KAVLI FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- KAVLI FOUNDATION (EIN 77-0560142)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-11-14
- IRS object ID
- 201633199349102313
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-11-14T14:44:47-06:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 952835976 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MACFARLANE FALETTI & CO LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 115 E MICHELTORENA ST 200 | AddressLine1Txt |
| City | SANTA BARBARA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770560142 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE KAVLI FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | KAVL | BusinessNameControlTxt |
| Phone | 8059881766 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE NO 250 | AddressLine1Txt |
| City | OXNARD | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93030 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES CIONTEA | PersonNm |
| Person Title | CFO | PersonTitleTxt |
| Phone | 8059881766 | PhoneNum |
| Signature | 2016-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | GAIL H ANIKOUCHINE | PreparerPersonNm |
| PTIN | P00161999 | PTIN |
| Phone | 8059664157 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $601,180,935 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $17,708,371 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $3,443,671 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,443,671 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $2,694,854 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $2,694,854 | GrossRentsNetInvstIncmAmt |
| Net Rental Income Or Loss | $1,745,342 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $18,104,457 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $39,665,740 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $18,104,457 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $487,030 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $487,030 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $42,438,383 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $24,730,012 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $836,786 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $60,689 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $776,097 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $1,258,152 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $79,246 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $1,178,906 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $276,152 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $568 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $275,584 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $79,527 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $14,768 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $64,759 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $20,100 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,216 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $16,884 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $763,169 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $763,169 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,184,740 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $286,532 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $94,100 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $459,669 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $446,747 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $541,009 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $541,009 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,548,506 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3,994,596 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,513,996 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $7,967,810 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $5,649,531 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $6,461,335 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $46,421,264 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $11,676,986 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $54,389,074 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $5,649,531 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $18,138,321 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$11,950,691 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $19,080,481 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $492,307 | CashBOYAmt |
