FREDERICK AND NANCY DEMATTEIS 2001 CHARITABLE TR: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- FREDERICK AND NANCY DEMATTEIS 2001 CHARITABLE TR (EIN 13-7294014)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-11-14
- IRS object ID
- 201603199349103035
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Distribution From Corpus Election
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-11-14T18:21:39-06:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 113576325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SCHAEFFER & SAM CPA PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1232 RXR PLAZA | AddressLine1Txt |
| City | UNIONDALE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 115561232 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 137294014 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | 2001 FREDERICK & NANCY DEMATTEIS FAMILY | BusinessNameLine1Txt |
| Business Name Line2 | CHARITABLE TRUST | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | DEMA | BusinessNameControlTxt |
| Phone | 5167455800 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1230 RXR PLAZA WEST TOWER 12TH FL | AddressLine1Txt |
| City | UNIONDALE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 115561230 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DONALD M SCHAEFFER | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 5167455800 | PhoneNum |
| Signature | 2016-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SAMIA B SAM | PreparerPersonNm |
| PTIN | P00236947 | PTIN |
| Phone | 5168329100 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $27,177,104 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $612,986 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $599,081 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $546,307 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $9,076,811 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $546,307 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,159,293 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,145,388 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $184,430 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $38,143 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $146,287 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $48,426 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $48,426 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $28,471 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $14,235 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $14,236 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $32,254 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,015 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $114,416 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $109,189 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $5,227 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $407,997 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $164,582 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $214,176 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,330,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,330,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,737,997 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $164,582 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,544,176 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$578,704 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $980,806 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $524,507 | CashBOYAmt |
| Cash EOY | $37,171 | CashEOYAmt |
| Cash EOYFMV | $37,171 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $393,940 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $129,409 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $129,409 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $7,880,700 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $8,405,002 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $8,802,496 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $2,422,702 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,538,278 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,707,306 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $4,344,625 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,776,347 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,998,234 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $9,531,398 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $9,634,146 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $11,497,731 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $6,110 | OtherAssetsBOYAmt |
