MARIAN W OTTLEY U W ATLANTA FIRST WACHOVIA BANK NA: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- MARIAN W OTTLEY U W ATLANTA FIRST WACHOVIA BANK NA (EIN 58-6222004)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-09-23
- IRS object ID
- 201632679349100108
- Schema version
- 2015v2.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-09-23T17:00:14-05:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 586222004 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TW MARIAN W OTTLEY-ATLANTA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | OTTL | BusinessNameControlTxt |
| Phone | 8003523705 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1525 W WT HARRIS BLVD D1114-044 | AddressLine1Txt |
| City | CHARLOTTE | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 28262 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | - | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 8003523705 | PhoneNum |
| Signature | 2016-09-22 | SignatureDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $45,855,442 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $909,615 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $901,140 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,673,696 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $21,873,975 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,673,696 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $123,596 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $512,145 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,706,907 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,086,981 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $333,811 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $172,401 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $161,411 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,600 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $1,600 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $47,698 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $47,698 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $144,618 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $35,641 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $7,530 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $40,002 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $535,257 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $295,742 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $163,011 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,610,245 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,610,245 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,145,502 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $295,742 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,773,256 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$438,595 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,791,239 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $28,959 | CashBOYAmt |
| Cash EOY | $14,782 | CashEOYAmt |
| Cash EOYFMV | $14,782 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,979,763 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,066,602 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,066,602 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| US Government Obligations EOY | $994,591 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $981,573 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $30,886,976 | CorporateStockBOYAmt |
| Corporate Stock EOY | $30,343,170 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $30,626,538 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,686,832 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $4,138,770 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,882,808 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $10,351,246 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $8,981,251 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $9,283,139 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $45,933,776 | TotalAssetsBOYAmt |
| Total Assets EOY | $45,539,166 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $45,855,442 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $45,933,776 | CapitalStockBOYAmt |
| Capital Stock EOY | $45,539,166 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $45,933,776 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $45,539,166 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $45,933,776 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $45,539,166 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $45,933,776 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$438,595 | ExcessRevenueOverExpensesAmt |
| Other Increases | $74,194 | OtherIncreasesAmt |
| Subtotal | $45,569,375 | SubtotalAmt |
| Other Decreases | $30,209 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $45,539,166 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (498 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 750. AGL RES INC COM | 2013-09-10 | 2015-03-13 | $35,382 | $33,174 | $2,208 | $2,208 | |
| 444. AGL RES INC COM | 2014-10-29 | 2015-03-13 | $20,946 | $24,024 | -$3,078 | -$3,078 | |
| 30253.475 ABERDEEN EMERG MARKETS-INST #5840 | 2012-07-02 | 2015-10-30 | $370,000 | $424,759 | -$54,759 | -$54,759 | |
| 83605.305 ABERDEEN EMERG MARKETS-INST #5840 | 2015-02-04 | 2015-12-08 | $970,658 | $1,166,294 | -$195,636 | -$195,636 | |
| 19851.285 ABERDEEN EMERG MARKETS-INST #5840 | 2012-07-02 | 2015-12-08 | $230,473 | $258,296 | -$27,823 | -$27,823 | |
| 76486.486 ACADIAN EMG MKTS PORT-INST #1260 | 2013-09-10 | 2015-02-04 | $1,434,886 | $1,415,000 | $19,886 | $19,886 | |
| 2658.161 JOHCM INTERNATIONAL SEL-I #180 | 2014-02-18 | 2015-08-20 | $50,000 | $50,133 | -$133 | -$133 | |
| 281. AIR LIQUIDE - ADR | 2010-12-28 | 2015-06-24 | $7,458 | $5,836 | $1,622 | $1,622 | |
| 2426. AIRBUS GROUP NV - UNSP ADR | 2014-07-29 | 2015-02-04 | $32,335 | $35,638 | -$3,303 | -$3,303 | |
| 14. AIRGAS INC COM | 2014-04-25 | 2015-01-28 | $1,588 | $1,500 | $88 | $88 | |
| 146. AIRGAS INC COM | 2014-02-06 | 2015-02-17 | $16,893 | $12,486 | $4,407 | $4,407 | |
| 172. ALASKA AIR GROUP INC | 2014-04-08 | 2015-02-11 | $11,183 | $7,621 | $3,562 | $3,562 | |
| 1068. ALASKA AIR GROUP INC | 2014-02-27 | 2015-03-27 | $69,707 | $42,125 | $27,582 | $27,582 | |
| 225. ALASKA AIR GROUP INC | 2014-10-09 | 2015-03-27 | $14,686 | $9,803 | $4,883 | $4,883 | |
| 179. ALBEMARLE CORP COM | 2012-07-13 | 2015-02-17 | $9,787 | $10,226 | -$439 | -$439 | |
| 21. ALLEGHANY CORP DEL NEW | 2012-07-13 | 2015-02-17 | $9,944 | $7,169 | $2,775 | $2,775 | |
| 10000. ALLIANT TECHSYSTEMS 6.875% 9/15/20 | 2011-10-05 | 2015-03-11 | $10,654 | $9,850 | $804 | $804 | |
| 512. ALLY FINANCIAL INC | 2014-07-31 | 2015-02-17 | $11,173 | $12,140 | -$967 | -$967 | |
| 176. AMERICAN CAMPUS CMNTYS INC | 2013-12-12 | 2015-02-17 | $7,491 | $5,751 | $1,740 | $1,740 | |
| 61. AMERICAN CAMPUS CMNTYS INC | 2015-01-28 | 2015-02-17 | $2,596 | $2,761 | -$165 | -$165 | |
| 1965. AMERICAN EXPRESS CO | 2010-09-15 | 2015-03-03 | $159,411 | $74,964 | $84,447 | $84,447 | |
| 176. AMERISOURCEBERGEN CORP | 2012-07-13 | 2015-02-17 | $17,665 | $6,913 | $10,752 | $10,752 | |
| 138. AMERIPRISE FINL INC | 2012-07-13 | 2015-02-17 | $18,927 | $6,875 | $12,052 | $12,052 | |
| 254. AMETEK INC COM | 2012-07-13 | 2015-02-17 | $13,067 | $8,369 | $4,698 | $4,698 | |
| 32. AMPHENOL CORP CL A | 2011-08-22 | 2015-01-28 | $1,757 | $679 | $1,078 | $1,078 | |
| 258. AMPHENOL CORP CL A | 2011-08-22 | 2015-02-17 | $14,417 | $5,476 | $8,941 | $8,941 | |
| 239. AMTRUST FINANCIAL SERVICES INC | 2014-06-23 | 2015-08-04 | $16,920 | $10,194 | $6,726 | $6,726 | |
| 1457. AMTRUST FINANCIAL SERVICES INC | 2014-08-29 | 2015-10-14 | $95,992 | $55,410 | $40,582 | $40,582 | |
| 304. ANALOG DEVICES INC | 2012-07-13 | 2015-02-17 | $17,779 | $10,938 | $6,841 | $6,841 | |
| 1749. ANGLO AMERN PLC ADR | 2014-10-15 | 2015-09-29 | $7,165 | $19,683 | -$12,518 | -$12,518 | |
| 154. ANHEUSER-BUSCH INBEV SPN ADR | 2012-05-03 | 2015-02-17 | $18,835 | $11,505 | $7,330 | $7,330 | |
| 35. ANHEUSER-BUSCH INBEV SPN ADR | 2014-09-15 | 2015-10-09 | $3,908 | $4,000 | -$92 | -$92 | |
| 965. ARLINGTON ASSET INVESTMENT CORP | 2014-07-11 | 2015-05-27 | $20,110 | $25,765 | -$5,655 | -$5,655 | |
| 494. ARLINGTON ASSET INVESTMENT CORP | 2014-07-11 | 2015-05-28 | $10,239 | $13,190 | -$2,951 | -$2,951 | |
| 318. ARROW ELECTRS INC | 2012-09-11 | 2015-02-17 | $19,742 | $10,282 | $9,460 | $9,460 | |
| 29. ARROW ELECTRS INC | 2014-11-03 | 2015-02-17 | $1,800 | $1,654 | $146 | $146 | |
| 1221. ARROW ELECTRS INC | 2013-09-09 | 2015-11-24 | $67,996 | $58,806 | $9,190 | $9,190 | |
| 49313.358 ASHMORE EMERG MKTS CR DB-INS | 2015-02-04 | 2015-09-17 | $395,000 | $403,876 | -$8,876 | -$8,876 | |
| 55. ASHTEAD GROUP PLC-UNSPON ADR | 2014-07-29 | 2015-10-09 | $3,508 | $3,543 | -$35 | -$35 | |
| 283. ASSA ABLOY AB-UNSP ADR | 2014-07-29 | 2015-10-09 | $2,663 | $2,402 | $261 | $261 | |
| 580. ASTRONICS CORP COM | 2015-03-20 | 2015-10-29 | $21,978 | $37,412 | -$15,434 | -$15,434 | |
| 87. ASTRONICS CORP | 2015-03-20 | 2015-10-27 | $3,218 | $5,610 | -$2,392 | -$2,392 | |
| 1196. ATLANTIA SPA-UNSPONSORED ADR | 2014-07-29 | 2015-05-11 | $15,729 | $16,382 | -$653 | -$653 | |
| 2066. ATLANTIA SPA-UNSPONSORED ADR | 2014-07-29 | 2015-07-08 | $23,831 | $28,299 | -$4,468 | -$4,468 | |
| 3000. AUTONATION INC 6.750% 4/15/18 | 2011-10-05 | 2015-04-28 | $3,374 | $3,030 | $344 | $344 | |
| 23. AUTOZONE INC | 2013-02-07 | 2015-02-17 | $14,149 | $8,681 | $5,468 | $5,468 | |
| 84. AVALONBAY CMNTYS INC | 2014-02-06 | 2015-02-17 | $14,303 | $10,262 | $4,041 | $4,041 | |
| 1050. BG GROUP PLC - ADR | 2014-07-29 | 2015-04-09 | $17,764 | $21,667 | -$3,903 | -$3,903 | |
| 318. BNP PARIBAS - ADR | 2014-07-29 | 2015-03-04 | $9,019 | $10,741 | -$1,722 | -$1,722 | |
| 546. BNP PARIBAS - ADR | 2014-07-29 | 2015-05-13 | $17,460 | $18,442 | -$982 | -$982 | |
| 379. BOFI HOLDING INC | 2015-07-07 | 2015-09-15 | $46,422 | $33,618 | $12,804 | $12,804 | |
| 303. BOFI HOLDING INC | 2014-04-22 | 2015-09-15 | $37,113 | $26,177 | $10,936 | $10,936 | |
| 222. BALL CORP | 2012-07-13 | 2015-02-17 | $16,501 | $8,929 | $7,572 | $7,572 | |
| 1895. BAXTER INTL INC | 2014-11-24 | 2015-06-05 | $123,323 | $137,439 | -$14,116 | -$14,116 | |
| 79. BAYER AG - ADR | 2014-07-29 | 2015-02-17 | $11,301 | $10,551 | $750 | $750 | |
| 16. BAYER AG - ADR | 2014-07-29 | 2015-10-09 | $2,013 | $2,137 | -$124 | -$124 | |
| 774. BAYERISCHE MOTOREN WERKE (BMW) ADR | 2014-07-29 | 2015-05-15 | $30,072 | $31,711 | -$1,639 | -$1,639 | |
| 129. BED BATH & BEYOND INC | 2012-12-05 | 2015-02-17 | $10,018 | $7,664 | $2,354 | $2,354 | |
| 14. BED BATH & BEYOND INC | 2014-07-25 | 2015-02-17 | $1,087 | $870 | $217 | $217 | |
| 1569. BENCHMARK ELECTRS INC COM | 2014-06-23 | 2015-06-23 | $35,825 | $39,598 | -$3,773 | -$3,773 | |
| 192. BERKLEY W R CORP | 2012-07-13 | 2015-02-17 | $9,645 | $7,482 | $2,163 | $2,163 | |
| 168. BEST BUY INC | 2014-02-06 | 2015-02-17 | $6,589 | $4,110 | $2,479 | $2,479 | |
| 159. BEST BUY INC | 2014-09-08 | 2015-02-17 | $6,236 | $4,547 | $1,689 | $1,689 | |
| 2444. BLOUNT INTERNATIONAL INC | 2014-09-04 | 2015-08-04 | $19,062 | $39,639 | -$20,577 | -$20,577 | |
| 54. BOSTON PROPERTIES INC COM | 2014-04-02 | 2015-02-17 | $7,554 | $6,249 | $1,305 | $1,305 | |
| 87. BRIXMOR PROPERTY GROUP INC | 2015-01-28 | 2015-02-17 | $2,255 | $2,372 | -$117 | -$117 | |
