GOOD VENTURES FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- GOOD VENTURES FOUNDATION (EIN 46-1008520)
- Tax period
- 2015-07-01 to 2016-06-30
- Filed
- 2017-05-15
- IRS object ID
- 201741359349102929
- Schema version
- 2015v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-05-15T12:46:02-05:00 | ReturnTs |
| Tax Period End | 2016-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 910189318 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MOSS ADAMS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 975 OAK STREET SUITE 500 | AddressLine1Txt |
| City | EUGENE | CityNm |
| State Abbreviation | OR | StateAbbreviationCd |
| ZIP | 97401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 461008520 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOOD VENTURES FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O APERCEN PARTNERS LLC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GOOD | BusinessNameControlTxt |
| Phone | 6508047100 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 314 LYTTON AVE NO 200 | AddressLine1Txt |
| City | PALO ALTO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94301 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | TOM VAN LOBEN SELS | PersonNm |
| Person Title | ASSISTANT SECRETARY | PersonTitleTxt |
| Phone | 6508047100 | PhoneNum |
| Signature | 2017-05-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | WENDY CAMPOS | PreparerPersonNm |
| PTIN | P00448102 | PTIN |
| Phone | 5416861040 | PhoneNum |
| Preparation | 2017-05-10 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $738,500,267 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $252,806,176 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $9,853,593 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $11,292,070 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$1,547,863 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $344,839,496 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $251,354,293 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Net Invst Incm | $440,730 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $261,111,906 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $263,087,093 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $424,710 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $1,855,157 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $3,355,349 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $459,245 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $310 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $81,157 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $81,157 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,861,216 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $2,395,559 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $310 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $22,235,891 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $18,034,853 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $26,097,107 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $2,395,559 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $18,035,163 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $235,014,799 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $260,691,534 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $100,813,607 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $111,088,780 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $111,088,780 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $1,123,736 | AcctRcvblAmt |
| Acct Rcvbl BOY | $1,471,812 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $1,123,736 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $1,123,736 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $688,761 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $658,013 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $658,013 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $0 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $25,068,903 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $25,068,903 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $149,036,599 | CorporateStockBOYAmt |
| Corporate Stock EOY | $260,119,973 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $260,119,973 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $99,706,152 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $93,441,297 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $93,441,297 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $139,766,386 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $246,999,565 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $246,999,565 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $491,483,317 | TotalAssetsBOYAmt |
| Total Assets EOY | $738,500,267 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $738,500,267 | TotalAssetsEOYFMVAmt |
| Grants Payable BOY | $0 | GrantsPayableBOYAmt |
| Grants Payable EOY | $4,201,037 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $532,679 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $835,000 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $532,679 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $5,036,037 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $490,950,638 | UnrestrictedBOYAmt |