| Cash EOY | $14,894 | CashEOYAmt |
| Cash EOYFMV | $14,894 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $20,759,867 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $23,427,193 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $23,427,193 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $4,620 | AcctRcvblAmt |
| Acct Rcvbl BOY | $3,156 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $4,620 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $4,620 | AcctRcvblEOYFMVAmt |
| Pledges Rcvbl | $283,170,710 | PledgesRcvblAmt |
| Pledges Rcvbl BOY | $365,553,935 | PledgesRcvblBOYAmt |
| Pledges Rcvbl EOY | $283,170,710 | PledgesRcvblEOYAmt |
| Pledges Rcvbl EOYFMV | $283,170,710 | PledgesRcvblEOYFMVAmt |
| Other Nts And Loans Rcvbl BOY | $320,086 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $0 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $0 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $79,119 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $42,049 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $42,049 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $97,406,492 | CorporateStockBOYAmt |
| Corporate Stock EOY | $150,105,026 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $150,105,026 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,083,597 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,222,287 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,222,287 | CorporateBondsEOYFMVAmt |
| Invst Land Cost Or Other Basis | $9,732,461 | InvstLandCostOrOtherBasisAmt |
| Invst Land Accum Depreciation | $618,700 | InvstLandAccumDepreciationAmt |
| Land Bldg Investments BOY | $26,577,284 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $9,113,761 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $9,410,000 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $87,054,228 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $130,342,507 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $130,342,507 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $312,722 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $204,098 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $54,541 | LandBOYAmt |
| Land EOY | $108,624 | LandEOYAmt |
| Land EOYFMV | $108,624 | LandEOYFMVAmt |
| Other Assets BOY | $145,671 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,333,025 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,333,025 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $599,530,283 | TotalAssetsBOYAmt |
| Total Assets EOY | $600,884,696 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $601,180,935 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $646,645 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $686,184 | AccountsPayableEOYAmt |
| Grants Payable BOY | $25,924,562 | GrantsPayableBOYAmt |
| Grants Payable EOY | $55,590,227 | GrantsPayableEOYAmt |
| Deferred Revenue BOY | $488,426 | DeferredRevenueBOYAmt |
| Other Liabilities BOY | $789,992 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $513,577 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $27,849,625 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $56,789,988 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $571,680,658 | UnrestrictedBOYAmt |
| Unrestricted EOY | $544,094,708 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $571,680,658 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $544,094,708 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $599,530,283 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $600,884,696 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $571,680,658 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$11,950,691 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $559,729,967 | SubtotalAmt |
| Other Decreases | $15,635,259 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $544,094,708 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (25 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt | AcquiredAcquiredDt | SoldSoldDt | DepreciationDepreciationAmt |