| Other Assets EOY | $4,757 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $4,757 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $25,103,982 | TotalAssetsBOYAmt |
| Total Assets EOY | $24,525,110 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $27,177,104 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $25,103,982 | CapitalStockBOYAmt |
| Capital Stock EOY | $24,525,110 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $25,103,982 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $24,525,110 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $25,103,982 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $24,525,110 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $25,103,982 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$578,704 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $24,525,278 | SubtotalAmt |
| Other Decreases | $168 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $24,525,110 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| BESSEMER TRUST #9D7B71 - ST | P | $525,172 | $546,970 | -$21,798 | -$21,798 |
| BESSEMER TRUST #9D7B71 - LT | P | $1,756,867 | $1,566,075 | $190,792 | $190,792 |
| STATE STREET BANK & TRUST CO # XXX-XX-XXXX - ST | P | $4,225,000 | $4,225,000 | $0 | $0 |
| STATE STREET BANK & TRUST CO # XXX-XX-XXXX - LT | P | $2,207,360 | $2,192,459 | $14,901 | $14,901 |
| CAPITAL GAINS DIVIDENDS | P | $362,412 | $362,412 | $362,412 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $546,307 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,969,881 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $29,409,735 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.066981 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,001,913 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $29,552,716 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.067740 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,089,421 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $29,681,167 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.070396 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,183,811 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $31,389,284 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.069572 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,051,782 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $31,348,163 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.065451 | DistributionYr5Rt |
| Total Distribution | 0.340140 | TotalDistributionRt |
| Average Distribution | 0.068028 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $27,696,100 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,884,110 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $9,808 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,893,918 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,544,176 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $19,616 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $19,616 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $19,616 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $21,440 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $21,440 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $15 | EsPenaltyAmt |
| Overpayment | $1,809 | OverpaymentAmt |
| Applied To ES Tax | $1,809 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | DONALD M SCHAEFFER TRUSTEE | IndividualWithBooksNm |
| Phone | 5167455800 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1230 RXR PLAZA | AddressLine1Txt |
| City | UNIONDALE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 115561230 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| NANCY DEMATTEIS | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | CHAIRWOMAN/AS REQUIRED | 0.00 | $0 | $0 | $0 |