| Unrestricted EOY | $733,464,230 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $490,950,638 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $733,464,230 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $491,483,317 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $738,500,267 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $490,950,638 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $235,014,799 | ExcessRevenueOverExpensesAmt |
| Other Increases | $7,498,793 | OtherIncreasesAmt |
| Subtotal | $733,464,230 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $733,464,230 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|
| SALES OF PUBLICLY TRADED SECURITIES | $344,646,965 | $93,481,136 | $251,165,829 | $251,165,829 |
| ALTERNATIVE INVESTMENTS | $192,531 | $4,067 | $188,464 | $188,464 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $251,354,293 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $5,314,878 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $395,496,935 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.013438 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $141,848 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $236,470,760 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.000600 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $0 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $24,676,292 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.000000 | DistributionYr3Rt |
| Total Distribution | 0.014038 | TotalDistributionRt |
| Average Distribution | 0.004679 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $641,851,529 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,003,223 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,606,915 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $5,610,138 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $18,035,163 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,606,915 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,606,915 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,606,915 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,790,621 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $300,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $4,090,621 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $1,483,706 | OverpaymentAmt |
| Applied To ES Tax | $1,483,706 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CO APERCEN PARTNERS LLC | IndividualWithBooksNm |
| Phone | 6508047100 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 314 LYTTON AVE SUITE 200 | AddressLine1Txt |
| City | PALO ALTO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94301 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CARI TUNA | ||||||||
| PO BOX 26718 | SAN FRANCISCO | CA | 94126 | PRESIDENT & DIRECTOR | 1.00 | $0 | $0 | $0 |
| DUSTIN MOSKOVITZ | ||||||||
| PO BOX 26718 | SAN FRANCISCO | CA | 94126 | SECRETARY, TREASURER, DIR | 1.00 | $0 | $0 | $0 |
| DIVESH MAKAN | ||||||||
| PO BOX 26718 | SAN FRANCISCO | CA | 94126 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| TOM VAN LOBEN SELS | ||||||||
| PO BOX 26718 | SAN FRANCISCO | CA | 94126 | ASSISTANT SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FIDELITY FAMILY OFFICE SERVICES | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 82 DEVONSHIRE ST ZS8A | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02019 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT SERVICES | ServiceTypeTxt |
| Compensation | $424,710 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $303,350,827 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $150,824,701 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $197,450,390 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $651,625,918 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $651,625,918 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $9,774,389 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $641,851,529 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $32,092,576 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $32,092,576 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,606,915 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,606,915 | TotalTaxAmt |
| Distributable Before Adj | $29,485,661 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $29,485,661 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $29,485,661 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $18,035,163 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $18,035,163 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,606,915 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $15,428,248 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $29,485,661 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $17,429,180 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $18,035,163 | QualifyingDistributionsAmt |
| Applied To Year1 | $17,429,180 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $605,983 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $28,879,678 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CARI TUNA | ContributingManagerNm |
| Contributing Manager | DUSTIN MOSKOVITZ | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (25 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| EVIDENCE ACTION | |||||||
