FINRA INVESTOR EDUCATION FOUNDATION: Form 990, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- FINRA INVESTOR EDUCATION FOUNDATION (EIN 20-0863779)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-11-08
- IRS object ID
- 201643139349301644
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-11-08T16:19:56-06:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1900 SCRIPPS CENTER 312 WALNUT ST | AddressLine1Txt |
| City | CINCINNATI | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 45202 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 200863779 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FINRA INVESTOR EDUCATION FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % JENNIFER P MITCHELL | InCareOfNm |
| Business Name Control | FINR | BusinessNameControlTxt |
| Phone | 2027288949 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1735 K STREET NW | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 200061506 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROBERT A RENNER | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Phone | 2403865303 | PhoneNum |
| Signature | 2016-11-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JULIE L SPARKS | PreparerPersonNm |
| PTIN | P01268401 | PTIN |
| Phone | 5136121400 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | GERALDINE M WALSH | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1735 K STREET NW | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 200061506 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $81,300,400 | GrossReceiptsAmt |
| Group Return For Affiliates | false | GroupReturnForAffiliatesInd |
| Organization501c | Yes (X) | Organization501cInd |
| Website Address | WWW.FINRAFOUNDATION.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 2004 | FormationYr |
| Legal Domicile State | DE | LegalDomicileStateCd |
| Activity Or Mission | THE MISSION IS TO PROVIDE UNDERSERVED AMERICANS WITH THE KNOWLEDGE, SKILLS AND TOOLS NECESSARY FOR FINANCIAL SUCCESS THROUGHOUT LIFE. | ActivityOrMissionDesc |
| Voting Members Governing Body | 7 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 6 | VotingMembersIndependentCnt |
| Total Employee | 0 | TotalEmployeeCnt |
| Total Volunteers | 6 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| PY Contributions Grants | $1,750,923 | PYContributionsGrantsAmt |
| CY Contributions Grants | $50,760,645 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $0 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $0 | CYProgramServiceRevenueAmt |
| PY Investment Income | $1,071,632 | PYInvestmentIncomeAmt |
| CY Investment Income | $4,560,247 | CYInvestmentIncomeAmt |
| PY Other Revenue | $0 | PYOtherRevenueAmt |
| CY Other Revenue | $0 | CYOtherRevenueAmt |
| PY Total Revenue | $2,822,555 | PYTotalRevenueAmt |
| CY Total Revenue | $55,320,892 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $3,234,757 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $3,100,430 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $0 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $0 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $7,245,399 | PYOtherExpensesAmt |
| CY Other Expenses | $5,632,704 | CYOtherExpensesAmt |
| PY Total Expenses | $10,480,156 | PYTotalExpensesAmt |
| CY Total Expenses | $8,733,134 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | -$7,657,601 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $46,587,758 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $32,365,620 | TotalAssetsBOYAmt |
| Total Assets EOY | $74,291,756 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $1,055,785 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $253,337 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $31,309,835 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $74,038,419 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | THE MISSION IS TO PROVIDE UNDERSERVED AMERICANS WITH THE KNOWLEDGE, SKILLS AND TOOLS NECESSARY FOR FINANCIAL SUCCESS THROUGHOUT LIFE. | MissionDesc |
| Significant New Program Srvc | false | SignificantNewProgramSrvcInd |
| Significant Change | false | SignificantChangeInd |
| Expense | $4,146,806 | ExpenseAmt |
| Grant | $2,911,095 | GrantAmt |
| Desc | EXPAND GRASSROOTS CAPACITY FOR FINANCIAL EDUCATION - SEE SCHEDULE O | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $2,518,696 | ExpenseAmt |
| Grant | $50,000 | GrantAmt |
| Desc | PROTECT CONSUMERS FROM FINANCIAL FRAUD - SEE SCHEDULE O | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $1,330,289 | ExpenseAmt |
| Desc | ENSURE MILITARY FINANCIAL READINESS - SEE SCHEDULE O | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Prog Srvc Expense | $416,010 | TotalOtherProgSrvcExpenseAmt |
| Total Other Prog Srvc Grant | $139,335 | TotalOtherProgSrvcGrantAmt |
| Total Program Service Expenses | $8,411,801 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | false | DescribedInSection501c3Ind |
| Schedule B Required | Yes (true) | ScheduleBRequiredInd |
| Political Campaign Acty | false | PoliticalCampaignActyInd |
| Subject To Proxy Tax | false | SubjectToProxyTaxInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Conservation Easements | false | ConservationEasementsInd |
| Collections Of Art | false | CollectionsOfArtInd |
| Credit Counseling | false | CreditCounselingInd |
| Temp Or Permanent Endowments | false | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | false | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (true) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | false | ReportProgramRelatedInvstInd |
| Report Other Assets | false | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (true) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (true) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | Yes (true) | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (true) | ConsolidatedAuditFinclStmtInd |
| School Operating | false | SchoolOperatingInd |
| Foreign Office | false | ForeignOfficeInd |
| Foreign Activities | false | ForeignActivitiesInd |
| More Than5000 K To Org | false | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividualsInd |
| Professional Fundraising | false | ProfessionalFundraisingInd |
| Fundraising Activities | false | FundraisingActivitiesInd |
| Gaming Activities | false | GamingActivitiesInd |
| Operate Hospital | false | OperateHospitalInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Schedule J Required | Yes (true) | ScheduleJRequiredInd |
| Tax Exempt Bonds | false | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | false | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | false | PYExcessBenefitTransInd |
| Loan Outstanding | false | LoanOutstandingInd |
| Grant To Related Person | false | GrantToRelatedPersonInd |
| Business Rln With Org Mem | false | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | false | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | false | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | Yes (true) | DeductibleNonCashContriInd |
| Deductible Art Contribution | false | DeductibleArtContributionInd |
| Terminate Operations | false | TerminateOperationsInd |
| Partial Liquidation | false | PartialLiquidationInd |
| Disregarded Entity | false | DisregardedEntityInd |
| Related Entity | Yes (true) | RelatedEntityInd |
