CATHERINE C WARREN CHARITABLE TRUST UA DTD 02122001: Form 990PF, tax year 2016

View the entire original 990 at ProPublica ↗

Organization: CATHERINE C WARREN CHARITABLE TRUST UA DTD 02122001 (EIN 58-6433255)
Tax period: 2016-01-01 to 2016-12-31
Filed: 2017-11-06
IRS object ID: 201743109349100404
Schema version: 2016v3.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Applied To Prior Year Election
Investments Other Schedule2
Other Assets Schedule
Other Expenses Schedule
Other Income Schedule2
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2017-11-06T08:50:32-06:00	ReturnTs
Tax Period End	2016-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	581180006	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	DUGGAN & MASSEY PC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	3575 PIEDMONT RD NE 200	AddressLine1Txt
City	ATLANTA	CityNm
State Abbreviation	GA	StateAbbreviationCd
ZIP	303051733	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2016-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	586433255	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CATHERINE C WARREN CHARITABLE TRUST	BusinessNameLine1Txt
Business Name Line2	U/A DTD 02/12/2001	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	WARR	BusinessNameControlTxt
Phone	7704323700	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	3621 VININGS SLOPE SUITE 4420	AddressLine1Txt
City	ATLANTA	CityNm
State Abbreviation	GA	StateAbbreviationCd
ZIP	30339	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	WILLIAM C WARREN	PersonNm
Person Title	TRUSTEE	PersonTitleTxt
Phone	7704323700	PhoneNum
Signature	2017-10-19	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	A B KAY III	PreparerPersonNm
PTIN	P01304871	PTIN
Phone	4042623300	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	73.82.127.13	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2017-10-19	IPDt
IP Tm	13:34:06	IPTm
IP Timezone	ED	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	103BD9060F6098A3289EEFCA4200D7AD976C6B86	AtSubmissionCreationDeviceId
At Submission Filing Device Id	4A4A4272714C2525B260C9D2C4699FCC03919B19	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2016	TaxYr
Build TS	2021-01-29 14:40:06Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$291,377	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$1,787,890	ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss	$93	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$93	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$2,471	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$2,471	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$7,429	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$60,022	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$7,429	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$4,526	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$4,526	OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm	$0	OtherIncomeAdjNetIncmAmt
Total Rev And Expnss	$1,802,409	TotalRevAndExpnssAmt
Total Net Invst Incm	$14,519	TotalNetInvstIncmAmt
Total Adj Net Incm	$0	TotalAdjNetIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Adj Net Incm	$0	CompOfcrDirTrstAdjNetIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$7,899	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$1,975	AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm	$0	AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps	$0	AccountingFeesChrtblPrpsAmt
Taxes Rev And Expnss	$2,000	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$0	TaxesNetInvstIncmAmt
Taxes Adj Net Incm	$0	TaxesAdjNetIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss	$713	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$698	OtherExpensesNetInvstIncmAmt
Other Expenses Adj Net Incm	$0	OtherExpensesAdjNetIncmAmt
Other Expenses Dsbrs Chrtbl	$0	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$10,612	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$2,673	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$0	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$0	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$1,820,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$1,820,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$1,830,612	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$2,673	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$0	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$1,820,000	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$28,203	ExcessRevenueOverExpensesAmt
Net Investment Income	$11,846	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$5,873	CashBOYAmt
Cash EOY	$34,216	CashEOYAmt
Cash EOYFMV	$34,216	CashEOYFMVAmt
Corporate Stock BOY	$44,987	CorporateStockBOYAmt
Other Investments BOY	$261,114	OtherInvestmentsBOYAmt
Other Investments EOY	$257,161	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$257,161	OtherInvestmentsEOYFMVAmt
Other Assets BOY	$9,737	OtherAssetsBOYAmt
Other Assets EOY	$2,131	OtherAssetsEOYAmt
Other Assets EOYFMV	$0	OtherAssetsEOYFMVAmt
Total Assets BOY	$321,711	TotalAssetsBOYAmt
Total Assets EOY	$293,508	TotalAssetsEOYAmt
Total Assets EOYFMV	$291,377	TotalAssetsEOYFMVAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind
Capital Stock BOY	$0	CapitalStockBOYAmt
Capital Stock EOY	$0	CapitalStockEOYAmt
Additional Paid In Capital BOY	$0	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$0	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	$321,711	RetainedEarningBOYAmt
Retained Earning EOY	$293,508	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$321,711	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$293,508	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$321,711	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$293,508	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$321,711	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$28,203	ExcessRevenueOverExpensesAmt
Other Increases	$0	OtherIncreasesAmt
Subtotal	$293,508	SubtotalAmt
Other Decreases	$0	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$293,508	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (7 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
NIKE INC	P	$29,846	$32,368	-$2,522	-$2,522
ISHARES RUSSELL 1000	P	$5,854	$6,086	-$232	-$232
ISHARES MSCI	P	$32	$43	-$11	-$11
ISHARES RS 2000 GROWTH	P	$1,447	$1,520	-$73	-$73
ISHARES MSCI	P	$10,754	$12,576	-$1,822	-$1,822
ARGENTAVIS INVESTMENT GROUP	P	$5,204		$5,204	$5,204
ARGENTAVIS INVESTMENT GROUP	P	$6,885		$6,885	$6,885