| ROBERT F VIZZA | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | PRESIDENT/AS REQUIRED | 10.00 | $100,000 | $0 | $0 |
| DONALD M SCHAEFFER | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | TRUSTEE/AS REQUIRED | 4.00 | $42,215 | $0 | $0 |
| DOUGLAS COOPER | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | TRUSTEE/AS REQUIRED | 4.00 | $42,215 | $0 | $0 |
| RICHARD F DEMATTEIS | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | TRUSTEE/AS REQUIRED | 0.00 | $0 | $0 | $0 |
| SCOTT L DEMATTEIS | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | TRUSTEE/AS REQUIRED | 0.00 | $0 | $0 | $0 |
| LINDA LANGER | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | TRUSTEE/AS REQUIRED | 0.00 | $0 | $0 | $0 |
| TRACEY SERKO | |||||||||
| C/O THE DEMATTEIS ORGANIZATIONS | 1230 RXR PLAZA | UNIONDALE | NY | 115561230 | TRUSTEE/AS REQUIRED | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROBERT F VIZZA | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O THE DEMATTEIS ORGAINZATIONS | AddressLine1Txt |
| Address Line2 | 1230 RXR PLAZA | AddressLine2Txt |
| City | UNIONDALE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11545 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | PRESIDENT | ServiceTypeTxt |
| Compensation | $100,000 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $27,808,032 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $309,836 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $28,117,868 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $28,117,868 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $421,768 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $27,696,100 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,384,805 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,384,805 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $19,616 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $19,616 | TotalTaxAmt |
| Distributable Before Adj | $1,365,189 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,365,189 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,365,189 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,544,176 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,544,176 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,544,176 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,365,189 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $794,857 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $635,213 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $625,473 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $549,285 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $520,820 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,125,648 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,544,176 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,365,189 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $178,987 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,304,635 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $794,857 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,509,778 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $635,213 | ExcessFromYear4Amt |
| Excess From Year3 | $625,473 | ExcessFromYear3Amt |
| Excess From Year2 | $549,285 | ExcessFromYear2Amt |
| Excess From Year1 | $520,820 | ExcessFromYear1Amt |
| Excess From Current Year | $178,987 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | ATTN ROBERT F VIZZA THE DEMATTEIS F | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 15 | AddressLine1Txt |
| City | GLEN HEAD | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11545 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 5167054974 | RecipientPhoneNum |
| Form And Info And Materials | APPLICATIONS REQUIRE A ONE PAGE ABSTRACT OUTLINING: (1) ORGANIZATION'S MISSION AND SERVICES RENDERED; (2) DESCRIPTION OF THE PROJECT FOR WHICH FUNDING IS SOUGHT; (3) TOTAL COST OF PROJECT; (4) SOURCES AND AMOUNTS OF OTHER SUPPORT; AND (5) COPY OF THE IRS TAX-EXEMPT STATUS LETTER. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | THE BOARD MEETS QUARTERLY AND TAKES ACTION ON ALL APPLICATIONS RECEIVED. ALL DECISIONS ARE FINAL. | SubmissionDeadlinesTxt |