| 641 S ST NW | WASHINGTON | DC | 20001 | PC | NO LEAN SEASON PROGRAM | $812,351 | |
| CCT MARKETPLACE DBA NEW INCENTIVES | |||||||
| 340 S LEMON AVE 6133 | WALNUT CREEK | CA | 91789 | PC | GENERAL SUPPORT | $300,000 | |
| PETERSON INSTITUTE FOR INTERNATIONAL ECONOMICS | |||||||
| 1750 MASSACHUSETTS AVE NW | WASHINGTON | DC | 20036 | PC | RESEARCH AND COMMUNICATIONS AROUND MACROECONOMIC POLICY | $250,000 | |
| GLOBAL ANIMAL PARTNERSHIP | |||||||
| 7241 BURNET RD PMB 237 | AUSTIN | TX | 78757 | POF | GENERAL SUPPORT | $250,000 | |
| CORRECTIONAL ASSOCIATION OF NEW YORK | |||||||
| 2090 ADAM CLAYTON POWELL JR BLVD | NEW YORK | NY | 10027 | PC | GENERAL SUPPORT | $50,000 | STE 200 |
| COMPASSION IN WORLD FARMING USA | |||||||
| ONE WEST COURT SQUARE | DECATUR | GA | 30030 | PC | GENERAL SUPPORT | $275,000 | |
| ACCOUNTABLE JUSTICE PROJECT VIA PROTEUS FUND | |||||||
| 15 RESEARCH DR | AMHERST | MA | 01002 | PC | ACCOUNTABLE JUSTICE PROJECT | $350,000 | |
| BETTER BOULDER VIA BOULDER BUILDING BLOCK FUND INC | |||||||
| 621 BELLINGHAM PL | LONGMONT | CO | 80504 | PC | BETTER BOULDER'S CONFERENCE OF HOUSING ACTIVISTS | $37,000 | |
| PROMISE OF JUSTICE INITIATIVE | |||||||
| 636 BARONNE ST | NEW ORLEANS | LA | 70113 | PC | GENERAL SUPPORT | $81,000 | |
| IGEM FOUNDATION | |||||||
| ONE KENDALL SQUARE SUITE B6104 | CAMBRIDGE | MA | 02139 | PC | IGEM FOUNDATION'S SAFETY AND SECURITY WORK | $220,000 | |
| THE FORUM FOR CLIMATE ENGINEERING ASSESSMENT VIA AMERICAN UNIVERSITY | |||||||
| 180 S ORANGE AVE STE 1405 | NEWARK | NJ | 07103 | PC | FORUM FOR CLIMATE ENGINEERING ASSESSMENT TO HOLD MEETING FOR CLIMATE ENGINEERING WORKING GROUP | $76,234 | |
| INTERNATIONAL REFUGEE ASSISTANCE PROJECT VIA THE URBAN JUSTICE CENTER | |||||||
| 40 RECTOR ST 9TH FL | NEW YORK | NY | 10006 | PC | INTERNATIONAL REFUGEE ASSISTANCE PROJECT | $350,000 | |
| RESULTS FOR DEVELOPMENT INSTITUTE | |||||||
| 1111 19TH ST NW 700 | WASHINGTON | DC | 20036 | PC | RESULTS FOR DEVELOPMENT'S CHILDHOOD PNEUMONIA TREATMENT SCALE-UP PROGRAM | $6,400,000 | |
| CENTER FOR CRIMINAL JUSTICE REFORM VIA THE AMERICAN CONSERVATIVE UNION FOUN | |||||||
| 1331 H ST NW STE 500 | WASHINGTON | DC | 20005 | PC | CENTER FOR CRIMINAL JUSTICE REFORM | $200,000 | |
| INNOVATIONS FOR POVERTY ACTION | |||||||
| 101 WHITNEY AVE | NEW HAVEN | CT | 06510 | PC | RANDOMIZED CONTROL TRIALS | $175,000 | |
| CENTER FOR APPLIED RATIONALITY | |||||||
| 2030 ADDISON ST | BERKELEY | CA | 94704 | PC | SPARC | $304,000 | |
| ROOSEVELT INSTITUTE | |||||||
| 570 LEXINGTON AVE 5TH FL | NEW YORK | NY | 10022 | PC | MACROECONOMIC POLICY RESEARCH | $200,000 | |
| COLORADO CRIMINAL JUSTICE REFORM COALITION | |||||||
| 1212 MARIPOSA ST STE 6 | DENVER | CO | 80204 | PC | GENERAL SUPPORT | $61,600 | |
| CENTER ON BUDGET AND POLICY PRIORITIES | |||||||
| 820 FIRST ST NE NO 510 | WASHINGTON | DC | 20002 | PC | FULL EMPLOYMENT PROJECT | $175,000 | |
| GEORGE MASON UNIVERSITY | |||||||
| 4440 UNIVERSITY DR MERTEN HALL 2300 | FAIRFAX | VA | 22030 | PC | ROBIN HANSON'S WORK ON THE FUTURE OF AI | $87,814 | |
| ECONOMIC POLICY INSTITUTE | |||||||
| 1333 H ST NW STE 300 EAST TOWER | WASHINGTON | DC | 20005 | PC | MACROECONOMIC POLICY RESEARCH | $250,000 | |
| CALIFORNIA RENTERS LEGAL ADVOCACY AND EDUCATION FUND VIA PACIFIC ATROCITIES | |||||||
| 1540 MARKET ST STE 100 | SAN FRANCISCO | CA | 94102 | PC | CALIFORNIA RENTERS LEGAL ADVOCACY FUND | $150,000 | |
| ALLIANCE FOR SAFETY AND JUSTICE VIA THE TIDES CENTER | |||||||
| PO BOX 29907 | SAN FRANCISCO | CA | 94129 | PC | ALLIANCE FOR SAFETY AND JUSTICE | $3,000,000 | |
| IDINSIGHT INC | |||||||
| 444 TOWNSEND ST NO 1 | SAN FRANCISCO | CA | 94107 | PC | GENERAL SUPPORT | $1,985,000 | |
| THE CLEAR FUND DBA GIVEWELL | |||||||
| 182 HOWARD ST NO 208 | SAN FRANCISCO | CA | 94105 | PC | GENERAL SUPPORT | $1,994,854 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $18,034,853 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (12 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| CALIFORNIA RENTERS LEGAL ADVOCACY AND EDUCATION FUND VIA PACIFIC ATROCITIES | ||||||
| 1540 MARKET ST STE 100 | SAN FRANCISCO | CA | 94102 | PC | CALIFORNIA RENTERS LEGAL ADVOCACY FUND | $145,689 |
| CENTER ON BUDGET AND POLICY PRIORITIES | ||||||
| 820 FIRST ST NE NO 510 | WASHINGTON | DC | 20002 | PC | FULL EMPLOYMENT PROJECT | $242,777 |
| COMPASSION IN WORLD FARMING USA | ||||||
| ONE WEST COURT SQUARE | DECATUR | GA | 30030 | PC | GENERAL SUPPORT | $267,033 |
| ECONOMIC POLICY INSTITUTE | ||||||
| 1333 H ST NW STE 300 EAST TOWER | WASHINGTON | DC | 20005 | PC | MACROECONOMIC POLICY RESEARCH | $242,874 |
| FOUNDATION FOR THE NATIONAL INSTITUTES OF HEALTH | ||||||
| 9650 ROCKVILLE PIKE NO 3411 | BETHESDA | MD | 20814 | PC | DEVELOPMENT OF A CONSENSUS PATHWAY FOR FIELD TESTING MODIFIED MOSQUITOS WITH DRIVING TRANSGENES | $1,226,526 |
| GEORGE MASON UNIVERSITY | ||||||
| 4440 UNIVERSITY DR MERTEN HALL 2300 | FAIRFAX | VA | 22030 | PC | ROBIN HANSON'S WORK ON THE FUTURE OF AI | $169,137 |
| GLOBAL ANIMAL PARTNERSHIP | ||||||
| 7241 BURNET RD PMB 237 | AUSTIN | TX | 78757 | POF | FOR GENERAL SUPPORT | $242,777 |
| IGEM FOUNDATION | ||||||
| ONE KENDALL SQUARE SUITE B6104 | CAMBRIDGE | MA | 02139 | PC | IGEM FOUNDATION'S SAFETY AND SECURITY WORK | $287,089 |
| INNOVATIONS FOR POVERTY ACTION | ||||||