|---|---|---|---|---|---|---|---|---|
| K-1 KANYE ANDERSON MIDSTR INST FD 26-3885960 | P | $83,479 | $83,479 | $83,479 | ||||
| K-1 CEDAR ROCK PARTNERS LLC 36-7404703 | P | $396,563 | $396,563 | $396,563 | ||||
| K-1 GUARDIAN REALTY FUND II 47-0946332 | P | -$2,583,937 | -$2,583,937 | $2,583,937 | ||||
| K-1 ORCHID ASIA III 98-0469253 LOT 1 | P | $201,744 | $201,744 | $201,744 | ||||
| K-1 ORCHID ASIA III 98-0469253 LOT 2 | P | $201,744 | $201,744 | $201,744 | ||||
| K-1 ORCHID ASIA IV LP 77-0560142 | P | -$240,385 | -$240,385 | $240,385 | ||||
| K-1 ORCHID ASIA VI LP 98-1167089 | P | -$71,413 | -$71,413 | $71,413 | ||||
| K-1 PROMETHEUS PARTNERS III LP 61-1530807 | P | -$46,226 | -$46,226 | $46,226 | ||||
| K-1 WINDWARD V LP 20-0975102 | P | -$4,896 | -$4,896 | $4,896 | ||||
| NORTHERN TRUST - SOUTHERN SUN | P | $161,866 | -$438,224 | -$438,224 | $600,090 | |||
| NORTHERN TRUST - SMITH GRAHAM | P | $87,962 | $6,840 | $6,840 | $81,122 | |||
| NORTHERN TRUST - NEWSOUTH | P | $314,972 | $189,221 | $189,221 | $125,751 | |||
| NORTHERN TRUST - ITHAKA | P | $137,241 | -$30,196 | -$30,196 | $167,437 | |||
| NORTHERN TRUSTS - COLUMBIA PARTNERS | P | $317,744 | -$96,911 | -$96,911 | $414,655 | |||
| SALE OF PROPERTY - YORBA LINDA | D | $32,000,000 | $15,710,015 | $15,710,015 | $24,751,604 | 2002-01-01 | 2015-05-09 | $8,461,619 |
| SALE OF PROPERTY - MINDEN | D | $825,479 | -$109,907 | -$109,907 | $1,000,000 | 2013-04-12 | 2015-12-31 | $64,614 |
| K-1 GLOBAL ENDOWMENT MGMT FUND II LP 26-1741307 | P | $594,216 | $594,216 | $594,216 | ||||
| K-1 MAKENA CAPITAL ASSOC 20-4310816 | P | $553,510 | $553,510 | $553,510 | ||||
| K-1 MAKENA PRIVATE EQ FD 90-0780595 | P | $415,514 | $415,514 | $415,514 | ||||
| K-1 GIF IV PRIVATE INVESTORS 80-0711535 | P | $348,443 | $348,443 | $348,443 | ||||
| K-1 VINTAGE FUND GSVA 30-0673634 | P | $11,413 | $11,413 | $11,413 | ||||
| K-1 MAKENA PRIVATE EQUITY II 90-0932696 | P | $119,076 | $119,076 | $119,076 | ||||
| K-1 VINTAGE III LP 20-1817908 | P | $82,808 | $82,808 | $82,808 | ||||
| K-1 VINTAGE V LP 26-2950708 | P | $1,004,760 | $1,004,760 | $1,004,760 | ||||
| CAPITAL GAINS DIVIDENDS | P | $1,807,206 | $1,807,206 | $1,807,206 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $18,104,457 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $12,293,995 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $227,339,124 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.054078 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $8,500,626 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $185,110,543 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.045922 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $9,511,150 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $161,875,789 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.058756 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $7,914,818 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $150,835,770 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.052473 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $178,929 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $148,718,895 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.001203 | DistributionYr5Rt |
| Total Distribution | 0.212432 | TotalDistributionRt |
| Average Distribution | 0.042486 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $278,535,286 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $11,833,850 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $190,805 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $12,024,655 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $18,138,321 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $190,805 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $190,805 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $190,805 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $809,187 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $809,187 | TotalPaymentsAndCreditsAmt |
| Overpayment | $618,382 | OverpaymentAmt |
| Applied To ES Tax | $192,000 | AppliedToESTaxAmt |
| Refund | $426,382 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | KAVLIFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | DAVID VALENTINE | IndividualWithBooksNm |
