxt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt	Non Cash AssistanceNonCashAssistanceAmt	Description Of Non Cash AsstDescriptionOfNonCashAsstTxt	Valuation Method UsedValuationMethodUsedDesc
EAST ASIA AND THE PACIFIC	TUITION ASSISTANCE	$231,166	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	GENERAL SUPPORT	$48,718	WIRE
SOUTH AMERICA	GENERAL SUPPORT			$11,540	OFFICE, MEDICAL, & COMPUTER SUPPLIES	FMV
SOUTH ASIA	GENERAL SUPPORT	$55,000	WIRE
SUB-SAHARAN AFRICA	GENERAL SUPPORT	$15,000	WIRE
SUB-SAHARAN AFRICA	GENERAL SUPPORT	$15,400	WIRE

Field	Value	IRS element (for citing)
Total501c3 Org	0	Total501c3OrgCnt
Total Other Org	6	TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (7 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
TUITION	SUB-SAHARAN AFRICA	6	$21,585	WIRE
AWARD	NORTH AMERICA	2	$1,500	WIRE
TUITION	MIDDLE EAST AND NORTH AFRICA	2	$6,671	WIRE
AWARD	EUROPE (INCLUDING ICELAND & GREENLAND)	3	$954	WIRE
TUITION	EUROPE (INCLUDING ICELAND & GREENLAND)	4	$47,151	WIRE
AWARD	EAST ASIA AND THE PACIFIC	5	$3,150	WIRE
TUITION	EAST ASIA AND THE PACIFIC	2	$2,667	WIRE

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	0	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (1)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	0	PassiveForeignInvestmestCoInd
Foreign Partnership	0	ForeignPartnershipInd
Boycott Countries	Yes (1)	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE F, PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO SEVERAL ORGANIZATIONS OUTSIDE THE UNITED STATES. IN PARTICULAR FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANT FUNDS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY.	ExplanationTxt

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Email Solicitations	Yes (X)	EmailSolicitationsInd
Phone Solicitations	Yes (X)	PhoneSolicitationsInd
In Person Solicitations	Yes (X)	InPersonSolicitationsInd
Solicitation Of Non Govt Grants	Yes (X)	SolicitationOfNonGovtGrantsInd
Solicitation Of Govt Grants	Yes (X)	SolicitationOfGovtGrantsInd
Special Fundraising Events	Yes (X)	SpecialFundraisingEventsInd
Agrmt Prof Fundraising Acty	Yes (1)	AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (10 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	ActivityActivityTxt	Fundraiser Control Of FundsFundraiserControlOfFundsInd	Gross ReceiptsGrossReceiptsAmt	Retained By ContractorRetainedByContractorAmt	Net To OrganizationNetToOrganizationAmt
GRENZEBACH GLIER & ASSOCIATES
SEE PART IV FOR ADDRESS	SEE PART IV	IL	60611	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$162,616	$0
COPPER REEF ENTERPRISES
SEE PART IV FOR ADDRESS	CARLSBAD	CA	92009	FUNDRAISING CONSULTING	0	$0	$113,335	$0
PW FEATS INC
SEE PART IV FOR ADDRESS	BALTIMORE	MD	21202	FUNDRAISING CONSULTING, PLANNING, DATA STORAGE	0	$0	$1,828,052	$0
VIGET
SEE PART IV FOR ADDRESS	NEW YORK	NY	10014	FUNDRAISING WEBSITE DESIGN, CONFIGURATIONS	0	$0	$95,475	$0
STEADY FILM PRODUCTION LLC
SEE PART IV FOR ADDRESS	DURHAM	NC	27705	FUNDRAISING RELATED VIDEO SHOOT	0	$0	$24,139	$0
CISYS LIFESCIENCES INC
SEE PART IV FOR ADDRESS	SURFSIDE BEACH	SC	29575	FUNDRAISING RELATED DIGITAL COMMUNICATIONS	0	$0	$23,650	$0
CREWS CONTROL CORPORATION
SEE PART IV FOR ADDRESS	FULTON	MD	20759	FUNDRAISING RELATED CAMERA AND AUDIO OPERATOR	0	$0	$15,487	$0
CVENT INC
SEE PART IV FOR ADDRESS	CHICAGO	IL	60647	FUNDRAISING RELATED WEBSITE UTILIZATION	0	$0	$18,250	$0
THIS IS GROUND LLC
SEE PART IV FOR ADDRESS	DURHAM	NC	27707	FUNDRAISING RELATED MATERIALS, CUSTOMIZATION	0	$0	$15,250	$0
STANFORD UNIVERSITY
SEE PART IV FOR ADDRESS	STANFORD	CA	94305	FUNDRAISING PROFESSIONAL DEVELOPMENT	0	$0	$60,000	$0

Field	Value	IRS element (for citing)
Total Retained By Contractors	$2,356,254	TotalRetainedByContractorsAmt
Licensed States	AL	LicensedStatesCd
Licensed States	AK	LicensedStatesCd
Licensed States	AR	LicensedStatesCd
Licensed States	CA	LicensedStatesCd
Licensed States	CO	LicensedStatesCd
Licensed States	CT	LicensedStatesCd
Licensed States	FL	LicensedStatesCd
Licensed States	GA	LicensedStatesCd
Licensed States	HI	LicensedStatesCd
Licensed States	IL	LicensedStatesCd
Licensed States	KS	LicensedStatesCd
Licensed States	KY	LicensedStatesCd
Licensed States	LA	LicensedStatesCd
Licensed States	ME	LicensedStatesCd
Licensed States	MD	LicensedStatesCd
Licensed States	MA	LicensedStatesCd
Licensed States	MI	LicensedStatesCd
Licensed States	MN	LicensedStatesCd
Licensed States	MS	LicensedStatesCd
Licensed States	NH	LicensedStatesCd
Licensed States	NJ	LicensedStatesCd
Licensed States	NM	LicensedStatesCd
Licensed States	NY	LicensedStatesCd
Licensed States	NC	LicensedStatesCd
Licensed States	ND	LicensedStatesCd
Licensed States	OH	LicensedStatesCd
Licensed States	OK	LicensedStatesCd
Licensed States	OR	LicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	2014 CMN	Event1Nm
Gross Receipts Event1	$2,282,361	GrossReceiptsEvent1Amt
Charitable Contri Event1	$2,276,861	CharitableContriEvent1Amt
Gross Revenue Event1	$5,500	GrossRevenueEvent1Amt
Cash Prizes Event1	$0	CashPrizesEvent1Amt
Non Cash Prizes Event1	$0	NonCashPrizesEvent1Amt
Rent Facility Costs Event1	$0	RentFacilityCostsEvent1Amt
Food And Beverage Event1	$0	FoodAndBeverageEvent1Amt
Entertainment Event1	$0	EntertainmentEvent1Amt
Other Direct Expenses Event1	$214,036	OtherDirectExpensesEvent1Amt
Event2	ANGELS AMONG US	Event2Nm
Gross Receipts Event2	$1,641,834	GrossReceiptsEvent2Amt
Charitable Contri Event2	$1,636,834	CharitableContriEvent2Amt
Gross Revenue Event2	$5,000	GrossRevenueEvent2Amt
Cash Prizes Event2	$0	CashPrizesEvent2Amt
Non Cash Prizes Event2	$6,537	NonCashPrizesEvent2Amt
Rent Facility Costs Event2	$0	RentFacilityCostsEvent2Amt
Food And Beverage Event2	$1,495	FoodAndBeverageEvent2Amt
Entertainment Event2	$0	EntertainmentEvent2Amt
Other Direct Expenses Event2	$72,569	OtherDirectExpensesEvent2Amt
Other Events Total	9	OtherEventsTotalCnt
Gross Receipts Other Events	$2,296,567	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$1,775,093	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$521,474	GrossRevenueOtherEventsAmt
Cash Prizes Other Events	$2,000	CashPrizesOtherEventsAmt
Non Cash Prizes Other Events	$274,419	NonCashPrizesOtherEventsAmt
Rent Fclty Costs Other Events	$23,922	RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events	$190,265	FoodAndBeverageOtherEventsAmt
Entertainment Other Events	$1,700	EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events	$640,508	OthDirectExpnssOtherEventsAmt
Gross Receipts Total	$6,220,762	GrossReceiptsTotalAmt
Charitable Contributions Tot	$5,688,788	CharitableContributionsTotAmt
Gross Revenue Total Events	$531,974	GrossRevenueTotalEventsAmt
Cash Prizes Total Events	$2,000	CashPrizesTotalEventsAmt
Non Cash Prizes Total Events	$280,956	NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events	$23,922	RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events	$191,760	FoodAndBeverageTotalEventsAmt
Entertainment Total Events	$1,700	EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events	$927,113	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$1,427,451	DirectExpenseSummaryEventsAmt
Net Income Summary	-$895,477	NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:

