TERRENCE AND NICOLA MULLEN FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- TERRENCE AND NICOLA MULLEN FOUNDATION (EIN 13-7347303)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-11-15
- IRS object ID
- 201613209349104016
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-11-15T16:53:27-06:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 137347303 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE TERRENCE & NICOLA MULLEN FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O PKF O'CONNOR DAVIES LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | TERR | BusinessNameControlTxt |
| Phone | 2122862600 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE NO 6 FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | NICOLA MULLEN | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2122862600 | PhoneNum |
| Signature | 2016-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | EMMANUEL T CHIRICO | PreparerPersonNm |
| PTIN | P00891698 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2016-11-15 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,134,367 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $500,456 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $54 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $54 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $32,882 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $32,882 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $160,198 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,951,644 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $143,565 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $38,799 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $38,292 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $732,389 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $214,793 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $10,440 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $10,440 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $30,673 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $30,673 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $15,465 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $15,465 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $4,626 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,584 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $43,775 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $42,182 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $250 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $104,979 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $89,904 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $10,690 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $550,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $550,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $654,979 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $89,904 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $560,690 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $77,410 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $124,889 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $694,853 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,833,956 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,833,956 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $21,017 | CorporateStockBOYAmt |
| Other Investments BOY | $2,332,984 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,295,286 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,300,411 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $3,048,854 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,129,242 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,134,367 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $3,048,854 | UnrestrictedBOYAmt |
| Unrestricted EOY | $3,129,242 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,048,854 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,129,242 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,048,854 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,129,242 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,048,854 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $77,410 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,978 | OtherIncreasesAmt |
| Subtotal | $3,129,242 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,129,242 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| SALE OF 14,950 SHARES OF JD.COM | D | $525,378 | $516,344 | $9,034 | $9,034 |
| SALE OF GRESHAM OPPORTUNISTIC GROWTH STRATEGIES | P | $1,426,266 | $1,489,152 | -$62,886 | -$62,886 |
| REALIZED GAIN THRU GRESHAM EMERGING MARKETS STRATEGIES | P | $16,325 | $16,325 | ||
| REALIZED GAIN THRU GRESHAM OPPORTUNISTIC GROWTH STRATEGIES | P | $186,752 | $186,752 | ||
| REALIZED GAIN THRU GRESHAM FOREIGN MANAGERS | P | -$5,660 | -$5,660 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $143,565 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,596,437 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $2,595,545 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.615068 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $58,390 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $978,441 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.059677 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $68,036 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $858,867 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.079216 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $83,936 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $919,945 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.091240 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $39,100 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $906,626 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.043127 | DistributionYr5Rt |
| Total Distribution | 0.888328 | TotalDistributionRt |
| Average Distribution | 0.177666 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $3,240,358 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $575,701 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,249 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $576,950 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $560,690 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,498 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,498 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,498 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,476 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $12,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $13,476 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $11 | EsPenaltyAmt |
| Overpayment | $10,967 | OverpaymentAmt |
| Applied To ES Tax | $10,967 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | TERRENCE MULLEN | IndividualWithBooksNm |
| Phone | 9147939343 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11 ARGYLE PL | AddressLine1Txt |
| City | BRONXVILLE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10708 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| NICOLA ZESIGER MULLEN | |||||||||
