MARJORIE & CLARENCE E UNTERBERG FOUNDATION INC: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- MARJORIE & CLARENCE E UNTERBERG FOUNDATION INC (EIN 13-3792809)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-11-15
- IRS object ID
- 201613209349102081
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-11-15T12:49:04-06:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EISNERAMPER LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 750 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100172703 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133792809 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARJORIE & CLARENCE E UNTERBERG FDNINC | BusinessNameLine1Txt |
| Business Name Line2 | C/O UNTERBERG CAPTAL LLC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % THOMAS I UNTERBERG | InCareOfNm |
| Business Name Control | MARJ | BusinessNameControlTxt |
| Phone | 2127451141 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 445 PARK AVENUE Suite 921 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS I UNTERBERG | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Signature | 2016-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ROBERT LEVIN | PreparerPersonNm |
| PTIN | P00363891 | PTIN |
| Phone | 2129498700 | PhoneNum |
| Preparation | 2016-11-14 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,644,728 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $95 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $95 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $49,333 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $49,333 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$86,148 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,212,330 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | -$36,720 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $49,428 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Taxes Rev And Expnss | $3,957 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $331 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $12,533 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $10,283 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $2,250 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $16,490 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $10,614 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $2,250 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $832,650 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $832,650 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $849,140 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $10,614 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $834,900 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$885,860 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $38,814 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $233,761 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,483,490 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,483,490 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $0 | AcctRcvblAmt |
| Acct Rcvbl BOY | $846,106 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $893,935 | CorporateStockBOYAmt |
| Corporate Stock EOY | $893,935 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,206,305 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $3,060,022 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,891,451 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,954,933 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $5,033,824 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,268,876 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,644,728 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Additional Paid In Capital BOY | $5,033,824 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $4,268,876 | AdditionalPaidInCapitalEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $5,033,824 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,268,876 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $5,033,824 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,268,876 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $5,033,824 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$885,860 | ExcessRevenueOverExpensesAmt |
| Other Increases | $120,912 | OtherIncreasesAmt |
| Subtotal | $4,268,876 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $4,268,876 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| HORSEMAN EUROPEAN SELECT FUND LIMITED | P | 2014-03-27 | 2015-12-09 | $531,600 | $500,000 | $31,600 | $31,600 |
| JHANCOCK FLOATING RATE | P | 2015-10-02 | $35,257 | $36,969 | -$1,712 | -$1,712 | |
| JAHNCOCK FLOATING RATE | P | 2015-10-02 | $636,256 | $711,803 | -$75,547 | -$75,547 | |
| THRU UNTERBERG KOLLER CAPITAL FUND LP | P | $49,706 | -$49,706 | -$49,706 | |||
| THRU UNTERBERG KOLLER CAPITAL FUND LP | P | $9,217 | $9,217 | $9,217 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$86,148 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $88,200 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $5,743,402 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.015357 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,906,370 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $4,868,528 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.39157 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,706,960 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $6,172,541 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.276541 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,271,430 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,332,448 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.238433 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,352,867 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $7,995,132 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.294287 | DistributionYr5Rt |
| Total Distribution | 1.216188 | TotalDistributionRt |
| Average Distribution | 0.243238 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,547,838 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,106,207 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $388 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,106,595 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $834,900 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $776 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $776 | SubtotalAmt |
| Tax Based On Investment Income | $776 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $13,712 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $13,712 | TotalPaymentsAndCreditsAmt |
| Overpayment | $12,936 | OverpaymentAmt |
| Applied To ES Tax | $12,936 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS I UNTERBERG | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2127451141 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O UNTERBERG CAPITAL LLC445 PARK | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| THOMAS I UNTERBERG | ||||||||