| 259. BRIXMOR PROPERTY GROUP INC | 2014-02-13 | 2015-02-17 | $6,714 | $5,304 | $1,410 | $1,410 | |
| 310. BROOKDALE SR LIVING INC | 2014-11-03 | 2015-02-17 | $11,322 | $10,504 | $818 | $818 | |
| 52. BROOKDALE SR LIVING INC | 2015-01-23 | 2015-02-27 | $1,933 | $1,911 | $22 | $22 | |
| 108. BROOKDALE SR LIVING INC | 2015-01-23 | 2015-09-11 | $2,882 | $3,968 | -$1,086 | -$1,086 | |
| 274. BROOKDALE SR LIVING INC | 2013-12-18 | 2015-09-11 | $7,312 | $7,933 | -$621 | -$621 | |
| 1330. BUCKLE INC COM | 2015-01-30 | 2015-11-23 | $41,368 | $69,304 | -$27,936 | -$27,936 | |
| 134. CBL & ASSOC PPTYS INC COM | 2014-03-25 | 2015-10-22 | $2,018 | $2,280 | -$262 | -$262 | |
| 140. CBS CORP NEW | 2015-01-28 | 2015-02-17 | $8,393 | $7,951 | $442 | $442 | |
| 187. CIGNA CORP | 2012-07-13 | 2015-02-17 | $21,543 | $7,948 | $13,595 | $13,595 | |
| 17. CIGNA CORP | 2014-04-25 | 2015-02-17 | $1,958 | $1,331 | $627 | $627 | |
| 453. CMS ENERGY CORP | 2013-10-14 | 2015-02-17 | $15,702 | $11,028 | $4,674 | $4,674 | |
| 205. CAL MAINE FOODS INC | 2014-06-23 | 2015-08-04 | $11,425 | $7,454 | $3,971 | $3,971 | |
| 116. CAMDEN PPTY TR SH BEN INT | 2014-02-19 | 2015-07-06 | $8,901 | $7,612 | $1,289 | $1,289 | |
| 294. CAMDEN PPTY TR SH BEN INT | 2014-02-19 | 2015-09-21 | $21,580 | $17,660 | $3,920 | $3,920 | |
| 2340. CAMERON INTL CORP | 2015-04-30 | 2015-11-03 | $164,564 | $131,423 | $33,141 | $33,141 | |
| 662. CAPELLA EDUCATION CO | 2014-06-23 | 2015-07-21 | $35,845 | $36,407 | -$562 | -$562 | |
| .5 CARE CAPITAL PROPERTIES INC | 2015-01-23 | 2015-08-26 | $16 | $21 | -$5 | -$5 | |
| 227. CAREFUSION CORP | 2013-05-10 | 2015-02-17 | $13,572 | $7,031 | $6,541 | $6,541 | |
| 185. CARLISLE COS INC | 2012-07-13 | 2015-02-17 | $17,261 | $9,829 | $7,432 | $7,432 | |
| 628. CARLISLE COS INC | 2015-04-23 | 2015-06-18 | $63,867 | $62,168 | $1,699 | $1,699 | |
| 10000. CATAMARAN CORP 4.750% 3/15/21 | 2014-05-13 | 2015-08-23 | $11,342 | $10,163 | $1,179 | $1,179 | |
| 114. CENTENE CORP DEL | 2014-06-23 | 2015-03-10 | $7,156 | $4,338 | $2,818 | $2,818 | |
| 147. CENTENE CORP DEL | 2014-06-23 | 2015-03-20 | $10,337 | $5,594 | $4,743 | $4,743 | |
| 749. CENTENE CORP DEL | 2014-06-23 | 2015-05-27 | $53,903 | $28,503 | $25,400 | $25,400 | |
| 484. CENTERPOINT ENERGY INC | 2014-02-06 | 2015-02-17 | $10,412 | $10,067 | $345 | $345 | |
| 2000. CHESAPEAKE ENERGY CO 6.125% 2/15/21 | 2014-11-14 | 2015-06-29 | $1,875 | $2,231 | -$356 | -$356 | |
| 1000. CHESAPEAKE ENERGY CO 6.125% 2/15/21 | 2014-11-14 | 2015-06-30 | $938 | $1,113 | -$175 | -$175 | |
| 2000. CHESAPEAKE ENERGY CO 6.125% 2/15/21 | 2013-12-06 | 2015-07-01 | $1,910 | $2,138 | -$228 | -$228 | |
| 105. CHUBB CORP | 2014-02-06 | 2015-02-17 | $10,604 | $7,626 | $2,978 | $2,978 | |
| 15. CHUBB CORP | 2014-04-25 | 2015-02-17 | $1,515 | $1,337 | $178 | $178 | |
| 281. CITIZENS FINANCIAL GROUP INC | 2014-09-26 | 2015-02-17 | $7,162 | $6,485 | $677 | $677 | |
| 104. CITY NATL CORP COM | 2013-10-15 | 2015-02-17 | $9,408 | $5,532 | $3,876 | $3,876 | |
| 2000. CLEAR CHANNEL COMMUN 9.000% 12/15/19 | 2015-03-18 | 2015-11-09 | $1,530 | $1,985 | -$455 | -$455 | |
| 3000. CLEAR CHANNEL COMMUN 9.000% 12/15/19 | 2015-03-18 | 2015-11-16 | $2,168 | $2,963 | -$795 | -$795 | |
| 341. CLEAR CHANNEL OUTDOOR HLDGS INC | 2012-07-13 | 2015-02-17 | $3,230 | $1,489 | $1,741 | $1,741 | |
| 155. COMMSCOPE HOLDING CO INC | 2014-12-03 | 2015-01-29 | $4,247 | $3,828 | $419 | $419 | |
| 4. COMMSCOPE HOLDING CO INC | 2013-12-12 | 2015-01-29 | $110 | $70 | $40 | $40 | |
| 281. COMMSCOPE HOLDING CO INC | 2013-12-12 | 2015-02-17 | $8,532 | $4,883 | $3,649 | $3,649 | |
| 172. COMPAGNIE FINANCIERE - ADR | 2014-07-29 | 2015-10-09 | $1,483 | $1,673 | -$190 | -$190 | |
| 99. CONSTELLATION BRANDS INC | 2014-09-12 | 2015-02-17 | $11,278 | $8,301 | $2,977 | $2,977 | |
| 32. CONTINENTAL AG-SPONS ADR | 2015-01-21 | 2015-10-09 | $1,483 | $1,430 | $53 | $53 | |
| 435. COSTCO WHOLESALE CORP | 2014-02-24 | 2015-12-17 | $70,287 | $49,891 | $20,396 | $20,396 | |
| 268. CYRUSONE INC | 2015-07-06 | 2015-10-22 | $9,407 | $7,897 | $1,510 | $1,510 | |
| 190. DAIKIN INDUSTRIES-UNSPONADR | 2014-07-29 | 2015-02-03 | $26,574 | $26,618 | -$44 | -$44 | |
| 2. DAIKIN INDUSTRIES-UNSPONADR | 2014-07-29 | 2015-02-04 | $278 | $280 | -$2 | -$2 | |
| 86. DAIKIN INDUSTRIES-UNSPONADR | 2014-07-29 | 2015-12-09 | $12,143 | $12,048 | $95 | $95 | |
| 195. DAIKIN INDUSTRIES-UNSPONADR | 2014-08-27 | 2015-12-15 | $26,446 | $27,028 | -$582 | -$582 | |
| 205. DAIWA HOUSE IND LTD ADR | 2014-07-29 | 2015-10-09 | $5,244 | $4,266 | $978 | $978 | |
| 180. DISH NETWORK CORP | 2012-07-13 | 2015-02-17 | $13,819 | $4,763 | $9,056 | $9,056 | |
| 1670. DOMTAR CORP | 2015-02-17 | 2015-04-20 | $73,865 | $73,655 | $210 | $210 | |
| 2043. RR DONNELLEY & SONS CO | 2015-02-19 | 2015-03-30 | $38,349 | $36,513 | $1,836 | $1,836 | |
| 1370. DOVER CORP COM | 2014-11-13 | 2015-11-11 | $87,192 | $109,811 | -$22,619 | -$22,619 | |
| 169. DR PEPPER SNAPPLE GROUP INC | 2012-05-21 | 2015-02-17 | $12,982 | $6,827 | $6,155 | $6,155 | |
| 856. DREW INDUSTRIES INC | 2014-09-04 | 2015-10-29 | $51,923 | $39,642 | $12,281 | $12,281 | |
| 693. DRIL-QUIP INC COM | 2015-05-29 | 2015-10-07 | $45,558 | $52,664 | -$7,106 | -$7,106 | |
| 100. DUPONT FABROS TECHNOLOGY INC | 2014-02-19 | 2015-01-23 | $3,741 | $2,617 | $1,124 | $1,124 | |
| 260. DUPONT FABROS TECHNOLOGY INC | 2010-12-28 | 2015-01-23 | $9,728 | $5,418 | $4,310 | $4,310 | |
| 5410. E M C CORP MASS | 2014-11-24 | 2015-06-16 | $146,358 | $161,633 | -$15,275 | -$15,275 | |
| 120. EQT CORPORATION | 2012-07-13 | 2015-02-17 | $9,797 | $6,388 | $3,409 | $3,409 | |
| 199. EDISON INTL COM | 2013-06-28 | 2015-02-17 | $12,555 | $9,588 | $2,967 | $2,967 | |
| 1000. EL PASO CORPORATION 7.000% 6/15/17 | 2010-12-28 | 2015-12-18 | $1,035 | $1,063 | -$28 | -$28 | |
| 127. ENERGEN CORP | 2015-01-28 | 2015-02-17 | $8,944 | $8,337 | $607 | $607 | |
| 162. ENERGEN CORP | 2012-07-13 | 2015-02-17 | $11,408 | $7,369 | $4,039 | $4,039 | |
| 93. ENERGIZER HOLDINGS INC | 2014-01-24 | 2015-02-17 | $12,719 | $7,121 | $5,598 | $5,598 | |
| 562. ENERSYS | 2014-06-23 | 2015-03-20 | $37,356 | $39,081 | -$1,725 | -$1,725 | |
| 2680. ENPHASE ENERGY INC | 2014-09-04 | 2015-07-21 | $16,332 | $41,430 | -$25,098 | -$25,098 | |
| 207. EQUIFAX INC | 2013-05-21 | 2015-02-17 | $19,160 | $10,426 | $8,734 | $8,734 | |
| 13. EQUINIX INC | 2014-11-26 | 2015-01-29 | $2,850 | $2,945 | -$95 | -$95 | |
| 1705. ESSENDANT INC | 2014-11-07 | 2015-10-06 | $56,628 | $72,049 | -$15,421 | -$15,421 | |
| 3411. EVERBANK FINANCIAL CORP | 2015-09-15 | 2015-12-24 | $55,523 | $68,846 | -$13,323 | -$13,323 | |
| 1000. EP ENERGY/EP FINANCE 9.375% 5/01/20 | 2013-02-01 | 2015-10-02 | $753 | $1,131 | -$378 | -$378 | |
| 1000. EP ENERGY/EP FINANCE 9.375% 5/01/20 | 2013-02-01 | 2015-10-02 | $758 | $1,131 | -$373 | -$373 | |
| 3000. EP ENERGY/EP FINANCE 9.375% 5/01/20 | 2013-02-01 | 2015-10-02 | $2,325 | $3,394 | -$1,069 | -$1,069 | |
| 1477. EXELIS INC | 2014-07-24 | 2015-02-19 | $35,848 | $24,177 | $11,671 | $11,671 | |
| 245. EXPEDIA INC | 2013-12-12 | 2015-02-17 | $21,778 | $12,498 | $9,280 | $9,280 | |
| 17. EXPEDIA INC | 2015-01-28 | 2015-02-17 | $1,511 | $1,484 | $27 | $27 | |
| 101. EXTRA SPACE STORAGE INC | 2014-02-19 | 2015-05-27 | $7,146 | $4,054 | $3,092 | $3,092 | |
| 209. EXTRA SPACE STORAGE INC | 2011-12-14 | 2015-07-21 | $14,744 | $4,713 | $10,031 | $10,031 | |
| 345. FCB FINANCIAL HOLDINGS, INC | 2015-01-29 | 2015-08-04 | $11,977 | $7,877 | $4,100 | $4,100 | |
| 210. FANUC CORPORATION ADR | 2013-10-16 | 2015-06-24 | $7,390 | $5,986 | $1,404 | $1,404 | |
| 97861.84 FHLMC POOL #G08592 4.000% 6/01/44 | 2015-10-09 | 2015-11-09 | $103,374 | $104,957 | -$1,583 | -$1,583 | |
| 1742.16 FHLMC POOL #G08592 4.000% 6/01/44 | 2015-10-09 | 2015-11-15 | $1,742 | $1,868 | -$126 | -$126 | |
| 577.69 FHLMC POOL #G08669 4.000% 9/01/45 | 2015-11-09 | 2015-12-15 | $578 | $613 | -$35 | -$35 | |
| 943.42 FHLMC POOL #G08641 3.500% 5/01/45 | 2015-10-07 | 2015-11-15 | $943 | $985 | -$42 | -$42 | |
| 952.6 FHLMC POOL #G08641 3.500% 5/01/45 | 2015-10-07 | 2015-12-15 | $953 | $994 | -$41 | -$41 | |
| 2508.4 FNMA POOL #AL6306 4.500% 1/01/45 | 2015-10-07 | 2015-11-25 | $2,508 | $2,743 | -$235 | -$235 | |
| 1620.94 FNMA POOL #AL6306 4.500% 1/01/45 | 2015-10-07 | 2015-12-25 | $1,621 | $1,772 | -$151 | -$151 | |
| 30919.003 FID ADV EMER MKTS INC- CL I #607 | 2014-07-24 | 2015-09-17 | $397,000 | $449,253 | -$52,253 | -$52,253 | |
| 859. FIFTH THIRD BANCORP | 2012-07-13 | 2015-02-17 | $16,658 | $11,468 | $5,190 | $5,190 | |
| 4000. FIRST DATA CORPORAT 12.625% 1/15/21 | 2014-07-31 | 2015-11-16 | $4,581 | $4,785 | -$204 | -$204 | |
| 4000. FIRST DATA CORPORAT 12.625% 1/15/21 | 2015-03-20 | 2015-11-30 | $4,562 | $4,760 | -$198 | -$198 | |
| 268. FIRST INDL RLTY TR INC COM | 2014-02-19 | 2015-12-08 | $6,013 | $4,914 | $1,099 | $1,099 | |
| 25. FIRST REPUBLIC BANK/SAN FRANCI | 2014-04-25 | 2015-02-17 | $1,408 | $1,280 | $128 | $128 | |
| 117. FIRST REPUBLIC BANK/SAN FRANCI | 2013-02-07 | 2015-02-17 | $6,591 | $3,959 | $2,632 | $2,632 | |
| 191. FORTUNE BRANDS HOME & SECURITY | 2012-07-13 | 2015-02-17 | $8,970 | $4,170 | $4,800 | $4,800 | |
| 71. FORTUNE BRANDS HOME & SECURITY | 2014-11-03 | 2015-02-17 | $3,334 | $3,102 | $232 | $232 | |
| 794. FRESENIUS SE & CO-SPN ADR | 2014-09-16 | 2015-09-25 | $13,902 | $9,781 | $4,121 | $4,121 | |
| 153. GANNETT INC | 2012-02-09 | 2015-05-21 | $5,496 | $2,281 | $3,215 | $3,215 | |
| 1020. GANNETT CO INC | 2012-03-09 | 2015-07-28 | $13,503 | $5,436 | $8,067 | $8,067 | |
| 492. GAP INC | 2014-02-06 | 2015-02-17 | $20,090 | $15,111 | $4,979 | $4,979 | |
| 392. GENERAL GROWTH PROPERTIE-W/I | 2014-03-18 | 2015-02-17 | $11,479 | $8,739 | $2,740 | $2,740 | |
| 925. GENERAL MILLS INC | 2014-11-24 | 2015-06-16 | $50,903 | $47,617 | $3,286 | $3,286 | |
| 2000. GENON ENERGY INC 9.875% 10/15/20 | 2011-10-11 | 2015-12-08 | $1,603 | $1,982 | -$379 | -$379 | |
| 266. GENTHERM INC | 2014-09-26 | 2015-05-21 | $14,054 | $12,728 | $1,326 | $1,326 | |
| 936. GENTHERM INC | 2014-11-03 | 2015-12-04 | $45,714 | $38,736 | $6,978 | $6,978 | |
| 5718.306 GOLDMAN SACHS COMM STRATEGY #2653 | 2012-07-02 | 2015-08-20 | $18,127 | $30,536 | -$12,409 | -$12,409 | |
| 132625.995 GOLDMAN SACHS COMM STRATEGY #2653 | 2015-02-04 | 2015-08-20 | $420,424 | $500,000 | -$79,576 | -$79,576 | |
| 147. GOOGLE INC | 2014-11-24 | 2015-01-14 | $74,218 | $80,961 | -$6,743 | -$6,743 | |
| 1047. GREEN PLAINS INC. | 2014-06-23 | 2015-03-20 | $29,169 | $34,218 | -$5,049 | -$5,049 | |
| 284. HCP INC | 2011-08-23 | 2015-01-23 | $13,641 | $9,813 | $3,828 | $3,828 | |
| 1127. HFF INC | 2014-06-23 | 2015-07-21 | $48,407 | $40,187 | $8,220 | $8,220 | |
| 23328.149 HSBC FRONTIER MARKETS-I | 2014-09-05 | 2015-02-17 | $300,000 | $368,351 | -$68,351 | -$68,351 | |
| 287. HARTFORD FINANCIAL SERVICES GROUP | 2012-08-23 | 2015-02-17 | $11,920 | $5,226 | $6,694 | $6,694 | |
| 64. HARTFORD FINANCIAL SERVICES GROUP | 2014-04-25 | 2015-02-17 | $2,658 | $2,212 | $446 | $446 | |
| 3000. H.J. HEINZ COMPANY 4.250% 10/15/20 | 2014-06-10 | 2015-02-19 | $3,019 | $3,019 | |||
| 2000. H.J. HEINZ COMPANY 4.250% 10/15/20 | 2014-06-10 | 2015-02-19 | $2,015 | $2,013 | $2 | $2 | |
| 2000. H.J. HEINZ COMPANY 4.250% 10/15/20 | 2014-06-19 | 2015-02-20 | $2,015 | $2,013 | $2 | $2 | |
| 3000. H.J. HEINZ COMPANY 4.250% 10/15/20 | 2014-06-19 | 2015-02-23 | $3,026 | $3,019 | $7 | $7 | |