| Related Organization Ctrl Ent | false | RelatedOrganizationCtrlEntInd |
| Activities Conducted Prtshp | false | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (true) | ScheduleORequiredInd |
| IRP Document | 7 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (true) | BackupWthldComplianceInd |
| Employee | 0 | EmployeeCnt |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | false | ForeignFinancialAccountInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | false | TaxablePartyNotificationInd |
| Nondeductible Contributions | false | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | false | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | false | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 7 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 6 | IndependentVotingMemberCnt |
| Family Or Business Rln | false | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | false | DelegationOfMgmtDutiesInd |
| Change To Org Documents | Yes (true) | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | Yes (true) | MembersOrStockholdersInd |
| Election Of Board Members | Yes (true) | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | Yes (true) | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (true) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (true) | MinutesOfCommitteesInd |
| Officer Mailing Address | false | OfficerMailingAddressInd |
| Local Chapters | false | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (true) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (true) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (true) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (true) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (true) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (true) | DocumentRetentionPolicyInd |
| Compensation Process CEO | false | CompensationProcessCEOInd |
| Compensation Process Other | false | CompensationProcessOtherInd |
| Investment In Joint Venture | false | InvestmentInJointVentureInd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JENNIFER P MITCHELL | PersonNm |
| Phone | 2027288949 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1735 K STREET NW | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 200061506 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | Yes (X) | InfoInScheduleOPartVIIInd |
Form990 Part VII Section A Form990PartVIISectionAGrp (11 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | OfficerOfficerInd | Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd |
|---|---|---|---|---|---|---|---|---|
| RICHARD G KETCHUM | ||||||||
| CHAIRMAN | 1.0 | 59.0 | Yes (X) | $0 | $2,821,159 | $92,784 | ||
| JAYNE W BARNARD | ||||||||
| BOARD MEMBER | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| JOHN T DOOLEY | ||||||||
| BOARD MEMBER | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| IDALIA P FERNANDEZ | ||||||||
| BOARD MEMBER | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| ROBERT W SCULLY | ||||||||
| BOARD MEMBER | 1.0 | 0.0 | Yes (X) | $0 | $80,409 | $0 | ||
| SHARON P SMITH | ||||||||
| BOARD MEMBER | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| G DONALD STEEL | ||||||||
| BOARD MEMBER | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| GERALDINE M WALSH | ||||||||
| PRESIDENT | 48.0 | 12.0 | $0 | $528,479 | $99,364 | Yes (X) | ||
| EILEEN M FAMIGLIETTI | ||||||||
| TREASURER | 6.0 | 54.0 | $0 | $399,890 | $84,992 | Yes (X) | ||
| JENNIFER P MITCHELL | ||||||||
| CORPORATE SECRETARY | 3.0 | 57.0 | $0 | $248,757 | $59,759 | Yes (X) | ||
| MARCIA E ASQUITH FMR | ||||||||
| CORPORATE SECRETARY | 0.0 | 60.0 | $0 | $564,157 | $112,407 | Yes (X) | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $0 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $4,642,851 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $449,306 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 0 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | Yes (true) | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (true) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | false | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| GMMB INC | |||||
| PO BOX 415312 | BOSTON | MA | 02241 | SEE SCHEDULE O | $765,439 |
| HOUGHTON MIFFLIN HARCOURT | |||||
| 151 W 26TH STREET | NEW YORK | NY | 10001 | SEE SCHEDULE O | $475,133 |
| FAIR ISAAC CORPORATION | |||||
| 3661 VALLEY CENTRE DRIVE | SAN DIEGO | CA | 92130 | SEE SCHEDULE O | $318,025 |
| BBB INSTITUTE FOR MARKETPLACE TRUST | |||||
| 3033 WILSON BOULEVARD | ARLINGTON | VA | 22201 | SEE SCHEDULE O | $300,000 |
| APPLIED RESEARCH CONSULTING | |||||
| 320 WEST 13TH STREET | NEW YORK | NY | 10014 | SEE SCHEDULE O | $245,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 8 | CntrctRcvdGreaterThan100KCnt |
| Related Organizations | $50,760,645 | RelatedOrganizationsAmt |
| Noncash Contributions | $25,000,000 | NoncashContributionsAmt |
| Total Contributions | $50,760,645 | TotalContributionsAmt |
| Total Program Service Revenue | $0 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $659,045 | TotalRevenueColumnAmt |
| Exclusion | $659,045 | ExclusionAmt |
Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $0 | RealAmt |
| Personal | $0 | PersonalAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $29,880,710 | SecuritiesAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $25,979,508 | SecuritiesAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $3,901,202 | SecuritiesAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $3,901,202 | TotalRevenueColumnAmt |
| Exclusion | $3,901,202 | ExclusionAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Income From Gaming NetIncomeFromGamingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Income Or Loss NetIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $0 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $55,320,892 | TotalRevenueColumnAmt |
| Exclusion | $4,560,247 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,100,430 | TotalAmt |
| Program Services | $3,100,430 | ProgramServicesAmt |
Grants To Domestic Individuals GrantsToDomesticIndividualsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Foreign Grants ForeignGrantsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Benefits To Members BenefitsToMembersGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Comp Disqual Persons CompDisqualPersonsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Management FeesForServicesManagementGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,424,257 | TotalAmt |
| Program Services | $3,424,257 | ProgramServicesAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $27 | TotalAmt |
| Management And General | $27 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $76,105 | TotalAmt |
| Management And General | $76,105 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $24,238 | TotalAmt |
| Management And General | $24,238 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,496,081 | TotalAmt |
| Program Services | $1,482,473 | ProgramServicesAmt |
| Management And General | $13,608 | ManagementAndGeneralAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $62,796 | TotalAmt |
| Program Services | $3,222 | ProgramServicesAmt |
| Management And General | $59,574 | ManagementAndGeneralAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $23,374 | TotalAmt |