| 730 FIFTH AVENUE | NEW YORK | NY | 10019 | PRESIDENT | 0.25 | $0 | $0 | $0 |
| MARY DEBARE | ||||||||
| 730 FIFTH AVENUE | NEW YORK | NY | 10019 | VICE PRES/SECY | 0.25 | $0 | $0 | $0 |
| ANDREW ARNO | ||||||||
| 730 FIFTH AVENUE | NEW YORK | NY | 10019 | TREASURER | 0.25 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,233,983 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $879,817 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,503,294 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,617,094 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,617,094 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $69,256 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,547,838 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $227,392 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $227,392 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $776 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $776 | TotalTaxAmt |
| Distributable Before Adj | $226,616 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $226,616 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $226,616 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $834,900 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $834,900 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $834,900 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $226,616 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2013 | PriorYear1Yr |
| Prior Year2 | 2012 | PriorYear2Yr |
| Prior Year3 | 2011 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,989,076 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,039,308 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,433,653 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,662,944 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $6,124,981 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $834,900 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $226,616 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $608,284 | RemainingDistriFromCorpusAmt |
| Total Corpus | $6,733,265 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $1,989,076 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,744,189 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,039,308 | ExcessFromYear4Amt |
| Excess From Year3 | $1,433,653 | ExcessFromYear3Amt |
| Excess From Year2 | $1,662,944 | ExcessFromYear2Amt |
| Excess From Current Year | $608,284 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS UNTERBERG | ContributingManagerNm |
| Contributing Manager | MARY DEBARE | ContributingManagerNm |
| Contributing Manager | ANDREW ARNO | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (17 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | Address Line2RecipientUSAddress/AddressLine2Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| MANHATTAN THEATER CLUB | ||||||||
| 311 WEST 43RD STREET | 8TH FLOOR | NEW YORK | NY | 10036 | NONE | PC | GENERAL CHARITABLE PURPOSE | $3,000 |
| JAZZ AT LINCOLN CENTER | ||||||||
| 33 WEST 60TH STREET | NEW YORK | NY | 10023 | NONE | PC | GENERAL CHARITABLE PURPOSE | $3,000 | |
| LINCOLN CENTER FOR THE PERFORMING ARTS | ||||||||
| 10 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NONE | PC | GENERAL CHARITABLE PURPOSE | $314,550 | |
| PRINCETON | ||||||||
| PO BOX 46 | PRINCETON | NJ | 08543 | NONE | PC | GENERAL CHARITABLE PURPOSE | $125,000 | |
| CARY LEEDS CENTER FOR TENNIS & LEARNING | ||||||||
| 58-12 Queens Boulevard Suite 1 | Woodside | NY | 11377 | NONE | PC | GENERAL CHARITABLE PURPOSE | $6,000 | |
| MEDICINE | ||||||||
| 8600 Rockville Pike | BETHESDA | NY | 20894 | NONE | PC | GENERAL CHARITABLE PURPOSE | $1,500 | |
| CONGREGATION SHENUTA ISRAEL | ||||||||
| 8 WEST 70TH STREET | NEW YORK | NY | 10023 | NONE | PC | GENERAL CHARITABLE PURPOSE | $5,000 | |
| INTERNATIONAL WOMEN'S HEALTH COALITION | ||||||||
| 333 Seventh Avenue 6th Floor | NEW YORK | NY | 10001 | NONE | PC | GENERAL CHARITABLE PURPOSE | $15,000 | |
| DEERFIELD ACADEMY | ||||||||
| 7 Boyden LanePO Box 87 | Deerfield | MA | 01342 | NONE | PC | GENERAL CHARITABLE PURPOSE | $100,000 | |
| UJA | ||||||||
| 130 East 59th Street | NEW YORK | NY | 10022 | NONE | PC | GENERAL CHARITABLE PURPOSE | $125,000 | |
| ASPCA | ||||||||
| 424 E 92nd St | NEW YORK | NY | 10128 | NONE | PC | GENERAL CHARITABLE PURPOSE | $5,000 | |
| MONMOUTH CONSERVATION FOUNDATION | ||||||||
| PP BOX 4150 | MIDDLETOWN | NJ | 07748 | NONE | PC | GENERAL CHARITABLE PURPOSE | $1,000 | |
| MONMOUTH MEDICAL CENTER | ||||||||
| 300 Second Avenue | Long Branch | NJ | 07740 | NONE | PC | GENERAL CHARITABLE PURPOSE | $22,100 | |
| TWO RIVER THEATRE CO | ||||||||
| 21 Bridge Avenue | Red Bank | NJ | 07701 | NONE | PC | GENERAL CHARITABLE PURPOSE | $100,000 | |
| MONMOUTH COUNTY HISTORICAL ASSOCIATION | ||||||||
| 70 Court Street | Freehold | NJ | 07728 | NONE | PC | GENERAL CHARITABLE PURPOSE | $500 | |
| 180 TURNING LIVES AROUND INC | ||||||||
| 1 Bethany RoadBuilding 3 Suite 42 | Hazlet | NJ | 07730 | NONE | PC | GENERAL CHARITABLE PURPOSE | $1,000 | |
| NORTHSIDE CENTER FOR CHILD DEVELOPMENT INC | ||||||||
| 35 EAST 110TH STREET | NEW YORK | NY | 10029 | none | PC | general CHARITABLE purpose | $5,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $832,650 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $49,428 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$86,148 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | -$36,720 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$36,720 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (9 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 20 SHS. INFINITY ENERGY RESOUR | $229 | $0 |
| 750 SHS. DIGITAL RIVER INC. | $7,808 | $7,808 |
| 300 SHS. DIGITAL RIVER INC. | $2,902 | $2,902 |
| 34,800 SHS. PREDICTIVE NETWORK | $103,669 | $103,669 |
| 20,000 SHS. PD - LD INC | $168,000 | $168,000 |
| 303,313 A-2 LOANLOGICS (NYLX) | $142,371 | $454,970 |
| 14,286 SHS OBERON MEDIA INC | $100,000 | $100,000 |
| 23,663 SHS OBERON MEDIA INC | $243,956 | $243,956 |
| 34,168 CONNER TECH PUBLIC LTD | $125,000 | $125,000 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| JHANCOCK FLOATING RATE | FMV | $0 | $0 |
| HAMLIN HIGH DIVIDEND EQUITY | FMV | $674,534 | $674,534 |
| UNTERBERG KOLLER CAPITAL FUND | FMV | $453,911 | $453,911 |
| SOUTHPAW CREDIT OPP PRTNERS LT | FMV | $500,000 | $563,482 |
| HORSEMAN EUROPEAN SELECT FUND | FMV | $0 | $0 |
| MCVEAN TRADING AND INVESTMENTS | FMV | $263,006 | $263,006 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $175 | $175 | |
| PORTFOLIO DEDUCTIONS | $10,108 | $10,108 | |
| FILING FEES | $2,250 | $2,250 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNTERBERG TECHNOLOGY PARTNERS | Desc |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAIN FROM SECURITIES AND | $0 |
| PARTNERSHIP INVESTMENTS | $120,912 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAX PAID | $331 | $331 |
| FEDERAL TAX | $3,626 |
Comments