| 101 WHITNEY AVE | NEW HAVEN | CT | 06510 | PC | RANDOMIZED CONTROL TRIALS | $169,069 |
| INTERNATIONAL REFUGEE ASSISTANCE PROJECT VIA THE URBAN JUSTICE CENTER | ||||||
| 40 RECTOR ST 9TH FL | NEW YORK | NY | 10006 | PC | INTERNATIONAL REFUGEE ASSISTANCE PROJECT | $339,914 |
| PROGRAM IN CRIMINAL JUSTICE POLICY AND MANAGEMENT AT HARVARD KENNEDY SCHOOL | ||||||
| 1033 MASSACHUSETTS AVE 3RD FL | CAMBRIDGE | MA | 02138 | PC | PROGRAM IN CRIMINAL JUSTICE POLICY AND MANAGEMENT TO RESEARCH REFORMS THAT IMPACT YOUNG ADULTS | $768,374 |
| VERA INSTITUTE OF JUSTICE | ||||||
| 233 BROADWAY 12TH FLOOR | NEW YORK | NY | 10279 | PC | USER-FUNDED JUSTICE SYSTEM IN NEW ORLEANS | $99,779 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $4,201,038 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $8,897 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $9,844,696 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $4,067 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | -$1,551,930 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $12,964 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $8,292,766 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $8,305,730 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | DUSTIN MOSKOVITZ | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 26718 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94126 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $252,806,176 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | PUBLICLY TRADED SECURITIES | NoncashPropertyDesc |
| Fair Market Value | $252,806,176 | FairMarketValueAmt |
| Received | 2015-12-31 | ReceivedDt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (97 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ISHARES GOLD TRUST ISHARES | $2,807,966 | $2,807,966 |
| DOUBLELINE TOTAL RETURN BOND FD CL I | $17,363,795 | $17,363,795 |
| PIMCO INCOME FUND INSTITUTIONAL FUND | $17,716,510 | $17,716,510 |
| CHASE ISSUANCE TR SER 2013-8A CL A | $500,335 | $500,335 |
| CITIBANK CCIT SER 2014-A2 CL A2 | $410,427 | $410,427 |
| DISCOVER CARD EXE TR SER 2014-3 CL A | $501,322 | $501,322 |
| CAPITAL ONE CC TR SER 2014-5A | $503,258 | $503,258 |
| BA CREDIT CARD TR SER 2015-2A CL A | $503,008 | $503,008 |
| CAPITAL ONE CC TR SER 2015-5A | $506,151 | $506,151 |
| CITIBANK CCIT SER 2014-A6 CL A6 | $925,479 | $925,479 |
| WORLD FIN NETWORK SER 2014-C CL A | $502,090 | $502,090 |
| CHASE ISSUANCE TR SER 2012-4A CL A | $344,423 | $344,423 |
| DISCOVER CARD EXE TR SER 2014-4 CL A | $645,895 | $645,895 |
| GE CAP CCMT 2012-2 SER 2012-2 CL A | $509,478 | $509,478 |
| GE CAP CCMT 2012-7 SER 2012-7 CL A | $282,100 | $282,100 |
| WORLD FIN NETWORK SER 2012-D CL A | $510,995 | $510,995 |
| FEDL NATL MTG ASSN POOL #AL6962 | $410,923 | $410,923 |
| FEDL HOME LN MTG CRP POOL #G18549 | $455,154 | $455,154 |
| FEDL HOME LN MTG CRP POOL #G18552 | $459,606 | $459,606 |
| FEDL NATL MTG ASSN POOL #AL6825 | $466,502 | $466,502 |
| FEDL NATL MTG ASSN POOL #AY5643 | $488,027 | $488,027 |
| FEDL NATL MTG ASSN POOL #MA2287 | $486,442 | $486,442 |
| FEDL NATL MTG ASSN POOL #AD8529 | $391,211 | $391,211 |
| FEDL NATL MTG ASSN POOL #AJ9278 | $635,289 | $635,289 |
| FEDL NATL MTG ASSN POOL #AB9017 | $447,521 | $447,521 |
| FEDL NATL MTG ASSN POOL #AU1628 | $420,855 | $420,855 |
| FEDL NATL MTG ASSN POOL #AU3736 | $498,149 | $498,149 |
| FEDL NATL MTG ASSN POOL #MA1524 | $495,737 | $495,737 |
| FEDL HOME LN MTG CRP POOL #G08592 | $493,744 | $493,744 |
| FEDL NATL MTG ASSN POOL #AL5723 | $428,327 | $428,327 |
| FEDL HOME LN MTG CRP POOL #G08610 | $424,975 | $424,975 |
| FEDL HOME LN MTG CRP POOL #C09068 | $375,450 | $375,450 |
| FEDL HOME LN MTG CRP POOL #G08623 | $432,225 | $432,225 |
| FEDL HOME LN MTG CRP POOL #C09071 | $435,196 | $435,196 |
| FEDL NATL MTG ASSN POOL #AX9530 | $444,271 | $444,271 |
| FEDL HOME LN MTG CRP POOL #G08632 | $459,928 | $459,928 |
| FEDL HOME LN MTG CRP POOL #G08633 | $434,875 | $434,875 |
| FEDL HOME LN MTG CRP POOL #G08635 | $481,703 | $481,703 |
| FEDL HOME LN MTG CRP POOL #G08637 | $889,345 | $889,345 |
| FEDL NATL MTG ASSN POOL #MA2229 | $470,047 | $470,047 |
| FEDL HOME LN MTG CRP POOL #G08641 | $477,846 | $477,846 |
| FEDL HOME LN MTG CRP POOL #G08648 | $490,197 | $490,197 |
| FEDL NATL MTG ASSN POOL #MA2292 | $486,557 | $486,557 |
| FEDL HOME LN MTG CRP POOL #G08660 | $465,987 | $465,987 |
| FEDL HOME LN MTG CRP POOL #G08671 | $491,852 | $491,852 |
| FEDL HOME LN MTG CRP POOL #G08687 | $512,461 | $512,461 |
| FIFTH THIRD BK CIN OHIO BE MTN | $735,551 | $735,551 |
| AUTOZONE INC NOTE CALL MAKE WHOLE | $801,784 | $801,784 |
| THERMO FISHER SCIENTIFIC INC NOTE | $600,444 | $600,444 |
| CAPITAL ONE BK USA NATL ASSN | $500,250 | $500,250 |
| MEDTRONIC INC NOTE CALL MAKE WHOLE | $1,189,679 | $1,189,679 |
| WHIRLPOOL CORP NOTE CALL MAKE WHOLE | $330,558 | $330,558 |
| MCKESSON CORP NEW NOTE CALL MAKE WHOLE | $2,554,820 | $2,554,820 |
| BB&T BRH BKG & TR CO GLOBAL BK NOTE | $1,250,250 | $1,250,250 |
| TORONTO DOMINION BANK MTN | $1,074,661 | $1,074,661 |
| APPLE INC NOTE | $1,150,564 | $1,150,564 |
| HSBC USA INC NOTE | $1,994,200 | $1,994,200 |
| GEORGE WASHINGTON UNIVERSITY | $503,680 | $503,680 |
| SANTANDER UK PLC NOTE | $1,499,685 | $1,499,685 |
| SANTANDER UK PLC NOTE | $995,140 | $995,140 |
| THOMSON REUTERS CORP NOTE CALL MAKE WHOLE | $502,140 | $502,140 |