| Management And General | $23,374 | ManagementAndGeneralAmt |
Royalties RoyaltiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $148,451 | TotalAmt |
| Program Services | $100,821 | ProgramServicesAmt |
| Management And General | $47,630 | ManagementAndGeneralAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $77,428 | TotalAmt |
| Program Services | $50,108 | ProgramServicesAmt |
| Management And General | $27,320 | ManagementAndGeneralAmt |
Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $124,169 | TotalAmt |
| Program Services | $83,013 | ProgramServicesAmt |
| Management And General | $41,156 | ManagementAndGeneralAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Payments To Affiliates PaymentsToAffiliatesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Expenses OtherExpensesGrp (3 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt |
|---|---|---|---|
| PUBLICATIONS/PRINTING | $174,727 | $166,893 | $7,834 |
| MISCELLANEOUS EXPENSE | $677 | $210 | $467 |
| DUES/MEMBERSHIP FEE | $374 | $374 |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $8,733,134 | TotalAmt |
| Program Services | $8,411,801 | ProgramServicesAmt |
| Management And General | $321,333 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,070,405 | BOYAmt |
| EOY | $342,845 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $3,174,133 | BOYAmt |
| EOY | $0 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,353,133 | BOYAmt |
| EOY | $199,650 | EOYAmt |
Receivables From Officers Etc ReceivablesFromOfficersEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $129,126 | BOYAmt |
| EOY | $261,722 | EOYAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $26,638,823 | BOYAmt |
| EOY | $49,509,293 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $23,978,246 | EOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Intangible Assets IntangibleAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $32,365,620 | BOYAmt |
| EOY | $74,291,756 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $862,949 | BOYAmt |
| EOY | $210,683 | EOYAmt |
Grants Payable GrantsPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $192,320 | BOYAmt |
| EOY | $32,681 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Escrow Account Liability EscrowAccountLiabilityGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Loans From Officers Directors LoansFromOfficersDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $516 | BOYAmt |
| EOY | $9,973 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,055,785 | BOYAmt |
| EOY | $253,337 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $31,309,835 | BOYAmt |
| EOY | $74,038,419 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $31,309,835 | BOYAmt |
| EOY | $74,038,419 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $32,365,620 | BOYAmt |
| EOY | $74,291,756 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $46,587,758 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | -$3,881,578 | NetUnrlzdGainsLossesInvstAmt |
| Donated Services And Use Fclts | $3,335,159 | DonatedServicesAndUseFcltsAmt |
| Investment Expense | $24,238 | InvestmentExpenseAmt |
| Other Changes In Net Assets | -$3,336,993 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | false | AccountantCompileOrReviewInd |
| FS Audited | Yes (true) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consol And Sep Basis Fincl Stmt | Yes (X) | ConsolAndSepBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (true) | AuditCommitteeInd |
| Federal Grant Audit Required | false | FederalGrantAuditRequiredInd |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amounts | ArtPublicExhibitionAmountsGrp | |
| Held Works Art | HeldWorksArtGrp | |
| CY Minus3 Yr Endwmt Fund | CYMinus3YrEndwmtFundGrp | |
| CY Minus4 Yr Endwmt Fund | CYMinus4YrEndwmtFundGrp | |
| Land | LandGrp | |
| Buildings | BuildingsGrp | |
| Leasehold Improvements | LeaseholdImprovementsGrp | |
| Equipment | EquipmentGrp | |
| Other Land Buildings | OtherLandBuildingsGrp | |
| Financial Derivatives | FinancialDerivativesGrp | |
| Closely Held Equity Interests | CloselyHeldEquityInterestsGrp |
Other Securities OtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PRIVATE INVESTMENTS | Desc |
| Book Value | $23,978,246 | BookValueAmt |
| Method Valuation | F | MethodValuationCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $23,978,246 | TotalBookValueSecuritiesAmt |
| Federal Income Tax Liability | $0 | FederalIncomeTaxLiabilityAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO RELATED ORGANIZATION | Desc |
| Amt | $9,973 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $9,973 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $54,774,473 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | -$3,881,578 | NetUnrealizedGainsInvstAmt |
| Donated Services And Use Fclts | $3,335,159 | DonatedServicesAndUseFcltsAmt |
| Revenue Not Reported | -$546,419 | RevenueNotReportedAmt |
| Revenue Subtotal | $55,320,892 | RevenueSubtotalAmt |
| Total Revenue Per Form990 | $55,320,892 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $12,045,889 | TotExpnsEtcAuditedFinclStmtAmt |
| Donated Services Use Fclts | $3,335,159 | DonatedServicesUseFcltsAmt |
| Other Expenses Included | -$22,404 | OtherExpensesIncludedAmt |
| Expenses Not Reported | $3,312,755 | ExpensesNotReportedAmt |
| Expenses Subtotal | $8,733,134 | ExpensesSubtotalAmt |
| Total Expenses Per Form990 | $8,733,134 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| SCHEDULE D, PART X, LINE 2 | ASC740 FOOTNOTE THE FOUNDATION IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(4)OF THE INTERNAL REVENUE CODE AND, ACCORDINGLY, HAS MADE NO PROVISION FOR FEDERAL OR STATE INCOME TAXES. FOR YEARS ENDED DECEMBER 31, 2012 THROUGH DECEMBER 31, 2015, WHICH REPRESENT THE PERIODS MANAGEMENT CONSIDERS TO BE OPEN FOR EXAMINATION BY TAXING AUTHORITIES, MANAGEMENT DID NOT IDENTIFY THE EXISTENCE OF ANY UNCERTAIN TAX POSITIONS. UNRELATED BUSINESS INCOME UNRELATED BUSINESS INCOME ACTIVITIES ARE TAXED AT NORMAL CORPORATE RATES TO THE EXTENT THAT THEY GENERATE TAXABLE NET INCOME. SUCH UNRELATED BUSINESS INCOME MAY BE GENERATED BY CERTAIN ACTIVITIES WITHIN THE FOUNDATION'S LIMITED PARTNERSHIP INVESTMENT. |
| SCHEDULE D, PART XII, LINE 2D | AMOUNTS INCLUDED ON LINE 1 BUT NOT ON FORM 990, PART IX, LINE 25 RELATE TO REFUNDS OF PRIOR YEAR'S UNUSED GRANTS. |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (true) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable (56 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Recipient EINRecipientEIN | IRC SectionIRCSectionDesc | Cash GrantCashGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Address Line2USAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| BRIGHTON CENTER INC | ||||||||
| PO BOX 325 | NEWPORT | KY | 41072 | 610673886 | 501(C)(3) | $50,000 | SEE SCHEDULE O | |
| CHICAGO PUBLIC LIBRARY | ||||||||
| 20 NORTH MICHIGAN AVENUE | CHICAGO | IL | 60602 | 363480353 | 501(C)(3) | $50,000 | SEE SCHEDULE O | |
| CLAYTON COLLABORATIVE AUTHORITY | ||||||||
| 696 MOUNT ZION ROAD | JONESBORO | GA | 30236 | 582516726 | 501(C)(3) | $50,000 | SEE SCHEDULE O | |
| COLORADO LIBRARY CONSORTIUM | ||||||||
| 7400 EAST ARAPAHONE | CENTENNIAL | CO | 80112 | 840691967 | 501(C)(3) | $74,965 | SEE SCHEDULE O | |
| CONSUMER CREDIT COUNSELING SVC OF DELAWARE | ||||||||