| Phone | 8059192733 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DR SUITE 250 | AddressLine1Txt |
| City | OXNARD | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93030 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (10 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ROBERT CONN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | PRESIDENT AND CEO | 40.00 | $584,196 | $42,660 | $1,852 |
| THOMAS E EVERHART | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $31,000 | $0 | $1,293 |
| DOUGLAS K FREEMAN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | SECRETARY | 3.00 | $38,500 | $0 | $0 |
| ROCKELL N HANKIN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | CHAIRMAN | 3.00 | $68,500 | $0 | $4,552 |
| HENRY YANG | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $0 | $0 | $0 |
| RICHARD MESERVE | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $25,500 | $0 | $3,743 |
| CORWIN CORPUZ | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | INVESTMENT COMMITTEE | 1.00 | $11,000 | $0 | $0 |
| MARY SUE COLEMAN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $27,500 | $0 | $447 |
| GUNNAR NILSEN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $28,000 | $0 | $8,220 |
| DAVID VALENTINE | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | CFO/VP OF FINANCE | 40.00 | $22,590 | $0 | $8,897 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| MIYOUNG CHUN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | VP SCIENCE PROGRAMS | 40.00 | $314,258 | $24,846 | $1,401 |
| JAMES COHEN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | COMMUNICATIONS DIREC | 40.00 | $174,781 | $53,224 | $0 |
| CHRISTOPHER L MARTIN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | SCIENCE PROGRAM OFFI | 40.00 | $165,060 | $29,363 | $2,717 |
| SHARIF TAHA | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | SCIENCE PROGRAM OFFI | 40.00 | $150,000 | $23,064 | $8,054 |
| NADINE STERN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | KAVLI PRIZE PROGRAM | 40.00 | $120,000 | $28,898 | $491 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 4 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt | Address Line2USAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|
| THE ENDOWMENT OFFICE INC | ||||||
| 6551 SOUTH REVERE PARKWAY | CENTENNIAL | CO | 80111 | INVESTMENT ADVISORY | $323,028 | |
| BURNESS COMMUNICATION | ||||||
| 7910 WOODMONT AVENUE SUITE 700 | BETHESDA | MD | 20814 | COMMUNICATIONS | $61,100 | |
| MACFARLANE FALETTI & CO LLP | ||||||
| 115 EAST MICHELTORENA STREET SUITE | SANTA BARBARA | CA | 93101 | ACCOUNTING | $57,300 | 200 |
| LINDSAY BORTHWICK | ||||||
| 1801 SOLAR DRIVE | OXNARD | CA | 93030 | COMMUNICATIONS | $56,181 | |
| LOEB & LOEB LLP | ||||||
| 10100 SANTA MONICA BLVD SUITE 2200 | LOS ANGELES | CA | 90067 | LEGAL | $51,825 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $234,607,069 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $22,347,131 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $25,822,740 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $282,776,940 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $282,776,940 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $4,241,654 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $278,535,286 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $13,926,764 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $13,926,764 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $190,805 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $190,805 | TotalTaxAmt |
| Distributable Before Adj | $13,735,959 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $13,735,959 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $13,735,959 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $18,138,321 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $18,138,321 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $190,805 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $17,947,516 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $13,735,959 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $178,929 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $519,172 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,601,607 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $1,792,775 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $4,092,483 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $18,138,321 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $13,735,959 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $4,402,362 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $8,494,845 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $178,929 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $8,315,916 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $519,172 | ExcessFromYear4Amt |
