Y & H SODA FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- Y & H SODA FOUNDATION (EIN 94-1611668)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-08-31
- IRS object ID
- 201742439349100214
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Amortization Schedule
- Depreciation Schedule
- General Explanation Attachment
- Investments Other Schedule2
- Land Etc Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-08-31T15:47:34-07:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Fontanello Duffield & Otake LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 44 Montgomery Street Suite 1305 | AddressLine1Txt |
| City | San Francisco | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94104 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 941611668 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Y & H Soda Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | Y&HS | BusinessNameControlTxt |
| Phone | 9256311133 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1635 School Street | AddressLine1Txt |
| City | Moraga | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94556 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Kappy Dye | PersonNm |
| Person Title | CFO | PersonTitleTxt |
| Signature | 2017-08-31 | SignatureDt |
| Discuss With Paid Preparer | false | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Carol Duffield | PreparerPersonNm |
| PTIN | P01257136 | PTIN |
| Phone | 4159830200 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $131,090,038 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $3,586,945 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,586,945 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,647,945 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $24,269,080 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,647,945 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $8,412 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $8,412 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $6,243,302 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $6,243,302 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $200,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $200,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $835,960 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $125,946 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $710,014 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $218,323 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $33,801 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $184,522 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $29,305 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Chrtbl Prps | $28,780 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,585,389 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $1,560,197 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $25,641 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $248,113 | TaxesRevAndExpnssAmt |
| Taxes Dsbrs Chrtbl | $1,527 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $127,020 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $29,052 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $26,870 | OccupancyDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $471 | PrintingAndPubRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $1,488,882 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,386,669 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $96,571 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $4,762,515 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $3,106,613 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,273,925 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,861,521 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,631,521 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $9,624,036 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $3,106,613 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,905,446 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$3,380,734 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,136,689 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $361,239 | CashBOYAmt |
| Cash EOY | $667,296 | CashEOYAmt |
| Cash EOYFMV | $667,296 | CashEOYFMVAmt |
| Sav And Temp Cash Invst EOY | $48 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $48 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $49,132 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $57,352 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $57,352 | PrepaidExpensesEOYFMVAmt |
| Other Investments BOY | $124,022,764 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $127,151,491 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $127,151,491 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $3,252,635 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $1,288,784 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $2,095,414 | LandBOYAmt |
| Land EOY | $1,963,851 | LandEOYAmt |
| Land EOYFMV | $1,963,851 | LandEOYFMVAmt |
| Other Assets BOY | $1,262,500 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,250,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,250,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $127,791,049 | TotalAssetsBOYAmt |
| Total Assets EOY | $131,090,038 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $131,090,038 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $59,903 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $75,258 | AccountsPayableEOYAmt |
| Grants Payable BOY | $360,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $590,000 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $58,842 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $242,694 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $478,745 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $907,952 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $127,312,304 | UnrestrictedBOYAmt |