(I) NAME OF FUNDRAISER: GRENZEBACH GLIER & ASSOCIATES (I) ADDRESS OF FUNDRAISER: 401 N. MICHIGAN AVE, CHICAGO, IL 60611 (I) NAME OF FUNDRAISER: COOPER REEF ENTERPRISES (I) ADDRESS OF FUNDRAISER: 6965 EL CAMINO REAL, CARLSBAD, CA 92009 (I) NAME OF FUNDRAISER: P.W. FEATS, INC. (I) ADDRESS OF FUNDRAISER: 3 E. READ ST., BALTIMORE, MD 21202 (I) NAME OF FUNDRAISER: VIGET (I) ADDRESS OF FUNDRAISER: 202 RIGSBEE AVE., DURHAM, NC 27701 (I) NAME OF FUNDRAISER: STEADY FILM PRODUCTIONS, LLC. (I) ADDRESS OF FUNDRAISER: 404 EVERT DR., CARY, NC 27511 (I) NAME OF FUNDRAISER: CISYS LIFESCIENCES, INC. (I) ADDRESS OF FUNDRAISER: 8386-103 SIX FORKS RD., RALEIGH, NC 27615 (I) NAME OF FUNDRAISER: CREWS CONTROL CORPORATION (I) ADDRESS OF FUNDRAISER: 8161 MAPLE LAWN BLVD, FULTON, MD 20759 (I) NAME OF FUNDRAISER: CVENT, INC. (I) ADDRESS OF FUNDRAISER: 1765 GREENSBORO STATION PL., TYSONS CORNER, VA 22102 (I) NAME OF FUNDRAISER: THIS IS GROUND, LLC. (I) ADDRESS OF FUNDRAISER: 1447 2ND ST., SANTA MONICA, CA 90401 (I) NAME OF FUNDRAISER: STANFORD UNIVERSITY (I) ADDRESS OF FUNDRAISER: 450 SERRA MALL, STANFORD, CA 94305

SCHEDULE G, LINE 2(B), COLUMN (V)

DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH ENTITIES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(B), COLUMNS (I-V). THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEE FOR SERVICES RENDERED. THERE ARE NO AGREEMENTS THAT PROVIDE EXCLUSIVELY FOR EXPENSES, BUT NOT FOR PROFESSIONAL FUNDRAISING SERVICES.