Field	Value	IRS element (for citing)
Capital Gain Net Income	$7,429	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$11,730,934	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$10,567,612	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	1.110084	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$369,339	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$9,410,663	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.039247	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$259,048	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$7,001,956	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.036997	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$173,336	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$5,100,730	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.033983	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$69,411	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$3,134,924	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.022141	DistributionYr5Rt
Total Distribution	1.242452	TotalDistributionRt
Average Distribution	0.248490	AverageDistributionRt
Net Vl Noncharitable Assets	$84,396	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$20,972	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$118	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$21,090	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$1,820,000	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	Yes (X)	DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax	$118	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$118	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$118	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$2,351	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$2,351	TotalPaymentsAndCreditsAmt
Overpayment	$2,233	OverpaymentAmt
Applied To ES Tax	$2,233	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	GA	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	GLENN D WARREN	IndividualWithBooksNm
Phone	7704323700	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	3621 VININGS SLOPE SUITE 4420	AddressLine1Txt
City	ATLANTA	CityNm
State Abbreviation	GA	StateAbbreviationCd
ZIP	30339	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
LAMAR Q BALL III
2287 MOUNT PAREN CHURCH RD	MONROE	GA	30655	DISTRIBUTION COMMTTEE MEMBER	0.00	$0	$0	$0
W WARREN BALL
3669 PACES VALLEY ROAD NW	ATLANTA	GA	30327	DISTRIBUTION COMMTTEE MEMBER	0.00	$0	$0	$0
GLENN D WARREN
2997 BAKERS MEADOW LANE SE	ATLANTA	GA	30339	TRUSTEE	0.00	$0	$0	$0
DAVID A BALL
2001 WESTSIDE RD	STATESBORO	GA	30458	DISTRIBUTION COMMTTEE MEMBER	0.00	$0	$0	$0
WILLIAM C WARREN IV
5455 POWERS OVERLOOK CT	ATLANTA	GA	30327	DISTRIBUTION COMMTTEE MEMBER	0.00	$0	$0	$0
THOMAS R WARREN
35 BRYANT RD	MIDWAY	GA	31320	DISTRIBUTION COMMTTEE MEMBER	0.00	$0	$0	$0
JAMES K WARREN
4135 WOODLAND BROOK DR	ATLANTA	GA	30339	DISTRIBUTION COMMTTEE MEMBER	0.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$16,959	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$68,722	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$85,681	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$85,681	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$1,285	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$84,396	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$4,220	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$4,220	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$118	TaxBasedOnInvestmentIncomeAmt
Total Tax	$118	TotalTaxAmt
Distributable Before Adj	$4,102	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$4,102	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$4,102	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$1,820,000	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$1,820,000	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$118	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$1,819,882	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$4,102	DistributableAsAdjustedAmt
Undistributed Income PY	$0	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Excess Distribution Cyov Yr1	$10,808,501	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$10,808,501	TotalExcessDistributionCyovAmt
Qualifying Distributions	$1,820,000	QualifyingDistributionsAmt
Applied To Year1	$0	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$4,102	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$1,815,898	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$12,624,399	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$12,624,399	ExcessDistriCyovToNextYrAmt
Excess From Year1	$10,808,501	ExcessFromYear1Amt
Excess From Current Year	$1,815,898	ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (7 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
DAVID A BALL FAMILY FOUNDATION
2001 WESTSIDE RD	STATESBORO	GA	30458	NONE	PF	DONOR ADVISED FUND	$260,000
W WARREN BALL FOUNDATION INC
450 FRIENDSHIP CHURCH RD	SMYRNA	GA	30458	NONE	PF	DONOR ADVISED FUND	$260,000
THE BALLKO CHARITABLE FOUNDATION
2287 MOUNT PARAN CHURCH RD	MONROE	GA	30655	NONE	501 (C)(3) ORGANIZAT	DONOR ADVISED FUND	$260,000
GLENN D WARREN FAMILY FUND
PO BOX 55950	BOSTON	MA	02205	NONE	501 (C)(3) ORGANIZAT	DONOR ADVISED FUND	$260,000
THE JAMES K WARREN FAMILY FUND
4135 WOODLAND BROOK DR SE	ATLANTA	GA	30339	NONE	501 (C)(3) ORGANIZAT	DONOR ADVISED FUND	$260,000
THE WILLIAM C WARREN IV FAMILY FUND
225 FRANKLIN ST 4TH FLOOR	BOSTON	MA	02110	NONE	501 (C)(3) ORGANIZAT	DONOR ADVISED FUND	$260,000
THE THOMAS R WARREN FAMILY FUND
35 BRYANT RD	MIDWAY	GA	31320	NONE	501 (C)(3) ORGANIZAT	DONOR ADVISED FUND	$260,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$1,820,000	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$93	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$2,471	ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	16	ExclusionCd
Exclusion	$4,526	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$7,429	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$14,519	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$14,519	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	1	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE CATHERINE CANDLER WARREN NONGRANTOR CHARITABLE LEAD ANNU	BusinessNameLine1Txt