| Unrestricted EOY | $130,182,086 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $127,312,304 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $130,182,086 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $127,791,049 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $131,090,038 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $127,312,304 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$3,380,734 | ExcessRevenueOverExpensesAmt |
| Other Increases | $6,250,516 | OtherIncreasesAmt |
| Subtotal | $130,182,086 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $130,182,086 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | Sale of Publicly Traded Securites | PropertyDesc |
| How Acquired | P | HowAcquiredCd |
| Acquired | 2000-01-01 | AcquiredDt |
| Sold | 2016-12-31 | SoldDt |
| Gross Sales Price | $24,269,080 | GrossSalesPriceAmt |
| Cost Or Other Basis | $21,621,135 | CostOrOtherBasisAmt |
| Gain Or Loss | $2,647,945 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $2,647,945 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,647,945 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $6,349,022 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $127,591,942 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.04976 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $6,604,925 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $128,852,741 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.05126 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $6,379,497 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $127,663,263 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.04997 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $5,705,037 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $124,683,236 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.04576 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $7,028,565 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $127,155,871 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.05528 | DistributionYr5Rt |
| Total Distribution | 0.252021 | TotalDistributionRt |
| Average Distribution | 0.050404 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $125,380,441 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $6,319,676 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $31,367 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $6,351,043 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $5,905,446 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $62,734 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $62,734 | SubtotalAmt |
| Tax Based On Investment Income | $62,734 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $107,716 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $107,716 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $44,982 | OverpaymentAmt |
| Applied To ES Tax | $44,982 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | www.yhsodafoundation.org | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Kappy Dye | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9256311133 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1635 School Street | AddressLine1Txt |
| City | Moraga | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94556 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | false | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| Alfred Dossa | ||||||
| 1635 School Street | Moraga | CA | 94556 | Secretary/VP | 5.00 | $40,000 |
| Judith A Murphy | ||||||
| 1635 School Street | Moraga | CA | 94556 | Director | 5.00 | $40,000 |
| James Dye | ||||||
| 1635 School Street | Moraga | CA | 94556 | Vice Chairman | 5.00 | $40,000 |
| William McLeod | ||||||
| 1635 School Street | Moraga | CA | 94556 | Treasurer | 5.00 | $40,000 |
| Rosemary Soda | ||||||
| 1635 School Street | Moraga | CA | 94556 | Chairman | 5.00 | $40,000 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt |
|---|---|---|---|---|---|---|---|
| Robert H Uyeki | |||||||
| 1635 School Street | Moraga | CA | 94556 | CEO | 40.00 | $303,850 | $50,481 |
| Kappy L Dye | |||||||
| 1635 School Street | Moraga | CA | 94556 | CFO | 40.00 | $214,240 | $44,870 |
| Aimee Durfee | |||||||
| 1635 School Street | Moraga | CA | 94556 | Sr Prog Officer | 40.00 | $124,800 | $24,788 |
| Mary A Doyle | |||||||
| 1635 School Street | Moraga | CA | 94556 | Sr Prog Officer | 40.00 | $111,240 | $27,242 |
| Deborah L Nakamura | |||||||
| 1635 School Street | Moraga | CA | 94556 | Accountant | 40.00 | $70,302 | $22,363 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| PIMCO | |||||
| 840 Newport Center Drive | Newport Beach | CA | 92660 | Investment Manager | $615,842 |
| GMO | |||||
| 40 Rowes Wharf | Boston | MA | 02210 | Investment Manager | $247,036 |
| Pension Consulting Alliance Inc | |||||
| 15760 Ventura Blvd ste 700 | Encino | CA | 91436 | Investment Consult. | $100,833 |
| PanAgora Asset Management Inc | |||||
| 470 Atlantic Avenue | Boston | MA | 02210 | Investment Manager | $75,787 |
| AQR Capital Management | |||||
| Two Greenwich Plaza 3rd Floor | Greenwich | CT | 06830 | Investment Manager | $406,476 |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $126,734,890 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $554,898 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $127,289,788 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $127,289,788 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,909,347 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $125,380,441 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $6,269,022 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $6,269,022 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $62,734 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $62,734 | TotalTaxAmt |