| 1608 WALNUT STREET | PHILADELPHIA | PA | 19103 | 231671903 | 501(C)(3) | $70,900 | SEE SCHEDULE O | |
| ENGLISH SKILLS LEARNING CENTER | ||||||||
| 4444 SO 700 | SALT LAKE CITY | UT | 84107 | 870467902 | 501(C)(3) | $49,500 | SEE SCHEDULE O | |
| FOUNDATION OF FULTON MONTGOMERY COMMUNITY | ||||||||
| 2805 STATE HIGHWAY 67 | JOHNSTOWN | NY | 12095 | 141584150 | 501(C)(3) | $45,694 | SEE SCHEDULE O | |
| FRIENDS OF LITTLETON LIBRARY | ||||||||
| 6028 SOUTH GOLLUP ST | LITTLETON | CO | 80120 | 846043543 | 501(C)(3) | $72,350 | SEE SCHEDULE O | |
| FRIENDS OF THE ALBUQUERQUE PUBLIC LIBRARY | ||||||||
| PO BOX 26657 | ALBUQUERQUE | NM | 87125 | 237024173 | 501(C)(3) | $31,635 | SEE SCHEDULE O | |
| FRIENDS OF THE ASHE COUNTY PUBLIC LIBRARY | ||||||||
| 148 LIBRARY DRIVE | WEST JEFFERSON | NC | 28694 | 531386281 | 501(C)(3) | $29,261 | SEE SCHEDULE O | |
| FRIENDS OF THE CHESTERFIELD COUNTY PUBLIC | ||||||||
| PO BOX 4842 | MIDLOTHIAN | VA | 23112 | 521245254 | 501(C)(3) | $39,140 | SEE SCHEDULE O | |
| FRIENDS OF THE LIBRARY OF HAWAII | ||||||||
| 690 POHUKAINA STREET | HONOLULU | HI | 96813 | 996003670 | 501(C)(3) | $100,000 | SEE SCHEDULE O | |
| GEORGIA STATE UNIVERSITY COLLEGE OF LAW | ||||||||
| PO BOX 3999 | ATLANTA | GA | 30302 | 581845423 | 501(C)(3) | $62,500 | SEE SCHEDULE O | |
| GREATER EDWARDSVILLE AREA COMMUNITY FND | ||||||||
| PO BOX 102 | EDWARDSVILLE | IL | 62025 | 367146151 | 501(C)(3) | $27,295 | SEE SCHEDULE O | |
| INNOVATIVE CHANGES | ||||||||
| 2010 LLOYD CENTER | PORTLAND | OR | 97232 | 800516996 | 501(C)(3) | $42,185 | SEE SCHEDULE O | |
| JOB OPPORTUNITIES TASK FORCE | ||||||||
| 217 EAST REDWOOD ST | BALTIMORE | MD | 21202 | 522278450 | 501(C)(3) | $63,816 | SEE SCHEDULE O | |
| KANSAS CITY PUBLIC LIBRARY | ||||||||
| 14 WEST 10TH STREET | KANSAS CITY | KS | 64105 | 431497955 | 501(C)(3) | $50,000 | SEE SCHEDULE O | |
| KENTUCKY DOMESTIC VIOLENCE ASSOCIATION INC | ||||||||
| PO BOX 356 | FRANKFORT | KY | 40601 | 611110432 | 501(C)(3) | $74,800 | SEE SCHEDULE O | |
| LAKE REGION STATE COLLEGE LIBRARY FND | ||||||||
| 1801 COLLEGE DR | DEVILS LAKE | ND | 58301 | 510242987 | 501(C)(3) | $38,625 | SEE SCHEDULE O | |
| LIBRARIES OF MONTROSE COUNTY | ||||||||
| 320 SOUTH 2ND STREET | MONTROSE | CO | 81401 | 870752578 | 501(C)(3) | $94,590 | SEE SCHEDULE O | |
| LIBRARY LEGACY FOUNDATION OF TOLEDO-LUCAS | ||||||||
| 325 MICHIGAN STREET | TOLEDO | OH | 43604 | 341632308 | 501(C)(3) | $40,941 | SEE SCHEDULE O | |
| LYRASISSTATE LIBRARIES OF IOWA | ||||||||
| 1438 WEST PEACHTREE ST | ATLANTA | GA | 30309 | 231365979 | 501(C)(3) | $35,507 | SEE SCHEDULE O | |
| METRO UNITED WAY INC | ||||||||
| 334 EAST BROADWAY | LOUISVILLE | KY | 40204 | 610444680 | 501(C)(3) | $60,927 | SEE SCHEDULE O | |
| MICHIGAN STATE UNIVERSITY COLLEGE OF LAW | ||||||||
| 628 N SHAW LANE | EAST LANSING | MI | 48824 | 381358000 | 501(C)(3) | $62,500 | SEE SCHEDULE O | |
| MISSION ECONOMIC DEVELOPMENT AGENCY | ||||||||
| 2301 MISSION ST | SAN FRANCISCO | CA | 94110 | 510187791 | 501(C)(3) | $75,000 | SEE SCHEDULE O | |
| MONROE COUNTY PUBLIC LIBRARY | ||||||||
| 303 E KIRKWOOD AVE | BLOOMINGTON | IN | 47408 | 351892355 | 501(C)(3) | $43,615 | SEE SCHEDULE O | |
| MONTANA STATE UNIVERSITY | ||||||||
| 309 MONTANTA HALL | BOZEMAN | MT | 59717 | 816010045 | 501(C)(3) | $14,361 | SEE SCHEDULE O | PO BOX 172470 |
| MONTANA STATE UNIVERSITY EXTENSION | ||||||||
| 309 MONTANA HALL | BOZEMAN | MT | 59717 | 816010045 | 501(C)(3) | $68,332 | SEE SCHEDULE O | |
| NEIGHBORHOOD ECONOMIC DEVELOPMENT CORP | ||||||||
| 212 MAIN STREET | SPRINGFIELD | OR | 97477 | 930739188 | 501(C)(3) | $75,000 | SEE SCHEDULE O | |
| NORTHWEST SIDE HOUSING CENTER | ||||||||
| 5233 WEST DIVERSITY AVE | CHICAGO | IL | 60639 | 201413891 | 501(C)(3) | $62,500 | SEE SCHEDULE O | |
| OPERATION HOPE | ||||||||
| 707 WILSHIRE BLVD | LOS ANGELES | CA | 90017 | 954378084 | 501(C)(3) | $130,724 | SEE SCHEDULE O | |
| PIONEER LIBRARY SYSTEM FOUNDATION | ||||||||
| 300 NORTH CENTER COURT | NORMAN | OK | 73072 | 010946757 | 501(C)(3) | $19,789 | SEE SCHEDULE O | |
| RUNDELL LIBRARY FOUNDATION | ||||||||
| 115 SOUTH AVENUE | ROCHESTER | NY | 14610 | 161347453 | 501(C)(3) | $29,255 | SEE SCHEDULE O | |
| SAN DIEGO PUBLIC LIBRARY | ||||||||
| 820 E STREET | SAN DIEGO | CA | 92101 | 330959608 | 501(C)(3) | $100,000 | SEE SCHEDULE O | |
| SPRINGDALE PUBLIC LIBRARY | ||||||||
| 405 SOUTH PLEASANT ST | SPRINGDALE | AZ | 72764 | 710861658 | 501(C)(3) | $17,028 | SEE SCHEDULE O | |
| STEP UP SAVANNAH | ||||||||
| 428 BULL STREET | SAVANNAH | GA | 31401 | 300526014 | 501(C)(3) | $95,000 | SEE SCHEDULE O | |
| THE GREATER PATCHOGUE FOUNDATION | ||||||||
| 15 NORTH OCEAN AVENUE | PATCHOGUE | NY | 11772 | 611417255 | 501(C)(3) | $29,876 | SEE SCHEDULE O | |
| THE MOUNTAIN BROOK LIBRARY FOUNDATION | ||||||||
| 50 OAK STREET | MOUNTAIN BROOK | AL | 35213 | 582094979 | 501(C)(3) | $38,500 | SEE SCHEDULE O | |
| TRUSTEES OF BOSTON COLLEGE | ||||||||
| 140 COMMONWEALTH | CHESTNUT HILL | MA | 02467 | 042103545 | 501(C)(3) | $26,366 | SEE SCHEDULE O | |
| UNITED WAY OF CENTRAL INDIANA | ||||||||
| 3901 NORTH MERIDIAN | INDIANAPOLIS | IN | 46208 | 351007590 | 501(C)(3) | $59,018 | SEE SCHEDULE O | |
| UNITED WAY OF CENTRAL IOWA | ||||||||
| 1111 NINTH STREET | DES MOINES | IA | 50314 | 420680425 | 501(C)(3) | $75,000 | SEE SCHEDULE O | |
| UNITED WAY OF CHITTENDEN COUNTY | ||||||||
| 412 FARRELL ST | SOUTH BURLINGTON | VT | 05403 | 030217229 | 501(C)(3) | $74,800 | SEE SCHEDULE O | |
| UNITED WAY OF GREATER AUSTIN | ||||||||
| 2000 E MLK JR DRIVE | AUSTIN | TX | 78702 | 741193439 | 501(C)(3) | $75,000 | SEE SCHEDULE O | |
| UNITED WAY OF GREATER MILWUAKEE & WAUKESHA CTY | ||||||||
| 225 WEST VINE STREET | MILWAUKEE | WI | 53005 | 390806190 | 501(C)(3) | $75,000 | SEE SCHEDULE O | |
| UNITED WAY OF GREATER MILWAUKEE & WAUKESHA CTY | ||||||||
| 225 WEST VINE STREET | MILWAUKEE | WI | 53005 | 390806190 | 501(C)(3) | $75,000 | SEE SCHEDULE O | |
| UNITED WAY OF INLAND VALLEYS | ||||||||
| 6215 RIVER CREST DR | RIVERSIDE | CA | 92507 | 951742174 | 501(C)(3) | $62,336 | SEE SCHEDULE O | |
| UNITED WAY OF METROPOLITAN ATLANTA | ||||||||
| 100 EDGEWOOD DRIVE | ATLANTA | GA | 30303 | 580566194 | 501(C)(3) | $70,345 | SEE SCHEDULE O | |
| UNITED WAY OF MONROE COUNTY | ||||||||
| 441 SOUTH COLLEGE | BLOOMINGTON | IN | 47403 | 350985959 | 501(C)(3) | $52,319 | SEE SCHEDULE O | |
| UNITED WAY OF STORY COUNTY | ||||||||
| 315 CLARK AVENUE | AMES | IA | 50010 | 420947489 | 501(C)(3) | $57,481 | SEE SCHEDULE O | |
| UNITED WAY OF WAYNE AND HOLMES COUNTIES | ||||||||
| 215 SOUTH WALNUT STREET | WOOSTER | OH | 44691 | 340946973 | 501(C)(3) | $25,000 | SEE SCHEDULE O | |
| UNIVERSITY OF KANSAS CENTER FOR RESEARCH | ||||||||
| 2385 IRVING HILL ROAD | LAWRENCE | KS | 66045 | 480680117 | 501(C)(3) | $42,219 | SEE SCHEDULE O | |
| UNIVERSITY OF MARYLAND BALTIMORE | ||||||||
| 620 WEST LEXINGTON | COLLEGE PARK | MD | 30384 | 526002033 | 501(C)(3) | $17,639 | SEE SCHEDULE O | |
| URBAN INSTITUTE | ||||||||
| 2100 M STREET NW | WASHINGTON | DC | 20037 | 520880375 | 501(C)(3) | $38,750 | SEE SCHEDULE O | |
| VIRGINIA BEACH LIBRARY FOUNDATION | ||||||||
| 2416 COURTHOUSE | VIRGINIA BEACH | VA | 23456 | 273077402 | 501(C)(3) | $33,050 | SEE SECHEDULE O | |
| YWCA OF SEATTLEKINGSNOHOMISH | ||||||||
| 2024 3RD AVENUE | SEATTLE | WA | 98121 | 910482890 | 501(C)(3) | $75,000 | SEE SCHEDULE O | |