| 5000. H.J. HEINZ COMPANY 4.250% 10/15/20 | 2014-06-19 | 2015-07-06 | $5,106 | $5,021 | $85 | $85 | |
| 41. HENRY JACK & ASSOC INC COM | 2014-09-08 | 2015-02-17 | $2,707 | $2,381 | $326 | $326 | |
| 279. HENRY JACK & ASSOC INC COM | 2012-07-13 | 2015-02-17 | $18,421 | $9,720 | $8,701 | $8,701 | |
| 92. THE HERSHEY COMPANY | 2012-07-13 | 2015-02-17 | $9,736 | $6,623 | $3,113 | $3,113 | |
| 33. THE HERSHEY COMPANY | 2014-07-25 | 2015-02-17 | $3,492 | $3,029 | $463 | $463 | |
| 11.0828 HERMES INTL SHARES DEEMED RECEIVED | 2015-02-27 | 2015-02-27 | $3,888 | $4,044 | -$156 | -$156 | |
| 1347. HONG KONG EXCH & CLEARING LTD -ADR | 2013-06-13 | 2015-04-17 | $49,274 | $21,269 | $28,005 | $28,005 | |
| 1041. HONG KONG EXCH & CLEARING LTD -ADR | 2013-06-13 | 2015-09-30 | $23,802 | $16,437 | $7,365 | $7,365 | |
| 90. HOST HOTELS & RESORTS, INC. | 2014-02-19 | 2015-02-27 | $1,882 | $1,741 | $141 | $141 | |
| 106. HOST HOTELS & RESORTS, INC. | 2014-02-19 | 2015-03-04 | $2,215 | $2,050 | $165 | $165 | |
| 89. HUBBELL INC CL B | 2013-12-12 | 2015-02-17 | $10,177 | $8,870 | $1,307 | $1,307 | |
| 35. HUBBELL INC CL B | 2015-01-28 | 2015-02-17 | $4,002 | $3,736 | $266 | $266 | |
| 317. HUDSON CITY BANCORP INC | 2013-05-28 | 2015-02-17 | $3,132 | $2,752 | $380 | $380 | |
| 113. HUMANA INC | 2012-09-11 | 2015-02-17 | $17,445 | $8,228 | $9,217 | $9,217 | |
| 333. HUNTINGTON BANCSHARES INC | 2012-07-13 | 2015-02-17 | $3,561 | $2,101 | $1,460 | $1,460 | |
| 3000. ISTAR FINANCIAL INC 5.000% 7/01/19 | 2014-07-14 | 2015-09-17 | $2,936 | $3,004 | -$68 | -$68 | |
| 2000. ISTAR FINANCIAL INC 5.000% 7/01/19 | 2014-07-14 | 2015-09-18 | $1,958 | $2,003 | -$45 | -$45 | |
| 654. ICICI BANK LTD. - ADR | 2010-12-28 | 2015-03-17 | $7,162 | $6,417 | $745 | $745 | |
| 209. IDEX CORP | 2013-03-05 | 2015-02-17 | $16,000 | $8,721 | $7,279 | $7,279 | |
| 713. IMPERIAL OIL LTD COM- | 2014-03-12 | 2015-11-05 | $24,203 | $32,691 | -$8,488 | -$8,488 | |
| 416. INFORMA PLC-SP ADR | 2014-07-29 | 2015-02-03 | $6,455 | $7,005 | -$550 | -$550 | |
| 96. INFORMA PLC-SP ADR | 2014-07-29 | 2015-10-09 | $1,736 | $1,617 | $119 | $119 | |
| 700. INPHI CORP | 2014-06-23 | 2015-06-24 | $17,037 | $10,615 | $6,422 | $6,422 | |
| 75. INPHI CORP | 2014-06-23 | 2015-12-04 | $2,193 | $1,137 | $1,056 | $1,056 | |
| 291. INSYS THERAPEUTICS INC | 2014-06-23 | 2015-03-02 | $16,756 | $8,503 | $8,253 | $8,253 | |
| 714. INSYS THERAPEUTICS INC | 2014-06-23 | 2015-05-27 | $43,333 | $20,863 | $22,470 | $22,470 | |
| 191. INSYS THERAPEUTICS INC | 2014-06-23 | 2015-05-28 | $11,477 | $5,581 | $5,896 | $5,896 | |
| 2453. INTERVAL LEISURE GROUP INC | 2014-12-03 | 2015-06-11 | $60,575 | $51,344 | $9,231 | $9,231 | |
| 1418. INVESTMENT TECHNOLOGY GROUP INC NEW | 2015-04-15 | 2015-08-04 | $26,070 | $42,755 | -$16,685 | -$16,685 | |
| 1000. IRON MOUNTAIN INC 8.375% 8/15/21 | 2011-10-11 | 2015-03-06 | $1,043 | $1,030 | $13 | $13 | |
| 1106. ISHARES RUSSELL MID-CAP ETF | 2012-01-03 | 2015-05-18 | $193,875 | $111,172 | $82,703 | $82,703 | |
| .5 ITAU UNIBANCO H-SPON PRF ADR | 2011-05-26 | 2015-07-30 | $4 | $10 | -$6 | -$6 | |
| 769. ITC HLDGS CORP | 2015-03-13 | 2015-09-15 | $24,590 | $27,703 | -$3,113 | -$3,113 | |
| 132. JAPAN TOBACCO INC-UNSPON ADR | 2014-10-28 | 2015-10-09 | $2,223 | $2,189 | $34 | $34 | |
| 8. JAPAN TOBACCO INC-UNSPON ADR | 2014-10-03 | 2015-10-09 | $135 | $127 | $8 | $8 | |
| 65.5 JARDEN CORP | 2014-04-25 | 2015-02-17 | $3,397 | $2,429 | $968 | $968 | |
| 262.5 JARDEN CORP | 2013-10-14 | 2015-02-17 | $13,613 | $6,316 | $7,297 | $7,297 | |
| 425. JOHNSON & JOHNSON | 2014-11-24 | 2015-06-16 | $41,761 | $45,455 | -$3,694 | -$3,694 | |
| 29. JONES LANG LASALLE INC | 2014-02-19 | 2015-02-04 | $4,572 | $3,560 | $1,012 | $1,012 | |
| 80. JONES LANG LASALLE INC | 2012-08-08 | 2015-02-04 | $12,611 | $6,471 | $6,140 | $6,140 | |
| 128. KLA-TENCOR CORP COM | 2013-08-08 | 2015-02-17 | $8,173 | $6,687 | $1,486 | $1,486 | |
| .5 KDDI CORP-UNSPONSORED ADR | 2014-08-25 | 2015-04-20 | $6 | $6 | |||
| 2265. KDDI CORP-UNSPONSORED ADR | 2014-08-25 | 2015-09-17 | $24,425 | $23,382 | $1,043 | $1,043 | |
| 166. KILROY REALTY CORP COM | 2014-03-24 | 2015-11-25 | $11,161 | $9,400 | $1,761 | $1,761 | |
| 30. KILROY REALTY CORP COM | 2015-02-04 | 2015-11-25 | $2,017 | $2,250 | -$233 | -$233 | |
| 551. KIMCO RLTY CORP | 2013-08-08 | 2015-02-17 | $14,691 | $11,800 | $2,891 | $2,891 | |
| 58. KOHLS CORP | 2014-07-25 | 2015-02-17 | $3,986 | $2,981 | $1,005 | $1,005 | |
| 309. KOHLS CORP | 2013-10-14 | 2015-02-17 | $21,238 | $14,505 | $6,733 | $6,733 | |
| 103. KOMATSU LIMITED - ADR | 2014-07-29 | 2015-10-09 | $1,677 | $2,460 | -$783 | -$783 | |
| 313. KROGER CO | 2014-02-06 | 2015-02-17 | $22,887 | $11,741 | $11,146 | $11,146 | |
| 200. L'OREAL - ADR | 2011-06-03 | 2015-03-17 | $7,284 | $5,012 | $2,272 | $2,272 | |
| 984. LANDSTAR SYS INC COM | 2014-07-16 | 2015-06-02 | $64,891 | $63,879 | $1,012 | $1,012 | |
| 1858. LATTICE SEMICONDUCTOR CORP | 2014-06-23 | 2015-05-27 | $11,282 | $15,514 | -$4,232 | -$4,232 | |
| 2847. LATTICE SEMICONDUCTOR CORP | 2014-06-23 | 2015-05-28 | $17,583 | $23,771 | -$6,188 | -$6,188 | |
| 97. LEGG MASON INC COM | 2013-12-19 | 2015-02-17 | $5,673 | $3,550 | $2,123 | $2,123 | |
| 50. LEGG MASON INC COM | 2014-09-08 | 2015-02-17 | $2,924 | $2,465 | $459 | $459 | |
| 293. LENNOX INTERNATIONAL INC | 2014-11-20 | 2015-01-29 | $29,093 | $27,126 | $1,967 | $1,967 | |
| 5000. LEVEL 3 FINANCING IN 8.125% 7/01/19 | 2012-10-09 | 2015-01-29 | $5,306 | $5,365 | -$59 | -$59 | |
| 5000. LEVEL 3 FINANCING IN 8.125% 7/01/19 | 2012-10-02 | 2015-05-28 | $5,236 | $5,343 | -$107 | -$107 | |
| 2775. LIFELOCK INC | 2014-06-23 | 2015-08-04 | $20,885 | $36,445 | -$15,560 | -$15,560 | |
| 3000. LINN ENERGY, LLC/LIN 7.750% 2/01/21 | 2012-05-21 | 2015-09-14 | $953 | $3,068 | -$2,115 | -$2,115 | |
| 2000. LINN ENERGY, LLC/LIN 7.750% 2/01/21 | 2012-05-21 | 2015-10-01 | $370 | $2,045 | -$1,675 | -$1,675 | |
| 131. LITHIA MOTORS INC CL A COM | 2013-09-16 | 2015-05-21 | $13,985 | $9,318 | $4,667 | $4,667 | |
| 549. LLOYDS BANKING GROUP PLC - ADR | 2014-07-29 | 2015-10-09 | $2,608 | $2,865 | -$257 | -$257 | |
| 527. LOEWS CORP | 2014-02-07 | 2015-02-17 | $22,353 | $21,857 | $496 | $496 | |
| 127. M & T BANK CORPORATION COM | 2012-07-13 | 2015-02-17 | $15,731 | $10,505 | $5,226 | $5,226 | |
| 137. MSC INDL DIRECT INC CL A | 2012-09-04 | 2015-02-17 | $10,537 | $9,007 | $1,530 | $1,530 | |
| 44. MACERICH CO COM | 2015-03-24 | 2015-04-01 | $3,531 | $3,839 | -$308 | -$308 | |
| 70. MACERICH CO COM | 2015-03-24 | 2015-04-08 | $5,476 | $6,107 | -$631 | -$631 | |
| 93. MACERICH CO COM | 2015-10-22 | 2015-11-25 | $7,389 | $7,992 | -$603 | -$603 | |
| 1129. CREDIT SUISSE GRP ADR RGTI DEEMD REC | 2015-10-28 | 2015-12-21 | $538 | $538 | $538 | ||
| 7130.633 MAINSTAY CONVERTIBLE FD CL I #2584 | 2014-02-18 | 2015-09-17 | $119,224 | $125,000 | -$5,776 | -$5,776 | |
| 80. MAKITA CORPORATION - ADR | 2014-07-29 | 2015-10-09 | $4,594 | $4,855 | -$261 | -$261 | |
| 5000. MARKWEST ENERGY PART 6.750% 11/01/20 | 2011-10-11 | 2015-06-03 | $5,291 | $5,087 | $204 | $204 | |
| 49. MARSH & MCLENNAN COS INC | 2012-07-13 | 2015-01-28 | $2,736 | $1,568 | $1,168 | $1,168 | |
| 320. MARSH & MCLENNAN COS INC | 2012-07-13 | 2015-02-17 | $18,065 | $10,243 | $7,822 | $7,822 | |
| 99. MARRIOTT INTERNATIONAL INC CLASS A | 2012-07-13 | 2015-02-17 | $8,031 | $3,524 | $4,507 | $4,507 | |
| 792. MEDIOLANUM SPA-UNSPONSOR ADR | 2014-07-29 | 2015-08-13 | $13,517 | $12,714 | $803 | $803 | |
| 736. MEDIOLANUM SPA-UNSPONSOR ADR | 2014-07-29 | 2015-09-28 | $10,452 | $11,815 | -$1,363 | -$1,363 | |
| 2600. MEDTRONIC INC | 2014-11-24 | 2015-01-28 | $200,070 | $189,512 | $10,558 | $10,558 | |
| 8398. MERGE HEALTHCARE INC | 2015-07-21 | 2015-09-24 | $59,498 | $42,654 | $16,844 | $16,844 | |
| 34. MIDDLEBY CORP | 2014-07-16 | 2015-04-23 | $3,525 | $2,629 | $896 | $896 | |
| 789. MIDDLEBY CORP | 2014-01-14 | 2015-04-23 | $81,802 | $61,218 | $20,584 | $20,584 | |
| 1045. MINERALS TECHNOLOGIES INC COM | 2014-09-30 | 2015-06-17 | $71,821 | $64,833 | $6,988 | $6,988 | |
| 86. MOHAWK INDS INC COM | 2012-07-13 | 2015-02-17 | $14,681 | $5,968 | $8,713 | $8,713 | |
| 33. MOHAWK INDS INC COM | 2014-07-25 | 2015-02-17 | $5,633 | $4,295 | $1,338 | $1,338 | |
| 2000. NRG ENERGY INC 6.625% 3/15/23 | 2014-04-07 | 2015-10-28 | $1,830 | $2,090 | -$260 | -$260 | |
| 2000. NRG ENERGY INC 6.625% 3/15/23 | 2014-04-07 | 2015-12-07 | $1,685 | $2,085 | -$400 | -$400 | |
| 27. NATIONAL FUEL GAS CO N J | 2014-12-03 | 2015-02-17 | $1,748 | $1,876 | -$128 | -$128 | |
| 102. NATIONAL FUEL GAS CO N J | 2013-12-20 | 2015-02-17 | $6,604 | $7,260 | -$656 | -$656 | |
| 1416. NEW JERSEY RES CORP | 2014-06-23 | 2015-06-23 | $40,000 | $39,681 | $319 | $319 | |
| 2000. NIELSEN FINANCE LLC/ 4.500% 10/01/20 | 2014-06-16 | 2015-05-11 | $2,025 | $2,040 | -$15 | -$15 | |
| 3000. NIELSEN FINANCE LLC/ 4.500% 10/01/20 | 2014-06-16 | 2015-05-12 | $3,034 | $3,053 | -$19 | -$19 | |
| 5000. NIELSEN FINANCE LLC/ 4.500% 10/01/20 | 2014-04-02 | 2015-05-12 | $5,056 | $5,072 | -$16 | -$16 | |
| 133. NISOURCE INC | 2012-11-01 | 2015-02-17 | $5,638 | $3,409 | $2,229 | $2,229 | |
| 2555. NOBLE ENERGY INC | 2014-11-24 | 2015-01-14 | $106,042 | $140,830 | -$34,788 | -$34,788 | |
| 131. NORDSTROM INC | 2014-09-08 | 2015-02-17 | $10,327 | $8,355 | $1,972 | $1,972 | |
| 146. NORTHERN TRUST CORP | 2011-08-19 | 2015-02-17 | $10,235 | $5,303 | $4,932 | $4,932 | |
| 35. NOVO NORDISK A/S - ADR | 2010-12-29 | 2015-10-09 | $1,903 | $784 | $1,119 | $1,119 | |
| 253. NOVO NORDISK A/S - ADR | 2010-12-29 | 2015-10-22 | $13,466 | $5,669 | $7,797 | $7,797 | |
| 659. NOVO NORDISK A/S - ADR | 2014-08-28 | 2015-11-20 | $35,978 | $29,375 | $6,603 | $6,603 | |
| 334. NUTRI SYS INC | 2014-11-18 | 2015-08-04 | $10,011 | $6,256 | $3,755 | $3,755 | |
| 137. NUVASIVE INC | 2014-06-23 | 2015-09-24 | $7,311 | $4,845 | $2,466 | $2,466 | |
| 1006. OGE ENERGY CORP COM | 2015-09-15 | 2015-11-23 | $26,003 | $26,953 | -$950 | -$950 | |
| 485. OLD REP INTL CORP | 2012-07-13 | 2015-02-17 | $7,236 | $4,016 | $3,220 | $3,220 | |
| 1818. OMNIVISION TECHNOLOGIES | 2014-07-11 | 2015-10-29 | $52,324 | $39,725 | $12,599 | $12,599 | |
| 47168.494 OPPENHEIMER DEVELOPING MKT-I #799 | 2013-06-27 | 2015-02-04 | $1,650,426 | $1,430,000 | $220,426 | $220,426 | |
| .8688 OUTFRONT MEDIA INC | 2014-12-31 | 2015-01-05 | $23 | $23 | |||
| 78. OUTFRONT MEDIA INC | 2015-01-28 | 2015-02-17 | $2,329 | $2,176 | $153 | $153 | |
| 156. OUTFRONT MEDIA INC | 2012-07-13 | 2015-02-17 | $4,657 | $2,205 | $2,452 | $2,452 | |
| 223. PBF ENERGY INC | 2013-06-11 | 2015-02-17 | $6,682 | $6,077 | $605 | $605 | |
| 60. PBF ENERGY INC | 2014-10-01 | 2015-02-17 | $1,798 | $1,449 | $349 | $349 | |
| 4029. PDL BIOPHARMA INC | 2014-06-23 | 2015-03-02 | $28,093 | $39,224 | -$11,131 | -$11,131 | |
| 22. PVH CORP | 2014-11-03 | 2015-02-17 | $2,348 | $2,517 | -$169 | -$169 | |
| 71. PVH CORP | 2012-07-13 | 2015-02-17 | $7,577 | $5,346 | $2,231 | $2,231 | |
| 350. PARAMOUNT GROUP INC | 2014-11-21 | 2015-05-13 | $6,486 | $6,381 | $105 | $105 | |
| 419. PARAMOUNT GROUP INC | 2014-11-21 | 2015-05-14 | $7,722 | $7,749 | -$27 | -$27 | |
| 8679.35 PARTNERS GROUP PRIV EQ TEI LLC (RF) | 2012-06-28 | 2015-06-30 | $150,000 | $108,878 | $41,122 | $41,122 | |
| 11391.143 PARTNERS GROUP PRIV EQ TEI LLC (RF) | 2012-06-28 | 2015-09-30 | $200,000 | $142,076 | $57,924 | $57,924 | |
| 2000. PEABODY ENERGY CORP 6.500% 9/15/20 | 2012-06-04 | 2015-03-19 | $1,425 | $2,005 | -$580 | -$580 | |