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (77 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Non Cash AssistanceNonCashAssistanceAmt	Valuation Method UsedValuationMethodUsedDesc	Non Cash AssistanceNonCashAssistanceDesc	Purpose Of GrantPurposeOfGrantTxt	Cash GrantCashGrantAmt
ACTS OF THE APOSTLES FAITH
508 SUMMER BREEZE DRIVE	DURHAM	NC	27704	363789914	501(C)(3)	$6,475	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT
AMER SOC FOR BONE & MINERAL RE
2025 M ST NW SUITE 800	WASHINGTON	DC	20036	431123207	501(C)(3)				GENERAL SUPPORT	$31,050
AMERICAN CANCER SOCIETY
8300 HEALTH PARK SUITE 10	RALEIGH	NC	27615	131788491	501(C)(3)				GENERAL SUPPORT	$24,117
AMERICAN COUNCIL ON EDUCATION
PO BOX 418762	BOSTON	MA	022418762	530196573	501(C)(3)				GENERAL SUPPORT	$10,000
AMERICAN DANCE FESTIVAL
PO BOX 90772	DURHAM	NC	27708	060932294	501(C)(3)	$525	FMV	COMPUTER EQUIPMENT	GENERAL SUPPORT	$33,305
AMERICAN HEART ASSOCIATION
3131 RDU CENTER DR SUITE 100	MORRISVILLE	NC	27560	135613797	501(C)(3)				GENERAL SUPPORT	$10,100
AMERICAN MATHEMATICAL SOCIETY
PO BOX 6248	PROVIDENCE	RI	029042213	050264797	501(C)(3)				KARL MENGER AWARDS	$5,645
AMERICAN UNDERGROUND
201 W MAIN ST SUITE 100	DURHAM	NC	27701	205544239					GENERAL SUPPORT	$20,000
BOOK HARVEST
5802 BRISBANE DRIVE	CHAPEL HILL	NC	27514	452610533	501(C)(3)	$155	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT	$10,000
CALVARY MINISTRIES OF THE WEST END
PO BOX 51398	DURHAM	NC	277171398	561858174	501(C)(3)				GENERAL SUPPORT	$18,286
CARING & SHARING
1503 HARRELSON ROAD	CLARKTON	NC	28433	900905406	501(C)(3)	$10,500	FMV	COMPUTER EQUIPMENT	GENERAL SUPPORT
CHAMBER ORCHESTRA OF THE TRIAN
1213 E FRANKLIN STREET	CHAPEL HILL	NC	27514	561610461	501(C)(3)				COMMUNITY SUPPORT	$8,000
CHANGING A GENERATION WITH FACE
PO BOX 11587	DURHAM	NC	27703	562158704	501(C)(3)	$62,858	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT
CHAPEL HILL OUTREACH PROJECT
80 EASTOWNE DRIVE	CHAPEL HILL	NC	27514	582046321	501(C)(3)	$9,400	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT
CHILD EVANGELISM FELLOWSHIP INC
44 IONIA AVE S W	GRAND RAPIDS	MI	49502	561827691	501(C)(3)	$56,649	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT
CHURCH AT NC THE
5401 HADRIAN DRIVE	DURHAM	NC	27703	560556746	501(C)(3)	$56,118	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT
CHURCH WORLD SERVICE
212 S DUKE STREET	DURHAM	NC	27713	134080201	501(C)(3)	$12,446	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT	$1,399
CIRCLE OF SISTERHOOD FOUNDATIO
PO BOX 90257	INDIANAPOLIS	IN	46290	272393582	501(C)(3)				GENERAL SUPPORT	$5,006
CITY OF DURHAM
1900 CAMDEN AVENUE	DURHAM	NC	27704	566000225	GOV'T ENTITY	$20,153	FMV	MEDICAL/OFFICE EQUIPMENT	GENERAL SUPPORT	$750,109
CITY OF HOPE
1055 WILSHIRE BLVD 12TH FLOOR	LOS ANGELES	CA	90017	953435919	501(C)(3)				COMMUNITY SUPPORT	$10,000
COMMUNITY EMPOWERMENT FUND
180A E CAMERON AVE CB 5115	CHAPEL HILL	NC	27599	270428981	501(C)(3)	$765	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT	$20,550
DURHAM PUBLIC SCHOOLS
PO BOX 30002	DURHAM	NC	27702	566001021	GOV'T ENTITY	$2,490	FMV	OFFICE EQUIPMRNT	GENERAL SUPPORT	$160,512
DRESS FOR SUCCESS TRIANGLE NC
1058 WEST CLUB BLVD STE 634	DURHAM	NC	27701	262229898	501(C)(3)				COMMUNITY SUPPORT	$8,500
DURHAM ARTS COUNCIL
120 MORRIS ST	DURHAM	NC	277013242	560599829	501(C)(3)				COMMUNITY SUPPORT	$5,300
DURHAM COMMUNITY LAND TRUSTEES
1208 W CHAPEL HILL ST	DURHAM	NC	27701	561203878	501(C)(3)				COMMUNITY SUPPORT	$11,250
DURHAM ECONOMIC RESOURCE CENTER
PO BOX 2602	DURHAM	NC	27705	263742480	501(C)(3)	$310	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT	$9,500
DURHAM LITERACY CENTER
4235 UNIVERSITY DR SUITE 102	DURHAM	NC	27707	561479534	501(C)(3)				COMMUNITY SUPPORT	$8,150
DURHAM RESCUE MISSION
PO BOX 11858	DURHAM	NC	27703	581482590	501(C)(3)	$1,098	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT	$9,751
DURHAMS PARTNERSHIP FOR CHILDREN
1201 S BRIGGS AVE SUITE 210	DURHAM	NC	27703	561892432	501(C)(3)				COMMUNITY SUPPORT	$7,500
EL FUTURO INC
136 E CHAPEL HILL STREET	DURHAM	NC	27701	800122334	501(C)(3)				GENERAL SUPPORT	$19,600
EMILY KRZYZEWSKI FAMILY LIFE CENTER
904 W CHAPEL HILL STREET	DURHAM	NC	27701	562230469	501(C)(3)	$322	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT	$213,700
FAMILY HEALTH MINISTRIES
2344 OPERATIONS DRIVE STE 201	DURHAM	NC	27705	562206165	501(C)(3)	$10	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT	$12,000
FOOD BANK OF DURHAM
2700 ANGIER AVENUE	DURHAM	NC	27703	561283426	501(C)(3)	$400	FMV	COMPUTER EQUIPMENT	GENERAL SUPPORT	$3,000
FREEDOM HOUSE RECOVERY CENTER
104 NEW STATESIDE DRIVE	CHAPEL HILL	NC	27516	561082674	501(C)(3)	$245	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT
GENESIS HOME
PO BOX 25426	DURHAM	NC	27702	561633998	501(C)(3)				COMMUNITY SUPPORT	$15,513
GOD 1ST PEOPLE 2ND
953 E MAIN STREET	DURHAM	NC	27701	201412180	501(C)(3)	$87,275	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT
HABITAT FOR HUMANITY OF DURHAM
215 N CHURCH ST	DURHAM	NC	27701	581674794	501(C)(3)				COMMUNITY SUPPORT	$37,400
HERITAGE COLLEGIATE LEADERSHIP ACADEMY
1042 NC 305	AULANDER	NC	27805	461809428	501(C)(3)	$80,525	FMV	COMPUTER EQUIPMENT	GENERAL SUPPORT
HOPE WORLD WIDE - BOLIVIA
615 DOUGLAS STREET SUITE 601	DURHAM	NC	27705	043129839	501(C)(3)	$5,600	FMV	COMPUTER EQUIPMENT	GENERAL SUPPORT
INTER FAITH COUNCIL FOR SOCIAL SERVICES
110 W MAIN STREET	CARRBORO	NC	27510	591224041	501(C)(3)	$584	FMV	BEDDING	COMMUNITY SUPPORT	$5,000
INTER-FAITH FOOD SHUTTLE
1001 BLAIR DR	RALEIGH	NC	27620	561753180	501(C)(3)				COMMUNITY SUPPORT	$8,500
INTERNET2
PO BOX 7855	ANN ARBOR	MI	48107	522060187	501(C)(3)				GENERAL SUPPORT	$20,000
KESTREL HEIGHTS SCHOOL
4700 S ALSTON AVENUE	DURHAM	NC	27713	561996482	501(C)(3)	$9,490	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT
KRAMDEN INSTITUTE
4915 PROSPECTUS DRIVE	DURHAM	NC	27713	743108814	501(C)(3)	$15,000	FMV	COMPUTER EQUIPMENT	GENERAL SUPPORT
LUMBEE LAND DEVELOPMENT
6984 HWY 711	PEMBROKE	NC	28372	562247884	501(C)(3)	$8,000	FMV	COMPUTER EQUIPMENT	GENERAL SUPPORT
MAGIC BUS INDIA FOUNDATION
848 FOLSOM STREET SUITE 201	SAN FRANCISCO	CA	94107	273053614	501(C)(3)				FUNDRAISING	$8,000
MDC INC
307 W MAIN ST	DURHAM	NC	277013215	560894222	501(C)(3)				GENERAL SUPPORT	$5,500
NATIONAL HUMANITIES CENTER
7 ALEXANDER DRIVE	RTP	NC	27709	591735367	501(C)(3)				GENERAL SUPPORT	$90,000
NC MEDICAL SOCIETY
PO BOX 27167	RALEIGH	NC	276117167	560320130	501(C)(6)				GENERAL SUPPORT	$25,000
NC MUSEUM OF LIFE AND SCIENCE
433 MURRAY AVE	DURHAM	NC	27704	560938434	501(C)(3)				GENERAL SUPPORT	$30,000
NORTH CAROLINA STATE UNIVERSITY
COLLEGE OF EDUCATION BOX 7801	RALEIGH	NC	27695	566000756	GOV'T ENTITY				GENERAL SUPPORT	$32,000
PARTNERS FOR YOUTH
1309 HALLEY STREET	DURHAM	NC	27707	352206640	501(C)(3)	$221	FMV	OFFICE EQUIPMENT.	GENERAL SUPPORT	$19,536
PAUL R BROWN LEADERSHIP ACADEMY
1300 MARTIN LUTHER KING JR DRIVE	ELIZABETHTOWN	NC	28337	461760632	501(C)(3)	$14,000	FMV	COMPUTER EQUIPMENT	GENERAL SUPPORT
PRESERVATION DURHAM
PO BOX 25411	DURHAM	NC	27702	237361218	501(C)(3)				COMMUNITY SUPPORT	$11,000
RANGELAND SOLUTIONS INC
802 UNDERWOOD AVE APT 14C	DURHAM	NC	27701	464251113	501(C)(3)				ENVIRONMENTAL AWARD	$10,000
REACHING ALL MINDS ACADEMY
2703 HOLLOWAY STREET	DURHAM	NC	27703	300707967	501(C)(3)	$10,499	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT
REGENTS OF THE UNIV OF COLORADO
3100 MARINE STREET ROOM A448	BOULDER	CO	80309	846000555	501(C)(3)				FELLOWSHIP AWARD	$15,500
RESEARCH AMERICA
PO BOX 222451	CHANTILLY	VA	201532451	521609875	501(C)(3)				GENERAL SUPPORT	$50,000
RONALD MCDONALD HOUSE
506 ALEXANDER AVENUE	DURHAM	NC	27705	561220376	501(C)(3)	$50	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT	$5,200
SCOTT CARTER FOUNDATION
PO BOX 700448	TULSA	OK	741700448	731437230	501(C)(3)				COMMUNITY SUPPORT	$20,000
THE SCRAP EXCHANGE
1058 W CLUB BOULEVARD	DURHAM	NC	27701	561728718	501(C)(3)	$572	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT	$5,100
SECOND CHANCE OUTREACH EQUIPPING CENTER
300 LAKESIDE DRIVE	HILLSBOROUGH	NC	27278	263511708	501(C)(3)	$79,046	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT
SEEDS
706 GILBERT ST	DURHAM	NC	27701	561876445	501(C)(3)				COMMUNITY SUPPORT	$5,650
SENIOR PHARMASSIST INC
406 RIGSBEE AVE STE 201	DURHAM	NC	277012186	562084639	501(C)(3)				COMMUNITY SUPPORT	$17,195
SF ROBOTICS INC
410 CUTLER ST	RALEIGH	NC	27603	464439900					BORCHARDT AWARD	$10,000
SNCC LEGACY PROJECT
1716 VERBENA STREET NW	WASHINGTON	DC	20012	273057586	501(C)(3)				COMMUNITY SUPPORT	$12,000
STUDENT U
3116 ACADEMY RD	DURHAM	NC	27707	560538019	501(C)(3)				COMMUNITY SUPPORT	$33,000
SUN BOWL ASSOCIATION
4150 PINNACLE ST SUITE 100	EL PASO	TX	79902	741049051	501(C)(3)				GENERAL SUPPORT	$5,954
TRIANGLE COMMUNITY FOUNDATION
324 BLACKWELL ST SUITE 1220	DURHAM	NC	27701	561380796	501(C)(3)				COMMUNITY SUPPORT	$3,070,310
TROSA
1820 JAMES STREET	DURHAM	NC	27707	561861158	501(C)(3)	$117,430	FMV	HOUSING EQUIPMENT	GENERAL SUPPORT	$6,039
UNITED WAY OF GREATER TRIANGLE
5151 MCCRIMMON PARKWAY	MORRISVILLE	NC	27560	561949103	501(C)(3)	$20,000	FMV	COMPUTER EQUIPMENT	GENERAL SUPPORT	$4,000
UNIVERSITY OF ILLINOIS AT CHICAGO
809 S MARSHFIELD AVENUE	CHICAGO	IL	60612	376000511	501(C)(3)				SABBATICAL SUPPORT	$14,371
UNIVERSITY OF NORTH CAROLINA
104 AIRPORT DRIVE SUITE 2200	CHAPEL HILL	NC	275991350	566001393	GOV'T ENTITY				GENERAL SUPPORT	$36,594
URBAN MINISTRIES OF DURHAM
PO BOX 249	DURHAM	NC	27702	581505891	501(C)(3)	$650	FMV	OFFICE EQUIPMENT	GENERAL SUPPORT	$6,200
WAKE FOREST ELEMENTARY
136 W SYCAMORE AVENUE	WAKE FOREST	NC	27587	561137759	GOV'T ENTITY	$7,500	FMV	COMPUTER EQUIPMENT	GENERAL SUPPORT
WALLTOWN CHILDREN'S THEATRE
1225 BERKELEY STREET	DURHAM	NC	27705	562214825	501(C)(3)	$1,264	FMV	COMPUTER EQUIPMENT	GENERAL SUPPORT	$18,286
WESLEY FELLOWSHIP AT DUKE UNIV
P O BOX 90974	DURHAM	NC	27708	562023717	501(C)(3)				FELLOWSHIP AWARD	$15,183