| Distributable Before Adj | $6,206,288 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $6,206,288 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $6,206,288 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,905,446 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $5,905,446 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $5,905,446 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $6,206,288 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr4 | $445,777 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $128 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $294,936 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $27,551 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $768,392 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,905,446 | QualifyingDistributionsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $5,905,446 | AppliedToCurrentYearAmt |
| Excess Distri Cyov App CY Corpus | $300,842 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $300,842 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $467,550 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $467,550 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $144,935 | ExcessFromYear4Amt |
| Excess From Year3 | $128 | ExcessFromYear3Amt |
| Excess From Year2 | $294,936 | ExcessFromYear2Amt |
| Excess From Year1 | $27,551 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Y H Soda Foundation | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1635 School Street | AddressLine1Txt |
| City | Moraga | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94556 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 9256311133 | RecipientPhoneNum |
| Form And Info And Materials | See Statement 18 | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | See Statement 18 | SubmissionDeadlinesTxt |
| Restrictions On Awards | See Statement 18 | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | See Statement 19 | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | See Statement 19 | AddressLine1Txt |
| City | See Statement | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94556 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | Charitable | GrantOrContributionPurposeTxt |
| Amt | $4,631,521 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,631,521 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| East Bay Community Foundation | |||||||
| 200 Frank H Ogawa Plaza | Oakland | CA | 94612 | N/A | PC | East Contra Costa STRONG Nonprofits Fund | $75,000 |
| Inner City Advisors | |||||||
| 2335 Broadway Suite 102 | Oakland | CA | 94612 | N/A | PC | General Operating Support | $140,000 |
| La Cocina Inc | |||||||
| 2948 Folsom Street | San Francisco | CA | 94110 | N/A | PC | East Bay Entrepreneurs Program | $30,000 |
| Rising Sun Energy Center | |||||||
| 2998 San Pablo Ave | Berkeley | CA | 94702 | N/A | PC | GETS Core Training Program | $40,000 |
| Opportunity Fund Northern Californi | |||||||
| 111 W St John Street Ste 800 | San Jose | CA | 95113 | N/A | PC | East Bay Small Business Loan Program | $100,000 |
| Cypress Mandela Training Center | |||||||
| 977 66th Avenue | Oakland | CA | 94621 | N/A | PC | General Operating Support | $95,000 |
| Catholic Legal Immigration Network | |||||||
| 8757 Georgia Avenue Suite 850 | Silver Springs | MD | 20910 | N/A | PC | Capacity Building and Technical Assistance to East Bay Grantees | $70,000 |
| Northern California Community Loan | |||||||
| 870 Market Street Suite 677 | San Francisco | CA | 94102 | N/A | PC | East Bay Consulting Services | $40,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $590,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,586,945 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,647,945 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | Related Or Exempt Function IncmRelatedOrExemptFunctionIncmAmt |
|---|---|---|---|
| Other Investment Income | 14 | -$4,088 | |
| PRI Interest | $12,500 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $6,230,802 | ExclusionAmt |
| Related Or Exempt Function Incm | $12,500 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $6,243,302 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 11b | LineNumberTxt |
| Relationship Statement | Interest earned on a note to launch the ICA Fund that invests capital in Inner City Advisors' portfolio companies to help these enterprises grow and create jobs. | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Auditing | $23,500 | $0 | $0 | $23,500 |
| Tax Preparation | $5,805 | $0 | $0 | $5,280 |
Amortization Schedule AmortizationSchedule
Amortization Schedule Detail AmortizationScheduleDetail (2 entries)
| Amortized ExpensesAmortizedExpensesDesc | Acquired Completed Or ExpendedAcquiredCompletedOrExpendedDt | AmortizedAmortizedAmt | Deduction For Prior YearsDeductionForPriorYearsAmt | Amortization PeriodAmortizationPeriodRt | Current Year AmortizationCurrentYearAmortizationAmt | Total AmortizationTotalAmortizationAmt |
|---|---|---|---|---|---|---|
| Website | 2014-12-31 | $984 | $164 | 3.0000 | $328 | $492 |
| Website | 2015-06-01 | $12,646 | $2,108 | 3.0000 | $4,215 | $6,323 |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (9 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| Building | 2005-11-21 | $1,415,577 | $607,519 | SL | 20.0000 | $70,779 |
| Building Renovation | 2006-11-30 | $996,254 | $427,561 | SL | 20.0000 | $49,813 |
| Office Furniture | 2011-06-01 | $6,895 | $6,205 | SL | 5.0000 | $690 |
| Building Crawl Space | 2013-12-16 | $1,618 | $162 | SL | 20.0000 | $81 |
| Server | 2013-01-23 | $7,760 | $4,656 | SL | 5.0000 | $1,552 |
| Building Crawl Space | 2014-02-01 | $8,296 | $1,773 | SL | 20.0000 | $415 |
| HVAC Work | 2014-09-01 | $7,443 | $495 | SL | 20.0000 | $372 |
| Gutters | 2014-02-01 | $5,550 | $2,220 | SL | 5.0000 | $1,110 |
| Bathroom Vanity Lights | 2015-08-01 | $11,046 | $1,105 | SL | 5.0000 | $2,208 |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | General Explanation Supplemental Information for Form 990-PF | FormAndLineReferenceDesc |