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	3621 VININGS SLOPE SUITE 4420	AddressLine1Txt
City	ATLANTA	CityNm
State Abbreviation	GA	StateAbbreviationCd
ZIP	30339	ZIPCd

Field	Value	IRS element (for citing)
Total Contributions	$1,768,390	TotalContributionsAmt
Person Contribution	Yes (X)	PersonContributionInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	CategoryTxt
Amt	$7,899	Amt
Net Investment Income	$1,975	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Applied To Prior Year Election AppliedToPriorYearElection

Field	Value	IRS element (for citing)
Election	SECTION 4942(H)(2) ELECTION AS TO THE TREATMENT OF QUALIFYING DISTRIBUTIONS CATHERINE C. WARREN CHARITABLE TRUST58-64332553621 VININGS SLOPE SUITE 4420ATLANTA, GA 30339YEAR ENDING 12/31/2011PURSUANT TO IRC SEC. 4942(H)(2) AND REG. 53.4942(A)-3(D)(2), THE ABOVE REFERENCED FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDITATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF: UNDISTRIBUTED INCOME FROM THE TAX YEAR ENDING: TAX YEAR AMOUNT 2008 $3,092 2007 2,999SIGNED: ________________________________ DATE:_______________ NAME AND TITLE_________________________	ElectionDesc

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Field	Value	IRS element (for citing)
Category Or Item	ARGENTAVIS INVESTMENT GROUP LLC	CategoryOrItemTxt
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMVCd
Book Value	$257,161	BookValueAmt
EOYFMV	$257,161	EOYFMVAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

Field	Value	IRS element (for citing)
Desc	DIVIDENDS RECEIVABLE	Desc
BOY Book Value	$9,737	BOYBookValueAmt
EOY Book Value	$2,131	EOYBookValueAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT ADVISORY FEES	$469	$469	$0	$0
ORDINARY LOSS FROM INVESTMENT - ARGENTAVIS INV GROUP LLC	$79	$79	$0	$0
NONDEDUCTIBLE EXP - ARGENTAVIS INV GROUP LLC	$15	$0	$0	$0
BANK CHARGES	$150	$150	$0	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

Field	Value	IRS element (for citing)
Desc	ARGENTAVIS INVESTMENT GROUP LLC	Desc
Revenue And Expenses Per Books	$4,526	RevenueAndExpensesPerBooksAmt
Net Investment Income	$4,526	NetInvestmentIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

Field	Value	IRS element (for citing)
Category	FEDERAL INCOME TAX	CategoryTxt
Amt	$2,000	Amt
Net Investment Income	$0	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

CATHERINE C WARREN CHARITABLE TRUST UA DTD 02122001: Form 990PF, tax year 2016

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Preparer Person PreparerPersonGrp

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (7 entries)

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (7 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Contributor Business Name ContributorBusinessName

Contributor US Address ContributorUSAddress

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Applied To Prior Year Election AppliedToPriorYearElection

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

Comments