Field	Value	IRS element (for citing)
Total501c3 Org	74	Total501c3OrgCnt
Total Other Org	3	TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (24 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
UNDERGRADUATE INSTITUTIONAL AWARDS	183	$2,178,588
INTERNSHIP STIPENDS	984	$2,486,552
GRADUATE STIPENDS	1922	$26,777,601
POSTDOCTORAL STIPENDS	40	$847,112
PREDOCTORAL STIPENDS	61	$745,478
UNDERGRADUATE STIPENDS	1089	$2,386,497
GRADUATE TUITION SCHOLARSHIPS	21	$44,962
PREDOCTORAL TUITION SCHOLARSHIPS	2	$3,925
UNDERGRADUATE TUITION SCHOLARSHIPS	96	$410,327
ATHLETIC GRADUATE SCHOLARSHIPS	11	$413,760
ATHLETIC UNDERGRADUATE SCHOLARSHIPS	590	$23,039,894
ENERGY CLUB CASE AWARD	11	$2,575
FOERSTER PRIZE	3	$2,500
HPREP SCHOLARSHIP	3	$1,500
MISCELLANEOUS AWARDS	26	$68,703
POSTER AWARD	14	$2,043
PROPOSAL AWARD	13	$7,500
STUDENT AWARD	202	$138,896
TEACHING AWARD	8	$1,200
WRITING CONTEST PRIZE	9	$1,050
UNDERGRADUATE SCHOLARSHIPS & STIPENDS	1836	$115,217,225
GRADUATE SCHOLARSHIPS & STIPENDS	3839	$81,511,193
POST DOCTORAL SCHOLARSHIPS & STIPENDS	7	$402,000
PRE DOCTORAL SCHOLARSHIPS & STIPENDS	2801	$48,577,044

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE I, PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN U.S. DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS WITHIN THE UNITED STATES. FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANTS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. STUDENTS' INSTITUTIONAL SCHOLARSHIPS AND FINANCIAL AID IS POSTED DIRECTLY TO THEIR BURSAR ACCOUNTS. THEREFORE, SUCH FUNDS ARE DIRECTLY APPLIED TO APPROPRIATE CHARGES WITHIN THE STUDENTS' ACCOUNTS. GRANT/FELLOWSHIP PAYMENTS ARE PROCESSED ACCORDING TO AWARD LETTERS, WHICH ARE REVIEWED AND SUBMITTED TO THE RECIPIENT IN ADVANCE OF ACCEPTING FOR THE APPLICABLE SEMESTER. EACH PAYMENT IS PREPARED ACCORDING TO THE AWARD LETTER BY A DEPARTMENTAL REPRESENTATIVE, WHICH IS THEN REVIEWED AND APPROVED BY A DEPARTMENTAL SUPERVISOR. PRIOR TO ISSUANCE, A FINAL REVIEW AND APPROVAL IS PROCESSED BY THE CENTRAL PAYMENT PROCESSING DEPARTMENT.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	Yes (X)	FirstClassOrCharterTravelInd
Travel For Companions	Yes (X)	TravelForCompanionsInd
Idemnification Gross Up Pmts	Yes (X)	IdemnificationGrossUpPmtsInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Personal Services	Yes (X)	PersonalServicesInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	0	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (22 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
RICHARD H BRODHEAD
TRUSTEE/PRESIDENT	$911,794	$0	$0	$0	$221,685	$0	$137,360	$0	$66,907	$0	$1,337,746	$0	$100,000	$0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	$475,872	$0	$0	$0	$17,500	$0	$31,860	$0	$42,776	$0	$568,008	$0	$0	$0
SALLY KORNBLUTH
PROVOST	$430,168	$0	$42,741	$0	$17,500	$0	$31,860	$0	$79,523	$0	$601,792	$0	$0	$0
RICHARD RIDDELL
VP & UNIVERSITY SECRETARY	$320,508	$0	$0	$0	$17,500	$0	$31,860	$0	$14,463	$0	$384,331	$0	$0	$0
TALLMAN TRASK III
EXECUTIVE VICE PRESIDENT	$638,442	$0	$0	$0	$17,500	$0	$31,860	$0	$21,639	$0	$709,441	$0	$0	$0
NANCY CATHERINE ANDREWS MD
VICE CHANCELLOR OF ACADEMIC AFFAIRS	$545,233	$0	$250,404	$0	$17,500	$0	$31,860	$0	$72,382	$0	$917,379	$0	$0	$0
ROBERT M CALIFF MD
VICE CHANCELLOR OF CLINICAL RESEARCH	$516,418	$0	$60,000	$0	$0	$0	$31,860	$0	$18,030	$0	$626,308	$0	$0	$0
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN., SOM	$388,986	$0	$151,658	$0	$17,500	$0	$31,860	$0	$23,413	$0	$613,417	$0	$0	$0
ALICE E GOULD
INVESTMENT MANAGER	$349,846	$0	$743,876	$0	$46,200	$0	$189,485	$0	$2,088	$0	$1,331,495	$0	$46,200	$0
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	$303,821	$0	$1,530	$0	$5,000	$0	$31,860	$0	$72,261	$0	$414,472	$0	$0	$0
LAURIE L PATTON
EX-DEAN, COLLEGE OF A & S	$384,573	$0	$0	$0	$17,500	$0	$31,860	$0	$6,907	$0	$440,840	$0	$0	$0
ERIC PETERSON
DIRECTOR, DCRI	$385,289	$0	$82,284	$0	$17,500	$0	$31,860	$0	$65,704	$0	$582,637	$0	$0	$0
JAMES S ROBERTS
EXEC VICE-PROVOST FIN & ADMIN	$328,694	$0	$1,000	$0	$624	$0	$31,860	$0	$8,594	$0	$370,772	$0	$0	$0
NEAL TRIPLETT
CHIEF INVESTMENT OFFICER	$635,945	$0	$1,792,694	$0	$251,250	$0	$499,048	$0	$17,229	$0	$3,196,166	$0	$233,750	$0
DAVID N CUTCLIFFE
COACH	$1,890,343	$0	$350,000	$0	$20,612	$0	$31,860	$0	$27,958	$0	$2,320,773	$0	$0	$0
MICHAEL B KASTAN
EXEC DIRECTOR, CANCER INSTITUTE	$707,654	$0	$224,597	$0	$0	$0	$31,860	$0	$15,649	$0	$979,760	$0	$0	$0
MICHAEL W KRZYZEWSKI
COACH	$1,975,190	$0	$1,393,867	$0	$646,411	$0	$1,511,164	$0	$23,843	$0	$5,550,475	$0	$492,500	$0
JOANNE MCCALLIE
COACH	$974,751	$0	$81,000	$0	$26,875	$0	$31,860	$0	$42,278	$0	$1,156,764	$0	$0	$0
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	$952,095	$0	$0	$0	$28,655	$0	$31,860	$0	$24,346	$0	$1,036,956	$0	$0	$0
VICTOR J DZAU
FORMER OFFICER	$553,095	$0	$4,035,460	$0	$3,412,838	$0	$31,860	$0	$9,301	$0	$8,042,554	$0	$3,115,749	$0
PETER LANGE
FORMER OFFICER	$605,872	$26,000	$0	$0	$17,500	$0	$31,860	$0	$9,701	$0	$664,933	$26,000	$0	$0
ALVIN L CRUMBLISS
FORMER KEY EMPLOYEE	$209,139	$0	$0	$0	$0	$0	$25,531	$0	$10,053	$0	$244,723	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART I, LINE 1A

CHARTER TRAVEL MICHAEL W. KRYZYZEWSKI HAS USED CHARTER TRAVEL SERVICES. TO THE EXTENT SUCH TRAVEL WAS NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN TAXABLE INCOME OF THE INDIVIDUAL. RICHARD H. BRODHEAD, A. EUGENE WASHINGTON, MD, TALLMAN TRASK III, AND ALICE E. GOULD USED FIRST CLASS TRAVEL SERVICES. SUCH TRAVEL WAS FOR BUSINESS PURPOSES AND NOT INCLUDED IN TAXABLE INCOME TO THE INDIVIDUALS. TRAVEL FOR COMPANIONS COMPANIONS HAVE TRAVELED WITH RICHARD H. BRODHEAD, MICHAEL W. KRZYZEWSKI, AND A. EUGENE WASHINGTON, MD. TO THE EXTENT IT WAS PERSONAL IN NATURE, SUCH AMOUNTS WERE INCLUDED IN THEIR TAXABLE INCOME. TAX INDEMNIFICATION JAMES S. ROBERTS RECEIVED SOME BENEFIT THAT WAS GROSSED UP TO COMPENSATE FOR WITHHOLDING OF TAXES. RESIDENCE FOR PERSONAL USE RICHARD H. BRODHEAD WAS PROVIDED WITH ON CAMPUS LIVING FACILITIES AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. ACCORDINGLY, SUCH LODGING IS NOT INCLUDED IN TAXABLE INCOME. PERSONAL SERVICES THE UNIVERSITY PROVIDES HOUSEKEEPING SERVICES TO MAINTAIN ALL UNIVERSITY FACILITIES, INCLUDING THE FACILITY USED BY THE UNIVERSITY'S PRESIDENT. IN ADDITION TO PROVIDING A PERSONAL RESIDENCE THAT IS FOR THE CONVENIENCE OF THE UNIVERSITY, THIS FACILITY IS USED THROUGHOUT THE YEAR FOR NUMEROUS DUKE RELATED FUNCTIONS. CLUB DUES NANCY CATHERINE ANDREWS, MD, DAVID N. CUTCLIFFE, AND JAMES SCOTT GIBSON WERE PROVIDED WITH CLUB MEMBERSHIPS. TO THE EXTENT THE DUES WERE CONSIDERED PERSONAL, THE AMOUNTS WERE INCLUDED IN TAXABLE INCOME. DUKE POLICY GOVERNS THE NATURE AND TYPE OF ALLOWABLE EXPENDITURES AND PAYMENTS, INCLUDING REQUIREMENTS TO PROVIDE SUPPORTING DOCUMENTATION DETAILING THE TRANSACTION AND BUSINESS PURPOSE. ANY APPROVED EXCEPTIONS TO POLICY ARE DOCUMENTED IN CORRESPONDENCE OR EMPLOYMENT AGREEMENTS.