| PACCAR FINL CORP SR MTNS BK EN | $503,515 | $503,515 |
| TORONTO DOMINION BANK | $505,120 | $505,120 |
| GEORGIA PWR CO NOTE CALL MAKE WHOLE | $305,151 | $305,151 |
| KROGER CO NOTE CALL MAKE WHOLE | $255,080 | $255,080 |
| ANHEUSER BUSCH INBEV FIN INC NOTE | $203,396 | $203,396 |
| BB&T CORPORATION MTN | $2,280,324 | $2,280,324 |
| BANK AMER CORP | $512,235 | $512,235 |
| LYONDELLBASELL INDUSTRIES | $541,190 | $541,190 |
| FORD MOTOR CREDIT CO LLC NOTE | $504,255 | $504,255 |
| COMERICA INC NOTE | $506,655 | $506,655 |
| AMERICAN HONDA FIN CORP MTN | $516,275 | $516,275 |
| RYDER SYS MTN BE CALL MAKE WHOLE | $254,225 | $254,225 |
| CHEVRON CORP NEW NOTE CALL MAKE WHOLE | $514,035 | $514,035 |
| DOMINION GAS HOLDINGS LLC | $511,415 | $511,415 |
| MORGAN STANLEY NOTE | $508,245 | $508,245 |
| FEDEX CORP NOTE CALL MAKE WHOLE | $255,952 | $255,952 |
| VERIZON COMMUNICATIONS INC | $517,435 | $517,435 |
| GOLDMAN SACHS GROUP INC NOTE | $508,320 | $508,320 |
| AMERICAN EXPRESS CR CORP BE MTN | $511,570 | $511,570 |
| WESTPAC BKG CORP NOTE | $510,525 | $510,525 |
| GILEAD SCIENCES INC NOTE CALL MAKE WHOLE | $519,545 | $519,545 |
| DEERE JOHN CAP CORP MTNS BE | $516,410 | $516,410 |
| MICROSOFT CORP NOTE CALL MAKE WHOLE | $205,104 | $205,104 |
| SOUTHWEST AIRLS CO NOTE CALL MAKE WHOLE | $309,648 | $309,648 |
| WELLS FARGO CO MTN BE | $514,570 | $514,570 |
| U S BANCORP MTNS BK ENT | $206,450 | $206,450 |
| INTERNATIONAL BUSINESS MACHS NOTE | $515,575 | $515,575 |
| CISCO SYS INC NOTE CALL MAKE WHOLE | $515,310 | $515,310 |
| JPMORGAN CHASE & CO NOTE | $1,524,570 | $1,524,570 |
| CITIGROUP INC NOTE | $508,895 | $508,895 |
| TOYOTA MOTOR CRED MTN CALL MAKE WHOLE | $253,912 | $253,912 |
| ABBVIE INC NOTE CALL MAKE WHOLE | $506,075 | $506,075 |
| WALGREENS BOOTS ALLIANCE INC NOTE | $509,330 | $509,330 |
| FIFTH THIRD BK CIN OHIO BE MTN | $507,800 | $507,800 |
| SIMON PROPERTY GROUP LP NOTE | $515,135 | $515,135 |
| CBS CORP NEW NOTE CALL MAKE WHOLE | $521,010 | $521,010 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (293 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CANADIAN IMP BK COMM CD | $697,571 | $697,571 |
| AMDOCS LTD ORD GBP0.01 | $7,651,017 | $7,651,017 |
| ARCH CAPITAL GROUP COM STK USD0.01 | $254,448 | $254,448 |
| ASSURED GUARANTY LTD COM USD0.01 | $1,912,594 | $1,912,594 |
| ACCENTURE PLC CLS A USD0.0000225 | $456,559 | $456,559 |
| CHINA YUCHAI INTL LTD COM | $103,320 | $103,320 |
| ENDURANCE SPECIALTY HOLDINGS LTD COM USD1 | $2,580,824 | $2,580,824 |
| ENSTAR GROUP LIMITED SHS | $71,114 | $71,114 |
| EVEREST RE GROUP LTD COM | $2,758,317 | $2,758,317 |
| FRESH DEL MONTE PRODUCE INC COM STK USD0.01 | $274,763 | $274,763 |
| MAIDEN HOLDINGS LTD COM STK USD0.01 | $195,032 | $195,032 |
| MEDTRONIC PLC USD0.0001 | $316,971 | $316,971 |
| RENAISSANCERE HOLDINGS LTD COM STK | $1,540,930 | $1,540,930 |
| VALIDUS HOLDING LTD COM STK | $718,452 | $718,452 |
| ALLIED WORLD ASSURANCE CO HLDGS | $1,921,350 | $1,921,350 |
| CHUBB LIMITED COM NPV ISIN #CH0044328745 | $5,528,641 | $5,528,641 |
| CHECK POINT SOFTWARE TECHNOLOGIES ORD | $1,790,011 | $1,790,011 |
| ELBIT SYSTEMS LTD | $439,379 | $439,379 |
| TARO PHARMACEUTICALS INDS LTD ORD | $1,770,933 | $1,770,933 |
| ABB LTD SPONSORED ADR | $160,782 | $160,782 |
| AFLAC INC | $2,883,586 | $2,883,586 |
| AIA GROUP LTD SPONSORED ADR | $771,093 | $771,093 |
| AT&T INC COM | $2,324,439 | $2,324,439 |
| AVX CORP | $107,798 | $107,798 |
| AARONS INC COM PAR $0.50 | $152,836 | $152,836 |
| ABBOTT LABORATORIES | $5,582 | $5,582 |
| AEGON N V NY REGISTRY SH | $264,107 | $264,107 |
| AETNA INC NEW COM | $117,855 | $117,855 |
| AIR LIQUIDE ADR-EACH CNV INTO | $125 | $125 |
| ALLIANZ SE ADR EACH REP 1/10 ORD SH | $968,730 | $968,730 |
| ALPHABET INC CAP STK CL C | $174,409 | $174,409 |
| AMERICAN EAGLE OUTFITTERS NEW COM | $70,554 | $70,554 |
| AMERICAN ELEC PWR CO | $410,237 | $410,237 |
| AMERICAN FINL GRP INC HOLDING CO | $1,245,277 | $1,245,277 |
| AMERICAN NATL INS | $2,393,122 | $2,393,122 |
| ANALOG DEVICES INC COM | $21,466 | $21,466 |
| APPLE INC | $956,096 | $956,096 |
| ARCHER DANIELS MIDLAND | $839,314 | $839,314 |
| ARM HOLDINGS PLC ADS REP 3 ORD GBP0.05 | $66,581 | $66,581 |
| ASAHI KASEI CORP ADR | $22,499 | $22,499 |
| ASTELLAS PHARMA INC ADR | $3,977 | $3,977 |
| ASTRAZENECA ADR EACH REP 1 ORD USD0.25 MGT | $885,291 | $885,291 |
| ATMOS ENERGY CORP | $385,457 | $385,457 |
| ATRION CORP | $172,427 | $172,427 |
| AUTOMATIC DATA PROCESSING INC | $1,433,356 | $1,433,356 |
| AVNET INC | $382,212 | $382,212 |
| AVIVA SPON ADR | $387,235 | $387,235 |
| AXA ADS | $958,429 | $958,429 |
| BAE SYSTEMS SPON ADR EA | $439,562 | $439,562 |
| BCE INC COM NEW | $444,714 | $444,714 |
| B O K FINANCIAL CORP NEW | $131,482 | $131,482 |
| BANCO DE CHILE | $93,324 | $93,324 |
| BANK HAWAII CORP | $31,992 | $31,992 |
| BANK OF MONTREAL COM NPV | $3,511,109 | $3,511,109 |
| BANK OF NOVA SCOTIA COM NPV | $5,752,843 | $5,752,843 |
| BARD C R INC | $42,094 | $42,094 |
| BED BATH & BEYOND INC | $168,299 | $168,299 |
| BENCHMARK ELECTRS INC COM | $147,246 | $147,246 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | $613,041 | $613,041 |
| BIG LOTS INC COM | $1,346,456 | $1,346,456 |
| BIO RAD LABORATORIES INC CL A | $383,866 | $383,866 |