| Excess From Year3 | $1,601,607 | ExcessFromYear3Amt |
| Excess From Year1 | $1,792,775 | ExcessFromYear1Amt |
| Excess From Current Year | $4,402,362 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd | Province Or StateRecipientForeignAddress/ProvinceOrStateNm |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| REGENTS UNIVERSITY OF CALIFORNIA (SANTA BARBARA) | ||||||||||||
| CHEADLE HALL | SANTA BARBARA | CA | 93106 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $572,764 | ||||||
| CALIFORNIA INSTITUTE OF TECHNOLOGY | ||||||||||||
| 1200 E CALIFORNIA BLVD | PASADENA | CA | 91125 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $220,000 | ||||||
| REGENTS UNIVERSITY OF CALIFORNIA (SAN DIEGO) | ||||||||||||
| REGENTS UNIVERSITY OF CALIFORNIA | LA JOLLA | CA | 92093 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $358,333 | SAN DIEGO | |||||
| TRONDHEIM KAVLI INSTITUTE | ||||||||||||
| FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $1,300,000 | NO-7491 | TRONDHEIM | NO | |||||||
| PEKING UNIVERSITY | ||||||||||||
| FORGN ORG EXP RESP G | KAVLI VISITING SCHOLARS | $85,000 | PEKING UNIVERSITY | BEIJING | CH | 100871 | ||||||
| CAMBRIDGE UNIVERSITY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | KAVLI FUTURES SYMPOSIA | $100,000 | MADINGLEY ROAD | CAMBRIDGE | UK | CB30HA | ||||||
| ROCKEFLLER UNIVERSITY | ||||||||||||
| 1230 YORK AVENUE | NEW YORK | NY | 10065 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $1,350,000 | ||||||
| NEW YORK UNIVERSITY | ||||||||||||
| 665 BROADWAY SUITE 801 | NEW YORK | NY | 10012 | 501(C) 3 PUBLIC CHAR | HUMAN PROJECT INITIATIVE | $750,000 | ||||||
| AAAS KAVLI SCIENCE JOURNALISM AWARDS | ||||||||||||
| 1200 NEW YORK AVE NW | WASHINGTON | DC | 20001 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $140,000 | ||||||
| THE UNIVERSITY OF TOKYO | ||||||||||||
| FORGN ORG EXP RESP G | EDUCATIONAL PROGRAM SUPPORT | $250,000 | HONGO 7-3-1 BUNKYO-KU | TOKYO | JA | 113-8654 | JAPAN | |||||
| THE UNIVERSITY OF TOKYO | ||||||||||||
| FORGN ORG EXP RESP G | KAVLI LECTURES SYPMOSIA | $46,000 | HONGO 7-3-1 BUNKYO-KU | TOKYO | JA | 113-8654 | JAPAN | |||||
| WORLD SCIENCE FESTIVAL FOUNDATION | ||||||||||||
| 475 RIVERSIDE DRIVE SUITE 950 | NEW YORK | NY | 10115 | 501(C) 3 PUBLIC CHAR | KAVLI PRIZE PROGRAMS | $52,500 | ||||||
| FEDERATION OF EUROPEAN NEUROSCIENCE STUDIES | ||||||||||||
| FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $50,000 | RUE DEGMONT 11 | BRUSSELS | BE | 1000 | ||||||
| CAMBRIDGE UNIVERSITY - KAVLI INSTITUTE OF COSMOLOGY | ||||||||||||
| FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $75,000 | MADINGLEY ROAD | CAMBRIDGE | UK | CB30HA | ||||||
| SMALL MISCELLANEOUS GRANTS | ||||||||||||
| 1801 SOLAR DRIVE 250 | OXNARD | CA | 93030 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $105,000 | ||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,454,597 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (11 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | Address Line2RecipientUSAddress/AddressLine2Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| REGENTS UNIVERSITY OF CALIFORNIA (SANTA DIEGO) | |||||||||||
| REGENTS UNIVERSITY OF CALIFORNIA | SAN DIEGO | LA JOLLA | CA | 92093 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $716,667 | ||||
| CALIFORNIA INSTITUTE OF TECHNOLOGY | |||||||||||
| 1200 E CALIFORNIA BLVD | PASADENA | CA | 91125 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $370,000 | |||||
| SMALL MISCELLANEOUS GRANTS | |||||||||||
| KAVLI FOUNDATION | OXNARD | CA | 93030 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $65,000 | |||||
| AAAS KAVLI SCIENCE JOURNALISM AWARDS | |||||||||||
| 1200 NEW YORK AVE NW | WASHINGTON | DC | 20005 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $2,310,000 | |||||