| 3000. PEABODY ENERGY CORP 6.500% 9/15/20 | 2012-06-05 | 2015-03-31 | $1,823 | $3,000 | -$1,177 | -$1,177 | |
| 1956. PEARSON PLC - ADR | 2015-08-13 | 2015-11-09 | $24,298 | $40,913 | -$16,615 | -$16,615 | |
| 3000. JC PENNEY CORP INC 8.125% 10/01/19 | 2015-05-04 | 2015-09-25 | $3,034 | $3,038 | -$4 | -$4 | |
| 2656. PERICOM SEMICONDUCTOR CORP | 2015-03-02 | 2015-11-24 | $47,144 | $44,015 | $3,129 | $3,129 | |
| 691. PIPER JAFFRAY COS | 2014-11-18 | 2015-03-02 | $37,813 | $39,784 | -$1,971 | -$1,971 | |
| 5000. POST HOLDINGS INC 7.375% 2/15/22 | 2013-03-28 | 2015-11-20 | $5,225 | $5,485 | -$260 | -$260 | |
| 13528.336 T ROWE PRICE INST EM MKT EQ #146 | 2015-02-04 | 2015-10-30 | $370,000 | $409,909 | -$39,909 | -$39,909 | |
| 54. T ROWE PRICE GROUP INC | 2015-01-28 | 2015-02-17 | $4,447 | $4,343 | $104 | $104 | |
| 151. T ROWE PRICE GROUP INC | 2012-07-13 | 2015-02-17 | $12,434 | $9,182 | $3,252 | $3,252 | |
| 12966.805 T ROWE CORPORATE INCOME FD #112 | 2014-02-18 | 2015-09-17 | $122,536 | $125,000 | -$2,464 | -$2,464 | |
| 9561.06 PRINCIPAL MIDCAP FD-IN #4749 | 2015-02-23 | 2015-08-20 | $220,000 | $223,155 | -$3,155 | -$3,155 | |
| 889. PROASSURANCE CORPORATION | 2014-06-23 | 2015-09-24 | $43,840 | $39,616 | $4,224 | $4,224 | |
| 216. PROGRESSIVE CORP OHIO | 2014-08-21 | 2015-02-17 | $5,770 | $5,353 | $417 | $417 | |
| 26. PUBLIC STORAGE INC COM | 2015-07-21 | 2015-12-29 | $6,544 | $5,226 | $1,318 | $1,318 | |
| 274. QEP RESOURCES INC | 2013-10-14 | 2015-02-17 | $6,307 | $8,045 | -$1,738 | -$1,738 | |
| 809. QORVO INC | 2014-06-23 | 2015-01-29 | $59,666 | $31,219 | $28,447 | $28,447 | |
| 1695. QUALCOMM INC | 2014-02-24 | 2015-11-11 | $89,511 | $106,350 | -$16,839 | -$16,839 | |
| 565. QUALCOMM INC | 2014-11-24 | 2015-11-11 | $29,837 | $40,550 | -$10,713 | -$10,713 | |
| 473. QUESTAR CORP | 2014-02-06 | 2015-02-17 | $11,235 | $10,550 | $685 | $685 | |
| 272. QUESTAR CORP | 2014-11-03 | 2015-02-17 | $6,461 | $6,512 | -$51 | -$51 | |
| 4164. RPC INC | 2015-02-11 | 2015-05-29 | $60,025 | $59,054 | $971 | $971 | |
| 5000. RANGE RESOURCES CORP 6.750% 8/01/20 | 2011-06-27 | 2015-08-03 | $5,169 | $5,235 | -$66 | -$66 | |
| 1000. RANGE RESOURCES CORP 5.000% 3/15/23 | 2014-02-19 | 2015-12-11 | $798 | $1,013 | -$215 | -$215 | |
| 2000. RANGE RESOURCES CORP 5.000% 3/15/23 | 2014-02-19 | 2015-12-18 | $1,435 | $2,025 | -$590 | -$590 | |
| 140. RAYONIER INC COM | 2013-12-23 | 2015-02-17 | $3,791 | $4,780 | -$989 | -$989 | |
| 95. RAYONIER INC COM | 2014-02-25 | 2015-02-17 | $2,573 | $3,219 | -$646 | -$646 | |
| 23. REGAL BELOIT CORPORATION | 2014-04-25 | 2015-01-28 | $1,602 | $1,692 | -$90 | -$90 | |
| 7. REGAL BELOIT CORPORATION | 2012-07-13 | 2015-01-28 | $488 | $445 | $43 | $43 | |
| 145. REGAL BELOIT CORPORATION | 2012-07-13 | 2015-02-17 | $11,073 | $9,212 | $1,861 | $1,861 | |
| 166. REGENCY CENTERS CORP | 2012-07-13 | 2015-02-17 | $10,997 | $7,793 | $3,204 | $3,204 | |
| 316. REXAM PLC-SPONSORED ADR | 2014-07-29 | 2015-02-23 | $13,470 | $14,060 | -$590 | -$590 | |
| 257. REXNORD CORP | 2012-10-01 | 2015-02-17 | $7,253 | $4,880 | $2,373 | $2,373 | |
| 3000. REYNOLDS GRP ISS/REY 5.750% 10/15/20 | 2013-09-06 | 2015-11-24 | $3,068 | $2,970 | $98 | $98 | |
| 2000. REYNOLDS GRP ISS/REY 5.750% 10/15/20 | 2013-09-06 | 2015-11-25 | $2,053 | $1,980 | $73 | $73 | |
| 5555. RIGHTS DEEMED RECEIVED 4/06/15 | 2015-04-28 | 2015-04-28 | $815 | $833 | -$18 | -$18 | |
| 1307. RITE AID CORP | 2014-07-31 | 2015-02-17 | $10,658 | $8,561 | $2,097 | $2,097 | |
| 240. ROCK-TENN CO CL A | 2014-01-30 | 2015-01-13 | $14,910 | $12,349 | $2,561 | $2,561 | |
| 41. ROCK-TENN CO CL A | 2013-12-12 | 2015-01-28 | $2,690 | $1,643 | $1,047 | $1,047 | |
| 488. ROCK-TENN CO CL A | 2014-01-30 | 2015-02-17 | $34,073 | $25,110 | $8,963 | $8,963 | |
| 588. ROCK-TENN CO CL A | 2014-10-09 | 2015-02-17 | $41,055 | $29,385 | $11,670 | $11,670 | |
| 161. ROCK-TENN CO CL A | 2012-07-13 | 2015-02-17 | $11,307 | $4,578 | $6,729 | $6,729 | |
| 3325. ROGERS COMMUNICATIONS INC CL B | 2014-11-24 | 2015-01-28 | $118,314 | $132,393 | -$14,079 | -$14,079 | |
| 1249. ROGERS COMMUNICATIONS INC CL B | 2014-12-24 | 2015-03-30 | $42,901 | $48,892 | -$5,991 | -$5,991 | |
| 643. ROLLS-ROYCE HOLDINGS-SP ADR | 2014-07-29 | 2015-02-13 | $45,184 | $57,368 | -$12,184 | -$12,184 | |
| 85. ROSS STORES INC | 2012-03-09 | 2015-01-12 | $8,121 | $4,746 | $3,375 | $3,375 | |
| 419. ROYAL DUTCH SHELL PLC ADR | 2014-07-29 | 2015-01-14 | $25,759 | $34,253 | -$8,494 | -$8,494 | |
| 5930. KONINKLIJKE KPN N.V. - ADR | 2014-12-02 | 2015-08-05 | $23,153 | $19,792 | $3,361 | $3,361 | |
| 202. RYANAIR HOLDINGS PLC - ADR | 2014-07-29 | 2015-01-29 | $13,791 | $10,811 | $2,980 | $2,980 | |
| 179. RYANAIR HOLDINGS PLC-SP ADR | 2014-07-29 | 2015-11-03 | $14,961 | $9,826 | $5,135 | $5,135 | |
| .85 RYANAIR HOLDINGS PLC-SP ADR | 2014-07-29 | 2015-11-05 | $72 | $47 | $25 | $25 | |
| 166. RYOHIN KEIKAKU CO-UNSP ADR | 2014-07-29 | 2015-07-28 | $6,963 | $4,125 | $2,838 | $2,838 | |
| 78. SL GREEN REALTY CORP COM | 2014-02-19 | 2015-12-29 | $8,884 | $7,638 | $1,246 | $1,246 | |
| 3000. SLM CORP 5.500% 1/25/23 | 2013-11-19 | 2015-10-06 | $2,325 | $2,828 | -$503 | -$503 | |
| 2000. SLM CORP 5.500% 1/25/23 | 2013-11-19 | 2015-10-06 | $1,525 | $1,885 | -$360 | -$360 | |
| 509. SM ENERGY CO | 2013-11-25 | 2015-07-07 | $21,021 | $45,041 | -$24,020 | -$24,020 | |
| 250. SM ENERGY CO | 2014-10-13 | 2015-07-07 | $10,770 | $14,465 | -$3,695 | -$3,695 | |
| 231. SM ENERGY CO | 2013-12-23 | 2015-07-07 | $9,952 | $19,216 | -$9,264 | -$9,264 | |
| 9092. SPDR S & P 500 ETF TRUST | 2007-03-29 | 2015-08-19 | $1,896,204 | $1,293,386 | $602,818 | $602,818 | |
| 3752. SPDR S & P 500 ETF TRUST | 2014-10-28 | 2015-08-19 | $782,508 | $738,656 | $43,852 | $43,852 | |
| 3006. SPDR DJ WILSHIRE INTERNATIONAL REAL | 2014-08-19 | 2015-08-20 | $124,624 | $135,327 | -$10,703 | -$10,703 | |
| 23. SANDS CHINA LTD-UNSPONS ADR | 2014-07-29 | 2015-04-21 | $989 | $1,717 | -$728 | -$728 | |
| 311. SANDS CHINA LTD-UNSPONS ADR | 2014-11-26 | 2015-04-22 | $13,053 | $23,079 | -$10,026 | -$10,026 | |
| 305.99983 SANDS CHINA LTD-UNSPONS ADR | 2014-12-17 | 2015-04-29 | $12,381 | $16,308 | -$3,927 | -$3,927 | |
| 21.00017 SANDS CHINA LTD-UNSPONS ADR | 2014-11-26 | 2015-04-29 | $850 | $1,268 | -$418 | -$418 | |
| 68. SCHEIN HENRY INC | 2012-09-11 | 2015-02-17 | $9,664 | $5,244 | $4,420 | $4,420 | |
| 4720. SCHNEIDER ELECTRIC SE - ADR | 2011-02-08 | 2015-10-01 | $52,451 | $71,041 | -$18,590 | -$18,590 | |
| 11000. SEARS HOLDING CORP 6.625% 10/15/18 | 2011-10-04 | 2015-08-14 | $10,890 | $10,044 | $846 | $846 | |
| 6115. AMEX ENERGY SELECT SPDR | 2015-02-17 | 2015-08-20 | $408,627 | $498,911 | -$90,284 | -$90,284 | |
| 169. SEMPRA ENERGY COM | 2013-07-01 | 2015-02-17 | $17,894 | $11,625 | $6,269 | $6,269 | |
| 5555. BANCO BILBAO VIZCAYA ARGENT 11/15/15 | 2015-11-02 | 2015-11-02 | $519 | $500 | $19 | $19 | |
| 123. SEVEN & I HOLDINGS CO., LTD ADR | 2014-07-29 | 2015-10-09 | $2,781 | $2,673 | $108 | $108 | |
| 830. SEVEN & I HOLDINGS CO., LTD ADR | 2014-07-29 | 2015-10-26 | $18,364 | $18,038 | $326 | $326 | |
| 7. SHERWIN WILLIAMS CO | 2014-04-25 | 2015-02-17 | $1,999 | $1,397 | $602 | $602 | |
| 36. SHERWIN WILLIAMS CO | 2012-07-13 | 2015-02-17 | $10,282 | $4,663 | $5,619 | $5,619 | |
| 176. SHIRE PLC ADR | 2014-10-16 | 2015-10-19 | $37,274 | $31,356 | $5,918 | $5,918 | |
| 23. SIGMA ALDRICH CORP | 2011-08-19 | 2015-02-17 | $3,176 | $1,389 | $1,787 | $1,787 | |
| 224. SILGAN HLDGS INC COM | 2012-07-13 | 2015-02-17 | $12,820 | $9,648 | $3,172 | $3,172 | |
| 16. SIMON PROPERTY GROUP INC | 2015-02-18 | 2015-03-04 | $3,010 | $3,078 | -$68 | -$68 | |
| 3000. SINCLAIR TELEVISION 5.375% 4/01/21 | 2015-02-23 | 2015-10-14 | $2,970 | $3,071 | -$101 | -$101 | |
| 2000. SINCLAIR TELEVISION 5.375% 4/01/21 | 2015-01-29 | 2015-10-15 | $1,980 | $2,018 | -$38 | -$38 | |
| 183. SKECHERS U S A INC | 2014-06-23 | 2015-03-23 | $13,338 | $8,200 | $5,138 | $5,138 | |
| 162. SKECHERS U S A INC | 2014-06-23 | 2015-05-27 | $16,695 | $7,259 | $9,436 | $9,436 | |
| 83. SKECHERS U S A INC | 2014-06-23 | 2015-07-27 | $10,009 | $3,719 | $6,290 | $6,290 | |
| 102. SKECHERS U S A INC | 2014-06-23 | 2015-08-04 | $15,601 | $4,571 | $11,030 | $11,030 | |
| 98. SNAP ON INC | 2012-07-13 | 2015-02-17 | $14,219 | $5,889 | $8,330 | $8,330 | |
| 280. SNAP ON INC | 2014-11-13 | 2015-11-11 | $47,780 | $37,944 | $9,836 | $9,836 | |
| 80. SOFTBANK GROUP CORP-UNSPON ADR | 2014-09-14 | 2015-10-09 | $2,117 | $3,323 | -$1,206 | -$1,206 | |
| 760. SOLARWINDS INC | 2014-09-11 | 2015-03-04 | $38,035 | $33,550 | $4,485 | $4,485 | |
| 686. SONY CORPORATION - ADR | 2015-07-13 | 2015-10-01 | $16,951 | $18,939 | -$1,988 | -$1,988 | |
| 298. SOUTH32 - ADR | 2015-05-29 | 2015-06-03 | $2,482 | $2,682 | -$200 | -$200 | |
| 214. SOUTHWESTERN ENERGY CO COM | 2014-01-23 | 2015-02-17 | $5,845 | $8,660 | -$2,815 | -$2,815 | |
| 338. SOUTHWESTERN ENERGY CO COM | 2015-01-28 | 2015-02-17 | $9,232 | $10,690 | -$1,458 | -$1,458 | |
| 2815. SOUTHWESTERN ENERGY CO COM | 2014-11-24 | 2015-02-27 | $72,979 | $94,956 | -$21,977 | -$21,977 | |
| 141. STARWOOD HOTELS & RESORTS WORLDWIDE | 2014-11-03 | 2015-02-17 | $11,392 | $11,181 | $211 | $211 | |
| 53360.215 STONE HARBOR LOCAL MARKET FD #14604 | 2015-05-18 | 2015-09-17 | $397,000 | $460,255 | -$63,255 | -$63,255 | |
| 1419. STRATEGIC HOTELS & RESORTS INC | 2014-05-30 | 2015-10-22 | $19,926 | $11,039 | $8,887 | $8,887 | |
| 248. SUMITOMO TRUST AND BANKING ADR | 2014-07-29 | 2015-10-09 | $1,989 | $2,045 | -$56 | -$56 | |
| .0206 SUNSTONE HOTEL INVS INC NEW | 2015-01-30 | 2015-02-06 | |||||
| 373. SUNTRUST BANKS INC | 2013-12-12 | 2015-02-17 | $15,503 | $9,498 | $6,005 | $6,005 | |
| 443. SUPERNUS PHARMACEUTICALS INC | 2014-12-10 | 2015-04-15 | $5,981 | $3,897 | $2,084 | $2,084 | |
| 744. SUPERNUS PHARMACEUTICALS INC | 2014-12-10 | 2015-06-23 | $12,251 | $6,544 | $5,707 | $5,707 | |
| 543. SUPERNUS PHARMACEUTICALS INC | 2014-12-10 | 2015-07-21 | $10,662 | $4,776 | $5,886 | $5,886 | |
| 473. SUPERNUS PHARMACEUTICALS INC | 2014-12-10 | 2015-08-04 | $10,070 | $4,161 | $5,909 | $5,909 | |
| 390. SWATCH GROUP AG/THE-UNSP ADR | 2014-07-29 | 2015-01-15 | $8,227 | $10,592 | -$2,365 | -$2,365 | |
| 1648. SWATCH GROUP AG/THE-UNSP ADR | 2010-12-28 | 2015-01-30 | $32,672 | $36,701 | -$4,029 | -$4,029 | |
| 598. SWATCH GROUP AG/THE-UNSP ADR | 2014-07-29 | 2015-04-07 | $12,766 | $16,242 | -$3,476 | -$3,476 | |
| 104. SWEDBANK AB ADR | 2014-08-25 | 2015-10-09 | $2,491 | $2,913 | -$422 | -$422 | |
| 146. SYNAPTICS INC | 2013-07-30 | 2015-10-20 | $12,564 | $5,753 | $6,811 | $6,811 | |
| 115. SYNAPTICS INC | 2014-11-20 | 2015-10-20 | $9,897 | $7,133 | $2,764 | $2,764 | |
| 144. SYNAPTICS INC | 2013-07-30 | 2015-11-05 | $13,103 | $5,675 | $7,428 | $7,428 | |
| 203. SYNAPTICS INC | 2013-08-27 | 2015-11-18 | $17,584 | $7,994 | $9,590 | $9,590 | |
| 45. SYNOPSYS INC COM | 2014-12-03 | 2015-02-17 | $2,008 | $1,940 | $68 | $68 | |
| 316. SYNOPSYS INC COM | 2013-12-12 | 2015-02-17 | $14,104 | $9,885 | $4,219 | $4,219 | |
| 878. SYSMEX CORP-UNSPON ADR | 2012-12-04 | 2015-07-01 | $26,223 | $10,186 | $16,037 | $16,037 | |
| 449. SYSMEX CORP-UNSPON ADR | 2012-12-04 | 2015-07-02 | $13,616 | $4,732 | $8,884 | $8,884 | |
| 296. TAIWAN SEMICONDUCTOR MANUFACTU - ADR | 2013-06-20 | 2015-03-17 | $7,119 | $5,208 | $1,911 | $1,911 | |
| 86. TAUBMAN CTRS INC COM | 2012-11-07 | 2015-03-13 | $6,582 | $6,711 | -$129 | -$129 | |