| BIO-TECHNE CORP | $312,711 | $312,711 |
| BRIDGESTONE CORP | $130,228 | $130,228 |
| BROWN FORMAN CORP CL B | $17,857 | $17,857 |
| CK HUTCHISON HOLDINGS LIMITED | $484,051 | $484,051 |
| CME GROUP INC | $166,067 | $166,067 |
| CNA FINL CORP | $535,774 | $535,774 |
| CSRA INC COM | $218,883 | $218,883 |
| CVS HEALTH CORP COM | $3,017,725 | $3,017,725 |
| CA INC COM | $3,237,957 | $3,237,957 |
| CANADIAN IMPERIAL BANK OF COMMERCE | $2,312,081 | $2,312,081 |
| CANON INC SPONSORED ADR | $4,848,365 | $4,848,365 |
| CAPITAL SOUTHWEST CORP | $16,267 | $16,267 |
| CARDINAL HEALTH INC | $13,886 | $13,886 |
| CENTRICA ADR EACH REPR 4 ORD | $97,585 | $97,585 |
| CHEESECAKE FACTORY INC | $1,491,040 | $1,491,040 |
| CHEMED CORP NEW | $885,333 | $885,333 |
| CHICOS FAS INC COM | $400,822 | $400,822 |
| CHINA CONSTRUCTION BANK UNSP ADR EACH | $763,219 | $763,219 |
| CHINA MOBILE LTD SPON ADR REP 5 ORD | $6,600,137 | $6,600,137 |
| CHINA TELECOM CORPORATION SPONS | $82,916 | $82,916 |
| CHINA UNICOM LIMITED ADR | $387,294 | $387,294 |
| CHUNGHWA TELECOM ADR EA REPR 10 ORD TWD10 | $4,731,741 | $4,731,741 |
| CHURCH & DWIGHT INC | $413,926 | $413,926 |
| CISCO SYS INC COM | $3,003,556 | $3,003,556 |
| COCA COLA CO | $1,153,830 | $1,153,830 |
| COMMERCE BANCSHARES INC | $152,274 | $152,274 |
| COMPAGNIE FINANCIERE RICHEMONT SA SPON | $86,676 | $86,676 |
| COMPANIA CERVECERIAS UNIDAS SA SPONSORED | $781,330 | $781,330 |
| COMTECH TELECOMMUNICATIONS CORP COM NEW | $62,762 | $62,762 |
| CONSOLIDATED EDISON HLDG CO INC | $22,040 | $22,040 |
| COSTCO WHOLESALE CORP | $77,578 | $77,578 |
| CULLEN FROST BANKERS INC | $155,820 | $155,820 |
| DBS GROUP HLDGS LTD SPONSORED ADR | $882,306 | $882,306 |
| DTE ENERGY HOLDING CO | $147,986 | $147,986 |
| DSW INC CL A | $321,089 | $321,089 |
| DAI NIPPON PRTG LTD JAPAN SPONSORED ADR | $7,026 | $7,026 |
| DAIICHI SANKYO CO LTD SPON ADR LEV 1 | $2,628 | $2,628 |
| DANAHER CORP COM USD0.01 | $24,442 | $24,442 |
| DECKERS OUTDOOR CORP COM | $215,470 | $215,470 |
| DENSO CORP ADR | $107,568 | $107,568 |
| DENTSPLY SIRONA INC COM | $736,601 | $736,601 |
| DEVRY EDUCATION GROUP INC | $712,851 | $712,851 |
| DIAGEO ADR EACH REPR 4 ORD GBX28.935185 | $702,565 | $702,565 |
| DICKS SPORTING GOODS INC COM | $465,109 | $465,109 |
| DOLBY LABORATORIES INC COM | $426,774 | $426,774 |
| EDP-ENERGIAS DE PORTUGAL SA SPON ADR | $65,231 | $65,231 |
| E M C CORP MASS | $192,472 | $192,472 |
| EBAY INC | $98,275 | $98,275 |
| EMPRESA NACIONAL DE ELECTRICIDAD SA | $426,792 | $426,792 |
| ENDESA AMERICAS SA SPON ADS EACH REPR | $113,424 | $113,424 |
| ENERSIS AMERICAS S A SPONSORED ADR-REPR | $1,145,773 | $1,145,773 |
| ENERSIS CHILE SA SPON ADR EACH REPR | $778,538 | $778,538 |
| ENGIE SPON ADR EACH REPR 1 SHARE | $124,172 | $124,172 |
| ERICSSON ADR EACH REP 1 ORD B SEK1 | $851,612 | $851,612 |
| DELHAIZE GROUP SPONSORED ADR | $85,818 | $85,818 |
| EXELON CORP | $1,558,099 | $1,558,099 |
| EXXON MOBIL CORP | $2,526,855 | $2,526,855 |
| FANUC CORPORATION ADR | $1,232,206 | $1,232,206 |
| FAST RETAILING CO LTD ADR | $20,490 | $20,490 |
| F5 NETWORKS INC COM | $95,512 | $95,512 |
| FOOT LOCKER INC COM | $487,376 | $487,376 |
| GANNETT CO INC COM | $1,664,450 | $1,664,450 |
| GENERAL DYNAMICS CRP | $9,190 | $9,190 |
| GENERAL MILLS INC | $736,949 | $736,949 |
| GENERAL MTRS CO COM | $1,080,777 | $1,080,777 |
| GENUINE PARTS CO | $42,019 | $42,019 |
| GRAINGER W W INC COM STK USD0.50 | $3,409 | $3,409 |
| HSBC HLDGS PLC SPON ADR NEW | $1,033,324 | $1,033,324 |
| HAWAIIAN ELEC INDS | $673,703 | $673,703 |
| HEARTLAND EXPRESS INC COM | $13,112 | $13,112 |
| HENNES & MAURITZ AB ADR | $5,906 | $5,906 |
| HENRY JACK & ASSOC INC | $467,593 | $467,593 |
| HERSHEY CO | $8,852 | $8,852 |
| HITACHI LTD ADR 10 COM | $158,793 | $158,793 |
| HORMEL FOODS CORP COM | $1,562,015 | $1,562,015 |
| HOYA CORP SPONSORED ADR | $27,701 | $27,701 |
| IBERDROLA SA SPON ADR | $151,637 | $151,637 |
| INDITEX | $208,406 | $208,406 |
| INDUSTRIAL & COML BK CHINA ADR | $213,989 | $213,989 |
| INFOSYS LTD SPONSORED ADR | $1,033,104 | $1,033,104 |
| INGRAM MICRO INC CL A | $370,372 | $370,372 |
| INTEL CORP | $603,881 | $603,881 |
| INTL BUSINESS MACH | $387,342 | $387,342 |
| INTUITIVE SURGICAL INC COM NEW | $201,730 | $201,730 |
| ITOCHU CORP ADR | $75,827 | $75,827 |
| J & J SNACK FOODS CORP | $108,655 | $108,655 |
| SAINSBURY ADR EA REP 4 ORD | $46,061 | $46,061 |
| JAPAN TOBACCO INC UNSP ADR EA REPR ORD | $118,742 | $118,742 |
| JARDINE MATHESON HLDGS LTD ADR | $80,468 | $80,468 |
| JOHNSON & JOHNSON | $7,292,435 | $7,292,435 |
| KAO CORP SPONSORED ADR | $93,162 | $93,162 |
| KASIKORNBANK PUBLIC COMPANY LIMITED | $145,771 | $145,771 |
| KDDI CORP ADR | $699,429 | $699,429 |
| KINGFISHER ADR EACH REPR 2 ORD | $18,874 | $18,874 |
| KOMATSU LTD SPON ADR NEW | $137,467 | $137,467 |
| KONAMI HLDGS CORP SPONSORED ADR | $10,707 | $10,707 |
| KONINKLIJKE AHOLD N V SPONSORED ADR NE | $51,423 | $51,423 |
| KOREA ELECTRIC PWR SPONSORED ADR | $659,167 | $659,167 |
| KYOCERA CORP ADR | $102,850 | $102,850 |
| L OREAL CO ADR | $884,915 | $884,915 |
| LVMH MOET HENNESSY VUITTON SE ADR EACH | $41,852 | $41,852 |
| LANCASTER COLONY CORP COM | $1,070,137 | $1,070,137 |
| LILLY ELI & CO COM NPV | $13,309 | $13,309 |
| LOCKHEED MARTIN CORP | $8,934 | $8,934 |