| STANFORD UNIVERSITY | ||||||||
| 579 SERRA MALL | STANFORD | CA | 94305 | 941156365 | 501(C)(3) | $50,000 | SEE SCHEDULE O | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 56 | Total501c3OrgCnt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | FORM 990, SCHEDULE I, PART I, LINE 2 | FormAndLineReferenceDesc |
| Explanation | DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS FOLLOWING APPROVAL OF A GRANT APPLICATION BY THE BOARD OF DIRECTORS, THE FOUNDATION EXECUTES A GRANT AGREEMENT WITH THE APPLICANT. THIS AGREEMENT SPECIFIES THE TERMS AND CONDITIONS OF THE GRANT, AS WELL AS THE REPORTING AND PAYMENT SCHEDULE. GRANTS ARE DISBURSED IN INSTALLMENTS TIED TO THE SUBMISSION OF NARRATIVE AND FINANCIAL PROGRESS REPORTS AND THE COMPLETION OF DELIVERABLES, WHICH ARE REVIEWED BY THE FOUNDATION TO ENSURE QUALITY AND COMPLIANCE WITH THE GRANT AGREEMENT. AT ITS DISCRETION, THE FOUNDATION MAY CONDUCT SITE VISITS TO OBSERVE PROJECTS AND EXAMINE OUTCOMES. THE FOUNDATION MAY ALSO UNDERTAKE OR COMMISSION EVALUATION ANALYSIS ACROSS GRANT SITES. IN ADDITION TO PROGRESS REPORTS, GRANTEES ARE REQUIRED TO COMPLETE A FINAL NARRATIVE AND FINANCIAL REPORT DETAILING PROJECT OUTCOMES AND ACCOUNTING FOR THE USE OF GRANT FUNDS. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Severance Payment | false | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | Yes (true) | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | false | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | false | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | false | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | false | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | false | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | false | AnyNonFixedPaymentsInd |
| Initial Contract Exception | false | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (5 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RICHARD G KETCHUM | ||||||||||||||
| CHAIRMAN | $0 | $977,934 | $0 | $1,500,000 | $0 | $343,225 | $0 | $70,134 | $0 | $22,650 | $0 | $2,913,943 | $0 | |
| GERALDINE M WALSH | ||||||||||||||
| PRESIDENT | $0 | $282,560 | $0 | $225,000 | $0 | $20,919 | $0 | $80,698 | $0 | $18,666 | $0 | $627,843 | $0 | |
| EILEEN M FAMIGLIETTI | ||||||||||||||
| TREASURER | $0 | $263,896 | $0 | $134,033 | $0 | $1,961 | $0 | $48,008 | $0 | $36,984 | $0 | $484,882 | $0 | |
| JENNIFER P MITCHELL | ||||||||||||||
| CORPORATE SECRETARY | $0 | $157,394 | $0 | $90,000 | $0 | $1,363 | $0 | $22,045 | $0 | $37,714 | $0 | $308,516 | $0 | |
| MARCIA E ASQUITH FMR | ||||||||||||||
| CORPORATE SECRETARY | $0 | $250,052 | $0 | $290,000 | $0 | $24,105 | $0 | $84,521 | $0 | $27,886 | $0 | $676,564 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE J, PART I, LINES 3 AND 4B | FormAndLineReferenceDesc |
| Explanation | SUPPLEMENTAL COMPENSATION INFORMATION THE FOUNDATION DOES NOT HAVE ANY EMPLOYEES. ALL SERVICES ARE PROVIDED BY EMPLOYEES OF FINRA OR ITS SUBSIDIARIES. THE FOUNDATION DOES NOT COMPENSATE THESE EMPLOYEES FOR THEIR SERVICES. LINE 3) COMPENSATION FOR THE CEO/EXECUTIVE DIRECTOR IS ESTABLISHED AT THE PARENT ORGANIZATION, THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. FOR FURTHER DETAILS REGARDING COMPENSATION OF OFFICERS, PLEASE REFER TO THE 2015 RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX - FORM 990 OF THE FOUNDATION'S PARENT ORGANIZATION, THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. WITH RESPECT TO LINE 4B), FINRA OFFERS TWO NON-QUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS. ANNUAL INCREASES IN BENEFIT VALUE, CLIFF VESTING EVENTS, AND PAYOUT DIFFERENTIALS ARE TAXABLE IN THE YEAR IN WHICH THEY OCCUR AND ARE REPORTED IN COLUMN B(iii) OF SCHEDULE J, PART II. UNVESTED BENEFIT AND CONTRIBUTION ACCRUALS ARE TAX DEFERRED AND ARE REPORTED IN COLUMN C OF SCHEDULE J, PART II. 1) FINRA'S SUPPLEMENTAL DEFINED BENEFIT PLAN IS A NON-QUALIFIED DEFINED BENEFIT PLAN THAT IS PROVIDED TO MEMBERS OF A SELECT GROUP OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES SUCH AS THOSE DESCRIBED UNDER 201(2), 301(A)(3), AND 401(A)(1) OF ERISA. IT IS A FINRA FUNDED PLAN THAT VESTS AT SPECIFIED AGE AND SERVICE MILESTONES. THIS PLAN WAS CLOSED TO NEW ENTRANTS AS OF 12/31/05. PARTICIPANTS IN THE SUPPLEMENTAL NON-QUALIFIED DEFINED BENEFIT PLAN THAT HAD A GROSS TAXABLE PAYOUT IN 2015: NONE 2) FINRA'S SUPPLEMENTAL DEFINED CONTRIBUTION PLAN IS A NON-QUALIFIED PLAN THAT IS OPEN TO VICE PRESIDENTS AND ABOVE WITH AN ANNUAL BASE PAY ABOVE THE QUALIFIED LIMIT. IT IS ONLY OPEN TO THOSE NOT PARTICIPATING IN THE CLOSED NON-QUALIFIED DEFINED BENEFIT PLAN DESCRIBED ABOVE. IT IS A FINRA FUNDED PLAN WITH A THREE YEAR VESTING CYCLE WITH ANNUAL VESTING BEGINNING AT AGE 62. PARTICIPANTS IN THE SUPPLEMENTAL NON-QUALIFIED DEFINED CONTRIBUTION PLAN WITH CONTRIBUTIONS VESTING IN 2015 INCLUDE: RICHARD G. KETCHUM - $300,020 | ExplanationTxt |
Schedule M IRS990ScheduleM
| Field | Value | IRS element (for citing) |
|---|---|---|
| Works Of Art | WorksOfArtGrp | |
| Art Historical Treasures | ArtHistoricalTreasuresGrp | |
| Art Fractional Interest | ArtFractionalInterestGrp | |
| Books And Publications | BooksAndPublicationsGrp | |
| Clothing And Household Goods | ClothingAndHouseholdGoodsGrp | |
| Cars And Other Vehicles | CarsAndOtherVehiclesGrp | |
| Boats And Planes | BoatsAndPlanesGrp | |
| Intellectual Property | IntellectualPropertyGrp | |
| Securities Publicly Traded | SecuritiesPubliclyTradedGrp | |
| Securities Closely Held Stock | SecuritiesCloselyHeldStockGrp |
Secur Prtnrshp Trust Intrsts SecurPrtnrshpTrustIntrstsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 1 | ContributionCnt |
| Noncash Contributions Rpt F990 | $25,000,000 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities Miscellaneous | SecuritiesMiscellaneousGrp | |
| Qualified Contrib Hist Struct | QualifiedContribHistStructGrp | |
| Qualified Contrib Other | QualifiedContribOtherGrp | |
| Real Estate Residential | RealEstateResidentialGrp | |
| Real Estate Commercial | RealEstateCommercialGrp | |
| Real Estate Other | RealEstateOtherGrp | |
| Collectibles | CollectiblesGrp | |
| Food Inventory | FoodInventoryGrp | |
| Drugs And Medical Supplies | DrugsAndMedicalSuppliesGrp | |
| Taxidermy | TaxidermyGrp | |
| Historical Artifacts | HistoricalArtifactsGrp | |
| Scientific Specimens | ScientificSpecimensGrp | |
| Archaeological Artifacts | ArchaeologicalArtifactsGrp | |
| Form8283 Received | 0 | Form8283ReceivedCnt |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | false | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | false | ThirdPartiesUsedInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE M, LINE 11 | FormAndLineReferenceDesc |
| Explanation | THE NONCASH CONTRIBUTION REPORTED ON LINE 11 REFLECTS THE CONTRIBUTION MADE BY THE FINANCIAL INDUSTRY REGULATORY AUTHORITY IN THE FORM OF AN ASSIGNMENT OF INTEREST IN ONE OF FINRA'S LIMITED PARTNERSHIPS. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (12 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART I, LINE 6 | SIX OF THE SEVEN MEMBERS OF THE BOARD OF DIRECTORS ARE CONSIDERED INDEPENDENT VOTING MEMBERS AND SERVE ON A VOLUNTEER BASIS. AS DISCLOSED IN LINES (1) AND (5) OF FORM 990, PART VII, SECTION 1A, TWO BOARD MEMBERS RECEIVE COMPENSATION FROM FINRA, THE FOUNDATION'S PARENT. ONE BOARD MEMBER RECEIVES COMPENSATION AS AN OFFICER OF FINRA AND IS NEITHER CONSIDERED INDEPENDENT NOR COUNTED AS A VOLUNTEER. THE OTHER BOARD MEMBER IS COMPENSATED FOR HIS WORK AS A MEMBER OF THE BOARD OF FINRA AND IS CONSIDERED INDEPENDENT AND COUNTED AS A VOLUNTEER. THE BOARD OF DIRECTORS IS RESPONSIBLE FOR APPROVING GRANTS AND PROJECTS. |