| TRONDHEIM KAVLI INSTITUTE | |||||||||||
| FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $3,200,000 | NTNU | TRONDHEIM | NO | NO-7491 | |||||
| CAMBRIDGE UNIVERSITY - KAVLI INSTITUTE OF COSMOLOGY | |||||||||||
| FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $150,000 | MADINGLEY ROAD | CAMBRIDGE | UK | CB30HA | |||||
| PEKING UNIVERSITY | |||||||||||
| FORGN ORG EXP RESP G | KAVLI VISITING SCHOLARS | $85,000 | PEKING UNIVERSITY | BEIJING | CH | 100080 | |||||
| ROCKEFLLER UNIVERSITY | |||||||||||
| 1230 YORK AVENUE | NEW YORK | NY | 10065 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $10,250,000 | |||||
| FEDERATION OF EUROPEAN NEUROCIENCE STUDIES | |||||||||||
| FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $100,000 | RUE DEGMONT 11 | BRUSSELS | BE | 1000 | |||||
| UNIVERSITY OF CALIFORNIA SAN FRANCISCO | |||||||||||
| 550 16TH STREET | SAN FRANCISCO | CA | 94143 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $12,400,000 | |||||
| JOHNS HOPKINS UNIVERSITY | |||||||||||
| 3400 NORTH CHARLES STREET | BALTIMORE | MD | 21218 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $11,320,000 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $40,966,667 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,443,671 | ExclusionAmt |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
| Exclusion | $1,745,342 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $487,030 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $18,104,457 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $23,780,500 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $23,780,500 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| ESTATE OF FRED KAVLI | |||||||
| 1 | 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | $17,346,496 | Yes (X) | |
| ESTATE OF FRED KAVLI | |||||||
| 2 | 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | $361,875 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 2 | ContributorNum |
| Noncash Property | PAINTINGS, BOOKS, TELESCOPE | NoncashPropertyDesc |
| Fair Market Value | $361,875 | FairMarketValueAmt |
| Received | 2015-07-28 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $20,100 | Amt |
| Net Investment Income | $3,216 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $16,884 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (12 entries)
| PropertyPropertyDesc | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt | AcquiredAcquiredDt | RtRt |
|---|---|---|---|---|---|---|---|---|
| FURNITURE AND FIXTURES | $131,515 | $63,818 | SL | 7.000000000000 | $5,191 | $0 | ||
| COMPUTERS | $107,651 | $53,802 | SL | 5.000000000000 | $7,731 | $0 | ||
| MISCELLANEOUS EQUIPMENT | $11,111 | $11,111 | SL | 5.000000000000 | $0 | $0 | ||
| AUTO -2009 | $62,445 | $62,445 | SL | 5.000000000000 | $0 | $0 | 2009-03-31 | |
| LAND - PACKING HOUSE SQUARE | $1,762,000 | L | $0 | $0 | ||||
| BUILDING AND IMPROVEMENTS - PACKING HOUSE SQUARE | $22,516,078 | $8,051,135 | SL | 39.000000000000 | $270,877 | $270,877 | ||
| MACHINERY & EQUIPMENT - PACKING HOUSE SQUARE | $264,931 | $131,175 | SL | 10.000000000000 | $8,432 | $8,432 | ||
| BUILDING AND IMPROVEMENTS - VENTURA BOULEVARD | $5,363,213 | $463,907 | SL | 39.000000000000 | $135,778 | $135,778 | ||
| LAND - VENTURA BOULEVARD | $4,046,787 | L | $0 | $0 | ||||
| LAND - MINDEN | $71,900 | L | $0 | $0 | ||||
| BUILDINGS - MINDEN | $928,100 | $41,118 | SL | 39.000000000000 | $23,496 | $23,496 | ||
| LEASE COMMISSION - PACKING HOUSE | $322,461 | $10,851 | SL | $8,164 | $8,164 | 0.000000000000 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| WARBURG MANAGED BOND FUND | $16,550 | $16,550 |
| GOLDMAN SACHS MANAGED BOND PORTFOLIO | $3,205,737 | $3,205,737 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (12 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| NORTHERN TRUST-PINNACLE CAPITAL | $10,114,205 | $10,114,205 |
| NORTHERN TRUST-MATTHEWS ASIAN FUNDS | $6,139,063 | $6,139,063 |
| US GLOBAL EUROPEAN FUND | $1,619 | $1,619 |
| NORTHERN TRUST-RS INVESTMENT TRUST | $2,657,900 | $2,657,900 |
| MAKENA CAPITAL ASSOC | $74,825,151 | $74,825,151 |
| TIFF MULTI ASSET FUND | $30,512,187 | $30,512,187 |
| NORTHERN TRUST-NEW SOUTH CAP MGMT | $6,671,841 | $6,671,841 |
| NORTHERN TRUST - SANDS | $112 | $112 |