| Restrictions On Awards | THE FOUNDATION MAKES GRANTS ONLY TO PRIVATE, PUBLICLY SUPPORTED, NOT-FOR-PROFIT, APPROVED 501(C)(3) TAX-EXEMPT AGENCIES, INSTITUTIONS, AND ORGANIZATIONS. THE FOUNDATION MAKES GRANTS TO ELIGIBLE INSTITUTIONS WHOSE MISSION INVOLVES: EDUCATION, HEALTH AND HUMAN SERVICES, MEDICAL RESEARCH, AND THE ARTS WITH A FOCUS ON THE NEW YORK METROPOLITAN AREA. APPLICANTS ARE ASKED NOT TO REQUEST A SPECIFIC GRANT AMOUNT; THE BOARD OF TRUSTEES DECIDES ON THE APPROVED GRANT LEVEL. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | Address Line2RecipientUSAddress/AddressLine2Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| EAST END HOSPICE | ||||||||
| 481 WESTHAMPTON-RIVERHEAD ROAD PO | BOX 1048 | WESTHAMPTON BEACH | NY | 11978 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $150,000 |
| HOFSTRA UNIVERSITY | ||||||||
| 101C HOFSTRA HALL | HEMPSTEAD | NY | 11549 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $700,000 | |
| HOFSTRA UNIVERSITY | ||||||||
| 101C HOFSTRA HALL | HEMPSTEAD | NY | 11549 | NONE | PUBLIC CHARITIES | SCHOLARSHIP | $150,000 | |
| RAYMOND F KRAVIS CENTER FOR THE PERFORMING ARTS | ||||||||
| 701 OKEECHOBEE BLVD | WEST PALM BEACH | FL | 33401 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $80,000 | |
| WHEELCHAIR CHARITIES INC | ||||||||
| 83-10 35TH AVENUE | JACKSON HEIGHTS | NY | 11372 | NONE | PUBLIC CHARITIES | GENERAL GRANT | $250,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,330,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $612,986 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $546,307 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,159,293 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,159,293 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SCHAEFFER & SAM, CPA, P.C. | CategoryTxt |
| Amt | $28,471 | Amt |
| Net Investment Income | $14,235 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $14,236 | DisbursementsCharitablePrpsAmt |
Distribution From Corpus Election DistributionFromCorpusElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | PURSUANT TO IRC SEC. 4942(H) (2) AND REG. 53-4942 (A) - 3(D)(2), THE 2001 FREDERICK AND NANCY DEMATTEIS FAMILY CHARITABLE TRUST HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.SIGNED: ______________________ DATE: _________________NAME & TITLE: __________________________________________ | ElectionDesc |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (50 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 160000 SHARES - GOLDMAN SACHS GROUP 5.35% 1/15/15 | $156,728 | $160,168 |
| 40000 SHARES - ELI LILLY & CO 5.2% 3 / 15 / 17 | $39,350 | $41,890 |
| 30000 SHARES - MORGAN STANLEY 4.75% 3/22/17 | $29,918 | $31,075 |
| 30000 SHARES - MORGAN STANLEY 5.55% 4/27/17 | $30,259 | $31,477 |
| 120000 SHARES - MERRILL LYNCH CO 6.4% 8 / 28 / 17 | $121,729 | $128,544 |
| 420000 SHARES - GEN ELEC CAP CORP 5.62596 9 / 15 / 17 | $412,263 | $447,833 |
| 15000 SHARES - ORACLE CORP 1.2% 10/15/17 | $14,974 | $15,008 |
| 55000 SHARES - AT&T INC 1.4 12/01/17 | $54,997 | $54,745 |
| 55000 SHARES - GOLDMAN SACHS GROUP 2.375% 1 / 22 / 18 | $54,628 | $55,475 |
| 40000 SHARES - BANK OF NY MELLON 1.3% 1/25/18 | $39,943 | $39,641 |
| 195000 SHARES - BEAR STEARNS CO INC 7.2596 2/01 /18 | $205,909 | $215,103 |
| 25000 SHARES - CITIGROUP INC. 1.8% 2 / 05 / 18 | $24,875 | $24,904 |
| 25000 SHARES - MORGAN STANLEY 2.125% 4 / 25 / 18 | $23,869 | $25,034 |
| 120000 SHARES - PEPSICO INC 5% 6/01/18 | $118,047 | $129,854 |
| 75000 SHARES - JOHNSON & JOHNSON 5.15% 7/15/18 | $74,846 | $82,013 |
| 20000 SHARES - JPMORGAN CHASE & CO 2.35% 1/28/19 | $19,991 | $20,085 |
| 55000 SHARES - PFIZER INC 6.2% 3/15/19 | $54,944 | $61,875 |
| 30000 SHARES - CONS EDISON CO OF NY 6.65% 4/01 /19 | $29,982 | $34,050 |
| 97000 SHARES - MORGAN STANLEY 7.3% 5 / 13 / 19 | $102,167 | $111,425 |
| 165000 SHARES - MORGAN STANLEY 5.56 1 /26/20 | $161,522 | $181,650 |
| 60000 SHARES - GOLDMAN SACHS GROUP 5.375% 3 / 15 / 20 | $59,208 | $65,912 |
| 25000 SHARES - MORGAN STANLEY 2.8% 6 / 16 / 20 | $25,087 | $25,080 |
| 10000 SHARES - BANK OF AMERICA CORP 5.875% 1 / 05 / 21 | $9,926 | $11,317 |
| 80000 SHARES - GOLDMAN SACHS GROUP 5.25% 7 / 27 / 21 | $78,480 | $88,450 |