PART I, LINE 4B

SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THE FOLLOWING INDIVIDUALS PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: NEAL F. TRIPLETT $233,750, ALICE E. GOULD $46,200, RICHARD BRODHEAD $200,000, MICHAEL W. KRZYZEWSKI $610,000, AND VICTOR J. DZAU MD $3,365,525. SUCH AMOUNTS WERE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F).

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
NC CAPITAL FACILITIES FINANCE AGENCY
A	561592154	65819GCF3	2005-06-24	$216,311,656	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
B	561592154	65819GDR6	2006-11-02	$397,964,337	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
C	561592154	65819GES3	2007-01-09	$128,278,030	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
D	561592154	65819GFT0	2009-02-25	$252,858,252	SEE PART VI	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	RetiredRetiredAmt	Total ProceedsTotalProceedsAmt	Capitalized InterestCapitalizedInterestAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Working Capital ExpendituresWorkingCapitalExpendituresAmt	Capital ExpendituresCapitalExpendituresAmt	Substantial CompletionSubstantialCompletionYr	Current RefundingCurrentRefundingInd	Advance RefundingAdvanceRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$119,115,000	$220,394,024	$8,738,412	$69,239,409	$1,647,641	$236,035	$140,532,528	2007	Yes (1)	0	Yes (1)	Yes (1)
B	$96,105,000	$405,128,364	$8,814,929	$262,529,247	$2,807,772		$130,976,419	2008	Yes (1)	Yes (1)	Yes (1)	Yes (1)
C	$33,000,000	$128,278,030		$127,234,526	$1,043,504			2004	0	Yes (1)	Yes (1)	Yes (1)
D		$253,158,413	$7,249,152	$109,568,000	$2,182,146		$134,159,115	2013	Yes (1)	0	0	Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Total Private Business UseTotalPrivateBusinessUsePct	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	Yes (1)
B	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00860	0.00860	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	Yes (1)
D	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00010	0.00010	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Term Of GICTermOfGICPct	Regulatory Safe Harbor StsfdRegulatorySafeHarborStsfdInd	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
MORGAN STANLEY & CO
A	0	0	0	Yes (1)	0	0	Yes (1)	1.800000000000	Yes (1)	Yes (1)	Yes (1)
MORGAN STANLEY & CO
B	0	0	0	Yes (1)	0	0	Yes (1)	1.900000000000	0	0	Yes (1)
(no name)
C	0	0	0	Yes (1)	0	0	0			0	Yes (1)
(no name)
D	0	0	0	Yes (1)	0	0	0			0	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)
C	Yes (1)
D	Yes (1)

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, SCHEDULE K, PART 1(C)	TAX-EXEMPT BOND CUSIP NUMBER OF TAX-EXEMPT BONDS BOND ISSUE (C): FORM 8038 LISTS THE CUSIP NUMBER AS 65819GEQ7, 65819GER5, 65819GES3. ALL CUSIPS HAVE THE SAME MATURITY DATE. BOND ISSUE (A2): FORM 8038 LISTS THE CUSIP NUMBER AS VARIOUS DUE TO THE NATURE OF THE NOTES ISSUED, I.E., COMMERCIAL PAPER. THE ISSUE CLOSED ON 7/16/2014 AND CUSIPS 65818WDR2, 65818WDJ0, 65818WDQ4, 65818WDL5, 65818WDH4, 65818WDD3, 65818WDM3, 65818WDK7, 65818WDP6, 65818WDN1, 65818X2Q4, 65818X2Q7, 65818X2M3, 65818X2P6, 65818X2R2, 65818X2N1 WERE OUTSTANDING AS OF 6/30/2015 UNDER THE NEW ISSUE.
FORM 990, SCHEDULE K, PART 1(E)	TAX-EXEMPT BONDS BOND ISSUE (A2): REPRESENTS MAXIMUM PRINCIPAL AMOUNT OF NEW MONEY COMMERCIAL PAPER NOTES ($837,502,000) AND FIRST GENERATION CURRENT REFUNDING COMMERICAL PAPER NOTES ($184,673,000) THAT CAN BE ISSUED PURSUANT TO THIS COMMERCIAL PAPER PROGRAM.
FORM 990, SCHEDULE K, PART 1(F)	PURPOSE OF TAX-EXEMPT BONDS BOND ISSUE (A): TO (1) REFUND $69,038,000 AGGREGATE PRINCIPAL AMOUNT OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED MARCH 17, 2005 TO PROVIDE INTERIM FINANCING FOR CONSTRUCTING AND EQUIPPING FOUR PROJECTS LOCATED ON THE WEST CAMPUS OF DUKE UNIVERSITY (2005A PROJECTS), AND (2) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2005A PROJECTS. BOND ISSUE (B): TO (1) REFUND THE OUTSTANDING 1996B BONDS ISSUED 7/9/1996, (2) REFUND A PORTION OF THE 2001A BONDS ISSUED 1/8/2002, (3) REFUND $92,699,000 AGGREGATE PRINCIPAL AMOUNT OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 9/18/2006 AND $3,260,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 20 PROJECTS LOCATED ON THE WEST AND EAST CAMPUS OF DUKE UNIVERSITY (2006A PROJECTS), AND (4) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF COST OF CONSTRUCTING AND EQUIPPING THE 2006A PROJECTS. BOND ISSUE (C): TO REFUND THE OUTSTANDING 2002A BONDS ISSUED 7/30/2002. BOND ISSUE (D): TO (1) REFUND $104,184,000 AGGREGATE PRINCIPAL OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 5/13/2008 AND $5,384,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 28 PROJECTS LOCATED ON WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY (2009B PROJECTS), AND (2) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2009B PROJECTS. BOND ISSUE (A2): COMMERCIAL PAPER PROGRAM, THE PURPOSES OF WHICH ARE TO (1) REFUND COMMERCIAL PAPER NOTES ISSUED UNDER A PRIOR PROGRAM WITH AN ISSUE DATE OF 6/16/2011, AND (2) FINANCE PROJECTS ON THE WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY. BOND ISSUE (B2): TO (1) REFUND A PORTION OF THE 2005A BONDS ISSUED 06/24/2005, (2) REFUND A PORTION OF THE 2006A BONDS ISSUED 11/02/2006, (3) REFUND A PORTION OF THE 2006B BONDS ISSUED 01/09/2007, (4) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2014A-C PROJECTS.
FORM 990, SCHEDULE K, PART II, LINE 13	TAX-EXEMPT BOND BOND ISSUE (A2): NO YEAR IS PROVIDED AT THIS TIME DUE TO NEW COMMERCIAL PAPER ISSUED IN THE CURRENT YEAR FOR PROJECTS THAT ARE NOT SUBSTANTIALLY COMPLETE. BOND ISSUE (B2): NO YEAR IS PROVIDED AT THIS TIME DUE TO 2014A-C PROJECTS THAT ARE NOT SUBSTANTIALLY COMPLETE.
FORM 990, SCHEDULE K, PART IV	TAX-EXEMPT BOND LINE 2 BOND ISSUE (A2): SALES PROCEEDS ALLOCATED UPON ISSUANCE AND NOT INVESTED. LINE 2C BOND ISSUE (A) - 6/24/2015 BOND ISSUE (B) - 11/1/2014 BOND ISSUE (C) - 1/1/2015 BOND ISSUE (D) - 2/1/2015 LINE 5D BOND ISSUE (B): ONLY TWO BIDS WERE RECEIVED FROM SIX PROVIDERS SOLICITED.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
NC CAPITAL FACILITIES FINANCE AGENCY
A	561592154	99VARIOUS	2014-07-16	$837,502,000	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
B	561592154	65819GJQ2	2014-10-23	$260,825,000	SEE PART VI	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCd	RetiredRetiredAmt	Total ProceedsTotalProceedsAmt	Refunding EscrowRefundingEscrowAmt	Capital ExpendituresCapitalExpendituresAmt	Current RefundingCurrentRefundingInd	Advance RefundingAdvanceRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	UnspentUnspentAmt
A	$5,712,000	$224,673,000	$184,673,000	$40,000,000	Yes (1)	0	0	Yes (1)
B		$260,825,000	$236,825,000		Yes (1)	0	0	Yes (1)	$951,754,075	$23,048,343

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Private Bus Concerning UBIPrivateBusConcerningUBIPct	Total Private Business UseTotalPrivateBusinessUsePct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	0	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	0.00000	0	0	Yes (1)
B	0	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00310		0.00310	0	0	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	0	0	0	0	Yes (1)	0	0	0	Yes (1)
B	0	Yes (1)	0	0	0	0	0	0	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)

Schedule L IRS990ScheduleL

Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp (2 entries)

Relationship With OrgRelationshipWithOrgTxt	Cash GrantCashGrantAmt	Type Of AssistanceTypeOfAssistanceTxt	Assistance PurposeAssistancePurposeTxt
1 RECIPIENT
SEE PART V	$750	GRANT	GENERAL SUPP.
1 RECIPIENT
SEE PART V	$5,000	GRANT	GENERAL SUPP.