| C/O PKF OCONNOR DAVIES 665 FIFTH | AVENUE | NEW YORK | NY | 10165 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| ALEXA ZESIGER CARVER | |||||||||
| C/O PKF OCONNOR DAVIES 665 FIFTH | AVENUE | NEW YORK | NY | 10165 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| ALBERT CAREY ZESIGER | |||||||||
| C/O PKF OCONNOR DAVIES 665 FIFTH | AVENUE | NEW YORK | NY | 10165 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| TERRENCE M MULLEN | |||||||||
| C/O PKF OCONNOR DAVIES 665 FIFTH | AVENUE | NEW YORK | NY | 10165 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,668,598 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $621,106 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $3,289,704 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $3,289,704 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $49,346 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $3,240,358 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $162,018 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $162,018 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,498 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $1,074 | IncomeTaxAmt |
| Total Tax | $3,572 | TotalTaxAmt |
| Distributable Before Adj | $158,446 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $158,446 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $158,446 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $560,690 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $560,690 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $560,690 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $158,446 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $38,489 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $26,277 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $12,515 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,467,756 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,545,037 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $560,690 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $158,446 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $402,244 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,947,281 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,947,281 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $38,489 | ExcessFromYear4Amt |
| Excess From Year3 | $26,277 | ExcessFromYear3Amt |
| Excess From Year2 | $12,515 | ExcessFromYear2Amt |
| Excess From Year1 | $1,467,756 | ExcessFromYear1Amt |
| Excess From Current Year | $402,244 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NICOLA ZESIGER MULLEN | ContributingManagerNm |
| Contributing Manager | TERRENCE M MULLEN | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| UNIVERSITY OF NOTRE DAME | |||||||
| NORTH EDDY STREET | NOTRE DAME | IN | 46556 | N/A | PC | EDUCATIONAL PURPOSES | $200,000 |
| TRUSTEES OF DARTMOUTH COLLEGE | |||||||
| 7 LEBANON STREET SUITE 302 NO 6015 | HANOVER | NH | 03755 | N/A | PC | EDUCATIONAL PURPOSES | $300,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| 1033 MASSACHUSETTS AVE STE 3 | CAMBRIDGE | MA | 02138 | N/A | PC | EDUCATIONAL PURPOSES | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $550,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $54 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $32,882 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $507 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $38,292 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $21,762 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $138,436 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $22,269 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $209,664 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $231,933 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (9 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|
| NICOLA MULLEN | ||||||
| 1 | 11 ARGYLE PLACE | BRONXVILLE | NY | 10708 | $42,601 | Yes (X) |
| NICOLA MULLEN | ||||||
| 2 | 11 ARGYLE PLACE | BRONXVILLE | NY | 10708 | $57,034 | Yes (X) |
| NICOLA MULLEN | ||||||
| 3 | 11 ARGYLE PLACE | BRONXVILLE | NY | 10708 | $54,442 | Yes (X) |
| NICOLA MULLEN | ||||||
| 4 | 11 ARGYLE PLACE | BRONXVILLE | NY | 10708 | $54,549 | Yes (X) |
| NICOLA MULLEN | ||||||
| 5 | 11 ARGYLE PLACE | BRONXVILLE | NY | 10708 | $55,909 | Yes (X) |
| NICOLA MULLEN | ||||||
| 6 | 11 ARGYLE PLACE | BRONXVILLE | NY | 10708 | $55,852 | Yes (X) |
| NICOLA MULLEN | ||||||
| 7 | 11 ARGYLE PLACE | BRONXVILLE | NY | 10708 | $63,691 | Yes (X) |
| NICOLA MULLEN | ||||||
| 8 | 11 ARGYLE PLACE | BRONXVILLE | NY | 10708 | $66,119 | Yes (X) |
| NICOLA MULLEN | ||||||
| 9 | 11 ARGYLE PLACE | BRONXVILLE | NY | 10708 | $50,259 | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (9 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 1,761 SHARES OF JD.COM | $42,601 | 2015-04-10 |
| 2 | 1,289 SHARES OF JD.COM | $57,034 | 2015-04-24 |
| 3 | 1,651 SHARES OF JD.COM | $54,442 | 2015-05-06 |
| 4 | 1,649 SHARES OF JD.COM | $54,549 | 2015-05-07 |
| 5 | 1,649 SHARES OF JD.COM | $55,909 | 2015-05-20 |
| 6 | 1,649 SHARES OF JD.COM | $55,852 | 2015-05-28 |
| 7 | 1,649 SHARES OF JD.COM | $63,691 | 2015-06-03 |
| 8 | 1,826 SHARES OF JD.COM | $66,119 | 2015-06-10 |
| 9 | 1,827 SHARES OF JD.COM | $50,259 | 2015-03-18 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PKF O'CONNOR DAVIES, LLP - ACCOUNTING FEES | CategoryTxt |
| Amt | $10,440 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $10,440 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | AT COST | $250,047 | $253,295 |
| GRESHAM LOW VOLATILITY HEDGED STRATEGIES OFFSHORE LP | AT COST | $455,395 | $486,236 |
| GRESHAM EMERGING MARKETS STRATEGIES | AT COST | $483,641 | $449,964 |
| GRESHAM FOREIGN MANAGERS, LP | AT COST | $106,203 | $110,916 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FILING FEES | $250 | $0 | $250 |
| BANK FEES | $33 | $33 | $0 |
| OTHER EXPENSES | $1,343 | $0 | $0 |
| OTHER PARTNERSHIP EXPENSES THRU K-1'S | $42,149 | $42,149 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INVESTMENT INCOME THRU K-1'S | Desc |
| Revenue And Expenses Per Books | $38,799 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $38,292 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $38,799 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK ADJUSTMENT | Desc |
| Amt | $2,978 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GRESHAM PARTNERS, LLC - INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $30,673 | Amt |
| Net Investment Income | $30,673 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | NICOLA MULLEN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11 ARGYLE PLACE | AddressLine1Txt |
| City | BRONXVILLE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10708 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX PAID THRU K-1'S | $1,584 | $1,584 | $0 |
| FEDERAL EXCISE TAX | $247 | $0 | $0 |
| FEDERAL UBI TAX | $850 | $0 | $0 |
| NY CORPORATION TAX | $1,945 | $0 | $0 |
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