| 20000 SHARES - GOLDMAN SACHS GROUP 5.75% 1/24/22 | $19,973 | $22,744 |
| 80000 SHARES - PEPSICO INC 2.75% 3/05/22 | $80,964 | $80,197 |
| 60000 SHARES - ANHEUSER- BUSCH INBEV 2.5% 7/15/22 | $58,276 | $57,725 |
| 20000 SHARES - EBAY INC 2.6% 7/15/22 | $19,493 | $18,617 |
| 205000 SHARES - GENERAL ELEC CAP COPR 3.15% 9/07/22 | $202,616 | $209,815 |
| 40000 SHARES - ORACLE CORP 2.5% 10/15/22 | $38,971 | $39,063 |
| 35000 SHARES - MICROSOFT CORP 2.125% 11/15/22 | $34,691 | $33,814 |
| 80000 SHARES - AMAZON.COM INC 2.5% 11/29/22 | $77,629 | $77,397 |
| 135000 SHARES - AT&T INC 2.625% 12/01/22 | $132,582 | $127,992 |
| 40000 SHARES - INTEL CORP 2.7% 12/15/22 | $39,614 | $39,573 |
| 155000 SHARES - GOLDMAN SACHS GROUP 3.625% 1/22/23 | $150,643 | $156,761 |
| 30000 SHARES - BERKSHIRE HATHAWAY INC 3% 2/11/23 | $29,746 | $30,566 |
| 70000 SHARES - APPLE INC 2.4% 5/03/23 | $67,345 | $68,206 |
| 50000 SHARES - ESCRO GM CORP SR 8.25% 7/15/23 | $0 | $0 |
| 50000 SHARES - GOLDMAN SACHS GROUP INC 4% 3/03/24 | $49,725 | $51,319 |
| 90000 SHARES - AT&T INC | $90,433 | $91,898 |
| 85000 SHARES - JPMORGAN CHASE & CO 3.125% 1/23/25 | $83,095 | $82,688 |
| 50000 SHARES - BELL ATLANTIC PA 6% 12/01/28 | $55,451 | $52,682 |
| 35000 SHARES - GMAC (GENL MTRS ACC) 8% 11/01/31 | $34,205 | $41,125 |
| 125000 SHARES - VERIZON GBL FDG CORP 7.75% 6/15/32 | $120,130 | $152,219 |
| 40000 SHARES - WALT DISNEY CO MTN 1.1% 12/01/17 | $39,716 | $39,874 |
| 30000 SHARES - BANK OF AMERICA CORP MTN 2% 1/11/18 | $29,955 | $29,962 |
| 90000 SHARES - MERRILL LYNCH MTN 6 875% 4/25/18 | $92,453 | $99,293 |
| 180000 SHARES - BK OF AMER CORP MTN 3.3% 1/11/23 | $175,311 | $177,179 |
| 75000 SHARES - GEN ELEC CAP CORP 0.4422% 1/08/16 | $49,688 | $75,000 |
| 60000 SHARES - GOLDMAN SACHS GRP INC 5/22/17 | $60,000 | $59,917 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (72 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 890 SHARES - DOLLAR GENERAL CORP (DG) | $38,522 | $63,964 |
| 450 SHARES - MACYS INC (M) | $14,609 | $15,741 |
| 850 SHARES - NIKE INC CL B (NKE) | $36,421 | $53,125 |
| 600 SHARES - PVH CORP (PVH) | $63,956 | $44,190 |
| 300 SHARES - ROYAL CARIBBEAN CRUISES LD (RCL) | $23,075 | $30,363 |
| 375 SHARES - YUM BRANDS INC (YUM) | $26,455 | $27,394 |
| 670 SHARES - CVS HEALTH CORP (CVS) | $37,967 | $65,506 |
| 550 SHARES - PEPSICO INC (PEP) | $52,546 | $54,956 |
| 500 SHARES - WAL-MART STORES INC (WMT) | $31,848 | $30,650 |
| 1155 SHARES - CONOCOPHILLIPS (COP) | $69,091 | $53,927 |
| 270 SHARES - ACE LIMITED | $13,436 | $31,550 |
| 440 SHARES - AMERICAN INTL GROUP INC (AIG) | $17,926 | $27,267 |
| 950 SHARES - CITIGROUP INC (C) | $34,765 | $49,163 |
| 1200 SHARES - DISCOVER FINANCIAL SVCS (DFS) | $71,244 | $64,344 |
| 3720 SHARES - KEYCORP NEW (KEY) | $49,038 | $49,067 |
| 975 SHARES - MORGAN STANLEY GRP INC (MS) | $30,435 | $31,015 |
| 355 SHARES - AETNA INC NEW (AET) | $24,503 | $38,383 |
| 800 SHARES - COMM HEALTH SYS INC NEW (CYH) | $45,568 | $21,224 |
| 1940 SHARES - PFIZER INC (PFE) | $57,105 | $62,623 |
| 550 SHARES - ST JUDE MEDICAL INC (STJ) | $36,030 | $33,974 |
| 600 SHARES - THERMO FISHER SCIENTIFIC (TMO) | $54,756 | $85,110 |
| 575 SHARES - ZIMMER HLDGS INC (ZMH) | $36,865 | $58,989 |
| 315 SHARES - ILLINOIS TOOL WORKS INC (ITW) | $20,383 | $29,194 |
| 600 SHARES - NIELSEN HOLDINGS BV | $19,494 | $27,960 |
| 750 SHARES - RAYTHEON CO NEW (RTN) | $72,646 | $93,397 |
| 490 SHARES - UNION PACIFIC CORP (UNP) | $38,859 | $38,318 |
| 375 SHARES - UNITED RENTALS INC (URI) | $35,576 | $27,202 |
| 115 SHARES - ALPHABET INC CLASS C (GOOG) | $77,907 | $87,271 |
| 980 SHARES - APPLE INC (AAPL) | $68,068 | $103,155 |
| 270 SHARES - AVAGO TECHNOLOGIES (AVGO) | $9,159 | $39,190 |
| 600 SHARES - CDW COPR/DE (CDW) | $22,619 | $25,224 |
| 675 SHARES - NXP SEMICONDUCTORS NV (NXPI) | $39,309 | $56,868 |
| 800 SHARES - AMERICAN WATER WORKS CO (AWK) | $32,203 | $47,800 |
| 700 SHARES - EDISON INTERNATIONAL (EIX) | $45,196 | $41,447 |
| 475 SHARES - ACCOR | $24,159 | $20,634 |
| 1170 SHARES - BRIDGESTONE CORP ADR (BRDCY) | $20,717 | $20,298 |
| 5750 SHARES - KINGFISHER ORD | $33,279 | $27,936 |
| 3500 SHARES - NISSAN MOTOR | $36,824 | $37,259 |
| 850 SHARES - PANDORA A/S ADR (PNDZY) | $13,670 | $26,973 |