| LUXOTTICA GROUP S P A SPONSORED ADR | $80,424 | $80,424 |
| MSG NETWORK INC CL A | $828,253 | $828,253 |
| MAGELLAN HEALTH INC | $162,057 | $162,057 |
| MAKITA CORP ADR NEW | $146,217 | $146,217 |
| MCCORMICK & CO INC COM NON VTG | $233,181 | $233,181 |
| MCDONALDS CORP | $526,126 | $526,126 |
| MCKESSON CORP | $3,360 | $3,360 |
| MERCK & CO INC NEW COM | $636,591 | $636,591 |
| MEREDITH CORP | $198,763 | $198,763 |
| MICROSOFT CORP | $1,317,116 | $1,317,116 |
| MOLSON COORS BREWING CO CL B | $67,555 | $67,555 |
| MUENCHENER RUECKVERSICHERUNGS | $36,389 | $36,389 |
| MURATA MFG CO LTD ADR | $131,339 | $131,339 |
| NTT DOCOMO INC ADS EACH 1 REP 1 ORD SHS NPV | $4,764,537 | $4,764,537 |
| NATIONAL PRESTO INDS INC | $83,783 | $83,783 |
| NATIONAL WESTN LIFE GROUP INC CL A | $106,032 | $106,032 |
| NESTLE S A SPONSORED ADR | $5,778,172 | $5,778,172 |
| NETSCOUT SYS INC COM | $57,383 | $57,383 |
| NEXTERA ENERGY INC COM | $2,826,550 | $2,826,550 |
| NICE LTD ADR-EACH CNV INTO 1 ORD ILS1 | $1,863,718 | $1,863,718 |
| NIPPON TEL & TEL CORP SPONS ADR REPR 1 ORD | $6,771,564 | $6,771,564 |
| NORTHROP GRUMMAN CORP HOLDING CO | $88,245 | $88,245 |
| NOVARTIS A G SPONSORED ADR | $4,007,511 | $4,007,511 |
| NOVO-NORDISK A S ADR | $1,958,022 | $1,958,022 |
| ONE GAS INC COM USD0.01 | $132,048 | $132,048 |
| OTSUKA HLDGS CO LTD | $74,747 | $74,747 |
| OWENS & MINOR INC HOLDING COMPANY | $212,505 | $212,505 |
| BANK RAKYAT INDONESIA UNSP ADR | $11,689 | $11,689 |
| BANK MANDIRI | $63,403 | $63,403 |
| PATTERSON COMPANIES INC COM | $345,047 | $345,047 |
| PAYCHEX INC COM | $1,279,369 | $1,279,369 |
| PEPSICO INC | $962,889 | $962,889 |
| TELEKOMUNIKASI INDONESIA | $239,325 | $239,325 |
| PFIZER INC | $1,352,557 | $1,352,557 |
| PHILIPPINE LONG DISTANCE TEL | $220,488 | $220,488 |
| PINNACLE WEST CAP CP | $4,159,918 | $4,159,918 |
| POPULAR INC COM NEW | $593,032 | $593,032 |
| PORSCHE AUTOMOBIL HOLDING SE UNSP ADR | $90,830 | $90,830 |
| PRADA S P A ADR | $12,836 | $12,836 |
| PRICE T ROWE GROUP INC COM | $16,929 | $16,929 |
| PROASSURANCE CORP | $170,343 | $170,343 |
| PROCTER & GAMBLE CO | $4,467,105 | $4,467,105 |
| PROSPERITY BANCSHARES INC | $1,076,501 | $1,076,501 |
| PUBLIC SERVICE ENTERPRISE GROUP INC | $6,015,393 | $6,015,393 |
| QUALCOMM INC | $140,032 | $140,032 |
| RANDGOLD RES LTD ADR | $4,502,327 | $4,502,327 |
| RAYTHEON CO COM NEW | $89,591 | $89,591 |
| RECKITT BENCKISER GROUP PLC | $1,375,217 | $1,375,217 |
| REINSURANCE GROUP AMER INC COM NEW | $411,529 | $411,529 |
| RESMED INC | $376,661 | $376,661 |
| REYNOLDS AMERN INC | $302,763 | $302,763 |
| ROCHE HLDG LTD SPONSORED ADR | $548,368 | $548,368 |
| ROCKWELL COLLINS INC | $5,704 | $5,704 |
| ROYAL BANK OF CANADA COM NPV | $5,684,576 | $5,684,576 |
| ROYAL DUTCH SHELL ADR EA REP 2 CL A | $466,333 | $466,333 |
| ROYAL GOLD INC COM | $1,942,091 | $1,942,091 |
| SK TELECOM LTD SPONSORED ADR | $1,398,063 | $1,398,063 |
| SABMILLER PLC ADR EACH REP 1 ORD | $708,201 | $708,201 |
| SANOFI SPONSORED ADR | $1,174,730 | $1,174,730 |
| HENRY SCHEIN INC | $12,906 | $12,906 |
| SEABOARD CORP COM | $37,318 | $37,318 |
| SECOM LTD ADR | $73,845 | $73,845 |
| SEVEN & I HOLDINGS CO LTD | $130,531 | $130,531 |
| SHIN ETSU CHEM CO LTD ADR | $27,024 | $27,024 |
| SHIRE PLC SPONSORED ADR | $1,615,118 | $1,615,118 |
| SILICONWARE PRECISION INDUSTRIES CO | $404,846 | $404,846 |
| SMITH & NEPHEW ADR EACH REPR 2 ORD | $1,508,639 | $1,508,639 |
| SPARK NEW ZEALAND | $4,463 | $4,463 |
| STRYKER CORP | $11,983 | $11,983 |
| SUNTORY BEVERAGE & FOOD LIMITED UNSPON | $57,914 | $57,914 |
| SWISS RE LTD SPONSORED ADR | $91,607 | $91,607 |
| SYKES ENTERPRISES INC | $98,319 | $98,319 |
| SYMANTEC CORP | $304,033 | $304,033 |
| SYNGENTA AG SPONSORED ADR | $320,982 | $320,982 |
| SYNOPSYS INC COM | $400,949 | $400,949 |
| SYNNEX CORP | $4,836 | $4,836 |
| SYSCO CORP | $415,611 | $415,611 |
| TJX COS INC NEW COM | $25,717 | $25,717 |
| TAIWAN SEMICONDUCTOR MFG LTD | $4,460,097 | $4,460,097 |
| TAKEDA PHARMACEUTICAL CO | $13,670 | $13,670 |
| TECH DATA CORP COM | $345,167 | $345,167 |
| TELEFONICA BRASIL SA | $448,038 | $448,038 |
| TELUS CORP COM | $309,474 | $309,474 |
| TEVA PHARMACEUTICAL INDUSTRIES | $1,393,933 | $1,393,933 |
| THOR INDS INC | $975,114 | $975,114 |
| 3M COMPANY | $273,537 | $273,537 |
| TOOTSIE ROLL INDS | $115,012 | $115,012 |
| TORCHMARK CORP | $2,105,527 | $2,105,527 |
| TORONTO-DOMINION BANK COM NPV | $3,139,385 | $3,139,385 |
| TOYOTA MOTOR CORP SP ADR REP2COM | $1,731,427 | $1,731,427 |
| TRAVELERS COMPANIES INC COM STK NPV | $144,872 | $144,872 |
| TREND MICRO INC SPONS ADR NEW | $16,735 | $16,735 |
| TRIPLE-S MANAGEMENT CORPORATION COM STK | $56,580 | $56,580 |
| TRUSTMARK CORP | $724,228 | $724,228 |
| TURKCELL ILETISIM HIZMET ADS EACH REPR | $154,809 | $154,809 |
| UMPQUA HOLDINGS CORP | $751,378 | $751,378 |
| UNION PACIFIC CORP | $144,835 | $144,835 |
| UNITED MICROELECTRONICS CORP | $502,481 | $502,481 |
| UNITED OVERSEAS BANK LTD | $180,080 | $180,080 |
| UNITED TECHNOLOGIES CORP | $18,869 | $18,869 |
| UNITED THERAPEUTICS CORP DEL | $395,081 | $395,081 |
| UNITEDHEALTH GROUP | $1,561,389 | $1,561,389 |
| UNUM GROUP | $44,760 | $44,760 |
| V F CORP | $15,249 | $15,249 |
| VARIAN MED SYS INC COM | $3,071,373 | $3,071,373 |
| VODAFONE GROUP SPON | $1,126,218 | $1,126,218 |
| WPP PLC NEW ADR | $261,718 | $261,718 |