| 163. TAUBMAN CTRS INC COM | 2014-02-19 | 2015-03-24 | $12,976 | $11,968 | $1,008 | $1,008 | |
| 26. TAUBMAN CTRS INC COM | 2014-02-19 | 2015-03-31 | $2,023 | $1,844 | $179 | $179 | |
| 2040. TEGNA INC | 2012-03-09 | 2015-09-10 | $47,330 | $24,337 | $22,993 | $22,993 | |
| 24289.495 TEMPLETON EMER MKT S/C-ADV #626 | 2013-09-10 | 2015-02-04 | $298,275 | $271,314 | $26,961 | $26,961 | |
| 31409.168 TEMPLETON EMER MKT S/C-ADV #626 | 2013-09-10 | 2015-10-30 | $370,000 | $349,887 | $20,113 | $20,113 | |
| 334. TEVA PHARMACEUTICAL INDUSTRIES - ADR | 2015-01-21 | 2015-07-10 | $20,526 | $18,923 | $1,603 | $1,603 | |
| 79. TEVA PHARMACEUTICAL INDUSTRIES - ADR | 2014-07-29 | 2015-10-09 | $4,614 | $4,308 | $306 | $306 | |
| 251. TEVA PHARMACEUTICAL INDUSTRIES - ADR | 2014-07-29 | 2015-10-20 | $14,604 | $13,689 | $915 | $915 | |
| 28. TIFFANY & CO NEW | 2014-11-03 | 2015-02-17 | $2,502 | $2,693 | -$191 | -$191 | |
| 94. TIFFANY & CO NEW | 2014-02-06 | 2015-02-17 | $8,399 | $5,249 | $3,150 | $3,150 | |
| 232. TIME INC | 2014-07-25 | 2015-02-17 | $5,759 | $5,599 | $160 | $160 | |
| 3160. TIVO INC | 2014-06-23 | 2015-08-04 | $30,968 | $39,994 | -$9,026 | -$9,026 | |
| 1045. TORO CO | 2015-03-25 | 2015-10-14 | $76,210 | $67,414 | $8,796 | $8,796 | |
| 2000. TRIUMPH GROUP INC 4.875% 4/01/21 | 2014-06-23 | 2015-10-09 | $1,850 | $2,005 | -$155 | -$155 | |
| 3000. TRIUMPH GROUP INC 4.875% 4/01/21 | 2014-08-20 | 2015-10-29 | $2,685 | $3,008 | -$323 | -$323 | |
| 3788. ETRACS ALERIAN MLP UBS AG LDN BR ETN | 2013-11-26 | 2015-08-20 | $86,888 | $109,072 | -$22,184 | -$22,184 | |
| 1214. USG CORP COM NEW | 2015-02-11 | 2015-04-08 | $31,609 | $33,760 | -$2,151 | -$2,151 | |
| 1533. UBIQUITI NETWORKS INC | 2013-12-03 | 2015-10-16 | $52,412 | $57,513 | -$5,101 | -$5,101 | |
| 507. ULTA SALON COSMETICS & FRAGRAN | 2013-04-26 | 2015-10-06 | $84,195 | $44,445 | $39,750 | $39,750 | |
| 1609. UNI CHARM CORPORATION ADR | 2010-12-28 | 2015-06-24 | $7,360 | $4,411 | $2,949 | $2,949 | |
| 1578. UNISYS CORPORATION | 2014-06-23 | 2015-04-15 | $36,072 | $39,352 | -$3,280 | -$3,280 | |
| 1991. UNITED INSURANCE HOLDINGS CORP | 2014-11-03 | 2015-04-15 | $43,229 | $37,124 | $6,105 | $6,105 | |
| 38. UNITED THERAPEUTICS CORP DEL | 2014-01-22 | 2015-01-30 | $5,378 | $4,303 | $1,075 | $1,075 | |
| 106. UNITED THERAPEUTICS CORP DEL | 2014-02-04 | 2015-01-30 | $15,003 | $10,461 | $4,542 | $4,542 | |
| 76. UNITED THERAPEUTICS CORP DEL | 2014-02-04 | 2015-10-26 | $9,666 | $7,501 | $2,165 | $2,165 | |
| 828. UNIVERSAL ELECTRONICS INC | 2014-06-23 | 2015-06-23 | $41,948 | $39,424 | $2,524 | $2,524 | |
| 333. UNUM GROUP | 2012-09-11 | 2015-02-17 | $11,473 | $6,348 | $5,125 | $5,125 | |
| .5 URBAN EDGE PROPERTIES-W/I | 2012-07-13 | 2015-01-26 | $12 | $8 | $4 | $4 | |
| 68. URBAN EDGE PROPERTIES-W/I | 2013-07-03 | 2015-01-26 | $1,664 | $1,089 | $575 | $575 | |
| 93. URBAN EDGE PROPERTIES-W/I | 2014-02-19 | 2015-05-27 | $2,049 | $1,608 | $441 | $441 | |
| 129. URBAN EDGE PROPERTIES-W/I | 2013-01-09 | 2015-06-25 | $2,824 | $1,959 | $865 | $865 | |
| 88. V F CORP | 2012-09-20 | 2015-02-17 | $6,653 | $3,180 | $3,473 | $3,473 | |
| 143. VALEO - ADR | 2014-08-25 | 2015-02-20 | $10,839 | $9,038 | $1,801 | $1,801 | |
| 34. VALEO - ADR | 2014-07-29 | 2015-10-09 | $2,555 | $2,100 | $455 | $455 | |
| 155. VARIAN MED SYS INC | 2014-09-10 | 2015-01-28 | $13,449 | $13,316 | $133 | $133 | |
| 59. VENTAS INC COM | 2015-01-23 | 2015-12-08 | $3,152 | $4,138 | -$986 | -$986 | |
| 48. VENTAS INC COM | 2015-02-11 | 2015-12-29 | $2,703 | $3,254 | -$551 | -$551 | |
| 94. VENTAS INC COM | 2014-12-23 | 2015-12-29 | $5,294 | $5,514 | -$220 | -$220 | |
| 184. VEREIT, INC. | 2014-12-03 | 2015-08-04 | $1,620 | $1,705 | -$85 | -$85 | |
| 137. VORNADO REALTY TRUST | 2013-07-03 | 2015-02-17 | $15,400 | $10,453 | $4,947 | $4,947 | |
| 58. VORNADO REALTY TRUST | 2014-02-19 | 2015-05-27 | $5,915 | $5,053 | $862 | $862 | |
| 208. VORNADO REALTY TRUST | 2014-02-19 | 2015-06-29 | $20,002 | $16,112 | $3,890 | $3,890 | |
| 64. WPP PLC NEW ADR | 2010-12-28 | 2015-06-24 | $7,448 | $3,898 | $3,550 | $3,550 | |
| 192. WP GLIMCHER INC | 2014-02-19 | 2015-06-29 | $2,641 | $3,155 | -$514 | -$514 | |
| 199. WP GLIMCHER INC | 2010-12-28 | 2015-08-03 | $2,734 | $2,364 | $370 | $370 | |
| 2425.799 WF ULTR SHORT-TRMINCOME-I#3104 | 2013-06-11 | 2015-09-17 | $20,498 | $20,687 | -$189 | -$189 | |
| 199. WELLTOWER INC | 2014-09-24 | 2015-11-02 | $12,940 | $11,805 | $1,135 | $1,135 | |
| 107. WELLTOWER INC | 2015-02-25 | 2015-11-02 | $6,958 | $8,667 | -$1,709 | -$1,709 | |
| 2308. WERNER ENTERPRISES INC | 2015-06-02 | 2015-08-28 | $61,247 | $63,465 | -$2,218 | -$2,218 | |
| 499. WESCO INTL INC | 2014-11-19 | 2015-03-25 | $34,826 | $42,215 | -$7,389 | -$7,389 | |
| 317. WESTAR ENERGY INC | 2012-07-13 | 2015-02-17 | $12,338 | $9,713 | $2,625 | $2,625 | |
| 381. WEYERHAEUSER CO | 2014-11-03 | 2015-02-17 | $13,302 | $11,952 | $1,350 | $1,350 | |
| 187. WISCONSIN ENERGY CORP COM | 2012-07-13 | 2015-02-17 | $9,502 | $7,566 | $1,936 | $1,936 | |
| 38. WISCONSIN ENERGY CORP COM | 2014-11-03 | 2015-02-17 | $1,931 | $1,894 | $37 | $37 | |
| 5000. WYNN LAS VEGAS LLC/C 7.875% 5/01/20 | 2011-10-06 | 2015-02-17 | $5,271 | $5,237 | $34 | $34 | |
| 2000. WYNN LAS VEGAS LLC/C 5.375% 3/15/22 | 2015-04-08 | 2015-08-17 | $1,970 | $2,085 | -$115 | -$115 | |
| 3000. WYNN LAS VEGAS LLC/C 5.375% 3/15/22 | 2015-04-14 | 2015-08-24 | $2,865 | $3,116 | -$251 | -$251 | |
| 53. XCEL ENERGY INC | 2012-07-13 | 2015-01-28 | $2,007 | $1,525 | $482 | $482 | |
| 344. XCEL ENERGY INC | 2013-07-05 | 2015-02-17 | $12,031 | $9,817 | $2,214 | $2,214 | |
| 50. XILINX INC | 2014-09-08 | 2015-02-17 | $2,091 | $2,144 | -$53 | -$53 | |
| 304. XILINX INC | 2013-03-08 | 2015-02-17 | $12,711 | $9,866 | $2,845 | $2,845 | |
| 4759. XCERRA CORP | 2015-05-28 | 2015-12-04 | $29,431 | $42,981 | -$13,550 | -$13,550 | |
| 1133. XINYI GLASS HOLDI-UNSP ADR | 2012-07-05 | 2015-03-06 | $13,639 | $12,534 | $1,105 | $1,105 | |
| 5000. ZAYO GROUP LLC/ZAYO 8.125% 1/01/20 | 2012-09-18 | 2015-04-08 | $5,287 | $5,569 | -$282 | -$282 | |
| 137. ZIONS BANCORP | 2012-07-13 | 2015-02-17 | $3,639 | $2,561 | $1,078 | $1,078 | |
| 967.8619 AURORA GLOBAL OPP II ASP FD R/I1-2 | 2007-11-29 | 2015-06-30 | $1,220,000 | $1,019,041 | $200,959 | $200,959 | |
| 2425. EATON CORP PLC | 2014-11-13 | 2015-03-03 | $170,438 | $161,426 | $9,012 | $9,012 | |
| 330. INVESCO LIMITED | 2012-07-13 | 2015-02-17 | $13,026 | $7,247 | $5,779 | $5,779 | |
| 2032. HOME LOAN SERVICING SOLUTION | 2014-11-03 | 2015-03-02 | $37,463 | $38,577 | -$1,114 | -$1,114 | |
| 47. SIGNET JEWELERS LIMITED | 2014-07-29 | 2015-05-15 | $6,247 | $4,896 | $1,351 | $1,351 | |
| 326. XL GROUP PLC | 2012-07-13 | 2015-02-17 | $11,593 | $6,621 | $4,972 | $4,972 | |
| 53. XL GROUP PLC | 2014-12-03 | 2015-02-17 | $1,885 | $1,893 | -$8 | -$8 | |
| 192.645 GAI AGILITY INCOME FUND | 2011-01-27 | 2015-12-31 | $182,000 | $196,273 | -$14,273 | -$14,273 | |
| 2003. AVG TECHNOLOGIES | 2014-06-23 | 2015-04-15 | $42,625 | $40,440 | $2,185 | $2,185 | |
| 112. NXP SEMICONDUCTORS NV | 2014-09-18 | 2015-03-02 | $11,106 | $8,128 | $2,978 | $2,978 | |
| 284. NXP SEMICONDUCTORS NV | 2014-09-18 | 2015-08-12 | $25,873 | $20,610 | $5,263 | $5,263 | |
| CAPITAL GAIN DIVIDENDS | $325,147 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,673,696 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,296,779 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $49,117,433 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.026402 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,241,009 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $47,528,881 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.04715 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,164,739 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $46,072,410 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046986 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,324,107 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $44,282,089 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.052484 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,106,700 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $44,651,987 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.04718 | DistributionYr5Rt |
| Total Distribution | 0.220202 | TotalDistributionRt |
| Average Distribution | 0.04404 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $48,534,248 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,137,448 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $27,912 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,165,360 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,773,256 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $27,912 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $27,912 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $27,912 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $105,739 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $0 | AppliedToEsTaxAmt |
| Total Payments And Credits | $105,739 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $77,827 | OverpaymentAmt |
| Applied To ES Tax | $27,912 | AppliedToESTaxAmt |
| Refund | $49,915 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | GA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WELLS FARGO BANK NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8003523705 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE WEST 4TH STREET D4000-062 | AddressLine1Txt |
| City | WINSTON SALEM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 271014000 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| WELLS FARGO BANK NA | ||||||
| 1525 W WT HARRIS BLVD D1114-044 | CHARLOTTE | NC | 28288 | TRUSTEE | 0 | $332,811 |
| Mr Benjamin White | ||||||
| 1201 W Peachtree Street | ATLANTA | GA | 30305 | COMMITTEE MEMBER | 40 | $200 |
| HORACE H SIBLEY | ||||||
| 191 PEACHTREE ST NE 46TH FLOOR | ATLANTA | GA | 30303 | COMMITTEE MEMBER | 40 | $200 |
| CRAWFORD BARNETT JR | ||||||
| 3193 HOWELL MILL RD | ATLANTA | GA | 30303 | COMMITTEE MEMBER | 40 | $200 |
| FLORIDA HUFF | ||||||
| 2533 DELLWOOD DR | ATLANTA | GA | 30305 | COMMITTEE MEMBER | 40 | $400 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $48,185,879 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,087,469 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $49,273,348 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $49,273,348 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $739,100 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $48,534,248 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,426,712 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,426,712 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $27,912 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $27,912 | TotalTaxAmt |
| Distributable Before Adj | $2,398,800 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,398,800 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,398,800 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,773,256 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $2,773,256 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $27,912 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,745,344 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,398,800 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $2,351,600 | UndistributedIncomePYAmt |