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (5 entries)

Relationship DescriptionRelationshipDescriptionTxt	TransactionTransactionAmt	TransactionTransactionDesc	Sharing Of RevenuesSharingOfRevenuesInd
CYNTHIA BRODHEAD
SEE PART V	$164,745	SEE PART V	0
LORI LEACHMAN
SEE PART V	$56,280	SEE PART V	0
DEBORAH JAKUBS
SEE PART V	$300,500	SEE PART V	0
BERNARD MATHEY-PREVOT
SEE PART V	$158,745	SEE PART V	0
FELTON J CAPEL
SEE PART V	$525,785	SEE PART V	0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCH L, PART III, GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS:

(A) NUMBER OF RECIPIENTS: 1(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: GRANT SELECTION COMMITTEE MEMBER(C) AMOUNT OF GRANT: $750(D) TYPE OF ASSISTANCE: GRANT(E) PURPOSE OF ASSISTANCE: GENERAL SUPPORT(A) NUMBER OF RECIPIENTS: 1(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: GRANT SELECTION COMMITTEE MEMBER(C) AMOUNT OF GRANT: $5,000(D) TYPE OF ASSISTANCE: GRANT(E) PURPOSE OF ASSISTANCE: GENERAL SUPPORT

SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS:

(A) NAME OF INTERESTED PERSON: CYNTHIA BRODHEAD(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: CYNTHIA BRODHEAD IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $164,745(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: LORI LEACHMAN(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: LORI LEACHMAN IS A FAMILY MEMBER OF A DUKE UNIVERSITY FORMER OFFICER(C) AMOUNT OF TRANSACTION: $56,280(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: DEBORAH JAKUBS(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DEBORAH JAKUBS IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $300,500(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: BERNARD MATHEY-PREVOT(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: BERNARD MATHEY-PREVOT IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $158,745(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: FELTON J CAPEL(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FELTON CAPEL IS A FAMILY MEMBER OF A DUKE UNIVERSITY FORMER TRUSTEE(C) AMOUNT OF TRANSACTION: $525,785(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	32	ContributionCnt
Noncash Contributions Rpt F990	$355,573	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Books And Publications BooksAndPublicationsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$12,082	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	1239	ContributionCnt
Noncash Contributions Rpt F990	$55,075,849	NoncashContributionsRptF990Amt
Method Of Determining Revenues	MARKET QUOTE	MethodOfDeterminingRevenuesTxt

Secur Prtnrshp Trust Intrsts SecurPrtnrshpTrustIntrstsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	2	ContributionCnt
Noncash Contributions Rpt F990	$8,367,773	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenuesTxt

Collectibles CollectiblesGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	3	ContributionCnt
Noncash Contributions Rpt F990	$2,327,880	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (3 entries)

Non Cash CheckboxNonCashCheckboxInd	DescDesc	ContributionContributionCnt	Noncash Contributions Rpt F990NoncashContributionsRptF990Amt	Method Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)	EVENT TICKETS	1241	$186,183	FMV/FACE VALUE
Yes (X)	MISCELLANEOUS	101	$128,047	VARIOUS
Yes (X)	EQUIPMENT	9	$41,020	VARIOUS