| WACOAL HOLDINGS CORP ADR | $15,917 | $15,917 |
| WAL-MART STORES INC COM | $2,570,304 | $2,570,304 |
| WALGREENS BOOTS ALLIANCE INC COM | $173,784 | $173,784 |
| WEIS MKTS INC COM | $84,621 | $84,621 |
| WERNER ENTERPRISES INC | $117,216 | $117,216 |
| WESTAMERICA BANCORPORATION | $26,748 | $26,748 |
| WHOLE FOODS MKT INC | $378,764 | $378,764 |
| WILLIAMS SONOMA INC COM | $1,443,740 | $1,443,740 |
| WIPRO SPON ADR EACH REP 1 ORD SHS INR2 | $1,525,731 | $1,525,731 |
| WORLD FUEL SERVICES CORP | $79,736 | $79,736 |
| YY INC ADS EA REPR 20 ORD CL A | $43,286 | $43,286 |
| ZIMMER BIOMET HLDGS INC COM | $2,794,983 | $2,794,983 |
| ZURICH INSURANCE GROUP | $983,697 | $983,697 |
| BANCOLOMBIA SA SPON PFD | $1,149,287 | $1,149,287 |
| AMERICAN CAP AGY CORP COM | $1,153,583 | $1,153,583 |
| AMERICAN CAP MTG INVT CORP COM | $3,948 | $3,948 |
| APOLLO COML REAL ESTATE FIN INC COM | $1,125,816 | $1,125,816 |
| CAPSTEAD MTG CORP COM NO PAR | $1,056,262 | $1,056,262 |
| MFA FINL INC COM | $5,444,118 | $5,444,118 |
| PUBLIC STORAGE COM | $21,725 | $21,725 |
| TWO HBRS INVT CORP | $414,646 | $414,646 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $20,578,855 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $20,578,855 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $4,490,048 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $4,490,048 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (46 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARAVT GLOBAL FUND LTD | FMV | $5,937,559 | $5,937,559 |
| CARTICA CAPITAL PARTNERS (CAYMAN) LTD | FMV | $8,478,434 | $8,478,434 |
| DRAWBRIDGE SPECIAL OPPORTUNITIES OFFSHORE FUND LTD | FMV | $3,977,170 | $3,977,170 |
| FINEPOINT CAPITAL PARTNERS II LP | FMV | $4,647,302 | $4,647,302 |
| HIMALAYA CAPITAL INVESTORS LP | FMV | $11,581,224 | $11,581,224 |
| ICQ OPPORTUNITIES FUND II LP | FMV | $2,419,771 | $2,419,771 |
| IGUAZU INVESTORS (CAYMAN) SPC | FMV | $5,373,994 | $5,373,994 |
| JUNTO OFFSHORE FUND LTD | FMV | $5,100,999 | $5,100,999 |
| LUXOR CAPITAL PARTNERS OFFSHORE LTD | FMV | $2,629,998 | $2,629,998 |
| MARCATO INTERNATIONAL LTD | FMV | $6,592,892 | $6,592,892 |
| MYRIAD OPPORTUNITIES OFFSHORE FUND LIMITED | FMV | $10,146,423 | $10,146,423 |
| PANNING OVERSEAS FUND LTD | FMV | $3,888,171 | $3,888,171 |
| PINE RIVER FUND LTD | FMV | $2,247,810 | $2,247,810 |
| SENATOR GLOBAL OPPORTUNITY OFFSHORE FUND II LTD | FMV | $5,149,841 | $5,149,841 |
| SOROBAN CAYMAN FUND LTD | FMV | $691,623 | $691,623 |
| TIGER GLOBAL PRIVATE INVESTMENT PARTNERS VIII LP | FMV | $5,175,073 | $5,175,073 |
| VARDE FUND XI (B) FEEDER LP | FMV | $5,650,662 | $5,650,662 |
| ICONIQ ACCESS 25 LP | FMV | $2,990,470 | $2,990,470 |
| ICONIQ STRATEGIC PARTNERS CO-INVEST LP SERIES F LP | FMV | $2,096,370 | $2,096,370 |
| ICONIQ STRATEGIC PARTNERS CO-INVEST LP SERIES PS LP | FMV | $1,500,089 | $1,500,089 |
| CARMEL PARTNERS INVESTMENT FUND V LP | FMV | $706,979 | $706,979 |
| SRS PARTNERS LTD | FMV | $5,020,340 | $5,020,340 |
| SHORENSTEIN REALTY INVESTORS ELEVEN REIT | FMV | $1,816,996 | $1,816,996 |
| DARSANA OVERSEAS FUND LTD | FMV | $4,794,386 | $4,794,386 |
| TIGER GLOBAL PRIVATE INV PARTNERS IX LP | FMV | $3,445,161 | $3,445,161 |
| PRIME FINANCE PARTNERS IV LP | FMV | $6,820,557 | $6,820,557 |
| ICONIQ ACCESS 37 LP | FMV | $5,468,921 | $5,468,921 |
| GSO CREDIT ALPHA OVERSEAS FUND | FMV | $5,513,211 | $5,513,211 |
| FORTRESS CREDIT OPPORTUNITIES | FMV | $2,175,436 | $2,175,436 |
| ICONIQ STRATEGIC PARTNERS II-B LP | FMV | $10,462,231 | $10,462,231 |
| ICONIQ STRATEGIC PARTNERS II CO-INVEST LP | FMV | $14,131,343 | $14,131,343 |
| BLACKSTONE MANAGEMENT PARTNERS | FMV | $69,189 | $69,189 |
| CENTERBRIDGE CAPITAL PARTNERS | FMV | $1,683,155 | $1,683,155 |
| LEAD EDGE CAPITAL III LP | FMV | $213,784 | $213,784 |
| INSTITUTIONAL VENTURE PARTNERS | FMV | $1,207,912 | $1,207,912 |
| TIGER GLOBAL PIP VIII HOLDING LP | FMV | $77,991 | $77,991 |
| SHUNWEI CHINA INTERNET FUND III | FMV | $787,884 | $787,884 |
| SHUNWEI CHINA INTERNET OPPORTUNITY FUND II | FMV | $434,247 | $434,247 |
| PENINSULA II EXEMPT FEEDER LP | FMV | $3,790,306 | $3,790,306 |
| ICQ OPPS FUND 4 - UBER TECH CONVERTIBLE NOTE | FMV | $5,039,157 | $5,039,157 |
| DE SHAW ORIENTEER INTERNATIONAL FUND LP | FMV | $60,820,169 | $60,820,169 |
| VMG PARTNERS III LP | FMV | $1,032,620 | $1,032,620 |
| ICONIQ ACCESS 47 LP | FMV | $4,804,321 | $4,804,321 |
| ICONIQ ACCESS 53 LP | FMV | $1,380,687 | $1,380,687 |
| CERBERUS ICQ OFFSHORE LEVERED | FMV | $5,783,633 | $5,783,633 |
| OWL ROCK CAPITAL CORP | FMV | $3,243,074 | $3,243,074 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOND DISCOUNTS | Desc |
| Revenue And Expenses Per Books | $81,157 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $81,157 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $7,498,793 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED TAX LIABILITY | $515,000 | $835,000 |
| CURRENT EXCISE TAX PAYABLE | $17,679 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ALTERNATIVE INVESTMENTS | $0 | $1,430,447 | $0 |
| INVESTMENT FEES | $424,710 | $424,710 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE TAX | $2,937,310 | $0 | $310 |
| FOREIGN TAX | $418,039 | $418,039 | $0 |
| FOREIGN TAX - ALTERNATIVE INVESTMENTS | $0 | $41,206 | $0 |
Comments