| Prior Year1 | 2013 | PriorYear1Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,773,256 | QualifyingDistributionsAmt |
| Applied To Year1 | $2,351,600 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $421,656 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,977,144 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | PHYLLIS SILVERSTEIN | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3280 PEACHTREE RD NE SUITE 300 | AddressLine1Txt |
| City | ATLANTA | CityNm |
| State Abbreviation | GA | StateAbbreviationCd |
| ZIP | 30305 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4042380444 | RecipientPhoneNum |
| Recipient Email Address | phyllis.silverstein@wellsfargo.com | RecipientEmailAddressTxt |
| Form And Info And Materials | CONTACT ADMINISTRATOR FOR FORMS | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | CONTACT ADMINISTRATOR FOR DEADLINES | SubmissionDeadlinesTxt |
| Restrictions On Awards | CONTACT ADMINISTRATOR FOR RESTRICTIONS | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| TEACH FOR AMERICA INC | ||||||||
| 1360 PEACHTREE ST NE SUITE 1100 | ATLANTA | GA | 30309 | NONE | PC | GENERAL SUPPORT | $1,305,000 | |
| ARTS CRITIC ATL INC | ||||||||
| PO BOX 8983 | ATLANTA | GA | 31106 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| TRAVELERS AID OF METRO ATLANTA | ||||||||
| 34 PEACHTREE ST NE SUITE 700 | ATLANTA | GA | 30303 | NONE | PC | GENERAL SUPPORT | $15,000 | |
| THE WOODRUFF ARTS | ||||||||
| 1280 PEACHTREE ST NE | ATLANTA | GA | 30309 | NONE | PC | GENERAL SUPPORT | $150,000 | CENTER |
| SENIOR CITIZENS SERVICES OF METRO | ||||||||
| 1705 COMMERCE DRIVE NW | ATLANTA | GA | 30318 | NONE | PC | GENERAL SUPPORT | $30,000 | ATLANTA INC |
| CENTER FOR PUPPETRY ARTS | ||||||||
| 1404 SPRING STREET NW | ATLANTA | GA | 30309 | NONE | PC | GENERAL SUPPORT | $116,000 | |
| THE ATLANTA OPERA | ||||||||
| 1575 NORTHSIDE DRIVE | ATLANTA | GA | 30318 | NONE | PC | GENERAL SUPPORT | $12,629 | |
| ATLANTA SHAKESPEARE COMPANY | ||||||||
| 499 PEACHTREE STREET | ATLANTA | GA | 30308 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| ATLANTA-FULTON COUNTY ZOO INC | ||||||||
| 800 CHEROKEE AVE SE | ATLANTA | GA | 30315 | NONE | PC | GENERAL SUPPORT | $100,000 | |
| GEORGIA FAMILY CONNECTION | ||||||||
| 235 PEACHTREE ST SUITE 1600 | ATLANTA | GA | 30303 | NONE | PC | GENERAL SUPPORT | $642,616 | PARTNERSHIP INC |
| TRUANCY INTERVENTION PROJECT | ||||||||
| 395 PRYOR STREET SW SUITE 4122 | ATLANTA | GA | 30312 | NONE | PC | GENERAL SUPPORT | $50,000 | |
| CITY OF REFUGE INC | ||||||||
| 1300 JOSEPH E BOONE BLVD | ATLANTA | GA | 30314 | NONE | PC | GENERAL SUPPORT | $50,000 | |
| FULTON COUNTY COURT APPOINTED | ||||||||
| 395 PRYOR STREET SW SUITE 4116 | ATLANTA | GA | 30312 | NONE | PC | GENERAL SUPPORT | $25,000 | SPECIAL ADVOCATES INC |
| ATLANTA GIRLS SCHOOL | ||||||||
| 3254 NORTHSIDE PARKWAY | ATLANTA | GA | 30327 | NONE | PC | GENERAL SUPPORT | $44,000 | |
| WELLSPRING LIVING INC | ||||||||
| 860 JOHNSON FERRY RD STE 140-331 | ATLANTA | GA | 30342 | NONE | PC | GENERAL SUPPORT | $20,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,610,245 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $909,615 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,673,696 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SEE STATEMENT 1 | Desc |
| Exclusion | 1 | ExclusionCd |
| Exclusion | $123,596 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $2,706,907 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,706,907 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 7 | LineNumberTxt |
| Relationship Statement | 0 | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $1,600 | Amt |
| Disbursements Charitable Prps | $1,600 | DisbursementsCharitablePrpsAmt |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WELLS FARGO BANK NA | PersonNm |
| Short Explanation | SEE ATTACHED FOOTNOTE | ShortExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (134 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 018804AP9 ALLIANT TECHSYSTEMS | ||
| 02005NAE0 ALLY FINANCIAL INC | $5,675 | $5,700 |
| 05329WAJ1 AUTONATION INC | ||
| 126304AK0 CSC HOLDINGS INC | $5,224 | $5,263 |
| 28336LBQ1 EL PASO CORPORATION | $5,313 | $5,151 |
| 29273VAC4 ENERGY TRANSFER EQUI | $9,157 | $8,325 |
| 46284PAM6 IRON MOUNTAIN INC | ||
| 570506AM7 MARKWEST ENERGY PART | ||
| 75281AAL3 RANGE RESOURCES CORP | ||
| 1248EPAU7 CCO HLDGS LLC/CAP CO | $10,106 | $10,400 |
| 37244DAF6 GENON ENERGY INC | $2,974 | $2,220 |
| 45824TAE5 INTELSAT JACKSON HLD | $10,513 | $9,175 |
| 459745GF6 INTL LEASE FINANCE | $9,788 | $10,643 |
| 536022AF3 LINN ENERGY, LLC/LIN | ||
| 574599BH8 MASCO CORP | $4,981 | $5,400 |
| 812350AE6 SEARS HOLDING CORP | ||
| 983130AP0 WYNN LAS VEGAS LLC/C | ||
| 12505BAA8 CBRE SERVICES INC | $10,147 | $10,051 |
| 12543DAQ3 CHS/COMMUNITY HEALTH | $5,106 | $4,981 |
| 22818VAB3 CROWN AMER/CAP CORP | $6,658 | $6,195 |
| 277911491 EATON VANCE FLOATING | $594,510 | $544,883 |
| 29977HAB6 EP ENERGY/EP FINANCE | ||
| 428040CJ6 HERTZ CORP | $10,975 | $10,215 |
| 46284PAP9 IRON MOUNTAIN INC | $6,153 | $5,790 |
| 49461BAB0 KINETICS CONCEPT/KC | $3,270 | $2,925 |
| 527298AU7 LEVEL 3 FINANCING IN | ||
| 704549AH7 PEABODY ENERGY CORP | ||
| 737446AB0 POST HOLDINGS INC | $9,638 | $9,383 |
| 79546VAJ5 SALLY HOLDINGS/SALLY | $9,615 | $9,315 |
| 989194AG0 ZAYO GROUP LLC/ZAYO | ||
| 00434NAA3 ACCESS MIDSTREAM PAR | $4,924 | $4,053 |
| 044820504 ASHMORE EMERG MKTS C | $96,124 | $88,025 |
| 058498AR7 BALL CORP | $5,043 | $5,100 |
| 1248EPBE2 CCO HLDGS LLC/CAP CO | $4,738 | $5,138 |
| 165167CG0 CHESAPEAKE ENERGY CO | $5,642 | $1,692 |
| 315920702 FID ADV EMER MKTS IN | $146,465 | $132,760 |
| 38869PAK0 GRAPHIC PACKAGING IN | $4,948 | $5,100 |
| 570506AQ8 MARKWEST ENERGY PART | $10,325 | $8,750 |
| 761735AP4 REYNOLDS GRP ISS/REY | ||
| 78442FEQ7 SLM CORP | ||
| 87264AAF2 T-MOBILE USA INC | $5,219 | $5,213 |
| 88033GBU3 TENET HEALTHCARE COR | $4,959 | $5,025 |
| 949917744 WF ADV ULTR SHORT-TR | ||
| 00130HBN4 AES CORPORATION | $4,666 | $4,400 |
| 03674PAL7 ANTERO RESOURCES FIN | $9,848 | $8,000 |
| 125581GQ5 CIT GROUP INC | $9,331 | $9,242 |
| 131347CF1 CALPINE CORP | $4,939 | $4,413 |
| 148887AA0 CATAMARAN CORP | ||
| 172441AX5 CINEMARK USA INC | $4,995 | $4,963 |
| 228227BE3 CROWN CASTLE INTL CO | $5,025 | $5,188 |
| 23918KAP3 DAVITA INC | $5,369 | $5,150 |
| 25470XAJ4 DISH DBS CORP | $11,834 | $10,258 |
| 261980668 DREYFUS INTERNATL BO | $500,000 | $431,935 |
| 26817RAB4 DYNEGY INC | $4,975 | $4,013 |
| 319963BB9 FIRST DATA CORPORAT | ||
| 361841AD1 GLP CAPITAL LP / FIN | $5,148 | $4,900 |
| 37045XAJ5 GENERAL MOTORS FINL | $9,134 | $9,045 |
| 37045XAL0 GENERAL MOTORS FINL | $4,919 | $4,946 |
| 404119BM0 HCA INC | $5,069 | $5,038 |
| 404119BN8 HCA INC | $11,024 | $10,973 |
| 423074AR4 H.J. HEINZ COMPANY | ||
| 45031UBU4 ISTAR FINANCIAL INC | ||
| 451102AX5 ICAHN ENTERPRISES/FI | $5,330 | $5,042 |
| 513075BE0 LAMAR MEDIA CORP | $5,025 | $5,063 |
| 527298AW3 LEVEL 3 FINANCING IN | $5,458 | $5,225 |
| 532716AT4 LIMITED BRANDS INC | $4,560 | $4,430 |
| 552953BY6 MGM RESORTS INTL | $5,506 | $5,138 |
| 56063N600 MAINSTAY CONVERTIBLE | ||
| 629377BU5 NRG ENERGY INC | $6,183 | $5,205 |
| 63860UAK6 NATIONSTAR MORT/CAP | $2,828 | $2,655 |
| 65409QBA9 NIELSEN FINANCE LLC/ | ||
| 741478101 T ROWE CORPORATE INC | ||
| 75281AAQ2 RANGE RESOURCES CORP | $3,830 | $2,980 |
| 77958B402 T ROWE PRICE INST FL | $250,000 | $238,037 |
| 852060AD4 SPRINT CAP CORP | $4,894 | $3,488 |
| 852061AS9 SPRINT NEXTEL CORP | $5,113 | $3,525 |
| 87264AAH8 T-MOBILE USA INC | $5,185 | $5,138 |
| 87612BAM4 TARGA RESOURCES PART | $5,173 | $4,050 |
| 893647AR8 TRANSDIGM INC | $4,988 | $4,838 |
| 896818AH4 TRIUMPH GROUP INC | ||
| 911365BB9 UNITED RENTALS NORTH | $5,213 | $4,950 |
| 02005NAV2 ALLY FINANCIAL INC | $5,140 | $5,119 |
| 0258M0DC0 AMERICAN EXPRESS CRE | $49,870 | $49,624 |
| 053773AV9 AVIS BUDGET CAR/FINA | $4,965 | $5,013 |
| 06051GFB0 BANK OF AMERICA CORP | $36,464 | $36,150 |
| 085790AY9 BERRY PLASTICS CORP | $4,635 | $4,863 |
| 103304BK6 BOYD GAMING CORP | $5,150 | $5,138 |
| 12623EAF8 CNH CAPITAL LLC | $2,963 | $2,954 |
| 126650BW9 CVS CAREMARK CORP | $49,358 | $48,661 |
| 15089QAC8 CELANESE US HOLDINGS | $4,190 | $4,220 |
| 15135BAC5 CENTENE CORP | $5,300 | $5,150 |
| 172967GL9 CITIGROUP INC | $24,194 | $24,072 |
| 20030NBB6 COMCAST CORP | $50,057 | $48,404 |
| 20605PAE1 CONCHO RESOURCES INC | $4,913 | $4,625 |
| 21036PAH1 CONSTELLATION BRANDS | $4,459 | $4,400 |
| 212015AH4 CONTINENTAL RESOURCE | $4,498 | $3,688 |
| 23331ABK4 D.R. HORTON INC | $5,063 | $5,029 |
| 23918KAQ1 DAVITA HEALTHCARE PA | $5,040 | $5,000 |
| 25470XAB1 DISH DBS CORP | $2,150 | $2,175 |
| 278865AK6 ECOLAB INC | $49,008 | $48,689 |
| 29379VAV5 ENTERPRISE PRODUCTS | $24,191 | $21,344 |
| 29444UAP1 EQUINIX INC | $5,218 | $5,113 |
| 345370CQ1 FORD MOTOR COMPANY | $49,273 | $49,017 |
| 36962G3P7 GENERAL ELEC CAP COR | $37,838 | $36,707 |
| 38141GVM3 GOLDMAN SACHS GROUP | $37,165 | $36,950 |
| 382550BC4 GOODYEAR TIRE & RUBB | $4,263 | $4,285 |
| 428040CN7 HERTZ CORP | $5,153 | $5,175 |
| 46625HHS2 JPMORGAN CHASE & CO | $48,630 | $48,032 |
| 521865AX3 LEAR CORP | $5,113 | $5,088 |
| 52470G742 WESTERN ASSET SMASH | $335,587 | $326,830 |
| 52470G759 WESTERN ASSET SMASH | $599,723 | $591,424 |
| 526057BT0 LENNAR CORP | $2,065 | $2,034 |
| 526057BV5 LENNAR CORP | $4,901 | $4,888 |
| 527288BE3 LEUCADIA NATIONAL CO | $5,022 | $4,881 |
| 52729NBX7 LEVEL 3 COMMUNICATIO | $5,144 | $5,113 |
| 595112BA0 MICRON TECHNOLOGY, | $5,279 | $4,863 |
| 63860UAE0 NATIONSTAR MORT/CAP | $2,075 | $2,065 |
| 693656AA8 PVH CORP | $4,955 | $4,888 |
| 767754CG7 RITE AID CORP | $5,313 | $5,238 |
| 780153AU6 ROYAL CARIBBEAN CRUI | $5,363 | $5,125 |
| 78388JAT3 SBA COMMUNICATIONS | $4,988 | $4,925 |
| 78442FER5 SLM CORP | $4,750 | $4,675 |
| 852061AM2 SPRINT NEXTEL CORP | $2,215 | $1,840 |
| 858119AZ3 STEEL DYNAMICS INC | $4,893 | $4,563 |
| 861647501 STONE HARBOR LOCAL M | $289,745 | $244,031 |
| 88033GCE8 TENET HEALTHCARE COR | $4,405 | $3,990 |
| 88160QAD5 TESORO LOGISTICS LP/ | $2,090 | $1,900 |
| 89236MAB6 TOYS R US PROPERTY | $5,106 | $4,300 |
| 91086QBD9 UNITED MEXICAN STATE | $49,080 | $48,720 |
| 92343EAF9 VERISIGN INC | $4,968 | $4,841 |
| 92343VBR4 VERIZON COMMUNICATIO | $48,722 | $48,371 |
| 949917652 WF SHORT-TERM BOND F | $275,000 | $272,181 |
| 966387AG7 WHITING PETROLEUM CO | $5,008 | $3,775 |
| 969457BV1 WILLIAMS COMPANIES | $4,360 | $3,563 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (464 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 075896100 BED BATH & BEYOND IN | ||
| 22160K105 COSTCO WHOLESALE COR | $67,720 | $159,885 |
| 126650100 CVS HEALTH CORPORATI | $162,860 | $165,231 |
| 26875P101 EOG RESOURCES, INC | $89,818 | $130,608 |
| 025816109 AMERICAN EXPRESS CO | ||
| 03076C106 AMERIPRISE FINL INC | ||
| 540424108 LOEWS CORP | ||
| 743315103 PROGRESSIVE CORP OHI | ||
| 071813109 BAXTER INTL INC | ||
| 478160104 JOHNSON & JOHNSON | $185,565 | $178,219 |
| 58933Y105 MERCK & CO INC NEW | $145,178 | $133,106 |
| 38259P508 GOOGLE INC | ||
| 594918104 MICROSOFT CORP | $237,045 | $298,205 |
| 254687106 WALT DISNEY CO | $199,415 | $231,176 |
| 46625H100 JPMORGAN CHASE & CO | $226,464 | $259,168 |
| 744320102 PRUDENTIAL FINL INC | $164,181 | $157,121 |
| 585055106 MEDTRONIC INC | ||
| 037833100 APPLE INC | $377,013 | $340,937 |
| 458140100 INTEL CORP | $213,731 | $214,107 |