Field	Value	IRS element (for citing)
Form8283 Received	12	Form8283ReceivedCnt
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	Yes (1)	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 32B:	FormAndLineReferenceDesc
Explanation	USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS DUKE UNIVERSITY USES INVESTMENT BROKERS TO SELL SECURITIES. DUKE UNIVERSITY MAY OCCASIONALLY USE THIRD PARTIES TO SELL OTHER TYPES OF NON-CASH CONTRIBUTIONS, AS THE NEED ARISES.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (10 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART III, LINE 1	ORGANIZATION'S MISSION "JAMES B. DUKE'S FOUNDING INDENTURE OF DUKE UNIVERSITY DIRECTED THE MEMBERS OF THE UNIVERSITY TO 'PROVIDE REAL LEADERSHIP IN THE EDUCATIONAL WORLD' BY CHOOSING INDIVIDUALS OF 'OUTSTANDING CHARACTER, ABILITY, AND VISION' TO SERVE AS ITS OFFICERS, TRUSTEES AND FACULTY; BY CAREFULLY SELECTING STUDENTS OF 'CHARACTER, DETERMINATION AND APPLICATION; AND BY PURSUING THOSE AREAS OF TEACHING AND SCHOLARSHIP THAT WOULD 'MOST HELP TO DEVELOP OUR RESOURCES, INCREASE OUR WISDOM, AND PROMOTE HUMAN HAPPINESS.' "TO THESE ENDS, THE MISSION OF DUKE UNIVERSITY IS TO PROVIDE A SUPERIOR LIBERAL EDUCATION TO UNDERGRADUATE STUDENTS, ATTENDING NOT ONLY TO THEIR INTELLECTUAL GROWTH BUT ALSO THEIR DEVELOPMENT AS ADULTS COMMITTED TO HIGH ETHICAL STANDARDS AND FULL PARTICIPATION AS LEADERS IN THEIR COMMUNITIES; TO PREPARE FUTURE MEMBERS OF THE LEARNED PROFESSIONS FOR LIVES OF SKILLED AND ETHICAL SERVICE BY PROVIDING EXCELLENT GRADUATE AND PROFESSIONAL EDUCATION; TO ADVANCE THE FRONTIERS OF KNOWLEDGE AND CONTRIBUTE BOLDLY TO THE INTERNATIONAL COMMUNITY OF SCHOLARSHIP; TO PROMOTE AN INTELLECTUAL ENVIRONMENT BUILT ON A COMMITMENT TO FREE AND OPEN INQUIRY; TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH, THROUGH SOPHISTICATED MEDICAL RESEARCH AND THOUGHTFUL PATIENT CARE; TO PROVIDE WIDE RANGING EDUCATIONAL OPPORTUNITES, ON AND BEYOND OUR CAMPUSES, FOR TRADITIONAL STUDENTS, ACTIVE PROFESSIONALS AND LIFE-LONG LEARNERS USING THE POWER OF INFORMATION TECHNOLOGIES; AND TO PROMOTE A DEEP APPRECIATION FOR THE RANGE OF HUMAN DIFFERENCE AND POTENTIAL, A SENSE OF THE OBLIGATIONS AND REWARDS OF CITIZENSHIP, AND A COMMITMENT TO LEARNING, FREEDOM AND TRUTH. "BY PURSUING THESE OBJECTIVES WITH VISION AND INTEGRITY, DUKE UNIVERSITY SEEKS TO ENGAGE THE MIND, ELEVATE THE SPIRIT, AND STIMULATE THE BEST EFFORT OF ALL WHO ARE ASSOCIATED WITH THE UNIVERSITY; TO CONTRIBUTE IN DIVERSE WAYS TO THE LOCAL COMMUNITY, THE STATE, THE NATION AND THE WORLD; AND TO ATTAIN AND MAINTAIN A PLACE OF REAL LEADERSHIP IN ALL THAT WE DO."
FORM 990, PART V, LINE 3B	THE ORGANIZATION DID NOT HAVE UNRELATED BUSINESS GROSS INCOME OF $1,000 OR MORE DURING THE FISCAL YEAR ENDED JUNE 30, 2015. THEREFORE, FORM 990-T IS NOT REQUIRED FOR THE FISCAL YEAR ENDED JUNE 30, 2015.
FORM 990, PART VI, SECTION A, LINE 2	TRUSTEES JANET HILL AND DAVID M. RUBENSTEIN ARE BOTH DIRECTORS OF THE CARLYLE GROUP.
FORM 990, PART VI, SECTION A, LINE 7A	OF THE 36 ELECTED TRUSTEES FOR DUKE UNIVERSITY, TWELVE ARE ELECTED BY THE NORTH CAROLINA CONFERENCE OF THE UNITED METHODIST CHURCH AND ANOTHER TWELVE ARE ELECTED BY THE WESTERN NORTH CAROLINIA CONFERENCE OF THE UNITED METHODIST CHURCH.
FORM 990, PART VI, SECTION B, LINE 11	DUKE UNIVERSITY'S DRAFT FORM 990 IS DISTRIBUTED TO THE AUDIT COMMITTEE OF THE UNIVERSITY TRUSTEES IN ADVANCE OF THE MEETING. AT THE MEETING, THE DUKE UNIVERSITY TAX SENIOR DIRECTOR, THE PERSON RESPONSIBLE FOR THE PREPARATION OF THE UNIVERSITY'S FORM 990, REVIEWS THE FORM 990 WITH THE COMMITTEE. THE COMMITTEE IS OFFERED AN OPPORTUNITY TO ASK QUESTIONS BOTH AT THE MEETING AND ANYTIME THEREAFTER BY CONTACTING THE TAX SENIOR DIRECTOR OR DUKE UNIVERSITY'S TAX ATTORNEY, WHO IS ALSO INVOLVED WITH THE PREPARATION OF DUKE UNIVERSITY'S FORM 990. SUBSEQUENTLY, A DRAFT FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES OF THE UNIVERSITY PRIOR TO FILING AND IN ADVANCE OF A MEETING. THERE IS OPPORTUNITY FOR THE TRUSTEES TO ASK QUESTIONS OF THE TAX SENIOR DIRECTOR AND UNIVERSITY COUNSEL AT THE MEETING OR ANYTIME THEREAFTER.
FORM 990, PART VI, SECTION B, LINE 12C	THE PRESIDENT, OFFICERS, AND EMPLOYEES WITH ADMINISTRATIVE RESPONSIBILITIES SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS TOUCHING UPON THEIR DUTIES TO DUKE UNIVERSITY AND ITS PROPERTY. IN THEIR DEALINGS WITH AND ON BEHALF OF THE INSTITUTION, THEY SHALL BE HELD TO A STRICT RULE OF HONEST AND FAIR DEALINGS BETWEEN THEMSELVES AND THE UNIVERSITY. THEY SHALL NOT USE THEIR POSITIONS, OR KNOWLEDGE GAINED THEREFROM, IN SUCH A WAY THAT A MATERIAL CONFLICT WOULD ARISE BETWEEN THE INTEREST OF THE UNIVERSITY AND THAT OF THE INDIVIDUAL. COMPLIANCE IS MONITORED WITH AN ANNUAL SURVEY. IDENTIFIED CONFLICTS ARE ANALYZED AND MANAGED ACCORDINGLY.
FORM 990, PART VI, SECTION B, LINE 15	THE DUKE UNIVERSITY COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE DUKE UNIVERSITY BOARD OF TRUSTEES, REVIEWS AND APPROVES ALL EXECUTIVE COMPENSATION FOR ALL DISQUALIFIED PERSONS AND OTHER KEY EMPLOYEES. DUKE UNIVERSITY HAS ADOPTED A STATEMENT OF COMPENSATION PHILOSOPHY THAT ARTICULATES BROAD OBJECTIVES TO HELP GUIDE THE DUKE UNIVERSITY COMPENSATION COMMITTEE IN ITS MISSION. THE DUKE UNIVERSITY COMPENSATION COMMITTEE ENGAGES THE SERVICES OF AN OUTSIDE EXECUTIVE COMPENSATION CONSULTING FIRM TO ESTABLISH COMPARABILITY DATA OF OTHER UNIVERSITIES OF SIMILAR SIZE AND COMPLEXITY AS DUKE UNIVERSITY. THE DUKE UNIVERSITY COMPENSATION COMMITTEE REVIEWS THE MARKET ANALYSIS THEN DETERMINES THE REASONABLENESS AND APPROPRIATENESS OF ALL ASPECTS OF EXECUTIVE COMPENSATION. THE DELIBERATIONS AND CONCLUSIONS OF THE DUKE UNIVERSITY COMPENSATION COMMITTEE ARE KEPT BY THE UNIVERSITY SECRETARY WHO RECORDS THE MINUTES OF THE COMMITTEE MEETING.
FORM 990, PART VI, SECTION C, LINE 18	DUKE UNIVERSITY'S FORM 990 IS AVAILABLE TO THE PUBLIC ON WWW.GUIDESTAR.ORG. GUIDESTAR INDEPENDENTLY POSTS TAX-EXEMPT ORGANIZATION'S FORM 990'S ON THEIR WEBSITE, OBTAINED FROM THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION C, LINE 19	DUKE UNIVERSITY'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE UNIVERSITY MAKES ITS ORGANIZING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE. DUKE UNIVERSITY'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE LOCATED AT HTTPS://FINANCE.DUKE.EDU/RESOURCES/DOCS/FINANCIAL_REPORTS.PDF
FORM 990, PART XI, LINE 9:	CHANGES RELATED TO NONCONTROLLING INT -1,122,052,544. CHANGES IN PERPETUAL TRUSTS & SPLIT INT AGREEMENTS 21,900,850. TRANSFER FROM DUHS 161,000,000. NONPERIODIC CHANGE IN BENEFIT PLANS -12,806,403. OTHER CHANGES -7,473,221.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (2 entries)

Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	Total IncomeTotalIncomeAmt	End Of Year AssetsEndOfYearAssetsAmt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Legal Domicile StateLegalDomicileStateCd
DUKE UK TRUST LIMITED
19 NORCOTT ROAD	LONDON	UK	N167EJ	980555714	DEVELOPMENT	UK	$619,957	$48,478	DUKE UNIVERSITY
LTPPMCO LLC
					INVESTMENTS		$721,940	$0	DUKE UNIVERSITY	280 S MANGUM STREET STE 210	DURHAM	NC	27701	NC

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (39 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd	EINEIN	Direct Controlling NADirectControllingNACd
AMER ASSOC FOR GIFTED CHILDREN - 56-1686219
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)
ANGIER B DUKE MEMORIAL INC
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	SCHOLARSHIPS	NC	501(C)(3)	11 TYPE III-O	DUKE ENDOWMENT	0	136113895
ASSOCIATED HEALTH SVCS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561845329
ATLANTIC COAST CONFERENCE
PO DRAWER ACC	GREENSBORO	NC	27417	ATHLETIC	NC	501(C)(3)	11 TYPE 1		0	560599082	N/A
C A CANNON CHAR TRUST NO 3
1525 W WT HARRIS BLVD D1114	CHARLOTTE	NC	28288	SUPPORT	NC	501(C)(3)	11 TYPE III-O		0	581360259	N/A
DAVID H MURDOCK RESEARCH INSTITUTE
150 RESEARCH CAMPUS DR	KANNAPOLIS	NC	28081	RESEARCH	NC	501(C)(3)	11 TYPE 1		0	208730759	N/A
DU SPECIAL VENTURES FUND INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561465177
DUKE ALUMNI ASSOCIATION INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561594088
DUKE CORPORATE EDUCATION
310 BLACKWELL ST	DURHAM	NC	27701	EDUCATION	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	421672476
DUKE GIFT PROPERTIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211078
DUKE GLOBAL INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	611588319
DUKE HOSPITAL AUXILIARY INC
PO BOX 2895	DURHAM	NC	27710	SUPPORT	NC	501(C)(3)	11 TYPE III-O		0	561825604	N/A
DUKE MEDICINE GLOBAL SUPP CORP- 61-1593721
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE SCHOLARLY EXHIBITS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561701245
DUKE UNIV AFFILIATED PHYSICIANS
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561902501
DUKE UNIV PHILANTHROPIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211099
DUKE UNIV SCH OF MED RESEARCH FDN 56-2247203
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE UNIVERSITY HEALTH SYSTEM INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	LINE 3	DUKE UNIVERSITY	Yes (1)	562070036
DUMAC INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	900754895
DURHAM ASSET MGMT COMPANY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561757238
DURHAM REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917936
GOTHIC CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561776668
GOTHIC HSP CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	271325761
HIGH POINT REALTY ASSOCIATES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917939
INNOVATIONS IN HEALTHCARE INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	320358709
KATHRINE R EVERETT CHARITABLE
PO BOX 3001	DURHAM	NC	27715	SUPPORT	NC	501(C)(3)	11 TYPE 1		0	566473809	N/A
NANALINE H DUKE TRUST
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	MED. SUPPORT	NY	501(C)(3)	11 TYPE III-O	DUKE ENDOWMENT	0	237270511
RESEARCH TRIANGLE INSTITUTE
PO BOX 12194	RTP	NC	27709	RESEARCH	NC	501(C)(3)	11 TYPE III-O		0	560686338	N/A
RUTH K BROAD BIOMED RES FDN
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	650045051
SMITHSHAVER LAW SCHOOL SCHOLARSHIP FUND
ONE WEST FOURTH ST STE 1200	WINSTONSALEM	NC	27101	SCHOLARSHIPS	NC	501(C)(3)	11 TYPE 1		0	202749954	N/A
THE CTR FOR DOCUMENTARY STUDIES
1317 PETTIGREW STREET	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561655039
THE LORD FDN OF NORTH CAROLINA
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561415423
DUKE INTEGRATED NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	463129771
DUKE QUALITY NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	461340679
DUKE JANJUN SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	471150667
DUKE JULDEC SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	471143245
DUKE ALLMO SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	471133466
DUKE ANGEL NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	475555092
JOSIAH C TRENT MEMORIAL FOUNDATION INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE III-O		0	561185148	N/A