| FORM 990,PART III, LINE 4 | 4A) EXPAND GRASSROOTS CAPACITY FOR FINANCIAL EDUCATION THE FOUNDATION EXPANDS GRASSROOTS CAPACITY FOR FINANCIAL EDUCATION THROUGH A VARIETY OF INITIATIVES AT THE COMMUNITY LEVEL THAT PROVIDE UNDERSERVED AMERICANS WITH THE KNOWLEDGE, SKILLS AND TOOLS NECESSARY FOR FINANCIAL SUCCESS THROUGHOUT LIFE. FINANCIAL CAPABILITY @WORK FINANCIAL CAPABILITY @WORK IS ADMINISTERED JOINTLY BY THE FOUNDATION AND UNITED WAY WORLDWIDE TO HELP COMMUNITY-LEVEL PROVIDERS IMPLEMENT SUSTAINABLE WORKPLACE FINANCIAL CAPABILITY PROGRAMS. THROUGH GRANTS AND TRAINING, THE PROGRAM SUPPORTS EFFORTS TO PROVIDE LOW- AND MODERATE-INCOME WORKERS WITH ACCESS TO EFFECTIVE, UNBIASED FINANCIAL EDUCATION AND RELATED SUPPORT SERVICES. SMART INVESTING@YOUR LIBRARY SMART INVESTING@YOUR LIBRARY IS ADMINISTERED JOINTLY BY THE FOUNDATION AND THE AMERICAN LIBRARY ASSOCIATION. THROUGH GRANTS, EXHIBITS AND LIBRARIAN TRAINING, THIS PROGRAM SUPPORTS EFFORTS TO PROVIDE LIBRARY PATRONS WITH EFFECTIVE, UNBIASED FINANCIAL EDUCATION OPPORTUNITIES AND INFORMATION. TEEN FINANCIAL LITERACY PROJECT TEEN FINANCIAL LITERACY PROJECT ADDRESSED THE PERSONAL FINANCE TOPICS THAT ARE MOST IMPORTANT FOR TEENS TO UNDERSTAND AND USE IN EVERYDAY SITUATIONS AS THEY BEGIN TO ASSUME FINANCIAL RESPONSIBILITY IN THEIR LIVES. THIS PROJECT SUCCESSFULLY REACHED CONCLUSION IN 2015. EDUCATIONAL GRANTS EDUCATIONAL GRANTS SUPPORT INSTRUCTIONAL INTERVENTIONS TO IMPROVE THE FINANCIAL KNOWLEDGE, SKILLS AND BEHAVIORS OF TARGETED, HIGH-NEED AUDIENCES. INVESTOR ADVOCACY CLINIC GRANTS INVESTOR ADVOCACY CLINIC GRANTS SUPPORT LAW SCHOOL CLINICS OFFERING LEGAL ADVICE AND OTHER HELP FOR UNDERSERVED INVESTORS, THEREBY FILLING THE GAP IN LEGAL REPRESENTATION FOR INVESTORS WITH SMALL CLAIMS WHO DO NOT HAVE THE FINANCIAL RESOURCES TO OBTAIN LEGAL REPRESENTATION. 4B) PROTECT CONSUMERS FROM FINANCIAL FRAUD THE FOUNDATION'S GOAL TO PROTECT CONSUMERS FROM FINANCIAL FRAUD IS ACCOMPLISHED LARGELY THROUGH THE INVESTOR PROTECTION CAMPAIGN, WHICH AIMS TO EDUCATE INVESTORS AND INTERMEDIARIES TO REDUCE THE INCIDENCE OF INVESTMENT FRAUD. THROUGH RESEARCH, EDUCATION AND OUTREACH, THE PROGRAM INCREASES FRAUD PREVENTION AWARENESS, EMPOWERS CONSUMERS AND TRAINS LAW ENFORCEMENT AND OTHER ADVOCATES TO RECOGNIZE, PREVENT AND ASSIST VICTIMS OF FINANCIAL FRAUD. 4C) ENSURE MILITARY FINANCIAL READINESS THE FOUNDATION DELIVERS HIGH-QUALITY INFORMATION AND TOOLS TO MILITARY SERVICE MEMBERS AND THEIR FAMILIES AND COLLABORATES WITH THE DEPARTMENT OF DEFENSE ON ITS FINANCIAL READINESS CAMPAIGN. THE FOUNDATION INCREASES PERSONAL FINANCE EXPERTISE AND SERVICES IN MILITARY COMMUNITIES, IMPROVES THE CREDIT MANAGEMENET OF SERVICE MEMBERS AND THEIR SPOUSES AND PROVIDES OUTREACH SERVICES TO THE MILITARY COMMUNITY. 4D) BENCHMARK & TRACK AMERICANS' FINANCIAL CAPABILITY THE FOUNDATION BENCHMARKS AND TRACKS AMERICANS' FINANCIAL CAPABILITY BY AWARDING RESEARCH GRANTS AND ADMINISTERING THE NATIONAL FINANCIAL CAPABILITY STUDY. RESEARCH GRANTS RESEARCH GRANTS SUPPORT EXPERIMENTS AND DATA ANALYSIS THAT FURTHER UNDERSTANDING OF THE RELATIONSHIPS AMONG FINANCIAL LITERACY, FINANCIAL CAPABILITY AND FINANCIAL WELL-BEING. NATIONAL FINANCIAL CAPABILITY STUDY THE NATIONAL FINANCIAL CAPABILITY STUDY IS DESIGNED TO BENCHMARK KEY INDICATORS OF FINANCIAL CAPABILITY AND EVALUATE HOW THESE INDICATORS VARY WITH UNDERLYING DEMOGRAPHIC, BEHAVIORAL, ATTITUDINAL AND FINANCIAL LITERACY CHARACTERISTICS. THE STUDY IS CONDUCTED IN COLLABORATION WITH A VARIETY OF STAKEHOLDERS INCLUDING THE U.S. DEPARTMENT OF TREASURY, CONSUMER FINANCIAL PROTECTION BUREAU AND OTHER AGENCIES. |
| FORM 990, PART VI, LINE 1A | PURSUANT TO THE FINRA INVESTOR EDUCATION FOUNDATION'S BY-LAWS, THE CORPORATION SHALL HAVE A COMMITTEE OF THE BOARD OF DIRECTORS (THE "FUNDING REQUEST COMMITTEE") WHICH SHALL AT ALL TIMES CONSIST OF ONE NON-PUBLIC DIRECTOR AND ONE PUBLIC DIRECTOR, AND SHALL HAVE THE POWER AND AUTHORITY OF THE BOARD OF DIRECTORS TO REVIEW, EVALUATE, AND APPROVE REQUESTS FOR FUNDING IN AN AMOUNT GREATER THAN TEN THOUSAND DOLLARS ($10,000) BUT LESS THAN ONE HUNDRED THOUSAND DOLLARS ($100,000). APPROVAL OF GRANT PROPOSALS AND REQUESTS FOR FUNDING IN AN AMOUNT EQUAL TO OR GREATER THAN ONE HUNDRED THOUSAND DOLLARS ($100,000) BUT LESS THAN TWO HUNDRED FIFTY THOUSAND DOLLARS ($250,000) MAY BE APPROVED BY A SUB-SET OF MEMBERS OF THE BOARD OF DIRECTORS CONSISTING OF A MAJORITY OF THE NON-PUBLIC DIRECTORS AND A MAJORITY OF THE PUBLIC DIRECTORS, PROVIDED THAT THE FULL BOARD OF DIRECTORS MAY, AT ITS ELECTION, REVIEW ANY FUNDING REQUESTS. ALL REQUESTS EQUAL TO OR GREATER THAN TWO HUNDRED FIFTY THOUSAND DOLLARS ($250,000) ARE APPROVED BY THE BOARD OF DIRECTORS. CHANGES TO THIS POLICY WERE APPROVED BY THE BOARD DURING THEIR MEETING ON DECEMBER 16, 2015 (DESCRIBED ON SCHEDULE O, PAGE 2, WITH REFERENCE TO FORM 990, PART VI, LINE 4). |
| FORM 990, PART VI, LINES 6, 7A AND 7B | LINE 6 - THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA) IS THE SOLE MEMBER OF THE FOUNDATION. LINE 7A - FINRA, AS SOLE MEMBER, ELECTS ALL MEMBERS OF THE GOVERNING BODY. LINE 7B - THE BYLAWS OF THE CORPORATION MAY BE ADOPTED, AMENDED OR REPEALED BY A MAJORITY VOTE OF THE DIRECTORS IN OFFICE; PROVIDED, THAT ANY AMENDMENT TO THE SECTIONS OF THE BYLAWS GOVERNING THE NUMBER OF DIRECTORS, THE ELECTION OF DIRECTORS, VACANCIES OR REMOVAL OF DIRECTORS REQUIRES THE APPROVAL OF THE MEMBER, FINRA. THE CERTIFICATE OF INCORPORATION OF THE CORPORATION MAY BE AMENDED OR REPEALED IN WHOLE OR IN PART ONLY WITH THE AFFIRMATIVE APPROVAL OF THE MEMBER, FINRA. |
| FORM 990, PART VI, LINE 11B | THE FORM 990 WAS REVIEWED BY SENIOR MANAGEMENT AT VARIOUS STEPS THROUGHOUT THE PREPARATION CYCLE. THE FOUNDATION BOARD REVIEWED THE FINAL VERSION ON SEPTEMBER 27, 2016. |
| FORM 990, PART VI | EMPLOYMENT RULES AND POLICIES THE FOUNDATION DOES NOT HAVE ANY EMPLOYEES. ALL SERVICES ARE PROVIDED BY EMPLOYEES OF FINRA. THE FOUNDATION DOES NOT PAY FOR THEIR SERVICES. AS SUCH, THOSE INDIVIDUALS ARE SUBJECT TO THE EMPLOYMENT RULES AND POLICIES OF FINRA. FORM 990, PART VI, LINE 12C THE FINRA INVESTOR EDUCATION FOUNDATION HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT GOVERNS THE PROFESSIONAL AND ETHICAL CONDUCT OF BOARD MEMBERS, OFFICERS AND STAFF. AMONG OTHER THINGS, MEMBERS, OFFICERS, AND STAFF ARE PROHIBITED FROM DERIVING ANY PERSONAL PROFIT OR GAIN, DIRECTLY OR INDIRECTLY, BY REASON OF THEIR SERVICE TO THE FOUNDATION. MOREOVER, THE POLICY EXPRESSLY PROHIBITS SELF-DEALING. THE WRITTEN CONFLICT OF INTEREST POLICY REQUIRES BOARD MEMBERS AND OFFICERS TO MAKE INITIAL DISCLOSURE OF INTERESTS THAT COULD GIVE RISE TO CONFLICTS AS WELL AS ANNUAL DISCLOSURE BY THE SAME BOARD MEMBERS AND OFFICERS. ADDITIONALLY, THE WRITTEN POLICY CONTAINS AN ONGOING OBLIGATION OF BOARD MEMBERS, OFFICERS AND STAFF TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST AS THEY ARISE. THE ORGANIZATION'S OFFICERS AND STAFF ARE EMPLOYEES OF FINRA, AND, AS SUCH, ARE ALSO REQUIRED TO CERTIFY ANNUALLY AS TO THEIR