| 575 SHARES - SKY PLC ADR (SKYAY) | $35,860 | $37,696 |
| 750 SHARES - TATA MOTORS LTD ADR (TTM) | $24,158 | $22,103 |
| 2220 SHARES - J SAINSBURY SPN ADR NEW | $51,065 | $33,873 |
| 875 SHARES - SVENSKA CL AKTIBLGT ADR | $23,030 | $25,584 |
| 1100 SHARES - UNILEVER NV | $42,485 | $47,903 |
| 1540 SHARES - WILMAR INTERNATIONAL ADR (WLMIY) | $41,013 | $31,915 |
| 700 SHARES - ENAGAS SA | $19,932 | $19,763 |
| 2250 SHARES - ENCANA CORP | $30,644 | $11,396 |
| 850 SHARES - ENI S.P.A. ADR | $31,166 | $25,330 |
| 648 SHARES - SINOPEC/CHINA PETE&CHM ADR | $54,146 | $38,867 |
| 1495 SHARES - BNP PARIBAS SPON ADR | $40,093 | $42,412 |
| 890 SHARES - DBS GROUP HLDGS LTD ADR (DBSDY) | $46,161 | $41,883 |
| 1100 SHARES - HSBC HLDGS PLC ADR (HSBC) | $55,574 | $43,417 |
| 2300 SHARES - ING GROEP N.V. CVA NTFL | $35,386 | $31,094 |
| 2200 SHARES - MEDIOBANCA SPA ADR (MDIBY) | $21,756 | $21,234 |
| 3200 SHARES - ORIX CORP | $43,756 | $45,673 |
| 5440 SHARES - RSA INS GRP INC SPON ADR (RSNAY) | $40,850 | $34,196 |
| 750 SHARES - SIAM COMM BANK UNSP ADR (SMUUY) | $14,301 | $9,962 |
| 2220 SHARES - WHARF HOLDINGS ADR | $27,596 | $24,635 |
| 750 SHARES - ASTRAZENECA PLC | $54,366 | $51,052 |
| 650 SHARES - OTSUKA HOLDINGS CO LTD | $23,805 | $23,346 |
| 425 SHARES - SHIONOGI & CO LTD | $19,361 | $19,459 |
| 850 SHARES - ITOCHU CORP ADR | $16,605 | $20,378 |
| 300 SHARES - ATOS | $23,485 | $25,230 |
| 2250 SHARES - ERICSSON LM TEL CO CL B | $26,102 | $21,851 |
| 470 SHARES - HITACHI LTD AR (HITHIY) | $35,330 | $27,017 |
| 5250 SHARES - NOKIA AB ORD SHS | $38,481 | $37,597 |
| 800 SHARES - RIO TINTO LTD | $33,712 | $26,039 |
| 880 SHARES - SUMITOMO METAL MIN CO LTD | $11,971 | $10,823 |
| 650 SHARES - CHINA TELECOM ADR | $34,629 | $30,193 |
| 2017 SHARES - KDDI CORP ADR | $11,609 | $26,441 |
| 1000 SHARES - ELECTRIC PWR DEV CORP | $35,323 | $35,984 |
| 1620 SHARES - TOKYO GAS LTD ADR (TKGSY) | $18,298 | $20,309 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $3,582,066 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $3,799,221 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $4,822,936 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $5,003,275 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (13 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 526858.809 SHARES - OW LARGE CAP STRATEGIES FD | AT COST | $5,314,762 | $6,569,929 |
| 161218.223 SHARES - OW SML & MID CAP FD | AT COST | $1,835,607 | $2,398,927 |
| 270993.45 SHARES - OW OPPORTUNITIES FD | AT COST | $1,706,227 | $1,964,703 |
| 218 SHARES - GENERAL MOTORS CO | AT COST | $6,003 | $7,414 |
| 51 SHARES - MOTROS LIQUIDATION COMPANY | AT COST | $1 | $742 |
| 199 SHARES - GENERAL MTRS CO WTS 7/10/16 | AT COST | $3,606 | $4,840 |
| 199 SHARES - GENERAL MTRS CO WTS 7/01/19 | AT COST | $2,730 | $3,243 |
| 6000 SHARES - FHLMC 8.375% SER Z PFD | AT COST | $157,200 | $20,400 |
| 5700 SHARES - FNMA 8.25% PFD | AT COST | $142,150 | $19,950 |
| 200000 SHARES - BARCLAYS BANK PLC 6.75% 5/22/19 | AT COST | $197,050 | $227,374 |
| 70000 SHARES - BARCLAYS BK PLC 5% 9/22/16 | AT COST | $71,173 | $71,796 |
| 130000 SHARES - BARCLAYS BANK PLC 5.125% 1/08/20 | AT COST | $128,666 | $142,901 |
| 70000 SHARES - SHELL INTL FINANCE 2.25% 1/06/23 | AT COST | $68,971 | $65,512 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SCHLESINGER, GANNON & LAZETERA, LLP | CategoryTxt |
| Legal Fees | $48,426 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $48,426 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED GNMA INCOME - STATE STREET | Desc |
| BOY Book Value | $6,110 | BOYBookValueAmt |
| EOY Book Value | $4,757 | EOYBookValueAmt |
| EOYFMV | $4,757 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NON-DEDUCTIBLE PENALTIES | Desc |
| Amt | $168 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BROKERAGE FEES | $110,571 | $108,138 | $2,433 |
| NEW YORK LAW JOURNAL AD | $145 | $0 | $145 |
| FILING FEES | $750 | $0 | $750 |
| INSURANCE | $1,924 | $641 | $1,283 |
| PROFESSIONAL DUES & SUBSCRIPTIONS | $750 | $300 | $450 |
| POSTAGE | $276 | $110 | $166 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES PAID | $3,015 | $3,015 | $0 |
| FEDERAL EXCISE TAXES PAID | $29,239 | $0 | $0 |
Comments