| Medium Explanation | Statement 18Form 990-PFPart XV, Line 2(a)-(d)How do you apply?Step 1: Determine you eligibilityThe Y&H Soda Foundation supports organizations whose work qualifies as charitable, according to the IRS definition. This includes organizations with a 501(c)3 status, public agencies and projects sponsored by public charities. Additionally, the work must serve the residents of Alameda and Contra Costa Counties. We do not make grants to individuals.Step 2: Determine your projects fit with our goalsReview our strategic priorities and funding strategies within those areas; key elements of a successful application and a list of previous grants to determine whether your efforts align with our strategies and achieve our desired outcomes. Step 3: Contact the FoundationPlease send us an email (program-assistant@yhsodafoundation.org) with the name of your organization, your contact information and identify which of our strategic priorities and funding strategies that you feel is aligned with your programming. We try to respond to inquiries within 10 business days. If you do not have a response from us after 2 weeks, please contact us by phone at (925) 631-1133. If we determine that your project aligns with our strategies, then we will invite you to submit an application for funding.Step 4: Submit a Grant Application (by invitation only)If selected, program staff will invite you to submit a grant application. Grant applications are submitted online through our password protected grantee portal. Please note that program staff perform detailed due diligence which may include but is not limited to program and financial assessment, a site visit, and follow-up meetings with key staff. The due diligence process can take 2-3 months to conduct before bringing a funding recommendation to our Board of Directors. Foundation staff will keep in touch with you during this process to keep you informed of the status of your request. Step 5: Grant application review and funding determinationProgram staff will notify you if your grant request will be presented to the Board of Directors and when to expect a decision. The Board meets monthly to make final funding decisions. Key Elements of Successful Grant ApplicationsIn reviewing applications from prospective grantees, the Y&H Soda Foundation looks for a broad array of key elements. These are typical characteristics that encompass most projects, though the Foundation recognizes that each project may not have every element present due to the nature of its scope of work.East Bay ImpactCentral to the mission of the Y&H Soda Foundation is a commitment to supporting the underserved in Alameda and Contra Costa Counties. Projects and programs must significantly impact the underserved in the East Bay.Clear Outcomes and AccountabilityThe Foundation expects to find the following elements in proposed projects:Strategies incorporate and reflect learning from related projects and the research base.Existence of accurate baseline data on the defined problem.A statement of the anticipated impact and outcomes of the program and detail on how progress will be measured. Demonstration of how East Bay residents will benefit as a result of the work.Organizational PracticesOrganizational processes and procedures are transparent, accountable and effective.Organizations working with the richly diverse population of the East Bay value and understand different cultures, languages and needs.A well-articulated work plan and budget that fits the projects stage of development.Committed PartnersAlleviating poverty cannot be done in isolation. We look for opportunities to value and build upon a wide range of partnerships addressing the work. Evidence of collaboration and cooperation. In these instances, projects draw on the expertise, resources and capabilities of each of the partners. Financial commitment from the partners is particularly compelling. | MediumExplanationTxt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AQR Gibraltar Fund | FMV | $21,738,223 | $21,738,223 |
| PanAgora | FMV | $20,605,837 | $20,605,837 |
| GMO | FMV | $29,072,629 | $29,072,629 |
| PIMCO Bravo Fund II, LP | FMV | $15,136,714 | $15,136,714 |
| Silver Creek | FMV | $10,116,913 | $10,116,913 |
| ARQ Style Premia Fund | FMV | $21,876,154 | $21,876,154 |
| PIMCO Short Asset Investment Inst | FMV | $5,834,061 | $5,834,061 |
| Tortoise MLP & Pipeline Fund | FMV | $2,770,960 | $2,770,960 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| Furniture and Fixtures | $99,192 | $89,240 | $9,952 | $9,952 |
| Machinery and Equipment | $29,413 | $27,861 | $1,552 | $1,552 |
| Buildings | $2,429,189 | $1,158,968 | $1,270,221 | $1,270,221 |
| Land | $675,311 | $675,311 | $675,311 | |
| Miscellaneous | $19,530 | $12,715 | $6,815 | $6,815 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Prog Related Investment ICA | Desc |
| BOY Book Value | $1,250,000 | BOYBookValueAmt |
| EOY Book Value | $1,250,000 | EOYBookValueAmt |
| EOYFMV | $1,250,000 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (17 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Amortization | $4,543 | ||
| Board Education | $79 | $79 | |
| Board Meeting Exp | $8,239 | $8,239 | |
| Community Networking | $6,166 | $6,076 | |
| Direct Program Expenses | $1,456 | $1,456 | |
| Dues and Memberships | $30,748 | $30,748 | |
| Education | $11,717 | $8,285 | $3,432 |
| Equipment | $1,272 | $1,383 | |
| Hardware | $2,448 | $1,499 | |
| Insurance | $12,939 | $12,939 | |
| Licenses and Filing Fees | $9,794 | $9,794 | |
| Maintenance - Computer | $2,491 | $2,143 | |
| Payroll Fees | $4,865 | $4,865 | |
| Portfolio Expenses | $1,383,237 | $1,383,237 | |
| Supplies | $4,848 | $4,866 | |
| Telephone & Internet | $3,848 | $3,848 | |
| Website Maintenance | $192 | $351 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Other Investment Income | -$4,088 | -$4,088 |
| PRI Interest | $12,500 | $12,500 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Deferred Excise Tax Liability | Desc |
| BOY Book Value | $58,842 | BOYBookValueAmt |
| EOY Book Value | $242,694 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Consulting/Investment | $100,833 | $100,833 | $0 | $0 |
| Investment Management Fees | $1,459,364 | $1,459,364 | $0 | $0 |
| Other Consultants | $25,192 | $0 | $0 | $25,641 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| Excise Taxes | $246,586 | |
| Property Taxes | $1,527 | $1,527 |
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