COMPLIANCE WITH FINRA'S WRITTEN CONFLICT OF INTEREST POLICY. FOR FURTHER INFORMATION REGARDING FINRA'S WRITTEN CONFLICT OF INTEREST POLICY, PLEASE REFER TO THE 2015 RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX - FORM 990 FOR THE FOUNDATION'S PARENT ORGANIZATION, THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| FORM 990, PART VI, LINES 15A AND 15B | THE FOUNDATION DOES NOT HAVE ANY EMPLOYEES. ALL SERVICES ARE PROVIDED BY EMPLOYEES OF FINRA. THE FOUNDATION DOES NOT COMPENSATE THESE EMPLOYEES OF FINRA FOR THEIR SERVICE. THE PRESIDENT OF THE FOUNDATION SERVES AS THE LEAD OFFICER DIRECTING THE ACTIVITIES OF THE ORGANIZATION. IN DETERMINING SPECIFIC SALARY AND INCENTIVE COMPENSATION LEVELS FOR OFFICERS AND KEY EMPLOYEES OF FINRA, FINRA MANAGEMENT AND THE MANAGEMENT COMPENSATION COMMITTEE (THE "COMMITTEE") OF THE FINRA BOARD OF GOVERNORS CONSIDER: 1) OPERATONAL RESULTS 2) STRATEGIC INITIATIVES 3) FINANCIAL HEALTH/RESULTS 4) INDIVIDUAL PERFORMANCE 5) COMPETITIVE COMPENSATION LEVELS AS PREPARED BY MERCER, INC., A THIRD-PARTY COMPENSATION CONSULTANT. THE COMMITTEE'S MINUTES OF THE JANUARY 29, 2015 AND FEBRUARY 11, 2015 MEETINGS WERE REVIEWED AND APPROVED AS ACCURATE AND COMPLETE FOLLOWING THE COMMITTEE'S APPROVAL OF THE SENIOR EXECUTIVE COMPENSATION PACKAGES. THE FULL BOARD FURTHER APPROVED THE 2014 INCENTIVE COMPENSATION OF THE CEO AT ITS MEETING ON FEBRUARY 11, 2015. ALL COMPENSATION COMMITTEE MEMBERS VOTED FOR THE PROPOSED LEVEL OF EXECUTIVE COMPENSATION. FOR FURTHER INFORMATION REGARDING THE COMPENSATION OF OFFICERS, PLEASE REFER TO THE 2015 RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX - FORM 990 FOR THE FOUNDATION'S PARENT ORGANIZATION, THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| FORM 990, PART VI, LINE 19 | THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND AUDITED FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. |
| FORM 990, PART VII, SECTION B | GMMB, INC. - PROVIDED STRATEGIC COUNSEL, PUBLIC RELATIONS CONSULTING, EARNED MEDIA ASSISTANCE, AND CRITICAL STAFFING SUPPORT FOR PROJECT OUTREACH, IN ADDITION TO PLACING AND MANAGING PAID ADVERTISING CAMPAIGNS. HOUGHTON MIFFLIN - PROVIDED BROADCAST, PRINT, MARKETING AND WEB SERVICES IN SUPPORT OF THE TEEN FINANCIAL LITERACY INITIATIVE (KNOWN AS "GENERATION MONEY") ACTIVE IN MIDDLE AND HIGH SCHOOLS NATIONWIDE. FAIR ISAAC CORPORATION - OPERATES THE MYFICO CREDIT REPORT AND ANALYSIS TOOL AVAILABLE THROUGH THE MILITARY FINANCIAL READINESS PROJECT. BBB INSTITUTE FOR MARKETPLACE TRUST - PROVIDES NATIONAL AND COMMUNITY-LEVEL OUTREACH SUPPORT FOR THE INVESTOR PROTECTION CAMPAIGN AND MILITARY FINANCIAL READINESS PROJECT. APPLIED RESEARCH & CONSULTING - PROVIDES RESEARCH SERVICES FOR THE NATIONAL CAPABILITY STUDY. |
| FORM 990, PART XI, LINE 9 | OTHER CHANGES IN NET ASSETS OR FUND BALANCES PRIMARILY RELATE TO CONTRIBUTED SERVICES, INVESTMENT EXPENSES AND THE REVERSAL OF GRANT EXPENSES RELATING TO PRIOR PERIODS. |
| SCHEDULE I, PART I | GRANTS AND OTHER ASSISTANCE PURPOSE OF GRANT OR ASSISTANCE BOONE COUNTY PUBLIC LIBRARY, BURLINGTON, KY (61-0673886) SMART INVESTING@YOUR LIBRARY UNDER THE RUBRIC "EARN-SAVE-SPEND," BOONE COUNTY PUBLIC LIBRARY AND A LEADING SOCIAL SERVICES AGENCY IN THE COUNTY (THE BRIGHTON CENTER) WILL PROVIDE IN-DEPTH LEARNING EXPERIENCES FOR FAMILIES, EDUCATORS AND OLDER ADULTS (AGES 65+). THE PROJECT WILL CHALLENGE FAMILIES TO EVALUATE THEIR FINANCIAL HEALTH AND TAKE STEPS TO MAKE TANGIBLE IMPROVEMENTS. CHICAGO PUBLIC LIBRARY, CHICAGO, IL (36-3480353) SMART INVESTING@YOUR LIBRARY THE CHICAGO PUBLIC LIBRARY WILL COLLABORATE WITH THE CITYS OFFICE OF FINANCIAL INCLUSION TO IMPROVE ACCESS TO FINANCIAL EDUCATION AND ONLINE FINANCIAL SKILL-BUILDING FOR LOCAL COMMUNITIES IN NEED, ESPECIALLY UNBANKED RESIDENTS AND NEW IMMIGRANT POPULATIONS. AS A MAJOR COMPONENT OF THIS EFFORT, THE LIBRARY WILL TRAIN AND DEPUTIZE ITS CORPS OF "CYBERNAVIGATORS" TO PROVIDE ON-DEMAND ASSISTANCE TO LIBRARY PATRONS SEEKING ACCESS TO RELIABLE FINANCIAL INFORMATION. THE CYBERNAVIGATORS ARE AN EXISTING GROUP OF TECHNOLOGY EXPERTS PRESENT IN MOST OF THE LIBRARYS 80 LOCATIONS. THEY WORK DIRECTLY WITH PATRONS TO IMPROVE BASIC DIGITAL SKILLS AND EXPAND ACCESS TO DIGITAL INFORMATION. CLAYTON COUNTY LIBRARY SYSTEM, JONESBORO, GA (58-2516726) SMART INVESTING@YOUR LIBRARY CLAYTON COUNTY LIBRARY SYSTEM WILL PROVIDE FINANCIAL EDUCATION EXPERIENCES TAILORED TO THE NEEDS OF FOUR AUDIENCES-ENTREPRENEURS, FINANCIALLY DISENFRANCHISED FAMILIES, SENIOR CITIZENS AND YOUTH. THE PROJECT WILL ENHANCE THEIR PROSPECTS FOR SELF-SUFFICIENCY THROUGH FINANCIAL LITERACY TRAINING, PROVIDE THE FUNDAMENTALS FOR ECONOMIC DECISION-MAKING AND CONNECT THEM TO COMMUNITY RESOURCES. FOR ENTREPRENEURS, THE LIBRARY WILL JOIN FORCES WITH CLAYTON STATE UNIVERSITYS SMALL BUSINESS DEVELOPMENT CENTER AND THE COUNTYS ECONOMIC DEVELOPMENT DEPARTMENT TO DELIVER AN INVESTING 101 SERIES. FOR FINANCIALLY DISENFRANCHISED FAMILIES, THE LIBRARY WILL PARTNER WITH SOCIAL SERVICE AGENCIES AND FAITH-BASED ORGANIZATIONS TO PROVIDE MONEY MANAGEMENT GUIDANCE. FOR SENIOR CITIZENS, THE LIBRARY AND DEPARTMENT OF SENIOR SERVICES WILL PROVIDE SESSIONS AT SENIOR CENTERS ON ESTATE PLANNING, SAVVY INVESTING AND MANAGING RETIREMENT INCOME. FOR YOUTH, THE LIBRARY WILL WORK WITH 4-H, SCOUT GROUPS AND THE PARKS AND RECREATION DEPARTMENT TO INTEGRATE FINANCIAL LITERACY LESSONS INTO THE COUNTYS SUMMER READING PROGRAM. COLORADO LIBRARY CONSORTIUM, CENTENNIAL, CO (84-0691967) SMART INVESTING@YOUR LIBRARY THE COLORADO LIBRARY CONSORTIUM, THE ESTES VALLEY LIBRARY, AND THE COLORADO STATE LIBRARY WILL CONVENE A NETWORK OF SMALL AND MEDIUM-SIZE LIBRARIES TO HELP RESIDENTS SET FINANCIAL GOALS, ESTABLISH A PLAN FOR REACHING THESE GOALS, UNDERSTAND INVESTMENT CONCEPTS AND COMMON INVESTMENT TYPES, SAVE FOR RETIREMENT, AND MANAGE MONEY IN RETIREMENT. THIS WILL BE ACCOMPLISHED THROUGH TRAINING FOR LIBRARY STAFF AND DIRECT DELIVERY OF FINANCIAL CAPABILITY PROGRAMS AND SERVICES TO THE PUBLIC. CLARIFI (CONSUMER CREDIT COUNSELING SERVICE OF DELAWARE VALLEY) PHILADELPHIA, PA (23-1671903) FINANCIAL EDUCATION IN YOUR COMMUNITY CLARIFI WILL PARTNER WITH HOME CARE ASSOCIATES, A WORKER-OWNED HOME HEALTHCARE AGENCY, TO INTEGRATE FINANCIAL EDUCATION, COACHING AND RELATED SERVICES INTO EXISTING EMPLOYEE TRAINING AND STAFF SUPPORT SERVICES FOR LOWER-WAGE EMPLOYEES. SALT LAKE COUNTY LIBRARY SERVICES, WEST JORDAN, UT (87-0467902) SMART INVESTING@YOUR LIBRARY SALT LAKE COUNTY LIBRARY AND THE ENGLISH SKILLS LEARNING CENTER WILL COORDINATE BASIC FINANCIAL EDUCATION FOR RECENT REFUGEES AND IMMIGRANT FAMILIES WHO HAVE LOW INCOME AND LIMITED LITERACY SKILLS (EVEN IN THEIR OWN LANGUAGES). THE PROGRAM WILL INTEGRATE FINANCIAL INSTRUCTION INTO WELL ESTABLISHED SERVICES FOR THE TARGET AUDIENCE, AND WILL INCREASE PARTICIPANTS SKILLS RELATED TO THE U.S. BANKING SYSTEM, BUDGETING, CREDIT PRODUCTS AND FINANCIAL PLANNING. THE LOCAL REFUGEE AND IMMIGRANT POPULATION ARRIVES IN SALT LAKE COUNTY PRIMARILY FROM BURMA, IRAQ, BHUTAN, SOMALIA, ERITREA, AFGHANISTAN AND THE CONGO. THE PROJECT PARTNERS WILL HELP THESE COMMUNITIES: (1) MASTER THE VOCABULARY AND UNDERSTANDING TO CONDUCT BANKING TRANSACTIONS, CREATE A BUDGET, RECOGNIZE PREDATORY LENDING PRACTICES AND AVOID FRAUD; AND (2) COMPREHEND ASSET-BUILDING STRATEGIES AND PLAN FOR THE FUTURE. FULTON-MONTGOMERY COMMUNITY COLLEGE