| 747525103 QUALCOMM INC | ||
| 74005P104 PRAXAIR INC COM | $140,280 | $109,568 |
| 086516101 BEST BUY INC | ||
| 501044101 KROGER CO | ||
| 845467109 SOUTHWESTERN ENERGY | ||
| 524901105 LEGG MASON INC COM | ||
| 571748102 MARSH & MCLENNAN COS | ||
| 665859104 NORTHERN TRUST CORP | ||
| 50540R409 LABORATORY CRP OF AM | $65,297 | $75,420 |
| 826552101 SIGMA ALDRICH CORP | ||
| 281020107 EDISON INTL COM | ||
| 976657106 WISCONSIN ENERGY COR | ||
| 124857202 CBS CORP NEW | ||
| 74144T108 T ROWE PRICE GROUP I | ||
| 03073E105 AMERISOURCEBERGEN CO | $28,221 | $77,264 |
| 444859102 HUMANA INC | ||
| 95082P105 WESCO INTL INC | ||
| 29444U502 EQUINIX INC | ||
| 009363102 AIRGAS INC COM | ||
| 231021106 CUMMINS INC. | $143,511 | $85,370 |
| 139594105 CAPELLA EDUCATION CO | ||
| 21036P108 CONSTELLATION BRANDS | ||
| 29266R108 ENERGIZER HOLDINGS I | ||
| 017175100 ALLEGHANY CORP DEL N | ||
| 012653101 ALBEMARLE CORP COM | $41,030 | $43,856 |
| 571903202 MARRIOTT INTERNATION | ||
| 85590A401 STARWOOD HOTELS & RE | ||
| 48020Q107 JONES LANG LASALLE I | $58,619 | $82,168 |
| 26613Q106 DUPONT FABROS TECHNO | ||
| 001317205 AIA GROUP LTD-SP ADR | $80,641 | $132,144 |
| 003021714 ABERDEEN EMERG MARKE | ||
| 009126202 AIR LIQUIDE - ADR | $82,414 | $89,002 |
| 018805101 ALLIANZ SE ADR | $80,625 | $116,680 |
| 032095101 AMPHENOL CORP CL A | ||
| 03524A108 ANHEUSER-BUSCH INBEV | $146,571 | $194,750 |
| 03748R101 APARTMENT INVT & MGM | $29,217 | $42,552 |
| 042068106 ARM HOLDINGS PLC - A | $51,962 | $89,801 |
| 045387107 ASSA ABLOY AB-UNSP A | $33,100 | $66,263 |
| 049255706 ATLAS COPCO AB ADR | $51,316 | $50,157 |
| 053484101 AVALONBAY CMNTYS INC | $37,296 | $54,687 |
| 055434203 BG GROUP PLC - ADR | $132,540 | $106,156 |
| 056752108 BAIDU INC ADR | $83,917 | $96,599 |
| 09247X101 BLACKROCK INC | $168,929 | $161,747 |
| 101121101 BOSTON PROPERTIES IN | $39,689 | $53,057 |
| 133131102 CAMDEN PPTY TR SH BE | ||
| 136375102 CANADIAN NATL RR CO | $44,662 | $69,962 |
| 225401108 CREDIT SUISSE GROUP | $28,441 | $24,488 |
| 229663109 CUBESMART | $13,985 | $30,130 |
| 23304Y100 DBS GROUP HOLDINGS L | $46,071 | $45,808 |
| 23317H102 DDR CORP | $16,349 | $20,730 |
| 237545108 DASSAULT SYSTEMES S. | $73,788 | $156,453 |
| 26138E109 DR PEPPER SNAPPLE GR | ||
| 294752100 EQUITY ONE INC | $19,103 | $23,675 |
| 29476L107 EQUITY RESIDENTIAL P | $59,835 | $78,163 |
| 297178105 ESSEX PPTY TR COM | $43,260 | $70,387 |
| 30219G108 EXPRESS SCRIPTS HOLD | $127,461 | $188,456 |
| 30225T102 EXTRA SPACE STORAGE | $2,844 | $11,379 |
| 307305102 FANUC CORPORATION AD | $89,725 | $100,933 |
| 313747206 FEDERAL RLTY INVT TR | $15,420 | $26,006 |
| 32054K103 FIRST INDL RLTY TR I | $14,926 | $27,198 |
| 358029106 FRESENIUS MEDICAL CA | $40,450 | $58,953 |
| 370023103 GENERAL GROWTH PROPE | $37,827 | $56,542 |
| 40414L109 HCP INC | ||
| 42217K106 HEALTH CARE REIT INC | ||
| 43858F109 HONG KONG EXCH & CLE | ||
| 44107P104 HOST HOTELS & RESORT | $33,519 | $31,186 |
| 45104G104 ICICI BANK LTD. - AD | $75,594 | $61,826 |
| 453038408 IMPERIAL OIL LTD COM | $37,635 | $30,439 |
| 464287499 ISHARES RUSSELL MID- | ||
| 465562106 ITAU UNIBANCO H-SPON | $96,387 | $49,365 |
| 466140100 JGC CORP-UNSPONSORED | $74,985 | $38,964 |
| 48667L106 KDDI CORP-UNSPONSORE | $43,876 | $56,013 |
| 500458401 KOMATSU LIMITED - AD | $33,455 | $22,878 |
| 502117203 L'OREAL - ADR | $55,462 | $82,991 |
| 502441306 LVMH MOET HENNESSY U | $37,540 | $35,778 |
| 62474M108 MTN GROUP LTD ADR | $63,004 | $26,553 |
| 641069406 NESTLE S.A. REGISTER | $105,930 | $134,998 |
| 66987V109 NOVARTIS AG - ADR | $271,972 | $274,382 |
| 670100205 NOVO NORDISK A/S - A | $59,729 | $123,246 |
| 74340W103 PROLOGIS INC | $43,235 | $53,908 |
| 74460D109 PUBLIC STORAGE INC C | $59,520 | $98,585 |
| 771195104 ROCHE HOLDINGS LTD - | $221,347 | $259,490 |
| 780259206 ROYAL DUTCH SHELL PL | $48,819 | $30,038 |
| 78440X101 SL GREEN REALTY CORP | $34,398 | $51,971 |
| 78462F103 SPDR S & P 500 ETF T | ||
| 803054204 SAP SE | $74,018 | $109,474 |
| 803866300 SASOL LIMITED - ADR | $51,667 | $31,272 |
| 804395101 SAUL CTRS INC COM | $11,280 | $13,997 |
| 806857108 SCHLUMBERGER LTD | $82,417 | $74,144 |
| 80687P106 SCHNEIDER ELECTRIC S | ||
| 828806109 SIMON PROPERTY GROUP | $92,154 | $157,108 |
| 83569C102 SONOVA HOLDIN-UNSPON | $29,644 | $39,999 |
| 86272T106 STRATEGIC HOTELS & R | ||
| 870123106 SWATCH GROUP AG/THE- | ||
| 87184P109 SYSMEX CORP-UNSPON A | $29,765 | $102,230 |
| 874039100 TAIWAN SEMICONDUCTOR | $92,550 | $142,142 |
| 876664103 TAUBMAN CTRS INC COM | ||
| 881624209 TEVA PHARMACEUTICAL | $50,502 | $60,783 |
| 900148701 TURKIYE GARANTI BANK | $68,282 | $33,513 |
| 904767704 UNILEVER PLC - ADR | $103,999 | $113,966 |
| 92276F100 VENTAS INC COM | $46,225 | $50,956 |
| 983919101 XILINX INC | ||
| G16962105 BUNGE LIMITED | $71,866 | $71,694 |
| M22465104 CHECK POINT SOFTWARE | $45,043 | $44,352 |
| 118440106 BUCKLE INC COM | ||
| 30212P303 EXPEDIA INC | ||
| 364730101 GANNETT INC | ||
| 731068102 POLARIS INDS INC COM | $35,191 | $44,866 |
| 778296103 ROSS STORES INC | $42,767 | $89,647 |
| 30249U101 FMC TECHNOLOGIES INC | $156,356 | $129,240 |
| 749660106 RPC INC | ||
| 16359R103 CHEMED CORP NEW | $30,641 | $53,179 |
| 515098101 LANDSTAR SYS INC COM | $58,282 | $51,553 |
| 315616102 F5 NETWORKS INC | $58,754 | $54,007 |
| 87162H103 SYNTEL INC | $38,814 | $70,228 |
| 058498106 BALL CORP | ||
| 025932104 AMERICAN FINL GROUP | $54,999 | $78,928 |
| 031100100 AMETEK INC COM | ||
| 032654105 ANALOG DEVICES INC | ||
| 042735100 ARROW ELECTRS INC | ||
| 053332102 AUTOZONE INC | ||
| 05946K101 BANCO BILBAO VIZCAYA | $54,183 | $40,718 |
| 072743206 BAYERISCHE MOTOREN W | $70,102 | $74,123 |
| 084423102 BERKLEY W R CORP | ||
| 112463104 BROOKDALE SR LIVING | ||
| 125509109 CIGNA CORP | ||
| 125896100 CMS ENERGY CORP | ||
| 14170T101 CAREFUSION CORP | ||
| 142339100 CARLISLE COS INC | ||
| 15189T107 CENTERPOINT ENERGY I | ||
| 171232101 CHUBB CORP | ||
| 178566105 CITY NATL CORP COM | ||
| 18451C109 CLEAR CHANNEL OUTDOO | ||
| 233326107 DST SYS INC COM | $52,104 | $86,800 |
| 25470M109 DISH NETWORK CORP | ||
| 264411505 DUKE REALTY CORPORAT | $16,732 | $20,473 |
| 26884L109 EQT CORPORATION | ||
| 26884U109 EPR PROPERTIES | $16,784 | $21,860 |
| 29265N108 ENERGEN CORP | ||
| 294429105 EQUIFAX INC | ||
| 316773100 FIFTH THIRD BANCORP | ||
| 33616C100 FIRST REPUBLIC BANK/ | ||
| 34964C106 FORTUNE BRANDS HOME | ||
| 364760108 GAP INC | ||
| 38143H381 GOLDMAN SACHS COMM S | ||
| 416515104 HARTFORD FINANCIAL S | ||
| 426281101 HENRY JACK & ASSOC I | ||
| 427866108 THE HERSHEY COMPANY | ||
| 443510201 HUBBELL INC CL B | ||
| 443683107 HUDSON CITY BANCORP | ||
| 446150104 HUNTINGTON BANCSHARE | ||
| 45167R104 IDEX CORP | ||
| 457187102 INGREDION INC | $49,975 | $79,451 |
| 471109108 JARDEN CORP | ||
| 500255104 KOHLS CORP | ||
| 55261F104 M & T BANK CORPORATI | ||
| 553530106 MSC INDL DIRECT INC | ||
| 57686G105 MATSON INC. | $43,264 | $43,866 |
| 608190104 MOHAWK INDS INC COM | ||
| 64126X201 NEUSTAR INC | $62,412 | $60,189 |
| 65473P105 NISOURCE INC | ||
| 680223104 OLD REP INTL CORP | ||
| 690768403 OWENS ILL INC COM NE | $73,808 | $52,800 |
| 69318G106 PBF ENERGY INC | ||
| 693656100 PVH CORP | ||
| 70509V100 PEBBLEBROOK HOTEL TR | $20,800 | $22,136 |
| 74733V100 QEP RESOURCES INC | ||
| 748356102 QUESTAR CORP | $27,179 | $28,129 |
| 758750103 REGAL BELOIT CORP | ||
| 758849103 REGENCY CENTERS CORP | ||
| 76169B102 REXNORD CORP | ||
| 772739207 ROCK-TENN CO CL A | ||
| 806407102 SCHEIN HENRY INC | ||
| 816851109 SEMPRA ENERGY COM | ||
| 824348106 SHERWIN WILLIAMS CO | ||
| 827048109 SILGAN HLDGS INC COM | ||
| 833034101 SNAP ON INC | $161,940 | $204,859 |
| 86562X106 SUMITOMO MITSUI TR-S | $23,028 | $19,341 |
| 867892101 SUNSTONE HOTEL INVS | $18,113 | $18,160 |
| 867914103 SUNTRUST BANKS INC | ||
| 86959C103 SVENSKA HANDELSB-A-U | $28,674 | $33,962 |
| 871607107 SYNOPSYS INC COM | ||
| 872540109 TJX COMPANIES INC | $136,557 | $152,457 |
| 886547108 TIFFANY & CO NEW | ||
| 90384S303 ULTA SALON COSMETICS | ||
| 90460M204 UNI CHARM CORPORATIO | $51,198 | $76,145 |
| 91307C102 UNITED THERAPEUTICS | $27,821 | $45,887 |
| 91529Y106 UNUM GROUP | ||
| 918204108 V F CORP | $178,494 | $155,625 |
| 92826C839 VISA INC-CLASS A SHR | $107,172 | $174,488 |
| 929042109 VORNADO REALTY TRUST | $12,833 | $17,793 |
| 92937A102 WPP PLC NEW ADR | $63,319 | $119,330 |
| 95709T100 WESTAR ENERGY INC | ||
| 98389B100 XCEL ENERGY INC | ||
| 98418R100 XINYI GLASS HOLDI-UN | ||
| 989701107 ZIONS BANCORP | ||
| G1151C101 ACCENTURE PLC | $199,314 | $245,053 |
| G491BT108 INVESCO LIMITED | ||
| G98290102 XL GROUP PLC | ||
| 001204106 AGL RES INC COM | ||
| 00758M162 ACADIAN EMG MKTS POR | ||
| 024835100 AMERICAN CAMPUS CMNT | ||
| 03027X100 AMERICAN TOWER CORP | $18,211 | $17,839 |
| 20337X109 COMMSCOPE HOLDING CO | ||
| 243537107 DECKERS OUTDOOR CORP | $86,152 | $47,200 |
| 482480100 KLA-TENCOR CORP COM | ||
| 49427F108 KILROY REALTY CORP C | $11,504 | $14,554 |
| 49446R109 KIMCO RLTY CORP | ||
| 50048H101 KONE OYJ-B-UNSPONSOR | $50,156 | $47,041 |
| 536797103 LITHIA MOTORS INC CL | $47,491 | $73,602 |
| 596278101 MIDDLEBY CORP | ||
| 606783207 MITSUBISHI ESTATE CO | $56,961 | $39,414 |
| 61022V107 MONOTARO CO LTD-UNSP | $16,709 | $41,635 |
| 636180101 NATIONAL FUEL GAS CO | ||
| 74925K581 BOSTON P LNG/SHRT RE | $1,078,495 | $1,187,894 |
| 754907103 RAYONIER INC COM | ||
| 78454L100 SM ENERGY CO | ||
| 87157D109 SYNAPTICS INC | $17,757 | $36,314 |
| 88019R690 TEMPLETON EMER MKT S | $322,799 | $332,396 |
| 90267B682 ETRACS ALERIAN MLP U | $585,816 | $370,686 |
| 90347A100 UBIQUITI NETWORKS IN | ||
| 00507G102 ACTELION LTD-UNSP AD | $41,774 | $47,719 |
| 00770G847 JOHCM INTERNATIONAL | $289,867 | $273,114 |
| 009279100 AIRBUS GROUP NV - UN | ||
| 011659109 ALASKA AIR GROUP INC | ||
| 02005N100 ALLY FINANCIAL INC | ||
| 02917T104 AMERICAN REALTY CAPI | ||
| 03232P405 AMSURG CORP | $39,427 | $59,508 |
| 032359309 AMTRUST FINANCIAL SE | $29,473 | $42,552 |
| 03485P201 ANGLO AMERN PLC ADR | ||
| 041356205 ARLINGTON ASSET INVE | ||
| 045055100 ASHTEAD GROUP PLC-UN | $33,949 | $35,362 |
| 045519402 ASSOC BRITISH FOODS- | $34,275 | $34,834 |
| 048173108 ATLANTIA SPA-UNSPONS | ||
| 05565A202 BNP PARIBAS - ADR | $46,125 | $39,253 |
| 05566U108 BOFI HOLDING INC | ||
| 072730302 BAYER AG - ADR | $74,925 | $70,032 |
| 08160H101 BENCHMARK ELECTRS IN | ||
| 088606108 BHP BILLITON LIMITED | $77,630 | $35,368 |
| 095180105 BLOUNT INTERNATIONAL | ||
| 110448107 BRITISH AMERICAN TOB | $90,003 | $82,285 |
| 11120U105 BRIXMOR PROPERTY GRO | ||
| 111621306 BROCADE COMMUNICATIO | $39,883 | $39,437 |
| 124830100 CBL & ASSOC PPTYS IN | ||
| 12637N204 CSL LTE-SPONSORED AD | $35,959 | $74,867 |
| 128030202 CAL MAINE FOODS INC | $31,888 | $40,640 |
| 14040H105 CAPITAL ONE FINANCIA | $244,793 | $215,096 |
| 142795202 CARLSBERG AS-B-SPON | $47,937 | $47,784 |
| 15135B101 CENTENE CORP DEL | ||
| 174610105 CITIZENS FINANCIAL G | $118,172 | $117,593 |
| 194162103 COLGATE PALMOLIVE CO | $155,094 | $151,561 |
| 204319107 COMPAGNIE FINANCIERE | $38,537 | $28,202 |
| 23381B106 DAIKIN INDUSTRIES-UN | ||
| 234062206 DAIWA HOUSE IND LTD | $62,430 | $86,310 |
| 235851102 DANAHER CORP | $213,992 | $241,024 |
| 248019101 DELUXE CORP | $115,487 | $98,445 |
| 260003108 DOVER CORP COM | ||
| 26168L205 DREW INDUSTRIES INC | ||
| 268648102 E M C CORP MASS | ||
| 28140H203 EDUCATION REALTY TRU | $9,066 | $10,796 |