| NORTHERN TRUST-COLUMBIA PARTNERS | $6,831,292 | $6,831,292 |
| NORTHERN TRUST - IRONWOOD | $0 | $0 |
| NORTHERN TRUST - SMITH GRAHAM | $6,539,750 | $6,539,750 |
| NORTHERN TRUST - ITHAKA | $5,811,906 | $5,811,906 |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLandGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| BUILDING AND IMPROVEMENTS - VENTURA BOULEVARD | $5,363,213 | $599,685 | $4,763,528 |
| LAND - VENTURA BOULEVARD | $4,046,787 | $0 | $4,046,787 |
| LEASE COMMISSION - PACKING HOUSE | $322,461 | $19,015 | $303,446 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (19 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| CEDAR ROCK CAP PARTNERS LLC | FMV | $17,014,446 | $17,014,446 |
| WINDWARD V, LP | FMV | $0 | $0 |
| GUARDIAN REALTY FUND II | FMV | $207,173 | $207,173 |
| ORCHID ASIA FUND III, LP | FMV | $3,777,042 | $3,777,042 |
| PROMETHEUS PARTNERS III LP | FMV | $0 | $0 |
| ORCHID ASIA FUND IV, LP | FMV | $1,605,363 | $1,605,363 |
| GLOBAL ENDOWMENT FUND II LP | FMV | $47,568,894 | $47,568,894 |
| KAYNE ANDERSON MIDSTREAM INST FUND LP | FMV | $13,526,900 | $13,526,900 |
| MAKENA PRIVATE EQUITY FUND LP | FMV | $7,500,259 | $7,500,259 |
| NORTHERN TRUST-SOUTHERN SUN | FMV | $7,505,802 | $7,505,802 |
| SUNBELT VINEYARD LLC | FMV | $77,548 | $77,548 |
| MAKENA PRIVATE EQUITY FUND II | FMV | $3,311,678 | $3,311,678 |
| GIF PRIVATE INVESTORS LLC | FMV | $1,133,780 | $1,133,780 |
| GOLDMAN VINTAGE FUND III | FMV | $4,875,936 | $4,875,936 |
| ORCHID ASIA FUND VI | FMV | $2,293,063 | $2,293,063 |
| MAKENA PRIVATE EQUITY FUND III | FMV | $470,963 | $470,963 |
| OAKTREE VALUE OPP FEEDER FUND | FMV | $15,237,315 | $15,237,315 |
| OAKTREE VALUE LP | FMV | $4,207,571 | $4,207,571 |
| ACCRUED INVESTMENT INCOME | FMV | $28,774 | $28,774 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| FURNITURE AND FIXTURES | $131,515 | $69,009 | $62,506 | $62,506 |
| COMPUTERS | $107,651 | $61,533 | $46,118 | $46,118 |
| MISCELLANEOUS EQUIPMENT | $11,111 | $11,111 | $0 | $0 |
| AUTO -2009 | $62,445 | $62,445 | $0 | $0 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $79,527 | LegalFeesAmt |
| Net Investment Income | $14,768 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $64,759 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| OTHER ASSETS | $145,671 | $507,546 | $507,546 |
| ESCROW RECEIVABLE | $0 | $825,479 | $825,479 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED LOSS ON INVESTMENTS | Desc |
| Amt | $15,635,259 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (48 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| WORKERS COMPENSATION INSURANCE | $11,036 | $0 | $11,036 |
| OFFICE SUPPLIES | $38,320 | $0 | $38,320 |
| DUES, SUBSCRIPTION AND BOOKS | $10,898 | $0 | $10,898 |
| ADVERTISING & PROMOTION | $81,184 | $0 | $81,184 |
| FEES & PERMITS | $310 | $0 | $310 |
| REPAIRS AND MAINTENANCE | $222 | $0 | $222 |
| POSTAGE AND SHIPPING | $6,658 | $0 | $6,658 |
| INSURANCE | $33,168 | $0 | $33,168 |
| TELEPHONE & INTERNET | $33,855 | $0 | $33,855 |
| AUTO EXPENSE | $7,349 | $0 | $7,349 |
| OUTSIDE SERVICES | $251,044 | $0 | $251,044 |
| BANK FEES | $14,896 | $0 | $14,896 |
| K-1 EXP-GLOBAL ENDOWMENT FUND II 26-1741307 | $1,048,541 | $1,048,541 | $0 |
| K-1 EXP-GIF IV PRIVATE INVESTORS 80-0711535 | $34,495 | $34,495 | $0 |
| K-1 EXP-ORCHID ASIA III 98-0469253 | $34,029 | $34,029 | $0 |
| K-1 EXP-ORCHID ASIA IV 98-0549983 | $29,197 | $29,197 | $0 |
| K-1 EXP-MAKENA PVT EQ FD 90-0780595 | $186,830 | $186,830 | $0 |
| K-1 EXP-MAKENA CAPITAL ASSOC 20-4310816 | $418,510 | $418,510 | $0 |
| K-1 EXP-MAKENA PVT EQ FD II 90-0932696 | $203,768 | $203,768 | $0 |
| K-1 EXP-KAYNE ANDERSON MIDSTR INSTL FD 26-3885960 | $200,543 | $200,543 | $0 |
| K-1 EXP-GUARDIAN REALTY FD II 47-0946332 | $102,907 | $102,907 | $0 |
| K-1 EXP-ORCHID ASIA VI 98-1167089 | $360,109 | $360,109 | $0 |
| PROGRAMS-SYMPOSIA AND MEETINGS | $3,064,595 | $0 | $3,064,595 |
| GRANTS EXP-CHANGE IN DISCOUNT/VALUATION | -$4,999,625 | $0 | $0 |
| ACCRUAL TO CASH ADJUSTMENT | $0 | $0 | -$39,539 |
| K-1 EXP-VINTAGE FUND GVSA 30-067634 | $7,076 | $7,076 | $0 |
| K-1 EXP-VINTAGE III 20-1817908 | $37,272 | $37,272 | $0 |
| K-1 EXP-VINTAGE V 26-2950708 | $154,703 | $154,703 | $0 |
| PASSTHRU DEPLETION EXPENSE | $41,968 | $41,968 | $0 |