LIBRARY, JOHNSTOWN, NY (14-1584150) SMART INVESTING@YOUR LIBRARY EVANS LIBRARY AT FULTON-MONTGOMERY COMMUNITY COLLEGE WILL SERVE STUDENTS ENROLLED AT THE COLLEGE AND AT HIGH SCHOOLS IN THE MOHAWK VALLEY REGION OF UPSTATE NEW YORK WITH PROGRAMMING ABOUT COLLEGE FINANCING AND GENERAL FINANCIAL LITERACY. LEARNING WILL TAKE THE FORM OF WORKSHOPS, TUTORIALS AND WEB-BASED INSTRUCTION. FACULTY IN THE COLLEGES BUSINESS DIVISION AND STAFF FROM THE FINANCIAL AID OFFICE WILL PROVIDE OVERALL INSTRUCTIONAL LEADERSHIP FOR THE PROJECT. AMONG OTHER TOPICS, PROGRAMS WILL ADDRESS: BUDGETING; CREDIT CARD EDUCATION; THE IMPORTANCE OF BANKING RELATIONSHIPS; THE FINANCIAL AID PROCESS AND FAFSA FILING; MANAGING STUDENT LOAN DEBT; CHOICE OF COLLEGE MAJOR AND LIFETIME EARNING POTENTIAL; WISE USE OF THE FINANCIAL AID REFUND; FITTING COLLEGE COSTS INTO THE FAMILY BUDGET; AND BENEFITS AVAILABLE THROUGH THE GI BILL. EDWIN A. BEMIS PUBLIC LIBRARY, LITTLETON, CO (84-6043543) SMART INVESTING@YOUR LIBRARY THE LITTLETON IMMIGRANT RESOURCES CENTER, A DIVISION OF THE EDWIN A. BEMIS PUBLIC LIBRARY, WILL PROVIDE RECENT IMMIGRANT FAMILIES RESIDING IN THE SOUTH DENVER METROPOLITAN AREA WITH SUPPORT AND INSTRUCTION ON HOW TO MANAGE MONEY IN THEIR NEWLY ADOPTED COUNTRY. THE PROGRAM WILL COMBINE STRUCTURED FINANCIAL LITERACY CLASSES WITH INDIVIDUALIZED MENTORING. THE CLASSROOM MODULES WILL COVER BUDGETING 101, CREDIT FUNDAMENTALS AND UNDERSTANDING THE U.S. BANKING SYSTEM. LEARNING OPPORTUNITIES WILL BE INTEGRATED INTO THE LIBRARYS ESL FOR FINANCIAL SUCCESS PROGRAM AND OTHER CITIZENSHIP SERVICES. THE LIBRARY WILL UPDATE ITS TRADITIONAL ESL CURRICULUM TO FOCUS ON FINANCIAL TERMINOLOGY AND THE LANGUAGE CAPABILITIES NEEDED TO NAVIGATE FINANCIAL DECISIONS AND TRANSACTIONS. ALBUQUERQUE BERNALILLO COUNTY LIBRARY, ALBUQUERQUE, NM (23-7024173) SMART INVESTING@YOUR LIBRARY ALBUQUERQUE BERNALILLO COUNTY LIBRARY WILL COLLABORATE SCHOOLS AND A STATEWIDE, NONPROFIT SMALL BUSINESS DEVELOPMENT AND TRAINING ORGANIZATION TO DELIVER FINANCIAL EDUCATION FOR TEENS. LEARNING ACTIVITIES WILL TAKE PLACE AT LIBRARY LOCATIONS THROUGHOUT THE COUNTY AND SCHOOLS. PROGRAM MODULES WILL ADDRESS: MANAGING YOUR MONEY; PLANNING YOUR FUTURE; MAKING YOUR MONEY GROW; AND PROTECTING WHAT YOU HAVE. APPALACHIAN REGIONAL LIBRARY SYSTEM, WEST JEFFERSON, NC (53-1386281) SMART INVESTING@YOUR LIBRARY IN PARTNERSHIP WITH COMMUNITY AGENCIES AND EDUCATIONAL INSTITUTIONS, APPALACHIAN REGIONAL LIBRARY SYSTEM WILL PROVIDE FINANCIAL CAPABILITY PROGRAMMING FOR WOMEN ACROSS THREE GENERATIONS. FOR YOUNG ADULTS IN HIGH SCHOOL AND COLLEGE, PROGRAMMING WILL FOCUS ON FINANCING EDUCATIONAL COSTS, BASIC BUDGETING, SAVING FOR MAJOR PURCHASES AND AN INTRODUCTION TO INVESTING. FOR WOMEN IN MIDLIFE AND NEARING OR IN RETIREMENT, PROGRAMS WILL HELP PARTICIPANTS PREPARE FOR THEIR CHILDRENS EDUCATION EXPENSES, MANAGE HOUSEHOLD BUDGETS, RECOVER FROM FINANCIAL SETBACKS AND STICK TO A RETIREMENT SAVING AND INVESTING PLAN WHILE CARING FOR AGING PARENTS. ADDITIONAL SESSIONS FOR SENIORS WILL HELP PARTICIPANTS MANAGE RETIREMENT INCOME, AVOID FINANCIAL FRAUD AND UNDERSTAND ESTATE PLANNING. CHESTERFIELD COUNTY PUBLIC LIBRARY, CHESTERFIELD, VA (52-1245254) SMART INVESTING@YOUR LIBRARY CHESTERFIELD COUNTY PUBLIC LIBRARY WILL FOCUS ON THE INTERGENERATIONAL TRANSFER OF FINANCIAL LEARNING, WHILE IMPROVING PARTICIPANTS' FACILITY WITH THE MATHEMATICS OF MONEY. THE PROJECT WILL GIVE SPECIAL ATTENTION TO GRANDCHILDREN AND THE GRANDPARENTS WHO HAVE AN INFLUENTIAL OR PRIMARY ROLE IN RAISING THEM. THE LIBRARY-IN PARTNERSHIP WITH THE COUNTY OFFICE OF THE SENIOR ADVOCATE, THE FEDERAL RESERVE BANK OF RICHMOND AND THE CHESTERFIELD COUNTY PUBLIC SCHOOLS-WILL SEEK TO EQUIP THESE "GRANDFAMILIES" WITH FINANCIAL LITERACY SKILLS NECESSARY TO ADDRESS IMMEDIATE NEEDS AND LONGER-TERM WELLBEING. FOR THE BROADER COMMUNITY, THE LIBRARY AND ITS PARTNERS WILL DELIVER A SERIES OF MINI-WORKSHOPS ON: DEVELOPING A FINANCIAL PLAN AND SETTING GOALS; REDUCING DEBT; AVOIDING FRAUD AND IDENTITY THEFT; INVESTING FUNDAMENTALS; SAVING AND PAYING FOR COLLEGE; RETIREMENT PLANNING; AND MANAGING HEALTHCARE COSTS, AMONG OTHER TOPICS. HAWAII STATE PUBLIC LIBRARY SYSTEM, HONOLULU, HI (99-6003670) SMART INVESTING@YOUR LIBRARY THE HAWAII STATE PUBLIC LIBRARY SYSTEM WILL UNDERTAKE KEIKA TO KAPUNA (LITERALLY, CHILDREN TO GRANDPARENTS)- A MULTIGENERATIONAL FINANCIAL LITERACY INITIATIVE USING PERFORMANCE, COMPETITIONS, ONLINE ENGAGEMENT AND WORKSHOPS TO IMPROVE RESIDENTS FINANCIAL SKILLS. FOR STUDENTS IN GRADES K THROUGH 6, THE LIBRARY WILL PARTNER WITH THE NATIONAL THEATRE FOR CHILDREN TO DELIVER DR |
| FORM 990, PART VI, LINE 4 | BYLAW CHANGES DURING ITS DECEMBER 16, 2015 MEETING, THE FOUNDATION BOARD APPROVED CHANGES TO THE FOUNDATION'S CERTIFICATE OF INCORPORATION TO: (A) VEST THE SOLE MEMBER WITH THE AUTHORITY TO AMEND THE BYLAWS (DESCRIBED ON FORM 990, SCHEDULE O, PAGE 2, WITH REFERENCE TO FORM 990, PART VI, LINE 7B); (B) REMOVE THE MULTI-TIERED FUNDING APPROVAL STRUCTURE (DESCRIBED ON FORM 990, SCHEDULE 0, PAGE 2, WITH REFERENCE TO FORM 990, PART VI, LINE 1A); (C) CLARIFY PROVISIONS RELATING TO TERM LIMITS; AND (D) UPDATE THE REGISTERED AGENT. THE SOLE MEMBER, FINRA, SUBSEQUENTLY AMENDED THE FOUNDATION'S BYLAWS TO: (1) UPDATE DEFINITIONS OF PUBLIC AND NON-PUBLIC DIRECTORS; (2) RESTATE THE COMPOSITION AND CLASSES OF BOARD MEMBERSHIP; (3) ELIMINATE THE APPROVAL PROCESS FOR CERTAIN FUNDING REQUESTS OF $25,000 OR LESS (DESCRIBED ON FORM 990, SCHEDULE O, PAGE 2, WITH REFERENCE TO FORM 990, PART VI, LINE 1A); AND (4) STATE THAT THE AUTHORITY TO AMEND THE BYLAWS (DESCRIBED ON FORM 990, SCHEDULE O, PAGE 2, WITH REFERENCE TO FORM 990, PART VI, LINE 7B) IS VESTED WITH THE SOLE MEMBER. |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|---|---|---|---|---|---|
| FINANCIAL IND REGULATORY AUTHORITY INC | ||||||||||
| 1735 K STREET NW | WASHINGTON | DC | 20006 | 530088710 | REGULATORY | DE | 501(C)(6) | N/A | NA | false |
| FINRA REGULATION INC | ||||||||||
| 1735 K STREET NW | WASHINGTON | DC | 20006 | 521959501 | REGULATORY | DE | 501(C)(6) | N/A | FINRA | false |
| FINRA DISPUTE RESOLUTION INC | ||||||||||
| 1735 K STREET NW | WASHINGTON | DC | 20006 | 522187577 | ARBITRATION | DE | 501(C)(6) | N/A | FINRA | false |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | false | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | false | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | Yes (true) | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | false | LoansOrGuaranteesFromOthOrgInd |
| Asset Sale To Other Org | false | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | false | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | false | AssetExchangeInd |
| Rental Of Facilities To Oth Org | false | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | false | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | false | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | false | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | Yes (true) | SharingOfFacilitiesInd |
| Paid Employees Sharing | Yes (true) | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | Yes (true) | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | false | TransferToOtherOrgInd |
| Transfer From Other Org | Yes (true) | TransferFromOtherOrgInd |
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