| 29084Q100 EMCOR GROUP INC COM | $38,999 | $42,035 |
| 292218104 EMPLOYERS HOLDINGS I | $39,015 | $49,140 |
| 29275Y102 ENERSYS | ||
| 29355A107 ENPHASE ENERGY INC | ||
| 30162A108 EXELIS INC | ||
| 30239F106 FBL FINL GROUP INC C | $39,174 | $53,521 |
| 31422T101 FEDERATED NATIONAL H | $52,549 | $61,662 |
| 34988V106 FOSSIL GROUP INC | $61,847 | $23,289 |
| 35804M105 FRESENIUS SE & CO-SP | $30,877 | $45,375 |
| 35952Q106 FUCHS PETROLUB SE-PR | $45,917 | $45,843 |
| 36162J106 GEO GROUP INC/THE | $1,661 | $1,503 |
| 370334104 GENERAL MILLS INC | $130,803 | $147,610 |
| 37253A103 GENTHERM INC | $63,534 | $63,563 |
| 375558103 GILEAD SCIENCES INC | $155,718 | $154,315 |
| 379577208 GLOBUS MEDICAL INC - | $36,609 | $45,152 |
| 388689101 GRAPHIC PACKAGING HL | $39,359 | $43,378 |
| 393222104 GREEN PLAINS INC. | ||
| 393657101 THE GREENBRIER COMPA | $39,142 | $17,811 |
| 40418F108 HFF INC | ||
| 40428X222 HSBC FRONTIER MARKET | $1,163,645 | $876,124 |
| 421924309 HEALTHSOUTH REHABILI | $39,161 | $37,212 |
| 437076102 HOME DEPOT INC | $172,061 | $231,438 |
| 450911201 ITT CORP | $39,564 | $30,291 |
| 45672B305 INFORMA PLC-SP ADR | $39,625 | $43,554 |
| 45772F107 INPHI CORP | $27,160 | $48,393 |
| 458118106 INTEGRATED DEVICE TE | $39,510 | $62,660 |
| 45824V209 INSYS THERAPEUTICS I | ||
| 45825N107 INTELIQUENT INC | $39,358 | $46,931 |
| 458334109 INTER PARFUMS INC | $66,805 | $45,520 |
| 46113M108 INTERVAL LEISURE GRO | ||
| 471105205 JAPAN TOBACCO INC-UN | $57,620 | $65,403 |
| 48123V102 J2 GLOBAL INC | $39,483 | $65,033 |
| 494368103 KIMBERLY CLARK CORP | $148,143 | $166,763 |
| 516012101 LANNETT INC | $90,174 | $76,870 |
| 518415104 LATTICE SEMICONDUCTO | ||
| 526107107 LENNOX INTERNATIONAL | $62,427 | $69,444 |
| 53224V100 LIFELOCK INC | ||
| 535223200 LINDE AG ADR | $37,926 | $29,153 |
| 539439109 LLOYDS BANKING GROUP | $77,154 | $65,012 |
| 560877300 MAKITA CORPORATION - | $52,436 | $50,112 |
| 576853105 MATRIX SVC CO | $56,816 | $42,682 |
| 58502L104 MEDIOLANUM SPA-UNSPO | $25,101 | $30,430 |
| 603158106 MINERALS TECHNOLOGIE | ||
| 64128R608 NEUBERGER BERMAN LON | $1,118,397 | $1,094,676 |
| 646025106 NEW JERSEY RES CORP | ||
| 655044105 NOBLE ENERGY INC | ||
| 655664100 NORDSTROM INC | ||
| 67069D108 NUTRI SYS INC | $33,605 | $38,822 |
| 670704105 NUVASIVE INC | $34,057 | $52,108 |
| 682128103 OMNIVISION TECHNOLOG | ||
| 683974604 OPPENHEIMER DEVELOPI | ||
| 69007J106 OUTFRONT MEDIA INC | ||
| 69329Y104 PDL BIOPHARMA INC | ||
| 693475105 PNC FINANCIAL SERVIC | $180,231 | $195,386 |
| 69924R108 PARAMOUNT GROUP INC | ||
| 71714F104 PHARMERICA CORP | $39,215 | $47,635 |
| 724078100 PIPER JAFFRAY COS | ||
| 74267C106 PROASSURANCE CORPORA | ||
| 74435K204 PRUDENTIAL PLC - ADR | $98,557 | $93,766 |
| 74736A103 QTS REALTY TRUST INC | $39,112 | $61,846 |
| 74972G103 RPX CORP | $39,579 | $25,179 |
| 749941100 RF MICRO DEVICES INC | ||
| 756568101 RED ELECTRICA COR-UN | $42,361 | $41,950 |
| 761655604 REXAM PLC-SPONSORED | $43,647 | $43,870 |
| 767754104 RITE AID CORP | ||
| 775109200 ROGERS COMMUNICATION | ||
| 775781206 ROLLS-ROYCE HOLDINGS | ||
| 780641205 KONINKLIJKE KPN N.V. | $23,589 | $28,066 |
| 783332109 RUTH'S HOSPITALITY G | $39,426 | $50,848 |
| 783513104 RYANAIR HOLDINGS PLC | ||
| 78392U105 RYOHIN KEIKAKU CO-UN | $18,597 | $30,737 |
| 78463X863 SPDR DJ WILSHIRE INT | $792,046 | $693,911 |
| 79588J102 SAMPO OYJ-A SHS-UNSP | $51,966 | $51,956 |
| 80007R105 SANDS CHINA LTD-UNSP | $93,903 | $41,799 |
| 801056102 SANMINA CORP | $39,658 | $35,994 |
| 81619Q105 SELECT MEDICAL HOLDI | $39,409 | $30,037 |
| 81783H105 SEVEN & I HOLDINGS C | $48,398 | $50,887 |
| 82481R106 SHIRE PLC ADR | $57,124 | $58,835 |
| 830566105 SKECHERS U S A INC | $14,563 | $29,455 |
| 83404D109 SOFTBANK GROUP CORP- | $76,262 | $52,032 |
| 83416B109 SOLARWINDS INC | ||
| 847560109 SPECTRA ENERGY CORP | $180,375 | $113,715 |
| 85771P102 STATOIL ASA ADR | $117,661 | $72,592 |
| 862121100 STORE CAPITAL CORP | $9,999 | $11,229 |
| 863667101 STRYKER CORP | $159,793 | $164,969 |
| 86562M209 SUMITOMO TRUST AND B | $70,639 | $65,024 |
| 866674104 SUN CMNTYS INC COM | $13,268 | $17,955 |
| 868459108 SUPERNUS PHARMACEUTI | $20,143 | $30,778 |
| 870195104 SWEDBANK AB ADR | $63,124 | $52,766 |
| 87155N109 SYMRISE AG ADR | $37,973 | $46,492 |
| 88164L100 TESSERA TECHNOLOGIES | $39,908 | $33,011 |
| 887228104 TIME INC | ||
| 887317303 TIME WARNER INC | $196,065 | $155,855 |
| 888706108 TIVO INC | ||
| 891826109 TOWER INTERNATIONAL | $40,075 | $32,227 |
| 894648104 TRECORA RESOURCES | $39,509 | $36,241 |
| 904708104 UNIFIRST CORP MASS | $39,235 | $39,804 |
| 909214306 UNISYS CORPORATION | ||
| 910710102 UNITED INSURANCE HOL | ||
| 911312106 UNITED PARCEL SERVIC | $182,470 | $163,591 |
| 913004107 UNITED STATIONERS IN | ||
| 913483103 UNIVERSAL ELECTRONIC | ||
| 919134304 VALEO - ADR | $35,917 | $45,365 |
| 92220P105 VARIAN MED SYS INC | $50,993 | $49,692 |
| 939647103 WASHINGTON PRIME GRO | ||
| 962166104 WEYERHAEUSER CO | ||
| 977868306 WOLSELEY PLC | $39,732 | $40,150 |
| 977874205 WOLTERS KLUWER NV - | $36,807 | $43,630 |
| G29183103 EATON CORP PLC | ||
| G5753U112 MAIDEN HOLDINGS LTD | $39,551 | $49,203 |
| G6648D109 HOME LOAN SERVICING | ||
| G81276100 SIGNET JEWELERS LIMI | $23,228 | $27,583 |
| N07831105 AVG TECHNOLOGIES | ||
| N6596X109 NXP SEMICONDUCTORS N | $176,481 | $155,441 |
| 015271109 ALEXANDRIA REAL ESTA | $24,525 | $24,216 |
| 02079K305 ALPHABET INC CL A | $187,051 | $329,098 |
| 04010E109 ARGAN INC | $43,486 | $39,593 |
| 044103109 ASHFORD HOSPITALITY | $50,494 | $37,576 |
| 053807103 AVNET INC | $73,489 | $69,872 |
| 090672106 BIOTELEMETRY INC | $43,975 | $52,899 |
| 12503M108 CBOE HOLDINGS INC | $76,743 | $75,024 |
| 141624106 CARE CAPITAL PROPERT | $6,882 | $6,756 |
| 172755100 CIRRUS LOGIC INC | $40,670 | $40,604 |
| 19624Y101 COLOPLAST AS - UNSPO | $16,365 | $18,787 |
| 19765Y688 COLUMB SEL LGE CAP G | $2,695,000 | $2,457,420 |
| 199908104 COMFORT SYS USA INC | $43,606 | $37,685 |
| 20449X302 COMPASS GROUP PLC - | $52,392 | $53,917 |
| 210771200 CONTINENTAL AG-SPONS | $25,562 | $27,516 |
| 223622101 COWEN GROUP INC | $44,876 | $27,250 |
| 22822V101 CROWN CASTLE INTL CO | $13,075 | $13,140 |
| 242370203 DEAN FOODS CO | $42,839 | $41,589 |
| 24869P104 DENNYS CORP | $41,851 | $35,034 |
| 254067101 DILLARDS INC CL A | $67,115 | $48,757 |
| 292505104 ENCANA CORP | $41,547 | $16,797 |
| 29444U700 EQUINIX INC | $58,833 | $60,178 |
| 29977A105 EVERCORE PARTNERS IN | $41,910 | $42,553 |
| 30255G103 FCB FINANCIAL HOLDIN | $31,530 | $49,426 |
| 303075105 FACTSET RESH SYS INC | $65,302 | $67,629 |
| 361592108 GEA GROUP AG ADR | $14,322 | $13,825 |
| 37518B102 GIGAMON INC | $42,747 | $41,237 |
| 384109104 GRACO INC | $66,265 | $66,737 |
| 398438408 GRIFOLS SA-ADR | $33,904 | $31,363 |
| 404609109 HACKETT GROUP INC | $43,365 | $58,768 |
| 42727J102 HERITAGE INSURANCE H | $42,423 | $37,770 |
| 444097109 HUDSON PACIFIC PROPE | $11,733 | $11,369 |
| 45071R109 IXIA | $41,389 | $33,847 |
| 452308109 ILLINOIS TOOL WORKS | $120,848 | $122,338 |
| 45329R109 INC RESEARCH HOLDING | $45,070 | $52,827 |
| 46123D205 INVENSENSE INC | $43,189 | $36,388 |
| 477143101 JETBLUE AWYS CORP | $77,878 | $92,910 |
| 48241F104 KBC GROEP NV-UNSP AD | $28,295 | $29,125 |
| 591520200 METHODE ELECTRON INC | $41,626 | $33,899 |
| 602496101 MIMEDX GROUP INC | $44,640 | $36,187 |
| 631512100 NASPERS LTD ADR | $39,823 | $34,497 |
| 636220303 NATIONAL GENERAL HOL | $41,700 | $48,704 |
| 651229106 NEWELL RUBBERMAID IN | $128,572 | $138,191 |
| 688239201 OSHKOSH CORPORATION | $73,005 | $70,116 |
| 74144Q203 T ROWE PRICE INST EM | $2,675,470 | $2,447,577 |
| 74253Q747 PRINCIPAL MIDCAP FD- | $1,026,845 | $919,497 |
| 759530108 RELX PLC | $45,311 | $46,715 |
| 76009N100 RENT-A-CENTER INC | $66,091 | $37,365 |
| 770323103 ROBERT HALF INTL INC | $74,645 | $59,726 |
| 783513203 RYANAIR HOLDINGS PLC | $18,279 | $28,791 |
| 811065101 SCRIPPS NETWORKS INT | $60,916 | $54,327 |
| 81616X103 SELECT COMFORT CORPO | $51,099 | $38,345 |
| 81768T108 SERVISFIRST BANCSHAR | $61,152 | $59,793 |
| 835699307 SONY CORPORATION - A | $34,668 | $32,214 |
| 864909106 SUCAMPO PHARMACEUTIC | $43,696 | $34,857 |
| 86800U104 SUPER MICRO COMPUTER | $66,538 | $60,589 |
| 87944W105 TELENOR ASA - ADR | $44,617 | $32,404 |
| 902973304 US BANCORP | $178,864 | $170,893 |
| 92339V100 VEREIT, INC. | $8,240 | $7,057 |
| 92343V104 VERIZON COMMUNICATIO | $158,055 | $148,828 |
| 927320101 VINCI SA ADR | $35,557 | $38,139 |
| 92839U206 VISTEON CORP/NEW | $42,477 | $40,648 |
| 92852T201 VIVENDI SA-UNSPON AD | $38,876 | $31,214 |
| 929566107 WABASH NATL CORP | $44,301 | $44,126 |
| 95040Q104 WELLTOWER INC | $22,897 | $32,042 |
| 981811102 WORTHINGTON INDS INC | $62,829 | $69,051 |
| 98884U108 ZAGG INC | $43,526 | $42,152 |
| G0408V102 AON PLC | $52,765 | $49,517 |
| G5960L103 MEDTRONIC PLC | $200,070 | $199,992 |
| L9340P101 TRINSEO SA | $45,468 | $45,740 |
| Y62159101 NAVIOS MARITIME ACQU | $43,193 | $32,294 |
| Y8565N102 TEEKAY TANKERS LTD | $42,314 | $46,743 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $994,591 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $981,573 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 70299RF16 PARTNERS GROUP PRIV | AT COST | $1,684,535 | $2,571,289 |
| GRA994205 GRAHAM ALT INV FD II | AT COST | $969,287 | $1,094,794 |
| GTY995004 GAI AGILITY INCOME F | AT COST | $1,106,670 | $1,072,759 |
| GTA994003 GAI AURORA OPPORTUNI | |||
| AGO992121 AURORA GLOBAL OPP II | AT COST | $480,959 | $560,800 |
| GRE992312 GRE US PROPERTY ASP | AT COST | $2,000,000 | $2,000,119 |
| GSH996300 GRESHAM CMMODITIES I | AT COST | $1,389,800 | $723,294 |
| SKY990RF9 SKYBRIDGE MULTI-ADVI | AT COST | $1,350,000 | $1,260,084 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (5 entries)
| DescDesc | AmtAmt |
|---|---|
| MUTUAL FUND POSTING DATE AFTER TYE | $10,233 |
| SALES W/GAIN POSTING NEXT EFF CURRENT | $2,564 |
| SALES W/LOSS POSTING CURR EFF PRIOR | $2,523 |
| PURCHASE ACCURED INT POSTING AFTER TYE | $11,256 |
| ROC ADJUSTMENTS | $3,633 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADR FEES | $7,530 | $7,530 | $0 |
| PARTNERSHIP OTHER DEDUCTIONS | $32,472 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEE REBATES | $28,505 | $28,505 |
| PARTNERSHIP INCOME | $95,091 | $0 |
| PARTNERSHIP INTEREST INCOME | $84 | |
| PARTNERSHIP ORDINARY DIVIDENDS | $38,590 | |
| PARTNERSHIP NET LT GAINS | $106,463 | |
| PARTNERSHIP NET ST GAINS | $6,415 | |
| PARTNERSHIP OTHER INCOME | $320,438 | |
| PARTNERSHIP UNREC. 1250 GAIN | $11,650 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (6 entries)
| DescDesc | AmtAmt |
|---|---|
| MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE | $46,031 |
| SALES W/GAIN EFFECTIVE DATE PRIOR TYE | $15,044 |
| PURCHASE ACCURED INT POSTING PRIOR TYE | $311 |
| COST BASIS ADJUSTMENTS | $7,668 |
| MUTUAL FUNDS TBD | $5,118 |
| ROUNDING | $22 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MGMT FEES-SUBJECT T | CategoryTxt |
| Amt | $47,698 | Amt |
| Net Investment Income | $47,698 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $19,994 | $19,994 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $3,521 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $105,456 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $12,640 | $12,640 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $3,007 | $3,007 | $0 |
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