| K-1 EXP-MAKENA PVT EQ FD III 47-3526230 | $12,882 | $12,882 | $0 |
| K-1 EXP-CEDAR ROCK CAPITAL PTR 36-7404703 | $166,822 | $166,822 | $0 |
| K-1 ORDINARY INC-KAYNE ANDERSON 26-3885960 | $786,841 | $786,841 | $0 |
| UTILITIES | $53,018 | $53,018 | $0 |
| REPAIRS AND MAINTENANCE | $25,712 | $25,712 | $0 |
| INSURANCE | $23,565 | $23,565 | $0 |
| LANDSCAPE MAINTENANCE | $12,608 | $12,608 | $0 |
| SECURITY ALARM | $12,396 | $12,396 | $0 |
| OFFICE EXPENSE | $423 | $423 | $0 |
| JANITORIAL | $14,011 | $14,011 | $0 |
| REFUSE REMOVAL | $12,281 | $12,281 | $0 |
| SERVICE CONTRACT | $6,072 | $6,072 | $0 |
| TELEPHONE | $1,215 | $1,215 | $0 |
| SUPPLIES | $1,784 | $1,784 | $0 |
| OTHER EXPENSES | $182 | $182 | $0 |
| WORKERS COMP INSURANCE | $1,907 | $1,907 | $0 |
| FEES AND PERMITS | $727 | $727 | $0 |
| COMMISSIONS | $2,202 | $2,202 | $0 |
| TOOLS AND EQUIPMENT | $0 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (28 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| K-1 ORCHID ASIA III 98-0469253 LOT 1 | $23 | $23 | $23 |
| K-1 CEDAR ROCK PTRS 36-7404703 | -$6,193 | -$6,193 | -$6,193 |
| K-1 PORTFOLIO MAKENA CAPITAL ASSOC 20-4310816 | -$9,815 | -$9,815 | -$9,815 |
| K-1 ORDINARY INC-MAKENA CAPITAL 20-4310816 | -$982 | -$982 | -$982 |
| K-1 ROYALTIES MAKENA CAPITAL ASSOC 20-4310816 | $1,660 | $1,660 | $1,660 |
| K-1 OTHER PORTFOLIO INC-GLOBAL ENDOWMENT FD 26-1741307 | $550,466 | $550,466 | $550,466 |
| K-1 OTHER INC-GLOBAL ENDOWMENT FUND II 26-1741307 | -$125,196 | -$125,196 | -$125,196 |
| K-1 ROYALTY INC-GLOBAL ENDOWMENT FUND II 26-1741307 | $17,044 | $17,044 | $17,044 |
| K-1 MAKENA PRIVATE EQ FD 90-0780595 | -$3,125 | -$3,125 | -$3,125 |
| K-1 PROMETHEUS PTRS III 61-1530807 | $32,595 | $32,595 | $32,595 |
| K-1 KAYNE ANDERSON MIDST INSTL FD 26-3885960 | -$18,798 | -$18,798 | -$18,798 |
| K-1 ROYALTY INC-KAYNE ANDERSON MIDST INSTL FD 26-3885960 | $431 | $431 | $431 |
| K-1 GIF IV PRIVATE INVESTORS 80-0711535 | -$161,942 | -$161,942 | -$161,942 |
| K-1 ORCHID ASIA IV LP 77-0560142 | $1,291 | $1,291 | $1,291 |
| K-1 ORCHID ASIA VI LP 98-1167089 | -$3,197 | -$3,197 | -$3,197 |
| K-1 ROYALTY INC-VINTAGE FUND GSVA 30-0673634 | $36 | $36 | $36 |
| K-1 VINTAGE FUND GSVA 30-0673634 | $2,750 | $2,750 | $2,750 |
| K-1 ROYALTY INC-VINTAGE III LP 20-1817908 | $88 | $88 | $88 |
| K-1 VINTAGE III LP 20-1817908 | $3,516 | $3,516 | $3,516 |
| K-1 ROYALTY INC-VINTAGE V LP 26-2950708 | $545 | $545 | $545 |
| K-1 VINTAGE V LP 26-2950708 | $22,102 | $22,102 | $22,102 |
| K-1 ORDINARY INC-VINTAGE V LP 26-2950708 | $46,771 | $46,771 | $46,771 |
| K-1 MAKENA PRIVATE EQUITY II 90-0932696 | $33,806 | $33,806 | $33,806 |
| K-1 ORCHID ASIA III LP (LOT2) 98-0469253 | $23 | $23 | $23 |
| K-1 PROMETHEUS PTRS III ORD INCOME 61-1530807 | $4,905 | $4,905 | $4,905 |
| K-1 WINDWARD V LP 20-0975102 | $42,648 | $42,648 | $42,648 |
| K-1 ORDINARY MAKENA PRIVATE EQ FD 90-0780595 | $41,819 | $41,819 | $41,819 |
| K-1 ORD. INC-VINTAGE FUND GSVA 30-0673634 | $13,759 | $13,759 | $13,759 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| TENANT SECURITY DEPOSITS | $561,962 | $293,146 |
| DUE KAVLI CHARITABLE TRUST | $228,030 | $220,431 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| CONSULTING FEES - INVESTMENTS | $297,237 | $297,237 | $0 |
| ASSET MANAGEMENT FEE | $439,181 | $439,181 | $0 |
| PROFESSIONAL FEES | $26,751 | $26,751 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (14 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL TAXES | $92,297 | $0 | $92,297 |
| FEDERAL EXCISE TAX | $804,108 | $0 | $0 |
| K-1 FOREIGN TAX CEDAR ROCK CAPITAL PTRS 36-7404703 | $17,937 | $17,937 | $0 |
| OTHER TAXES | $1,803 | $0 | $1,803 |
| K-1 FOREIGN TAX MAKENA CAPITAL ASSOC 20-4310816 | $12,321 | $12,321 | $0 |
| K-1 FOREIGN TAX GLOBAL ENDOWMENT FUND II 26-1741307 | $15,967 | $15,967 | $0 |
| STATE TAXES | $0 | $0 | $0 |
| K-1 FOREIGN TAX KAYNE ANDERSON MIDST FD 26-3885960 | $2,088 | $2,088 | $0 |
| PASSTHRU STATE TAXES WITHHELD | $3,911 | $3,911 | $0 |
| K-1 FOREIGN TAX ORCHID ASIA VI | $5,193 | $5,193 | $0 |
| K-1 FOREIGN TAX VINTAGE III 20-1817908 | $2 | $2 | $0 |
| K-1 FOREIGN TAX VINTAGE V 26-2950708 | $1,016 | $1,016 | $0 |
| REAL ESTATE TAXES | $222,305 | $222,305 | $0 |
| PAYROLL TAXES | $5,792 | $5,792 | $0 |
Comments