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (16 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Predominant Income TypePredominantIncomeTypeTxt	Disproportionate AllocationsDisproportionateAllocationsInd	General Or Managing PartnerGeneralOrManagingPartnerInd
AVENUE BLUE TC FD 27-4011571
PARK AVENUE	NEW YORK	NY	10022	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PTR LLC 20-8075455
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	GA	N/A	N/A	0	0
CANYON BLUE INV FD 27-0186996
AVE OF STARS	LA	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
CD FUND LP - 27-0130641
MCKINNEY AVE	DALLAS	TX	75201	INVESTMENTS	TX	N/A	N/A	0	0
LIQUID REALTY PTR 05-0537755
LINDA MESA	DANVILLE	CA	94526	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT 27-2994514
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL-BLUE RGNT 45-3626577
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
OCTAVIAN BLUE FD 27-2408711
5TH AVENUE	NY	NY	10151	INVESTMENTS	DE	N/A	N/A	0	0
SBER LUCKY STRIKE 20-3891303
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
TAIYO BLUE FUND LP 80-0613746
5300 CARILLON POINT	KIRKLAND	WA	98033	INVESTMENTS	DE	N/A	N/A	0	0
MANGUM LLC - 46-1275587
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
MANGUM II LLC - 46-5135858
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	N/A	N/A	0	0
LS INVESTOR LLC 20-3891381
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
DILWEG BLUE PF LP 47-1225569
5310 S ALSTON AVE STE 210	DURHAM	NC	27713	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT IV 47-2172270
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE CHP PT 35-2503856
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (25 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Entity TypeEntityTypeTxt	Controlled OrganizationControlledOrganizationInd	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	Province Or StateForeignAddress/ProvinceOrStateNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	OwnershipOwnershipPct
DUKE CE LS INC
310 BLACKWELL STREET	DURHAM	NC	27701	202004016	REAL ESTATE	NC	N/A	C	0
DUKE CORP EDU INDIA PRIVATE
				421672476	CONSULTING		N/A	C	0	ACADEMIC BLOCK NEW CAMPUS	VASTRAPUR	AHMEDABAD	IN	380015	IN
DUKE CORPORATE EDUCATION LIM
				421672476	EDU CONSULT		N/A	C	0	165 FLEET STREET	LONDON		UK	EC4A 2DY	UK
DUKE CORPORATE EDUCATION RSA
				421672476	CONSULTING		N/A	C	0	GROUND FLOOR TWICKEHNHAM BLDG	BRYANSTON	JOHANNESBURG	SF	02021	SF
DUKE GLOBAL CONSULTING (KUNSHAN)
					CONSULTING		N/A	C	0	1666 WEI CHEN NAN RD	KUNSHAN PR	KUNSHAN	CH	215300	CH
DUKE MEDICAL STRATEGIES INC
2200 WEST MAIN STREET STE 920	DURHAM	NC	27705	561993799	HEALTHCARE	NC		C	Yes (1)							DUKE UNIVERSITY	$75,130	$328,348	1.00000
DUKE MEDICINE ASIA PTE LTD
					MEDICAL RESEARCH		N/A	C	0	5 SHENTON WAY 07-00 UIC BLD	SING		SN	0688	SN
DUKE UNIV QUADRANGLE FUND
PO BOX 185	PITTSBURGH	PA	152300185	566218971	INVESTMENTS	PA	N/A	T	0
DUKE UNIVERSITY TOWER FUND
PO BOX 185	PITTSBURGH	PA	152300185	566147362	INVESTMENTS	PA	N/A	T	0
DURHAM CASUALTY COMPANY LTD
				980113277	INSURANCE		N/A	C	0	AON HOUSE 30 WOODBOURNE AVE	PEMBROKE		BD	HM 08	BD
DUSVF EUROPEAN LP
				980346042	INVESTMENTS		N/A	C	0	7 CAVENDISH SQUARE	LONDON		UK	W1G 0PE	UK
GOTHIC INTERNATIONAL LTD
					INVESTMENTS		N/A	C	0	113 S CHURCH STREET QUEENSGATE HOU	GRAND CAYMAN		CJ	KY1-1108	CJ
JOHN & PATRICIA KOSKINEN CLUT
PO BOX 185	PITTSBURGH	PA	152300185	566532340	INVESTMENTS	PA	N/A	T	0
MARATHON BLUE CAYMAN FUND
					INVESTMENTS		N/A	C	0	89 NEXUS WAY PO BOX 31106	GRAND CAYMAN		CJ	KY1-1205	CJ
GHI HOLDINGS MAURITIUS
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI ERP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI HSP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI JBD LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI LTP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
QUORUM FUND LIMITED
					INVESTMENTS		N/A	C	0	PO BOX 1043 GEORGE TOWN	GRAND CAYMAN		CJ	KY1-1102	CJ
DUKE CE (SEA) PRIVATE LIMITED
					SUPPORT		N/A	C	0	1 RAFFLES PLACE TOWER 2	SINGAPORE		SN	048616	SN
MCP PRIVATE CAPITAL (FEEDER) FUND I LP
					INVESTMENTS		N/A	C	0	6 RUE GABRIEL LIPPMAN	LUXEMBOURG		LU	L-5365	LU
DUKE INDIA SERVICES PRIVATE LIMITED
					MEDICAL RESEARCH		N/A	C	0	302 PRIDE ELITE 10 MUSEUM ROAD	BANGALORE	KARNATAKA	IN	560001	IN
HEALTH SYSTEM MEDICAL STRATEGIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	562222444	HEALTHCARE	NC		C	Yes (1)							DUHS INC
ALTOS HYBRID D LLC
2882 SAND HILL ROAD SUITE 100	MENLO PARK	CA	94025		INVESTMENTS	DE	N/A	C	0

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	Yes (1)	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	Yes (1)	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	Yes (1)	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	Yes (1)	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	0	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	0	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	0	SharingOfFacilitiesInd
Paid Employees Sharing	0	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (1)	TransferToOtherOrgInd
Transfer From Other Org	Yes (1)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (24 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
THE RUTH K BROAD BIOMEDICAL RESEARCH FOUNDATION
C	$415,316	FMV
THE LORD FOUNDATION OF NORTH CAROLINA
C	$1,204,950	FMV
HIGH POINT REALTY ASSOCIATES INC
C	$2,712,000	FMV
GOTHIC CORPORATION
S	$2,054,614,395	FMV
GOTHIC CORPORATION
R	$1,758,832,147	FMV
DURHAM ASSET MANAGEMENT COMPANY INC
C	$3,478,748	FMV
DURHAM ASSET MANAGEMENT COMPANY INC
B	$1,275,522	FMV
DUKE UNIVERSITY SPECIAL VENTURES FUND INC
S	$131,257	FMV
DUKE UNIVERSITY PHILANTHROPIES INC
C	$699,606	FMV
DUKE UNIVERSITY HEALTH SYSTEM INC
S	$230,830,420	FMV
DUKE SCHOLARLY EXHIBITS INC
B	$95,000	FMV
DUKE GIFT PROPERTIES INC
C	$665,174	FMV
DUKE MEDICINE GLOBAL SUPPORT CORPORATION
C	$1,300,000	FMV
DUKE ALUMNI ASSOCIATION INC
B	$200,500	FMV
DUKE GLOBAL INC
C	$8,038,697	FMV
DUKE GLOBAL INC
B	$1,982,578	FMV
DUKE MEDICINE GLOBAL SUPPORT CORPORATION
B	$96,335	FMV
DUKE CORPORATE EDUCATION
A	$1,000,000	FMV
DUKE ALLMO SERVICES INC
D	$2,976,592	FMV
DUKE JULDEC SERVICES INC
D	$1,330,675	FMV
DUKE JANJUN SERVICES INC
D	$1,081,514	FMV
DUKE UNIVERSITY SCHOOL OF MEDICINE RESEARCH FOUNDATION
B	$728,793	FMV
DUKE HOSPITAL AUXILIARY
C	$58,976	FMV
DUMAC INC
R	$9,906,756	FMV